Post on 03-Apr-2018
Chapter-1
INTRODUCTION
The federal polity of India visualizes two levels of Government at
the centre and the states respectively. Our Constitution is more solicitous
about the union than the states. The apparent unitary biased tendency was
the need of the day due to the facts that at the time when the Constitution
was being drafted, our country was facing war in Kashmir and disturbances
in various parts of the country. More so, India was and is a conglomeration
of various religions, castes, sects, creeds and credentials. All of them seem
to have threatened the very survival of infant Republic. Cobbling of these
dimensions was the ardent urge of the day. Keeping all these factors in mind
our founding fathers favored a strong centre for the unity and welfare of the
country. Indian Constitution sets up what, in the words of Dr. Ambedkar,
one of the prime architect of the Constitution, is a dual polity, by the
expression he meant, a Republic both unitary as well as federal according to
the needs of the time and circumstances. This dual polity of ours is a product
of historical incidents, or at any rate of circumstances other than those which
results in a genuine federation in which the desire for separate identity and
governmental independence of the federating unit is so strong that nothing
more than as union with a strict demarcated field of Central Government’s
power is possible.1
1 State of Karnataka v/s Union of India, SCC 1977 (4), P- 608.
In pursuance of above observations though our politico-legal
infrastructure both antecedently and politically is a federal one, yet all that
glitters is not gold. The implied hideouts of constitutional provisions bring
forth the unitary infrastructure conferring autonomy to states in certain
fields. It stands characterized as a unitary State with subsidiary federal
features rather than federal State with subsidiary unitary features.2 Similarly
it has been characterized as a federation with strong central tendencies.3 The
above narrated structure is the need of day. Hence India’s federal system
originated in terms of its constitutional provisions in the British Government
of India Act 1935, and in terms of its political thrust in the demand of Indian
national movement for a pan Indian Central Government capable of
reconciling regional pulls and pressures. The urgent need for national unity
was further underlined by trauma of the partition of the Country. Therefore,
deliberately the Constitution of India has an in built bias in favor of greater
centralization of power and for allocation of largest jurisdiction to Central
Government. Despite the fact the Article 1 of the Constitution speaks of dual
polity, but due to provisions of single citizenship, single integrated judiciary,
uniform civil and criminal law for all the federating states and unified all
India services(Article 5,11,14,131,141,312), India remains a unified polity.4
Our constitutional entities are devised and framed by the framers of
the Constitution in pursuance of unitary spirit. The entity of Governor is also
devised and framed at the same tone and temper. Members of Constituent
Assembly were wise enough to anticipate the politico- social transformation
2 Pandey, J.N : Constitutional law of India, Central law Agency, Allahabad, 2003, P-18 3 Ibid, Note-2. 4 Rasheeduddin Khan: Federal India - A Design for Change, Vikas Publication, New Delhi, 1992,
P.21-22.
in the coming future and accordingly they try to justify with their task which
was assigned to them by inducing a unitary spirit in the legal document i.e.
‘The Constitution of India’. The Governor which is a nominee of the center
has been given a constitutional status deliberately and consciously by the
framers of Indian Constitution, that is why, he steps into shoes of an active
administrator when there is a failure of constitutional machinery of the State.
1.1 Historical Perspective of Institution of Governor
The institution of Governor was in vogue in the system of
administration in the Indian polity for a considerable period of time, though
the nomenclature varied. It was a feature of strong centralized Government
for effective and better administration of vast kingdoms. The kingdom used
to be divided into several territories and persons of trust and confidence
were appointed as the head of a defined territory. Even 2500 years ago the
Maura empire was divided into five provinces each under an Amatykula.
Emperor Akbar divided his kingdom in to sixteen Subahs, each under the
charge of a Subedar. Some times newly acquired territories were placed
under a Subedar. A good administrator was always prone to appoint a trusted
and able person as head of the territory, by whatever name called, for better
and effective governance of the subjects. The office of Governor gradually
developed as a very important limb of the administration in this Country
more so with the advent of the British East India Company.5
The office of Governor in the Indian political system should not be
regarded as a new institution because this post is a relic of the erstwhile
colonial era of the British rule. The evolution of this institution could be
5 Kashap, Anirban : Governor’s Role in Indian Constitution, Lancer Books, New Delhi, 1993, P-1.
traced out in the famous Charter of December, 1600 when Queen Elizabeth
(1558-1603) granted trading powers to the East India Company6. The Office
as such was created to safeguard the commercial interest of the Company of
Merchants of London operating in India.7
Gradually, after the 17th Century, the office of Governor acquired a
significant position when more powers were vested in him in order to
consolidate the interest of the British rule in India. It would be not out of
place to mention that right from the Regulating Act of 1773 to 1935, the
office of the Governor tended towards the centralizing trends rather than
towards the parliamentary form of institutions which has been introduced at
the initial stage under the Charter Act of 1861, and thereafter the steps were
taken to introduce the self-governing institutions especially under the
Government of India Act, 1919.8
It should, however, be noted that strict checks were put on
parliamentary form of institutions through the office of Governor which
never allow the spirit of democratic form of Government in India to develop
freely on the lines of the British political system. The British rulers modified
the powers and position of the Governor from time to time but the status of
the office as an institution was never effected; i.e. the spirit of the centralized
nature of the office of Governor remained intact. In other words, the office
of the Governor was the key agency of the whole British Empire in India
which successfully safeguarded the vested interests of British India.
6 Mukherjee, Panchanand: Indian Constitutional Documents V.2., Spink and Co., Calcutta, 1918, P-13. 7 Keith, A.B: A Constitutional History of India, Central Book Depot, New Delhi, 1961, P-29. 8 Gehlot, N.S : The State Governors in India , Geetanjali, New Delhi, 1985. P-1.
The British Government principally agreed to introduce the
responsible Government in India under Morley - Munro reforms; but under
the Government of India Act 1919, did not give a legal shape to the
recommendations of the report of the Morley- Minto reforms.9
The Government of India Act, 1935 of course established some sort of
provincial autonomy but the devolution of the authority in the provincial
matters on the Provincial Government and freeing them from the control of
the Central Government. A new device popularly known as ‘Dyarchy’ was
introduced in the province. The Act seemingly laid down the foundation of a
responsible Government partially; but administratively, the whole
mechanism was a big hoax because of the centralized position of the
governors of the provinces.
The Governors, in fact had been vested with all kinds of the powers
without the Provincial Legislative Council. The Governors were no more
the constitutional heads in any sphere of the provincial affairs. The range
and scope of his ‘discretionary powers’ was so vast that he could do any
thing without caring for the ministerial advice or of the elected
representative in the Legislation Councils. The British political mechanism
was an example of an unprecedented combination of opposite principles.
The Governor as such was to act under the superintendence, direction and
control of the Governor-General of India, the real agent of the British Crown
in India.
9 Anand, C.L: The Constitution of India, University Book Agency, New Delhi, 1950, P-3.
The passage of the ‘Government of India Act 1935’ which formed the
last phase in the evolution of Governor’s office and devolution of the central
authority in pre-independence India, also virtually did not altered any more
the position of the governors at the provincial levels; although the above Act
created an All India Federation comprising the British provinces and the
native states. The Governor remained the head of the Province and he was to
be appointed by his Majesty by a commission under the Royal Sign Manual.
Under the Act of 1919, he was to be appointed by His Majesty after
consultation with Governor-General. This change was made in view of the
introduction of the Provincial autonomy under the Act of 1935.
This was the first experimental Act so as to introduce some sort of
parliamentary features of this Act that the dyarchial system of the Act of
1919 was completely abolished and it set in to motion the provincial
autonomy at the provincial level, i.e. the entire field of the administration of
a province was placed under the popular Ministry responsible to the
Legislative Council of the Province. Another feature of the Act was that the
British Provinces considerably made independent of the Centre and they
were given constitutional autonomy under the Government of India Act,
1935.
According to this Act, the executive authority of a province was
vested in the Governor, who was to exercise all his powers on behalf of the
Crown in his name on the aid and advice of the Council, except in the matter
of the British interest where he was required to ‘act in his discretion’.
Moreover, he had the power to act in his individual judgment. Besides, in
the exercise of functions, he had some ‘special responsibilities’ to protect the
legitimate rights and interests of the British rule, minorities, civil servants
and the rulers of the princely states. In view of this position, the provincial
autonomy granted under the Act of 1935 was ‘buried in a pile of
reservations, safeguards and discretions’.10
The Governor thus contained a triple personality; i.e. (a) in some case
he was to perform certain functions in his discretion and there was no need
to consult his Ministers; (b) in some cases, he was to act in his ‘individual
judgment’ where he might consult his Ministers but he was not bound by
their advice; and (c) he was to act on the advice of his Council of Ministers.
In other words the Governor has to fold functions to perform, i.e. as a
constitutional head and secondly, as an agent of Central Government,
especially where he was to act either in his discretion or in his individual
judgment11.
Besides all these specific powers conferred on the Governor, he was
clothed with some extraordinary powers of law making; where he was to be
satisfied himself i.e. subjectively, which had same affect and force as passed
by the legislature. He could enact the Governor’s Act in order to discharge
his duties and special responsibilities given under the Act, but he was to
communicate about it to the Secretary of State for India through the
Governor-General of India, which was to be placed by him before each of
the House of British Parliament12.
10 Ibid, Note-8, Page. 2-3.
11 Banerjee, A.C: Indian Constitutional Documents, Mukherjee Pvt Ltd, Calcutta ,1948, P.282.
12 Ibid, P. 288-289.
1. 2 British Scenario of Institution of Governor in India
Hence, the Governor of pre independent era was an autocrat in the
real sense of the term. He was given a free hand in administration of the
province to safeguard the interest of the British regime. His executive,
legislative as well as financial powers were so extensive that the scope of
responsible Government in the Province was considerably restricted. No
sphere of administration was immune from his influence. The Governor was
not a titular but the real captain of the provincial machinery. He was just like
an autocrat presiding over the provincial despotism. It was so because he
could appoint or dismiss a C.M. or other Ministers under his discretionary
powers. In October 1942, for example, the Governor of sind dismissed the
Premier Allah Bux and Governor of West Bengal forced Premier A.K.fazlul
Haq to tender his resignation in March, 1943. Similarly there are cases
where the Governors out rightly rejected the advise of their premiers. In the
provinces of Bihar, U.P and Orissa, the constitutional deadlocks developed
manifestly owing to the rejection of the ministerial advice, especially when
the Congress refused to accept the office, the Governor however appointed
certain individuals as Ministers belonging to minority parties in the
legislation. These illustrations are enough to justify that the British
governors basically acts negatively to the spirit of parliamentary democracy
as intended to introduce under the Government of India Act, 1935.13
13 Ghelot,N.S: State Governors in India, Gitanjaly, New Delhi, 1985, P.4-5.
1.3 Post Independent Perspective of Institution of Governor
It is submitted that whatever may be the form of Government vis-à-vis
monarchy, oligarchy, republic or democracy, this institution remained a
trustee of each and every form of Government at the centre. India was and is
a conglomeration of religions, cultures, linguistic sects and casteus diversity.
Political activities have further sharpened the edges of these forces to
achieve the political goals. These political gains in turn have given birth to
an era of political alliances. During the march of political alliances in
various states of India, the genes of political instability have been creped in.
The latest instance is the Karnataka episode of November 2007, during the
political alliance of Bhartiya Janta Party and Janta dal (S) which have further
lengthen the shadow of governors in India. These adverse political
developments have provided enough opportunities for governors in India to
use and misuse their discretionary powers which remained dormant before
1970 due to single party rule in India both at the centre as well as in the
states.
Under the domain of the Government of India Act 1935, the Governor
was appointment by His Majesty on the advice of Secretary of States for
India usually for a period of five years. As a general practice senior officers
of the Indian civil services were appointed as governors although there was
no bar for others.14 Thus under the British regime the office of Governor
was a royal stamp. Desperately it is an irony of Indian constitutional history
that the Government of India Act of 1935 (which was passed by the British
Parliament) which the leaders of Indian National Congress want to destroy,
14 Pylee, M.V: Constitutional History of India, Asia Publishing House, Bombay, 1972, P-85.
became the foundation of many of Articles of Indian Constitution.15 On the
same tone and tempter Governor is the royal stamp of the party or alliance
ruling at the center. Like wise under the domain of the Constitution of India
Act 1950, and within the ambit of its Article 155, The Governor of the State
shall be appointed by the President of India by warrant under his hand and
seal. Literally within the domain of Article 156(1) ‘Governor shall hold
office during the pleasure of the President’ though clause 3 of this Article
enunciates that subject to the forgoing provisions of this Article, Governor
shall hold office for a term of five years. Consequently the so called term of
five years has been eclipsed by the constitutional framers deliberately and
consciously.
Due to provisional hideouts of Article 156 of the Constitution,
sacking of governors by the highest constitutional functionary is not a new
phenomenon in this Country. Glaring example of this pedigree is the recent
sacking of NDA appointed governors, 4 in numbers vis-à-vis Kedar Nath
Sahni (Goa), Kailash Patti Misra (Gujarat), Bhai Parmaanant (Haryana) and
Vishnu Kant Shasti (Uttar Pradesh). President Abdul Kalama Ajad ordered
the four Governors be dismissed with immediate effect.16 This sort of
immediate sackings of governors have become almost a natural corollary
with the coronation of new Government at the governors in the arrangement
that Mohd Fazal will look after Goa, Madhya Pradesh Governor Balram
Jakhar will handle Gujrat, Punjab Governor O.P.Verma will take over
15 Tope, T.K: Ambedkar and Article 356 of the Constitution, SCC Online 1993 (4), 2006, Eastern Book
Co, Lucknow.
16 Times of India, Delhi, June, 2004.
Haryana and Uttaranchal Governor Sudarshan Aggarwal will also look after
Uttar Pradesh.17
However this arbitrary action can be successfully challenged if we
peep into the spirit of the memorable words of Justice Bhagwati that no one
however highly placed, and no authority however lofty, can claim that it
shall be sole judge of the extent of its powers under the Constitution or
whether the action is within the confines of such powers laid down by the
Constitution. It is for the court to uphold the constitutional values and to
enforce the constitutional limitations. However the legal battle pertaining to
this institution is always avoided as a matter practice.18
1.4 Comparative Perspective of Institution of Governor
In United States, the title Governor refers to the Chief Executive of
each State, not directly subordinate to the federal authorities, but the political
and ceremonial head of the ‘Sovereign’ State. U.S. Governors serve four
years terms except those in New Hampshire and Vermont, who serve two-
year terms and is directly elected by the people of all states.19 Governor can
be removed from his office before the end of his term by impeachment.20
Being the political head of the State in Unites States, The Governor enjoys
the practical powers. In a strictly federal system like that of United States
of America, the states being the autonomous units within the powers
assigned to them by the Constitution, there is no room for State Governor
holding office as an agent of the union and accountable to the later.
17 Ibid.
18 State of Rajasthan v/s Union of India,1978 SCR ( 1), P.31.
19 W.W.W. Wikipedia. Org , site visited on 31.5.2007.
20 Bombwall, K.R : Majore Contemporary Constitutional Systems, Modern, Ambala, 1983, P.296.
Comparatively in all the states of India the gubernatorial status is not
political, but a ceremonial one apart from his discretionary powers which he
exercises only in certain special circumstances. Comparative aspect
emphasizes that there is no room for Governor in India to act as an
autonomous entity. The rationale behind this is the unitary biased political
as wall as legal structure of India in which the Governor is an agent of the
Centre and is accountable to it.
In Australia, each State has a Governor as the formal representative of
the Queen and head of the State Government. Each State Governor is
appointed by the Sovereign on the advice of the Premier (politically
responsible head of State Government) and play largely a ceremonial role.21
So the Governor of Australian State is appointed by the Crown on the advice
of British Cabinet who however, in practice, consults the Prime Minister of
the State concerned. Governor General of Australia do not have any control
over the State Governor who acts on the advice of the Ministers of State, and
exercises the prerogative of the Crown in relation to the State in the same
manner as does the Governor General in relations of the affairs of the
Dominion.22 When the office of the Governor-General is vacant or the
occupant is unable to discharge his duties (on holidays, or traveling overseas
for example), frequently the most senior state Governor acts in his position.
If this is not practicable, a justice of the High Court is appointed as
administrator for the Commonwealth, and exercises those powers of the
Governor-General in his absence.23 Thus, there is a unique provision in
Australian political and legal set up that in case of vacancy of office of
21 W.W. W. Wikipedia. Org , Site Visited on 12.6.07
22 Basu, D.D: Comparative Federalism, Prentice Hall , New Delhi, 1987, P- 60.
23 W.W.W. Wikipedia. Org, Site Visited on 13.6.07.
Governor-General of Australia, senior Governor of the State will officiate,
where as in India, Governor has no such right to be elevated. Apart from
this, in Australia, the institution of Lieutenant- Governor also exists. In the
event of the death, incapacity or removal of Governor or on his departure
from the State, or of his assuming the administration of Government, the
Lieutenant-Governor may be appointed on the post of Governor.24 The
above account reveals that the Governor of Australia can be removed from
the office before the completion of his term in case of proven incapacity.
Switzerland is the key federal State in the world. Every Swiss State
which is called ‘Canton’ has its separate Constitution, without any
interference by the Federal Executive. The Collegiate Executive is variously
called in the different Cantons- the Administrative Council, the Government
Council or the Council of States. The Council has, of course, a head or
President but he has no special powers apart from those of any of the other
members of the Council, except that of presiding over the meetings. The
president or chairman of the Council, called ‘landamman’ is elected in two
different ways, because some of Swiss Cantons have got direct democracy
or legislation by the entire body of citizens through a Primary Assembly for
legislation. In Cantons having Primary Assembly, the Landamman is elected
directly by the Primary Assembly of the entire body of citizens of the
Canton, while in Cantons having representative assemblies the Landamman
is elected by the Assembly or by the people.25
24 Hanks, Peter: Australian Constitutional Law, Butterworth, Sydney, 1980, P- 342.
25 Basu, D.D: Comparative federalism, Prentice Hall, New Delhi, 1987, P- 60.
The above narrated structure reveals that there is a striking difference
in political terminology of Switzerland and political terminology of India
where as the nomenclature is concerned. In India the provinces are called
‘States’ whereas in switzerland the provinces are called ‘Cantons’. In
Switzerland, the entity of Governor is termed as ‘Landamman’ which is
elected directly as well as indirectly by the people.
In Canada Lieutenant Governor is appointed and removed by the
Governor-General of Canada, acting on advice of his Ministers. His salary
is also fixed by the Parliament of Canada. The obvious result is that the
Governor is intended to be an agent of the dominion, who exercises the
power of veto, and reservation of a provincial bill for the assent of the
Governor General.26 The above account reveals that gubernatorial status in
Canada is in toto to gubernatorial status in India; the only difference is that
in Canada this office is known as ‘Lieutenant Governor’ where as in India
this office is known as ‘Governor’.
The Governor of a State, under the Nigerian Constitution is elected by
the people of the State, as in the United States of America. The Federal
Executive has no control over the appointment and removal of a State
Governor. Article 170 of the Nigerian Constitution makes a specific
provision for removal of Governor by a process of impeachment for
‘misconduct’ in the unicameral State legislation Assembly. The verdict of
the Assembly in those proceedings is not open to judicial review.27
26 Ibid, Note-25, P-61.
27 Ibid, Note- 26.
The forgoing account reveals that the states are fully autonomous in
the United States of America and Australia. State executives of these states
function independently of union control and are fully responsible to the
people of the State. But there are federal states like that of Canada and India,
where the Governor is under the control of the Union Government. The
Union Government in these countries is the appointing as well as removing
authority of the Governor. The latter model offers an exception to or
modification of the strict federal principles and this raised various problem
as to the role of the Governor where the cabinet system of Government has
been adopted, making the Governor ordinarily liable to act according to the
advice of Council of Ministers responsible to a popularly elected legislation.
1.5 Appointive Character vis-à-vis Role of Governor
Every State conceives within its bosom, the legal, political as well as
social genes which are very special and particular to her. This political as
well as legal genealogy determines the nature of political institutions of that
State. Thesis and antithesis, in Constituent Assembly resulted into synthesis
that the Governor in India should perform a dual role i.e. not only that of
constitutional head of the State, acting only on the advice of the Council of
Ministers of the State, but also as a link between the State and the Union and
acting as the representative of the latter, with respect to matter committed to
his discretion or individual judgment.
Governor in regard to his discretionary powers can be and is an
independent functionary. He is also appointed by the Union Government
like that of a Judge of the Supreme Court. But being an appointee of the
President and with removable as well transferable post to any state by the
later at any time where he may not be equally comfortable, can hardly be
expected to be an independent as a judge of the Supreme Court. The obvious
reason is his nature of appointment which is not allowing him to be
independent and decisive because of the fear of being axed at any time under
the umbrella of ‘pleasure of the President.’
Here it is pertinent to mention that the Indian Constitution makes a
difference from the traditional federal constitutions such a United States of
America, Australia or Switzerland. Even in normal scenario, apart from any
emergency, the Indian Constitution has castigated techniques of control over
the states by the union to ensure that the state Governments do not interfere
with the legislative as well as executive policies of the union and also ensure
the efficiency and strength of each individual unit which is essential for the
strength of the union.
1.6 Conrtoversial Instances of Institution Governor
If we peep into Indian political and legal scenario, we can effortlessly
come to the conclusion that the institution of Governor in India is a subject
of perennial interest in our constitutional system. This office by virtue of its
nominated status is functioning in such a stereotype manner that problems of
far-reaching concerns have creped in. In U.P., the Governor in absence of
any floor test sweared in the new Chief Minister by removing the existing
one. The Apex Court held in this factual situation that a special session of
the U.P. Assembly be summoned and convened which will have only agenda
of having composite floor test.28
28 Jagdambika Pal v/s Union of India, 1999 ( 9) SCC, P-95.
A glaring example of misuse of discretionary powers on the part of
Governor of Tamil Nadu, Smt. Begum Fatima Bibee is that she appointed
Smt Jaylalita the Chief Minister of Tamil Nadu in spite of her
disqualification under ‘People’s Representative Act’ by the Election
Commission. The Apex Court’s indictment is worth quoting here that
Governor is a functionary under the Constitution of India and has been
sworn in under Article 159 to preserve, protect and defend the Constitution
and the law. The Governor cannot in the exercise of the discretionary
powers or otherwise do any thing that is contrary to the Constitution and the
law. It is another thing that by reason of protection, Governor enjoy under
Article 361, the exercise of Governor’s discretion cannot be questioned. If
the Governor is asked by the majority party in the legislation to appoint a
person as Chief Minister who is not qualified to be a member of legislation
or is disqualified to be such, the Governor must having due regards to the
Constitution and the law to which he is subject decline and the exercise of
discretion by him in this regard cannot be called in question.29
The part played by some Governors, particularly in recommending
President Rule has evoked strong resentment among citizenry as well as
legal luminaries of India. The recent instances of Bihar and Jharkhand
during Governorship of Mr.Buta Singh and Mr.Syed Sibete Rajvi
respectively projected on the national scene the controversial aspects of the
gubernatorial affairs in India. In this context, the Honorable Supreme Court
of India indicted Bihar Governor Buta Singh of misleading the centre in
recommending the dissolution of Bihar Assembly in May, 2005 and
pronounced that Union Council of Ministers should have verified his report
29 B.R.Kapoor v/s State of Tamil Nadu, 2001 (7) SCC, P- 231.
before accepting it as a gospel truth.30 In this context, the media has not
lagged behind in highlighting these controversies that “following the State
Assembly elections, Governor Syed Sibte Razvi used questionable tactics to
foist a short lived UPA Government headed by Shibu Soren”31
The Apex Court has to interfere in the political affairs of Jharkhand in
2005 while pronouncing that Governor of the State has appointed leader of
the political alliance, not commanding majority in the House, as Chief
Minister which is a fraud to the Constitution.32 Further, to streamline the
democratic conventions, the Apex Court issued the directions that present
order to be treated as notice to all MLAs for floor test and no separate notice
is required. Chief secretary and director general of police are directed to see
that all elected M.L.A,s attend the assembly freely, safely and securely
without any hindrance.
Off and on, offices of Governors have to face a spree of debate for
their actions when they exercise both discretionary as well as inherent
powers. The glaring example of this pedigree is the relation between Om
Parkash Chautala, the former Chief Minister of Haryana and the Governor
of Haryana at that time. The relations between these tow were tinged to
this extent that the Haryana Chief Minister raised the slogan of abolishing
the institution of Governor vis -a- vis amending the Constitution.
The project during its progress has discovered two schools of
thoughts. First school of thought is in favor of abolishing the institution of
30 Hindustan Times, January 25, 2006, P-1.
31 Hindustan Times, September, 2006, p-5.
32 Anil Kumar Jha v/s Union of India, 2005 (3) SCC, P-150.
Governor from the national scene as well as to rub the provisions relating
to Governor from the Constitution. This school outrightly is of the view
that political and legal set up can successfully work even in absence of this
institution. Second school of thought is of the view that the super sensitive
activities and responsibilities are shouldered by this institution of repute,
its removal will lead to socio-political as well as legal crisis. This school
of thought is inclined towards retention of this institution with the
emphasis that appointment of Governor should not be conditional i.e. ‘The
Governor shall hold office during pleasure of the President’ as per the
domain of Article 156(1) of the constitution. Under the umbrella of Article
156(1) of the Constitution the governors of states in India could be sacked
at any time. Both the schools have advanced argument in support of their
contentions.
1.7 Arguments of First School of Thought
1. Governor is a rubber stamp. He has to put his signature and seal on
the ordinances as well as on the bills recommended by the State
legislation. Ordinances and bills can well be enforced may it be
deprived of his seal and signature, to the reason that all the
democratic, constitutional, statutory as well as the legislative process
have been dealt with.
2. Governor is a protem of party in power. As a natural corollary, he is
to look after the vested interest and health of the party to which he is
directly or indirectly related. His judgment is bound to affect the
state’s decision making process by the idea which he already has on
his slate. In this state of mind, the Governor can adopt questionable
tactics to safeguard the health of his parent party, may it adversely
affect the democratic norms and traditions. In order to ensure the
smooth functioning of democratic institutions of the State, the cross
Governor ought to go, so that the states can be relived from this
superimposition.
3. The institution of Governor is tinged with imperialistic inclinations, as
this institution has been devised and imposed by the British colonial
regime. Imperialistic regime has been vanished so far; relevance of
maintaining this institution of Governor in free India remains no
more. Let the democratic institutions breath and flourish in free and
non polluted environment so that they can touch to their zenith.
4. This School of thought brings forth another argument that Governor is
neither directly elected nor indirectly elected like that of President of
India, the extinguishment of this institution will not lead to
constitutional crisis.
5. This school also is of the view that every Raj Bhawan is a palatial
building. Every Governor has military ADCs, hoards of liveried
servants and fleets of cars. Multiply the cost of a Governor by 35(The
number of States and Union territories) and then commute the
enormous total. Can we afford to provide the luxurious living of 35
people whose services we can well dispose off?
6. Abolishment of Governor’s office will lead to lessen the burden on
State exchequer. Ascertained money so saved can be utilized for the
uplifting of down trodden section of the Indian society, because it is
the money which makes the mare go.
1.8 Arguments of Second School of Thought
1. The Governor’s office is a bridge between the Centre and the State,
pertaining to all constitutional and other than constitutional matters.
He observes as a watch dog that the federal policies, framed by the
Centre Government, should be carried out by the State in toto.
However, if he is not in a position to act as the protem of the Centre
Government, how the ruling party will be in a position to observe the
affairs of the State.
2. The State Governor is a key functionary in the system envisaged by
the Constitution. When a particular State is unable to maintain law
and order, the Governor can dissolve the Assembly under the domain
of Article 356 of the Constitution. In this situation Governor step into
shoes of an active administrator and holds the reigns of the State.
3. Governor is a constitutional head at the State level like President of
India at the national level. His seal and signature are mandatory on a
bill in order to be an enactment and capable of being enforced. Thus
he is responsive to the requisites of the Constitution.
4. Article 200 of the Indian Constitution confers powers on Governor of
a State to reserve certain bills for the consideration of the President of
India. Thus he keeps a watch on the nature and object of legislation in
pursuance of national policies and perspectives.
5. Article 203 (3) enunciates that no demand for grant shall be made
except with the recommendations of the Governor. All budgetary
provisions are being authenticated by the recommendation of
Governor. Thus the Governor regulates the financial provisions of
State legislation under the umbrella of his seal and signature.
6. His post is indispensable to the Centre Government particularly where
the State is governed by the party or alliance other then the party or
alliance at the centre. Without a Governor the State Government
would be free to demand any amount of fund from the centre, hence is
a check on the misuse of State’s exchequer.
7. The Governor addresses the Legislative Assembly or in the case of a
State having a legislative Council, either House of State Legislation,
or both the houses assembled together and may for that purpose
require the attendance of members.
8. The Governor sends messages to the House or Houses of the
Provincial legislature whether with respect to a bill then pending in
the legislature or otherwise and a House to which any message is so
sent shall with all convenient dispatch consider any matter required by
the message to be taken into consideration.
Above account reveals that multidimensional tasks has been
assigned to governors in India vis-à-vis the executive, legislative,
administrative as well as financial. All these functions of states are
performed under their patronage.
So the institution of Governor is a subject of perennial interest in
our constitutional system and in its working. In the present scenario
controversies of far reaching concern relating to this office of repute have
creped in. Differences and controversies have taken birth especially after the
fourth general elections in 1967 when parties other than Congress came into
power in the states. Post fourth general election scenario marked a notable
difference in the political complexion of the ruling party at the centre and the
ruling parties in the number of states. The part played by some governors
particularly in recommending the President’s rule has been a cause of
controversies resulting into litigation in the High Courts as well as in the
Supreme Court.
The above scenario has quizzed up the phenomenon that the Union
Government utilizes the governors for its own political ends and the
governors in pursuance of their political aspirations opt themselves to be
recognized as the agent of the ruling party rather than guardian of
democracy.
The above criticism has made the scope and style of gubernatorial
affairs a controversial one, both at constitutional as well as at political fronts
to the matter of fact, his role quite predictably, is the key issue in the Centre
State relations. It is pertinent of mention here that it is the appointive
character of Governor which has made him a suspect in the eyes of the State
governments ruled by parties other than that at the centre.
It may be recalled here that during the deliberations of the Constituent
Assembly, some other modes of appointment of the Governor were also
taken into consideration. The Idea of election was ruled out because it was
felt that co-existence of Governor elected by the people and a Chief Minister
responsible to the Legislation might lead to the friction and consequent
weakness in the administration. On similar ground, the idea of the Governor
being appointed by the President on the advice of the Central Government,
out of penal off four persons chosen by the State legislature, was also ruled
out. It was as a result of mature deliberations that the present provisions
were accepted, and it was clearly stipulated that the Governor would be a
constitutional head of a State just like the President of India, and be
governed by the identical conventions of the parliamentary system.33
Our Constitution is not a child of accident; it is the product of
thorough study, deep and mature deliberations, extensive debate and
discussion. It is the result of a judicious draftsmanship. What lays beneath
in the present day’s controversies is that we have lost sight of the
fundamental principles, the real purpose and motivation behind the
provisions of the Constitution, a failure which has led us into grave errors of
judgment.
33 Narain, Govind : Constitutional Obligations, in book : The Governor : Sage or Saboteur, New Delhi,
Roli Books, 1985, P-59.
Present political scenario has shrouded this office of repute in
different controversies and different interpretations as regards its
constitutional provisions. The provisions in Article 155 of the Constitution,
that Governor of a State shall be appointed by the President by warrant
under his hand and seal and the provisions of Article 156(1) that the
Governor shall hold office during pleasure of the President have both
recently become subject to different interpretations. As the President acts on
the advice of Council of Ministers, it is said that the Governor of a State is
an appointee of the Central Government and therefore subordinate to it. This
view, finds support in the clause relating to the ‘pleasure of the President’
which, it alleged, makes the Government subservient to the President. These
views according to the spirit of the Constitution seems to be erroneous on
the ground that the Governor of a State is not the only office to which the
appointment is made by the President by warrant under his hand and seal.
Each and every judge of the Supreme Court and High Courts is appointed
under the President’s hand and seal, why they are not deemed to be
subordinate to the Central Government. Independence of judiciary is the
basic feature of Indian judicial system. So is in the case of appointment such
as the Comptroller and Auditor-General of India, Chairman and other
members of the Union Public Service Commission.
So it can safely be interpreted that if all the constitutional
functionaries appointed by the President under his hand and seal can enjoy
independence in their domain of functioning, why not the governors in India.
It is no doubt true that the Governor is appointed by the President which
means in effect and substance the Central Government of India, but that is
only a mode of appointment and it does not make the Governor an employee
or servant of the Government of India. Every person appointed by the
President is not necessarily an employee of the Government of India. So it is
not material that the Governor holds office during pleasure of the President.
It is a constitutional provision for determination of the term of office of
Governor and it does not make the Government of India an employer of the
Governor.
His office is not subordinate or subservient to the Government of
India. He is not amenable to the directions of the Government of India nor is
he accountable to them for the manner in which he carries out his functions
and duties. His is an independent constitutional office which is not subject to
the control of Government of India. He is constitutionally the head of the
State in whom is vested the executive powers of the State and without whose
assent there can be no legislations in exercise of the legislative power of the
State. It is only when under Article 356 of the Constitution, the President
assumes to himself the functions of the Government of a State and delegates
theses functions to the Governor of the State, that the Governor becomes his
representative and for the governance of the State becomes answerable to the
President and through him to the Central Government and the Parliament but
this an exceptional situation.34
Another phenomenon that affect the Governor’s position, prestige as
well as his image and functioning, is the manner of his removal. It seems
that the doctrine of ‘pleasure of President’ has not been properly
contemplated. It is true that in the cases of other presidential appointments,
procedures for removal, under specific circumstances, have been laid down
34 Ibid. Note-33, P-58.
in the Constitution, while no such separate procedure for the removal of the
Governor finds a place. This could lead to erroneous inference that the
Governor of a State can be removed at will by the President on the advice of
Union Council of Ministers. The spirit of the Constitution did not appear to
support this view. If Article 156 of the Constitution is read as a whole, it will
be found that it has been inserted more with a view to determine the tenure
of a Governor. Article 156(3) says: ‘subject to the forgoing provisions of this
Article, a Governor shall hold office for a term of five years from the date in
which he entered upon his office’. The Governor can of course, resign
prematurely or he may become incapacitated or subject to any disability; but
that part of the constitutional provisions does not make the Governor of a
State subject to removal by the President without proper justification.
Article 310 (1) of the Constitution makes a definite provision for all
the employees of the Union of India who all hold office during the pleasure
of the President but they cannot be dismissed or removed or reduced in rank
except by due process of law. If such important safeguards have been
provided against the arbitrary or whimsical dismissal or removal of all the
employees of the Union Government, it would be inconceivable that the
holder of such a high office would be left completely at the mercy or the
whim of the Central Government.
In the present scenario there have been instances of sacking of
governors by the Central Government. In order to check the arbitrary
sacking of Governors, it should be expressly stated that Governor will have a
full five year term and the provisions in Article 156(1) will not mean that the
Governor can be removed from office without adequate justification. The
procedure for removal should be laid down in the Constitution while
mentioning specific grounds of his removal after giving him a reasonable
opportunity to explain his position. Another alternative is that the Governor
can be removed on the lines of provisions prescribed for the removal of
Judges of the Supreme Court or the High Courts.
1.9 Hypothesis of the Study
Hypothesis of the study, thus, revolves around this carnal subject that
governors are removed prematurely, irrespective of their term of five years
and they need protection in this respect so that they may not opt for the acts
detrimental to the constitutional spirit in order to save their term of five
years. Hypothesis can be spelled out in the following points:-
1. Political scenario in India is changing fast.
2. Governor is the victim of changed political scenario in regards to
his appointment and removal.
3. The insecure position of the Governor in politico-legal order of
India.
4. Insecurity of term derives him to act on the dictates of Central
Government.
5. The security of tenure must be insured which requires the suitable
amendment in Constitution of India.
1.9 Conclusive Remarks
Hence, the above narrated structure brings forth the justification of
certain requisite amendments in the Constitution to uniformly regulate the
appointment and removal of Governors in India in the light of reports of
various Committees, Commissions and judicial pronouncements. The
constitutional provisions relating to institution of Governor require being
revigourated and redefined.