London Stock Exchange Group plc - AllianceBernstein · 9 Re-elect Chris Mottershead as Director...

Vote Summary Report Reporting Period: 07/01/2016 to 06/30/2017 Institution Account(s): AllianceBernstein Global Equities Fund

London Stock Exchange Group plc Meeting Date: 07/04/2016 Country: United Kingdom Primary Security ID: G5689U103 Record Date: 06/30/2016 Meeting Type: Special Ticker: LSE Primary CUSIP: G5689U103 Primary ISIN: GB00B0SWJX34 Primary SEDOL: B0SWJX3 Shares Voted: 1,830

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve the Deutsche Borse Acquisition by Mgmt For For HoldCo in Connection with the Merger

2 Authorise Directors to Implement the Scheme Mgmt For For and Amend Articles of Association London Stock Exchange Group plc Meeting Date: 07/04/2016 Country: United Kingdom Primary Security ID: G5689U103 Record Date: 06/30/2016 Meeting Type: Court Ticker: LSE Primary CUSIP: G5689U103 Primary ISIN: GB00B0SWJX34 Primary SEDOL: B0SWJX3 Shares Voted: 1,830

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Court Meeting Mgmt 1 Approve Scheme of Arrangement Mgmt For For

Johnson Matthey plc Meeting Date: 07/20/2016 Country: United Kingdom Primary Security ID: G51604166 Record Date: 07/18/2016 Meeting Type: Annual Ticker: JMAT Primary CUSIP: G51604109 Primary ISIN: GB00BZ4BQC70 Primary SEDOL: BZ4BQC7 Shares Voted: 1,190

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Remuneration Report Mgmt For For 3 Approve Final Dividend Mgmt For For 4 Re-elect Tim Stevenson as Director Mgmt For For


Johnson Matthey plc Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 5 Re-elect Odile Desforges as Director Mgmt For For 6 Re-elect Alan Ferguson as Director Mgmt For For 7 Re-elect Robert MacLeod as Director Mgmt For For 8 Re-elect Colin Matthews as Director Mgmt For For 9 Re-elect Chris Mottershead as Director Mgmt For For 10 Re-elect John Walker as Director Mgmt For For 11 Reappoint KPMG LLP as Auditors Mgmt For For 12 Authorise the Audit Committee to Fix Mgmt For For Remuneration of Auditors

13 Authorise EU Political Donations and Mgmt For For Expenditure

14 Authorise Issue of Equity with Pre-emptive Mgmt For For Rights

15 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights

16 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights 17 Authorise Market Purchase of Ordinary Shares Mgmt For For 18 Authorise the Company to Call General Mgmt For For Meeting with Two Weeks' Notice Samsonite International S.A. Meeting Date: 07/26/2016 Country: Luxembourg Primary Security ID: L80308106 Record Date: 07/21/2016 Meeting Type: Special Ticker: 1910 Primary CUSIP: N/A Primary ISIN: LU0633102719 Primary SEDOL: B4Q1532 Shares Voted: 35,400

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve Merger Agreement and Related Mgmt For For Transactions


KazMunaiGas Exploration Production JSC Meeting Date: 08/03/2016 Country: Kazakhstan Primary Security ID: 48666V204 Record Date: 07/01/2016 Meeting Type: Special Ticker: KMG Primary CUSIP: 48666V204 Primary ISIN: KZ000A0KEZQ2 Primary SEDOL: B15MT66 Shares Voted: 10,478

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Meeting for ADR Holders Mgmt Shareholder Proposals Mgmt 1 Approve Related-Party Transaction Re: SH Against For Amend Cooperation Agreement between Company and National Company KazMunaiGaz 2 Amend Charter SH Against For 3 Approve That Charter Amendments in Case SH Against For Items 1 and 2 are Adopted by Company's Minority Shareholders Will Come into Force after Completion of Offer Period NIKE, Inc. Meeting Date: 09/22/2016 Country: USA Primary Security ID: 654106103 Record Date: 07/22/2016 Meeting Type: Annual Ticker: NKE Primary CUSIP: 654106103 Primary ISIN: US6541061031 Primary SEDOL: 2640147 Shares Voted: 1,451

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director Alan B. Graf, Jr. Mgmt For For 1.2 Elect Director Michelle A. Peluso Mgmt For For 1.3 Elect Director Phyllis M. Wise Mgmt For For 2 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation

3 Amend Qualified Employee Stock Purchase Mgmt For For Plan 4 Report on Political Contributions SH Against For 5 Ratify PricewaterhouseCoopers LLP as Mgmt For For Auditors


Samsonite International S.A. Meeting Date: 09/22/2016 Country: Luxembourg Primary Security ID: L80308106 Record Date: 09/19/2016 Meeting Type: Special Ticker: 1910 Primary CUSIP: N/A Primary ISIN: LU0633102719 Primary SEDOL: B4Q1532 Shares Voted: 36,900

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve Resignation of Miguel Kai Kwun Ko Mgmt For For as Director 2 Elect Jerome Squire Griffith as Director Mgmt For For 3 Approve Remuneration of Jerome Squire Mgmt For For Griffith Singapore Exchange Limited Meeting Date: 09/22/2016 Country: Singapore Primary Security ID: Y79946102 Record Date: Meeting Type: Annual Ticker: S68 Primary CUSIP: Y79946102 Primary ISIN: SG1J26887955 Primary SEDOL: 6303866 Shares Voted: 9,400

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Adopt Financial Statements and Directors' and Mgmt ForFor Auditors' Reports 2 Approve Final Dividend Mgmt For For 3a Elect Jane Diplock as Director Mgmt For For 3b Elect Chew Gek Khim as Director Mgmt For For 4 Elect Lim Sok Hui (Chng Sok Hui) as Director Mgmt For For 5 Approve Payment of Director's Fees to the Mgmt For For Chairman and Provision to Him of a Car with a Driver for the Financial Year Ending June 30, 2017 6 Approve Directors' Fees Mgmt For For 7 Approve PricewaterhouseCoopers LLP as Mgmt For For Auditors and Authorize Board to Fix Their Remuneration

8 Approve Issuance of Equity or Equity-Linked Mgmt For For Securities with or without Preemptive Rights 9 Authorize Share Repurchase Program Mgmt For For 10 Adopt New Constitution Mgmt For For


Enersis Americas SA Meeting Date: 09/28/2016 Country: Chile Primary Security ID: P37186106 Record Date: 08/31/2016 Meeting Type: Special Ticker: ENERSIS-AM Primary CUSIP: P37186106 Primary ISIN: CLP371861061 Primary SEDOL: 2299453 Shares Voted: 5,750

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Meeting for ADR Holders Mgmt I Approve Related-Party Transaction Re: Mgmt For Abstain Merger by Absorption of Endesa Americas SA and Chilectra Americas SA into Enersis Americas SA

II Approve Merger by Absorption of Endesa Mgmt For Abstain Americas and Chilectra Americas by Enersis Americas; Approve Background Information, Terms and Conditions of Merger

III Receive Report on Agreements on Other Mgmt Related-Party Transactions Other than Merger Held During Period Since Last Shareholders' Meeting of Endesa Americas Indicating Directors that Approved Them Enersis Chile S.A. Meeting Date: 10/04/2016 Country: Chile Primary Security ID: P3762G109 Record Date: 09/02/2016 Meeting Type: Special Ticker: ENERSIS-CH Primary CUSIP: N/A Primary ISIN: CL0002266774 Primary SEDOL: BYMLZD6 Shares Voted: 8,970

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Meeting for ADR Holders Mgmt 1 Change Company Name to Enel Chile SA; Mgmt For For Amend Article 1 2 Amend Article 4 Mgmt For For 3 Amend Article 43 Mgmt For For 4 Remove Transitory Articles 2, 4, 5, 6, 7, 9 and Mgmt ForFor 10

5 Adopt All Necessary Agreements to Carry out Mgmt For For Proposed Article Reform; Grant Powers to Execute Resolutions Adopted by this General Meeting


MTN Group Ltd Meeting Date: 10/07/2016 Country: South Africa Primary Security ID: S8039R108 Record Date: 09/30/2016 Meeting Type: Special Ticker: MTN Primary CUSIP: S8039R108 Primary ISIN: ZAE000042164 Primary SEDOL: 6563206 Shares Voted: 13,320

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Ordinary Resolution Mgmt 1 Approve the 2016 ESOP Mgmt For For Special Resolutions Mgmt 1 Approve Various Transactions in Relation to Mgmt For For the 2016 MTN BEE Transaction

2 Authorise Specific Repurchase of MTN Mgmt For For Zakhele and MTN Zakhele NVF to Facilitate the MTN Zakhele Unwind and Amend the Existing MTN Tranche 1 Subscription and Call Option Agreement

3 Authorise Future Specific Repurchases in Mgmt For For Terms of the 2016 MTN BEE Transaction

4 Approve Financial Assistance in Connection Mgmt For For with the MTN Zakhele Unwinding Scheme, the 2016 MTN BEE Transaction and the MTN Transaction Agreements

5 Authorise the Initial Specific Issue of Shares Mgmt For For to MTN Zakhele Futhi for Cash

6 Authorise the Additional Specific Issue of Mgmt For For Shares to MTN Zakhele Futhi for Cash 7 Authorise Board to Issue Shares for Cash Mgmt For For 8 Approve Financial Assistance in Connection Mgmt For For with the 2016 ESOP The Procter & Gamble Company Meeting Date: 10/11/2016 Country: USA Primary Security ID: 742718109 Record Date: 08/12/2016 Meeting Type: Annual Ticker: PG Primary CUSIP: 742718109 Primary ISIN: US7427181091 Primary SEDOL: 2704407 Shares Voted: 1,710

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director Francis S. Blake Mgmt For For


The Procter & Gamble Company Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1b Elect Director Angela F. Braly Mgmt For For 1c Elect Director Kenneth I. Chenault Mgmt For For 1d Elect Director Scott D. Cook Mgmt For For 1e Elect Director Terry J. Lundgren Mgmt For For 1f Elect Director W. James McNerney, Jr. Mgmt For For 1g Elect Director David S. Taylor Mgmt For For 1h Elect Director Margaret C. Whitman Mgmt For For 1i Elect Director Patricia A. Woertz Mgmt For For 1j Elect Director Ernesto Zedillo Mgmt For For 2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For 3 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation

4 Report on Consistency Between Corporate SH Against Against Values and Political Activities

5 Report on Application of Company SH Against Against Non-Discrimination Policies in States with Pro-Discrimination Laws Parker-Hannifin Corporation Meeting Date: 10/26/2016 Country: USA Primary Security ID: 701094104 Record Date: 08/31/2016 Meeting Type: Annual Ticker: PH Primary CUSIP: 701094104 Primary ISIN: US7010941042 Primary SEDOL: 2671501 Shares Voted: 660

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director Lee C. Banks Mgmt For For 1.2 Elect Director Robert G. Bohn Mgmt For For 1.3 Elect Director Linda S. Harty Mgmt For For 1.4 Elect Director Robert J. Kohlhepp Mgmt For For 1.5 Elect Director Kevin A. Lobo Mgmt For For 1.6 Elect Director Klaus-Peter Muller Mgmt For For 1.7 Elect Director Candy M. Obourn Mgmt For For 1.8 Elect Director Joseph Scaminace Mgmt For For


Parker-Hannifin Corporation Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.9 Elect Director Wolfgang R. Schmitt Mgmt For For 1.10 Elect Director Ake Svensson Mgmt For For 1.11 Elect Director James R. Verrier Mgmt For For 1.12 Elect Director James L. Wainscott Mgmt For For 1.13 Elect Director Thomas L. Williams Mgmt For For 2 Require Advance Notice for Shareholder Mgmt For For Nominations 3 Ratify Deloitte & Touche LLP as Auditors Mgmt For For 4 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation 5 Approve Omnibus Stock Plan Mgmt For For

Automatic Data Processing, Inc. Meeting Date: 11/08/2016 Country: USA Primary Security ID: 053015103 Record Date: 09/09/2016 Meeting Type: Annual Ticker: ADP Primary CUSIP: 053015103 Primary ISIN: US0530151036 Primary SEDOL: 2065308 Shares Voted: 510

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director Peter Bisson Mgmt For For 1.2 Elect Director Richard T. Clark Mgmt For For 1.3 Elect Director Eric C. Fast Mgmt For For 1.4 Elect Director Linda R. Gooden Mgmt For For 1.5 Elect Director Michael P. Gregoire Mgmt For For 1.6 Elect Director R. Glenn Hubbard Mgmt For For 1.7 Elect Director John P. Jones Mgmt For For 1.8 Elect Director William J. Ready Mgmt For For 1.9 Elect Director Carlos A. Rodriguez Mgmt For For 1.10 Elect Director Sandra S. Wijnberg Mgmt For For 2 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditors Mgmt For For


Microsoft Corporation Meeting Date: 11/30/2016 Country: USA Primary Security ID: 594918104 Record Date: 09/30/2016 Meeting Type: Annual Ticker: MSFT Primary CUSIP: 594918104 Primary ISIN: US5949181045 Primary SEDOL: 2588173 Shares Voted: 5,850

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director William H. Gates, lll Mgmt For For 1.2 Elect Director Teri L. List-Stoll Mgmt For For 1.3 Elect Director G. Mason Morfit Mgmt For For 1.4 Elect Director Satya Nadella Mgmt For For 1.5 Elect Director Charles H. Noski Mgmt For For 1.6 Elect Director Helmut Panke Mgmt For For 1.7 Elect Director Sandra E. Peterson Mgmt For For 1.8 Elect Director Charles W. Scharf Mgmt For For 1.9 Elect Director John W. Stanton Mgmt For For 1.10 Elect Director John W. Thompson Mgmt For For 1.11 Elect Director Padmasree Warrior Mgmt For For 2 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditors Mgmt For For 4 Amend Right to Call Special Meeting Mgmt For For 5 Amend Omnibus Stock Plan Mgmt For For 6 Proxy Access SH Against For Lukoil PJSC Meeting Date: 12/05/2016 Country: Russia Primary Security ID: X6983S100 Record Date: 11/10/2016 Meeting Type: Special Ticker: LKOH Primary CUSIP: X5060T106 Primary ISIN: RU0009024277 Primary SEDOL: B59SNS8 Shares Voted: 2,090

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Meeting for ADR Holders Mgmt


Lukoil PJSC Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve Interim Dividends for First Nine Mgmt For For Months of Fiscal 2016 2 Approve Remuneration of Directors Mgmt For For

Christian Dior Meeting Date: 12/06/2016 Country: France Primary Security ID: F26334106 Record Date: 12/01/2016 Meeting Type: Annual/Special Ticker: CDI Primary CUSIP: F26334106 Primary ISIN: FR0000130403 Primary SEDOL: 4061393 Shares Voted: 240

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Mgmt For For Reports

2 Approve Consolidated Financial Statements Mgmt For For and Statutory Reports

3 Approve Auditors' Special Report on Mgmt For Against Related-Party Transactions

4 Approve Allocation of Income and Dividends Mgmt For For of EUR 3.55 per Share

5 Ratify Appointment of Denis Dalibot as Mgmt For Against Director 6 Reelect Denis Dalibot as Director Mgmt For Against 7 Reelect Renaud Donnedieu de Vabres as Mgmt For For Director 8 Reelect Segolene Gallienne as Director Mgmt For For 9 Reelect Christian de Labriffe as Director Mgmt For Against 10 Advisory Vote on Compensation of Bernard Mgmt For Against Arnault, Chairman

11 Advisory Vote on Compensation of Sidney Mgmt For Against Toledano, CEO

12 Authorize Repurchase of Up to 10 Percent of Mgmt For For Issued Share Capital Extraordinary Business Mgmt 13 Authorize Capitalization of Reserves of Up to Mgmt For Against EUR 80 Million for Bonus Issue or Increase in Par Value


Christian Dior Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 14 Authorize Decrease in Share Capital via Mgmt For For Cancellation of Repurchased Shares

15 Authorize Issuance of Equity or Equity-Linked Mgmt For For Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 80 Million

16 Authorize Issuance of Equity or Equity-Linked Mgmt For For Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 80 Million

17 Approve Issuance of Equity or Equity-Linked Mgmt For For Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 80 Million

18 Authorize Board to Set Issue Price for 10 Mgmt For For Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights

19 Authorize Board to Increase Capital in the Mgmt For For Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above

20 Authorize Capital Increase of Up to EUR 80 Mgmt For For Million for Future Exchange Offers

21 Authorize Capital Increase of up to 10 Percent Mgmt ForFor of Issued Capital for Contributions in Kind

22 Authorize up to 1 Percent of Issued Capital Mgmt For Against for Use in Stock Option Plans

23 Authorize Capital Issuances for Use in Mgmt For For Employee Stock Purchase Plans

24 Set Total Limit for Capital Increase to Result Mgmt For For from All Issuance Requests at EUR 80 Million Cisco Systems, Inc. Meeting Date: 12/12/2016 Country: USA Primary Security ID: 17275R102 Record Date: 10/14/2016 Meeting Type: Annual Ticker: CSCO Primary CUSIP: 17275R102 Primary ISIN: US17275R1023 Primary SEDOL: 2198163 Shares Voted: 2,170

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director Carol A. Bartz Mgmt For For 1b Elect Director M. Michele Burns Mgmt For For 1c Elect Director Michael D. Capellas Mgmt For For


Cisco Systems, Inc. Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1d Elect Director John T. Chambers Mgmt For For 1e Elect Director Amy L. Chang Mgmt For For 1f Elect Director John L. Hennessy Mgmt For For 1g Elect Director Kristina M. Johnson Mgmt For For 1h Elect Director Roderick C. McGeary Mgmt For For 1i Elect Director Charles H. Robbins Mgmt For For 1j Elect Director Arun Sarin Mgmt For For 1k Elect Director Steven M. West Mgmt For For 2 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation

3 Ratify PricewaterhouseCoopers LLP as Mgmt For For Auditors 4 Report on Lobbying Payments and Policy SH Against For 5 Report on Arab and non-Arab Employees SH Against Against using EEO-1 Categories

6 Establish Board Committee on Operations in SH Against Against Israeli Settlements KazMunaiGas Exploration Production JSC Meeting Date: 12/13/2016 Country: Kazakhstan Primary Security ID: 48666V204 Record Date: 11/11/2016 Meeting Type: Special Ticker: KMG Primary CUSIP: 48666V204 Primary ISIN: KZ000A0KEZQ2 Primary SEDOL: B15MT66 Shares Voted: 6,309

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Meeting for GDR Holders Mgmt Management Proposals Mgmt 1 Amend Corporate Purpose Mgmt For For Shareholder Proposals Mgmt 2 Recall Director SH None For 3 Elect Director SH None For


Visa Inc. Meeting Date: 01/31/2017 Country: USA Primary Security ID: 92826C839 Record Date: 12/02/2016 Meeting Type: Annual Ticker: V Primary CUSIP: 92826C839 Primary ISIN: US92826C8394 Primary SEDOL: B2PZN04 Shares Voted: 2,410

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director Lloyd A. Carney Mgmt For For 1b Elect Director Mary B. Cranston Mgmt For For 1c Elect Director Francisco Javier Mgmt For For Fernandez-Carbajal 1d Elect Director Gary A. Hoffman Mgmt For For 1e Elect Director Alfred F. Kelly, Jr. Mgmt For For 1f Elect Director Robert W. Matschullat Mgmt For For 1g Elect Director Suzanne Nora Johnson Mgmt For For 1h Elect Director John A.C. Swainson Mgmt For For 1i Elect Director Maynard G. Webb, Jr. Mgmt For For 2 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year 4 Ratify KPMG LLP as Auditors Mgmt For For Euronext NV Meeting Date: 02/15/2017 Country: Netherlands Primary Security ID: N3113K397 Record Date: 01/18/2017 Meeting Type: Special Ticker: ENX Primary CUSIP: N/A Primary ISIN: NL0006294274 Primary SEDOL: BNBNSG0 Shares Voted: 1,260

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Special Meeting Agenda Mgmt 1 Open Meeting Mgmt 2 Approve Acquisition of LCH Clearnet Mgmt For For 3 Close Meeting Mgmt


KONE Oyj Meeting Date: 02/28/2017 Country: Finland Primary Security ID: X4551T105 Record Date: 02/16/2017 Meeting Type: Annual Ticker: KNEBV Primary CUSIP: X4551T105 Primary ISIN: FI0009013403 Primary SEDOL: B09M9D2 Shares Voted: 5,140

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Open Meeting Mgmt 2 Call the Meeting to Order Mgmt 3 Designate Inspector or Shareholder Mgmt For For Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting Mgmt For For 5 Prepare and Approve List of Shareholders Mgmt For For 6 Receive Financial Statements and Statutory Mgmt Reports

7 Accept Financial Statements and Statutory Mgmt For For Reports

8 Approve Allocation of Income and Dividends Mgmt For For of EUR 1.5475 per Class A Share and EUR 1.55 per Class B Share 9 Approve Discharge of Board and President Mgmt For For 10 Approve Remuneration of Directors in the Mgmt For For Amount of EUR 54,000 for Chairman, EUR 44,000 for Vice Chairman, and EUR 37,000 for Other Directors; Approve Attendance Fees for Board and Committee Work 11 Fix Number of Directors at Eight Mgmt For For 12 Reelect Matti Alahuhta, Anne Brunila, Antti Mgmt For For Herlin, Iiris Herlin, Jussi Herlin, Ravi Kant, Juhani Kaskeala and Sirpa Pietikainen as Directors 13 Approve Remuneration of Auditors Mgmt For For 14 Fix Number of Auditors at Two Mgmt For For 15 Ratify PricewaterhouseCoopers and Niina Mgmt For For Vilske as Auditors 16 Authorize Share Repurchase Program Mgmt For For 17 Close Meeting Mgmt


Guangdong Investment Ltd. Meeting Date: 03/20/2017 Country: Hong Kong Primary Security ID: Y2929L100 Record Date: 03/17/2017 Meeting Type: Special Ticker: 270 Primary CUSIP: Y2929L100 Primary ISIN: HK0270001396 Primary SEDOL: 6913168 Shares Voted: 212,000

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve Acquisition, Specific Mandate, Sale Mgmt For Against and Purchase Agreement and Related Transactions 2 Elect Cai Yong as Director Mgmt For For Jyske Bank A/S Meeting Date: 03/21/2017 Country: Denmark Primary Security ID: K55633117 Record Date: 03/14/2017 Meeting Type: Annual Ticker: JYSK Primary CUSIP: K55633117 Primary ISIN: DK0010307958 Primary SEDOL: B0386J1 Shares Voted: 5,600

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Report of Board Mgmt 2 Accept Financial Statements and Statutory Mgmt For For Reports; Approve Allocation of Income and Dividends of DKK 5.25 Per Share 3 Authorize Share Repurchase Program Mgmt For For 4a Approve DKK 58.81 Million Reduction in Share Mgmt For For Capital via Share Cancellation

4b Amend Articles Re: Approve Creation of DKK Mgmt For For 100 Million Pool of Capital without Preemptive Rights

4c Amend Articles Re: Approve Creation of DKK Mgmt For For 200 Million Pool of Capital with Preemptive Rights

4d Approve Guidelines for Incentive-Based Mgmt For For Compensation for Executive Management and Board Shareholder Are Asked to Either Cast a Mgmt Bundled Vote Under Item 5a or Individual Votes Under Items 5b1-5b43 for Election of Members to the Committee of Representatives


Jyske Bank A/S Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 5a Elect Members of the Committee of Mgmt For For Representatives

5b1 Reelect Anker Nielsen as Member of the Mgmt For For Committee of Representatives

5b2 Reelect Anne Thiel Fuglsang as Member of Mgmt For For the Committee of Representatives

5b3 Reelect Bente Jensby as Member of the Mgmt For For Committee of Representatives

5b4 Reelect Betina Kühn as Member of the Mgmt For For Committee of Representatives

5b5 Reelect Birgitte Svenningsen as Member of Mgmt For For the Committee of Representatives

5b6 Reelect Erna Pilgaardas Member of the Mgmt For For Committee of Representatives

5b7 Reelect Frede Jensen as Member of the Mgmt For For Committee of Representatives

5b8 Reelect Gert Kristensen as Member of the Mgmt For For Committee of Representatives

5b9 Reelect Gunnar Lisby Kjær as Member of the Mgmt For For Committee of Representatives

5b10 Reelect Hans Christian Vestergaard as Mgmt For For Member of the Committee of Representatives

5b11 Reelect Heidi Langergaard Kroer as Member Mgmt For For of the Committee of Representatives

5b12 Reelect Ib René Laursen as Member of the Mgmt For For Committee of Representatives

5b13 Reelect Jan Feldgaard Lunde as Member of Mgmt For For the Committee of Representatives

5b14 Reelect Jan Thaarup as Member of the Mgmt For For Committee of Representatives

5b15 Reelect Jarl Gorridsen as Member of the Mgmt For For Committee of Representatives

5b16 Reelect Jens A. Borup as Member of the Mgmt For For Committee of Representatives

5b17 Reelect Jens Dalsgaard as Member of the Mgmt For For Committee of Representatives

5b18 Reelect Jesper Rasmussen as Member of the Mgmt For For Committee of Representatives

5b19 Reelect Jesper Stærmose Andersen as Mgmt For For Member of the Committee of Representatives

5b20 Reelect Jette Fledelius Andersen as Member Mgmt For For of the Committee of Representatives

5b21 Reelect John Egebjerg-Johansen as Member Mgmt For For of the Committee of Representatives


Jyske Bank A/S Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 5b22 Reelect Jytte Thøgersen as Member of the Mgmt For For Committee of Representatives

5b23 Reelect Jørgen Boserup as Member of the Mgmt For For Committee of Representatives

5b24 Reelect Jørgen Bæk-Mikkelsen as Member of Mgmt For For the Committee of Representatives

5b25 Reelect Jørgen Gade Nielsen as Member of Mgmt For For the Committee of Representatives

5b26 Reelect Kristian May as Member of the Mgmt For For Committee of Representatives

5b27 Reelect Kurt Bligaard Pedersen as Member of Mgmt For For the Committee of Representatives

5b28 Reelect Lars Svenningsen as Member of the Mgmt For For Committee of Representatives

5b29 Reelect Lene Haaning as Member of the Mgmt For For Committee of Representatives

5b30 Reelect Mogens Poulsen as Member of the Mgmt For For Committee of Representatives

5b31 Reelect Niels Fog as Member of the Mgmt For For Committee of Representatives

5b32 Reelect Ole Bouet as Member of the Mgmt For For Committee of Representatives

5b33 Reelect Palle Møldrup Andersen as Member of Mgmt For For the Committee of Representatives

5b34 Reelect Peder Astrup as Member of the Mgmt For For Committee of Representatives

5b35 Reelect Poul Djernes as Member of the Mgmt For For Committee of Representatives

5b36 Reelect Rina Asmussen as Member of the Mgmt For For Committee of Representatives

5b37 Reelect Susanne Lund Jensen as Member of Mgmt For For the Committee of Representatives

5b38 Reelect Søren Wibholm Just as Member of the Mgmt ForFor Committee of Representatives

5b39 Reelect Tage Andersen as Member of the Mgmt For For Committee of Representatives

5b40 Reelect Thorbjørn Risgaard as Member of the Mgmt For For Committee of Representatives

5b41 Reelect Torben Lindblad Christensen as Mgmt For For Member of the Committee of Representatives

5b42 Elect Georg Sørensen as Member of the Mgmt For For Committee of Representatives

5b43 Elect Pernille Kræmmergaard Jensen as Mgmt For For Member of the Committee of Representatives


Jyske Bank A/S Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 6 Reelect Peter Schleidt as Director Mgmt For For 7 Ratify Deloitte as Auditors Mgmt For For 8 Authorize Editorial Changes to Adopted Mgmt For For Resolutions in Connection with Registration with Danish Authorities 9 Other Business Mgmt Novo Nordisk A/S Meeting Date: 03/23/2017 Country: Denmark Primary Security ID: K72807132 Record Date: 03/16/2017 Meeting Type: Annual Ticker: NOVO B Primary CUSIP: K7314N152 Primary ISIN: DK0060534915 Primary SEDOL: BHC8X90 Shares Voted: 3,024

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Report of Board Mgmt 2 Accept Financial Statements and Statutory Mgmt For For Reports 3.1 Approve Remuneration of Directors for 2016 Mgmt For For 3.2 Approve Remuneration of Directors for 2017 Mgmt For For 4 Approve Allocation of Income and Dividends Mgmt For For of DKK 7.60 Per Share 5.1 Reelect Goran Ando as Director and Chairman Mgmt For For 5.2 Reelect Jeppe Christiansen as Director and Mgmt For For Deputy Chairman 5.3a Reelect Brian Daniels as Director Mgmt For For 5.3b Reelect Sylvie Gregoire as Director Mgmt For For 5.3c Reelect Liz Hewitt as Director Mgmt For For 5.3d Elect Kasim Kutay as Director Mgmt For For 5.3e Elect Helge Lund as Director Mgmt For For 5.3f Reelect Mary Szela as Director Mgmt For Against 6 Ratify PricewaterhouseCoopers as Auditors Mgmt For For 7.1 Approve DKK 10 Million Reduction in Share Mgmt For For Capital via Share Cancellation 7.2 Authorize Share Repurchase Program Mgmt For For


Novo Nordisk A/S Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 7.3 Approve Guidelines for Incentive-Based Mgmt For For Compensation for Executive Management and Board Shareholder Proposals Submitted by Kathe Mgmt Sohn and Flemming Sohn

8.1 Free Parking for the Shareholders in SH Against Against Connection with the Shareholders' Meeting

8.2 The Buffet after the Shareholders' Meeting is SH Against Against Served as Set Table Catering 9 Other Business Mgmt

Schlumberger Limited Meeting Date: 04/05/2017 Country: Curacao Primary Security ID: 806857108 Record Date: 02/15/2017 Meeting Type: Annual Ticker: SLB Primary CUSIP: 806857108 Primary ISIN: AN8068571086 Primary SEDOL: 2779201 Shares Voted: 955

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director Peter L.S. Currie Mgmt For For 1b Elect Director Miguel M. Galuccio Mgmt For For 1c Elect Director V. Maureen Kempston Darkes Mgmt For For 1d Elect Director Paal Kibsgaard Mgmt For For 1e Elect Director Nikolay Kudryavtsev Mgmt For For 1f Elect Director Helge Lund Mgmt For For 1g Elect Director Michael E. Marks Mgmt For For 1h Elect Director Indra K. Nooyi Mgmt For For 1i Elect Director Lubna S. Olayan Mgmt For For 1j Elect Director Leo Rafael Reif Mgmt For For 1k Elect Director Tore I. Sandvold Mgmt For For 1l Elect Director Henri Seydoux Mgmt For For 2 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year 4 Adopt and Approve Financials and Dividends Mgmt For For


Schlumberger Limited Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 5 Ratify PricewaterhouseCoopers LLP as Mgmt For For Auditors 6 Approve Omnibus Stock Plan Mgmt For For 7 Amend Employee Stock Purchase Plan Mgmt For For

Cielo SA Meeting Date: 04/12/2017 Country: Brazil Primary Security ID: P2859E100 Record Date: Meeting Type: Annual Ticker: CIEL3 Primary CUSIP: P3063Y114 Primary ISIN: BRCIELACNOR3 Primary SEDOL: B614LY3 Shares Voted: 7,320

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports for Fiscal Year Ended Dec. 31, 2016

2 Approve Capital Budget, Allocation of Income Mgmt For For and Dividends

3 Approve Remuneration of Company's Mgmt For Against Management and Fiscal Council Members Cielo SA Meeting Date: 04/12/2017 Country: Brazil Primary Security ID: P2859E100 Record Date: Meeting Type: Special Ticker: CIEL3 Primary CUSIP: P3063Y114 Primary ISIN: BRCIELACNOR3 Primary SEDOL: B614LY3 Shares Voted: 7,320

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Marcelo Augusto Dutra Labuto as Mgmt For For Director 1.2 Elect Romulo de Mello Dias as Director Mgmt For For 1.3 Elect Alberto Monteiro de Queiroz Netto as Mgmt For For Director

2.1 Elect Edmar Jose Casalatina as Fiscal Council Mgmt For Abstain Member

2.2 Elect Flavio Saba Santos Estrela as Alternate Mgmt For Abstain Fiscal Council Member


Cielo SA Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 2.3 Elect Joel Antonio de Araujo as Fiscal Council Mgmt For Abstain Member

2.4 Elect Sigmar Milton Mayer Filho as Alternate Mgmt For Abstain Fiscal Council Member

2.5 Elect Herculano Anibal Alves as Fiscal Council Mgmt For Abstain Member

2.6 Elect Kleber do Espirito Santo as Alternate Mgmt For Abstain Fiscal Council Member

2.7 Elect Marcelo Santos Dall'occo as Fiscal Mgmt For Abstain Council Member

2.8 Elect Carlos Roberto Mendonca da Silva as Mgmt For Abstain Alternate Fiscal Council Member

2.9 Elect Haroldo Reginaldo Levy Neto as Fiscal Mgmt For Abstain Council Member

2.10 Elect Milton Luiz Milioni as Alternate Fiscal Mgmt For Abstain Council Member

2.11 Elect Mario Daud Filho as Fiscal Council SH None For Member and Charles Rene Lebarbenchon as Alternate Appointed by Minority Shareholder

3 Authorize Capitalization of Reserves for Bonus Mgmt For For Issue

4 Amend Article 7 to Reflect Changes in Capital Mgmt For For and Consolidate Bylaws Accordingly Julius Baer Gruppe AG Meeting Date: 04/12/2017 Country: Switzerland Primary Security ID: H4414N103 Record Date: Meeting Type: Annual Ticker: BAER Primary CUSIP: H4414N103 Primary ISIN: CH0102484968 Primary SEDOL: B4R2R50 Shares Voted: 3,530

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Accept Financial Statements and Statutory Mgmt For For Reports 1.2 Approve Remuneration Report Mgmt For For 2 Approve Allocation of Income and Dividends Mgmt For For of CHF 1.20 per Share

3 Approve Discharge of Board and Senior Mgmt For For Management

4.1 Approve Maximum Remuneration of Board of Mgmt For For Directors in the Amount of CHF 3.8 Million


Julius Baer Gruppe AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4.2.1 Approve Variable Cash-Based Remuneration Mgmt For For of Executive Committee for Fiscal 2016 in the Amount of CHF 6.1 Million

4.2.2 Approve Variable Share-Based Remuneration Mgmt For For of Executive Committee for Fiscal 2017 in the Amount of CHF 6.7 Million

4.2.3 Approve Maximum Fixed Remuneration of Mgmt For For Executive Committee for Fiscal 2018 in the Amount of CHF 5.7 Million 5.1.1 Reelect Daniel Sauter as Director Mgmt For For 5.1.2 Reelect Gilbert Achermann as Director Mgmt For For 5.1.3 Reelect Ann Almeida as Director Mgmt For For 5.1.4 Reelect Andreas Amschwand as Director Mgmt For For 5.1.5 Reelect Heinrich Baumann as Director Mgmt For For 5.1.6 Reelect Paul Chow as Director Mgmt For For 5.1.7 Reelect Claire Giraut as Director Mgmt For For 5.1.8 Reelect Gareth Penny as Director Mgmt For For 5.1.9 Reelect Charles Stonehill as Director Mgmt For For 5.2 Elect Ivo Furrer as Director Mgmt For For 5.3 Elect Daniel Sauter as Board Chairman Mgmt For For 5.4.1 Appoint Ann Almeida as Member of the Mgmt For For Compensation Committee

5.4.2 Appoint Gilbert Achermann as Member of the Mgmt For For Compensation Committee

5.4.3 Appoint Heinrich Baumann as Member of the Mgmt For For Compensation Committee

5.4.4 Appoint Gareth Penny as Member of the Mgmt For For Compensation Committee 6 Ratify KPMG AG as Auditors Mgmt For For 7 Designate Marc Nater as Independent Proxy Mgmt For For 8 Transact Other Business (Voting) Mgmt For Against RELX NV Meeting Date: 04/19/2017 Country: Netherlands Primary Security ID: N7364X107 Record Date: 03/22/2017 Meeting Type: Annual Ticker: REN Primary CUSIP: N73430113 Primary ISIN: NL0006144495 Primary SEDOL: 4148810


RELX NV Shares Voted: 10,670

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Annual Meeting Agenda Mgmt 1 Open Meeting Mgmt 2 Receive Report of Management Board Mgmt (Non-Voting) 3.a Amend Remuneration Policy Mgmt For For 3.b Amend Restricted Stock Plan Mgmt For For 3.c Approve Addition of a Deferred Share Mgmt For For Element to the Annual Incentive Plan

4 Discuss Remuneration Report Containing Mgmt Remuneration Policy for Management Board Members

5 Adopt Financial Statements and Statutory Mgmt For For Reports 6 Approve Dividends of EUR 0.423 Per Share Mgmt For For 7.a Approve Discharge of Executive Directors Mgmt For For 7.b Approve Discharge of Non-Executive Directors Mgmt For For 8 Ratify Ernst & Young as Auditor Mgmt For For 9.a Reelect Anthony Habgood as Non-Executive Mgmt For For Director

9.b Reelect Wolfhart Hauser as Non-Executive Mgmt For For Director

9.c Reelect Adrian Hennah as Non-Executive Mgmt For For Director

9.d Reelect Marike van Lier Lels as Non-Executive Mgmt For For Director

9.e Reelect Robert MacLeod as Non-Executive Mgmt For For Director 9.f Relect Carol Mills as Non-Executive Director Mgmt For For 9.g Reelect Linda Sanford as Non-Executive Mgmt For For Director

9.h Reelect Ben van der Veer as Non-Executive Mgmt For For Director 10.a Reelect Erik Engstrom as Executive Director Mgmt For For 10.b Reelect Nick Luff as Executive Director Mgmt For For 11.a Authorize Repurchase of Up to 10 Percent of Mgmt For For Issued Share Capital


RELX NV Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 11.b Approve Cancellation of up to 50 Million Mgmt For For Ordinary Shares Held in Treasury

12.a Grant Board Authority to Issue Shares Up To Mgmt For For 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger

12.b Authorize Board to Exclude Preemptive Rights Mgmt For For from Share Issuances under Item 12.a 13 Other Business (Non-Voting) Mgmt 14 Close Meeting Mgmt Jyske Bank A/S Meeting Date: 04/20/2017 Country: Denmark Primary Security ID: K55633117 Record Date: 04/13/2017 Meeting Type: Special Ticker: JYSK Primary CUSIP: K55633117 Primary ISIN: DK0010307958 Primary SEDOL: B0386J1 Shares Voted: 5,800

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Approve DKK 58.8 Million Reduction in Share Mgmt For For Capital via Share Cancellation

1.2 Approve Creation of DKK 100 Million Pool of Mgmt For For Capital without Preemptive Rights

1.3 Approve Creation of DKK 200 Million Pool of Mgmt For For Capital with Preemptive Rights

1.4 Authorize Editorial Changes to Adopted Mgmt For For Resolutions in Connection with Registration with Danish Authorities Citigroup Inc. Meeting Date: 04/25/2017 Country: USA Primary Security ID: 172967424 Record Date: 02/27/2017 Meeting Type: Annual Ticker: C Primary CUSIP: 172967424 Primary ISIN: US1729674242 Primary SEDOL: 2297907 Shares Voted: 2,660

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director Michael L. Corbat Mgmt For For


Citigroup Inc. Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1b Elect Director Ellen M. Costello Mgmt For For 1c Elect Director Duncan P. Hennes Mgmt For For 1d Elect Director Peter B. Henry Mgmt For For 1e Elect Director Franz B. Humer Mgmt For For 1f Elect Director Renee J. James Mgmt For For 1g Elect Director Eugene M. McQuade Mgmt For For 1h Elect Director Michael E. O'Neill Mgmt For For 1i Elect Director Gary M. Reiner Mgmt For For 1j Elect Director Anthony M. Santomero Mgmt For For 1k Elect Director Diana L. Taylor Mgmt For For 1l Elect Director William S. Thompson, Jr. Mgmt For For 1m Elect Director James S. Turley Mgmt For For 1n Elect Director Deborah C. Wright Mgmt For For 1o Elect Director Ernesto Zedillo Ponce de Leon Mgmt For For 2 Ratify KPMG LLP as Auditors Mgmt For For 3 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year 5 Demonstrate No Gender Pay Gap SH Against Against 6 Appoint a Stockholder Value Committee SH Against Against 7 Report on Lobbying Payments and Policy SH Against For 8 Claw-back of Payments under Restatements SH Against Against 9 Limit/Prohibit Accelerated Vesting of Awards SH Against For

Moody's Corporation Meeting Date: 04/25/2017 Country: USA Primary Security ID: 615369105 Record Date: 02/28/2017 Meeting Type: Annual Ticker: MCO Primary CUSIP: 615369105 Primary ISIN: US6153691059 Primary SEDOL: 2252058


Moody's Corporation Shares Voted: 3,173

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director Basil L. Anderson Mgmt For For 1.2 Elect Director Jorge A. Bermudez Mgmt For For 1.3 Elect Director Darrell Duffie Mgmt For For 1.4 Elect Director Kathryn M. Hill Mgmt For For 1.5 Elect Director Ewald Kist Mgmt For For 1.6 Elect Director Raymond W. McDaniel, Jr. Mgmt For For 1.7 Elect Director Henry A. McKinnell, Jr. Mgmt For For 1.8 Elect Director Leslie F. Seidman Mgmt For For 1.9 Elect Director Bruce Van Saun Mgmt For For 2 Ratify KPMG LLP as Auditors Mgmt For For 3 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year Wells Fargo & Company Meeting Date: 04/25/2017 Country: USA Primary Security ID: 949746101 Record Date: 03/01/2017 Meeting Type: Annual Ticker: WFC Primary CUSIP: 949746101 Primary ISIN: US9497461015 Primary SEDOL: 2649100 Shares Voted: 2,950

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director John D. Baker, II Mgmt For Against 1b Elect Director John S. Chen Mgmt For Against 1c Elect Director Lloyd H. Dean Mgmt For Against 1d Elect Director Elizabeth A. Duke Mgmt For For 1e Elect Director Enrique Hernandez, Jr. Mgmt For Against 1f Elect Director Donald M. James Mgmt For Against 1g Elect Director Cynthia H. Milligan Mgmt For Against 1h Elect Director Karen B. Peetz Mgmt For For


Wells Fargo & Company Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1i Elect Director Federico F. Peña Mgmt For Against 1j Elect Director James H. Quigley Mgmt For For 1k Elect Director Stephen W. Sanger Mgmt For Against 1l Elect Director Ronald L. Sargent Mgmt For For 1m Elect Director Timothy J. Sloan Mgmt For For 1n Elect Director Susan G. Swenson Mgmt For Against 1o Elect Director Suzanne M. Vautrinot Mgmt For For 2 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year 4 Ratify KPMG LLP as Auditors Mgmt For For 5 Review and Report on Business Standards SH Against Against 6 Provide for Cumulative Voting SH Against Against 7 Report on Divesting Non-Core Business SH Against Against 8 Report on Gender Pay Gap SH Against Against 9 Report on Lobbying Payments and Policy SH Against For 10 Adopt Global Policy Regarding the Rights of SH Against Against Indigenous People Enel Chile S.A. Meeting Date: 04/26/2017 Country: Chile Primary Security ID: P3762G109 Record Date: 03/24/2017 Meeting Type: Annual Ticker: ENELCHILE Primary CUSIP: N/A Primary ISIN: CL0002266774 Primary SEDOL: BYMLZD6 Shares Voted: 17,740

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Meeting for ADR Holders Mgmt 1 Approve Financial Statements and Statutory Mgmt For For Reports 2 Approve Allocation of Income and Dividends Mgmt For For 3 Approve Remuneration of Directors Mgmt For Against 4 Approve Remuneration and Budget of Mgmt For Against Directors' Committee


Enel Chile S.A. Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 5 Present Board's Report on Expenses; Present Mgmt Directors' Committee Report on Activities and Expenses 6 Appoint Auditors Mgmt For Abstain 7 Elect Two Supervisory Account Inspectors and Mgmt ForAgainst their Alternates; Approve their Remuneration 8 Designate Risk Assessment Companies Mgmt For For 9 Approve Investment and Financing Policy Mgmt For Against 10 Present Dividend Policy and Distribution Mgmt Procedures

11 Receive Report Regarding Related-Party Mgmt Transactions

12 Present Report Re: Processing, Printing, and Mgmt Mailing Information Required by Chilean Law 13 Other Business Mgmt For Against 14 Authorize Board to Ratify and Execute Mgmt For For Approved Resolutions London Stock Exchange Group plc Meeting Date: 04/26/2017 Country: United Kingdom Primary Security ID: G5689U103 Record Date: 04/24/2017 Meeting Type: Annual Ticker: LSE Primary CUSIP: G5689U103 Primary ISIN: GB00B0SWJX34 Primary SEDOL: B0SWJX3 Shares Voted: 1,828

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Final Dividend Mgmt For For 3 Approve Remuneration Report Mgmt For For 4 Approve Remuneration Policy Mgmt For For 5 Re-elect Jacques Aigrain as Director Mgmt For For 6 Re-elect Donald Brydon as Director Mgmt For For 7 Re-elect Paul Heiden as Director Mgmt For For 8 Re-elect Lex Hoogduin as Director Mgmt For For 9 Re-elect Raffaele Jerusalmi as Director Mgmt For For


London Stock Exchange Group plc Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 10 Re-elect David Nish as Director Mgmt For For 11 Re-elect Stephen O'Connor as Director Mgmt For For 12 Re-elect Xavier Rolet as Director Mgmt For For 13 Re-elect Mary Schapiro as Director Mgmt For For 14 Re-elect David Warren as Director Mgmt For For 15 Elect Andrea Sironi as Director Mgmt For For 16 Reappoint Ernst & Young LLP as Auditors Mgmt For For 17 Authorise Board to Fix Remuneration of Mgmt For For Auditors


19 Authorise EU Political Donations and Mgmt For For Expenditure

20 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights

21 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary Shares Mgmt For For 23 Authorise the Company to Call General Mgmt For For Meeting with Two Weeks' Notice S&P Global Inc. Meeting Date: 04/26/2017 Country: USA Primary Security ID: 78409V104 Record Date: 03/06/2017 Meeting Type: Annual Ticker: SPGI Primary CUSIP: 78409V104 Primary ISIN: US78409V1044 Primary SEDOL: BYV2325 Shares Voted: 2,131

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director Marco Alvera Mgmt For For 1.2 Elect Director William D. Green Mgmt For For 1.3 Elect Director Charles E. Haldeman, Jr. Mgmt For For 1.4 Elect Director Stephanie C. Hill Mgmt For For 1.5 Elect Director Rebecca Jacoby Mgmt For For


S&P Global Inc. Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.6 Elect Director Monique F. Leroux Mgmt For For 1.7 Elect Director Maria R. Morris Mgmt For For 1.8 Elect Director Douglas L. Peterson Mgmt For For 1.9 Elect Director Michael Rake Mgmt For For 1.10 Elect Director Edward B. Rust, Jr. Mgmt For For 1.11 Elect Director Kurt L. Schmoke Mgmt For For 1.12 Elect Director Richard E. Thornburgh Mgmt For For 2 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year 4 Ratify Ernst & Young LLP as Auditors Mgmt For For

Danone Meeting Date: 04/27/2017 Country: France Primary Security ID: F12033134 Record Date: 04/24/2017 Meeting Type: Annual/Special Ticker: BN Primary CUSIP: F12033134 Primary ISIN: FR0000120644 Primary SEDOL: B1Y9TB3 Shares Voted: 3,510

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Mgmt For For Reports

2 Approve Consolidated Financial Statements Mgmt For For and Statutory Reports

3 Approve Allocation of Income and Dividends Mgmt For For of EUR 1.70 per Share 4 Approve Stock Dividend Program Mgmt For For 5 Reelect Gaelle Olivier as Director Mgmt For For 6 Reelect Isabelle Seillier as Director Mgmt For For 7 Reelect Jean-Michel Severino as Director Mgmt For For 8 Reelect Lionel Zinsou-Derlin as Director Mgmt For Against 9 Elect Gregg L. Engles as Director Mgmt For For 10 Approve Transaction with J.P. Morgan Mgmt For Abstain


Danone Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 11 Non-Binding Vote on Compensation of Franck Mgmt For For Riboud, Chairman

12 Non-Binding Vote on Compensation of Mgmt For For Emmanuel Faber, CEO 13 Approve Remuneration Policy of Chairman Mgmt For For 14 Approve Remuneration Policy of Executive Mgmt For For Officers

15 Authorize Repurchase of Up to 10 Percent of Mgmt For For Issued Share Capital Extraordinary Business Mgmt 16 Authorize Issuance of Equity or Equity-Linked Mgmt For For Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 57 Million

17 Authorize Issuance of Equity or Equity-Linked Mgmt For For Securities without Preemptive Rights with Binding Priority Right up to Aggregate Nominal Amount of EUR 16 Million

18 Authorize Board to Increase Capital in the Mgmt For For Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above

19 Authorize Capital Increase of Up to EUR 16 Mgmt For For Million for Future Exchange Offers

20 Authorize Capital Increase of up to 10 Percent Mgmt ForFor of Issued Capital for Contributions in Kind

21 Authorize Capitalization of Reserves of Up to Mgmt For For EUR 41 Million for Bonus Issue or Increase in Par Value

22 Authorize Capital Issuances for Use in Mgmt For For Employee Stock Purchase Plans

23 Authorize up to 0.2 Percent of Issued Capital Mgmt For For for Use in Restricted Stock Plans

24 Authorize Decrease in Share Capital via Mgmt For For Cancellation of Repurchased Shares

25 Authorize Filing of Required Documents/Other Mgmt For For Formalities DBS Group Holdings Ltd. Meeting Date: 04/27/2017 Country: Singapore Primary Security ID: Y20246107 Record Date: Meeting Type: Annual Ticker: D05 Primary CUSIP: Y20246107 Primary ISIN: SG1L01001701 Primary SEDOL: 6175203


DBS Group Holdings Ltd. Shares Voted: 16,700

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Adopt Financial Statements and Directors' and Mgmt ForFor Auditors' Reports 2 Approve Final Dividend Mgmt For For 3 Approve Directors' Fees Mgmt For For 4 Approve PricewaterhouseCoopers LLP as Mgmt For For Auditors and Authorize Board to Fix Their Remuneration 5 Elect Bart Broadman as Director Mgmt For For 6 Elect Ho Tian Yee as Director Mgmt For For 7 Elect Ow Foong Pheng as Director Mgmt For For 8 Approve Grant of Awards and Issuance of Mgmt For For Shares Under the DBSH Share Plan

9 Approve Issuance of Equity or Equity-Linked Mgmt For For Securities with or without Preemptive Rights

10 Approve Issuance of Shares Under the DBSH Mgmt For For Scrip Dividend Scheme to the Final Dividends for the Year Ended Dec. 31, 2016

11 Approve Issuance of Shares Under the DBSH Mgmt For For Scrip Dividend Scheme for the Dividends which may be Declared for the Year Ending Dec. 31, 2017 12 Authorize Share Repurchase Program Mgmt For For

Enel Americas S.A. Meeting Date: 04/27/2017 Country: Chile Primary Security ID: P37186106 Record Date: 03/24/2017 Meeting Type: Annual/Special Ticker: ENELAM Primary CUSIP: P37186106 Primary ISIN: CLP371861061 Primary SEDOL: 2299453 Shares Voted: 7,580

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Meeting for ADR Holders Mgmt Annual Meeting Mgmt 1 Approve Financial Statements and Statutory Mgmt For For Reports 2 Approve Allocation of Income and Dividends Mgmt For For


Enel Americas S.A. Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 3 Approve Remuneration of Directors Mgmt For Against 4 Approve Remuneration of Directors' Mgmt For Against Committee and Approve Their Budget for FY 2017

5 Present Board's Report on Expenses; Present Mgmt Directors' Committee Report on Activities and Expenses 6 Appoint Auditors Mgmt For Abstain 7 Elect Two Supervisory Account Inspectors and Mgmt ForAgainst their Alternates; Approve their Remuneration 8 Designate Risk Assessment Companies Mgmt For For 9 Approve Investment and Financing Policy Mgmt For Against 10 Present Dividend Policy and Distribution Mgmt Procedures

11 Receive Report Regarding Related-Party Mgmt Transactions

12 Present Report on Processing, Printing, and Mgmt Mailing Information Required by Chilean Law 13 Other Business Mgmt For Against 14 Authorize Board to Ratify and Execute Mgmt For For Approved Resolutions Special Meeting Mgmt 1 Approve Cancellation of Company's Shares Mgmt For For Acquired as Result of Merger with Endesa Americas and Chilectra Americas into Enel Americas and Resulting Reduction of Share Capital from CLP 4.62 Trillion to CLP 4.53 Trillion

2 Amend Article 5 and First Transitory Article Mgmt For For Re: Currency Change 3 Amend Articles 15 and 16 Mgmt For For 4 Receive Report Regarding Related-Party Mgmt Transactions Entered into During Period Since Last Shareholders' Meeting of Enel Americas

5 Adopt Agreements to Carry out Proposed Mgmt For For Changes to Bylaws and Granting of Powers to Carry Forward Resolutions Adopted by General Meeting


American Express Company Meeting Date: 05/01/2017 Country: USA Primary Security ID: 025816109 Record Date: 03/03/2017 Meeting Type: Annual Ticker: AXP Primary CUSIP: 025816109 Primary ISIN: US0258161092 Primary SEDOL: 2026082 Shares Voted: 2,480

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director Charlene Barshefsky Mgmt For For 1b Elect Director John J. Brennan Mgmt For For 1c Elect Director Ursula M. Burns Mgmt For For 1d Elect Director Kenneth I. Chenault Mgmt For For 1e Elect Director Peter Chernin Mgmt For For 1f Elect Director Ralph de la Vega Mgmt For For 1g Elect Director Anne L. Lauvergeon Mgmt For For 1h Elect Director Michael O. Leavitt Mgmt For For 1i Elect Director Theodore J. Leonsis Mgmt For For 1j Elect Director Richard C. Levin Mgmt For For 1k Elect Director Samuel J. Palmisano Mgmt For For 1l Elect Director Daniel L. Vasella Mgmt For For 1m Elect Director Robert D. Walter Mgmt For For 1n Elect Director Ronald A. Williams Mgmt For For 2 Ratify PricewaterhouseCoopers LLP as Mgmt For For Auditors

3 Advisory Vote to Ratify Named Executive Mgmt For Against Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year 5 Provide Right to Act by Written Consent SH Against For 6 Report on Gender Pay Gap SH Against Against Dover Corporation Meeting Date: 05/05/2017 Country: USA Primary Security ID: 260003108 Record Date: 03/23/2017 Meeting Type: Annual Ticker: DOV Primary CUSIP: 260003108 Primary ISIN: US2600031080 Primary SEDOL: 2278407


Dover Corporation Shares Voted: 3,680

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director Peter T. Francis Mgmt For For 1b Elect Director Kristiane C. Graham Mgmt For For 1c Elect Director Michael F. Johnston Mgmt For For 1d Elect Director Robert A. Livingston Mgmt For For 1e Elect Director Richard K. Lochridge Mgmt For For 1f Elect Director Eric A. Spiegel Mgmt For For 1g Elect Director Michael B. Stubbs Mgmt For For 1h Elect Director Richard J. Tobin Mgmt For Against 1i Elect Director Stephen M. Todd Mgmt For For 1j Elect Director Stephen K. Wagner Mgmt For For 1k Elect Director Keith E. Wandell Mgmt For For 1l Elect Director Mary A. Winston Mgmt For For 2 Ratify PricewaterhouseCoopers LLP as Mgmt For For Auditors

3 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year 5 Amend Omnibus Stock Plan Mgmt For For 6 Amend Executive Incentive Bonus Plan Mgmt For For 7 Amend Charter to Remove Article 15 Mgmt For For Amendment Provision

8 Amend Charter to Remove Article 16 Mgmt For For Amendment Provision Autoliv, Inc. Meeting Date: 05/09/2017 Country: USA Primary Security ID: 052800109 Record Date: 03/13/2017 Meeting Type: Annual Ticker: ALV Primary CUSIP: 052800109 Primary ISIN: US0528001094 Primary SEDOL: 2064253


Autoliv, Inc. Shares Voted: 910

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director Robert W. Alspaugh Mgmt For For 1.2 Elect Director Jan Carlson Mgmt For For 1.3 Elect Director Aicha Evans Mgmt For For 1.4 Elect Director Leif Johansson Mgmt For For 1.5 Elect Director David E. Kepler Mgmt For For 1.6 Elect Director Franz-Josef Kortum Mgmt For For 1.7 Elect Director Xiaozhi Liu Mgmt For For 1.8 Elect Director James M. Ringler Mgmt For For 1.9 Elect Director Kazuhiko Sakamoto Mgmt For For 1.10 Elect Director Wolfgang Ziebart Mgmt For For 2 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year 4 Ratify Ernst & Young AB as Auditors Mgmt For For CVS Health Corporation Meeting Date: 05/10/2017 Country: USA Primary Security ID: 126650100 Record Date: 03/14/2017 Meeting Type: Annual Ticker: CVS Primary CUSIP: 126650100 Primary ISIN: US1266501006 Primary SEDOL: 2577609 Shares Voted: 1,000

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director Richard M. Bracken Mgmt For For 1b Elect Director C. David Brown, II Mgmt For For 1c Elect Director Alecia A. DeCoudreaux Mgmt For For 1d Elect Director Nancy-Ann M. DeParle Mgmt For For 1e Elect Director David W. Dorman Mgmt For For 1f Elect Director Anne M. Finucane Mgmt For For 1g Elect Director Larry J. Merlo Mgmt For For


CVS Health Corporation Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1h Elect Director Jean-Pierre Millon Mgmt For For 1i Elect Director Mary L. Schapiro Mgmt For For 1j Elect Director Richard J. Swift Mgmt For For 1k Elect Director William C. Weldon Mgmt For For 1l Elect Director Tony L. White Mgmt For For 2 Ratify Ernst & Young LLP as Auditors Mgmt For For 3 Advisory Vote to Ratify Named Executive Mgmt For Against Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year 5 Approve Omnibus Stock Plan Mgmt For For 6 Reduce Ownership Threshold for SH Against For Shareholders to Call Special Meeting 7 Report on Pay Disparity SH Against Against 8 Adopt Quantitative Renewable Energy Goals SH Against Against

Gilead Sciences, Inc. Meeting Date: 05/10/2017 Country: USA Primary Security ID: 375558103 Record Date: 03/16/2017 Meeting Type: Annual Ticker: GILD Primary CUSIP: 375558103 Primary ISIN: US3755581036 Primary SEDOL: 2369174 Shares Voted: 2,980

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director John F. Cogan Mgmt For For 1b Elect Director Kelly A. Kramer Mgmt For For 1c Elect Director Kevin E. Lofton Mgmt For For 1d Elect Director John C. Martin Mgmt For For 1e Elect Director John F. Milligan Mgmt For For 1f Elect Director Nicholas G. Moore Mgmt For For 1g Elect Director Richard J. Whitley Mgmt For For 1h Elect Director Gayle E. Wilson Mgmt For For 1i Elect Director Per Wold-Olsen Mgmt For For 2 Ratify Ernst & Young LLP as Auditors Mgmt For For


Gilead Sciences, Inc. Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 3 Amend Omnibus Stock Plan Mgmt For For 4 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation 5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year 6 Provide Right to Act by Written Consent SH Against For 7 Require Independent Board Chairman SH Against Against

SAP SE Meeting Date: 05/10/2017 Country: Germany Primary Security ID: D66992104 Record Date: 04/18/2017 Meeting Type: Annual Ticker: SAP Primary CUSIP: D66992104 Primary ISIN: DE0007164600 Primary SEDOL: 4846288 Shares Voted: 4,251

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2016 (Non-Voting)


3 Approve Discharge of Management Board for Mgmt For For Fiscal 2016

4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2016 5 Ratify KPMG AG as Auditors for Fiscal 2017 Mgmt For For Service Corporation International Meeting Date: 05/10/2017 Country: USA Primary Security ID: 817565104 Record Date: 03/13/2017 Meeting Type: Annual Ticker: SCI Primary CUSIP: 817565104 Primary ISIN: US8175651046 Primary SEDOL: 2797560 Shares Voted: 15,720

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director Thomas L. Ryan Mgmt For For 1.2 Elect Director Clifton H. Morris, Jr. Mgmt For For


Service Corporation International Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.3 Elect Director W. Blair Waltrip Mgmt For For 2 Ratify PricewaterhouseCoopers LLP as Mgmt For For Auditors

3 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year 5 Amend Omnibus Stock Plan Mgmt For For 6 Require Independent Board Chairman SH Against For 7 Adopt Simple Majority Vote SH Against For

BASF SE Meeting Date: 05/12/2017 Country: Germany Primary Security ID: D06216317 Record Date: Meeting Type: Annual Ticker: BAS Primary CUSIP: D06216101 Primary ISIN: DE000BASF111 Primary SEDOL: 5086577 Shares Voted: 2,330

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2016 (Non-Voting)


3 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2016

4 Approve Discharge of Management Board for Mgmt For For Fiscal 2016 5 Ratify KPMG AG as Auditors for Fiscal 2017 Mgmt For For 6 Authorize Share Repurchase Program and Mgmt For For Reissuance or Cancellation of Repurchased Shares

7 Approve Issuance of Warrants/Bonds with Mgmt For For Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 117.6 Million Pool of Capital to Guarantee Conversion Rights 8 Approve Remuneration of Supervisory Board Mgmt For For


Sotheby's Meeting Date: 05/12/2017 Country: USA Primary Security ID: 835898107 Record Date: 03/17/2017 Meeting Type: Annual Ticker: BID Primary CUSIP: 835898107 Primary ISIN: US8358981079 Primary SEDOL: 2822406 Shares Voted: 1,890

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director Jessica M. Bibliowicz Mgmt For For 1.2 Elect Director Linus W. L. Cheung Mgmt For For 1.3 Elect Director Kevin C. Conroy Mgmt For For 1.4 Elect Director Domenico De Sole Mgmt For For 1.5 Elect Director The Duke of Devonshire Mgmt For For 1.6 Elect Director Daniel S. Loeb Mgmt For For 1.7 Elect Director Olivier Reza Mgmt For For 1.8 Elect Director Marsha E. Simms Mgmt For For 1.9 Elect Director Thomas S. Smith, Jr. Mgmt For For 1.10 Elect Director Diana L. Taylor Mgmt For For 1.11 Elect Director Dennis M. Weibling Mgmt For For 1.12 Elect Director Harry J. Wilson Mgmt For For 2 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year 4 Ratify Deloitte & Touche LLP as Auditors Mgmt For For ConocoPhillips Meeting Date: 05/16/2017 Country: USA Primary Security ID: 20825C104 Record Date: 03/20/2017 Meeting Type: Annual Ticker: COP Primary CUSIP: 20825C104 Primary ISIN: US20825C1045 Primary SEDOL: 2685717 Shares Voted: 1,000

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director Richard L. Armitage Mgmt For For 1b Elect Director Richard H. Auchinleck Mgmt For For


ConocoPhillips Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1c Elect Director Charles E. Bunch Mgmt For For 1d Elect Director John V. Faraci Mgmt For For 1e Elect Director Jody L. Freeman Mgmt For For 1f Elect Director Gay Huey Evans Mgmt For For 1g Elect Director Ryan M. Lance Mgmt For For 1h Elect Director Arjun N. Murti Mgmt For For 1i Elect Director Robert A. Niblock Mgmt For For 1j Elect Director Harald J. Norvik Mgmt For For 2 Ratify Ernst & Young LLP as Auditors Mgmt For For 3 Advisory Vote to Ratify Named Executive Mgmt For Against Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Mgmt None One Year 5 Report on Lobbying Payments and Policy SH Against For 6 Report on Executive Compensation Incentives SH Against Against Aligned with Low Carbon Scenarios Anthem, Inc. Meeting Date: 05/18/2017 Country: USA Primary Security ID: 036752103 Record Date: 03/17/2017 Meeting Type: Annual Ticker: ANTM Primary CUSIP: 036752103 Primary ISIN: US0367521038 Primary SEDOL: BSPHGL4 Shares Voted: 2,447

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director R. Kerry Clark Mgmt For For 1b Elect Director Robert L. Dixon, Jr. Mgmt For For 2 Ratify Ernst & Young LLP as Auditors Mgmt For For 3 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year 5 Amend Bylaws Mgmt For For 6 Approve Omnibus Stock Plan Mgmt For For


Intel Corporation Meeting Date: 05/18/2017 Country: USA Primary Security ID: 458140100 Record Date: 03/20/2017 Meeting Type: Annual Ticker: INTC Primary CUSIP: 458140100 Primary ISIN: US4581401001 Primary SEDOL: 2463247 Shares Voted: 3,660

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director Charlene Barshefsky Mgmt For For 1b Elect Director Aneel Bhusri Mgmt For Against 1c Elect Director Andy D. Bryant Mgmt For For 1d Elect Director Reed E. Hundt Mgmt For For 1e Elect Director Omar Ishrak Mgmt For For 1f Elect Director Brian M. Krzanich Mgmt For For 1g Elect Director Tsu-Jae King Liu Mgmt For For 1h Elect Director David S. Pottruck Mgmt For For 1i Elect Director Gregory D. Smith Mgmt For For 1j Elect Director Frank D. Yeary Mgmt For For 1k Elect Director David B. Yoffie Mgmt For For 2 Ratify Ernst & Young LLP as Auditors Mgmt For For 3 Advisory Vote to Ratify Named Executive Mgmt For Against Officers' Compensation 4 Amend Omnibus Stock Plan Mgmt For For 5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year 6 Political Contributions Disclosure SH Against Against 7 Provide Vote Counting to Exclude Abstentions SH Against Against Euronext NV Meeting Date: 05/19/2017 Country: Netherlands Primary Security ID: N3113K397 Record Date: 04/21/2017 Meeting Type: Annual Ticker: ENX Primary CUSIP: N/A Primary ISIN: NL0006294274 Primary SEDOL: BNBNSG0


Euronext NV Shares Voted: 1,260

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Annual Meeting Mgmt 1 Open Meeting Mgmt 2 Presentation by CEO Mgmt 3.a Discuss Remuneration Report (Non-Voting) Mgmt 3.b Receive Explanation on Company's Reserves Mgmt and Dividend Policy (Non-Voting) 3.c Adopt Financial Statements Mgmt For For 3.d Approve Dividends of EUR 1.42 Per Share Mgmt For For 3.e Approve Discharge of Management Board Mgmt For For 3.f Approve Discharge of Supervisory Board Mgmt For For 4.a Appointment of Paulo Rodrigues da Silva as Mgmt For For Management Board Member 5 Ratify Ernst & Young as Auditors Mgmt For For 6.a Grant Board Authority to Issue Shares Up To Mgmt For For 10 Percent of Issued Capital

6.b Authorize Board to Exclude Preemptive Rights Mgmt For For from Share Issuances

7 Authorize Repurchase of Up to 10 Percent of Mgmt For For Issued Share Capital 8 Other Business (Non-Voting) Mgmt 9 Close Meeting Mgmt Royal Dutch Shell plc Meeting Date: 05/23/2017 Country: United Kingdom Primary Security ID: G7690A100 Record Date: 05/19/2017 Meeting Type: Annual Ticker: RDSA Primary CUSIP: G7690A118 Primary ISIN: GB00B03MLX29 Primary SEDOL: B03MLX2 Shares Voted: 6,490

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Management Proposals Mgmt 1 Accept Financial Statements and Statutory Mgmt For For Reports


Royal Dutch Shell plc Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 2 Approve Remuneration Policy Mgmt For For 3 Approve Remuneration Report Mgmt For For 4 Elect Catherine Hughes as Director Mgmt For For 5 Elect Roberto Setubal as Director Mgmt For For 6 Re-elect Ben van Beurden as Director Mgmt For For 7 Re-elect Guy Elliott as Director Mgmt For For 8 Re-elect Euleen Goh as Director Mgmt For For 9 Re-elect Charles Holliday as Director Mgmt For For 10 Re-elect Gerard Kleisterlee as Director Mgmt For For 11 Re-elect Sir Nigel Sheinwald as Director Mgmt For For 12 Re-elect Linda Stuntz as Director Mgmt For For 13 Elect Jessica Uhl as Director Mgmt For For 14 Re-elect Hans Wijers as Director Mgmt For For 15 Re-elect Gerrit Zalm as Director Mgmt For For 16 Reappoint Ernst & Young LLP as Auditors Mgmt For For 17 Authorise the Audit Committee to Fix Mgmt For For Remuneration of Auditors


19 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights 20 Authorise Market Purchase of Ordinary Shares Mgmt For For Shareholder Proposal Mgmt 21 Request Shell to Set and Publish Targets for SH Against Against Reducing Greenhouse Gas (GHG) Emissions Stericycle, Inc. Meeting Date: 05/24/2017 Country: USA Primary Security ID: 858912108 Record Date: 03/31/2017 Meeting Type: Annual Ticker: SRCL Primary CUSIP: 858912108 Primary ISIN: US8589121081 Primary SEDOL: 2860826


Stericycle, Inc. Shares Voted: 1,970

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director Mark C. Miller Mgmt For For 1b Elect Director Jack W. Schuler Mgmt For For 1c Elect Director Charles A. Alutto Mgmt For For 1d Elect Director Brian P. Anderson Mgmt For For 1e Elect Director Lynn D. Bleil Mgmt For For 1f Elect Director Thomas D. Brown Mgmt For For 1g Elect Director Thomas F. Chen Mgmt For Against 1h Elect Director Robert S. Murley Mgmt For For 1i Elect Director John Patience Mgmt For Against 1j Elect Director Mike S. Zafirovski Mgmt For For 2 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year 4 Ratify Ernst & Young LLP as Auditors Mgmt For For 5 Amend Qualified Employee Stock Purchase Mgmt For For Plan 6 Approve Omnibus Stock Plan Mgmt For For 7 Amend Proxy Access Right SH Against For 8 Pro-rata Vesting of Equity Awards SH Against For BlackRock, Inc. Meeting Date: 05/25/2017 Country: USA Primary Security ID: 09247X101 Record Date: 03/30/2017 Meeting Type: Annual Ticker: BLK Primary CUSIP: 09247X101 Primary ISIN: US09247X1019 Primary SEDOL: 2494504 Shares Voted: 240

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director Abdlatif Yousef Al-Hamad Mgmt For For 1b Elect Director Mathis Cabiallavetta Mgmt For For 1c Elect Director Pamela Daley Mgmt For For


BlackRock, Inc. Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1d Elect Director William S. Demchak Mgmt For For 1e Elect Director Jessica P. Einhorn Mgmt For For 1f Elect Director Laurence D. Fink Mgmt For For 1g Elect Director Fabrizio Freda Mgmt For For 1h Elect Director Murry S. Gerber Mgmt For For 1i Elect Director James Grosfeld Mgmt For For 1j Elect Director Robert S. Kapito Mgmt For For 1k Elect Director Deryck Maughan Mgmt For For 1l Elect Director Cheryl D. Mills Mgmt For For 1m Elect Director Gordon M. Nixon Mgmt For For 1n Elect Director Charles H. Robbins Mgmt For For 1o Elect Director Ivan G. Seidenberg Mgmt For For 1p Elect Director Marco Antonio Slim Domit Mgmt For For 1q Elect Director John S. Varley Mgmt For For 1r Elect Director Susan L. Wagner Mgmt For For 2 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year 4 Ratify Deloitte & Touche LLP as Auditors Mgmt For For 5 Report on Proxy Voting and Executive SH Against Against Compensation 6 Report on Lobbying Payments and Policy SH Against For

MTN Group Ltd Meeting Date: 05/25/2017 Country: South Africa Primary Security ID: S8039R108 Record Date: 05/19/2017 Meeting Type: Annual Ticker: MTN Primary CUSIP: S8039R108 Primary ISIN: ZAE000042164 Primary SEDOL: 6563206 Shares Voted: 36,220

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Ordinary Resolutions Mgmt 1.1 Elect Paul Hanratty as Director Mgmt For Against


MTN Group Ltd Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.2 Elect Stan Miller as Director Mgmt For Against 1.3 Elect Ralph Mupita as Director Mgmt For For 1.4 Elect Rob Shuter as Director Mgmt For For 1.5 Elect Nkululeko Sowazi as Director Mgmt For Against 1.6 Re-elect Alan van Biljon as Director Mgmt For For 1.7 Re-elect Koosum Kalyan as Director Mgmt For For 1.8 Re-elect Azmi Mikati as Director Mgmt For For 1.9 Re-elect Jeff van Rooyen as Director Mgmt For For 2.1 Re-elect Christine Ramon as Member of the Mgmt For For Audit Committee

2.2 Elect Paul Hanratty as Member of the Audit Mgmt For For Committee

2.3 Re-elect Peter Mageza as Member of the Mgmt For For Audit Committee

2.4 Re-elect Jeff van Rooyen as Member of the Mgmt For For Audit Committee

3 Reappoint PricewaterhouseCoopers Inc and Mgmt For For SizweNtsalubaGobodo Inc as Joint Auditors of the Company

4 Place Authorised but Unissued Shares under Mgmt For For Control of Directors 5 Authorise Board to Issue Shares for Cash Mgmt For For Non-Binding Advisory Vote Mgmt 1 Approve Remuneration Policy Mgmt For Against Continuation of Ordinary Resolutions Mgmt 6 Authorise Ratification of Approved Mgmt For For Resolutions Special Resolutions Mgmt 1 Approve Remuneration of Non-executive Mgmt For For Directors 2 Authorise Repurchase of Issued Share Capital Mgmt For For 3 Approve Financial Assistance to Subsidiaries Mgmt For For and Other Related and Inter-related Entities

4 Approve Financial Assistance to Directors, Mgmt For For Prescribed Officers and Employee Share Scheme Beneficiaries 5 Amend Memorandum of Incorporation Mgmt For For


Omnicom Group Inc. Meeting Date: 05/25/2017 Country: USA Primary Security ID: 681919106 Record Date: 04/05/2017 Meeting Type: Annual Ticker: OMC Primary CUSIP: 681919106 Primary ISIN: US6819191064 Primary SEDOL: 2279303 Shares Voted: 1,340

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director John D. Wren Mgmt For For 1.2 Elect Director Bruce Crawford Mgmt For For 1.3 Elect Director Alan R. Batkin Mgmt For For 1.4 Elect Director Mary C. Choksi Mgmt For For 1.5 Elect Director Robert Charles Clark Mgmt For For 1.6 Elect Director Leonard S. Coleman, Jr. Mgmt For For 1.7 Elect Director Susan S. Denison Mgmt For For 1.8 Elect Director Deborah J. Kissire Mgmt For For 1.9 Elect Director John R. Murphy Mgmt For For 1.10 Elect Director John R. Purcell Mgmt For For 1.11 Elect Director Linda Johnson Rice Mgmt For For 1.12 Elect Director Valerie M. Williams Mgmt For For 2 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year 4 Ratify KPMG LLP as Auditors Mgmt For For Samsonite International S.A. Meeting Date: 06/01/2017 Country: Luxembourg Primary Security ID: L80308106 Record Date: 05/25/2017 Meeting Type: Annual Ticker: 1910 Primary CUSIP: N/A Primary ISIN: LU0633102719 Primary SEDOL: B4Q1532 Shares Voted: 91,500

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports


Samsonite International S.A. Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 2 Approve Allocation of Results for the Year Mgmt For For 2016 3 Approve Cash Distribution Mgmt For For 4a Reelect Kyle Francis Gendreau as Director Mgmt For For 4b Reelect Tom Korbas as Director Mgmt For For 4c Reelect Ying Yeh as Director Mgmt For For 5 Renew Mandate Granted to KPMG Mgmt For For Luxembourg as Statutory Auditor 6 Approve KPMG LLP as External Auditor Mgmt For For 7 Authorize Issuance Shares Up to 10 Percent Mgmt For For of the Total Issued Shares 8 Authorize Repurchase of Issued Share Capital Mgmt For For 9 Approve Discharge of Directors and Auditors Mgmt For For 10 Approve Remuneration of Directors Mgmt For For 11 Authorize Board to Fix the Remuneration of Mgmt For For KPMG Luxembourg Jyske Bank A/S Meeting Date: 06/02/2017 Country: Denmark Primary Security ID: K55633117 Record Date: 05/26/2017 Meeting Type: Special Ticker: JYSK Primary CUSIP: K55633117 Primary ISIN: DK0010307958 Primary SEDOL: B0386J1 Shares Voted: 10,560

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve Special Dividends of DKK 5.60 Per Mgmt For For Share 2 Other Business Mgmt UnitedHealth Group Incorporated Meeting Date: 06/05/2017 Country: USA Primary Security ID: 91324P102 Record Date: 04/11/2017 Meeting Type: Annual Ticker: UNH Primary CUSIP: 91324P102 Primary ISIN: US91324P1021 Primary SEDOL: 2917766


UnitedHealth Group Incorporated Shares Voted: 1,748

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director William C. Ballard, Jr. Mgmt For For 1b Elect Director Richard T. Burke Mgmt For For 1c Elect Director Timothy P. Flynn Mgmt For For 1d Elect Director Stephen J. Hemsley Mgmt For For 1e Elect Director Michele J. Hooper Mgmt For For 1f Elect Director Rodger A. Lawson Mgmt For For 1g Elect Director Glenn M. Renwick Mgmt For For 1h Elect Director Kenneth I. Shine Mgmt For For 1i Elect Director Gail R. Wilensky Mgmt For For 2 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year 4 Ratify Deloitte & Touche LLP as Auditors Mgmt For For 5 Report on Lobbying Payments and Policy SH Against For Biogen Inc. Meeting Date: 06/07/2017 Country: USA Primary Security ID: 09062X103 Record Date: 04/10/2017 Meeting Type: Annual Ticker: BIIB Primary CUSIP: 09062X103 Primary ISIN: US09062X1037 Primary SEDOL: 2455965 Shares Voted: 510

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director Alexander J. Denner Mgmt For For 1b Elect Director Caroline D. Dorsa Mgmt For For 1c Elect Director Nancy L. Leaming Mgmt For For 1d Elect Director Richard C. Mulligan Mgmt For For 1e Elect Director Robert W. Pangia Mgmt For For 1f Elect Director Stelios Papadopoulos Mgmt For For 1g Elect Director Brian S. Posner Mgmt For For


Biogen Inc. Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1h Elect Director Eric K. Rowinsky Mgmt For For 1i Elect Director Lynn Schenk Mgmt For For 1j Elect Director Stephen A. Sherwin Mgmt For For 1k Elect Director Michel Vounatsos Mgmt For For 2 Ratify PricewaterhouseCoopers LLP as Mgmt For For Auditors

3 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year 5 Approve Omnibus Stock Plan Mgmt For For

Taiwan Semiconductor Manufacturing Co., Ltd. Meeting Date: 06/08/2017 Country: Taiwan Primary Security ID: Y84629107 Record Date: 04/07/2017 Meeting Type: Annual Ticker: 2330 Primary CUSIP: Y84629107 Primary ISIN: TW0002330008 Primary SEDOL: 6889106 Shares Voted: 13,000

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Approve Business Operations Report and Mgmt For For Financial Statements 1.2 Approve Profit Distribution Mgmt For For 1.3 Amend Articles of Association Mgmt For For 1.4 Amend Procedures Governing the Acquisition Mgmt For For or Disposal of Assets ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING

2.1 Elect Mark Liu with Shareholder No. 10758 as Mgmt For For Non-Independent Director

2.2 Elect C.C. Wei with Shareholder No. 370885 Mgmt For For as Non-Independent Director 3 Other Business Mgmt None Against


Recruit Holdings Co., Ltd. Meeting Date: 06/20/2017 Country: Japan Primary Security ID: J6433A101 Record Date: 03/31/2017 Meeting Type: Annual Ticker: 6098 Primary CUSIP: N/A Primary ISIN: JP3970300004 Primary SEDOL: BQRRZ00 Shares Voted: 1,900

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director Minegishi, Masumi Mgmt For For 1.2 Elect Director Ikeuchi, Shogo Mgmt For For 1.3 Elect Director Sagawa, Keiichi Mgmt For For 1.4 Elect Director Oyagi, Shigeo Mgmt For For 1.5 Elect Director Shingai, Yasushi Mgmt For For 2 Appoint Alternate Statutory Auditor Shinkawa, Mgmt For For Asa

3 Approve Compensation Ceiling for Statutory Mgmt For For Auditors KDDI Corporation Meeting Date: 06/21/2017 Country: Japan Primary Security ID: J31843105 Record Date: 03/31/2017 Meeting Type: Annual Ticker: 9433 Primary CUSIP: J31843105 Primary ISIN: JP3496400007 Primary SEDOL: 6248990 Shares Voted: 9,700

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Mgmt For For Dividend of JPY 45 2.1 Elect Director Onodera, Tadashi Mgmt For For 2.2 Elect Director Tanaka, Takashi Mgmt For For 2.3 Elect Director Morozumi, Hirofumi Mgmt For For 2.4 Elect Director Takahashi, Makoto Mgmt For For 2.5 Elect Director Ishikawa, Yuzo Mgmt For For 2.6 Elect Director Uchida, Yoshiaki Mgmt For For 2.7 Elect Director Shoji, Takashi Mgmt For For 2.8 Elect Director Muramoto, Shinichi Mgmt For For


KDDI Corporation Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 2.9 Elect Director Mori, Keiichi Mgmt For For 2.10 Elect Director Yamaguchi, Goro Mgmt For For 2.11 Elect Director Kodaira, Nobuyori Mgmt For For 2.12 Elect Director Fukukawa, Shinji Mgmt For For 2.13 Elect Director Tanabe, Kuniko Mgmt For For 2.14 Elect Director Nemoto, Yoshiaki Mgmt For For

LUKOIL PJSC Meeting Date: 06/21/2017 Country: Russia Primary Security ID: X6983S100 Record Date: 05/26/2017 Meeting Type: Annual Ticker: LKOH Primary CUSIP: X5060T106 Primary ISIN: RU0009024277 Primary SEDOL: B59SNS8 Shares Voted: 3,810

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Meeting for ADR Holders Mgmt 1 Approve Annual Report, Financial Statements, Mgmt For For and Allocation of Income, Including Dividends of RUB 120 per Share Elect 11 Directors by Cumulative Voting Mgmt 2.1 Elect Vagit Alekperov as Director Mgmt None Against 2.2 Elect Viktor Blazheev as Director Mgmt None Against 2.3 Elect Toby Gati as Director Mgmt None For 2.4 Elect Valery Grayfer as Director Mgmt None Against 2.5 Elect Igor Ivanov as Director Mgmt None Against 2.6 Elect Ravil Maganov as Director Mgmt None Against 2.7 Elect Roger Munnings as Director Mgmt None For 2.8 Elect Richard Matzke as Director Mgmt None Against 2.9 Elect Nikolay Nikolaev as Director Mgmt None Against 2.10 Elect Ivan Pictet as Director Mgmt None For 2.11 Elect Leonid Fedun as Director Mgmt None Against 2.12 Elect Lubov Khoba as Director Mgmt None Against


LUKOIL PJSC Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Elect Three Members of Audit Commission Mgmt 3.1 Elect Ivan Vrublevsky as Member of Audit Mgmt For For Commission

3.2 Elect Pavel Suloyev as Member of Audit Mgmt For For Commission

3.3 Elect Aleksandr Surkov as Member of Audit Mgmt For For Commission

4.1 Approve Remuneration of Directors for Fiscal Mgmt For For 2016

4.2 Approve Remuneration of New Directors for Mgmt For For Fiscal 2017

5.1 Approve Remuneration of Members of Audit Mgmt For For Commission for Fiscal 2016

5.2 Approve Remuneration of New Members of Mgmt For For Audit Commission for Fiscal 2017 6 Ratify KPMG as Auditor Mgmt For For 7 Amend Charter Mgmt For For 8 Amend Regulations on General Meetings Mgmt For For 9 Amend Regulations on Board of Directors Mgmt For For 10 Approve Related-Party Transaction Re: Mgmt For For Liability Insurance for Directors ,Executives, and Companies Telepizza Group, S.A.U. Meeting Date: 06/21/2017 Country: Spain Primary Security ID: E9015B104 Record Date: 06/16/2017 Meeting Type: Annual Ticker: TPZ Primary CUSIP: N/A Primary ISIN: ES0105128005 Primary SEDOL: BD1DLX8 Shares Voted: 13,448

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Approve Consolidated and Standalone Mgmt For For Financial Statements 1.2 Approve Treatment of Net Loss Mgmt For For 1.3 Approve Discharge of Board Mgmt For For 2 Appoint KPMG Auditores as Auditor Mgmt For For 3.1 Fix Number of Directors at 8 Mgmt For For


Telepizza Group, S.A.U. Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 3.2 Elect Marcos de Quinto Romero Director Mgmt For For 4 Advisory Vote on Remuneration Report Mgmt For Abstain 5 Authorize Board to Ratify and Execute Mgmt For For Approved Resolutions Japan AirLines Co. Ltd. Meeting Date: 06/22/2017 Country: Japan Primary Security ID: J25979121 Record Date: 03/31/2017 Meeting Type: Annual Ticker: 9201 Primary CUSIP: N/A Primary ISIN: JP3705200008 Primary SEDOL: B8BRV46 Shares Voted: 2,311

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Mgmt For For Dividend of JPY 94

2 Amend Articles to Authorize Board to Pay Mgmt For For Interim Dividends 3.1 Elect Director Onishi, Masaru Mgmt For For 3.2 Elect Director Ueki, Yoshiharu Mgmt For For 3.3 Elect Director Fujita, Tadashi Mgmt For For 3.4 Elect Director Okawa, Junko Mgmt For For 3.5 Elect Director Saito, Norikazu Mgmt For Against 3.6 Elect Director Kikuyama, Hideki Mgmt For For 3.7 Elect Director Shin, Toshinori Mgmt For For 3.8 Elect Director Iwata, Kimie Mgmt For For 3.9 Elect Director Kobayashi, Eizo Mgmt For For 3.10 Elect Director Ito, Masatoshi Mgmt For For 4 Approve Cash Compensation Ceiling for Mgmt For For Directors and Equity Compensation Plan Taiwan Secom Co. Ltd. Meeting Date: 06/22/2017 Country: Taiwan Primary Security ID: Y8461H100 Record Date: 04/21/2017 Meeting Type: Annual Ticker: 9917 Primary CUSIP: Y8461H100 Primary ISIN: TW0009917005 Primary SEDOL: 6877811


Taiwan Secom Co. Ltd. Shares Voted: 38,000

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve Financial Statements Mgmt For For 2 Approve Profit Distribution Mgmt For For 3 Approve Cash Distribution from Capital Mgmt For For Reserve 4 Amend Articles of Association Mgmt For For 5 Amend Rules and Procedures Regarding Mgmt For For Shareholder's General Meeting

6 Amend Procedures Governing the Acquisition Mgmt For For or Disposal of Assets

7 Amend Procedures for Lending Funds to Mgmt For For Other Parties and Endorsement and Guarantees

8 Amend Rules and Procedures for Election of Mgmt For For Directors and Supervisors ELECT NON-INDEPENDENT DIRECTORS AND Mgmt INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING

9.1 Elect Lin Shiaw Shinn, Representative of Mgmt For For Cheng Shin Investment Ltd with Shareholder No. 16349 as Non-Independent Director

9.2 Elect Lin Ming Sheng, Representative of Yuan Mgmt For For Hsing Investment Ltd with Shareholder No. 0001842 as Non-Independent Director

9.3 Elect Sato Sadahiro, Representative of Secom Mgmt For For Co., Ltd with Shareholder No. 93 as Non-Independent Director

9.4 Elect Murakami Kenji, Representative of Mgmt For For Secom Co., Ltd with Shareholder No. 93 as Non-Independent Director

9.5 Elect Hirofumi Onodera, Representative of Mgmt For For Secom Co., Ltd with Shareholder No. 93 as Non-Independent Director

9.6 Elect Lin Chien Han, Representative of Shin Mgmt For For Lan Investment Co., Ltd with Shareholder No. 199 as Non-Independent Director

9.7 Elect Tien Hung Mao with Shareholder No. Mgmt For For 45251 as Non-Independent Director

9.8 Elect Tu Heng Yi with Shareholder No. 62562 Mgmt For For as Non-Independent Director

9.9 Elect Lin Chun Mei, Representative of Golden Mgmt ForFor Flora Investment Co., Ltd with Shareholder No. 46247 as Non-Independent Director


Taiwan Secom Co. Ltd. Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 9.10 Elect Wea Chi Lin with ID No. J100196XXX as Mgmt For For Non-Independent Director

9.11 Elect Yu Ming Hsein, Representative of Shang Mgmt For For Giing Investment Co., Ltd with Shareholder No. 1843 as Non-Independent Director

9.12 Elect Chen Tyan Wen with ID No. Mgmt For For A122885XXX as Independent Director

9.13 Elect Chang Jin Fu with ID No. F100724XXX Mgmt For For as Independent Director

9.14 Elect Chang Jui Meng with Shareholder No. Mgmt For For 44266 as Independent Director Guangdong Investment Ltd. Meeting Date: 06/23/2017 Country: Hong Kong Primary Security ID: Y2929L100 Record Date: 06/19/2017 Meeting Type: Annual Ticker: 00270 Primary CUSIP: Y2929L100 Primary ISIN: HK0270001396 Primary SEDOL: 6913168 Shares Voted: 414,000

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Final Dividend Mgmt For For 3.1 Elect Tsang Hon Nam as Director Mgmt For For 3.2 Elect Zhao Chunxiao as Director Mgmt For For 3.3 Elect Fung Daniel Richard as Director Mgmt For Against 3.4 Elect Cheng Mo Chi, Moses as Director Mgmt For Against 3.5 Authorize Board to Fix Remuneration of Mgmt For Against Directors

4 Approve Ernst & Young as Auditors and Mgmt For For Authorize Board to Fix Their Remuneration

5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share Capital Mgmt For For

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Information, forecasts and opinions set out in this document are not personal advice and have not been prepared for any recipient’s specific investment objectives, financial situation or particular needs. Neither this document nor the information contained in it are intended to take the place of professional advice. Please note that past performance is not indicative of future performance and projections, although based on current information, may not be realised. Information, forecasts and opinions can change without notice and neither ABIMAL or ABAL guarantees the accuracy of the information at any particular time. Although care has been exercised in compiling the information contained in this report, neither ABIMAL or ABAL warrants that this document is free from errors, inaccuracies or omissions.

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London Stock Exchange Group plc - AllianceBernstein · 9 Re-elect Chris Mottershead as Director...

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Transcript of London Stock Exchange Group plc - AllianceBernstein · 9 Re-elect Chris Mottershead as Director...