Urban Forestry Strategy 11-08-2010
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Transcript of Urban Forestry Strategy 11-08-2010
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1
The Role of Our Urban Forest in
the Chicago Metropolitan Regions Future
Authors:
Edith Makra Kusnierz, Community Trees Advocate, The Morton Arboretum
John Dwyer, Ph.D., Research Associate, The Morton Arboretum
October 2010
Edited by Laurie Casey, The Morton Arboretum
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Contents
IntroductionTrees throughout the region constitute a valuable urban and community forest
resource.
Section I. Definition of Urban Forest and Urban ForestryUrban forestry is the art, science, and
technology of managing trees, forests, and natural systems in and around cities, suburbs, and
towns.
Section II. BenefitsThe urban forest contributes many environmental, social, and economic
services to people and communities.
Section III. HistoryThe concept of urban forestry has been influenced by social, commercial,
political, and environmental forces.
Section IV. Landowners and Land ManagersPublic, private, and, not-for-profit groups manage
segments of the urban forest. To understand the urban and community forest as a whole,
functioning ecosystem, we need to understand these component parts.
Section V. Urban Forest Composition and ExtentUnderstanding the urban forests structure,
function, and value can promote management and policy decisions that will improve human
health and environmental quality.
Section VI. Regional Challenges: Sustaining Appropriate Tree Canopy Cover Over TimeThe
major challenge concerning the regions urban and community forest is to sustain an
appropriate tree canopy cover over time, which involves meeting threats to the existing treecanopy, and resolving the limitations on the establishment of future tree canopy.
Section VII. OpportunitiesWe can capitalize on existing factors to better manage the urban
forest to claim vital environmental services and other social and economic benefits. In doing so,
we can achieve broader regional goals.
Section VIII. Strategies for Regional LeadershipAdditional research and coordinated regional
planning can help harness the urban forests power to enhance quality of life.
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Introduction
Trees throughout the region constitute a valuable urban and community forest resource that
contributes significantly to human health and quality of life. Beyond aesthetic value and socialwell-being, the urban forest provides essential ecosystem services to clean the air, protect and
clean water, support biodiversity, shelter homes, and conserve energy. As we prepare for a
region with 2.8 million new residents by 2040, the services provided by the urban forest will be
invaluable. Growing a more robust, healthy urban forest will help achieve greater community
livability and quality of life in the region.
Efforts needed to create and sustain a robust urban forest are interdependent with the efforts
needed to address major land use and environmental issues being considered in GO TO 2040.
The nature of new residential and commercial development shapes how much and what kind of
space is available for growing trees, for example. Storm water management, air quality, and
energy conservation strategies should consider the substantial role trees play. Public policy
priorities can foster investment in the urban forest or detract from it.
The urban forest is not managed by one single entity that could plan and implement a
comprehensive strategy to maximize its benefits. The ownership, composition, quality, and
functional value of the urban forest vary greatly across the region and by ownership and land
use types. A more cohesive regional approach is needed to knit together policies and priorities
in order to improve the quality and extent of present and future urban forest capacity.
Therefore, the urban forest must be seen as a vital component of planning at the local and
regional levels.
This paper defines urban forestry, makes the case for the importance of the urban forest, and
lays the groundwork for critical regional leadership in urban forestry. We also point out
opportunities for enhanced management and use of the urban forest to better serve the entire
region. These opportunities can be realized through interdisciplinary collaboration between
development, transportation, environmental, and economic policies and programs.
I. Definition of Urban Forest and Urban Forestry
The urban and community forest is the forest that surrounds us in our daily lives. The trees and
other plants that create a canopy over communities characterize the urban forest. We do not
travel to visit the urban forest, but rather step out into it as we retrieve the morning paper
under our own shade tree. Maybe the day starts with a walk along tree-lined streets to a train
station, then a train ride dashing through a canopy of trees along the right-of-way, traversing
public, private, and institutional lands sprinkled with trees. Downtown, the urban forest lives in
landscaped plazas and sidewalk pits that soften harsh lines of the city streetscape and
moderate temperatures and solar radiation. At days end, we may refresh ourselves with a
walk through a neighborhood park or nearby forest preserve. All of these treessome planted,
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some naturally occurring, some carefully cultivated, some unmanagedcontribute to the
quality of life in the region. Viewed as a whole, this vast resource is the urban forest.
The urban landscape is most effectively viewed as an urban ecosystem, with each part relating
to and affecting the whole. People and all the structures and institutions that support us are
interdependent with the soil, water, plants, and animals that are part of the urban forest. Treesare the most prominent, recognizable feature of an urban forest, but trees alone do not define
it. Natural forests and other plant communities are often not sustainable as small fragments
interspersed with populated areas. In these situations, human activity disturbs natural
processes, and these processes must be augmented by management practices. Similarly,
landscapes planted in developed areas can be planned and managed to contribute to urban
ecosystem health and sustainability.
Urban forestry is defined as the art, science, and technology of managing trees, forests, and
natural systems in and around cities, suburbs, and towns for the health and well-being of all
people.1
This discipline naturally fits with planning processes that strive to improve the quality
of life for the region. Local and regional planning strategies should be crafted that recognize
urban forestry and aim to maximize its potential to contribute to regional well-being.
Urban forestry management borrows to some degree from traditional forestry. Some
fundamental management practices, like tree planting and removal, mimic the dynamics of a
natural forest life cycle. Mulching around the base of newly-planted trees mimics the ground
conditions in a forest environment. Public works and transportation system management also
influence urban forest management, as do some principles of natural resource management.
But why manage an urban forest? If nature takes care of trees in a naturally occurring forest,
why do we have to take care of trees in our urban forest? The answer is that trees evolved inforests with companion organisms and conditions that are no longer present in the urban
environment. Thus, arboricultural practices aim to replace some of the components of nature
to help trees flourish among human neighbors. Some practices, like pruning to remove weak
branches, are essential for trees and people to live harmoniously in the urban environment.
Urban forestry strategies are relevant to all landowners whose objective is to sustain a canopy
of trees for the benefits they provide topeople. Managing forest lands and natural areas for
biodiversity objectives requires a different, but complementary strategy. For a fuller discussion
of management practices, see Appendix A. They are representative of the urban forest
stewardship management activities that enhance community livability.
1Planning the Urban Forest, Ecology, Economy and Community Development, American Planning Association,
PAS Report # 555
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II. Benefits
One of the first considerations in developing a strong and comprehensive urban forestry
program is determining the desired outcomes from managing vegetation in cities.2 Urban trees
offer multiple benefits that contribute greatly to the quality of life and livability of communities.
Through proper planning, design, and management, urban trees can mitigate many of theenvironmental impacts of urban development by moderating temperature, reducing building
energy use and atmospheric carbon dioxide (CO2), improving air quality, lowering rainfall runoff
and flooding, and reducing noise levels. Not only are substantial environmental benefits
attributed to trees, there are sophisticated tools and models that allow us to estimate those
services and quantify their value. Economic benefits are well understood and substantiated
through cost/benefit studies. (See Section VII. Opportunities: C. Cost Effectiveness)
Trees and associated forest resources can also significantly influence the social and economic
environment of a city. They can define community identity, add beauty, encourage active
living, directly improve human physical and mental health, and foster a more meaningful
connection between people and the natural environment. The benefits associated with trees
are highly variable within and among urban areas and are sometimes difficult to measure.
Nevertheless, these benefits reflect the important contributions of trees and forests to the
quality of life for urban dwellers.
The discussion below highlights how trees provide some of these important benefits.
A. Energy Conservation
Trees reduce energy needs for heating or cooling by shading buildings in the summer, thus
reducing summer air temperatures, and by blocking winter winds. Strategically placing trees tomaximize summer shading has been shown to be an effective energy conservation practice. In
the Midwest, trees placed to shade the west wall can reduce annual energy consumption by up
to 7%, though any shading on south walls can actually increase winter heating demands.3
Trees
planted to the south should be selected and pruned to allow the sun to reach south walls in
midwinter. Evergreen trees can work as windbreaks to block winter winds when planted to the
north, northwest, and west of the building.
Proper tree placement near buildings maximizes energy conservation. For example, average
annual energy savings in cooling and heating a typical residence with an energy-efficient
planting design in Madison, WI, were about 4% greater than a residence with no trees and 13%
2This section draws heavily on Nowak, D.J. and J.F. Dwyer 2007. Understanding the benefits and costs of urban
ecosystems. In: Urban and Community Forestry in the Northeast 2nd
Edition. ED. J.E. Kusar. Springer Publishers.
3McPherson, E.G 1994. Energy saving potential of trees in Chicago. Pp 83-94 In: McPherson, E.G., Nowak, D.J.,
and Rowntree, R.A. 1994 Chicagos urban forest ecosystem: Results from the Chicago urban forest climate project.
Gen Tech Rep. 186. USDA Forest Service. Northeastern Forest Experiment Station. Radnor, PA.
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greater than one with improperly placed trees 4. Other studies have found that energy use in a
house with trees can be 20% to 25% lower per year than that for the same house in an open
area5.
At the community level, a robust urban forest
canopy can help mitigate the urban heat islandeffect by providing direct shade to cool
structures and paved surfaces and by
evaporative cooling that lowers ambient air
temperatures. Together, these reduce energy
demands for summer cooling. Utilities in many
parts of the country have embraced the energy
conservation features of community trees and
support tree planting programs.
B. Air Quality
Trees influence air quality in a number of ways
that are overwhelmingly positive, but
sometimes negative. These can be summarized
in terms of the letters T-R-E-E, which stand for6:
Temperature reduction and other microclimatic effects. By lowering air temperatures, trees
lower the emission of volatile organic compounds (VOCs) from both vegetation and human
sources (for example, gasoline), thus reducing the potential for ozone formation.
Removal of air pollutants. Trees remove pollution from the air by intercepting airborne particleson their leaves and branches, and absorbing gaseous pollutants into their leaves via stomata7.
Once inside the leaf, gases diffuse into intercellular spaces and may be absorbed by water films
to form acids or react with the inner surfaces of leaves. Some intercepted particles can be
absorbed into the tree89, though most are temporarily retained on the plant surface. The
particles may be re-suspended to the atmosphere, washed off by rain, or dropped to the
ground with leaf and twig fall10. Sustaining widespread healthy forest cover through
4McPherson, E. G. 1987. Effects of vegetation on building energy performance. Ph.D diss., SUNY College of
Environmental Science and Forestry, Syracuse, NY.5
Heisler, G. M. 1986. Energy savings with trees. J. Arboric. 12(5): 113-125.6
Nowak, D.J. 1995. Trees pollute? A "TREE" explains it all. In: Proceedings of the 7th National Urban Forestry
Conference. American Forests. Washington, DC. pp. 28-30.7
Smith, W.H. 1980. Air Pollution and Forests, Springer-Verlag, New York.8
Ziegler, I. 1976. The effect of air-polluting gasses on plant metabolism. In: Environmental Quality and Safety,
Volume 2. Academic Press, New York. pp. 182-208.9
Rolfe, G.L. 1974. Lead distribution in tree rings. For. Sci. 20(3): 283-286.10
Smith, W.H. 1980. Air Pollution and Forests. Springer-Verlag, New York.
Case Study: Iowa Utility Tree Planting
Partnership
Legislation enacted in Iowa in 1990 requiredutility companies to spend a portion of their
revenues to promote more efficient energy
use. Among the programs that resulted was
a partnership between utilities and the not-
for-profit Trees Forever to plant trees. The
partners implemented projects to plant
trees in energy efficient landscapes, replace
trees conflicting with power lines, to plant
trees for beautification, and more. Since its
inception, the program has paired
volunteers, resources, and communities to
plant 1.1 million trees that conserved anestimated 14.6 million kilowatt-hours of
energyenough to power 1,460 homes for a
year. Source: Alliance for Community Trees,
www.actrees.org
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comprehensive urban forestry programs can lower local short-term levels of air pollution by 5%
or more.11
Emission of VOCs and tree
maintenance emissions. Trees
also emit various VOCs thatcan contribute to the
formation of ozone (O3).
Energy effects on buildings. By
reducing building energy
requirements, trees reduce
pollutant emissions from
power plants, thereby
improving air quality.
Increasing tree cover in urban areas will lead to greater pollution removal, as well as reduced
air temperatures that can help improve urban air quality. Factors that affect pollution removal
by trees include the amount of healthy leaf-surface area, concentrations of local pollutants, and
local meteorology.
C. Urban Hydrology
By intercepting and retaining or slowing the flow of precipitation reaching the ground, urban
forests can play an important role in urban hydrologic processes. They can reduce the rate and
volume of storm water runoff, decrease flood damage, reduce storm water treatment costs,
and enhance water quality. Estimates of runoff for an intense storm in Dayton, OH, showedthat the existing trees reduced potential runoff by 7% and that a modest 7% increase in tree
cover would reduce runoff by nearly 12%12. A study of the Gwynns Falls watershed in Baltimore
indicated that heavily forested areas can reduce total runoff by as much as 26% and increase
low-flow runoff by up to 13% compared with non-treed areas in existing land cover and land
use conditions13. Further, tree cover over pervious surfaces (such as soil and turf) reduced total
runoff by as much as 40%; while tree canopy cover over impervious surfaces (such as concrete
and asphalt) had a limited effect on runoff. In reducing runoff, trees function like
retention/detention structures. In many communities, reduced runoff due to rainfall
interception also can reduce costs of treating storm water by decreasing the volume of water
handled during periods of peak runoff
14
.
11Nowak, D.J., Crane, Daniel E., Stevens, Jack C. 2006. Air pollution removal by urban trees and shrubs in the
United States. Urban Forestry and Urban Greening 4 (2006):115-123.12
Saunders, R.A, 1986. Urban vegetation impacts on urban hydrology of Dayton, Ohio. Urban Ecol. 9:361-376.13
Neville, L.R. 1986. Urban watershed management: the role of vegetation. Ph. D. diss., SUNY College of
Environmental Science and Forestry, Syracuse, NY.14
Saunders, R.A, 1986. Urban vegetation impacts on urban hydrology of Dayton, Ohio. Urban Ecol. 9:361-376.
Case Study: TREE Benefits
An Assessment of Chicagos Urban Forest in 2009 Found:
Number of trees: 3,585,000Pollution removal: 888 tons/year ($6.4 million/year)
Carbon storage: 716,000 tons ($14.8 million)
Carbon sequestration: 25,200 tons/year ($521,000/year)
Building energy savings: $360,000/year
Source: Nowak, David J., Hoehn, Robert E. III., Crane, Daniel E.,
Stevens, Jack R., Leblanc Fisher, Cherie. 2010.Assessing Urban
Forest Effects and Values, US Forest Service Northern Research
Station, Bulletin NRS-37, 2010
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D. Noise Reduction
Properly designed plantings of trees and shrubs can reduce noise levels significantly. Leaves and
stems reduce transmitted sound primarily by scattering it, while the ground absorbs sound15.
For optimum noise reduction, trees and shrubs should be planted close to the noise source
rather than the receptor area16
. Wide belts (30 meters) of tall dense trees combined with softground surfaces can reduce apparent loudness by 50% or more. Although noise reduction from
plantings along roadsides in urbanized areas often is limited due to narrow roadside planting
space (less than 10 feet in width), reductions in noise of 3 to 5 decibels can be achieved with
narrow dense vegetation belts with one row of shrubs roadside and one row of trees behind.17
Vegetation also can mask sounds by generating its own noise as wind moves tree leaves or as
birds sing in the tree canopy. These sounds may make individuals less aware of offensive noises
because people are able to filter unwanted noise while concentrating on these more desirable
sounds18. The perception of sounds by humans also is important. By visually blocking the sound
source, vegetation can reduce individuals perceptions of the amount of noise they actually
hear19. The ultimate effectiveness of plants in moderating noise is determined by the sound
itself, the planting configuration used, and the proximity of the sound source, receiver, and
vegetation, as well as climatic conditions.
E. Urban Wildlife and Biodiversity
There are many benefits associated with urban vegetation that contribute to the long-term
functioning of urban ecosystems and the well-being of urban residents. These include wildlife
habitat and enhanced biodiversity20. Urban wildlife can serve as biological indicators of changes
in the health of the environment. For example, the decline of certain bird populations has been
traced to overuse of pesticides. Urban wildlife also can provide economic benefit to individualsand society21. For example, bird feeding supports a $170- to $517-million industry in the United
States2223.
15Aylor, D.E. 1972. Noise reduction by vegetation and ground. J. Acoust. Soc. Am. 51(1): 197-205
16Cook, D.I. and Van Haverbeke, D.F. 1971. Trees and shrubs for noise abatement. Res Bull. 246. Nebraska
Agricultural Experiment Station, Lincoln.17
Reethof, G. and McDaniel O.H. 1978 Acoustics and the urban forest. In: Proceedings of the National Urban
Forestry Conference. Syracuse NY pp 321-329.18
Robinette, G.O. 1972. Plants, People and Environmental Quality. USDI National Park Service. Washington DC.19
Anderson, L.M., Mulligan, B.E., and Goodman, L.S. 1984. Effects of vegetation on human response to sound. J.
Arboric. 10(2): 45-49.20
VanDruff, L.W., Leedy, D.L., and Stearns, F.W. 1995. Urban wildlife and human wellbeing. IN: Urban Ecology
as the Basis of Urban Planning. (H. Sukopp, M, Numata, A. Huber, eds.) SPB Academic Publishing, Amsterdam,
pp. 203-211.21
Ibid22
DeGraaf, R.M. and Payne, B.R. 1975, Economic values of nongame birds and some research needs. Trans. North
Am. Wildl. and Natur. Resour. Conf. 40:281-287.23
Lyons, J.R. 1982. Nonconsumptive wildlife-associated recreation in the U.S.: Identifying the other constituency.
Trans North Am. Wildl. and Nat. Resour. Conf. 47: 677-685.
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Surveys have shown that most city dwellers enjoy and appreciate wildlife in their day-to-day
lives24. Among the State ofNew Yorks metropolitan residents, 73% showed an interest in
attracting wildlife to their backyard25. Feelings of personal satisfaction from helping wildlife
were the most frequently reported reason for feeding wildlife in backyards26.
Urbanization can sometimes lead to the creation and enhancement of animal and plant
habitats, which, in turn, usually increases biodiversity. For example, tree species diversity and
richness in Oakland, CA, increased from about 1.9 (Shannon-Weiner diversity index value) and
10 species in 1850 to an index value of 5.1 and more than 350 species in 198827. However, the
introduction of new plant species into urban areas can lead to problems for managers in
maintaining native plant structure, as exotic plants can invade and displace native species in
forest stands.
Urban forests can act as reservoirs for endangered species. For example, 20 threatened or
endangered animal species and 130 plant species are listed for Cook County, the most
populated county of the Chicago metropolitan area28. In addition, residents of urban areas are
increasingly preserving, cultivating, and restoring rare and native species and ecosystems29.
Because of increased environmental awareness and concerns about quality of life and
sustainability of natural systems, ecological benefits of the urban forest are likely to increase
over time30.
F. Benefits to Individuals
Urban trees improve human health in a wide variety of ways, ranging from improved air quality
to reduction of stress and inter-personal conflict. Urban trees provide beauty and are among
the most important features contributing to the aesthetic quality of residential streets andcommunity parks31. Perceptions of aesthetic quality and personal safety are related to factors
24Shaw, W.W., Magnum, W.R. and Lyons, J.R. 1985. Residential enjoyment of wildlife resources by Americans.
Leisure Sci. 7:361-375.25
Brown, T. L. Dawson, C.P. and Miller, R.C. 1979. Interests and attitudes of metropolitan New York residents
about wildlife. Trans. 44th
North Am. Wildl. and Nat. Resour. Conf. 44:289-297.26
Yeomans, J.A. and Barclay, J.S. 1981. Perceptions of residential wildlife programs. Trans. North. Am. Wildl. and
Nat Resour. Conf. 46:390-395.
27 Nowak, D.J. 1993. Historical vegetation change in Oakland and its implications for urban forest management. J.Arboric 19(5): 313-319.28
Howenstine, W.R. 1993. Urban forests as part of the whole ecosystem. In: Proc 6th
Natl. Urban For. Conf. (C.
Kollin, J. Mahon, L. Frame, eds.) American Forests, Washington, DC. pp 118-120.29
Ibid.30
Dwyer, J.F., McPherson, E.G., Schroeder, H.W., and Rowntree, R.A. 1992. Assessing the benefits and costs of
the urban forest. J. Arboric. 18(5): 227-234.31
Schroeder, H.W. 1989. Environment, behavior, and design research on urban forests. In: Advances in
Environment, Behavior, and Design. (E.H. Zube and GL. Moore eds.) Plenum Press, New York pp. 87-107.
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such as the number of trees per acre and viewing distance32. Urban trees and forests provide
significant emotional and spiritual experiences that are important in people's lives and can
foster a strong attachment to particular places and trees333435. A wide range of individual
benefits have been associated with volunteer tree planting and care and further exploration of
these opportunities is warranted3637. Volunteers continue to play an increasingly important role
in urban forestry efforts such as conducting tree inventories38
. Chicago-area residents canreceive training in tree planting and care and perform volunteer work for public trees through
Openlands TreeKeepers program39.
Nearby nature, even when viewed from an office window, can provide substantial psychological
benefits that affect job satisfaction and a persons well being40. Reduced stress and improved
physical health for urban residents have been associated with the presence of urban trees and
forests in a number of environments. Living in a green environment has been associated with a
wide range of individual benefits, including improved learning and behavior by children in
urban areas414243. Experiences in urban parks have been shown to change moods and reduce
stress44, and to provide privacy refuges45. Hospital patients with window views of trees have
32Schroeder, H.W. and Anderson, L.M. 1984. Perception of personal safety in urban recreation sites. J. Leisure
Res. 16:178-191.33
Chenoweth, R.E. and Gobster, P.H. 1990. The nature and ecology of aesthetic experiences in the landscape.
Landscape J. 9:1-18.34
Dwyer, J.F., Schroeder, H.W., and Gobster, P.H. 1991. The significance of urban trees and forest: Toward a
deeper understanding of values. J. Arboric. 17:276-284.35
Schroeder, H.W. 1991. Preference and meaning of arboretum landscapes: Combining quantitative and qualitative
data. J. Environ. Psych. 11:231-248.
Schroeder, H.W. 2002. Experiencing nature in special places. J. Forestry 100(5):8-14
Schroeder, H.W. 2004. Special places in the Lake Calumet Area. USDA Forest Service North Central Research
Station General Technical Report 249. St. Paul MN. 23pp.36 Westphal, L.M. 1993. Why Trees? Urban forestry volunteers values and motivations. In: Managing Urban and
High Use Recreation Settings. (P.H. Gobster, ed.). Gen. Tech. Rep. NC-163. USDA Forest Service, North Central
Forest Experiment Station, St. Paul MN. pp. 19-23.37
Sommer, R. 2003. Trees and human identity. In: Identity and the natural environment: The psychological
significance of nature. (S. Clayton and S. Opotow, Eds.) MIT Press. Cambridge and London. pp. 179-204.38
Bloniarz, D.V. and Ryan. H.D.P. 1996. The use of volunteer initiatives in conducting urban forest inventories. J.
Arboric. 22(2):75-82.39
Openlands website, http://openlands.org/Community-Greening/Projects/urban-forestry.html, September 201040
Kaplan, R. 1993. Urban forestry and the workplace. In. Managing urban and high use recreation settings. (P. H.
Gobster, ed.). Gen. Tech. Rep. USDA Forest Service. North Central Forest Experiment Station. NC-163. St. Paul
MN. Pp. 41-45.41
Taylor, A.F., Kuo, F.E., and Sullivan, W.C. 2001. Coping with ADD: The surprising connection to green
playsettings, Env. and Behav. 33(1): 54-77.42 Taylor, A.F., Kuo, F.E., and Sullivan, W.C. 2001. Views of nature and
self discipline: Evidence from inner-city children. J. Env. Psych. 21: 49-63.42
Taylor, A.F., Kuo, F.E., and Sullivan, W.C. 2001. Views of nature and self discipline: Evidence from inner-city
children. J. Env. Psych. 21: 49-63.43
Wells, N.M. 2000. At home with nature: Effects of greening on childrens cognitive functioning. Env. and
Behav. 32(5): 775-795.44
Hull, R.B. 1992. Brief encounters with urban forests produce moods that matter. J. Arboric. 18(6): 322-324.
Kaplan, R., and Kaplan, S. 1989. The experience of nature: A psychological approach. Cambridge University Press,
Cambridge, UK.
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been shown to recover significantly faster and with fewer complications than comparable
patients without such views46. In addition, tree shade reduces ultraviolet radiation and thus can
help reduce health problems associated with increased sun exposure, such as cataracts and skin
cancer47.
As public concern about adult and childhood obesity grows, trees and forests are receivingincreasing attention. They can serve as environments that encourage exercise, such as playing
in well-landscaped parks or running along tree-lined streets and trails. The strenuous, physical
work involved in caring for trees and landscapes can also be a way for volunteers to get
exercise48. A comprehensive overview of the relationship between urban design and human
health concluded, There are strong public health arguments for the incorporation of greenery,
natural light, and visual and physical access to open space in homes and other buildings49.
G. Benefits to Communities
Urban forests can make important contributions to the economic vitality and character of a city,
neighborhood, or subdivision. It is no accident that many cities, towns, and subdivisions are
named after trees. Oak Brook, Elmhurst, and Sycamore are just a few examples. Further, many
cities strive to be a Tree City USA. Often, trees and forests on public landsand on private
lands to some extentare significant "common property" resources that contribute to the
economic vitality of an entire area50. The substantial efforts that many communities undertake
to develop and enforce local tree ordinances and manage their urban forest resources attest to
the significant return that they expect from these investments.
A stronger sense of community and empowerment of inner city residents to improve
neighborhood conditions can be attributed to involvement in urban forestry efforts51. Active
involvement in tree-planting programs has been shown to enhance a communitys sense ofsocial identity, self-esteem, and territoriality; it teaches residents that they can work together
to choose and control the condition of their environment. Planting programs also can project a
45Hammitt, W.E. 2002. Urban forests and parks as privacy refuges. J. Arboric. 28(1): 19-26
46Ulrich, R.S. 1984. View through a window may influence recovery from surgery. Science 224: 420-421.
47Heisler, G.M. Grant, R.H., Grimmond, S., and Souch, C., 1995. Urban forests cooling our communities? In:
Proc. 7th
Natl. Urban For. Conf. (C. Kollin, and M Barratt, eds.) American Forests, Washington, D.C., pp 31 -34.48
Librett, J., Yore, M., Buchner, D.M. and Schmid, T.L. 2005. Take pride in Americas health: V olunteering as a
gateway to physical activity. Am. J. Health Ed. 36(1): 8-13.49
Jackson, L.E. 2003. The relationship of urban design to human health and condition. Lands. Urb. Plann. 64: 191-
200.50Dwyer, J.F., McPherson, E.G., Schroeder, H.W., and Rowntree, R.A. 1992. Assessing the benefits and costs of the
urban forest. J. Arboric. 18(5): 227-234.51
Feldman, R. and Westphal L. 1999. Restoring participatory design and planning: Incorporating community
empowerment as a tool for social justice. Places. 12(2): 34-37.
Westphal, L.M. 1999. Empowering people through urban greening projects: Does it happen? In: Proc. 1999 Natl.
Urban For Conf. (C. Kollin, ed.) American Forests, Washington DC. pp 60-63.
Westphal, L.M. 2003. Why Trees? Urban forestry volunteers va lues and motivations. In: Managing Urban and
High Use Recreation Settings. (P.H. Gobster, ed.). Gen. Tech. Rep. NC-163. USDA Forest Service, North Central
Forest Experiment Station, St. Paul MN. pp. 19-23.
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visible sign of change and provide the impetus for other community renewal and action
programs52. Several studies have shown that participation in tree planting programs influences
individuals perceptions of their community.53 Conversely, a loss of trees within a community
can have a significant psychological effect on residents54. A useful framework for considering
social benefits of urban and community forestry projects has been developed and illustrated
with community examples55
.
Urban trees and forests can help alleviate some of the hardships of inner city living, especially
for low-income groups56. Extensive research in inner city areas of Chicago suggests that urban
trees and forests contribute to stronger ties among neighbors, greater sense of safety and
adjustment, more supervision of children in outdoor places, healthier patterns of childrens
play, more use of neighborhood common spaces, fewer incivilities, fewer property crimes, and
fewer violent crimes57.
While there is sometimes concern over the influence of trees and other vegetation in urban
areas on the incidence of crime, research has provided management guidelines that can reduce
the fear of crime in urban forest areas5859.
Streetscape greening has been shown to positively affect customers purchasing behavior,
suggesting important benefits to commercial establishments and a basis for partnerships with
52Ibid.
53Sommer, R., Learey, F., Summit, J., and Tirell, M. 1994. Social benefits of resident involvement in tree planting:
Comparisons with developer-planted trees. J. Arboric. 20(6):323-328.
Sommer, R.,Learey, F., Summitt, J., Tirrell, M. 1994. Social benefits of residential involvement in tree planting. J.
Arboric. 20(3): 170-175.
Somer , R. Summitt, J., Learey, R. and Tirrell, M. 1995. Social and educational benefits of a community shade treeprogram: A replication. J. Arboric. 21(5): 260.
Sommer, R. 2003. Trees and human identity. In: Identity and the natural environment: The psychological
significance of nature (S. Clayton and S Opotow, eds.) MIT Press. Cambridge and London, pp 179-204.54
Hull, R.B. 1992. How the public values urban forests. J. Arboric. 18(2): 98-10155
Westphal, L.M. 2003. Why Trees? Urban forestry volunteers values and motivations. In: Managing Urban and
High Use Recreation Settings. (P.H. Gobster, ed.). Gen. Tech. Rep. NC-163. USDA Forest Service, North Central
Forest Experiment Station, St. Paul MN. pp. 19-23.56
Dwyer, J.F., McPherson, E.G., Schroeder, H.W., and Rowntree, R.A. 1992. Assessing the benefits and costs of
the urban forest. J. Arboric. 18(5): 227-234.57
Kuo, F.E. 2003. The role of arboriculture in healthy social ecology. J. Arboric. 29(3): 148-155
Kuo, F.E. and Sullivan, W.C. 2001. Environment and crime in the inner city: Does vegetation reduce crime? Env.
And Behav. 33(3): 343-364.Kou, F.E., and Sullivan, W.C. 2001. Aggression and violence in the inner city: Impacts of environment via mental
fatigue. Env. and Behav. 33(4): 543-571.
Kuo, F.E, Bacaucia, M., and Sullivan, W.C. 1998. Transforming inner-city landscapes: Trees, sense of safety, and
preference. Env. and Behav. 30(1): 28-59.
Sullivan, W.C, and Kuo, F.E. 1996. Do trees strengthen urban communities, reduce domestic violence? Arborist
News 5(2): 33-34.58
Schroeder, H.W. and Anderson, L.M. 1984. Perception of personal safety in urban recreation sites. J. Leisure Res.
16:178-191.59
Michael, S.E., and Hull, R.B. 1995. Effects of vegetation on crime in urban parks. Arborist News. February p. 45.
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the business community in urban forest planning and management60. However, improper
landscaping of business areas can have a negative impact by blocking business signs or reducing
the attractiveness of the area.
H. Real Estate Values
The sales value of real estate reflects the benefits that buyers attach to attributes of the
property, including vegetation on and near the property. In addition, increased real estate
values generated by trees also produce direct economic gains to local governments through
property taxes.
A survey of sales of single-family homes in Athens, GA, indicated that landscaping with trees
was associated with an increase in sales prices of 3.5% to 4.5%61. Builders have estimated that
homes on wooded lots sell on average for 7% more than equivalent houses on un-wooded
lots62. A recent study in Athens, GA, indicates that a 1% increase in relative tree cover is
associated with an increase of $296 in residential value63. A study of small urban-wildland
interface properties in the Lake Tahoe Basin indicates that forest density and health
characteristics contributed between 5% and 20% to property values64. Shopping centers often
landscape their surroundings to attract shoppers, thereby increasing the value of the business
and shopping center65.
Parks and greenways have been associated with increases in nearby residential property
values66. Some of these increased values have been substantial, and it appears that parks with
"open space character" add the most to nearby property values. Part of the contribution to the
value of residential property is associated with the view from that property. One study suggests
60Wolf, K. L. 2003. Public response to the urban forest in inner-city business districts. J. Arboric. 29(3): 117-126.
Wolf, K.L. 2004. Trees and business district preferences: A case study of Athens, Georgia US. J. Arboric. 30(6):
336-346.61
Anderson, L.M., and Cordell, H.K. 1988. Influence of trees on residential property values in Athens, Georgia
(USA): A survey based on actual sales prices. Landscape and Urban Plann. 15: 153-164.62
Selia, A.F., and Anderson, L.M. 1982. Estimating costs of tree preservation on residential lots. J. Arboric.8: 182-
185.
Selia, A.F. and Anderson, L.M. 1984. Estimating tree preservation costs on urban residential lots in metropolitan
Atlanta. Georgia For. Res. Pap. No. 48.63
Sydor, T.; Bowker, J.M.; Newman, D.H. and Cordell, H.K. 2005. Valuing trees in a residential setting: Revisiting
Athens, Clark County, Georgia. 15 pp.64
Thompson, R., Hanna, R., Noel, J., and Piirto, D. 1999. Valuation of tree aesthetics on small urban-interfaceproperties. J. Arboric. 25(5): 225-234.65
Dwyer, J.F., McPherson, E.G., Schroeder, H.W., and Rowntree, R.A. 1992. Assessing the benefits and costs of
the urban forest. J. Arboric. 18(5): 227-234.66
Correll, M, Lillydahl, J., and Single, L. 1978. The effects of greenbelts on residential property values: Some
findings on the political economy of open space. Land Econ. 54: 207-217.
More, T.A., Stevens, T., and Allen, P.G. 1988. Valuation of urban parks. Landscape and Urban Plann. 15:139-152.
Crompton, J.L. 2004. The proximate principle: The impact of parks, open space and water features on residential
property values and the property tax base. National Recreation and Park Association, Ashburn VA. 184 pp. plus
appendix.
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that a good view adds 8% to the value of a single-family house67. A premium of 5% to 12% in
housing prices in the Netherlands was associated with an attractive landscape view from the
property68.
III. History
In the United States, trees and gardens were first recognized as important features of livable
cities by the City Beautiful and Garden City movements in the late 19 th and early 20th centuries.
Though the City of Chicago was incorporated in 1837 with the motto, Urbs in Horto or City in
a Garden, Chicago in its early development had few green amenities. Following a period of
rapid, haphazard growth and industrial development, green spaces grew to be seen as essential
to public health and the image of civil society.
The Plan of Chicago, published in 1909, laid out networks of green boulevards, regional parks,
and forest preserves. Soon after, the Chicago Tree Committee was formed; the first street tree
ordinance was adopted; and the first City Forester was hired to oversee the preservation,
cultivation, and planting of shade trees.69
The suburb of Riverside was platted in a park-like way, with residences separated by patches
of the untouched, original forest.70
At about the same time, real estate developer William
Robbins invested in 800 acres that is now Hinsdale, planting thousands of young shade trees
before he sold the lots so that when they matured they would transform barren Hinsdale into
a grove and her streets into cool cathedral aisles. The trees attracted buyers, and his success
started a tree planting trend among other developers.71
In the early 1900s, residential streets were planted with American elms. This fast-growing,
resilient tree formed much-beloved cathedral-like canopies defining the character ofcommunities like Evanston, Oak Park, Elmhurst, and Chicago. But starting in the 1950s a
devastating exotic pest was introduced to the eastern seaboard and came west. Dutch elm
disease spread rapidly up and down tree-lined residential streets, forever changing the
ambiance of neighborhoods. As tragic as that was, the infestation gave birth to a new approach
to managing community trees that was rooted in traditional forestryurban forestry.
In the 1990s, the US Forest Service reframed urban and community forests as urban
ecosystems and began quantifying the environmental services they provide.72
As the concept
67 Rodriquez, M., and Sirmans, C.F. 1994 Quantifying the value of a view in single-family housing markets.Apprais. Journ. October 1994:600-603.68
Luttik, J., 2000. The value of trees, water and open space as reflected by house prices in the Netherlands. Lands.
Urb. Plann. 48: 161-167.69
Prost, 191170
Schick, L, Chicago and its Environs: A Handbook for the Traveler, 1891, p. 41771
Bakken, Timothy H., Hinsdale. Published in 1976 by the Hinsdale Doings72
An Ecosystem Approach to Urban And Community Forestry, A Resource Guide, Northeastern Area State and
Private Forestry, US Forest Service, July 1993, Module 1
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of green infrastructure has taken root, the urban forest has come to be seen as a holistic
system of interconnected natural and cultivated landscapes that support trees, people, and
biological diversity. This new approach values the environmental, social, and economic services
of the urban forest and offers greater opportunities to enhance and reap these benefits for
area residents. However, it also demands strong and creative leadership at the regional level
and across organizations and disciplines.
IV. Landowners and Land ManagersTo understand the urban and community forest as a whole, functioning (urban) ecosystem,
each of the component parts needs to be understood as well. This section discusses the land
managers overseeing the different components. Public, private, and not-for-profit groups are
currently managing segments of the urban forest. However, an expansive regional perspective
could best identify opportunities to enhance the urban forest. By looking at the urban forest in
a more cohesive way, potential benefits could be maximized to improve the well-being of
people living in the region.
The urban forest lies on small and large parcels of land and in diverse corridors, and is affected
directly and indirectly by diverse policies with a broad range of objectives. At the smallest
scale, individual trees are often highly valued and may be intensively cared for. At the largest
scale, forested landscapes, together with grasslands, wetlands, and farmland, form the green
infrastructure system and may be managed for biodiversity, recreation, or receive little or no
management.
This diversity of ownership and management is both an asset and a liability. No one
management strategy is best for park land managers and for utilities and for municipalities.
Stewardship of the urban forest is not subject to constraints of any one kind of agency orproperty owner. Strong regional or sub-regional leadership is needed to knit together the
numerous stakeholders and objectives into a vital, comprehensive approach
A. Residential LandownersThe urban forest begins at home. Indeed, the residential landscape is the first connection that
most people have to the natural world. Their understanding of this most intimate of natural
systems shapes their expectations of public and private land management. In the best
situations, homeowners may choose to plant trees that bring seasonal color, attract birds,
provide shade, or provide screening. Homeowners may also landscape for maximum energy
conservation by strategically shading their homes and diverting wind. Professional arborists
provide services to help homeowners nurture valued landscape trees, keep pests at bay and
prune the crowns to maximize beauty and function. But in other instances, residents may
object to mature trees or not plant trees at all, and valuable environmental services are lost to
residents and the community.
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B. Homeowner AssociationsAt the next scale, homeowner associations can be influential stewards of the urban
environment. Definitive information is lacking on the number of homeowner associations in
northeastern Illinois and the number of residents they represent, but they are known to be
prevalent. As an example, the Naperville Area Homeowners Confederation alone representsmore than 140 subdivisions and some 145,000 residents.
Homeowner, or community, associations control extensive landscapes with little expertise and
objective professional guidance. Developers install landscapes in accord with subdivision codes
and create pleasant, shared landscapes that are enjoyed for property-value enhancement,
beauty, and recreation, while water resources primarily function for storm water management.
Unfortunately, new subdivisions are often marked by fast-growing but poorly suited and poorly
planted young trees that will be costly to maintain over their shortened lifespan.
These landscapes usually are not designed for long-term sustainability and ecosystem function.
Because these landscapes utilize high-maintenance trees and other plants, homeowner
associations and property management firms must maintain them intensively, using pesticides
and fertilizers extensively. Sustainable landscape concepts are not widely practiced among
developers and homeowner associations. Yet, these landscapes could be adapted and
managed sustainably to contribute ecosystem services. To start, long-lived, pest-resistant trees
could replace high-maintenance ones, and more could be planted strategically to conserve
energy and intercept storm water. Vast areas of turf could be replaced with native and
sustainable plantings and unnecessary fertilization could be eliminated to protect water quality.
C. MunicipalitiesOf the public land managers responsible for the urban forest, municipalities generally have the
greatest capacity for management of community trees. Street trees, the trees that are planted
and cultivated in the public right-of-way, are the most familiar components of the urban forest.
Residents have grown to expect municipalities to plant and maintain trees in public parkways,
and they generally support public investment in these trees.
The national Tree City USA program, sponsored by the Arbor Day Foundation in cooperation
with the USDA Forest Service and the National Association of State Foresters, recognizes good
municipal forestry programs. The criteria demand a governing authority for public trees, staff
resources, community involvement, and a minimum expenditure of $2 per capita for trees. An
advanced program, the Growth Award, recognizes deeper stewardship of community trees. In
Illinois, nearly 200 communities currently hold the Tree City USA status. Statewide, these
communities spend about $82 million, or $12 per capita on average, planting, and caring for
community trees.73
73Illinois Department of Natural Resources, Urban and Community Forestry Program, Tree City USA Conference
program, 2009
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The road right-of-way, which includes the parkway, planting strip, and tree pits, is a demanding
environment in which to grow trees. Streets and infrastructure limit growing space for roots.
Additionally, reflected and retained heat from concrete and asphalt, road salt, and collisions
with both lawnmowers and vehicles stress trees and shorten their lives. Many aesthetic and
safety concerns, such as weak wooded trees that cause damage during storms, limit the typesof trees that can be grown. Only a limited palette of trees can tolerate these demands, and this
limited diversity leaves street tree populations vulnerable to disease and pests.
Progressive municipal forestry programs retain certified arborists to oversee tree planting,
maintenance, and removal operations to protect public investment in trees and maximize the
benefits communities derive from them. Some also aim to protect trees during development
and other operations, and to assure that development plans accommodate trees over the long-
term. Many city foresters inventory their street trees as a basis for management plans.
Older communities may have a highly valuable urban forest partly because they have retained
mature trees that were present at the time of development. Other communities have planted
trees long ago that are now mature. As mentioned above, unfortunately, new subdivisions are
sometimes marked by fast-growing, poorly planted, costly to maintain young trees. Yet current
residential construction practices consistent with municipal regulations often cause substantial
physical damage to growing conditions for trees, thereby diminishing the prospect of growing a
mature urban tree canopy.
Fundamental to urban and community forest stewardship are municipal ordinances that assign
agencies responsible for community trees, set requirements for planting and removing trees on
public property, and prevent tree-related public nuisances like the transmittable Dutch elm
disease. Ordinances may also establish a citizens tree board or commission to advise themunicipality.
D. Park DistrictsWhere park management is separate from other municipal services, park districts are the
stewards of public trees and landscapes that support recreation.74
Natural resource
management is often, but not always, secondary to the recreation mission of park districts, and
their urban forestry programs reflect that priority. Yet, trees are essential and valued
components of active and passive parks. Playgrounds and athletic facilities are more desirable
and attractive when trees are incorporated into the design and maintained well.
Generally, a greater diversity of trees exists in parks than in street parkways, and these tend to
live longer because of the more favorable growing conditions. However, in some high-use
areas, such as picnic groves on Chicagos lake front where hot charcoal has burned the base of
trees, park trees have shortened lives.
74Parks and Open Space Strategy paper www.goto2040.org/parks.aspx.
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Professional arborist staff and systematic tree management are not particularly common
among park districts. However, a few park districts, such as Downers Grove and St. Charles, do
employ naturalists who restore and manage natural areas and educate residents.
E. Transportation AgenciesTrees and landscaping also enhance expressways and arterial streets, creating functional
buffers and community gateways. Sustainable landscaping with trees, shrubs, and native and
ornamental plants reduces roadside mowing requirements and can enhance driver and
pedestrian safety by calming traffic and separating vehicles and pedestrians.75 It also reclaims
medians and right-of-ways as functioning green infrastructure that enhances storm water
infiltration and cleanses the air. However,
road salt and roadway contaminants directly
kill trees or render the soil chemistry
inhospitable, so that growing trees along
transportation corridors is a formidable
challenge.
Township and county highway departments,
the Illinois State Toll Highway Authority and
Illinois Department of Transportation (IDOT)
may plant and maintain trees and other
plants in highly visible environments while
adhering to guidelines for the clear zone
around the roadway to maintain safety. IDOT
also awards federal transportation fundsthrough the Illinois Transportation
Enhancement Program (ITEP) for
community-based projects that enhance the
transportation infrastructure. Tree planting and management boosts the aesthetic and
environmental dimensions of transportation corridors. In 2009 ITEP awarded approximately
$13 million or 60% of available funds for streetscaping, tree planting, and maintenance
projects.76
F. Institutional and Commercial LandownersThe urban forest that grows on private non-residential land varies from sylvan golf courses and
campuses to sparse landscaping on industrial lands. Campuses often support large-stature
specimen trees in community arboreta that are treasured and protected. At the other extreme,
many landscaping ordinances require the planting of trees to buffer parking lots and strip malls,
75Dumbaugh, Eric, Safe Streets, Livable Streets, Journal of the American Planning Association, Vol. 71, No. 3,
Summer 2005.76
www.dot.il.gov/opp/itep.html April 23, 2010
Case Study: Chicago Gateway Green
Chicago Gateway Green, founded by Hyatt Hotel
executive Don DePorter, Mayor Richard M.
Daley, and the Illinois Department ofTransportation, melds corporate and civic
involvement to improve Chicagos quality of life
by creating green ribbons through the city.
Gateway Greens Expressway Partnership
program is transforming the citys expressways
into parkways. The newest Tree Partnership
program is a large-scale tree planting initiative
that will convert unused lands across Chicago
into green spaces. In its more than 20-year
history of greening and beautifying Chicago's
gateways, expressways, and neighborhoods,
Chicago Gateway Green has planted 77,000
shrubs and 3,000 trees. Source:
www.gatewaygreen.org
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but these trees, which are coveted for shade during summer months, receive little or no care
and have short, difficult lives. Too diverse to discuss in this paper, these lands are mentioned to
present the full picture of the diverse landowners and land managers of the urban and
community forest.
G. UtilitiesWhile community trees are highly valuable and desirable, reliable utility services are essential.
Conflicts arise when trees grow in utility rights-of-ways. Overhead power lines traverse many
communities and share public easements with trees. Line clearance tree-trimming, which
diverts tree growth away from overhead power lines, is unpopular among residents and city
leaders. But without this type of pruning, branches can grow into power lines, or large,
unstable limbs may break in storms and
threaten reliable delivery of electricity.
In some instances, a best practice for
utility vegetation management
programs is to collaborate with city
foresters to replace tall trees with
lower-growing, compatible trees.
Transmission lines outside of
residential areas afford utility
companies opportunities for urban
forest stewardship in large and
contiguous rights-of-way. In one
instance, Commonwealth Edison, Du
Page County, and the Forest Preserve District of Du Page County collaborated to removeinvasive plants and restore native prairie plants to a 3 mile stretch of right-of-way maintained
as a recreational trail.77 Utilities with underground transmission assets also maintain rights-of-
way or set vegetation policies that affect the urban forest. Right-of-way maintenance for an
underground petroleum pipeline that had been deferred for decades resulted in the removal of
hundreds of trees in residential portions of Homer Glen in the summer of 2007.78
H. Forest Preserve and Conservation DistrictsForest preserves and conservation areas are designated and protected parcels of land that are
valued as the support system that maintains natural communities, sustains clean air and water,
supports wildlife habitat, and offers recreational and educational opportunities to connect
people to nature. Restoration of degraded ecosystems has become an important objective for
these regional land managers. Technical expertise, resources, and public support are strong for
land preservation, restoration, and stewardship. Here, trees are appreciated as forests,
77DuPage County Environmental Commission Minutes, October 14, 2009
78Sheehan, Colleen, Southtown Star, July 5, 2007
Case Study: Lewis University Community
Arboretum and Tree Committee
Lewis University is only the fourth university in
Illinois to be named Tree Campus USA by theNational Arbor Day Foundation for its dedication to
campus forestry management and environmental
stewardship. Lewis University is a veritable
arboretum with more than 60 varieties of
deciduous trees on its main campus in Romeoville.
Lewis University met the required standards of tree
care and community engagement to earn the
award. Source: Lewis University press release,
February 18, 2010
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woodlands, and savannas and understood to be important ecosystems within the greater urban
area.
V. Inventories and AssessmentsInventories and assessments are fundamental to natural resource management, public works,and citizen involvement. Understanding an urban forest's structure, function, and value can
promote management and policy decisions that will improve human health and environmental
quality. Urban forest assessment tools, such as the i-Tree models developed by the US Forest
Service, have achieved a level of sophistication that enables assessment to guide public policy.
A. Local InventoriesStreet tree inventories at the local scale are generally developed by public works programs.
These inventories aid integration with other public works functions like streets and sewers to
avoid damage and coordinate work activities. Many are based on Geographic Information
Systems (GIS). Inventories can also help communities estimate the value of their arborealassets for legal and insurance purposes.
79Valuation of trees also reminds policy-makers that
trees are significant public
investments. Ideally, these
inventories also support the
forest-level view of a
communitys trees. Knowing
the species composition of
the forest will help a
community plan for pest
infestations like the recentintroduction of the invasive
Emerald ash borer.
Forest preserve and conservation districts are more likely to undertake broad-based forest
inventories of their entire forest and associated holdings that will identify tree density (stocking
levels), species dominance, and the presence of understory plants that indicate forest health.
B. Regional AssessmentsRegionally, inventories and assessments focus on the overall structure and function of the
urban forest. Information such as the proportion of the region under tree canopy cover is animportant metric that influences regional quality of life. Urban tree canopy is the amount of
land sheltered by the crowns of trees and is a useful measure of the extent and potential
function of the urban forest. Information about the health, nature, extent, and dynamics of the
urban forest can guide supportive land use, transportation, economic, and environmental
79Guide for Plant Appraisal, 9
thEdition, 2000
Case Study: Lombard
Total parkway tree population 18,369
Parkway ash population 2,956 (15.8%)
Current value of all parkway trees: $38,636,700
Current value of all parkway ash: $7,548,321 (20.65%)
Cost to remove ash trees over 10 dbh $583,401
Cost to replace all parkway ash trees $730,132
Source: Lombard City Forester, Steve Kremske, February 25, 2010
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policies. For example, a regional tree canopy goal could be set to drive planting, preservation,
and maintenance of urban trees in support of green infrastructure and climate change
mitigation objectives.
The Morton Arboretum is collaborating with the US Forest Service to complete the 2010 Tree
Census. This is the first comprehensive urban forest assessment of the seven-county Chicagometropolitan region. The 2010 assessment will provide a valuable guide for management of
urban forest ecosystems across the region and support vigorous regional leadership efforts.80
The regional assessment will also identify and measure the magnitude and value of ecosystem
services provided by the existing canopy. This comprehensive valuation of air quality, storm
water, energy conservation, and economic benefits is unprecedented for a large metropolitan
region.
Current regional urban forest assessment models have evolved from the earliest ones
developed in Chicago. In 1993, at the invitation of the City of Chicago, the US Forest Service
undertook the Chicago Urban Forest Climate Project, a pilot regional urban forest assessment
for Cook and DuPage counties. The study encompassed all land use types across the two
counties. Detailed models were developed,
such as those used to predict air quality and
rainfall interception by measuring the leaf
surface area of tree species. These models
were then used to project the contribution of
the regions trees to such ecosystem services
as filtration of particulate pollution by leaf
surfaces. This pilot became the basis for the
US Forest Service Urban Forest Effects
(UFORE) model that was recently renamed i-Tree Eco. UFORE studies have been
undertaken by New York, Philadelphia,
Milwaukee, Santiago, Chile, Beijing, China,
and other global cities81
.
In support of Chicagos Climate Action Plan, the City of Chicago and the Chicago Park District, in
cooperation with the US Forest Service, completed a UFORE assessment in 2009. Standardized
field data about trees and land characteristics from 745 random sample plots across all land use
types throughout Chicago were analyzed, along with hourly air pollution and meteorological
data, to determine the structure and function of the citys urban forest. Knowing the speciescomposition of the urban forest can enable strategic planning and management and is a
foundation of ecosystem services calculations. The analysis of ground cover types can help
target tree planting efforts and are fundamental to storm water and heat island analyses. See
80www.mortonarb.org/tree-census.html
81US Forest Service, i-Tree website, www.itreetools.org
Case Study: Using Assessments to Fight EAB
The 1993 Chicago Urban Forest Climate Project
determined that 20% of the regions street trees
are asha figure that was instrumental in
mobilizing planning and action to reduce the
impact of the Emerald ash borer 10 years later.
This destructive pest has destroyed an estimated
25 million ash trees in the Midwest. Knowing
where and what proportion of the regions treesare ash guides leaders in making appropriate
management responses and projecting future
resource needs.
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Section II. Benefits for a summary of ecosystem services results from the Chicago assessment.
Some assessment results are summarized below.
Relative Abundance of Tree Species in Chicago 200982
Urban Forest Ground Cover in Chicago 200983
82Nowak, David J., Hoehn, Robert E. III., Crane, Daniel E., Stevens, Jack R., Leblanc Fisher, Cherie. 2010.
Assessing Urban Forest Effects and Values, US Forest Service Northern Research Station, Bulletin NRS-37, 2010,
www.itreetools.org/resources/reports/Chicago's%20Urban%20Forest.pdf83
ibid
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VI. Regional ChallengesSustaining Appropriate Tree Canopy Cover Over TimeThe major challenge concerning the regions urban and community forest is to sustain an
appropriate tree canopy cover over time. Barriers to meeting that challenge are two-fold:
threats to the existing tree canopy and limitations on the establishment of future tree canopy.
A. Threats to the Existing Tree Canopy
Existing urban forest canopy is primarily lost through the impacts of landscape change and
pests. Caring for and protecting existing trees is the most effective way to sustain an
appropriate tree canopy cover over time. Large, mature trees provide up to 16.4 times more
environmental and economic benefits over their lifetime than small trees, according to the
Midwest Community Tree Guide.84
Air and water quality benefits are a function of leaf surface
area, and large trees have exponentially more leaf surface area than small trees. Large trees
also provide the greatest boost to property values and contribute strongly to aesthetics, sense-
of-place, and other user experiences. Mature trees are essentially irreplaceable, and it is
essential to implement policies to protect them.
Comparison of Lifetime Tree Benefits Relative to Mature Size85
Tree Values at Year 30________________
Large Tree >40ft tall Net benefits/year $ 37
Lifetime net benefits $4,440
Life expectancy 120 years
Medium Tree 25-40ft tall Net benefits/year $ 16
Lifetime net benefits $ 960Life expectancy 60 years
Small Tree
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Urban forest integrity and ecosystem health is damaged with extensive earth moving
operations, and the loss of mature trees diminishes the quality of life in the region.
Some communities define themselves by their large, mature trees. Loss of mature trees within
established neighborhoods can be painful to residents. Communities that value a mature
canopy of trees may choose to regulate potential damage or removal through tree preservationordinances. There, individual public and privately-owned trees are perceived as important
community assets and protected during site clearance and construction activities. Tree
preservation becomes an especially important issue in teardown projects in mature
neighborhoods.
Tree preservation ordinances can require certain preservation practices, like the establishment
of protection zones around valuable trees to limit disturbance of soil and vital root systems.
Careful monitoring for adherence to preservation standards is essential throughout the
construction process, as trees such as oaks are sensitive to soil disturbances, and unintentional,
irreversible damage can occur from misdirected equipment or contractors.
Successful tree preservation ordinances protect the most valuable trees on private property
during site development. Often placed in the building section of municipal codes, tree
protection requirements are usually triggered by building permit requests. Such ordinances
allow tree preservation procedures to be integrated into overall site planning. Sometimes the
placement of structures such as driveways or utilities can be altered to preserve trees. When
trees cannot be preserved, developers are
often assessed a penalty for removing
trees or may be asked to replace a
comparable number of trees. A few
communities like Park Ridge have alsoestablished a tree planting fund that
permits mitigation planting to occur
elsewhere in the community86.
Tree preservation ordinances typically set
minimum tree sizes for preservation, and
sometimes call out valuable native tree
species like oak and hickory for stricter protection measures. Most ordinances require a tree
preservation plan to include an inventory and assessment of trees large enough to be
considered for protection. Developers must describe and adhere to standard protectionmeasures like protective fencing and avoiding grading around the important root zone.
Communities such as Northbrook deploy dedicated tree preservation officers to regularly
inspect sites.87 Repeated violations can result in an expensive stop work order for developers.
86Village of Park Ridge municipal code, www.parkridge.us/assets/1/documents/art15.pdf , September, 2010
87Village of Northbrook, Tree Preservation Code,
http://library.municode.com/index.aspx?clientId=11769&stateId=13&stateName=Illinois
Case Study: Public Tree Preservation Policy
A developer in Skokie complied with municipal code
to protect a mature white oak on the parkway while
redeveloping a residential site. A subcontractor,unaware of the tree preservation objective, cut a
utility trench through the trees critical root zone,
rendering the tree unsafe and unable to survive. The
tree had to be removed by the village. The
contractor was held responsible for the full value of
the public tree: $14,000. Source: Skokie Village
Forester, Cathy Stevens, 2006
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The most aggressive ordinances may also require monitoring of tree health over a number of
years. If trees die in that period, assurance bonds are withheld.88
In new residential projects, conservation development can offer viable options for preserving
tree canopy on the neighborhood scale. Concentrating buildings and infrastructure on smaller
lots allows for the preservation of wooded lands and other natural land cover. However,integration of landscape trees proximate to residential buildings for the purpose of energy
conservation, screening, and noise reduction are more difficult in some conservation design
models.
Tree preservation ordinances rarely
succeed when large homes consume
the majority of the lot with buildings
and structures. Trees have a greater
chance of surviving the site
development process when the area
roughly equivalent to the spread of the
trees crown remains undisturbed. On a
mature oak tree, for example, this area
may be 50 feet or more in diameter.
Small set-backs and side yardson the
order of 10 or 20 feetis likely to force
the removal or death of valued large
trees. Thus, when an area zoned for
residential development contains
significant stands of large mature trees,
it may be appropriate to reconsider zoning classifications or to ensure development codesstipulate a minimum distance between trees and buildings.
Coordination of development policies and objectives to sustain a robust tree canopy is needed
to help make communities livable, especially when local tree ordinances are lacking.
Approximately 30 communities in northeastern Illinois have tree preservation ordinances in
place. Passage of tree ordinances can be difficult to secure. They are often born in the
tumultuous atmosphere of community conflict associated with teardowns. Mature trees that
sheltered and screened modest homes may be removed when larger homes are built on these
same lots. Local debate may consider the rights of individual property owners as paramount,
and tree protection ordinances can struggle for acceptance. In the height of the teardowntrend around 2006, more than 20 communities reported attempts to regulate tree removal on
private property, yet very few succeeded.89
88Village of Homer Glen, Tree Preservation Code, www.homerglen.il.org/regulations/treepreservation
89Community Trees Program, The Morton Arboretum
Case Study: Messing with Mr. Ts Trees
When television star Mr. T cleared his elegant, old
estate in sylvan Lake Forest of hundreds of mature
oak trees in 1987, his chainsaw was heard round
the region and sparked a revolution. This large
scale tree removal in such a lushly canopied
community was unexpected and unwelcomed. For
the first time in the region, civic leaders chose toregulate tree removal on private property to
protect the character and beauty of their
community. This pioneering tree preservation
ordinance has grown stricter over time and serves
as the gold-standard municipal ordinance in the
region. Many Chicago-area communities have
studied the ordinance and built their own
community policy on its foundation. Source: New
York Times, May 29, 1987
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2. Pests and Canopy Loss
Global trade and climate change have contributed to a rash of invasive pest introductions that
pose serious threats to urban and community forests. Pests that may be kept in check in native
ecosystems by the balance of nature go unchecked in foreign ecosystems, and the losses can be
profound, as in the case of Dutch elm disease, a fungal disease spread by the invasive elm barkbeetle. Gypsy moth, best known for its devastation of eastern forests, became problematic
here in the 1970s, and today infestations are periodically heavy in Cook, Du Page, McHenry, and
Lake Counties.90
The insect eats foliage at a time in the growing season that is most damaging
to tree health and can result in tree death.
Recent introductions of damaging invasive insects include Japanese beetles, well-known to
gardeners, and bag worm, which is particularly damaging to popular evergreen trees and
shrubs. Emerald ash borer, previously mentioned, was found in Illinois in 2006 and is currently
the most potentially damaging of these pests. Forest inventories indicate that some 130 million
ash trees in the state could be killed by this insidious invasive insect. Now found in 14 states
and Canada, it has already destroyed tens of millions of ash trees.
Unless invasive pests are found and
stopped at points of introduction, they will
continue to be an imposing threat to the
health of the urban ecosystem. The only
possible long-term management response
is to plant a diverse urban forest that offers
the greatest opportunity for resistance, and
therefore resilience, to new pest
introductions.
Most policies that govern the urban and
community forest are local. Among the few
state or regional policies that currently
impact urban and community trees are
ones that relate to the movement of
invasive pests. The Emerald ash borer is an
inconspicuous insect from China that can
be unknowingly moved on infested firewood, logs, and nursery stock. The USDA Animal and
Plant Health Inspection Service (APHIS) and the Illinois Department of Agriculture establish and
enforce quarantines to reduce the spread of the pest. They also monitor for the presence of
other pests.
90Illinois Department of Agriculture www.agr.state.il.us/environment/pest/gypsymoth
Case Study: Chicago and the Asian Long-Horned
Beetle
This large, menacing-looking, tree-feeding beetle was
little known when it was found in Chicago and a few
suburban locations. An unprecedented collaboration
of state, federal, and municipal agencies quickly
responded by extensively surveying to find all signs of
infested trees, destroying all infested trees, and
replacing them with new trees resistant to the beetle.
After several years of intensive and expensive efforts,
it appears that eradication efforts have succeeded
locally (the only occurrence of such success known),
and all state and federal quarantines and monitoring
programs have ceased in the region. Source: Antipin,
J.; Dilley, T., Chicago vs,.the Asian longhorned beetle:
A portrait of success, US Forest Service 2004.
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B. Challenges to the Establishment of New Trees
Urban and regional planning and development directly influence the quality, extent, and
function of the future urban forest. Once structures and land use decisions are in place, the
condition of the growing medium and quality of the growing space is difficult to change. It is
important to consider the need for a sustainable urban forest canopy early in the planning andsite design process. Current construction practices may inflict substantial physical damage to
growing conditions for trees, and once landscapes are completed, non-sustainable, or even
harmful, landscape maintenance practices can reduce or impede urban ecosystem health.
Besides the tree preservation ordinances discussed above, other ordinances that guide
development, transportation, and the environment also influence the character and extent of
future urban forests. Examples are subdivision and zoning codes, which may encourage healthy
tree growth or unwittingly stifle the growth of robust urban forest landscapes. These codes will
typically call for a certain number of trees to be installed per parking space or per foot of new
roadway, and they will also detail some of the engineering requirements for tree pits, parking
lot islands, and so forth. The objective of these codes is generally to provide visual screening of
unattractive areas, to soften paved
areas, and to provide amenities to
residents and customers. Indeed, trees
are a desirable component of plazas,
streetscapes, and roadways. Yet, too
often the design requirements in
subdivision and zoning codes do not
allow adequate space above ground
for tree crowns to mature without
conflicting with structures, noradequate below-ground space for vital
roots to develop to support tree
growth. In new developments, the
most limiting factors to growing a
robust urban forest canopy are space
and soil. As trees require rooting space to be at least as broad as their mature crowns,
traditional restricted tree pits, parking lot islands, and medians cannot sustain trees over time.
New plantings in such spaces rarely last more than a few years, imposing costs on property
owners or local governments to replace them.
1. Growing Space and Tree EstablishmentLandscaping and streetscaping is most successful if it is designed from the outset as an
important part of residential, commercial, and transportation developments. A viable urban
forest will not thrive in urban landscapes unless it is planted and cared for. Attractive,
functional, and successful tree-scape designs require thoughtful placement, adequate rooting
and growing space, and appropriate selection and planting. Very narrow parkways also limit
Case Study: Rooting Out Adequate Growing Space
In the parking lot of Cantera, a large commercial and
entertainment development in Warrenville,
development code called for the visually pleasing
interruption of stretches of pavement with trees
spaced out between rows of parking spaces. While
the numerous small planting pits addressed the design
intent, trees could not thrive in the tiny planting pits
surrounded by pavement and they quickly died. An
alternative approach would have been clustering treesin large planting areas with deep, quality soil and
shared rooting space. In such a design, trees would
have adequate growing conditions to reach a large,
functional size .
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development regulations and practices are needed to preserve soil and the future capacity of
the land to grow a robust urban forest. The tolerance for elevation changes in our regions
modest topography is pretty low. Other regions of the country successfully build over and
around slopes and rises. Development policies should discourage radical grading and leveling
to preserve soil structure. Where possible, a small construction envelope should be enforced
to restrict heavy equipment access from damaging soil over the entire construction site. Theneed for grading and excavation to create storm water retention structures may be reduced if
trees are maintained on the landscape to serve the storm water retention function.
VII. Opportunities
Urban and community forests achieve their best and highest use when abundant trees are
mature, flourishing, and improving the lives of people. The lack of a connected, regional urban
ecosystem management perspective means that the urban forests of northeastern Illinois are
inadequately managed, and ecosystem services go unclaimed. However, the discussion can be
reframed to lay the groundwork for cooperation and innovation that can capture these
essential services. That discussion can capitalize on factors such as the following that will
support these critical regional efforts.
A. People Love TreesWe can tap into humans deep, innate connection to trees to gain support for regional
environmental objectives. Trees are beloved ambassadors of the natural world.
Innumerous cultural and spiritual traditions value trees. Ubiquitous trees impact people at
every socio-economic level throughout the region. While a few communities have a culture
that is uncomfortable with trees growing around residences, most have a historic connection totrees. Seven communities in the region are named for oaks (Oak Park, Oak Lawn, Oak Brook,
Green Oaks, etc,) and dozens are named for trees or stands of trees (Maple Park, Sycamore,
Elmwood Park, Elmhurst, Downers Grove, etc.) Trees are a very common element in village
seals and logos. Despite our prairie heritage, civic pride seems more arboreal in nature.
Civic leaders understand the value of trees. A 2002 study of Illinois mayors and managers
foundthat99% of respondents agreed that trees improve community appearance, and 90%
also agreed that trees are important for maintaining a healthy community environment and
quality of life.91
Mature trees are passionately valued by residents for the beauty and comfort they bring to
neighborhoods. In a 2004 survey of 677 Kenilworth residents, 93% rated trees as the most
important attribute in defining the existing character of the community. Further, 86% also
stated that the loss of mature trees was very negatively impacting Kenilworth, greater than
91Green, Thomas; Howe, Timothy; Schroeder, Herbert, Illinois small community tree programs: attitudes, status,
and needs. Final Report of the Illinois small community tree program survey May 1998.
www.na.fa.fed.us/spfo/pubs/uf/il_tree survey/r2.htm
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any other factor.92 Similarly, in a 2004 survey Downers Grove residents placed
greenspace/trees as the top choice ofdesirable aspects of their neighborhood that they felt
should be preserved and enhanced.93
Ultimately, trees can bridge a connection from home to the natural world. People who never
visit forest preserves and dont understand biodiversity can enjoy the change of seasonsreflected in landscape trees. Cultivating appreciation for neighborhood trees and their rich gifts
can help foster an understanding of more complex environmental concepts like green
infrastructure. Trees are almost universally accepted in the landscape, while some
communities are still striving for aesthetic acceptance of natural landscaping and bioswales.
B. Strong Civic Involvement
Community forestry programs seem to thrive with an exceptional level of civic involvement.
Relative to other civic and environmental issues, statutory and ad hoc citizen commissions that
guide community forestry programs are fairly common. An estimated 20 communities in the
region have a designated citizen tree commission or tree board94 and another 15 or more have
environmental commissions95.
T