Sun Life JPMorgan International Equity Fund€¦ · 1h Elect Director Edward G. Galante Mgmt Yes...

Vote Summary ReportDate range covered: 07/01/2019 to 07/31/2019

Alibaba Group Holding Limited

Meeting Date: 07/15/2019 Country: Cayman Islands

Meeting Type: Annual

Primary ISIN: US01609W1027

Proposal Number ProponentProposal Text Mgmt Rec

Votable Proposal

Vote Instruction

Mgmt NoMeeting for ADR Holders

Mgmt ForForYesApprove Share Subdivision 1

Mgmt AgainstForYesElect Daniel Yong Zhang as Director 2.1

Mgmt ForForYesElect Chee Hwa Tung as Director 2.2

Mgmt ForForYesElect Jerry Yang as Director 2.3

Mgmt ForForYesElect Wan Ling Martello as Director 2.4

Mgmt ForForYesRatify PricewaterhouseCoopers as Auditors 3

Burberry Group Plc

Meeting Date: 07/17/2019 Country: United Kingdom


Primary ISIN: GB0031743007


Votable Proposal

Vote Instruction

1 Accept Financial Statements and Statutory Reports

Mgmt Yes For For

Mgmt ForForYesApprove Remuneration Report 2

Mgmt ForForYesApprove Final Dividend 3

Mgmt ForForYesRe-elect Dr Gerry Murphy as Director 4

Mgmt ForForYesRe-elect Fabiola Arredondo as Director 5

Mgmt ForForYesRe-elect Jeremy Darroch as Director 6

Mgmt ForForYesRe-elect Ron Frasch as Director 7

Mgmt ForForYesRe-elect Matthew Key as Director 8

Mgmt ForForYesRe-elect Dame Carolyn McCall as Director 9

Mgmt ForForYesRe-elect Orna NiChionna as Director 10

Mgmt ForForYesRe-elect Marco Gobbetti as Director 11

Sun Life JPMorgan International Equity Fund


Burberry Group Plc


Votable Proposal

Vote Instruction

Mgmt ForForYesRe-elect Julie Brown as Director 12

Mgmt ForForYesReappoint PricewaterhouseCoopers LLP as Auditors

13

Mgmt ForForYesAuthorise the Audit Committee to Fix Remuneration of Auditors

14

Mgmt ForForYesAuthorise EU Political Donations and Expenditure

15

Mgmt ForForYesAuthorise Issue of Equity 16

Mgmt ForForYesAuthorise Issue of Equity without Pre-emptive Rights

17

Mgmt ForForYesAuthorise Market Purchase of Ordinary Shares 18

Mgmt ForForYesAuthorise the Company to Call General Meeting with Two Weeks' Notice

19

Linde plc

Meeting Date: 07/26/2019 Country: Ireland


Primary ISIN: IE00BZ12WP82


Votable Proposal

Vote Instruction

1a Elect Director Wolfgang H. Reitzle Mgmt Yes For For

Mgmt ForForYesElect Director Stephen F. Angel 1b

Mgmt ForForYesElect Director Ann-Kristin Achleitner 1c

Mgmt ForForYesElect Director Clemens A. H. Borsig 1d

Mgmt ForForYesElect Director Nance K. Dicciani 1e

Mgmt ForForYesElect Director Thomas Enders 1f

Mgmt ForForYesElect Director Franz Fehrenbach 1g

Mgmt ForForYesElect Director Edward G. Galante 1h

Mgmt ForForYesElect Director Larry D. McVay 1i

Mgmt ForForYesElect Director Victoria E. Ossadnik 1j

Mgmt ForForYesElect Director Martin H. Richenhagen 1k

Mgmt ForForYesElect Director Robert L. Wood 1l

Mgmt ForForYesRatify PricewaterhouseCoopers as Auditors 2a


Linde plc


Votable Proposal

Vote Instruction

Mgmt ForForYesAuthorize Board to Fix Remuneration of Auditors

2b

Mgmt ForForYesDetermine Price Range for Reissuance of Treasury Shares

3

Mgmt ForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation

4

Mgmt One YearOne YearYesAdvisory Vote on Say on Pay Frequency 5

Vote Summary Report

No results for the selected criteria.

Parameters Used:

Reporting Period: 08/01/2019 to 08/31/2019

Location(s): All LocationsAccount Group(s): All Account GroupsInstitution Account(s): 501186Custodian Account(s): All Custodian AccountsAdditional Policy: NoneADR Meetings: All MeetingsBallot Statuses: All StatusesContrary Votes: All VotesDate Format: MM/DD/YYYYHeader Display: Repeat Headers for Any Meeting Split by Multiple PagesMarkets: All MarketsMeeting ID's: All Meeting ID'sMeeting Types: All Meeting TypesPoA Markets: All MarketsProposal Proponents: All ProponentsRationale: All RationaleRecommendations: All RecommendationsRecord Date Markets: All MarketsShareblocking Markets: All MarketsSort Order: Meeting Date, Company NameVote Instructions: All InstructionsVoting Policies: All PoliciesZero (0) Share Ballots: Exclude 0 Share BallotsAccount Watchlist: NoneCountry Watchlist: NoneIssuer Watchlist: NoneProposal Code Watchlist: NoneProposal Code Watchlist - Agenda Output: Include Exact Matches Only


Alimentation Couche-Tard Inc.

Meeting Date: 09/18/2019 Country: Canada


Primary ISIN: CA01626P4033


Votable Proposal

Vote Instruction

Mgmt NoMeeting for Class A Multiple Voting and Class B Subordinate Voting Shareholders

Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

1

Mgmt ForForYesElect Director Alain Bouchard 2.1

Mgmt ForForYesElect Director Melanie Kau 2.2

Mgmt ForForYesElect Director Jean Bernier 2.3

Mgmt ForForYesElect Director Nathalie Bourque 2.4

Mgmt ForForYesElect Director Eric Boyko 2.5

Mgmt ForForYesElect Director Jacques D'Amours 2.6

Mgmt ForForYesElect Director Richard Fortin 2.7

Mgmt ForForYesElect Director Brian Hannasch 2.8

Mgmt ForForYesElect Director Marie Josee Lamothe 2.9

Mgmt ForForYesElect Director Monique F. Leroux 2.10

Mgmt ForForYesElect Director Real Plourde 2.11

Mgmt ForForYesElect Director Daniel Rabinowicz 2.12

Mgmt ForForYesElect Director Louis Tetu 2.13

Mgmt ForForYesAdvisory Vote on Executive Compensation Approach

3

Diageo Plc



Primary ISIN: GB0002374006


Diageo Plc


Votable Proposal

Vote Instruction


Mgmt Yes For For



Mgmt ForForYesElect Debra Crew as Director 4

Mgmt ForForYesRe-elect Lord Davies as Director 5

Mgmt ForForYesRe-elect Javier Ferran as Director 6

Mgmt ForForYesRe-elect Susan Kilsby as Director 7

Mgmt ForForYesRe-elect Ho KwonPing as Director 8

Mgmt ForForYesRe-elect Nicola Mendelsohn as Director 9

Mgmt ForForYesRe-elect Ivan Menezes as Director 10

Mgmt ForForYesRe-elect Kathryn Mikells as Director 11

Mgmt ForForYesRe-elect Alan Stewart as Director 12

Mgmt ForForYesReappoint PricewaterhouseCoopers LLP as Auditors

13


14


15


Mgmt ForForYesApprove Irish Sharesave Scheme 17


18


Mgmt ForForYesAuthorise the Company to Call General Meeting with Two Weeks' Notice

20

Mgmt ForForYesAdopt New Articles of Association 21

Vote Summary Report

Date range covered: 11/01/2019 to 11/30/2019

Ferguson Plc

Meeting Date: 11/21/2019 Country: Jersey


Primary ISIN: JE00BJVNSS43


Votable Proposal

Vote Instruction

Mgmt ForForYesAccept Financial Statements and Statutory Reports

1


Mgmt ForForYesApprove Remuneration Policy 3


Mgmt ForForYesRe-elect Tessa Bamford as Director 5

Mgmt ForForYesRe-elect Gareth Davis as Director 6

Mgmt ForForYesElect Geoff Drabble as Director 7

Mgmt ForForYesElect Catherine Halligan as Director 8

Mgmt ForForYesRe-elect Kevin Murphy as Director 9

Mgmt ForForYesRe-elect Alan Murray as Director 10

Mgmt ForForYesRe-elect Michael Powell as Director 11

Mgmt ForForYesElect Tom Schmitt as Director 12

Mgmt ForForYesRe-elect Dr Nadia Shouraboura as Director 13

Mgmt ForForYesRe-elect Jacqueline Simmonds as Director 14

Mgmt ForForYesReappoint Deloitte LLP as Auditors 15


16


17


Mgmt ForForYesAmend Long Term Incentive Plan 2019 19


20

Mgmt ForForYesAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

21


Vote Summary Report


London Stock Exchange Group Plc


Meeting Type: Special

Primary ISIN: GB00B0SWJX34


Votable Proposal

Vote Instruction

1 Approve Acquisition of Refinitiv Mgmt Yes For For

Mgmt ForForYesAuthorise Issue of Equity in Connection with the Acquisition

2

Vote Summary Report


CK Asset Holdings Limited

Meeting Date: 10/09/2019 Country: Cayman Islands


Primary ISIN: KYG2177B1014


Votable Proposal

Vote Instruction

Mgmt ForForYesApprove Proposed Recommended Cash Acquisition of the Entire Issued and to be Issued Share Capital of Greene King Plc

1

BHP Group Plc



Primary ISIN: GB00BH0P3Z91


Votable Proposal

Vote Instruction

Management Proposals Mgmt No


1

Mgmt ForForYesAppoint Ernst & Young LLP as Auditors 2

Mgmt ForForYesAuthorise the Risk and Audit Committee to Fix Remuneration of Auditors

3



5


Mgmt ForForYesApprove Remuneration Policy 7

Mgmt ForForYesApprove Remuneration Report for UK Law Purposes

8

Mgmt ForForYesApprove Remuneration Report for Australian Law Purposes

9

Mgmt ForForYesApprove Grant of Awards under the Group's Incentive Plans to Andrew Mackenzie

10

Mgmt ForForYesElect Ian Cockerill as Director 11

Mgmt ForForYesElect Susan Kilsby as Director 12

Mgmt ForForYesRe-elect Terry Bowen as Director 13

Vote Summary Report


BHP Group Plc


Votable Proposal

Vote Instruction

Mgmt ForForYesRe-elect Malcolm Broomhead as Director 14

Mgmt ForForYesRe-elect Anita Frew as Director 15

Mgmt ForForYesRe-elect Andrew Mackenzie as Director 16

Mgmt ForForYesRe-elect Lindsay Maxsted as Director 17

Mgmt ForForYesRe-elect John Mogford as Director 18

Mgmt ForForYesRe-elect Shriti Vadera as Director 19

Mgmt ForForYesRe-elect Ken MacKenzie as Director 20

Mgmt NoShareholder Proposals

SH AgainstAgainstYesAmend Constitution of BHP Group Limited 21

SH AgainstAgainstYesApprove Suspension of Memberships of Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement

22

Vote Summary Report


Ping An Insurance (Group) Co. of China Ltd.

Meeting Date: 12/10/2019 Country: China


Primary ISIN: CNE1000003X6


Votable Proposal

Vote Instruction

Mgmt NoEGM BALLOT FOR HOLDERS OF H SHARES

Mgmt NoAPPROVE THE ELECTION OF DIRECTORS OF THE COMPANY

Mgmt ForForYesElect Xie Yonglin as Director 1.01

Mgmt ForForYesElect Tan Sin Yin as Director 1.02

Mgmt ForForYesAmend Articles of Association 2

Vote Summary Report


Novartis AG

Meeting Date: 02/28/2020 Country: Switzerland


Primary ISIN: CH0012005267


Votable Proposal

Vote Instruction


1

Mgmt ForForYesApprove Discharge of Board and Senior Management

2

Mgmt ForForYesApprove Allocation of Income and Dividends of CHF 2.95 per Share

3

Mgmt ForForYesApprove CHF 30.2 Million Reduction in Share Capital via Cancellation of Repurchased Shares

4

Mgmt ForForYesApprove Remuneration of Directors in the Amount of CHF 9 Million

5.1

Mgmt ForForYesApprove Maximum Remuneration of Executive Committee in the Amount of CHF 93 Million

5.2

Mgmt ForForYesApprove Remuneration Report 5.3

Mgmt ForForYesReelect Joerg Reinhardt as Director and Board Chairman

6.1

Mgmt ForForYesReelect Nancy Andrews as Director 6.2

Mgmt ForForYesReelect Ton Buechner as Director 6.3

Mgmt ForForYesReelect Patrice Bula as Director 6.4

Mgmt ForForYesReelect Srikant Datar as Director 6.5

Mgmt ForForYesReelect Elizabeth Doherty as Director 6.6

Mgmt ForForYesReelect Ann Fudge as Director 6.7

Mgmt ForForYesReelect Frans van Houten as Director 6.8

Mgmt ForForYesReelect Andreas von Planta as Director 6.9

Mgmt ForForYesReelect Charles Sawyers as Director 6.10

Mgmt ForForYesReelect Enrico Vanni as Director 6.11

Mgmt ForForYesReelect William Winters as Director 6.12

Mgmt ForForYesElect Bridgette Heller as Director 6.13

Mgmt ForForYesElect Simon Moroney as Director 6.14

Mgmt ForForYesReappoint Patrice Bula as Member of the Compensation Committee

7.1

Vote Summary Report


Novartis AG


Votable Proposal

Vote Instruction

Mgmt ForForYesReappoint Srikant Datar as Member of the Compensation Committee

7.2

Mgmt ForForYesReappoint Enrico Vanni as Member of the Compensation Committee

7.3

Mgmt ForForYesReappoint William Winters as Member of the Compensation Committee

7.4

Mgmt ForForYesAppoint Bridgette Heller as Member of the Compensation Committee

7.5

Mgmt ForForYesRatify PricewaterhouseCoopers AG as Auditors

8

Mgmt ForForYesDesignate Peter Zahn as Independent Proxy 9

Mgmt AgainstForYesTransact Other Business (Voting) 10

Svenska Handelsbanken AB

Meeting Date: 03/25/2020 Country: Sweden


Primary ISIN: SE0007100599


Votable Proposal

Vote Instruction

1 Open Meeting Mgmt No

Mgmt ForForYesElect Chairman of Meeting 2

Mgmt ForForYesPrepare and Approve List of Shareholders 3

Mgmt ForForYesApprove Agenda of Meeting 4

Mgmt ForForYesDesignate Inspector(s) of Minutes of Meeting 5

Mgmt ForForYesAcknowledge Proper Convening of Meeting 6

Mgmt NoReceive Financial Statements and Statutory Reports

7


8

Mgmt ForForYesApprove Allocation of Income and Dividends of SEK 5.50 Per Share

9

Mgmt ForForYesApprove Discharge of Board and President 10

Mgmt ForForYesAuthorize Repurchase of up to 120 Million Class A and/or B Shares and Reissuance of Repurchased Shares

11

Mgmt ForForYesAuthorize Share Repurchase Program 12

Vote Summary Report




Votable Proposal

Vote Instruction

Mgmt ForForYesApprove Issuance of Convertible Capital Instruments Corresponding to a Maximum of 198 Million Shares without Preemptive Rights

13

Mgmt ForForYesDetermine Number of Directors (9) 14

Mgmt ForForYesDetermine Number of Auditors (2) 15

Mgmt ForForYesApprove Remuneration of Directors in the Amount of SEK 3.5 Million for Chairman, SEK 985,000 for Vice Chairman, and SEK 700,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors

16

Mgmt ForForYesReelect Jon-Fredrik Baksaas as Director 17a

Mgmt ForForYesReelect Hans Biorck as Director 17b

Mgmt ForForYesReelect Par Boman as Director 17c

Mgmt ForForYesReelect Kerstin Hessius as Director 17d

Mgmt ForForYesReelect Lise Kaae as Director 17e

Mgmt ForForYesReelect Fredrik Lundberg as Director 17f

Mgmt ForForYesElect Ulf Riese as New Director 17g

Mgmt ForForYesElect Arja Taaveniku as New Director 17h

Mgmt ForForYesReelect Carina Akerstrom as Director 17i

Mgmt ForForYesReelect Par Boman as Board Chairman 18

Mgmt ForForYesRatify Ernst & Young and PricewaterhouseCoopers as Auditors

19

Mgmt ForForYesApprove Remuneration Policy And Other Terms of Employment For Executive Management

20

Mgmt ForForYesApprove Proposal Concerning the Appointment of Auditors in Foundations Without Own Management

21

Mgmt NoShareholder Proposals

SH AgainstNoneYesEliminate Differentiated Voting Rights 22

SH AgainstNoneYesInstruct Board to Work for the Abolishment of Different Levels of Voting Rights for Shares in the Swedish Companies Act

23

SH AgainstNoneYesInstruct Board to Prepare Proposal for Representation of Small and Medium-Sized Shareholders on the Company's Board and Nomination Committee, to be Submitted to AGM 2021

24

SH AgainstNoneYesRequire a Special Examination Regarding Introduction of Negative Interest Rates and Review of Code of Ethics

25

Vote Summary Report




Votable Proposal

Vote Instruction

Mgmt NoClose Meeting 26

Novo Nordisk A/S

Meeting Date: 03/26/2020 Country: Denmark


Primary ISIN: DK0060534915


Votable Proposal

Vote Instruction

1 Receive Report of Board Mgmt No


2

Mgmt NoReceive Remuneration Report 2019 3.1

Mgmt ForForYesApprove Remuneration of Directors for 2019 in the Aggregate Amount of DKK 19.4 Million

3.2a

Mgmt ForForYesApprove Remuneration of Directors for 2020 in the Amount of DKK 2.2 Million for the Chairman, DKK 1.4 Million for the Vice Chairman, and DKK 720,000 for Other Directors; Approve Remuneration for Committee Work

3.2b

Mgmt ForForYesApprove Guidelines for Incentive-Based Compensation for Executive Management and Board

3.3

Mgmt ForForYesAmend Articles Re: Voting on the Company's Remuneration Report at Annual General Meetings

3.4

Mgmt ForForYesApprove Allocation of Income and Dividends 4

Mgmt ForForYesReelect Helge Lund as Director and Chairman 5.1

Mgmt ForForYesReelect Jeppe Christiansen as Director and Deputy Chairman

5.2

Mgmt ForForYesReelect Brian Daniels as Director 5.3a

Mgmt ForForYesReelect Laurence Debroux as Director 5.3b

Mgmt ForForYesReelect Andreas Fibig as Director 5.3c

Mgmt ForForYesReelect Sylvie Gregoire as Director 5.3d

Mgmt ForForYesReelect Liz Hewitt as Director 5.3e

Mgmt ForForYesReelect Kasim Kutay as Director 5.3f

Vote Summary Report


Novo Nordisk A/S


Votable Proposal

Vote Instruction

Mgmt ForForYesReelect Martin Mackay as Director 5.3g

Mgmt ForForYesRatify PricewaterhouseCoopers as Auditors 6

Mgmt ForForYesApprove DKK 10 Million Reduction in Share Capital via B Share Cancellation

7.1

Mgmt ForForYesAuthorize Share Repurchase Program 7.2

Mgmt ForForYesApprove Creation of Pool of Capital for the Benefit of Employees

7.3a

Mgmt ForForYesApprove Creation of Pool of Capital with Preemptive Rights

7.3b

Mgmt ForForYesApprove Creation of Pool of Capital without Preemptive Rights

7.3c

Mgmt ForForYesApprove Donation to the World Diabetes Foundation

7.4

Mgmt NoShareholder Proposal Submitted by Frank Aaen

SH AgainstAgainstYesDisclosure of the Ratio between Executive and Employee Remuneration in theAnnual Reports

8

Mgmt NoOther Business 9

Vote Summary Report


Location(s): All Locations

Institution Account(s): 501186

The Toronto-Dominion Bank

Meeting Date: 04/02/2020

Record Date: 02/07/2020

Country: Canada


Primary Security ID: 891160509

Ticker: TD


Vote Instruction

Mgmt ForForElect Director Amy W. Brinkley 1.1

Mgmt ForForElect Director Brian C. Ferguson 1.2

Mgmt ForForElect Director Colleen A. Goggins 1.3

Mgmt ForForElect Director Jean-Rene Halde 1.4

Mgmt ForForElect Director David E. Kepler 1.5

Mgmt ForForElect Director Brian M. Levitt 1.6

Mgmt ForForElect Director Alan N. MacGibbon 1.7

Mgmt ForForElect Director Karen E. Maidment 1.8

Mgmt ForForElect Director Bharat B. Masrani 1.9

Mgmt ForForElect Director Irene R. Miller 1.10

Mgmt ForForElect Director Nadir H. Mohamed 1.11

Mgmt ForForElect Director Claude Mongeau 1.12

Mgmt ForForElect Director S. Jane Rowe 1.13

Mgmt ForForRatify Ernst & Young LLP as Auditors 2

Mgmt ForForAdvisory Vote on Executive Compensation Approach

3

MgmtShareholder Proposals

SH AgainstAgainstSP A: Disclose Equity Ratio Used By the Compensation Committee In Determining Compensation

4

SH AgainstAgainstSP B: Set a Diversity Target of More than 40% for the Composition of its Board of Directors for the Next Five Years

5

SH AgainstAgainstSP C: Request to Adopt Targets for Reducing Greenhouse Gas (GHG) Emissions Associated with the Company's Underwriting and Lending Activities

6

Ping An Insurance (Group) Company of China, Ltd.



Country: China


Primary Security ID: Y69790106

Ticker: 2318

Vote Summary Report




Ping An Insurance (Group) Company of China, Ltd.


Vote Instruction

AGM BALLOT FOR HOLDERS OF H SHARES Mgmt

Mgmt ForForApprove 2019 Report of the Board of Directors

1

Mgmt ForForApprove 2019 Report of the Supervisory Committee

2

Mgmt ForForApprove 2019 Annual Report and Its Summary

3

Mgmt ForForApprove 2019 Financial Statements and Statutory Reports

4

Mgmt ForForApprove 2019 Profit Distribution Plan and Distribution of Final Dividends

5

Mgmt ForForApprove PricewaterhouseCoopers Zhong Tian LLP as PRC Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration

6

Mgmt ForForApprove 2019 Performance Evaluation of Independent Non-Executive Directors

7

Mgmt ForForApprove Issuance of Debt Financing Instruments

8

Mgmt AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares

9

Mgmt ForForAmend Articles of Association 10

SH ForForElect Lu Min as Director 11

PT Bank Central Asia Tbk



Country: Indonesia


Primary Security ID: Y7123P138

Ticker: BBCA


Vote Instruction

1 Approve Financial Statements, Statutory Reports, and Discharge of Directors and Commissioners

Mgmt For For

Mgmt ForForApprove Allocation of Income and Dividends 2

Vote Summary Report




PT Bank Central Asia Tbk


Vote Instruction

Mgmt ForForApprove Changes in Board of Directors 3

Mgmt ForForApprove Remuneration and Tantiem of Directors and Commissioners

4

Mgmt ForForApprove Auditors 5

Mgmt ForForApprove Payment of Interim Dividend 6

Mgmt ForForApprove Updates in the Company's Recovery Plan

7

Smith & Nephew Plc



Country: United Kingdom


Primary Security ID: G82343164

Ticker: SN


Vote Instruction


Mgmt For For

Mgmt ForForApprove Remuneration Policy 2

Mgmt ForForApprove Remuneration Report 3

Mgmt ForForApprove Final Dividend 4

Mgmt ForForRe-elect Graham Baker as Director 5

Mgmt ForForRe-elect Vinita Bali as Director 6

Mgmt ForForRe-elect Baroness Virginia Bottomley as Director

7

Mgmt ForForRe-elect Roland Diggelmann as Director 8

Mgmt ForForRe-elect Erik Engstrom as Director 9

Mgmt ForForRe-elect Robin Freestone as Director 10

Mgmt ForForRe-elect Marc Owen as Director 11

Mgmt ForForRe-elect Angie Risley as Director 12

Mgmt ForForRe-elect Roberto Quarta as Director 13

Mgmt ForForReappoint KPMG LLP as Auditors 14

Mgmt ForForAuthorise Board to Fix Remuneration of Auditors

15

Mgmt ForForApprove Global Share Plan 2020 16

Vote Summary Report




Smith & Nephew Plc


Vote Instruction

Mgmt ForForAuthorise Issue of Equity 17

Mgmt ForForAuthorise Issue of Equity without Pre-emptive Rights

18

Mgmt ForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

19

Mgmt ForForAuthorise Market Purchase of Ordinary Shares 20

Mgmt ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice

21

Airbus SE



Country: Netherlands


Primary Security ID: N0280G100

Ticker: AIR


Vote Instruction

Annual Meeting Agenda Mgmt

MgmtOpen Meeting 1

MgmtDiscussion on Company's Corporate Governance Structure

2.1

MgmtReceive Report on Business and Financial Statements

2.2

MgmtReceive Explanation on Company's Reserves and Dividend Policy

2.3

MgmtDiscussion of Agenda Items 3

Mgmt ForForAdopt Financial Statements 4.1

MgmtApprove Allocation of Income and Dividends of EUR of 1.80 per Share

4.2

Mgmt AgainstForApprove Discharge of Non-Executive Members of the Board of Directors

4.3

Mgmt AgainstForApprove Discharge of Executive Members of the Board of Directors

4.4

Mgmt ForForRatify Ernst & Young as Auditors 4.5

Mgmt ForForAdopt Remuneration Policy 4.6

Mgmt ForForApprove Remuneration Report Containing Remuneration Policy

4.7

Vote Summary Report




Airbus SE


Vote Instruction

Mgmt ForForElect Mark Dunkerley as Non-Executive Director

4.8

Mgmt ForForElect Stephan Gemkow as Non-Executive Director

4.9

Mgmt ForForReelect Ralph D. Crosby, Jr. as Non-Executive Director

4.10

Mgmt ForForReelect Lord Drayson (Paul) as Non-Executive Director

4.11

Mgmt ForForGrant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital and Exclude Preemptive Rights Re: ESOP and LTIP Plans

4.12

Mgmt ForForGrant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital and Exclude Preemptive Rights Re: Company Funding

4.13

Mgmt ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital

4.14

Mgmt ForForApprove Cancellation of Repurchased Shares 4.15

MgmtClose Meeting 5

Canadian Pacific Railway Limited



Country: Canada


Primary Security ID: 13645T100

Ticker: CP


Vote Instruction

1 Ratify Deloitte LLP as Auditors Mgmt For For


2

Mgmt ForForElect Director John Baird 3.1

Mgmt ForForElect Director Isabelle Courville 3.2

Mgmt ForForElect Director Keith E. Creel 3.3

Mgmt ForForElect Director Gillian (Jill) H. Denham 3.4

Mgmt ForForElect Director Edward R. Hamberger 3.5

Mgmt ForForElect Director Rebecca MacDonald 3.6

Mgmt ForForElect Director Edward L. Monser 3.7

Vote Summary Report




Canadian Pacific Railway Limited


Vote Instruction

Mgmt ForForElect Director Matthew H. Paull 3.8

Mgmt ForForElect Director Jane L. Peverett 3.9

Mgmt ForForElect Director Andrea Robertson 3.10

Mgmt ForForElect Director Gordon T. Trafton 3.11






Primary Security ID: G5689U103

Ticker: LSE


Vote Instruction


Mgmt For For




Mgmt ForForRe-elect Jacques Aigrain as Director 5

Mgmt ForForRe-elect Marshall Bailey as Director 6

Mgmt ForForRe-elect Kathleen DeRose as Director 7

Mgmt ForForRe-elect Cressida Hogg as Director 8

Mgmt ForForRe-elect Raffaele Jerusalmi as Director 9

Mgmt ForForRe-elect Stephen O'Connor as Director 10

Mgmt ForForRe-elect Val Rahmani as Director 11

Mgmt ForForRe-elect Don Robert as Director 12

Mgmt ForForRe-elect David Schwimmer as Director 13

Mgmt ForForRe-elect Andrea Sironi as Director 14

Mgmt ForForRe-elect David Warren as Director 15

Mgmt ForForElect Dominic Blakemore as Director 16

Mgmt ForForReappoint Ernst & Young LLP as Auditors 17


18

Vote Summary Report






Vote Instruction


Mgmt ForForAuthorise EU Political Donations and Expenditure

20

Mgmt ForForApprove Deferred Bonus Plan 21


22


23



25

ASML Holding NV





Primary Security ID: N07059202

Ticker: ASML


Vote Instruction


MgmtOpen Meeting 1

MgmtDiscuss the Company's Business, Financial Situation and Sustainability

2

Mgmt ForForApprove Remuneration Report 3.a

Mgmt ForForAdopt Financial Statements and Statutory Reports

3.b

MgmtReceive Clarification on Company's Reserves and Dividend Policy

3.c

Mgmt ForForApprove Dividends of EUR 2.40 Per Share 3.d

Mgmt ForForApprove Discharge of Management Board 4.a

Mgmt ForForApprove Discharge of Supervisory Board 4.b

Mgmt ForForApprove Number of Shares for Management Board

5

Mgmt ForForApprove Certain Adjustments to the Remuneration Policy for Management Board

6

Vote Summary Report




ASML Holding NV


Vote Instruction

Mgmt ForForApprove Remuneration Policy for Supervisory Board

7

MgmtAnnounce Vacancies on the Supervisory Board 8.a

MgmtOpportunity to Make Recommendations 8.b

MgmtAnnounce Intention to Reappoint A.P. Aris and Appoint D.W.A. East and D.M. Durcan to Supervisory Board

8.c

Mgmt ForForReelect A.P. (Annet) Aris to Supervisory Board 8.d

Mgmt ForForElect D.M. (Mark) Durcan to Supervisory Board

8.e

Mgmt ForForElect D.W.A. (Warren) East to Supervisory Board

8.f

MgmtReceive Information on the Composition of the Supervisory Board

8.g

Mgmt ForForRatify KPMG as Auditors 9

Mgmt ForForGrant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes

10.a

Mgmt ForForAuthorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.a

10.b

Mgmt ForForGrant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition

10.c

Mgmt ForForAuthorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.c

10.d


11.a

Mgmt ForForAuthorize Additional Repurchase of Up to 10 Percent of Issued Share Capital

11.b

Mgmt ForForAuthorize Cancellation of Repurchased Shares 12

MgmtOther Business (Non-Voting) 13

MgmtClose Meeting 14

Atlas Copco AB



Country: Sweden


Primary Security ID: W1R924161

Ticker: ATCO.A

Vote Summary Report




Atlas Copco AB


Vote Instruction

1 Opening of Meeting; Elect Chairman of Meeting

Mgmt For For

Mgmt ForForPrepare and Approve List of Shareholders 2

Mgmt ForForApprove Agenda of Meeting 3

Mgmt ForForDesignate Inspector(s) of Minutes of Meeting 4

Mgmt ForForAcknowledge Proper Convening of Meeting 5

MgmtReceive Financial Statements and Statutory Reports

6

MgmtReceive CEO's Report; Questions 7

Mgmt ForForAccept Financial Statements and Statutory Reports

8.a

Mgmt ForForApprove Discharge of Board and President 8.b

Mgmt ForForApprove Allocation of Income and Dividends of SEK 3.50 Per Share

8.c

Mgmt ForForApprove Record Date for Dividend Payment 8.d

Mgmt ForForDetermine Number of Members (9) and Deputy Members of Board (0)

9.a

Mgmt ForForDetermine Number of Auditors (1) and Deputy Auditors (0)

9.b

Mgmt AgainstForReelect Staffan Bohman, Tina Donikowski, Johan Forssell, Sabine Neuss, Mats Rahmstrom, Hans Straberg and Peter Wallenberg Jr as Directors; Elect AnnaOhlsson-Leijon and Gordon Riske as New Directors

10.a

Mgmt AgainstForElect Hans Straberg as Board Chairman 10.b

Mgmt ForForRatify Ernst & Young as Auditors 10.c

Mgmt ForForApprove Remuneration of Directors in the Amount of SEK 2.3 Million to Chair and SEK 740,000 to Other Directors; Approve Remuneration for Committee Work; Approve Receiving Part of Remuneration in form of Synthetic Shares

11.a

Mgmt ForForApprove Remuneration of Auditors 11.b

Mgmt ForForApprove Remuneration Policy And Other Terms of Employment For Executive Management

12.a

Vote Summary Report




Atlas Copco AB


Vote Instruction

Mgmt ForForApprove Performance Based Stock Option Plan 2020 for Key Employees

12.b

Mgmt ForForAcquire Class A Shares Related to Personnel Option Plan for 2020

13.a

Mgmt ForForAcquire Class A Shares Related to Remuneration of Directors in the Form of Synthetic Shares

13.b

Mgmt ForForTransfer Class A Shares Related to Personnel Option Plan for 2020

13.c

Mgmt ForForSell Class A Shares to Cover Costs Related to Synthetic Shares to the Board

13.d

Mgmt ForForSell Class A and B Shares to Cover Costs in Relation to the Performance Related Personnel Option Plans for 2015, 2016 and 2017

13.e

MgmtClose Meeting 14

Nestle SA


Record Date:

Country: Switzerland


Primary Security ID: H57312649

Ticker: NESN


Vote Instruction

1.1 Accept Financial Statements and Statutory Reports

Mgmt For For

Mgmt ForForApprove Remuneration Report 1.2

Mgmt ForForApprove Discharge of Board and Senior Management

2

Mgmt ForForApprove Allocation of Income and Dividends of CHF 2.70 per Share

3

Mgmt ForForReelect Paul Bulcke as Director and Board Chairman

4.1.a

Mgmt ForForReelect Ulf Schneider as Director 4.1.b

Mgmt ForForReelect Henri de Castries as Director 4.1.c

Mgmt ForForReelect Renato Fassbind as Director 4.1.d

Mgmt ForForReelect Ann Veneman as Director 4.1.e

Mgmt ForForReelect Eva Cheng as Director 4.1.f

Vote Summary Report




Nestle SA


Vote Instruction

Mgmt ForForReelect Patrick Aebischer as Director 4.1.g

Mgmt ForForReelect Ursula Burns as Director 4.1.h

Mgmt ForForReelect Kasper Rorsted as Director 4.1.i

Mgmt ForForReelect Pablo Isla as Director 4.1.j

Mgmt ForForReelect Kimberly Ross as Director 4.1.k

Mgmt ForForReelect Dick Boer as Director 4.1.l

Mgmt ForForReelect Dinesh Paliwal as Director 4.1.m

Mgmt ForForElect Hanne Jimenez de Mora as Director 4.2

Mgmt ForForAppoint Patrick Aebischer as Member of the Compensation Committee

4.3.1

Mgmt ForForAppoint Ursula Burns as Member of the Compensation Committee

4.3.2

Mgmt ForForAppoint Pablo Isla as Member of the Compensation Committee

4.3.3

Mgmt ForForAppoint Dick Boer as Member of the Compensation Committee

4.3.4

Mgmt ForForRatify Ernst & Young AG as Auditors 4.4

Mgmt ForForDesignate Hartmann Dreyer as Independent Proxy

4.5

Mgmt ForForApprove Remuneration of Directors in the Amount of CHF 10 Million

5.1

Mgmt ForForApprove Remuneration of Executive Committee in the Amount of CHF 55 Million

5.2

Mgmt ForForApprove CHF 9.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares

6

Mgmt AgainstAgainstTransact Other Business (Voting) 7

RELX Plc





Primary Security ID: G7493L105

Ticker: REL


Vote Instruction


Mgmt For For

Vote Summary Report




RELX Plc


Vote Instruction





Mgmt ForForAuthorise the Audit Committee to Fix Remuneration of Auditors

6

Mgmt ForForElect Charlotte Hogg as Director 7

Mgmt ForForRe-elect Erik Engstrom as Director 8

Mgmt ForForRe-elect Sir Anthony Habgood as Director 9

Mgmt ForForRe-elect Wolfhart Hauser as Director 10

Mgmt ForForRe-elect Marike van Lier Lels as Director 11

Mgmt ForForRe-elect Nick Luff as Director 12

Mgmt ForForRe-elect Robert MacLeod as Director 13

Mgmt ForForRe-elect Linda Sanford as Director 14

Mgmt ForForRe-elect Andrew Sukawaty as Director 15

Mgmt ForForRe-elect Suzanne Wood as Director 16



18


19



21

Schneider Electric SE



Country: France

Meeting Type: Annual/Special

Primary Security ID: F86921107

Ticker: SU


Vote Instruction

Ordinary Business Mgmt

Vote Summary Report




Schneider Electric SE


Vote Instruction

Mgmt ForForApprove Financial Statements and Statutory Reports

1

Mgmt ForForApprove Consolidated Financial Statements and Statutory Reports

2

Mgmt ForForApprove Allocation of Income and Dividends of EUR 2.55 per Share

3

Mgmt ForForApprove Auditors' Special Report on Related-Party Transactions

4

Mgmt ForForApprove Termination Package of Emmanuel Babeau, Vice-CEO

5

Mgmt ForForApprove Compensation Report 6

Mgmt ForForApprove Compensation of Jean-Pascal Tricoire, Chairman and CEO

7

Mgmt ForForApprove Compensation of Emmanuel Babeau, Vice-CEO

8

Mgmt ForForApprove Remuneration Policy of Chairman and CEO

9

Mgmt ForForApprove Remuneration Policy of Emmanuel Babeau, Vice-CEO

10

Mgmt ForForApprove Remuneration Policy of Board Members

11

Mgmt ForForReelect Leo Apotheker as Director 12

Mgmt ForForReelect Cecile Cabanis as Director 13

Mgmt ForForReelect Fred Kindle as Director 14

Mgmt ForForReelect Willy Kissling as Director 15

Mgmt ForForElect Jill Lee as Director 16


17

MgmtExtraordinary Business

Mgmt ForForAmend Article 11 of Bylaws to Comply with New Regulation Re: Employee Representatives

18

Mgmt ForForAmend Articles 13 and 16 of Bylaws to Comply with New Regulation

19

Mgmt ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans

20

Mgmt ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries

21

Mgmt ForForAuthorize Filing of Required Documents/Other Formalities

22

Vote Summary Report




Canadian National Railway Company



Country: Canada


Primary Security ID: 136375102

Ticker: CNR


Vote Instruction

1.1 Elect Director Shauneen Bruder Mgmt For For

Mgmt ForForElect Director Donald J. Carty 1.2

Mgmt ForForElect Director Gordon D. Giffin 1.3

Mgmt ForForElect Director Julie Godin 1.4

Mgmt ForForElect Director Edith E. Holiday 1.5

Mgmt ForForElect Director V. Maureen Kempston Darkes 1.6

Mgmt ForForElect Director Denis Losier 1.7

Mgmt ForForElect Director Kevin G. Lynch 1.8

Mgmt ForForElect Director James E. O'Connor 1.9

Mgmt ForForElect Director Robert Pace 1.10

Mgmt ForForElect Director Robert L. Phillips 1.11

Mgmt ForForElect Director Jean-Jacques Ruest 1.12

Mgmt ForForElect Director Laura Stein 1.13

Mgmt ForForRatify KPMG LLP as Auditors 2


3

Persimmon Plc






Ticker: PSN


Vote Instruction


Mgmt For For

Mgmt AbstainForApprove Final Dividend 2


Vote Summary Report




Persimmon Plc


Vote Instruction


Mgmt ForForRe-elect Roger Devlin as Director 5

Mgmt ForForRe-elect David Jenkinson as Director 6

Mgmt ForForRe-elect Michael Killoran as Director 7

Mgmt ForForRe-elect Nigel Mills as Director 8

Mgmt ForForRe-elect Rachel Kentleton as Director 9

Mgmt ForForRe-elect Simon Litherland as Director 10

Mgmt ForForRe-elect Marion Sears as Director 11

Mgmt ForForElect Joanna Place as Director 12



14



16



18

Unilever NV





Primary Security ID: N8981F289

Ticker: UNA


Vote Instruction


MgmtDiscussion of the Annual Report and Accounts for the 2019 Financial Year

1

Mgmt ForForApprove Financial Statements and Allocation of Income

2


Mgmt ForForApprove Discharge of Executive Directors 4

Mgmt ForForApprove Discharge of Non-Executive Directors 5

Vote Summary Report




Unilever NV


Vote Instruction

Mgmt ForForReelect N Andersen as Non-Executive Director 6

Mgmt ForForReelect L Cha as Non-Executive Director 7

Mgmt ForForReelect V Colao as Non-Executive Director 8

Mgmt ForForReelect J Hartmann as Non-Executive Director 9

Mgmt ForForReelect A Jope as Executive Director 10

Mgmt ForForReelect A Jung as Non-Executive Director 11

Mgmt ForForReelect S Kilsby as Non-Executive Director 12

Mgmt ForForReelect S Masiyiwa as Non-Executive Director 13

Mgmt ForForReelect Y Moon as Non-Executive Director 14

Mgmt ForForReelect G Pitkethly as Executive Director 15

Mgmt ForForReelect J Rishton as Director 16

Mgmt ForForReelect F Sijbesma as Director 17

Mgmt ForForRatify KPMG as Auditors 18

Mgmt ForForGrant Board Authority to Issue Shares 19

Mgmt ForForAuthorize Board to Exclude Preemptive Rights from Share Issuances for General Corporate Purposes

20

Mgmt ForForAuthorize Board to Exclude Preemptive Rights from Share Issuances for Acquisition or Specified Capital Investment Purposes

21


22

Mgmt ForForApprove Reduction in Share Capital through Cancellation of Ordinary Shares

23

Allianz SE


Record Date:

Country: Germany


Primary Security ID: D03080112

Ticker: ALV


Vote Instruction

1 Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)

Mgmt

Vote Summary Report




Allianz SE


Vote Instruction

Mgmt Do Not Vote

ForApprove Allocation of Income and Dividends of EUR 9.60 per Share

2

Mgmt Do Not Vote

ForApprove Discharge of Management Board for Fiscal 2019

3

Mgmt Do Not Vote

ForApprove Discharge of Supervisory Board for Fiscal 2019

4

Mgmt Do Not Vote

ForApprove Affiliation Agreement with Allianz Africa Holding GmbH

5

GlaxoSmithKline Plc





Primary Security ID: G3910J112

Ticker: GSK


Vote Instruction


Mgmt For For



Mgmt ForForElect Sir Jonathan Symonds as Director 4

Mgmt ForForElect Charles Bancroft as Director 5

Mgmt ForForRe-elect Emma Walmsley as Director 6

Mgmt ForForRe-elect Vindi Banga as Director 7

Mgmt ForForRe-elect Dr Hal Barron as Director 8

Mgmt ForForRe-elect Dr Vivienne Cox as Director 9

Mgmt ForForRe-elect Lynn Elsenhans as Director 10

Mgmt ForForRe-elect Dr Laurie Glimcher as Director 11

Mgmt ForForRe-elect Dr Jesse Goodman as Director 12

Mgmt ForForRe-elect Judy Lewent as Director 13

Mgmt ForForRe-elect Iain Mackay as Director 14

Mgmt ForForRe-elect Urs Rohner as Director 15

Mgmt ForForReappoint Deloitte LLP as Auditors 16

Vote Summary Report




GlaxoSmithKline Plc


Vote Instruction

Mgmt ForForAuthorise the Audit & Risk Committee to Fix Remuneration of Auditors

17


18



20


21


Mgmt ForForApprove the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports

23


24

InterContinental Hotels Group Plc






Ticker: IHG


Vote Instruction


Mgmt For For



Mgmt ForForElect Arthur de Haast as Director 4a

Mgmt ForForRe-elect Keith Barr as Director 4b

Mgmt ForForRe-elect Anne Busquet as Director 4c

Mgmt ForForRe-elect Patrick Cescau as Director 4d

Mgmt ForForRe-elect Ian Dyson as Director 4e

Mgmt ForForRe-elect Paul Edgecliffe-Johnson as Director 4f

Mgmt ForForRe-elect Jo Harlow as Director 4g

Mgmt ForForRe-elect Elie Maalouf as Director 4h

Vote Summary Report




InterContinental Hotels Group Plc


Vote Instruction

Mgmt ForForRe-elect Luke Mayhew as Director 4i

Mgmt ForForRe-elect Jill McDonald as Director 4j

Mgmt ForForRe-elect Dale Morrison as Director 4k



6


7

Mgmt ForForAmend Long Term Incentive Plan 8



10


11



13

Mgmt ForForAdopt New Articles of Association 14

KBC Group SA/NV



Country: Belgium


Primary Security ID: B5337G162

Ticker: KBC


Vote Instruction


MgmtReceive Directors' Reports (Non-Voting) 1

MgmtReceive Auditors' Reports (Non-Voting) 2

MgmtReceive Consolidated Financial Statements and Statutory Reports (Non-Voting)

3

Mgmt ForForAdopt Financial Statements 4

Mgmt ForForApprove Allocation of Income 5a

Mgmt ForForApprove Dividends of EUR 1.00 Per Share 5b

Vote Summary Report




KBC Group SA/NV


Vote Instruction


Mgmt ForForApprove Discharge of Directors 7

Mgmt ForForApprove Discharge of Auditors 8

Mgmt ForForApprove Auditors' Remuneration 9

Mgmt ForForIndicate Koenraad Debackere as Independent Director

10a

Mgmt AgainstForElect Erik Clinck as Director 10b

Mgmt AgainstForElect Liesbet Okkerse as Director 10c

Mgmt AgainstForReelect Theodoros Roussis as Director 10d

Mgmt AgainstForReelect Sonja De Becker as Director 10e

Mgmt ForForReelect Johan Thijs as Director 10f

Mgmt ForForReelect Vladimira Papirnik as Independent Director

10g

MgmtTransact Other Business 11

LafargeHolcim Ltd.


Record Date:

Country: Switzerland


Primary Security ID: H4768E105

Ticker: LHN


Vote Instruction

1.1 Accept Financial Statements and Statutory Reports

Mgmt For For

Mgmt ForForApprove Remuneration Report 1.2

Mgmt ForForApprove Discharge of Board and Senior Management

2

Mgmt ForForApprove Allocation of Income 3.1

Mgmt ForForApprove Dividends of CHF 2.00 per Share from Capital Contribution Reserves

3.2

Mgmt ForForReelect Beat Hess as Director and Board Chairmann

4.1a

Mgmt ForForReelect Oscar Fanjul as Director 4.1b

Mgmt ForForReelect Colin Hall as Director 4.1c

Vote Summary Report




LafargeHolcim Ltd.


Vote Instruction

Mgmt ForForReelect Naina Kidwai as Director 4.1d

Mgmt ForForReelect Patrick Kron as Director 4.1e

Mgmt ForForReelect Adrian Loader as Director 4.1f

Mgmt ForForReelect Juerg Oleas as Director 4.1g

Mgmt ForForReelect Claudia Ramirez as Director 4.1h

Mgmt ForForReelect Hanne Sorensen as Director 4.1i

Mgmt ForForReelect Dieter Spaelti as Director 4.1j

Mgmt ForForElect Philippe Block as Director 4.2.1

Mgmt ForForElect Kim Fausing as Director 4.2.2

Mgmt ForForReappoint Oscar Fanjul as Member of the Nomination, Compensation and Governance Committee

4.3.1

Mgmt ForForReappoint Adrian Loader as Member of the Nomination, Compensation and Governance Committee

4.3.2

Mgmt ForForReappoint Hanne Sorensen as Member of the Nomination, Compensation and Governance Committee

4.3.3

Mgmt ForForAppoint Colin Hall as Member of the Nomination, Compensation and Governance Committee

4.4.1

Mgmt ForForAppoint Claudia Ramirez as Member of the Nomination, Compensation and Governance Committee

4.4.2

Mgmt ForForRatify Deloitte AG as Auditors 4.5.1

Mgmt ForForDesignate Sabine Burkhalter Kaimakliotis as Independent Proxy

4.5.2

Mgmt ForForApprove Remuneration of Directors in the Amount of CHF 5.4 Million

5.1

Mgmt ForForApprove Remuneration of Executive Committee in the Amount of CHF 42.5 Million

5.2

Mgmt AgainstForTransact Other Business (Voting) 6

Tencent Holdings Limited



Country: Cayman Islands



Ticker: 700

Vote Summary Report




Tencent Holdings Limited


Vote Instruction


Mgmt For For


Mgmt ForForElect Lau Chi Ping Martin as Director 3a

Mgmt ForForElect Charles St Leger Searle as Director 3b

Mgmt ForForElect Ke Yang as Director 3c

Mgmt ForForAuthorize Board to Fix Remuneration of Directors

3d

Mgmt ForForApprove PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

4

Mgmt AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights

5

Mgmt ForForAuthorize Repurchase of Issued Share Capital 6

Mgmt AgainstForAuthorize Reissuance of Repurchased Shares 7

Mgmt ForForAmend the Existing Amended and Restated Memorandum of Association and Articles of Association and Adopt Second Amended and Restated Memorandum of Association and Articles of Association

8

Deutsche Boerse AG


Record Date:

Country: Germany


Primary Security ID: D1882G119

Ticker: DB1


Vote Instruction


Mgmt


2

Mgmt ForForApprove Discharge of Management Board for Fiscal 2019

3

Mgmt ForForApprove Discharge of Supervisory Board for Fiscal 2019

4

Vote Summary Report




Deutsche Boerse AG


Vote Instruction

Mgmt ForForElect Michael Ruediger to the Supervisory Board

5

Mgmt ForForApprove Creation of EUR 19 Million Pool of Capital without Preemptive Rights

6

Mgmt ForForApprove Creation of EUR 19 Million Pool of Capital with Preemptive Rights

7


Mgmt ForForApprove Remuneration of Supervisory Board Members

9

Mgmt ForForAmend Corporate Purpose 10

Mgmt ForForRatify KPMG AG as Auditors for Fiscal 2020 11

SAP SE



Country: Germany


Primary Security ID: D66992104

Ticker: SAP


Vote Instruction


Mgmt


2


3


4


Mgmt ForForApprove Creation of EUR 250 Million Pool of Capital with Preemptive Rights

6.1

Mgmt ForForApprove Creation of EUR 250 Million Pool of Capital with Partial Exclusion of Preemptive Rights

6.2

Mgmt ForForApprove Remuneration Policy for the Management Board

7

Mgmt ForForApprove Remuneration Policy for the Supervisory Board

8

Vote Summary Report




Legal & General Group Plc






Ticker: LGEN


Vote Instruction


Mgmt For For


Mgmt ForForElect Michelle Scrimgeour as Director 3

Mgmt ForForRe-elect Henrietta Baldock as Director 4

Mgmt ForForRe-elect Philip Broadley as Director 5

Mgmt ForForRe-elect Jeff Davies as Director 6

Mgmt ForForRe-elect Sir John Kingman as Director 7

Mgmt ForForRe-elect Lesley Knox as Director 8

Mgmt ForForRe-elect George Lewis as Director 9

Mgmt ForForRe-elect Kerrigan Procter as Director 10

Mgmt ForForRe-elect Toby Strauss as Director 11

Mgmt ForForRe-elect Julia Wilson as Director 12

Mgmt ForForRe-elect Nigel Wilson as Director 13

Mgmt ForForReappoint KPMG LLP as Auditors 14


15




Mgmt ForForAuthorise Issue of Equity in Connection with the Issue of Contingent Convertible Securities

19


20


21


22

Vote Summary Report




Legal & General Group Plc


Vote Instruction

Mgmt ForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Contingent Convertible Securities

23



25

RELX Plc






Ticker: REL


Vote Instruction

1 Approve Increase in Borrowing Limit Under the Company's Articles of Association

Mgmt For For

Safran SA



Country: France


Primary Security ID: F4035A557

Ticker: SAF


Vote Instruction



1


2

Mgmt ForForApprove Allocation of Income and Absence of Dividends

3

Mgmt ForForElect Patricia Bellinger as Director 4

Mgmt ForForRatify Appointment of Saraiva as Representative of Employee Shareholders to the Board

5

Mgmt ForForElect Marc Aubry as Representative of Employee Shareholders to the Board

6

Vote Summary Report




Safran SA


Vote Instruction

Mgmt ForForElect Anne Aubert as Representative of Employee Shareholders to the Board

7

Mgmt AgainstAgainstElect Fernanda Saraiva as Representative of Employee Shareholders to the Board

A

Mgmt AgainstAgainstElect Carlos Arvizuas as Representative of Employee Shareholders to the Board

B

Mgmt ForForApprove Compensation of Chairman of the Board

8

Mgmt ForForApprove Compensation of CEO 9

Mgmt ForForApprove Compensation Report of Corporate Officers

10

Mgmt ForForApprove Remuneration of Directors in the Aggregate Amount of EUR 1.1 Million

11

Mgmt ForForApprove Remuneration Policy of Chairman of the Board

12

Mgmt ForForApprove Remuneration Policy of CEO 13

Mgmt ForForApprove Remuneration Policy of Directors 14


15


Mgmt ForForAmend Article 14 of Bylaws Re: Board Composition

16

Mgmt ForForAmend Article 3 of Bylaws Re: Corporate Purpose

17

Mgmt ForForAuthorize Filing of Required Documents/Other Formalities

18

AIA Group Limited



Country: Hong Kong


Primary Security ID: Y002A1105

Ticker: 1299


Vote Instruction


Mgmt For For


Mgmt ForForElect Edmund Sze-Wing Tse as Director 3

Vote Summary Report




AIA Group Limited


Vote Instruction

Mgmt ForForElect Jack Chak-Kwong So as Director 4

Mgmt ForForElect Mohamed Azman Yahya Director 5

Mgmt ForForApprove PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

6

Mgmt ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights

7A

Mgmt ForForAuthorize Repurchase of Issued Share Capital 7B

Mgmt ForForApprove New Share Option Scheme and Terminate Existing Share Option Scheme

8

Taiwan Semiconductor Manufacturing Co., Ltd.



Country: Taiwan


Primary Security ID: Y84629107

Ticker: 2330


Vote Instruction

Meeting for ADR Holders Mgmt

Mgmt ForForApprove Business Operations Report and Financial Statements

1

Mgmt ForForAmend Procedures for Lending Funds to Other Parties

2

MgmtELECT INDEPENDENT DIRECTOR VIA CUMULATIVE VOTING

Mgmt ForForElect Yancey Hai, with SHAREHOLDER NO.D100708xxx as Independent Director

3.1

KEYENCE Corp.



Country: Japan


Primary Security ID: J32491102

Ticker: 6861

Vote Summary Report




KEYENCE Corp.


Vote Instruction

1 Approve Allocation of Income, with a Final Dividend of JPY 100

Mgmt For Against

Mgmt ForForElect Director Takizaki, Takemitsu 2.1

Mgmt AgainstForElect Director Nakata, Yu 2.2

Mgmt ForForElect Director Kimura, Keiichi 2.3

Mgmt ForForElect Director Yamaguchi, Akiji 2.4

Mgmt ForForElect Director Miki, Masayuki 2.5

Mgmt ForForElect Director Yamamoto, Akinori 2.6

Mgmt ForForElect Director Kanzawa, Akira 2.7

Mgmt ForForElect Director Tanabe, Yoichi 2.8

Mgmt ForForElect Director Taniguchi, Seiichi 2.9

Mgmt ForForAppoint Statutory Auditor Takeda, Hidehiko 3.1

Mgmt ForForAppoint Statutory Auditor Indo, Hiroji 3.2

Mgmt ForForAppoint Alternate Statutory Auditor Yamamoto, Masaharu

4

Delivery Hero SE


Record Date:

Country: Germany


Primary Security ID: D1T0KZ103

Ticker: DHER


Vote Instruction


Mgmt

Mgmt ForForApprove Allocation of Income and Omission of Dividends

2


3

Mgmt ForForApprove Discharge of Supervisory Board Member Martin Enderle for Fiscal 2019

4.1

Mgmt ForForApprove Discharge of Supervisory Board Member Hilary Gosher for Fiscal 2019

4.2

Vote Summary Report




Delivery Hero SE


Vote Instruction

Mgmt ForForApprove Discharge of Supervisory Board Member Patrick Kolek for Fiscal 2019

4.3

Mgmt ForForApprove Discharge of Supervisory Board Member Bjoern Ljungberg for Fiscal 2019

4.4

Mgmt ForForApprove Discharge of Supervisory Board Member Vera Stachowiak for Fiscal 2019

4.5

Mgmt ForForApprove Discharge of Supervisory Board Member Christian Graf von Hardenberg for Fiscal 2019

4.6

Mgmt ForForApprove Discharge of Supervisory Board Member Semih Yalcin for Fiscal 2019

4.7


Mgmt ForForElect Jeanette Gorgas to the Supervisory Board as Shareholder Representative

6.1

Mgmt ForForElect Martin Enderle to the Supervisory Board as Shareholder Representative

6.2

Mgmt AgainstForElect Patrick Kolek to the Supervisory Board as Shareholder Representative

6.3

Mgmt ForForElect Nils Engvall to the Supervisory Board as Employee Representative

6.4

Mgmt ForForElect Gabriella Ardbo to the Supervisory Board as Employee Representative

6.5

Mgmt ForForElect Gerald Taylor to the Supervisory Board as Employee Representative

6.6

Mgmt ForForElect Gabriela Chavez as Alternate Supervisory Board Member

6.7

Mgmt ForForElect Vera Stachowiak as Alternate Supervisory Board Member

6.8

Mgmt AgainstForApprove Creation of EUR 20 Million Pool of Capital without Preemptive Rights

7

Mgmt AgainstForApprove Creation of EUR 18.7 Million Pool of Capital without Preemptive Rights

8

Mgmt AgainstForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 20 Million Pool of Capital to Guarantee Conversion Rights

9

Mgmt ForForAmend Articles Re: Shareholder Register 10

Mgmt ForForAmend Articles Re: General Meeting Chairman 11

Mgmt ForForAmend Articles Re: Majority Requirement for Passing Resolutions at General Meetings

12

Vote Summary Report




Delivery Hero SE


Vote Instruction

Mgmt ForForAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares

13

Mgmt AgainstForAuthorize Use of Financial Derivatives when Repurchasing Shares

14

Mgmt ForForApprove Remuneration of the Supervisory Board Chairman

15

SMC Corp. (Japan)



Country: Japan



Ticker: 6273


Vote Instruction

1 Approve Allocation of Income, with a Final Dividend of JPY 200

Mgmt For Against

Mgmt AgainstForElect Director Maruyama, Katsunori 2.1

Mgmt ForForElect Director Takada, Yoshiki 2.2

Mgmt ForForElect Director Kosugi, Seiji 2.3

Mgmt ForForElect Director Satake, Masahiko 2.4

Mgmt ForForElect Director Isoe, Toshio 2.5

Mgmt ForForElect Director Ota, Masahiro 2.6

Mgmt ForForElect Director Maruyama, Susumu 2.7

Mgmt ForForElect Director Samuel Neff 2.8

Mgmt ForForElect Director Kaizu, Masanobu 2.9

Mgmt ForForElect Director Kagawa, Toshiharu 2.10

Mgmt ForForApprove Director Retirement Bonus 3

Mgmt ForForApprove Bonus Related to Retirement Bonus System Abolition

4

Mgmt ForForApprove Trust-Type Equity Compensation Plan

5

Vote Summary Report




Sony Corp.



Country: Japan



Ticker: 6758


Vote Instruction

1 Amend Articles to Change Company Name Mgmt For For

Mgmt ForForElect Director Yoshida, Kenichiro 2.1

Mgmt ForForElect Director Totoki, Hiroki 2.2

Mgmt ForForElect Director Sumi, Shuzo 2.3

Mgmt ForForElect Director Tim Schaaff 2.4

Mgmt ForForElect Director Matsunaga, Kazuo 2.5

Mgmt ForForElect Director Oka, Toshiko 2.6

Mgmt ForForElect Director Akiyama, Sakie 2.7

Mgmt ForForElect Director Wendy Becker 2.8

Mgmt ForForElect Director Hatanaka, Yoshihiko 2.9

Mgmt ForForElect Director Adam Crozier 2.10

Mgmt ForForElect Director Kishigami, Keiko 2.11

Mgmt ForForElect Director Joseph A. Kraft Jr 2.12

Mgmt ForForApprove Stock Option Plan 3

LVMH Moet Hennessy Louis Vuitton SE



Country: France


Primary Security ID: F58485115

Ticker: MC


Vote Instruction



1


2


3

Vote Summary Report




LVMH Moet Hennessy Louis Vuitton SE


Vote Instruction

Mgmt AgainstForApprove Auditors' Special Report on Related-Party Transactions

4

Mgmt AgainstForReelect Delphine Arnault as Director 5

Mgmt AgainstForReelect Antonio Belloni as Director 6

Mgmt AgainstForReelect Diego Della Valle as Director 7

Mgmt ForForReelect Marie-Josee Kravis as Director 8

Mgmt ForForReelect Marie-Laure Sauty de Chalon as Director

9

Mgmt ForForElect Natacha Valla as Director 10

Mgmt AgainstForAppoint Lord Powell of Bayswater as Censor 11

Mgmt AgainstForApprove Compensation Report of Corporate Officers

12

Mgmt AgainstForApprove Compensation of Bernard Arnault, Chairman and CEO

13

Mgmt AgainstForApprove Compensation of Antonio Belloni, Vice-CEO

14

Mgmt ForForApprove Remuneration Policy of Corporate Officers

15

Mgmt AgainstForApprove Remuneration Policy of Chairman and CEO

16

Mgmt AgainstForApprove Remuneration Policy of Vice-CEO 17


18


Mgmt ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares

19

Mgmt AgainstForAuthorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans

20

Mgmt ForForAmend Article 11 of Bylaws Re: Employee Representative

21

Mgmt ForForAmend Article 13 of Bylaws Re: Board Members Deliberation via Written Consultation

22

Mgmt ForForAmend Article 14 of Bylaws Re: Board Powers 23

Mgmt ForForAmend Article 20, 21, 23 and 25 of Bylaws to Comply with Legal Changes

24

Vote Summary Report




Vonovia SE


Record Date:

Country: Germany


Primary Security ID: D9581T100

Ticker: VNA


Vote Instruction


Mgmt


2


3


4


201907 Sun Life JPMorgan International Equity Fund201908 Sun Life JPMorgan International Equity Fund201909 Sun Life JPMorgan International Equity Fund201911 Sun Life JPMorgan International Equity Fund201910 Sun Life JPMorgan International Equity Fund201912 Sun Life JPMorgan International Equity Fund2020Q1 Sun Life JPMorgan International Equity Fund2020Q2 Sun Life JPMorgan International Equity Fund

Sun Life JPMorgan International Equity Fund€¦ · 1h Elect Director Edward G. Galante Mgmt Yes...

Documents

Transcript of Sun Life JPMorgan International Equity Fund€¦ · 1h Elect Director Edward G. Galante Mgmt Yes...