John L Coffey Financial Disclosure Report for 2009

8/3/2019 John L Coffey Financial Disclosure Report for 2009

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F O R C A L E N D A R Y E A R 2 0 0 9 0 u . s .c , a p p . 1 0 - 1 1 0! . Per i l Reporf lag ( las t nam e, t lvst , middle ini t ial ) 2 , Cour t or Organizat ion 3. Date of Repor tC O F F E Y , I O H N L . 7t h C i rc u i t C o ur t o f A p p e a l s 04/~0/2010

4, Title (Artlclc Ill judges ind icat~ sctiv~ ~ senior status; S t . R e p o r t T y p o ( c h e c k a p p r o p r i a te t y p e ) 6. Repor t lug Per iodr r m g l s t r a t e , j u ~ g e ~ i n d i c a t e f u l l - o r p a r t - t ir r ~ )[ ] N o m i n a t i o n , D a t e 01/01/2 009

12/31/20095 b. [] A m e n d e d R e p o r t7 . Ch amb c r ~ o r Of f c e Addr es s 8 . On t ie bash of the I~formut lom con tained I t th is Repo r t and saymod lf leat lon~ per taining therao, I t Is , |m my o p i n i o n , i n ompl i anc eF ede ra l B ui ld ing - Cour th ous e w i t h app l i c abl e l aw s and r egu l a t iou s .R o o m 6 1 9M i l w a u k e e , ~ I 5 3 2 0 2 Revlevdng Off icer Date

I M P O R T A N T N O T E S : l~e instrucaons accompanying this form mart be foilowea~ Complete all parts,checklng the NONE bax for each part where you have no reportable information. Sign on iast pag~

I . P O S I T IO N S . O ~ o ~ o r ~ s ~ , ~ n ~ , t o ~ , ~ r ~ , ~ - t3 of fd~ng im~ructlonx.)[] N ON E ( N o reportable positions.)

POSITIO~ N A M E O F O R G A N I Z A T I O N / E N T I T Y "1 .

- .: ~ ~ ~ . . - : . . . ~:.~

N O N E ~ o reportab& a~eemen~.) ; . . ~..1 ~~ PARTIES ~ ~S

I . 1954, 1978 M i l w a ~ v C o u n W P e m i o n P l a ~ C i W o f M i lw a ~ P e l io n P I ~ , S~ t o f W is ~ n s i n ~ p l o y e e P e n s i o n P I ~

2 . an d 1 9 8 2 Exp lan a tio n : R ep o rter is a p articip an t in 3 g o ve rn m en t spo n so red p en s io n p lan s a s a re su lt o f his ~ m plo y m en t a sMilwauk~ City Attorney, Milwaukee County3. - Circui t Cour t Judge and Wiscons in Suprem e Cour t Jus t ice .


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Iame of Person R eporting Date of ReportF I N A N C I A L D ISC L O SUR E R E PO R Ti co~Y, JO HN L 0 ~ / 3 0 ~ 0 X 0

age 2 of l0

A . Fl iers Non-Investment IncomeNONE (No reportable non-investment income.)

DATE SOURCE A ND TYPE I N C O M E(.youn, not spouses)1. 2009 J u d i c i a l R e t i r e e s & S u r v . - U . S . C o u r t s ; M i l w a u k e e C o u n t y , C i t y o f $263,617.00M i lw a u k e e , S t a t e o f W i s co n s i n P e n s i o n s2.3.4.

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you were married d~rlng any portton of the reporttng year, omplete tl~ section.(Dollar amount ~ot required except for honoraria)

D N O ~i~ (N o reportable non-investment income.)D A T E , ~ ;O U R C E A N D T Y P I ~

1. 2009 Self-Employed artist-painter

2.3.4.

IV . R E I M B U R S E M E N T S _ t , , , ~ r o n , a o ~ , to~v~s.[oo,~ o~,n~,,e~(Includ~ those to spouse and dependent children; see pp. 25-27 of filing instructiottr.)

N O N E (N o reportable reimbursements.)S O U R C E D A T E S L O C A T I O N ~ ITEMS PAID O R P R O V ID E D

I.2.3.4.5.


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F [ N A B I C lA L D I S C L O S U R E R E P O R TPage 3 of 10 :o~v, J O ~ U 0 4 / 3 0 , ~ 0 1 0

~ N O N E ~ o r~ortable g~s.)~ DESCRI~IQN

1 .2.3.4.5.

~ NONE ~o reportable liabiliti~.)C~DITOR DESC~PTION

3.

5.


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FI~CL~L ~PORT] co~, ~o~ ~. ] ~ / ~ O ~ O l O

a g ~ 4 o f 1 0

N ON E ~o reportable income, assets, or ~ansactions.)~ B. C. D.~fion of~ ~e d~g Gro~ ~l~ ~ ~d T~tiom ~ng ~ng

0) (2 ) O) (2 ) 0) (2 )

1 . ~UST

2. ADVISO~ ~R C~E S~AP A Di~d~d K T3. ALL~NCE BE~STE~ ~ GRO~HI A Di~d K T4. BADGER TOB ASST SEC~ A D l ~ d e n d K T B u y 0 ~ 0 5 L5. BAI~ SHORT ~ BD ~D A I n te~ s t J T B u y 09/03 J6. BE~ ~AWAY ~. B N o n e L T7. B~LY DJ USB COM~ ~ N o n e J T B u y 09~8. CA~BEL~RT WI. SCH. DIST. A Int~t Sol d 03/01 K A9. CG~ ~. FO~S ~ N o n e Sol d 0 9 ~ 2 J A

1 0 . C H I L T O N W I S D S B I n t ~ e s t K T1 1 . DFA ~ DIMENSIONS SM CAP B D i v i d e n d K T1 2 . ~ON MOB~ A ~d~ Sol d 0 9 ~ 2 L F1 3 . FEDE~D SE~ ~C. A In~t J T B~ 09/03 J1 4 . ~ S~. B~ ED. P~. ED. ~. C In~t L T1 5 . ~l ~S ~GE CAP C Divid~ M T

1 6 . FORUM F~DS LIB~ ~. HORIZON N o n e J T B u y 1 ~ 1 51 7 . GA~SVILLE FL UT~S ~VA B Int~t K T


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N a m g o f P e ~ o n R e p o ~ t~ m g D a t e o f R e p o r tD I S C L O S U R E R E P O R T[ co~t"~v, Jo~ ~. 0 4 / 3 0 n 0 ~ 0a g e 5 o f 1 0

~. ~ST~N~ and TRUSTS - ~o=~ ~,~ ~,~o~ a~a~ t~ o/~,, ,~ ~,,~ ~u~ ~ ~ J~oN O N E ~ o r~ortable income, ~sets, or ~ansaetio~.)

~ of~ ~e d~n8 ~ v~ue st ~ T~t~ ~ ~in8(~ ~ ~) ~ ~ of ~ ~O) (2) o) ( 2 ) (t) (2) (3) (4)Pl~ "~" ~ ~h ~ ~o~t ~ (~.g~, V~ u Va~ T ~ ( e . g ., ~ V~e G~ n Id~W o fex~~gl~ ~el ~.,~ ~e2 Me~ ~y,~ll, Im~ C~e2 C~el b~/~llm

1 8 . G~ ELE~C C ~nd L T1 9 . HA~OK~FD B ~d~d L T20 . ~N~ LOC. P~. SE~ES A C ln~S L T21 . I~S ASSETS~GY N o n e K T B u y 09~ K22 . ~DSON, ~, scH~ B Int~t K T23 . ~ELY SM C~ V~ C~SS A B Di~nd K U24 . LOOMIS SA~S FDS BO~ ~ A lnt~t So ld 09/03 J A25. ~ER SEK ~ M~ C~ A Divid~ K T26 . ~A~ WI PROM NO~ B In~est K T

2 7 . OH10 ~. ~GH ED, S~ B B ln~t L T

28 . OPP~IMER ~ BD ~ A In~est K T B u y 0 9 a 2 K29 . PIMCO FDS ~CONS~ BOND FD A Di~d~d K T3 0. P I M C O D E V L O C M ~ T A I n M r~ t J T B~ 0 9 ~ 2 J31 . PUERTO ~CO ELEC. A~. ~V. KR B Intent L T3 2. RO~ T. P~CE C0~. A D i v i d e n d So ld 09/03 J

33 . ~S. ~V ~ VAL~ FD ~SS A A D i ~ d e n d K T34 . SPDK~X FDS S&P B~C A Divided J T B~ 09/22 J

I . l n c o e ~ O . ; n C z d e . s : A -$1,000 w ~ B ~ $ 1 . 0 0 1 - $ 2 ~ 0 0 C -~ ;2 , , 5 0 1 - $ ~ , 0 0 0 D -$5,0! - $15,000 E - $ 1 5 , 0 0 1 -2 , Vt l u e C o~k~ t -$1 J ,0 0 0 o ~ I~ K -$1 5,0 0 1 - $50 .0 0 0 L -$ ~0 . 0 0 1 o $ 1 0 0 , 0 0 O M " $ 1 0 0 , 0 0 l - $ 2 5 0 , 0 0 0

(S1~ Colurnn~ CI ~ D3} N -~250,001 - $500,0~30 O ~$ 5 0 0 , 0 0 1 - $ 1 . 0 0 0 , 0 ~0 PI -$ 1, 000, 001 $ 5 , 000, 000 P 2 ~ $ ~ , 0 0 0 , 0 0 1 . $ 2 5 ,0 ~ 0 , 0 0 0P3 - $ 2 . ~ , 000, 001 - $50,000,1X~ P4 -M on~ IE a n $ 5 0 , 0 0 0 ,0 0 0

3 . V t ~ e M z h ~ ! C o d e ~ Q -AI~ R - . C c ~ ( R e a l E s t ~ O a l y ) S - A zu mm .~ - -n t T ~ Matka( S e e C o l m m C 2 ) U - B o e ~ V a l u ~ V ~ W ~d


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FINANCIAL DISCLOSURE REPORTPage 6 of 10 corrxY, JorI~ t. 0 4 / 3 0 1 2 o 1 0

V I I . I N V E S T M E N T S a n d T R U S TS - ~,,~,., . , ,~,,. , ~,.,o~o ,~ a.d.,~,-, t~.~ N O N E ~ o reportable income, ~se~, or ~a~actions.)

~ B. C. D.

O) (2) 0) (2 )P~ "~" a~ ~ ~ ~o~t ~ (e.g., V a ~ e V al u e T ~ ( e . g . , D a t e V aMe Gain I d e n ~ o fex~ ~ ~or ~ C ~ e I d i v . , r e n t , C ~ e 2 Me~ buy, ~IL ~ C ~ e 2 C ~ e I buy~/~ll~( A - ~ ~ int,) ( J - P ) C ~ e 3 ~d~i~) ( I - P ) (A-[0 (if~(~ ~tJon)

JS. ~ON ~DS SM CAP V~UE A D i d d e n d K T3 6 . 3 M C O B Dialed K T3 7. ~ A~ ~ ~ ~A~ V~UE A Int~ J T B~ 0 9 ~ 2 J3 8. V~GU~ F~D ~C. ~ ~ A M~ Sol d 0 9 1 0 3 J A39 . V~GU~ ~D ~C. LONG ~ A ~t~t S o l d 0 3 1 1~T.4~ . VANGUA~ F~D ~C. PROT. A Intent J T BW 09/03 J41 . W A S H , S T . S E ~ E S D B ln~t K T42 .

43. REPORTER

44 . B A I R D F U N D S - I N T E R B D F D N o n e K T Bu y 1 1 / 2 3 K45. B A R O N S E L E C T F U N D A D i v i d e n d Sol d ! 1 / 2 3 J A46 , B L D R S E M E R G I N G M A R K E T S A D i v i d e n d J T47 . C I S C O N o n e Sol d 01/16 J A48 . COSTCO W HO L E SA L E A D i v i d e n d J T49 . F I S E R V A D i v i d e n d K T50. G E N ER A L E L E C T R I C C D i v i d e n d S o l d 01/16 J A51. I N T E L C O R P . N o n e Sol d 0 1 , / 1 6 J A

I . l n c o t n ~ Ga i n Co d r t c A =$1,000 t* ~ B =$1 ,0 0 t - $2 .50 0 C ~ $2 ,~ 0 1 - $5.0 0 0 D ,~ 5 ,00! - $ I ~,000 E -$ 1 ~ , 001 - $ 5 0, 000(~ Colutram BI and D4) F , ,~0 .0 0 1 $1 0 0 ,0 0 0 O - $|0 0,0 01 - $| ,0 00 ,0 00 H I ~ $1 ,0 00 .f lO l - $5,0 00 .0 00 112 -Mo* t~ tr t $~ .000,,0~3~2 . v a h ~ e ( 3 o d ~ J -51S,OO0 or" Im K(S~ Coturms Cl and 03) N -,$7-S0.001 - $500,t100 O = $50 0,0 01 o $1 ,0 00 .0 00 P I ~ $1 ,0 00 ,0 01 - $5.0 00 ,U 00 P2 ~,000.001. $25,000,000

P 3 =$ 2 5 .0 (3 0 . 0 0 1 . $ 5 0 , 0 0 0 . 0 0 0 P4] . V a l u e Me t h o d Co d e r Q =A ppra i t a l R ~ C m t ( R ~ I E .~ a t e O n l y ) S = A ~ e t t m e n t T ,,~tsh Market( S ~ C o l u m n 1 2 2 ) U = B e o k V ~ u e V - < R h e r W


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F IN A N C IA L D I SC L O SU R E R E P O R T N , m e o f P e r s o n Reporting Da t e o f Re po r tPage 7 of 10 con~v, JOUN L . 0 ~ 3 0 1 2 0 1 0VII. INVESTMENTS and TRUSTS -

N O ~ ~ o reportable income, assets, or ~amactio~.)A. B. C. D.~pfi~ of~ In~e d~g ~ v~eat e~ T~o~ ~ng ~in8 p~

0) (2) (D (2) (D (2) (3) (4) (5)P~ "(~ ~ ~h ~(A-~ ~ inQ ( J - P ) C~ 3 r~pti~) {J-P) (A-~ (ifpd~(Q-~

52. IS~SDOWJO~S~ A Di~dcnd Sold 01~8 J A

53. ISleS ~C B~IL ~E ~EX A Di~d~d J T

5 4 . ISHARES - MSCI BRAZIL INDEX None K T Bu y 10/09 K55. ISHARES MSCI EMERGING MKTS None K T Buy 10/09 K56 . JOHNSON & JOI-INSON A D i v i d e n d J T

57. M & I B A N K N o n e Sold 01/16 J A58. M A S S M U T U A L B Interest L T59. MAITHEWS CHINA F UND A Dividend K T Bu y 1 1 / 2 3 K60 . MATFHEWS INDIA FUND A D ivid end So ld 01/2 8 J A61. M ET AV A NT E None So ld 01/16 J A6 2. M IT C H EL L B AN K H O LD IN G A Dividend J T63 . N O R T H W E S T E R N M U T U A L L I F E B Int~Div. L T6 4. O B EI ~WE IS C HIN A O P PT B Div idend J T6 5. PARKBANK B l n t . i D i v . K T

6 6 . RIVERBED TECH I N o n e J T67 . SPDR GOLD "fR None K T Bu y 11/23 K68 . sPDI~ S&P BIOT ECH EIF N o n e Sold 11/24 J A


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6 9 . ST. J UDE MEDICAL A D i v i d e n d K T7 0 . S T E K I C Y C L E A D i v i d e n d K T7 1 . T E S S E R A " t E C H N O L O G IE S N o n e K T B u y 10/09 K7 2 , U S B A N K C Divid~l L " T


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Name or Person ReporUmg D s t e o f R epor tEINANCIAL DISCLOSURE REPORT[ C O ~ F E , , J O H N L

P a g e 9 o f I 0 o ~ / 3 O n O l OVIH. ADDITIONAL INFORMATION OR EXPLANATIONS.


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P a g e F IN A N C I A L 1 0 o f 1 0 D I S C L O S U R E R E P O R T I C O F F E Y , J O H N L . 0 4 / 3 0 / 2 0 1 0IX. CERTIFICATION.

I c e r t if y t h a t aD i n f o r m a t l o u g i v en ab o v e ( i n c l u d i n g I n f o r m a t i o n p e r t a i n i n g to m y s p o u s e an d m i n o r o r d ep en d en t c h il d r en , i f an y ) i sa ccu r a t e , tr u e , a nd com ple t e t o th e be s t o f m y k no w le dg e a nd b e l i e f , a nd th a t a ny In f o r m a t ion no t r e po r t e d w a s w i th h e ld b e ca u se I t m e t a pp l i ca b le s t a tu to r yp r ov i s ions pe r m i t t i ng non-d i sc lo su r e .I f u r t he r c e r t if y t h a t e a r n ed I n c o m e f r o m o u t s i d e em p l o y m en t an d h o n o r a r i a an d t h e ac c ep t an c e o f g i f t s w h i c h h av e b een r ep o r t ed a r e I ncom pl l a nce w i th th e p r ov i s ions o f 5 U . S. C . a pp . 5 0 1 e t . s e q . , 5 U . S .C . 7 3 5 3 , a nd J u d ic i a l C on f e r e nce r e gu la t i ons .

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F [ B E S U I I, /E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U .S . C . a p p . 10 4 )

FILING INSTRUCTIONSMa i l s ig n e d o r ig in a l a n d 3 a d d i t io n a l co p ie s to :

C om m i t t ee on F i nanc i a l D i sc l o su r eAdm i n i s tr a t ive O f f i ce o f t he Uni t ed S t a te s C ou r t sSui te 2 - 3 0 1O ne C o l u m b u s C i r c le , N . E .W ash i ng t on , D . C . 2 0 5 4 4

John L Coffey Financial Disclosure Report for 2009

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Transcript of John L Coffey Financial Disclosure Report for 2009