Presenters Richard DuFour, Ed.D and Rebecca DuFour,...

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Professional Learning Communities at Work Best Practices for Enhancing Student Achievement January 2010 Presenters Richard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County Office of Education Gayle Garbolino-Mojica, Superintendent of Schools

Transcript of Presenters Richard DuFour, Ed.D and Rebecca DuFour,...

Page 1: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Professional Learning Communities at WorkBest Practices for Enhancing Student Achievement

January 2010

Presenters Richard DuFour, Ed.D and Rebecca DuFour, M.Ed

Placer County Offi ce of EducationGayle Garbolino-Mojica, Superintendent of Schools

Page 2: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Professional Learning Communities at Work: Bringing the Big Ideas to Life

Rick & Becky DuFour

Day 1 7:30 – 8:30 Registration/ Coffee 8:30 – 10:00 Introductions and opening remarks

A Case for Professional Learning Communities The First Big Idea of a PLC – Focus on Learning Team Learning Process

10:00 – 10:20 Break 10:20 – 12:00 Team Learning Process (continued) 12:00 – 1:00 Lunch 1:00 – 2:15 The Second Big Idea of a PLC - Build a Collaborative Culture

2:15 – 2:35 Break 2:35 – 3:30 The Second Big Idea of a PLC (continued)

Day 2

8:30 – 10:00 Third Big Idea of PLC – Focus on Results 10:00 – 10:20 Break 10:20 – 12:00 Whatever It Takes:

How PLCs Respond When Students Don’t Learn 12:00 – 1:00 Lunch 1:00 – 2:15 A Focus on Learning For All 2:15 – 2:35 Break 2:35 – 3:30 Building Consensus for PLCs

Closing Remarks

Page 3: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Menu

Morning Coffee, water Day 1 Boxed Sandwich Lunch Boxed lunch will include sandwich (turkey, roast beef, or vegetarian), chips, cookie and choice of water or soda. Day 2 Boxed Wrap Lunch Boxed lunch will include wrap (chicken, roast beef, or vegetarian), chips, side salad and choice of water or soda. Afternoon Break Cookies or brownies will be available for the afternoon break.

Book Sales A limited number of Professional Learning Communities books will be for sale.

Page 4: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Dr. Richard P. DuFour 465 Island Pointe Lane

Moneta, VA 24121 (540) 721-4662 phone

(540) 721-0382 fax

Dr. Rick DuFour was a public school educator for thirty-four years, serving as a teacher, principal, and superintendent. He served as the principal of Adlai Stevenson High School in Lincolnshire, Illinois from 1983 to 1991 and as superintendent of the district from 1991 to 2002. During his tenure, Stevenson became what the United States Department of Education has described as “the most recognized and celebrated school in America.” It is one of three schools in the nation to win the USDE Blue Ribbon Award on four occasions and one of the first comprehensive schools designated a New America High School by USDE as a model of successful school reform. Stevenson has been repeatedly cited in the popular press as one of America’s best schools and referenced in professional literature as an exemplar of best practices in education. Dr. DuFour is the author of ten books and almost eighty professional articles, and wrote a quarterly column for the Journal of Staff Development for almost a decade. He was the lead consultant and author for ASCD’s seven-part video series on the principalship and the author of two other videos – “How to Build a Professional Learning Community” and “Through New Eyes: Examining the Culture of Your School.” He was the first principal in Illinois to receive the state’s Distinguished Educator Award, received his states highest award as both a principal and superintendent, was named as one of the Top 100 school administrators in North America by Executive Educator magazine, was presented the distinguished scholar practitioner award from the University of Illinois, and was the 2004 recipient of the National Staff Development Council’s Distinguished Service Award. He has consulted with school districts, state departments, and professional organizations throughout North America on strategies for improving schools.

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Page 5: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Rebecca B. DuFour

465 Island Pointe Lane Moneta, VA 24121

(540) 721-4662 phone (540) 721-0382 fax

Becky DuFour has served as a teacher, school administrator and central office coordinator. As a former elementary principal, Becky helped her school earn state and national recognition as a model Professional Learning Community. She is one of the featured principals in the Video Journal of Education’s program on “Leadership in an Age of Standards and High Stakes” (2001). She is also the lead consultant and featured principal for the Video Journal program, “Elementary Principals as Leaders of Learning” (2003). Becky is co-author of:

Getting Started: Reculturing Schools to Become Professional Learning Communities (Solution Tree, 2002), Whatever It Takes: How Professional Learning Communities Respond When Kids Don’t Learn (Solution Tree, 2004), Learning By Doing: A Handbook for Professional Learning Communities at Work (Solution Tree, 2006), Professional Learning Communities at Work Plan Book (Solution Tree, 2006) and Revisiting Professional Learning Communities at Work (Solution Tree, 2008).

She is also co-editor of On Common Ground: The Power of Professional Learning Communities (Solution-tree, 2005), a collection of essays from the leading educational authors and consultants. Becky has written for numerous professional journals, served as a book reviewer for the Journal of Staff Development and wrote a quarterly column for the National Association of Elementary School Principals’ publication, Leadership Compass. Becky has consulted with and worked for professional organizations, school districts, universities, and state departments of education throughout North America.

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Page 6: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

byRick & Becky DuFour

[email protected]@jetbroadband.com

Professional Learning Communities at Work:

Bringing the Big Ideas to Life

Assumption: Teachers Matter

• Regardless of the research basis, it is clear that effective teachers have a profound impact on student achievement and ineffective teachers do not. In fact, ineffective teachers might actually impede the learning of their students.– Marzano (2003), p. 75

An analysis of research conducted over a thirty-five year period demonstrates that schools that are highly effective produce results that almost entirely overcome the effects of student backgrounds. —Robert Marzano (2003)

Assumption: Schools Matter

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Page 7: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Assumption: Effective Schools Require More than Competent

Individual Teachers Student achievement gains and other

benefits are influenced by organizational characteristics beyond the skills of individual staff. We saw schools with competent teachers that lacked the organizational capacity to be effective with many students. The task for schools is to organize human resources into an effective collective effort.

—Newmann & Wehlage (1995), p. 29-30

Assumption

We now know how to create schools that help more kids learn at higher levels. In fact, there has never been greater consensus regarding the schools it will take to raise student achievement.

The most promising strategy for sustained, substantive school improvement is building the capacity of school personnel to function

as a professional learning community. The path to change in the classroom lies

within and through professional learning communities. —Milbrey McLaughlin (1995)

The Power of Professional Learning Communities

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Page 8: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Organizations That Endorse Professional Learning Community Concepts

American Federation of Teachers Annenberg Institute for School Reform California Teachers Association Center for Performance-Based Assessment Center for Teaching Quality Council of Chief State School Officials ETS Assessment Training Institute Interstate New Teacher Assessment and Support Consortium Mid-Continent Regional Educational Laboratory National Association of Elementary School Principals National Association of Secondary School Principals National Board of Professional Teaching Standards National Commission on Teaching and America’s Future National Center for Restructuring Education, Schools, and Teaching National Council for Accreditation of Teacher Education National Council of Teachers of English National Council of Teachers of Mathematics National Education Association National Middle School Association National Science Education Leadership Association National Science Teachers Association National Staff Development Council North Central Association, Commission on Accreditation and School Improvement North Central Regional Educational Laboratory Research for Better Teaching, Inc. Southwest Educational Development Laboratory

Educational Researchers Who Endorse PLC Concepts

Roland Barth Anthony Byrk Linda Darling-Hammond Richard Elmore Michael Fullan Carl Glickman Andy Hargreaves Shirley Hord Sharon Kruse

Judith Warren Little Robert Marzano Milbrey McLaughlin Fred Newmann Douglas Reeves Jonathan Saphier Phil Schlecty Mike Schmoker Karen Seashore Louis

Thomas Sergiovanni Dennis Sparks Richard Stiggins Joan Talbert Gary Wehlage Dylan Wiliam Art Wise

For more information, please visit www.allthingsplc.info “Articles & Research.”

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Page 9: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

What is a PLC?

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Page 10: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Professional Learning Community (PLC) Defined

Educators are committed to working collaboratively in ongoing processes of collective inquiry and action research in order to achieve better results for the students they serve.

PLCs operate under the assumption that the key to improved learning for students is continuous, job-embedded learning for educators.

—DuFour, DuFour, Eaker, & Many (2006)

The Pervasive Impact of the PLC Process

A Professional Learning Community is an ethos that infuses every single aspect of a school’s operation. When a school becomes a professional learning community, everything in the school looks different than it did before.

—Andy Hargreaves (2004)

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Page 11: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Is the Professional Learning Community Concept Based on…

…adherence to core practices or individual teacher autonomy?

…strong administrative leadership or teacher empowerment?

…recognition and celebration of current efforts and achievements or discontent with the status quo?

…approaching school improvement with a sense of urgency or demonstrating the patience to sustain an improvement initiative over the long haul?

Simultaneous Loose AND Tight School Cultures

Simultaneous loose and tight cultures establish clear parameters and priorities that enable individuals to work within established boundaries in a creative and autonomous way. They are characterized by “directed empowerment” or what Marzano and Waters refer to as “defined autonomy” - freedom to act and to lead within clearly articulated boundaries.

The BIG IDEAS of a PLC We accept learning as the fundamental purpose of

our school and therefore are willing to examine all practices in light of their impact on learning.

We are committed to working together to achieve our collective purpose. We cultivate a collaborative culture through development of high-performing teams.

We assess our effectiveness on the basis of results rather than intentions. Individuals, teams, and schools seek relevant data and information and use that information to promote continuous improvement.

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Page 12: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

If the purpose of school is truly to ensure high levels of learning for all

students, schools will: Clarify what each student is expected to learn

Team Learning Process

Clarify 8-10 Essential Common Outcomes (skills, knowledge, dispositions)

per semester by Course/Content Area

The 1st Step in Decision Making in a PLC: Building Shared Knowledge Professional Learning Communities always

attempt to answer critical questions by BUILDING SHARED KNOWLEDGE - engaging in collective inquiry - LEARNING TOGETHER.

If people make decisions based upon the collective study of the same pool of information, they increase the likelihood that they will arrive at the same conclusion.

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Page 13: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Resources To Help Teams Build Shared Knowledge & Clarify “Learn What” State/Provincial/National Standards (e.g.NCTE/

NCTM) Vertical articulation District or department curriculum guides Assessment Frameworks (how will they be

assessed) Data on past student performance (local/state/

national) Examples of student work and the criteria by which

the quality of student work will be judged Textbook Presentation of Curriculum Curriculum Framework of High Performing Schools

Criteria for Identifying Essential Common Outcomes

To separate the essential from the peripheral, apply these 3 criteria to each standard:

1. Endurance - are students expected to retain the skills/knowledge long after the test is completed

2. Leverage - is this skill/knowledge applicable to many academic disciplines

3. Readiness for the Next Level of Learning - is this skill/knowledge preparing the student for success in the next grade/course

- Doug Reeves

Advantages of Team Discussion of Essential Learning

Greater clarity regarding interpretation of standards

Greater consistency regarding importance of different standards

Greater consistency in amount of time devoted to different standards (common pacing)

Common outcomes and common pacing are essential prerequisites for a team to create common assessments and team interventions

Greater ownership of and commitment to standards

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Page 14: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Levels of Curricula at Workin Your school

1. Intended - What we want them to learn2. Implemented - What actually gets taught3. Attained -What they actually learn

*To impact the attained curriculum in the mostpowerful way, make certain the implementedcurriculum is guaranteed and viable. - Robert Marzano

To Improve Student Achievement ..create a guaranteed and viable curriculum (Marzano) ..establish a limited number of power standards

(Reeves) ..pursue clear and focused essential academic goals

(Lezotte) ..identify learning intentions and success criteria

(Hattie) ..develop a compact list of learning expectations and

tangible exemplars of student proficiency (Saphier)If we want all students to learn at high levels, those who teach them must be able to answer the questions, “learn what” with a consistent voice.

If the purpose of school is truly to ensure high levels of learning for all

students, schools will: Clarify what each student is expected to learn Monitor each student’s learning on a timely

basis

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Page 15: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

The Case for a Guaranteed Curriculum

One of the most significant factors that impacts student achievement is that teachers commit to implementing a guaranteed and viable curriculum to ensure no matter who teaches a given class, the curriculum will address certain essential content. For learning to be effective, clear targets in terms of information and skills must be established (Marzano, 2003).

To improve student achievement, educators must determine the power standards –learning standards that are most essential because they possess the qualities of endurance, leverage, and readiness for success at the next level. The first and most important practical implication of power standards is that leaders must make time for teachers to collaborate within and among grade levels to identify the power standards (Reeves, 2002).

One of the keys to improving schools is to ensure teachers know the learning intentions and success criteria of their lessons, know how well they are attaining these criteria for all their students, and know where to go next in light of the gap between students’ current knowledge and the success criteria. This can be maximized in a safe and collaborative environment where teachers talk to each other about teaching (Hattie, 2009)

“The staff in the effective school accepts responsibility for the students’ learning of the essential curricular goals” (our emphasis, Lezotte, 2001, p.4).

Professional learning communities are characterized by an academic focus that begins with a set of practices that bring clarity, coherence, and precision to every teacher’s classroom work. Teachers work collaboratively to provide a rigorous curriculum that is crystal clear and includes a compact list of learning expectations for each grade or course and tangible exemplars of student proficiency for each learning expectation (Saphier, 2005).

Effective teachers clarify goals and assessment criteria in ways that will help students understand what they need to learn and the strategies likely to be most useful in enabling them to learn (Brophy, 2004).

Implementing a strategy of common, rigorous standards with differentiated resources and instruction can create excellence and equity for all students (Childress, Doyle, & Thomas, 2009)

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Page 16: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Team Learning Process

Clarify 8-10 Essential Common Outcomes (skills, concepts, and dispositions) per semester by Course/Content Area

Develop multiple Common Formative Assessments for each Course/Content Area

What are Common Formative Assessments?

We will make the case that common formative assessments are the lynchpin of the collaborative team process in a PLC.Define “common” assessment.

Define “formative” assessment.

Keys to Formative Assessments

To determine if an assessment is formative, ask:1. Is it used to identify students who are experiencing difficulty in their learning?2. Are students who are having difficulty provided with additional time and support for learning?3. Are students given an additional opportunity to demonstrate their learning?

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Page 17: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Resources to Help Teams Build Valid Common Assessments

List of Essential Outcomes/Pacing Guides for Each Course/Subject

Recommendations from Stiggins, Reeves, Ainsworth, Wiliam…

Released items from district, state, provincial, and national assessments (ACT, SAT, ITBS, NAEP, etc.)

Websites such as: www.nces.ed.gov/nationsreportcard/

Data from past indicators of achievement Methods of alternative assessments Examples of rubrics Assessments from other high-performing teams

Two Essentials of Performance Based Assessment Can we agree on the criteria by which

we will judge the quality of student work?

Can we apply those criteria consistently (inter-rater reliability)?

Team Learning Process Clarify 8-10 Essential Common Outcomes (skills,

concepts, and dispositions) per semester by Course/Content Area

Develop multiple Common Formative Assessments for each Course/Content Area

Establish Specific Target/Benchmark so rigorous it will lead to success on high stakes assessments

Analyze Results Identify & Implement Improvement

Strategies

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Page 18: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

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Page 17

Page 20: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Stan

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Page 18

Page 21: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Item Analysis for 630 Students ENG110 FR COLLEGE PREP: 60/0 FC/P ITEMS02/14/2001 2000-2001 School Year

Item A B C D E Space Diff# 1 - 1 ( 0% ) 17 ( 3% ) 6 ( 1% ) 606 ( 96% ) * 0 ( 0% ) 0 ( 0% ) 0.962# 2 - 10 ( 2% ) 10 ( 5% ) 564 ( 90% ) * 27 ( 4% ) 0 ( 0% ) 0 ( 0% ) 0.895# 3 - 29 ( 5% ) 3 ( 0% ) 586 ( 93% ) * 13 ( 2% ) 0 ( 0% ) 0 ( 0% ) 0.930# 4 - 553 ( 88% ) * 37 ( 6% ) 4 ( 1% ) 36 ( 6% ) 0 ( 0% ) 0 ( 0% ) 0.878# 5 - 37 ( 6% ) 19 ( 3% ) 52 ( 8% ) 524 ( 83% ) * 0 ( 0% ) 0 ( 0% ) 0.832# 6 - 106 ( 17% ) 458 ( 73% ) * 58 ( 9% ) 10 ( 2% ) 0 ( 0% ) 0 ( 0% ) 0.727# 7 - 11 ( 2% ) 22 ( 3% ) 570 ( 90% ) * 28 ( 4% ) 0 ( 0% ) 0 ( 0% ) 0.905# 8 - 10 ( 2% ) 16 ( 3% ) 38 ( 6% ) 569 ( 90% ) * 0 ( 0% ) 0 ( 0% ) 0.903# 9 - 46 ( 7% ) 40 ( 6% ) 13 ( 2% ) 529 ( 84% ) * 0 ( 0% ) 1 ( 0% ) 0.840# 10 - 12 ( 2% ) 590 ( 94% ) * 15 ( 2% ) 12 ( 2% ) 0 ( 0% ) 1 ( 0% ) 0.937# 11 - 460 ( 73% ) * 104 ( 17% ) 63 ( 10% ) 4 ( 1% ) 0 ( 0% ) 1 ( 0% ) 0.730# 12 - 432 ( 69% ) * 129 ( 20% ) 55 ( 9% ) 14 ( 2% ) 0 ( 0% ) 0 ( 0% ) 0.686# 13 - 3 ( 0% ) 528 ( 84% ) * 34 ( 5% ) 65 ( 10% ) 0 ( 0% ) 0 ( 0% ) 0.838# 14 - 8 ( 1% ) 598 ( 95% ) * 7 ( 1% ) 17 ( 3% ) 0 ( 0% ) 0 ( 0% ) 0.949# 15 - 56 ( 9% ) 461 ( 73% ) * 19 ( 3% ) 94 ( 15% ) 0 ( 0% ) 1 ( 0% ) 0.732# 16 - 78 ( 12% ) 14 ( 2% ) 79 ( 13% ) 460 ( 73% ) * 0 ( 0% ) 0 ( 0% ) 0.730# 17 - 112 ( 18% ) 139 ( 22% ) 6 ( 1% ) 376 ( 60% ) * 0 ( 0% ) 0 ( 0% ) 0.597# 18 - 21 ( 3% ) 47 ( 7% ) 561 ( 89% ) * 2 ( 0% ) 0 ( 0% ) 0 ( 0% ) 0.890# 19 - 4 ( 1% ) 407 ( 65% ) * 3 ( 0% ) 219 ( 35% ) 0 ( 0% ) 1 ( 0% ) 0.646# 20 - 548 ( 87% ) * 30 ( 5% ) 5 ( 1% ) 50 ( 8% ) 0 ( 0% ) 0 ( 0% ) 0.870# 21 - 14 ( 2% ) 4 ( 1% ) 21 ( 3% ) 592 ( 94% ) * 0 ( 0% ) 0 ( 0% ) 0.940# 22 - 438 ( 70% ) * 64 ( 10% ) 98 ( 16% ) 31 ( 5% ) 0 ( 0% ) 0 ( 0% ) 0.695# 23 - 69 ( 11% ) 457 ( 73% ) * 61 ( 10% ) 44 ( 7% ) 0 ( 0% ) 0 ( 0% ) 0.725# 24 - 56 ( 9% ) 28 ( 4% ) 472 ( 75% ) * 76 ( 12% ) 0 ( 0% ) 1 ( 0% ) 0.749# 25 - 10 ( 2% ) 50 ( 8% ) 556 ( 88% ) * 16 ( 3% ) 0 ( 0% ) 0 ( 0% ) 0.883# 26 - 112 ( 18% ) 120 ( 19% ) 10 ( 2% ) 389 ( 62% ) * 0 ( 0% ) 0 ( 0% ) 0.617# 27 - 125 ( 20% ) 269 ( 43% ) 237 ( 38% ) * 2 ( 0% ) 0 ( 0% ) 0 ( 0% ) 0.376# 28 - 568 ( 90% ) * 37 ( 6% ) 11 ( 2% ) 14 ( 2% ) 0 ( 0% ) 0 ( 0% ) 0.902# 29 - 506 ( 80% ) * 28 ( 4% ) 65 ( 10% ) 34 ( 5% ) 0 ( 0% ) 0 ( 0% ) 0.803# 30 - 64 ( 10% ) 48 ( 8% ) 30 ( 5% ) 488 ( 77% ) * 0 ( 0% ) 1 ( 0% ) 0.775# 31 - 11 ( 2% ) 559 ( 89% ) * 16 ( 3% ) 44 ( 7% ) 0 ( 0% ) 0 ( 0% ) 0.887# 32 - 88 ( 14% ) 63 ( 10% ) 422 ( 67% ) * 58 ( 9% ) 0 ( 0% ) 2 ( 0% ) 0.670# 33 - 107 ( 17% ) 377 ( 60% ) 16 ( 3% ) 131 ( 21% ) 0 ( 0% ) 0 ( 0% ) 0.598# 34 - 427 ( 68% ) * 49 ( 8% ) 81 (13%) 75 (12% 0 ( 0% ) 0 ( 0% ) 0.678# 35 - 73 ( 12% ) 413 ( 66% ) * 38 ( 6% ) 107 ( 17% ) 0 ( 0% ) 0 ( 0% ) 0.656# 36 - 34 ( 5% ) 398 ( 63% ) * 45 ( 7% ) 154 ( 24% ) 0 ( 0% ) 0 ( 0% ) 0.632# 37 - 78 ( 12% ) 253 ( 40% ) 11 ( 2% ) 289 ( 46% ) * 0 ( 0% ) 0 ( 0% ) 0.459# 38 - 97 (15% ) 397 ( 63% ) * 62 ( 10% ) 73 ( 12% ) 0 ( 0% ) 1 ( 0% ) 0.630# 39 - 222 ( 15% ) 167 ( 27% ) 170 ( 27% ) * 72 ( 11% ) 0 ( 0% ) 1 ( 0% ) 0.270# 40 - 99 ( 16% ) 44 ( 7% ) 88 ( 14% ) 400 ( 63% ) 0 ( 0% ) 1 ( 0% ) 0.635# 41 - 542 ( 86% ) * 25 ( 4% ) 5 ( 1% ) 60 ( 10% ) 0 ( 0% ) 0 ( 0% ) 0.860# 42 - 36 ( 6% ) 82 ( 13% ) 135 ( 21% ) 378 ( 60% ) * 0 ( 0% ) 0 ( 0% ) 0.600# 43 - 12 ( 2% ) 291 ( 46% ) 11 ( 2% ) 318 ( 50% ) 0 ( 0% ) 0 ( 0% ) 0.505# 44 - 486 ( 77% ) * 48 ( 8% ) 91 ( 14% ) 5 ( 1% ) 0 ( 0% ) 1 ( 0% ) 0.771# 45 - 8 ( 1% ) 93 ( 15% ) 518 ( 82% ) * 13 ( 2% ) 0 ( 0% ) 1 ( 0% ) 0.822# 46 - 57 ( 9% ) 421 ( 67% ) * 123 ( 20% ) 33 ( 5% ) 0 ( 0% ) 0 ( 0% ) 0.668# 47 - 54 ( 9% ) 360 ( 57% ) * 41 ( 7% ) 178 ( 28% ) 0 ( 0% ) 0 ( 0% ) 0.571# 48 - 19 ( 3% ) 165 ( 26% ) * 51 ( 8% ) 396 ( 63% ) 0 ( 0% ) 0 ( 0% ) 0.262# 49 - 42 ( 7% ) 574 ( 91% ) * 5 ( 1% ) 9 ( 1% ) 0 ( 0% ) 1 ( 0% ) 0.911# 50 - 153 ( 24% ) 72 ( 11% ) 9 ( 1% ) 398 ( 63% ) * 0 ( 0% ) 0 ( 0% ) 0.632# 51 - 542 ( 86% ) * 50 ( 8% ) 41 ( 7% ) 0 ( 0% ) 0 ( 0% ) 2 ( 0% ) 0.860# 52 - 17 ( 3% ) 307 ( 49% ) 311 ( 49% ) * 1 ( 0%) 0 ( 0% ) 0 ( 0% ) 0.490

Page 19

Page 22: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Assessing Your Current RealityConsider the descriptions of 5 stages of PLC

progress regarding:

1. Clarity on What Students Must Know and Be Able to Do

2. Assessing Student Learning on the Essential Curriculum

Individually, silently, and honestlyassess the current status of your school for each

indicatoron the Professional Learning Community

Continuum

Progress and ProblemsShare your assessment with your colleagues:

• Where are areas of agreement? • Where are the areas of disagreement?• Where can you celebrate the greatest

progress?• What areas are you finding problematic?

Closing the Knowing-Doing Gap

• What steps could you take to make progress in these indicators?

• Complete the “Where Do We Go From

Here” worksheets to begin your plan for becoming a school committed to a focus on learning.

Page 20

Page 23: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

A C

ontin

uum

of O

ur C

omm

itmen

t to

Key

PLC

Con

cept

s D

IRE

CTI

ON

S FO

R C

OM

PLET

ING

TH

IS A

UD

IT:

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vidu

ally

, sile

ntly

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ess t

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urre

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atus

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our

scho

ol fo

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leve

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tifie

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Pa

rt I.

Lea

rnin

g as

our

Fun

dam

enta

l Pur

pose

W

e ac

know

ledg

e th

at th

e fu

ndam

enta

l pur

pose

of o

ur sc

hool

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hel

p al

l stu

dent

s ach

ieve

hig

h le

vels

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earn

ing,

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ther

efor

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e ar

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illin

g to

ex

amin

e al

l of o

ur p

ract

ices

in li

ght o

f the

ir im

pact

on

lear

ning

. In

dica

tor

Pre-

Initi

atin

g In

itiat

ing

Impl

emen

ting

Dev

elop

ing

Sust

aini

ng

We

wor

k w

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olle

ague

s on

our

team

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uild

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now

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ict

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atio

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ours

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gra

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llect

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ach

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ust k

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e cr

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onito

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ach

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l ess

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prov

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entif

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c st

anda

rd o

r ta

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h st

uden

t mus

t ach

ieve

on

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kills

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ss th

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.

Page 21

Page 24: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

REPRODUCIBLE

62 Learning by Doing © 2006 Solution Tree ! www.solution-tree.com

Des

crib

e on

e or

mor

e as

pect

s of

a

prof

essi

onal

lear

ning

com

mun

ity t

hat

you

wou

ld li

ke t

o se

e in

pla

ce in

you

r sc

hool

.

Teac

hers

in th

e sc

hool

hav

e wo

rked

toge

ther

to c

lari-

fy a

nd fo

cus

on th

e es

sent

ial o

utco

mes

for

each

cour

se, e

ach

grad

e le

vel,

and

each

uni

t of i

nstr

uctio

n.

Thes

e co

mm

on e

ssen

tial o

utco

mes

refle

ct th

ete

ache

rs’ e

ffort

s to

bui

ld s

hare

d kn

owle

dge

rega

rdin

gbe

st p

ract

ice.

Wha

t st

eps

orac

tiviti

es m

ust

bein

itiat

ed t

o cr

eate

this

con

ditio

n in

your

sch

ool?

Who

will

be

resp

onsi

ble

for

initi

atin

g or

sust

aini

ng t

hese

step

s or

act

iviti

es?

Wha

t is

a r

ealis

tictim

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REPRODUCIBLE

Learning by Doing © 2006 Solution Tree ! www.solution-tree.com 63

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Page 26: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

The BIG IDEAS of a PLC We accept learning as the fundamental purpose of our

school and therefore are willing to examine all practices in light of their impact on learning.

We are committed to working together to achieve our collective purpose. We cultivate a collaborative culture through development of high-performing teams.

Barriers to a Learning Community

A professional norm of teacher isolation.

Why Should We Collaborate? Gains in student achievement Higher quality solutions to problems Increased confidence among all staff Teachers able to support one another’s strengths and accommodate weaknesses Ability to test new ideas More support for new teachers Expanded pool of ideas, materials, and methods

—Judith Warren Little (1990)

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Page 27: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

The Case for Teams

Empowered teams are such a powerful force of integration and productivity that they form the basic building block of any intelligent organization. Given the right context, teams generate passion and engagement. In addition, a team is something to belong to, a support group and political unit with more clout than the individuals in it.

Pinchot & Pinchot, The End of Bureaucracy and the Rise of the Intelligent Organization

We are at a point in time where teams are recognized as a critical component of every enterprise–the predominant unit for decision making and getting things done. . . . Working in teams is the norm in a learning organization.

Senge, et al., The Fifth Discipline Fieldbook

The leader of the future will master the art of forming teams. Future leaders will master teamwork, working with and through others because no one person can master all the sources of information to make good decisions.

Ulrich, “Credibility and Capability” in The Leader of the Future

Teams bring together complementary skills and experience that exceed those of any individual on the team. Teams are more effective in problem solving. Teams provide a social dimension that enhances work. Teams motivate and foster peer pressure and internal accountability. Teams have more fun.

Katzenbach and Smith, The Wisdom of Teams

The best way to achieve challenging goals is through teamwork. Where single individuals may despair of accomplishing a monumental task, teams nurture, support, and inspire each other.

Noel Tichy, The Leadership Engine

People who collaborate learn from each other and create synergy. That is why learning organizations are made up of teams that share a common purpose. Organizations need togetherness to get things done and to encourage the exploration essential to improvement.

Charles Handy, “Managing the Dream” in Learning Organizations Learning organizations are fast, focused, flexible, friendly and fun. To promote these characteristics they are far more likely to be organized into teams than in old-fashioned hierarchies.

Rosabeth Moss Kanter, “Mastering Change” in Learning Organizations We have known for nearly a quarter of a century that self-managed teams are far more productive than any other form of organizing. There is a clear correlation between participation and productivity.

Margaret Wheatley, “Goodbye, Command and Control” in Leader to Leader

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Page 28: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

The Case for Collaboration

The single most important factor for successful school restructuring and the first order of business for those interested in increasing the capacity of their schools is building a collaborative internal environment (Eastwood & Seashore Louis, 1992). When groups, rather than individuals are seen as the main units for implementing curriculum, instruction, and assessment, they facilitate development of shared purpose for student learning and collective responsibility to achieve it (Newmann and Wehlage, 1995). “The key to ensuring that every child has a quality teacher is finding a way for school systems to organize the work of qualified teachers so they can collaborate with their colleagues in developing strong learning communities that will sustain them as they become more accomplished teachers” (National Commission on Teaching and America’s Future, 2003, p. 7.) Teacher collaboration in strong professional learning communities improves the quality and equity of student learning, promotes discussions that are grounded in evidence and analysis rather than opinion, and fosters collective responsibility for student success (McLaughlin & Talbert, 2006). “High performing schools tend to promote collaborative cultures [and] support professional communities and exchanges among all staff…Teachers and staff communicate to remove barriers to student learning” (National Education Association, 2006). When teachers work in collaborative teams schools are more likely to see gains in student achievement, find higher quality solutions to problems, promote increased confidence among staff, create an environment in which teachers support one another’s strengths and accommodate weaknesses, provide support for new teachers, and provide all staff with access to an expanded pool of ideas, materials, and methods (Judith Warren Little, 1990). [High-achieving schools] “build a highly collaborative school environment in where working together to solve problems and to learn from each other become cultural norms” (West Ed, 2000, p.12). Improving schools require a collaborative culture. Without collaborative skills and relationships it not possible to continue to learn (Michael Fullan, 1993). Collaboration and the ability to engage in collaborative action are becoming increasingly important to the survival of the public schools. Indeed, without the ability to collaborate with others the prospect of truly improving schools is not likely (Schlechty, 2005, p. 22). “It is imperative that professional learning be directed at improving the quality of collaborative work” (National Staff Development Council, 2001). It is time to end the practice of solo teaching in isolated classrooms. Today’s teachers must transform their personal knowledge into a collectively built, widely shared and cohesive professional knowledge base (Fulton, Yoon, & Lee, 2005).

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Page 29: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Group IQ

There is such a thing as group IQ. While a group can be no smarter than the sum total of the knowledge and skills of its members, it can be much “dumber” if its internal workings don’t allow people to share their talents.

—Robert Sternberg (1988)

Team Defined

What Is Collaboration?

A systematic process in which we work together, interdependently, to analyze and impact professional practice in order to improve our individual and collective results

—DuFour, DuFour, & Eaker (2002)

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Page 30: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

The Focus of Collaboration

Collaborative cultures, which by definition have close relationships, are indeed powerful, but unless they are focusing on the right things they may end up being powerfully wrong. - Michael Fullan

A Key Question in PLCs

The critical question in a PLC is not, “do we collaborate,” but rather,

“what do we collaborate about.”

You must not settle for “Collaboration Lite.”

Critical Corollary Questions: If We Believe All Kids Can Learn:

What is it we expect them to learn?How will we know when they have

learned it?How will we respond when they

don’t learn?How will we respond when they

already know it?

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Page 31: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Seven Keys to Effective Teams

1. Embed collaboration in routine practices of the school with FOCUS ON LEARNING.

The Criterion for Creating Teams

The fundamental question in organizing teams is:

“Do the people on this team have a shared responsibility for responding to the

critical questions in ways that enhance the learning of their students.”

Possible Team Structures:Provided Focus Is on LEARNING

All teachers teaching the same grade level All teachers teaching the same course Vertical teams (K-2/3-5 or French I-IV) Electronic teams

www.isightEd.com www.firstclass.com professional organizations

Interdisciplinary teams District or regional teams Similar Responsibility Teams

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Page 32: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Seven Keys to Effective Teams1. Embed collaboration in routine practices of

the school with FOCUS ON LEARNING.2. Schedule time for collaboration

into the school day and school calendar.

Parameters for Collaborative Time

Can not keep the kids at home Can not increase costs Can not significantly impact instructional

time

For more ideas on

Team Structure

Making Time for CollaborationGo to:

www.allthingsplc.info“Evidence of Effectiveness” Schools

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Page 33: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Making Time for Collaboration It is imperative that teachers be provided with time to meet during their contractual day. We believe it is insincere and disingenuous for any school district or any school principal to stress the importance of collaboration, and then fail to provide time for collaboration. One of the ways in which organizations demonstrate their priorities is allocation of resources, and in schools, one of the most precious resources is time. The following list is not meant to be comprehensive but is merely intended to illustrate some of the steps schools and districts have taken to create the prerequisite time for collaboration.

Common Preparation: Build the master schedule to provide daily common preparation periods for teachers of the same course, or department. Each team should then designate one day each week to engage in collaborative, rather than individual planning.

Parallel Scheduling: Schedule common preparation time by assigning the specialists—physical education teachers, librarians, music teachers, art teachers, instructional technologists, guidance counselors, foreign language teachers, etc.—to provide lessons to students across an entire grade level at the same time each day. The team should designate one day each week for collaborative planning. Some schools build back-to-back specials classes into the master schedule on each team’s designated collaborative day, thus creating an extended block of time for the team to meet.

Adjusted Start and End Time of Contractual Day: Members of a team, department, or an entire faculty agree to start their workday early or extend their workday one day each week to gain collaborative team time. In exchange for adding time to one end of the workday, the teachers are compensated by getting the time back on the other end of that day.

For example, on the first day of each school-week the entire staff of Adlai Stevenson High School in Lincolnshire, Illinois, begins its workday at 7:30 a.m., rather than the normal 7:45 start-time. From 7:30 to 8:30, the entire faculty engages in collaborative team meetings. Student arrival begins at 7:40, as usual, but the start of class is delayed from the normal 8:05 until 8:30. Students are supervised by administration and non-instructional staff in a variety of optional activities such as breakfast, library and computer research, open gym, study halls, and tutorials. To accommodate for the 25 minutes of lost instructional time, five minutes is trimmed from five of the eight 50-minute class periods. The school day ends at the usual 3:25 p.m., buses run their regular routes, and Stevenson teachers are free to leave at 3:30 rather than the 3:45

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Page 34: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

time stipulated in their contract. By making these minor adjustments to the schedule on the first day of each week, the entire faculty is guaranteed an hour of collaborative planning to start each week, but their work day or work week has not been extended by a single minute.

Shared Classes: Teachers across two different grade levels or courses combine their students into one class for instruction. While one teacher/team instructs the students during that period, the other team engages in collaborative work. The teams alternate instructing and collaborating to provide equity in learning time for students and teams. Some schools coordinate shared classes to ensure that older students adopt younger students and serve as literacy buddies, tutors and mentors.

Group Activities, Events, or Testing: Teams of teachers coordinate activities that require supervision of students rather than instructional expertise (i.e., videos, resource lessons, read-alouds, assemblies, testing). Non-teaching staff supervise students while the teachers engage in team collaboration.

Banking Time: Over a designated period of days, instructional minutes are extended beyond the required school day. After banking the desired number of minutes on designated days, the instructional day ends early to allow for faculty collaboration and student enrichment. In a middle school, for example, the traditional instructional day ended at 3:00 p.m.; students boarded buses at 3:20 and the teacher contractual day ended at 3:30. The faculty decided to extend the instructional day until 3:10 rather than 3:00. By teaching an extra 10 minutes nine days in a row, they bank 90 minutes. On the tenth day, instruction stops at 1:30 and the entire faculty has collaborative team time for two hours. The students remain on campus and are engaged in clubs, enrichment activities, and assemblies sponsored by a variety of parent/community partners and co-supervised by the school’s non-teaching staff.

In-Service/Faculty Meeting Time: Schedule extended time for teams to work together on staff development days and during faculty meeting time. Rather than requiring staff to attend a traditional whole staff in-service session or sit in a faculty meeting while directives and calendar items are read to highly educated professionals, shift the focus and use of these days or meetings so members of teams have extended time to learn with and from each other.

Materials derived from: DuFour, DuFour, Eaker, & Many. (2006). Learning by Doing: A Handbook for Professional Learning Communities at Work. Bloomington, IN: Solution Tree.

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Page 35: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Seven Keys to Effective Teams

1. Embed collaboration in routine practices of the school with FOCUS ON LEARNING.

2. Schedule time for collaboration into the school day and school calendar.

3. Focus teams on critical questions.4. Make products of collaboration

explicit.

Example of a Timeline for Team Products

By the end of the: 2nd Week - Team Norms 4th Week - Team SMART Goal 6th Week - Common Essential Outcomes 8th Week - First Common Assessment 10th Week - Analysis of Student Performance

on First Common Formative Assessment

Reciprocal Accountability

Accountability must be a reciprocal process. For every expectation I have of you to perform, I have an equal responsibility to provide you with the capacity to meet that expectation.

- Richard Elmore, 2006

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Page 36: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

The powerful collaboration that characterizes

professional learning communities is a systematic

process in which teachers work together to analyze

and improve their classroom practice. Teachers

work in teams, engaging in an ongoing cycle of

questions that promote deep team learning. This

process, in turn, leads to higher levels of student

achievement.

The Critical Issues for Team Consideration guide

the collective inquiry and action research of each

collaborative team in a professional learning com-

munity. This plan book explores these issues in

greater detail at strategic intervals. You and your

teammates will be challenged to build shared

knowledge—to learn together—about each issue

and ultimately generate a product as a result of

your collective inquiry and action research.

10

REPRODUCIBLE

1. ___ We have identified team norms and proto-cols to guide us in working together.

2. ___ We have analyzed student achievement dataand have established SMART goals that weare working interdependently to achieve.

3. ___ Each member of our team is clear on theessential learnings of our course in general aswell as the essential learnings of each unit.

4. ___ We have aligned the essential learnings withstate and district standards and the high-stakes exams required of our students.

5. ___ We have identified course content and/ortopics that can be eliminated so we candevote more time to essential curriculum.

6. ___ We have agreed on how to best sequencethe content of the course and have estab-lished pacing guides to help students achievethe intended essential learnings.

7. ___ We have identified the prerequisite knowl-edge and skills students need in order tomaster the essential learnings of our courseand each unit of this course.

8. ___ We have identified strategies and createdinstruments to assess whether students havethe prerequisite knowledge and skills.

9. ___ We have developed strategies and systemsto assist students in acquiring prerequisiteknowledge and skills when they are lackingin those areas.

10. ___ We have developed frequent common form-ative assessments that help us to determineeach student’s mastery of essential learnings.

11. ___ We have established the proficiency stan-dard we want each student to achieve oneach skill and concept examined with ourcommon assessments.

12. ___ We have developed common summativeassessments that help us assess the strengthsand weaknesses of our program.

13. ___ We have established the proficiency stan-dard we want each student to achieve oneach skill and concept examined with oursummative assessments.

14. ___ We have agreed on the criteria we will use injudging the quality of student work relatedto the essential learnings of our course, andwe practice applying those criteria to ensureconsistency.

15. ___ We have taught students the criteria we willuse in judging the quality of their work andhave provided them with examples.

16. ___ We evaluate our adherence to and the effec-tiveness of our team norms at least twiceeach year.

17. ___ We use the results of our common assessmentsto assist each other in building on strengthsand addressing weaknesses as part of aprocess of continuous improvement designedto help students achieve at higher levels.

18. ___ We use the results of our common assess-ments to identify students who need addi-tional time and support to master essentiallearnings, and we work within the systemsand processes of the school to ensure theyreceive that support.

1 2 3 4 5 6 7 8 9 10Not True of Our Team Our Team Is Addressing True of Our Team

Critical Issues for Team Consideration

Team Name:__________________________________________________________________________________________

Team Members:__________________________________________________________________________________

Use the scale below to indicate the extent to which each of the following statements is trueof your team.

Professional Learning Communities at Work Plan Book © 2006 Solution Tree www.solution-tree.com

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Page 37: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

To Help Build the Capacity of Teams, Address...

Why - (Rationale) How - (Process) What - (Common Language, Tools, Templates,

Materials, Resources, Examples When - (Timeline) Guiding Questions Criteria for Clarifying Quality of Each Product Tips and Suggestions

Seven Keys to Effective Teams

1. Embed collaboration in routine practices of the school with FOCUS ON LEARNING.

2. Schedule time for collaboration into the school day and school calendar.

3. Focus teams on critical questions.4. Make products of collaboration explicit.5. Establish team norms to guide

collaboration.

The Significance of Team Norms When all is said and done, the norms of a

group help determine whether it functions as a high-performing team or becomes simply a loose collection of people working together.

Positive norms will stick only if the group puts them into practice over and over again. Being explicit about norms raises the level of effectiveness, maximizes emotional intelligence, produces a positive experience for group members, and helps to socialize newcomers into the group quickly.- Daniel Goleman

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Page 38: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Importance of Team Norms Social psychologists learned long ago that

if you make a commitment and then share it with others, you are far more likely to follow through than if you simply make the commitment to yourself. Kerry Patterson et. al. Influencers, p. 152

The Importance of Norms One thing is clear: having clear norms

gives teams a huge advantage. A key to effective teams is involving all members in establishing norms, and then holding everyone accountable to what they have agreed upon. Patrick Lencioni, Overcoming the Five Dysfunctions of a

Team

The Importance of Team Norms At the heart of team interaction lies a

commitment-building process. The team establishes a social contract among its members that relates to their purpose, and guides and obligates how they must work together. At its core, team accountability is about the promises we make to ourselves and others, promises that underpin two critical aspects of teams: commitment and trust. Katzenbach and Smith, The Wisdom of Teams

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Page 39: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Norms of High Performing Teams Willingness to consider matters from another’s perspective Accurate understanding of spoken and unspoken feelings

and concerns of team members Willingness to confront a team member who violates norms Communicating positive regard, caring, and respect Willingness and ability to evaluate the team’s own

effectiveness Seeking feedback about and evidence of team effectiveness

from internal and external sources Maintaining a positive outlook and attitude Proactive problem-solving Awareness of how the group contributes to the purpose and

goals of the larger organization - Daniel Goleman

Criteria For Team Norms

The norms have clarified our expectations of one another.

All members of the team participated in creating the norms. All voices were heard.

The norms are stated as commitments to act in certain ways.

All members have committed to honoring the norms.

Tips For Team Norms Each team establishes its own norms. Norms are stated as commitments to act or

behave in certain ways. Norms are reviewed at the beginning and end of

each meeting until internalized. One norm requires team to assess its

effectiveness every six months. This assessment should include review of adherence to norms and the need to identify new norms.

Less is more. A few key norms are better than a laundry list.

Violations of norms must be addressed.

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Developing Norms

Comments to the Facilitator: This activity will enable a group to develop a set of operating norms orground rules. In existing groups, anonymity will help ensure that everyone is able to express their ideasfreely. For this reason, it is essential to provide pens or pencils or to ask that everyone use the same typeof writing implement.

Supplies: Index cards, pens or pencils, poster paper, display board, tape, tacks

Time: Two hours

Directions1. Explain to the group that effective groups generally have a set of norms that govern individual

behavior, facilitate the work of the group, and enable the group to accomplish its task.

2. Provide examples of norms by posting the list of norms that appears on page 212.

3. Recommend to the group that it establish a set of norms:

! To ensure that all individuals have the opportunity to contribute in the meeting;

! To increase productivity and effectiveness; and

! To facilitate the achievement of its goals.

4. Give five index cards and the same kind of writing tool to each person in the group.

5. Ask each person to reflect on and record behaviors they consider ideal behaviors for a group. Askthem to write one idea on each of their cards. Time: 10 minutes.

6. Shuffle all the cards together. Every effort should be made to provide anonymity for individuals,especially if the group has worked together before.

7. Turn cards face up and read each card aloud. Allow time for the group members to discuss eachidea. Tape or tack each card to a display board so that all group members can see it. As each cardis read aloud, ask the group to determine if it is similar to another idea that already has beenexpressed. Cards with similar ideas should be grouped together.

8. When all of the cards have been sorted, ask the group to write the norm suggested by each groupof cards. Have one group member record these new norms on a large sheet of paper.

9. Review the proposed norms with the group. Determine whether the group can support the normsbefore the group adopts them.

Used with permission of the National Staff Development Council, www.nsdc.org, 2006. All rights reserved. Adapted from Tools for Change

Workshops by Robby Champion. Oxford, OH: National Staff Development Council, 1993.

REPRODUCIBLE

210 Learning by Doing © 2006 Solution Tree ! www.solution-tree.com

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Page 41: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

REPRODUCIBLE

Learning by Doing © 2006 Solution Tree ! www.solution-tree.com 211

WHEN ESTABLISHING NORMS, CONSIDER:

Time! When do we meet?! Will we set a beginning and ending time?! Will we start and end on time?

Listening! How will we encourage listening?! How will we discourage interrupting?

Confidentiality! Will the meetings be open?! Will what we say in the meeting be held in

confidence?! What can be said after the meeting?

Decision Making! How will we make decisions?! Are we an advisory or a decision-making

body?! Will we reach decisions by consensus?! How will we deal with conflicts?

Participation! How will we encourage everyone’s

participation?! Will we have an attendance policy?

Expectations! What do we expect from members?! Are there requirements for participation?

PROPOSED NORM

__________________________________________________________________________________________________________________________________________________________________________________________________________________

__________________________________________________________________________________________________________________________________________________________________________________________________________________

__________________________________________________________________________________________________________________________________________________________________________________________________________________

__________________________________________________________________________________________________________________________________________________________________________________________________________________

__________________________________________________________________________________________________________________________________________________________________________________________________________________

________________________________________________________________________________________________________________________________________________________________________

Developing Norms

Used with permission of the National Staff Development Council, www.nsdc.org, 2006. All rights reserved. From Keys to SuccessfulMeetings by Stephanie Hirsh, Ann Delehant, and Sherry Sparks. Oxford, OH: National Staff Development Council, 1994.

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We encourage collaborative teams to engage inroutine self-reflection regarding their effective-ness, productivity, results, and adherence to teamnorms. During the first few months of team meet-ings we advise members to begin and end everymeeting with a review of their norms and to mon-itor and adjust personal behaviors to increase theteam’s effectiveness. High-performing teams inPLCs also engage in a more formal assessment atleast twice each year as a way to ensure high levelsof team learning and continuous improvement.The Survey on Team Norms is one way to evaluateyour team’s effectiveness.

13

Survey on Team NormsTeam:_________________________________________ Date:__________________________________________

Use the following ratings to honestly reflect on your experiences as a member of acollaborative team:

Strongly Disagree Disagree Agree Strongly Agree

1 2 3 4

1. ___ I know the norms and protocols established by my team.

Comments: ____________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________

2. ___ Members of my team are living up to the established norms and protocols.

Comments: ____________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________

3. ___ Our team maintains focus on the established team goal(s).

Comments: ____________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________

4. ___ Our team is making progress toward the achievement of our goal(s).

Comments: ____________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________

5. ___ The team is having a positive impact on my classroom practice.

Comments: ____________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________

REPRODUCIBLE

Professional Learning Communities at Work Plan Book © 2006 Solution Tree www.solution-tree.com

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Page 43: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Frequent, timely communication between theteams and administration is essential to the suc-cess of PLCs. How will your team communicate ona regular basis with your supervisors and adminis-trators? The Team Feedback Sheet is one way tofacilitate two-way communication.

During every team meeting, a member of theteam takes responsibility for completing the form,either electronically or on hard copy. The feedbacksheet and any product(s) completed at each meet-ing are submitted to the department chair or build-ing administrator overseeing the work of the team.The administrators monitor the work of the teams,respond immediately to any questions or concernslisted, provide feedback on the products, and engagein ongoing two-way communication. Administra-tors can also attend team meetings, either at theinvitation of the team or in response to evidencethat a team is experiencing difficulty.

11

Team Feedback SheetTeam Name:__________________________________________________________________________________________

Meeting Date:__________________________________________________________________________________________

Team Goal(s):__________________________________________________________________________

______________________________________________________________________________________

______________________________________________________________________________________

______________________________________________________________________________________

Team Members Present: Team Members Absent (List Reason):

_________________________________________ __________________________________________

_________________________________________ __________________________________________

_________________________________________ __________________________________________

_________________________________________ __________________________________________

_________________________________________ __________________________________________

_________________________________________ __________________________________________

_________________________________________ __________________________________________

_________________________________________ __________________________________________

Topics/Meeting Outcomes:

Questions/Concerns:

Administrator:__________________________________________________________________________________________

Date:______________________________________________________________________________________________________

REPRODUCIBLE

Professional Learning Communities at Work Plan Book © 2006 Solution Tree www.solution-tree.com

Page 41

Page 44: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Keys to Responding to a Resister

Assume good intentions Seek to understand Use strategies of persuasion

Seven Ways to Change Someone’s Mind1) Reason. Appealing to rational thinking and decision

making.2) Research. Building shared knowledge of the research

base supporting a position.3) Resonance. Connecting to the person’s intuition so that

the proposal feels right.4) Representational Re-descriptions. Changing the way the

information is presented (for example, using stories or analogies instead of data).

5) Resources and Reward. Providing people with incentives to embrace an idea.

6) Real-World Events. Presenting real-world examples where the idea has been applied successfully.

Howard Gardner, 2004

The Sequence of Changing Attitudes (Including Your Own)

Attitudeis shaped by

Experienceis a result of

Behavior

To change attitudes, focus on behavior.

Page 42

Page 45: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Keys to Responding to a Resister

Assume good intentions Seek to understand Use strategies of persuasion Identify specific behaviors essential to

the success of the initiative Focus on behavior not attitude. Monitor

behavior.

We Can Behave our Way to New Attitudes

There is a large literature demonstrating that attitudes follow behavior. People accept new beliefs as a result of changing their behavior. Pfeffer and Sutton

Assessing Your Current Reality

Consider the descriptions of 5 stages of PLC progress regarding:

Collaborative Teams that focus on Issues that directly impact student learning

Individually, silently, and honestlyassess the current status of your school for each

indicator on the Professional Learning Community Continuum

Page 43

Page 46: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

An

Aud

it of

Our

Com

mitm

ent t

o K

ey P

LC C

once

pts

Pa

rt II

. Bu

ildin

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labo

rativ

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re T

hrou

gh H

igh

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orm

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Team

s W

e ar

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mm

itted

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orki

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geth

er to

ach

ieve

our

col

lect

ive

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arni

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r all

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ltiva

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rform

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Page 44

Page 47: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

REPRODUCIBLE

Learning by Doing © 2006 Solution Tree ! www.solution-tree.com 113

Des

crib

e on

e or

mor

e as

pect

s of

apr

ofes

sion

al le

arni

ng c

omm

unity

tha

t yo

uw

ould

like

to

see

in p

lace

in y

our

scho

ol.

Teac

hers

wor

k to

geth

er a

s m

embe

rs o

f col

labo

rativ

ete

ams.

The

mem

bers

of e

ach

team

wor

k in

terd

e-pe

nden

tly to

ach

ieve

com

mon

goa

ls.

Each

team

is p

rovi

ded

with

tim

e to

mee

t and

use

sth

at ti

me

to e

ngag

e in

col

lect

ive

inqu

iry o

n qu

estio

nssp

ecifi

cally

link

ed to

gai

ns in

stu

dent

ach

ieve

men

t.

Each

team

ado

pts

and

obse

rves

pro

toco

ls th

at c

larif

yho

w m

embe

rs w

ill fu

lfill

thei

r re

spon

sibi

litie

s to

the

team

.

Each

team

is a

sked

to g

ener

ate

and

subm

it pr

oduc

ts,

which

resu

lt fro

m th

eir

disc

ussio

n of

crit

ical q

uest

ions

.

Wha

t st

eps

orac

tiviti

es m

ust

bein

itiat

ed t

o cr

eate

this

con

ditio

n in

your

sch

ool?

Who

will

be

resp

onsi

ble

for

initi

atin

g or

sust

aini

ng t

hese

step

s or

act

iviti

es?

Wha

t is

a r

ealis

tictim

elin

e fo

r ea

chst

ep o

r ph

ase

of

the

activ

ity?

Wha

t w

ill y

ou u

seto

ass

ess

the

effe

ctiv

enes

s of

your

initi

ativ

e?

Whe

re D

o W

e G

o Fr

om H

ere?

Wor

kshe

etA

Com

mit

men

t to

a C

olla

bora

tive

Cul

ture

Page 45

Page 48: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Progress and ProblemsShare your assessment with your colleagues:

• Where are areas of agreement? • Where are the areas of disagreement?• Where can you celebrate the greatest

progress?• What areas are you finding problematic?

Closing the Knowing-Doing Gap

• What steps could you take to make progress in these indicators?

• Complete the “Where Do We Go From

Here” worksheets to begin your plan for becoming a school committed to a focus on learning.

The BIG IDEAS of a PLC We accept learning as the fundamental purpose of our

school and therefore are willing to examine all practices in light of their impact on learning.

We are committed to working together to achieve our collective purpose. We cultivate a collaborative culture through development of high performing teams.

We assess our effectiveness on the basis of results rather than intentions. Individuals, teams, and schools seek relevant data and information and use that information to promote continuous improvement.

Page 46

Page 49: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

1. To identify students who need more time and support for learning

2. To identify strategies to improve upon both our individual and collective ability to teach each essential skill and concept

Professional Learning Communities Focus on Results in Two Ways

Seven Keys to Effective Teams1. Embed collaboration in routine practices of the

school with FOCUS ON LEARNING.2. Schedule time for collaboration into the school

day and school calendar.3. Focus teams on critical questions.4. Make products of collaboration explicit.5. Establish team norms to guide collaboration.6. Pursue specific and measurable team

performance goals.

Results-Oriented Goals:Keys to Effective Teams

Leaders foster effective teams when they help teams establish specific, measurable, results-oriented, performance goals. Promoting teams for the sake of teams or focusing on team-building exercises does little to improve the effectiveness of the organization. There is nothing more important than each member’s commitment to common purpose and a related performance goal to which the group holds itself jointly accountable.

—Katzenbach & Smith (1993)

Page 47

Page 50: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Evidenced-Based Decisions as Key to a Results Orientation in Education An astonishing number of educational leaders make critical decisions about curriculum, instruction, assessment, and placement on the basis of information that is inadequate, misunderstood, misrepresented, or simply absent. Even when information is abundant and clear, I have witnessed leaders who are sincere and decent people stare directly at the information available to them, and then blithely ignore it……Strategic leaders are worthy of the name because of their consistent linking of evidence to decision making. They respond to challenges not by scoring rhetorical points but by consistently elevating evidence over assertion. Doug Reeves, The Leader’s Guide to Standards School systems must create a culture that places value on managing by results, rather than on managing by programs. It is essential that leaders work to establish a culture where results are carefully assessed and actions are taken based on these assessments. Phil Schlechty Creating the Capacity to Support Innovations Concentrating on results does not negate the importance of process. On the contrary, the two are interdependent: Results tell us which processes are most effective and to what extent and whether processes need reexamining and adjusting. Processes exist for results and results should inform processes.” Mike Schmoker, Results As schools initiate reform, they can’t back off the collection of data because they will need information more than ever. They must have a process that gathers information that is recognized as authentic and relevant. The information should provide constant evaluation that shows schools where they are getting close and where they are falling short in a way that pushes people toward continual improvement. Patrick Dolan, Restructuring Our Schools What does it take to close the achievement gaps? Our findings suggest that it comes down to how schools use data. Teachers in gap-closing schools more frequently use data to understand the skill gaps of low-achieving students…. When data points to a weakness in students’ academic skills, gap-closing schools are more likely to focus in on that area, making tough choices to ensure that students are immersed in what they most need. Kiley Walsh Symonds, Perspectives on the Gap: Fostering the Success of Minority and Low Income Students

Page 48

Page 51: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Evidenced-Based Decisions as Key to a Results Orientation in Any Organization

The ultimate measure of a great team is results. Effective teams avoid ambiguity and interpretation when it comes to results. They decide what they want to achieve, then they clarify how they will measure their progress. They select one or two indicators they can collectively focus upon and around which they can rally. They create a scoreboard that helps keep them focused on results. These teams use the scoreboard to monitor their progress against the expected achievement. Patrick Lencioni, Overcoming the Five Dysfunctions of a Team Companies operate under the false assumption that if they carry out enough of the “right” improvement activities, actual performance improvements will inevitably materialize. At the heart of this assumption, which we call “activity centered,” is a fundamentally flawed logic that confuses ends with means, processes with outcomes. Payoffs from the infusion of activities will be meager at best. And there is in fact an alternative: results’ driven improvement processes that focus on achieving specific, measurable operational improvements within a few months.

Robert Schaffer and Harvey Thomson, Successful Change Programs Begin with Results

We found there was something distinctive about the decision making process of the great companies we studied. First, they embraced the current reality, no matter how bad the message. Second, they developed a simple yet deeply insightful fame of reference for all decisions. ….You absolutely cannot make a series of good decisions without first confronting the brutal facts. Jim Collins, Good to Great Unless you can subject your decision-making to a ruthless and continuous JUDGEMNT BY RESULTS, all your zigs and zags will only be random lunges in the dark, sooner or later bound to land you on the rocks. James Champy, Reengineering Management Ducking the facts about performance for fear of being judged, criticized, humiliated, and punished characterizes losing streaks, not winning streaks. In a losing streak, facts are used for blame, not improvement; they are turned into weapons to persecute, not tools to find solutions.....In winning streaks, players get and use abundant feedback about their performance. Leaders can...ensure that measurements ultimately empower rather than punish people. Rosabeth Moss Kanter, Confidence

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Page 52: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

SMART Goals

Established a team SMART goal: Strategic and specific Measurable Attainable Results-oriented Time-bound —Conzemius & O’Neill (2000)

Are These SMART Goals?Strategically aligned with the school-wide goal ofimproving student performance in language arts, bythe end of the 2009–2010 school year we will: Develop and implement four (4) common

assessments in the area of writing. Increase the use of cooperative learning

activities in our English classrooms by 25%. Increase the number of students achieving the

target score (80% or higher) on the district reading assessment from 81% to 90%.

The Importance of Short-Term SMART Goals

People can become so caught up in big dreams that they don’t manage the current reality. Short-term gains are needed to establish credibility for a change initiative over the long haul. Major change takes times. Most of us want to see some convincing evidence that all the effort is paying off. We want clear data indicating changes are working. —John P. Kotter, (1996), pp. 118–119

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Page 53: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

REPRODUCIBLE

Learning by Doing © 2006 Solution Tree ! www.solution-tree.com 133

Scho

ol:

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r:

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Page 51

Page 54: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

REPRODUCIBLE

Learning by Doing © 2006 Solution Tree ! www.solution-tree.com 127

Scho

ol:G

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e W

ashi

ngto

n El

emen

tary

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cent

age

of s

tude

nts

dem

onst

ratin

g pr

ofic

ienc

y on

bot

h a

natio

nal r

eadi

ng p

rofic

ienc

y as

sess

men

t an

d on

the

stat

e te

st.

2.

Elim

inat

e th

e ac

hiev

emen

t ga

p fo

r m

inor

ity s

tude

nts.

Team

SM

ART

Goa

l

Our

Rea

lity:

Last

yea

r, 18

%of

our

third

gra

ders

wer

eun

able

to m

eet g

rade

-leve

lpr

ofici

ency

sta

ndar

ds in

read

-in

g flu

ency

and

com

preh

en-

sion

as m

easu

red

by a

stan

dard

ized,

in

divi

dual

ized

asse

ssm

ent

prog

ram

for

early

lite

racy

deve

lopm

ent.

Six

perc

ent o

fCa

ucas

ian

and

33%

of

min

ority

stu

dent

s we

re u

nabl

eto

dem

onst

rate

pro

ficie

ncy.

Stra

tegi

es a

nd

Actio

n St

eps

We

will

cre

ate

a co

mm

onte

am s

ched

ule

that

rese

rves

8:30

to 1

0:30

for

lang

uage

arts

eac

h da

y. W

e w

ill d

esig

-na

te 4

5 m

inut

es (9

:45

to10

:30)

eac

h da

y fo

r re

grou

p-in

g st

uden

ts in

to th

ree

grou

ps(in

tens

ive

supp

ort,

stra

tegi

csu

ppor

t, an

d ac

hiev

ing

benc

h-m

ark)

bas

ed o

n de

mon

stra

-tio

n of

read

ing

fluen

cy a

ndco

mpr

ehen

sion

.

Res

pons

ibili

ty

Third

-gra

de te

am w

ill a

dher

eto

the

agre

ed-u

pon

sche

dule

and

iden

tify

the

appr

opria

tere

adin

g gr

oup

for

each

stu

-de

nt b

y th

e en

d of

Sep

tem

-be

r.

Tim

elin

e

End

of S

epte

mbe

r

Evid

ence

of

Effe

ctiv

enes

s

Stud

ents

will

be

assi

gned

toon

e of

thre

e gr

oups

on

the

basi

s of

indi

vidu

al re

adin

gas

sess

men

t res

ults

.

SMA

RT

Goa

l Wor

kshe

et:

Thir

d-G

rade

Tea

m

Page 52

Page 55: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

REPRODUCIBLE

128 Learning by Doing © 2006 Solution Tree ! www.solution-tree.com

Team

SM

ART

Goa

l

Our

Goa

l:Th

is y

ear,

100%

of

third

gra

ders

will

dem

onst

rate

prof

icie

ncy

in re

adin

g flu

ency

and

com

preh

ensi

on a

s m

eas-

ured

by

the

stan

dard

ized,

indi

vidu

alize

d pr

ogra

m fo

rea

rly li

tera

cy.

Stra

tegi

es a

nd

Actio

n St

eps

The

team

will

exp

and

toin

clud

e th

e sp

ecia

l edu

catio

nte

ache

r, Ti

tle I

teac

her,

spee

ch th

erap

ist,

and

liter

acy

coac

h du

ring

the

desi

gnat

ed45

min

utes

eac

h da

y. St

u-de

nts

in n

eed

of in

tens

ive

supp

ort w

ill b

e as

sign

ed to

am

embe

r of

the

team

ingr

oups

of n

o m

ore

than

four

stud

ents

. Stu

dent

s in

nee

d of

mor

e st

rate

gic

supp

ort w

ill b

eas

sign

ed to

gro

ups

of n

om

ore

than

eig

ht s

tude

nts.

Stud

ents

at b

ench

mar

k pr

ofi-

cien

cy w

ill b

e as

sign

ed to

the

rem

aini

ng te

am m

embe

rs fo

rre

adin

g en

richm

ent a

ndex

tens

ion

activ

ities

cre

ated

by

the

team

. Stu

dent

pro

ficie

ncy

will

be

mon

itore

d on

an

ongo

-in

g ba

sis

and

mem

bers

hip

inth

e gr

oups

will

be

fluid

.

Res

pons

ibili

ty

The

team

will

:

1. W

ork

with

the

prin

cipal

and

staf

f mem

bers

list

ed a

bove

to c

reat

e th

e sc

hedu

le th

atal

lows

for

this

inte

rven

tion.

2. C

reat

e a

serie

s of

ong

oing

asse

ssm

ents

of r

eadi

ng fl

u-en

cy a

nd c

ompr

ehen

sion

and

anal

yze

the

resu

lts.

3. A

lign

asse

ssm

ents

with

the

cont

ent a

nd fo

rmat

of t

hest

ate

test

for

lang

uage

art

s.

4. Id

entif

y sp

ecifi

c an

d pr

ecis

ein

stru

ctio

nal s

trat

egie

s to

addr

ess

the

need

s of

stu

-de

nts

assi

gned

to e

ach

grou

p.

5. C

reat

e a

varie

ty o

f enr

ich-

men

t act

iviti

es fo

r pr

ofici

ent

read

ers,

inclu

ding

Jun

ior

Grea

t Boo

ks re

adin

g cir

cles,

inde

pend

ent a

nd g

roup

rese

arch

pro

ject

s, co

mpu

ter-

base

d ex

plor

atio

ns, s

ilent

sust

aine

d re

adin

g, a

ndte

ache

r re

ad-a

loud

s.

Tim

elin

e

The

team

will

adm

inis

ter

the

stan

dard

ized

asse

ssm

ent

thre

e tim

es th

is y

ear:

in m

id-

Sept

embe

r, Ja

nuar

y, an

d la

teAp

ril.

The

team

will

dev

elop

and

adm

inis

ter

its o

wn

asse

ss-

men

ts e

very

6 w

eeks

.

Evid

ence

of

Effe

ctiv

enes

s

Evid

ence

will

incl

ude:

1. S

tude

nt m

ovem

ent t

ohi

gher

grou

ps

2. A

ll st

uden

ts d

emon

stra

ting

fluen

cy a

nd c

ompr

ehen

sion

on th

e st

anda

rdize

d as

sess

-m

ent

3. A

ll st

uden

ts m

eetin

g th

epr

ofic

ienc

y st

anda

rd o

n th

est

ate

test

in la

ngua

ge a

rts

SMA

RT

Goa

l Wor

kshe

et:

Thir

d-G

rade

Tea

m (c

onti

nued

)

Page 53

Page 56: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

REPRODUCIBLE

Learning by Doing © 2006 Solution Tree ! www.solution-tree.com 129

Scho

ol:T

hom

as J

effe

rson

Mid

dle

Scho

olTe

am N

ame:

Eigh

th-G

rade

Mat

h Te

am L

eade

r:Ch

ris

Rau

ch

Team

Mem

bers

:Chr

is C

arte

r, D

olor

es L

ayco

, Mar

y Fi

sche

r

Dis

tric

t G

oal(s

): W

e w

ill in

crea

se s

tude

nt a

chie

vem

ent

and

clos

e th

e ac

hiev

emen

t ga

p in

all

area

s of

our

mid

dle

and

seco

ndar

ysc

hool

s, u

sing

a v

arie

ty o

f loc

al, s

tate

, and

nat

iona

l ind

icat

ors

to d

ocum

ent

impr

oved

lear

ning

on

the

part

of o

ur s

tude

nts.

Scho

ol G

oal(s

):W

e w

ill:

1.

Red

uce

the

failu

re r

ate

in o

ur s

choo

l.

2.

Incr

ease

the

per

cent

age

of s

tude

nts

scor

ing

at o

r ab

ove

the

esta

blis

hed

prof

icie

ncy

stan

dard

on

the

stat

e as

sess

men

t in

all a

reas

.

Team

SM

ART

Goa

l

Our

Rea

lity:

Last

yea

r, 24

%of

our

stu

dent

s fa

iled

one

orm

ore

sem

este

rs o

f mat

h. A

nd31

% p

erce

nt o

f our

stu

dent

swe

re u

nabl

e to

mee

t the

stat

e pr

ofic

ienc

y st

anda

rd in

mat

h.

Our

Goa

l:Th

is y

ear,

we w

illre

duce

the

perc

enta

ge o

f fai

l-in

g gr

ades

to 1

0% o

r le

ssan

d th

e pe

rcen

tage

of s

tu-

dent

s un

able

to m

eet s

tate

stan

dard

s to

no

mor

e th

an15

%.

Stra

tegi

es a

nd

Actio

n St

eps

We

will

alig

n ea

ch u

nit o

f our

mat

h pr

ogra

m w

ith s

tate

stan

dard

s, s

tudy

the

resu

ltsof

the

last

sta

te a

sses

smen

t,id

entif

y pr

oble

m a

reas

, and

deve

lop

spec

ific

stra

tegi

es to

addr

ess

thos

e ar

eas

in o

urco

urse

.

Dev

elop

com

mon

form

ativ

eas

sess

men

ts a

nd a

dmin

iste

rth

em e

very

3 w

eeks

. The

seas

sess

men

ts w

ill p

rovi

dere

peat

ed o

ppor

tuni

ties

for

stud

ents

to b

ecom

e fa

mili

arw

ith th

e fo

rmat

use

d on

the

stat

e as

sess

men

t.

Res

pons

ibili

ty

Entir

e te

am

Entir

e te

am

Tim

elin

e

We

will

com

plet

e th

e an

alys

ison

the

teac

her

work

day

prio

rto

the

star

t of t

he y

ear.

We

will

revi

ew o

ur fi

ndin

gs p

rior

to th

e st

art o

f eac

h ne

w u

nit.

Form

ativ

e as

sess

men

ts w

illbe

cre

ated

prio

r to

the

star

tof

eac

h un

it of

inst

ruct

ion

thro

ugho

ut th

e ye

ar. T

hey

will

be a

dmin

iste

red

on a

day

desi

gnat

ed b

y th

e te

am.

Evid

ence

of

Effe

ctiv

enes

s

Writ

ten

anal

ysis

of s

tate

asse

ssm

ent a

nd s

trat

egie

s to

addr

ess

weak

ness

es

Stud

ent p

erfo

rman

ce o

nte

am-e

ndor

sed

com

mon

asse

ssm

ents

SMA

RT

Goa

l Wor

kshe

et:

Eigh

th-G

rade

Mat

h

Page 54

Page 57: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

REPRODUCIBLE

130 Learning by Doing © 2006 Solution Tree ! www.solution-tree.com

Team

SM

ART

Goa

lSt

rate

gies

and

Ac

tion

Step

s

Afte

r ea

ch c

omm

on a

sses

s-m

ent,

we w

ill id

entif

y an

yst

uden

t who

doe

s no

t mee

tth

e es

tabl

ishe

d pr

ofic

ienc

yst

anda

rd a

nd w

ill w

ork

with

the

coun

selo

r to

hav

e th

ose

stud

ents

re-

assi

gned

from

stud

y ha

ll to

the

mat

h tu

tor-

ing

cent

er.

Repl

ace

faili

ng g

rade

s fro

mou

r co

mm

on a

sses

smen

tsw

ith th

e hi

gher

gra

de e

arne

dby

stu

dent

s w

ho a

re a

ble

tode

mon

stra

te p

rofic

ienc

y in

key

skill

s on

sub

sequ

ent

form

s of

the

asse

ssm

ent a

fter

com

plet

ing

tuto

ring.

Exam

ine

the

resu

lts o

f eac

hco

mm

on a

sses

smen

t in

anef

fort

to d

eter

min

e w

hich

mem

ber

of th

e te

am is

get

-tin

g th

e be

st re

sults

on

each

skill

, and

then

sha

re id

eas,

met

hods

, and

mat

eria

ls fo

rte

achi

ng th

ose

skill

s m

ore

effe

ctiv

ely.

Res

pons

ibili

ty

Mem

bers

of e

ntire

team

will

requ

est t

utor

ing

as th

eir

supe

rvis

ory

resp

onsi

bilit

y;te

am le

ader

will

wor

k w

ithth

e co

unse

lor

afte

r ea

chas

sess

men

t.

Entir

e te

am w

ill c

reat

e m

ulti-

ple

form

s of

eac

h as

sess

-m

ent.

Tuto

rs w

ill a

dmin

iste

rth

e as

sess

men

t afte

r a

stu-

dent

has

com

plet

ed th

ere

quire

d tu

torin

g.

Each

mem

ber

of th

e te

am

Tim

elin

e

Asse

ssm

ents

adm

inis

tere

dev

ery

3 we

eks.

Stu

dent

s w

illbe

ass

igne

d to

the

tuto

ring

cent

er w

ithin

1 w

eek

ofas

sess

men

t.

Mul

tiple

form

s of

an

asse

ss-

men

t will

be

crea

ted

prio

r to

the

star

t of e

ach

unit

ofin

stru

ctio

n. T

utor

s w

ill a

dmin

-is

ter

the

seco

nd a

sses

smen

tw

ithin

2 w

eeks

of a

stu

dent

’sas

sign

men

t to

the

tuto

ring

cent

er.

Ong

oing

thro

ugho

ut th

e ye

area

ch ti

me

a co

mm

on a

sses

s-m

ent i

s ad

min

iste

red.

Evid

ence

of

Effe

ctiv

enes

s

Dai

ly li

st o

f stu

dent

s re

ceiv

ing

tuto

ring

in m

ath

Com

pila

tion

of re

sults

from

subs

eque

nt a

sses

smen

ts

!An

alys

is o

f fin

ding

s af

ter

each

com

mon

ass

essm

ent

is a

dmin

iste

red

!D

ecre

ase

in th

e fa

ilure

rate

!In

crea

se in

per

cent

age

ofst

uden

ts p

rofic

ient

on

stat

e as

sess

men

t

SMA

RT

Goa

l Wor

kshe

et E

ight

h-G

rade

Mat

h (c

onti

nued

)

Page 55

Page 58: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

REPRODUCIBLE

Learning by Doing © 2006 Solution Tree ! www.solution-tree.com 131

Scho

ol: J

ohn

Adam

s H

igh

Scho

ol

Tea

m N

ame:

Amer

ican

Gov

ernm

ent T

eam

T

eam

Lea

der:

Tom

Bot

imer

Team

Mem

bers

:Dan

Hah

n, A

ndy

Brad

ford

, Nic

k La

rsen

, Hel

en H

arve

y

Dis

tric

t G

oal(s

):W

e w

ill p

rovi

de m

ore

stud

ents

with

acc

ess

to o

ur m

ost r

igor

ous

curr

icul

um in

eac

h su

bjec

t are

a an

d gr

ade

leve

l.

Scho

ol G

oal(s

):W

e w

ill in

crea

se b

y at

leas

t 10%

the

num

ber

of s

tude

nts

enro

lling

in:

1.Ad

vanc

ed p

lace

men

t cou

rses

2.Ca

psto

ne c

ours

es in

a d

epar

tmen

tal s

eque

nce

Team

SM

ART

Goa

l

Our

Rea

lity:

All s

tude

nts

mus

t com

plet

e a

sem

este

r of

Amer

ican

Gov

ernm

ent a

s a

grad

uatio

n re

quire

men

t. La

stye

ar o

nly

10%

of t

he g

radu

-at

ing

clas

s fu

lfille

d th

atre

quire

men

t by

enro

lling

inad

vanc

ed p

lace

men

t (AP

)Am

eric

an G

over

nmen

t.

Our

Goa

l:At

leas

t 20%

of

the

curr

ent j

unio

r cl

ass

will

enro

ll in

and

com

plet

e th

ead

vanc

ed p

lace

men

t Am

eri-

can

Gove

rnm

ent c

lass

nex

tye

ar.

Stra

tegi

es a

nd

Actio

n St

eps

We

will

mak

e a

pres

enta

tion

in e

ach

sect

ion

of U

nite

dSt

ates

His

tory

, enc

oura

ging

stud

ents

to e

nrol

l in

APAm

eric

an G

over

nmen

t and

listin

g th

e ad

vant

ages

for

doin

g so

.

We

will

coo

rdin

ate

with

the

guid

ance

dep

artm

ent t

oen

sure

that

whe

n co

unse

lors

regi

ster

stu

dent

s fo

r cl

asse

s,th

ey e

ncou

rage

any

stu

dent

who

rece

ives

an

A at

the

end

of th

e fir

st s

emes

ter

of U

nite

dSt

ates

His

tory

to e

nrol

l in

APAm

eric

an G

over

nmen

t.

Res

pons

ibili

ty

Team

lead

er w

ill c

oord

inat

eth

e sc

hedu

le fo

r th

ese

pres

en-

tatio

ns w

ith th

e te

am le

ader

for

Unite

d St

ates

Hist

ory.

Each

mem

ber

of th

e te

am w

illas

sist i

n m

akin

g th

ese

pres

en-

tatio

ns a

nd w

ill d

istrib

ute

awr

itten

list

of a

dvan

tage

s cr

e-at

ed b

y th

e te

am.

Team

lead

er w

ill a

tten

d th

eco

unse

lors

’ tea

m m

eetin

g to

enlis

t the

ir su

ppor

t, ex

plai

nad

vant

ages

of t

he A

P pr

o-gr

am, a

nd s

hare

the

team

’sst

rate

gies

for

supp

ortin

g st

u-de

nts

in A

P Go

vern

men

t.

Tim

elin

e

Com

plet

e pr

esen

tatio

ns b

yth

e en

d of

Jan

uary

prio

r to

stud

ents

regi

ster

ing

for

thei

rco

urse

s fo

r ne

xt y

ear.

End

of fi

rst s

emes

ter

Evid

ence

of

Effe

ctiv

enes

s

The

pres

enta

tion

has

been

mad

e in

eve

ry U

nite

d St

ates

His

tory

cla

ss

Min

utes

of m

eetin

g

SMA

RT

Goa

l Wor

kshe

et:

Am

eric

an G

over

nmen

t

Page 56

Page 59: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

REPRODUCIBLE

132 Learning by Doing © 2006 Solution Tree ! www.solution-tree.com

Team

SM

ART

Goa

lSt

rate

gies

and

Ac

tion

Step

s

We

will

adv

ise

pare

nts

of th

ebe

nefit

s of

AP

Amer

ican

Go

vern

men

t.

We

will

cre

ate

stud

y gr

oups

to re

view

mat

eria

l prio

r to

the

com

preh

ensi

ve a

sses

s-m

ents

we

adm

inis

ter

ever

y 6

week

s.

Res

pons

ibili

ty

The

team

will

dra

ft a

lett

er to

pare

nts

of s

tude

nts

who

ear

nan

A in

Uni

ted

Stat

es H

isto

ryat

the

end

of th

e se

mes

ter.

The

lett

er w

ill li

st th

e ad

van-

tage

s of

com

plet

ing

this

cour

se w

hile

in h

igh

scho

olfo

r an

y st

uden

t pla

nnin

g on

atte

ndin

g co

llege

. It w

ill a

lso

incl

ude

the

team

’s st

rate

gy to

prov

ide

stud

ents

with

add

i-tio

nal s

uppo

rt. T

he te

am w

illal

so c

reat

e a

flyer

on

the

ben-

efits

of t

he A

P pr

ogra

m to

be

dist

ribut

ed d

urin

g pa

rent

open

hou

se.

The

team

will

cre

ate

the

com

mon

com

preh

ensi

veas

sess

men

ts. E

ach

mem

ber

will

be

resp

onsi

ble

for

con-

duct

ing

one

stud

y gr

oup

tohe

lp s

tude

nts

revi

ew fo

r th

ese

test

s. S

tudy

gro

ups

will

be

held

on

thre

e ev

enin

gs in

the

week

prio

r to

the

test

.

Tim

elin

e

The

flyer

will

be

crea

ted

for

dist

ribut

ion

at th

e op

enho

use

in e

arly

Oct

ober

. The

lett

er w

ill b

e se

nt a

t the

end

of th

e fir

st s

emes

ter.

Ong

oing

thro

ugho

ut th

ese

mes

ter

Evid

ence

of

Effe

ctiv

enes

s

Com

plet

ed d

ocum

ents

Com

plet

ion

of c

omm

onas

sess

men

ts a

nd s

tude

nt p

er-

form

ance

on

com

mon

ass

ess-

men

ts. T

he n

umbe

r of

stud

ents

ear

ning

hon

orgr

ades

on

the

AP e

xam

inAm

eric

an G

over

nmen

t will

doub

le o

ver

last

yea

r’s to

tal.

SMA

RT

Goa

l Wor

kshe

et:

Am

eric

an G

over

nmen

t (c

onti

nued

)

Page 57

Page 60: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

SAM

PLE

CO

MPR

EHEN

SIVE

SC

HO

OL

IMPR

OVE

MEN

T PL

AN

A

ny T

own

Elem

enta

ry S

choo

l

Yea

r: _

____

____

Dis

tric

t Goa

l 1: W

e w

ill in

crea

se s

tude

nt a

chie

vem

ent a

nd c

lose

the

achi

evem

ent g

ap in

all

area

s us

ing

a va

riety

of i

ndic

ator

s

to

docu

men

t im

prov

ed le

arni

ng o

n th

e pa

rt o

f our

stu

dent

s.

Scho

ol G

oal 1

: We

will

impr

ove

stud

ent p

erfo

rman

ce in

lang

uage

art

s as

mea

sure

d by

loca

l, di

stric

t, st

ate/

prov

inci

al, a

nd

Nat

iona

l ind

icat

ors.

TEA

M S

MA

RT

GO

ALS

SP

ECIF

IC A

CTI

VITI

ES/A

CTI

ON

STE

PS

WH

O IS

R

ESPO

NSI

BLE

TA

RG

ET

DA

TES

BU

DG

ET

EVID

ENC

E O

F SU

CC

ESS

Gra

de K

: C

urre

nt R

ealit

y: L

ast y

ear,

81%

of

kind

erga

rten

stud

ents

sco

red

a 2

on

the

Dis

trict

Rea

ding

Rub

ric in

May

. SM

AR

T G

oal:

This

yea

r, at

leas

t 87

% o

f kin

derg

arte

n st

uden

ts w

ill

scor

e a

2 or

hig

her o

n th

e D

istri

ct

Rea

ding

Rub

ic in

May

. G

rade

1:

Cur

rent

Rea

lity:

Las

t yea

r, 65

% o

f fir

st g

rade

stu

dent

s sc

ored

a 3

or

high

er o

n th

e D

istri

ct R

eadi

ng R

ubric

in

May

. SM

AR

T G

oal:

This

yea

r, at

leas

t 70

% o

f firs

t gra

de s

tude

nts

will

sco

re

a 3

or h

ighe

r on

the

Dis

trict

Rea

ding

R

ubric

in M

ay.

Gra

de 2

: C

urre

nt R

ealit

y: L

ast y

ear,

91%

of

seco

nd g

rade

stu

dent

s pa

ssed

the

Dis

trict

Sec

ond

Gra

de R

eadi

ng T

est

whe

n fir

st a

dmin

iste

red

in M

ay.

SMA

RT

Goa

l: Th

is y

ear,

at le

ast

93%

of s

econ

d gr

ade

stud

ents

will

pa

ss th

e D

istri

ct S

econ

d G

rade

R

eadi

ng T

est w

hen

first

adm

inis

tere

d in

May

.

Cur

ricul

um:

1. C

larif

y &

pac

e E

ssen

tial L

earn

ings

(s

kills

, con

cept

s &

dis

posi

tions

) in

each

ar

ea o

f Lan

guag

e A

rts u

tiliz

ing

Sta

ndar

ds D

ocum

ents

, Cur

ricul

um

Gui

des,

ass

essm

ent b

luep

rints

, and

te

xtbo

oks.

A

sses

smen

ts:

2. D

evel

op a

nd im

plem

ent l

ocal

, co

mm

on, f

orm

ativ

e gr

ade

leve

l as

sess

men

ts to

:1)

frequ

ently

mon

itor

each

stu

dent

’s le

arni

ng o

f ess

entia

l ou

tcom

es 2

.) pr

ovid

e st

uden

ts w

ith

mul

tiple

opp

ortu

nitie

s to

dem

onst

rate

pr

ogre

ss in

mee

ting

and

exce

edin

g le

arni

ng ta

rget

s.

Inst

ruct

ion:

3.

C

reat

e/im

plem

ent a

mas

ter

inst

ruct

iona

l sch

edul

e at

eac

h gr

ade

leve

l to

prov

ide

prot

ecte

d bl

ocks

of i

nstru

ctio

nal t

ime

for a

ll ar

eas

of th

e co

nten

t. 4.

In

itiat

e in

divi

dual

and

sm

all g

roup

pr

ogra

ms

to p

rovi

de a

dditi

onal

in

terv

entio

n an

d en

richm

ent

lear

ning

tim

e fo

r stu

dent

s.

All

Inst

ruct

iona

l S

taff

Gra

de-L

evel

Te

ams,

P

rinci

pal

Prin

cipa

l, In

stru

ctio

nal

Team

s P

rinci

pal,

Inst

ruct

iona

l Te

ams,

V

olun

teer

s

Rea

ding

: Oct

. 15

Writ

ing:

Nov

. 15

List

enin

g &

S

peak

ing:

Dec

.15

Sep

tem

ber-

May

ch

eckp

oint

s at

m

id-p

oint

of e

ach

nine

-wee

ks;

(dis

trict

be

nchm

ark

asse

ssm

ents

at

end

of e

ach

nine

-w

eeks

) A

ugus

t 20t

h D

aily

: S

epte

mbe

r - M

ay

List

s of

Eac

h Te

am’s

Ess

entia

l Le

arni

ngs

&

Pac

ing

Gui

des

In

crea

sed

resu

lts

for a

ll st

uden

ts o

n lo

cal,

dist

rict,

stat

e/pr

ovin

cial

, an

d na

tiona

l in

dica

tors

C

omm

on G

rade

Le

vel S

ched

ules

; Fa

culty

Sur

vey—

Janu

ary

& J

une

In

terv

entio

n/E

nric

hmen

t Sch

edul

e;

Stu

dent

Rec

ords

; V

olun

teer

Log

Page 58

Page 61: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

TEA

M S

MA

RT

GO

ALS

(con

t.)

Gra

de 3

: C

urre

nt R

ealit

y: L

ast y

ear,

85%

of

third

gra

ders

met

or e

xcee

ded

stan

dard

on

the

stat

e’s

Writ

ing

Sub

test

in M

ay.

SMA

RT

Goa

l: Th

is y

ear,

at le

ast

90%

of t

hird

gra

ders

will

mee

t or

exce

ed s

tand

ard

on th

e st

ate’

s W

ritin

g S

ubte

st in

May

. G

rade

4:

Cur

rent

Rea

lity:

Las

t yea

r, th

e na

tiona

l per

cent

ile fo

r our

four

th

grad

ers

in v

ocab

ular

y on

the

Sta

nfor

d 9

was

62%

. SM

AR

T G

oal:

This

yea

r, th

e na

tiona

l pe

rcen

tile

for o

ur fo

urth

gra

ders

in

voca

bula

ry w

ill b

e at

leas

t 66%

. G

rade

5:

Cur

rent

Rea

lity:

Las

t yea

r, 78

% o

f fif

th g

rade

rs s

core

d at

or a

bove

pr

ofic

ienc

y on

the

stat

e’s

Rea

ding

/Lite

ratu

re a

nd R

esea

rch

Eng

lish

Sub

test

in M

ay.

SMA

RT

Goa

l: Th

is y

ear,

at le

ast

85%

of f

ifth

grad

ers

will

sco

re a

t or

abov

e pr

ofic

ienc

y on

the

stat

e’s

Rea

ding

/Lite

ratu

re a

nd R

esea

rch

Eng

lish

Sub

test

in M

ay.

SPEC

IFIC

AC

TIVI

TIES

/AC

TIO

N S

TEPS

5.

P

rovi

de p

aren

ts w

ith re

sour

ces

and

stra

tegi

es to

hel

p th

eir c

hild

ren

succ

eed

acad

emic

ally

. Inf

orm

atio

n w

ill b

e pr

ovid

ed th

roug

h gr

ade-

leve

l w

orks

hops

, wee

kly

fold

ers/

pare

nt

logs

; new

slet

ters

, and

pa

rent

/teac

her c

onfe

renc

es.

6.

Util

ize

a va

riety

of i

nstru

ctio

nal

stra

tegi

es to

hel

p st

uden

ts le

arn

all

Ess

entia

l Ski

lls a

t or a

bove

gra

de

leve

l pro

ficie

ncy

targ

ets.

St

aff D

evel

opm

ent:

7.

Col

labo

rativ

ely

stud

y st

anda

rds

&

curr

icul

um g

uide

s to

gen

erat

e

grad

e le

vel l

ists

of e

ssen

tial s

kills

. 8.

C

reat

e a

varie

ty o

f com

mon

, fo

rmat

ive

asse

ssm

ent i

nstru

men

ts

desi

gned

to m

onito

r stu

dent

le

arni

ng o

f ess

entia

l ski

lls in

re

adin

g an

d w

ritin

g.

9.

Dev

elop

, im

plem

ent,

and

eval

uate

Te

am A

ctio

n R

esea

rch

Pro

ject

s to

im

prov

e te

achi

ng &

lear

ning

.

U

se in

form

atio

n fro

m c

omm

on

asse

ssm

ents

to id

entif

y st

aff

deve

lopm

ent n

eeds

. Pro

vide

on

goin

g, jo

b-em

bedd

ed s

taff

deve

lopm

ent.

WH

O IS

R

ESPO

NSI

BLE

A

ll In

stru

ctio

nal

Sta

ff, P

rinci

pal

All

Inst

ruct

iona

l S

taff,

Prin

cipa

l A

ll In

stru

ctio

nal

Sta

ff, P

rinci

pal

All

Team

s,

Prin

cipa

l A

ll In

stru

ctio

nal

Team

s,

Prin

cipa

l

TAR

GET

DA

TES

Sep

tem

ber-

May

S

ept.

– D

ec.

Facu

lty M

eetin

gs,

Sta

ff D

ev. D

ays,

&

Tea

m m

eetin

gs

Sep

t. - M

ay

Facu

lty M

eetin

gs,

Sta

ff D

ev. D

ays,

&

Tea

m m

eetin

gs

Sep

tem

ber–

May

Fa

culty

Mee

tings

; S

taff

Dev

. Day

s;

Team

mee

tings

; A

dditi

onal

Tim

e by

team

requ

est

BU

DG

ET

$3,5

00.0

0 S

taff

Dev

. Fu

nds

EVID

ENC

E O

F SU

CC

ESS

Num

ber o

f P

aren

ts in

A

ttend

ance

, S

tudy

Gui

des

&

New

slet

ters

R

esul

ts o

n al

l in

dica

tors

; Le

sson

Pla

ns

Gra

de L

evel

Lis

ts

of E

ssen

tial S

kills

G

rade

Lev

el

Com

mon

A

sses

smen

ts

Qua

rterly

R

evie

ws;

Mid

Y

ear P

rogr

ess

Rep

orts

; End

-of-

Yea

r Tea

m

Eva

luat

ions

; A

sses

smen

t R

esul

ts

Page 59

Page 62: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Seven Keys to Effective Teams1. Embed collaboration in routine practices of the

school with FOCUS ON LEARNING.2. Schedule time for collaboration into the school

day and school calendar.3. Focus teams on critical questions.4. Make products of collaboration explicit.5. Establish team norms to guide collaboration.6. Pursue specific and measurable team

performance goals.7. Provide teams with frequent access to

relevant information.

Interpreting DataStudent Performance on the High-Stakes State Math Test:

Mean 178Median 177Mode 180

Use the data presented above to answer the following question: To what extent is this school helping all students achieve at high levels in math?

Schools Suffer from the DRIP Syndrome

Schools are often Data Rich, but Information Poor.

Data are not information; translating fact to understanding means relating data to something you know and can visualize. This typically requires comparison.

- Robert Waterman

Page 60

Page 63: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Student # Homeroom Class # 4 1 70 2 70 3 80 4 80 5 100 6 40 7 70 8 50 9 80 10 70 11 50 12 50 13 100 14 100 15 100

Average Score 74%Number Proficient 7 Percent Proficient 47%

STUDENT Class #1 Class #2 Class #3 Class # 4 Total

1 50 90 100 70

2 60 90 100 703 70 90 80 804 92 90 100 805 90 90 100 1006 100 100 92 407 90 100 80 708 90 83 83 509 83 100 100 8010 60 92 90 7011 92 100 90 5012 83 100 100 5013 92 100 80 10014 90 90 80 10015 100 100 90 10016 80 100 8017 90 9218 100

# Proficient 14 17 16 7 54/66

% Proficient 78% 100% 100% 47% 81%

To inform and impact professional practice, ensure

all teachers receive:

Timely and frequent information on the achievement of their students,

In meeting an agreed-upon standard, On a valid assessment, In comparison to others.

Page 61

Page 64: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Sharing Data: Beginning of Community

Collecting data is only the first step toward wisdom, but sharing data is the first step toward community. - Henry Louis Gates, Jr.

The Case for Formative Assessments

• ..developed through teacher learning communities promises the largest potential gains in student achievement

• Few initiatives in education have had such a strong body of evidence to support a claim to raise standards

• ...one of the most powerful, high-leverage strategies for improving student learning that we know of

• ...one of the most powerful weapons in a teacher’s arsenal

The Case for Common Assessments

• ...consistently used by schools with the greatest achievement

• ...represent a powerful, proven structure for improved results

• ...enable educators to diagnose student learning needs in time to make instructional modifications

• ...form the basis of professional dialogue in schools that double student achievement

Page 62

Page 65: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

The Case for Formative Assessment to Improve Student Learning

Effective use of formative assessment, developed through teacher learning communities,

promises not only the largest potential gains in student achievement but also a process for

affordable teacher professional development (Wiliam and Thompson, 2006).

“There is strong and rigorous evidence that improving formative assessment can raise

standards of pupils' performance. There have been few initiatives in education with such a

strong body of evidence to support a claim to raise standards” (Black and Wiliam (1998,

p.20).

“Assessment for learning… when done well, this is one of the most powerful, high-leverage

strategies for improving student learning that we know of. Educators collectively at the district

and school levels become more skilled and focused at assessing, disaggregating, and using

student achievement as a tool for ongoing improvement” (Fullan, 2005, p.71).

“Studies have demonstrated assessment for learning rivals one-on-one tutoring in its

effectiveness and that the use of assessment particularly benefits low-achieving students”

(Stiggins 2004, p.27).

“Formative assessments are one of the most powerful weapons in a teacher's arsenal. An

effective standards-based, formative assessment program can help to dramatically enhance

student achievement throughout the K-12 system” (Marzano 2006, back cover).

“Formative assessment is a potentially transformative instructional tool that, if clearly

understood and adroitly employed, can benefit both educators and their students (p.3)

…formative assessment constitutes the key cornerstone of clearheaded instructional thinking.

Formative assessment represents evidence-based instructional decision-making. If you want to

become more instructionally effective, and if you want your students to achieve more, then

formative assessments should be for you” (Popham, 2008, p.15).

Page 63

Page 66: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

The Case For Common Assessments

In my reviews of accountability data from hundreds of schools, the schools with the greatest gains in achievement consistently happen to use common assessments and collaborative scoring by faculty (Doug Reeves, 2007).

“Powerful, proven structures for improved results are at hand. It starts when a group of teachers meet regularly as a team to identify essential and valued student learning, develop common formative assessments, analyze current levels of achievement, set achievement goals, and then share and create lessons and strategies to improve upon those levels” (Schmoker, 2004).

“Common formative assessments provide regular and timely feedback regarding student attainment of the most critical standards, (and) also foster consistent expectations and priorities within a grade level, course, and department regarding standards, instruction, and assessment…Most importantly, common formative assessment results enable educators to diagnose student learning needs accurately in time to make instructional modifications” (Ainsworth, 2007, p.95-96).

The schools and districts that doubled student achievement added another layer of testing – common formative or benchmark assessments. These assessments were designed to provide detailed and concrete information on what students knew and do not know with respect to specific learning targets. Educators focused their collaborative discussions on the formative benchmark assessment data to determine collectively how to craft instructional units to help students learn objectives for particular units. Effectiveness of instruction was transparent and the subject of public and professional conversations and the focus of ongoing professional development. (Odden and Archibald, 2009).

The key to improved student achievement was moving beyond an individual teacher… looking at his or her classroom data. Instead, it took getting same-grade teacher teams to meet, analyze the results of each interim assessment to understand what concepts in the curriculum were posing difficulty for students, share ideas, figure out the best interventions, and actually follow up in their classrooms (Christman, et al., 2009).

“To the extent that we team to 1) analyze, understand and deconstruct standards, 2) transform them into high quality classroom assessments, and 3) share and interpret results together, we benefit from the union of our wisdom about how to help our students continue to grow as learners” (Stiggins, 2005, p.82).

Page 64

Page 67: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

• Two strategies seem especially promising for schools. One is to expand the quality and variety of formative assessments; a second is to promote and organize collective inquiry into and discussion of student progress and achievement based on a range of assessments. - Judith Warren Little, (2006), p. 9

Linking Formative & Common Assessments

The Most Powerful Strategy for Improving Student Learning

Teachers work together in collaborative teams to: clarify what students must learn, gather evidence of student learning, analyze that evidence, identify the most powerful teaching strategies.

Reflective teaching must be based on evidence of student learning and reflection is most powerful when it is collaborative.

John Hattie, 2009

Transparency Rules

There is no way continuous improvement can occur without constant transparency fueled by good information. Effective organizations create systems to ensure clear and continuous display of results and clear and continuous access to practice -- that is, what is being done to get the results.

- Michael Fullan (2008)

Page 65

Page 68: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Why Common Assessments• Efficiency - by sharing the load, teachers save time• Fairness - promotes common goals, similar pacing, and

consistent standards for assessing student proficiency• Effective monitoring - provides timely evidence of

whether the guaranteed and viable curriculum is being taught and learned

• Informs individual teacher practice - provides teachers with a basis of comparison regarding the achievement of their students so they can see strengths and weaknesses of their teaching

• Team capacity - collaborative teacher teams are able to identify and address problem areas in their program

• Collective response - helps teams and the school create timely, systematic interventions for students

The Tale of One Team: Essential Writing Skills for Students

Developing a plan for writing Focusing on a central idea Grouping related ideas Including descriptive details that elaborate on

the central idea Revising writing for clarity Editing final copies for grammar, capitalization,

punctuation, and spelling

Students will write descriptive paragraphs by:

Developed four common writing prompts Agreed on the criteria by which they would

judge the quality of student writing Practiced applying those criteria consistently

to establish inter-rater reliability Identified anchor papers for each rubric stage Established the proficiency target of 3 out of 4 Shared standards, rubric, and anchors with

students, and taught them how to apply the rubric to their writing

The Tale of One Team: Bringing the Big Ideas to Life

Page 66

Page 69: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

SMA

RT

GO

AL

AC

TIO

N P

LAN

TE

AM

:

Yea

r: _

____

__

D

istr

ict G

oal 1

: We

will

incr

ease

stu

dent

ach

ieve

men

t and

clo

se th

e ac

hiev

emen

t gap

in a

ll ar

eas

usin

g a

varie

ty o

f ind

icat

ors

t

o do

cum

ent i

mpr

oved

lear

ning

on

the

part

of o

ur s

tude

nts.

Sc

hool

Goa

l 1: W

e w

ill im

prov

e st

uden

t per

form

ance

in la

ngua

ge a

rts

as m

easu

red

by lo

cal,

dist

rict,

stat

e/pr

ovin

cial

, and

Nat

iona

l ind

icat

ors.

TEA

M S

MA

RT

GO

AL

STR

ATE

GIE

S/A

CTI

ON

STE

PS

WH

O IS

R

ESPO

NSI

BLE

TA

RG

ET

DA

TES/

TIM

ELIN

E

EVID

ENC

E O

F EF

FEC

TIVE

NES

S

Cur

rent

Rea

lity:

Las

t yea

r, 85

% o

f our

stu

dent

s m

et o

r ex

ceed

ed th

e ta

rget

sco

re o

f 3

on o

ur D

istri

ct’s

Writ

ing

Pro

mpt

in M

ay.

SMA

RT

Goa

l: Th

is y

ear,

at

leas

t 90%

of o

ur s

tude

nts

will

m

eet o

r exc

eed

the

targ

et

scor

e of

3 o

n ou

r Dis

trict

’s

Writ

ing

Pro

mpt

in M

ay.

Cur

ricul

um:

1. C

larif

y &

pac

e E

ssen

tial S

tude

nt

Lear

ning

Out

com

es in

Writ

ing

utili

zing

S

tand

ards

Doc

umen

ts, C

urric

ulum

G

uide

s, a

sses

smen

t blu

eprin

ts &

dat

a,

Wis

h-Li

st o

f Ski

lls

sses

smen

ts:

2. D

evel

op, i

mpl

emen

t, an

d co

llabo

rativ

ely

scor

e gr

ade

leve

l fo

rmat

ive

writ

ing

prom

pts

to:

a.)

frequ

ently

mon

itor e

ach

stud

ent’s

le

arni

ng o

f ess

entia

l writ

ing

outc

omes

b.

) pro

vide

stu

dent

s w

ith m

ultip

le

oppo

rtuni

ties

to d

emon

stra

te p

rogr

ess

in m

eetin

g an

d ex

ceed

ing

lear

ning

ta

rget

s in

writ

ing;

c.

) lea

rn w

ith a

nd fr

om e

ach

othe

r be

tter w

ays

to h

elp

stud

ents

bec

ome

prof

icie

nt w

riter

s In

stru

ctio

n:

3.

Pro

vide

stu

dent

s w

ith w

ritin

g as

sign

men

ts in

all

subj

ect a

reas

&

utili

ze a

var

iety

of i

nstru

ctio

nal

stra

tegi

es to

hel

p st

uden

ts le

arn

all

Ess

entia

l Writ

ing

Ski

lls.

All

Mem

bers

of

our T

eam

A

ll M

embe

rs o

f ou

r Tea

m

All

Mem

bers

of

our T

eam

A

ll M

embe

rs o

f ou

r Tea

m,

Prin

cipa

l, R

esou

rce

Sta

ff,

Vol

unte

ers

Oct

ober

15t

h O

ctob

er -M

ay

chec

kpoi

nts

at m

id-

poin

t of e

ach

grad

ing

perio

d;

(dis

trict

ben

chm

ark

asse

ssm

ents

at e

nd

of e

ach

sem

este

r)

Dai

ly:

Sep

tem

ber -

May

List

s of

Ess

entia

l Stu

dent

Le

arni

ng O

utco

mes

&

Pac

ing

Gui

de

Incr

ease

d re

sults

for a

ll st

uden

ts o

n te

am, d

istri

ct,

stat

e/pr

ovin

cial

, and

na

tiona

l ind

icat

ors

C

omm

on W

ritin

g P

rom

pts

Com

mon

Writ

ing

Rub

ric

Incr

ease

d re

sults

for a

ll st

uden

ts o

n te

am, d

istri

ct,

stat

e/pr

ovin

cial

, and

na

tiona

l ind

icat

ors

C

omm

only

sco

red

writ

ing

sam

ples

in m

ultip

le

subj

ects

; In

crea

sed

resu

lts fo

r all

stud

ents

on

team

, dis

trict

, st

ate/

prov

inci

al, a

nd

natio

nal i

ndic

ator

s

Page 67

Page 70: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Cur

rent

Rea

lity:

Las

t yea

r, 85

% o

f our

stu

dent

s m

et o

r ex

ceed

ed th

e ta

rget

sco

re o

f 3

on o

ur D

istri

ct’s

Writ

ing

Pro

mpt

in M

ay.

SMA

RT

Goa

l: Th

is y

ear,

at

leas

t 90%

of o

ur s

tude

nts

will

m

eet o

r exc

eed

the

targ

et

scor

e of

3 o

n ou

r Dis

trict

’s

Writ

ing

Pro

mpt

in M

ay.

4.

Initi

ate

indi

vidu

al a

nd s

mal

l gro

up

sess

ions

to p

rovi

de a

dditi

onal

in

terv

entio

n an

d en

richm

ent

focu

sed

on w

ritin

g.

5.

Pro

vide

par

ents

with

reso

urce

s an

d

st

rate

gies

to h

elp

thei

r chi

ldre

n

su

ccee

d as

writ

ers.

St

aff D

evel

opm

ent:

6.

Dev

elop

, im

plem

ent,

and

eval

uate

O

ur T

eam

Act

ion

Res

earc

h

Pro

ject

in W

ritin

g to

impr

ove

our

indi

vidu

al &

col

lect

ive

abili

ty to

hel

p

ou

r stu

dent

s le

arn

to w

rite

at h

igh

leve

ls.

Use

info

rmat

ion

from

our

com

mon

fo

rmat

ive

asse

ssm

ents

to id

entif

y

st

aff d

evel

opm

ent n

eeds

& e

ngag

e

in

ong

oing

, job

-em

bedd

ed s

taff

deve

lopm

ent i

n th

e ar

ea o

f writ

ing.

All

Mem

bers

of

our T

eam

A

ll M

embe

rs o

f O

ur T

eam

All

Mem

bers

of

Our

Tea

m

Dai

ly:

Sep

tem

ber-

May

1st

Sem

este

r W

orks

hop:

10/

20

2nd S

emes

ter

Wor

ksho

p: 1

/19

New

slet

ters

; End

-of

-Gra

ding

Per

iod

Con

fere

nces

W

eekl

y co

llabo

rativ

e te

am

mee

tings

; st

aff d

evel

opm

ent

days

; fa

culty

mee

ting

sess

ions

; ad

ditio

nal

prof

essi

onal

le

arni

ng ti

me

by

requ

est

Inte

rven

tion/

Enr

ichm

ent

Sch

edul

e; S

tude

nt

Lear

ning

Res

ults

N

umbe

r of P

aren

ts in

A

ttend

ance

, Stu

dy

Gui

des

& N

ewsl

ette

rs

Com

mon

Ass

essm

ents

Q

uarte

rly R

evie

ws;

M

id -Y

ear P

rogr

ess

Rep

orts

; E

nd-o

f-Yea

r Tea

m

Eva

luat

ions

; In

crea

sed

resu

lts fo

r all

stud

ents

on

team

, dis

trict

, st

ate/

prov

inci

al, a

nd

natio

nal i

ndic

ator

s

Page 68

Page 71: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

ESSE

NTI

AL

WR

ITIN

G S

KIL

LS:

CO

MM

ON

ASS

ESSM

ENT

RES

ULT

S (T

AR

GET

SC

OR

E 3/

4)

FO

CU

S O

N C

ENTR

AL

IDEA

GR

OU

P R

ELAT

ED ID

EAS

DES

CR

IPTI

VE D

ETA

ILS

E

DIT

: CA

P., P

UN

CT.

, GR

AM

. & S

P

STU

DEN

TC

LASS

#1C

LASS

#2

CLA

SS #

3TO

TALS

CLA

SS #

1CLA

SS #

2C

LASS

#3

TOTA

LSC

LASS

#1C

LASS

#2

CLA

SS #

3TO

TALS

CLA

SS #

1CLA

SS #

2C

LASS

#3

TOTA

LS

14

34

22

43

24

44

3

24

44

34

33

44

34

4

34

44

43

34

33

24

4

42

33

12

42

34

24

4

52

24

22

23

23

33

4

62

43

13

31

43

34

3

74

33

34

23

42

43

3

84

23

22

33

23

33

3

94

23

41

24

12

43

2

104

44

33

34

33

43

3

112

33

32

33

24

33

3

122

33

23

33

34

44

4

134

23

32

33

23

43

3

142

43

14

33

43

34

3

152

33

13

31

44

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3

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33

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43

3

172

33

13

31

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24

3

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34

22

33

24

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4

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34

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42

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204

23

31

33

13

43

2

Aver

age

Scor

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3.3

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3.2

3.3

Page 69

Page 72: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Consider the results of the first writing prompt and answer the following question:

How might the team analyze and report data in a way that is more aligned with learning for all?

Using Results to Improve Achievement

Consider the results of the first writing prompt and answer the following questions:

Which team member should take the lead in intervention for students having difficulty with central idea?

Which team member should take the lead in intervention for students have difficulty with editing?

Using Results to Improve Achievement

Consider the results of the first writing prompt an answer the following questions:

Which area should the team consider as a focus for its own professional development?

What is an example of an interim SMART goal the team might set for central idea for the next writing assessment?

Using Results to Improve Achievement

Page 70

Page 73: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Assessing Your Current Reality

Consider the descriptions of 5 stages of PLC progress regarding:

A Focus on Results through providing teams with relevant information

Individually, silently, and honestlyassess the current status of your school for each

indicator on the Professional Learning Community Continuum

Progress and ProblemsShare your assessment with your colleagues:

• Where are areas of agreement? • Where are the areas of disagreement?• Where can you celebrate the greatest

progress?• What areas are you finding problematic?

Closing the Knowing-Doing Gap

• What steps could you take to make progress in these indicators?

• Complete the “Where Do We Go From

Here” worksheets to begin your plan for becoming a school committed to a focus on learning.

Page 71

Page 74: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

An

Aud

it of

Our

Com

mitm

ent t

o K

ey P

LC C

once

pts

Pa

rt II

I. A

Foc

us o

n R

esul

ts

We

asse

ss o

ur e

ffect

iven

ess o

n th

e ba

sis o

f res

ults

rath

er th

an in

tent

ions

. Ind

ivid

uals

, tea

ms,

and

scho

ols s

eek

rele

vant

dat

a an

d in

form

atio

n an

d us

e th

at

info

rmat

ion

to p

rom

ote

cont

inuo

us im

prov

emen

t. In

dica

tor

Pre-

Initi

atin

g In

itiat

ing

Impl

emen

ting

Dev

elop

ing

Sust

aini

ng

Each

of o

ur te

ams h

as id

entif

ied

a SM

AR

T go

al th

at a

ligns

with

one

of

our s

choo

l goa

ls.

We

have

not

yet

beg

un

to a

ddre

ss th

is is

sue.

We

are

talk

ing

abou

t th

is, b

ut h

ave

take

n no

sig

nific

ant a

ctio

n to

m

ake

it a

real

ity.

We

have

beg

un to

do

this

, but

at t

his s

tage

of

the

impl

emen

tatio

n pr

oces

s, m

any

staf

f m

embe

rs a

ppro

ach

the

task

with

a se

nse

of

com

plia

nce

rath

er th

an

com

mitm

ent.

We

have

mov

ed

beyo

nd in

itial

im

plem

enta

tion

and

cont

inue

to w

ork

our

way

thro

ugh

the

proc

ess.

Supp

ort i

s gr

owin

g, b

ut c

hang

es

rem

ain

frag

ile.

This

pra

ctic

e is

dee

ply

embe

dded

in o

ur

cultu

re. M

ost s

taff

ar

e co

mm

itted

to d

oing

th

is a

nd fe

el it

is a

n im

porta

nt fa

ctor

in th

e co

llect

ive

effo

rt to

im

prov

e th

e sc

hool

. Ea

ch m

embe

r of t

he te

am re

ceiv

es

freq

uent

and

tim

ely

feed

back

re

gard

ing

the

perf

orm

ance

of h

is/he

r stu

dent

s on

team

, dis

trict

and

stat

e as

sess

men

ts.

We

have

not

yet

beg

un

to a

ddre

ss th

is is

sue.

We

are

talk

ing

abou

t th

is, b

ut h

ave

take

n no

sig

nific

ant a

ctio

n to

m

ake

it a

real

ity.

We

have

beg

un to

do

this

, but

at t

his s

tage

of

the

impl

emen

tatio

n pr

oces

s, m

any

staf

f m

embe

rs a

ppro

ach

the

task

with

a se

nse

of

com

plia

nce

rath

er th

an

com

mitm

ent.

We

have

mov

ed

beyo

nd in

itial

im

plem

enta

tion

and

cont

inue

to w

ork

our

way

thro

ugh

the

proc

ess.

Supp

ort i

s gr

owin

g, b

ut c

hang

es

rem

ain

frag

ile.

This

pra

ctic

e is

dee

ply

embe

dded

in o

ur

cultu

re. M

ost s

taff

ar

e co

mm

itted

to d

oing

th

is a

nd fe

el it

is a

n im

porta

nt fa

ctor

in th

e co

llect

ive

effo

rt to

im

prov

e th

e sc

hool

. W

e us

e co

mm

on a

sses

smen

ts to

: a)

iden

tify

stud

ents

who

nee

d ad

ditio

nal

time

and

supp

ort f

or le

arni

ng; b

) di

scov

er st

reng

ths a

nd w

eakn

esse

s in

our i

ndiv

idua

l tea

chin

g; a

nd c

) hel

p m

easu

re o

ur te

am’s

pro

gres

s tow

ard

its g

oals.

We

have

not

yet

beg

un

to a

ddre

ss th

is is

sue.

We

are

talk

ing

abou

t th

is, b

ut h

ave

take

n no

sig

nific

ant a

ctio

n to

m

ake

it a

real

ity.

We

have

beg

un to

do

this

, but

at t

his s

tage

of

the

impl

emen

tatio

n pr

oces

s, m

any

staf

f m

embe

rs a

ppro

ach

the

task

with

a se

nse

of

com

plia

nce

rath

er th

an

com

mitm

ent.

We

have

mov

ed

beyo

nd in

itial

im

plem

enta

tion

and

cont

inue

to w

ork

our

way

thro

ugh

the

proc

ess.

Supp

ort i

s gr

owin

g, b

ut c

hang

es

rem

ain

frag

ile.

This

pra

ctic

e is

dee

ply

embe

dded

in o

ur

cultu

re. M

ost s

taff

ar

e co

mm

itted

to d

oing

th

is a

nd fe

el it

is a

n im

porta

nt fa

ctor

in th

e co

llect

ive

effo

rt to

im

prov

e th

e sc

hool

. Fo

r eac

h of

the

acad

emic

and

af

fect

ive

goal

s we

have

iden

tifie

d fo

r stu

dent

s, w

e as

k, “

How

do

we

know

if

our s

tude

nts a

re a

chie

ving

this

go

al?”

We

have

not

yet

beg

un

to a

ddre

ss th

is is

sue.

We

are

talk

ing

abou

t th

is, b

ut h

ave

take

n no

sig

nific

ant a

ctio

n to

m

ake

it a

real

ity.

We

have

beg

un to

do

this

, but

at t

his s

tage

of

the

impl

emen

tatio

n pr

oces

s, m

any

staf

f m

embe

rs a

ppro

ach

the

task

with

a se

nse

of

com

plia

nce

rath

er th

an

com

mitm

ent.

We

have

mov

ed

beyo

nd in

itial

im

plem

enta

tion

and

cont

inue

to w

ork

our

way

thro

ugh

the

proc

ess.

Supp

ort i

s gr

owin

g, b

ut c

hang

es

rem

ain

frag

ile.

This

pra

ctic

e is

dee

ply

embe

dded

in o

ur

cultu

re. M

ost s

taff

ar

e co

mm

itted

to d

oing

th

is a

nd fe

el it

is a

n im

porta

nt fa

ctor

in th

e co

llect

ive

effo

rt to

im

prov

e th

e sc

hool

.

Page 72

Page 75: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

REPRODUCIBLE

140 Learning by Doing © 2006 Solution Tree ! www.solution-tree.com

Des

crib

e on

e or

mor

e as

pect

s of

apr

ofes

sion

al le

arni

ng c

omm

unity

tha

t yo

uw

ould

like

to

see

in p

lace

in y

our

scho

ol.

Each

team

tran

slat

es s

choo

l goa

ls in

to a

team

goa

l.

Goal

s ar

e SM

ART:

Str

ateg

ic, S

peci

fic, M

easu

rabl

e,At

tain

able

, Res

ult-O

rient

ed, a

nd T

imeb

ound

.

Team

mem

bers

ass

ist o

ne a

noth

er a

s th

ey w

ork

toge

ther

inte

rdep

ende

ntly

to a

chie

ve th

eir

colle

ctiv

ego

al.

Wha

t st

eps

orac

tiviti

es m

ust

bein

itiat

ed t

o cr

eate

this

con

ditio

n in

your

sch

ool?

Who

will

be

resp

onsi

ble

for

initi

atin

g or

sust

aini

ng t

hese

step

s or

act

iviti

es?

Wha

t is

a r

ealis

tictim

elin

e fo

r ea

chst

ep o

r ph

ase

of

the

activ

ity?

Wha

t w

ill y

ou u

seto

ass

ess

the

effe

ctiv

enes

s of

your

initi

ativ

e?

Whe

re D

o W

e G

o Fr

om H

ere?

Wor

kshe

etSc

hool

Im

prov

emen

t G

oals

Dri

ve T

eam

Goa

ls

Page 73

Page 76: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

REPRODUCIBLE

64 Learning by Doing © 2006 Solution Tree ! www.solution-tree.com

Des

crib

e on

e or

mor

e as

pect

s of

a

prof

essi

onal

lear

ning

com

mun

ity t

hat

you

wou

ld li

ke t

o se

e in

pla

ce in

you

r sc

hool

.

Each

teac

her

and

team

rece

ives

rele

vant

feed

back

.In

form

atio

n is

prov

ided

rega

rdin

g th

e ex

tent

to w

hich

stud

ents

mee

t agr

eed

upon

sta

ndar

ds o

f mas

tery

on

a va

lid te

st in

com

paris

on to

all

the

stud

ents

in th

esc

hool

att

empt

ing

to m

eet t

he s

ame

stan

dard

. The

team

s ut

ilize

form

ativ

e te

sts

thro

ugho

ut th

e ye

ar to

:

!Id

entif

y st

uden

ts w

ho n

eed

addi

tiona

l tim

e an

dsu

ppor

t.!

Hel

p in

divi

dual

teac

hers

iden

tify

area

s of

stre

ngth

and

wea

knes

s in

thei

r in

stru

ctio

n.!

Hel

p th

e te

am m

easu

re p

rogr

ess

towa

rds

itsgo

als

and

iden

tify

area

s in

nee

d of

att

entio

n.

Wha

t st

eps

orac

tiviti

es m

ust

bein

itiat

ed t

o cr

eate

this

con

ditio

n in

your

sch

ool?

Who

will

be

resp

onsi

ble

for

initi

atin

g or

sust

aini

ng t

hese

step

s or

act

iviti

es?

Wha

t is

a r

ealis

tictim

elin

e fo

r ea

chst

ep o

r ph

ase

of

the

activ

ity?

Wha

t w

ill y

ou u

se

to a

sses

s th

eef

fect

iven

ess

of

your

initi

ativ

e?

Whe

re D

o W

e G

o Fr

om H

ere?

Wor

kshe

etH

ow I

ndiv

idua

ls a

nd T

eam

s U

se A

sses

smen

t In

form

atio

n to

Im

prov

e Th

eir

Pro

fess

iona

l Pra

ctic

e

Page 74

Page 77: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

If the purpose of school is truly to ensure high levels of learning for all

students, schools will: Clarify what each student is expected to learn

- the essential knowledge, skills, and dispositions - of each course/subject, unit-by-unit

Monitor each student’s learning on a timely basis through the use of frequent, formative common assessments

Create systems to ensure students receive additional time and support if they are not learning

Create systems to ensure students receive additional time and support if they are learning.

All Kids Can Learn

Based on ability If they take advantage of the opportunity Something, and we will create a warm,

pleasant environment for them And we will do whatever it takes to ensure

they achieve the agreed-upon standards

The School’s Response Increased levels of time and support

when student is not being successful Response is increasingly directive, not

invitational Response is timely Response is SYSTEMATIC

Page 75

Page 78: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

A Support System for Students: Pre-enrollment initiatives

Counselor watch/Good Friend/Privilege For all entering students

Daily meeting with a faculty advisorDaily small group meeting with a

senior mentorWeekly meeting with counselorParticipation in two co-curricular

activitiesProgress reports or grades in every

A Systematic Response to Students Who Are Not Learning

At 3 weeks: conferences/ offer of tutoring services/ peer tutoring

At 6 weeks: mandatory tutoring/weekly progress reports

At 12 weeks: guided study and parent conferences

At 18 weeks: mentor program

A Syllogism of What Should Be Rhetorical Questions

1.Do we believe it is the purpose of our school to ensure all students learn at high levels?

2.Do we acknowledge that students learn at different rates and with different levels of support?

3.Have we created a schedule that guarantees students they will receive additional opportunities for learning through extra time and support, in a systematic way, regardless of who the teacher might be?

Page 76

Page 79: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

210

WHATEVER IT TAKES

SpecialEducationPlacement

Case Study Evaluation

OmbudsmanPlacement

Child Review Team

Mentor ProgramPlacement

Guided Study Program

Itinerant Support Program

Insight Class

Student Assistance Team Referral

SST and Teacher Conference With Parent

Doctor Verification

Social Work Contact / Peer Mediation

Student Placement on Weekly Progress Reports

Counselor Conference With Student and Parent

Good Friend Program

Counselor Phone Calls to Parents

Counselor Meeting With Student

Counselor Watch / Survival Skills for High School

Freshman Advisory / Freshman Mentor Program

Page 77

Page 80: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Adlai Stevenson High SchoolEight 50 Minute Periods

Students take six classes (50 minutes) Freshmen and Sophmores have one study hall

(50 minutes) Juniors and Seniors passing all classes have one

free 50 minute period Freshmen have 25 min. advisory/25 min. lunch Sophmores, Juniors,and Seniors passing all

classes get 50 minutes for lunch

Cinco Ranch High SchoolSeven Periods

Freshmen must enroll in one study hall to provide time for intervention

Intensive study skills Target math study hall Before and after school tutoring. Each teacher tutors

twice a week as part of his/her duty. Choice of detention or tutoring if fail to go to tutoring NHS students tutor during their study hall Progress reports or report cards every 3 weeks On-line credit recovery

Monticello High School Seven Period Block

Tuesday and Thursday - classes begin at 9:00am periods 1,3,7 meet for 90 minutes, 55 minutes for lunch

Wednesday and Friday - classes begin at 9:00am periods 2,4,6 meet for 90 minutes, 55 minutes for lunch

Tuesday - Friday - period 5 meets for 55 minutes Mondays -

Required tutorial period from 8:50 to 9:30 for any student not passing classes or requested by teacher

Classes begin at 9:30, periods, 1,2,3,4,6,7 meet for 50 minutes, 35 minutes for lunch

Page 78

Page 81: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Monticello High SchoolTransition and Orientation Program -

Freshmen and transfer students meet in and advisory program 25 minutes each day for first 9 weeks to assist with transition into high school

CARE Program - Tuesdays through Fridays. Students not passing classes report to tutorial for first 25 minutes of their lunch period. Then provided 30 minutes for lunch.

Whittier Union High School

Monday - 6 period day with 48 minutes each period Tuesday-Friday - modified block of 3 classes for

100 minutes for first 5 weeks beginning sixth week, students passing all classes

with at least a C are released after 80 minutes for break, longer lunch, or early dismissal

students not passing classes with a C or better remain for intensive tutoring and small-group work

Bernice McNaughton H.S. Supplemental math and English class based on

proficiency assessment Math and science lunch labs RED (Remediation/Enrichment Days) after

common assessments Directed learning for 30 minutes at end of day for

study, homework completion, tutoring Hired full-time guided study teacher Grade 12 can carry lighter load if agree to tutor

twice a week

Page 79

Page 82: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Lakeridge Junior High Moved from 7 period day to modified A/B block with

FLEX time Students enroll in four 80-minute periods 30 minutes carved out Tues-Friday for FLEX time.

Students failing, report to mandatory tutoring. All others provided enrichment options or free time.

Those with continuing academic difficulty can be assigned to a double period of language arts or math.

Margaret Mead Middle School 9 period day, 40 minutes each, with one period

reserved for lunch Students missing assignments are assigned to

Guided Study instead of lunch If Guided Study does not resolve their difficulties,

they are assigned to Fast Track - an after school tutorial program

If Fast Track does not resolve their difficulties they are removed from an elective and assigned to an intensive study skills class for 9 weeks.

A Crucial Caution

• No system of intervention can compensate for weak and ineffective teaching. At the same time that a school is working to develop time and support for student learning, it must take steps to create the powerful collaborative teams and common assessments that contribute to adult learning.

Page 80

Page 83: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

For Information on the Pyramid of Interventions of Schools

Throughout the Nation Go to www.allthingsplc.info “Evidence of

Effectiveness”

Go to www.solution-tree.com or call 800.733.6786 to purchase Raising the Bar and Closing the Gap: Whatever it Takes

What Happens When Kids Don’t Learn?

High expectations for success will be judged not only by the initials staff beliefs and behaviors, but also by the organization’s response when some students do not learn.

—Lezotte, (1991)

• What is it we expect them to learn?• How will we know when they have

learned it?• How will we respond when they don’t

learn?• How will we respond when they already

know it?

Critical Corollary Questions: If We Believe All Kids Can Learn

Page 81

Page 84: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Align School Structures Traditional schedule

• Frequent interruptions to teaching or learning blocks

• Sporadic resource/specials classes throughout the week

• Sporadic planning time for instructional staff

• Little or no collaborative time built into the schedule

• No time for additional support built into the daily schedule except before- and after-school tutoring

New master schedule• Protected time for

teaching and learning • Daily specials for all

students• Daily individual

planning for all instructional staff

• Weekly collaborative planning for all teams

• Intervention or enrichment block for all grade levels during the school day

Is There a Better Way?(Can we change the way we do things around here?)

How can our school better allocate existing resources

—time, people, materials, money—to provide additional support for ALL

students to learn at higher levels than ever before?

A Pre-Requisite for Systematic Intervention

Before effective systems of intervention can be created, teams must first be able to agree upon:

Essential knowledge, skills, & dispositions; Common Pacing Guides/Curriculum Maps; Common formative assessments; Common standard of proficiency; Students who need additional time and support based

upon analysis of common assessment data; A designated grade-level block of time for

intervention/enrichment in addition to new direct instruction in all subject areas.

Page 82

Page 85: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

3

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Page 83

Page 86: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Third

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Page 84

Page 87: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

1

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Page 85

Page 88: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

INTERVENTION/ENRICHMENT SCHEDULE

8:20 – 8:50: FIFTH GRADE

8:50 – 9:20: FOURTH GRADE

9:30 – 10:30: FIRST GRADE – (CENTERS)

10:30 – 11:30: KINDERGARTEN –( CENTERS)

11:40 – 12:15: THIRD GRADE

12:15 – 1:00: LUNCH/PLANNING

1:00 – 1:30: SECOND GRADE

1:30 – 2:00: *ADDITIONAL TIME K – 5

(BY REQUEST)

2:00 – 2:30: FIFTH GRADE

2:30 – 3:00: RECORD KEEPING/PLANNING

*IF YOUR GRADE-LEVEL NEEDS ADDITIONAL INTERVENTION TIME, PLEASE SEE

THE PRINCIPAL (When no classes are scheduled, the tutors utilize time for Remedial Record

Keeping, creating new centers for Pod, assisting students & teachers with requested tasks.)

Page 86

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STUDENT Class #1 Class #2 Class #3 Class # 4 Total

1 50 90 100 70

2 60 90 100 703 70 90 80 804 92 90 100 805 90 90 100 1006 100 100 92 407 90 100 80 708 90 83 83 509 83 100 100 8010 60 92 90 7011 92 100 90 5012 83 100 100 5013 92 100 80 10014 90 90 80 10015 100 100 90 10016 80 100 8017 90 9218 100

# Proficient 14 17 16 7 54/66

% Proficient 78% 100% 100% 47% 81%

Teacher #1 Teacher #2 Teacher #3 Teacher #4 Special Ed. Resource

The Questions Facing Each

How will we provide additional support for students who experience initial difficulty in a way that is timely, directive, and systematic?

How will we enrich and extend the learning for the students who already know it?

Who is available to assist our team in responding to our students?

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Page 90: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Extra Time and Support for Students in an Elementary School

Utilize Existing Human Resources, such as: General Education Teachers Special Education Teachers Resource Specialists Teacher Assistantsin a coordinated and systematic effort toprovide additional time and support forlearning.

Resource Specialists & “Floating Instruct “flexible groups” of identified students; Deliver intervention/enrichment services to

supplement (not supplant) new, direct classroom instruction;

Lead/supervise enrichment activities, allowing classroom teachers to serve as tutors for students identified for intervention.

Provide practice & reinforcement in study/test-taking/critical thinking/problem solving skills;

Utilize/develop lesson plans & activities aligned with essential skills in coordination with grade-level teams to guide their work;

Teacher #1

Teacher #2

Teacher #3

Teacher #4

Floating Tutor #1

Floating Tutor# 2

Special Ed. Staff

Resource Specialist

Resource Specialist

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Page 91: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Extra Time and Support for Utilize Grade Level Teachers, Resource Specialists, Teacher

Assistants, and Floating Tutors in a coordinated and systematic effort to provide additional time and support for learning.

Develop strategies to enlist additional human resources in the effort to support students:� Parent volunteers� Business partners� Senior citizens� Partnership with the high schools�Partnership with area colleges

Extra Time and Support for Students • Grade-level teachers, resource specialists, floating tutors

• Organize parent volunteers, business partners, senior citizens, and high school and college interns to serve as mentors and tutors along with the school-based team.

• Team designs parent materials for at home tutorials.

• Develop buddy programs and peer tutoring.

• Save one student.

• Redefine focus of child study team to plan additional interventions.

Extra Time and Support for Students in an Elementary School

Utilize Grade Level Teachers, Resource Specialists, and Floating Tutors in a coordinated and systematic effort to provide additional time and support for learning.

Develop Strategies to Enlist Additional Human Resources in the Effort to Support Students

Develop strong parent partnerships to provide students with additional Time & Support at home.

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Page 92: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Spec

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Page 93: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Building Strong Partnerships The National PTA

• Conduct parent workshops at least twice each school year.

• Provide tools, tips, and materials for at-home practice during parent workshops and via frequent grade-level newsletters.

• Establish ongoing systems for two-way communication with each parent.

• Send student work folders home—with teacher feedback—for parent review, comments, questions, and signature.

• See Chapter 14 - Revisiting PLCs at Work for more information on parent partnerships

To sustain the continuous improvement momentum, PLCs…

…Celebrate small wins early and often!!

What Are You Celebrating?

Celebrations weave our hearts and souls into a shared destiny. People come together to celebrate beginnings and endings, triumphs and tragedies. Bolman and Deal, Leading With Soul: An Uncommon

Journey of Spirit

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Actively Promote a Climate of Achievement: Incentives and Celebrations

Recognize improvement/achievement on daily school announcements & within classrooms

Create classroom, grade level and school-wide incentive programs (i.e. display “Hand in Hand We All Learn” people chain, recognizing books read.)

Celebrate via classroom/school/district newsletters, media broadcasts, etc.

Provide public recognition at awards assemblies, PTO/PTA Meetings, Family Nights, School Board Meetings, etc.

Share professional learning & achievements at team, vertical, faculty, and district level meetings.

What was/is the Impact of Systematic Interventions?

Just to name a few… Increased student achievement on local, district,

state/provincial & national indicators Decreased discipline infractions Improved perceptions about the school Greater job satisfaction for educators

Visit schools listed under “Evidence of Effectiveness”

www.allthingsplc.info

• Are our students assured extra time and support for learning?

• Is our response timely? How quickly are we able to identify the kids who need extra time and support? Does our focus prompt intervention or enrichment rather than sluggish remediation?

• Is our response directive rather than invitational? Are kids invited to put in extra time or does our system ensure they put in extra time?

• Is our response systematic? Do kids receive this intervention or enrichment according to a schoolwide plan rather than at the discretion of individual teachers?

Assess Your School’s Response When Kids Don’t Learn or

Already Know It

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Guidelines for Applying as a National Model of a Professional Learning Community Evidence of Effectiveness

* In order to be considered for the All Things PLC website (allthingsplc.info), it is important to include information for all questions on this form.

** If you would like an example to guide you please reference the website. Districts (Blue Valley) Elementary (Boones Mill, Snow Creek) Middle (Pioneer, Overland) High (Adlai Stevenson, James Madison)

School Information School Name: Highland Elementary School District Name: Montgomery County Maryland School District School Address: 3100 Medway St, Silver Spring, MD 20902 School Phone: 301.929.2040 School Fax: 301.929.2042 Principal: A. Raymond Myrtle Principal email: [email protected] Demographics Number of Students: 639 Percent Eligible for Free and Reduced Lunch: 73% Percent of Limited English Proficient: 60% Percent of Special Education: 13% Racial/Ethnic Percentages:

- White: 5.2 - Black: 14.7 - Hispanic: 75.1 - Asian/Pacific Island: 4.9 - Other: 0.2

Student Achievement Data: Percentage of students passing: School Scores/State Scores

Grade: 3 Reading HES/MD

Reading Adv. Prof.

HES/MD Math

HES/MD

Math Adv. Prof.

HES/MD Year 2004-05 47/76 4/18 69/77 14/26 Year 2005-06 78/78 3/15 79/79 8/25 Year 2007-08 95/83 31/17 92/83 24/27 Year 2008-09 92/85 14/22 80/84 14/29 Percentage of students passing: School Scores/State Scores

Grade: 4 Reading HES/MD

Reading Adv. Prof.

HES/MD Math

HES/MD

Math Adv. Prof.

HES/MD Year 2004-05 76/81 4/18 74/77 21/27

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Year 2005-06 78/82 9/23 81/82 19/32 Year 2007-08 95/88 44/28 95/89 55/42 Year 2008-09 97/87 59/27 98/89 64/50 Percentage of students passing: School Scores/State Scores

Grade: 5 Reading HES/MD

Reading Adv. Prof.

HES/MD Math

HES/MD

Math Adv. Prof.

HES/MD Year 2004-05 56/74 7/30 57/69 1/17 Year 2005-06 76/77 16/34 80/73 9/19 Year 2007-08 93/87 80/51 92/80 20/25 Year 2008-09 94/89 94/50 98/81 35/25

Please comment on any aspect of the data that you believe is particularly significant. As the chart demonstrates, by 2008 Highland Elementary students outperformed students throughout the state in every subject area and grade level. When compared to schools serving similar populations of ELL and high poverty students, Highland ranked first in the state in both reading in mathematics. Furthermore, a higher percentage of Highland students achieved advanced proficiency in reading and math then the state as a whole. The difference in reading was particularly striking, with 55 percent of Highland students qualifying for advanced proficiency versus 36 percent of Maryland elementary students. Within two years of beginning its school improvement initiative, Highland Elementary had been removed from the state’s program improvement list. In its fourth year it was presented the United States Department of Education Blue Ribbon Award. It serves as a model of what schools can accomplish when clarity about purpose, priorities, and processes replaces ambiguity; when interdependence replaces isolation; and when systematic and collective efforts replace rampant individual autonomy. Please present additional information that indicates your efforts to build a professional learning community have had a positive impact on students and/or teachers. Highland Elementary was among the first schools in the county to participate in the Professional Learning Community Project. Principal Myrtle readily acknowledges he was “tight” in stipulating clearly that profound changes were needed in the structure and culture of the school, that the changes would impact everyone in the school, that teachers would work together collaboratively rather than in isolation, that procedures would be put in place to monitor student learning, and that the school would intervene in a systematic and timely way when students experienced difficulty. He also demonstrated that he was perfectly willing to confront any staff member who was not contributing to this new direction. At the same time, however, Myrtle also committed to 1) engaging staff in the decisions regarding the implementation of the school’s new direction and 2) providing staff with the training, resources, and support to help them succeed at what they were being asked to do. The school created several different structures to ensure teachers played an active role in guiding the improvement initiative. Myrtle met with team leaders and the two school-level union representatives twice each month to monitor any issues arising from the staff. These same leaders are joined by reading and mathematics coaches, counselors, paraprofessionals and parents every six weeks to review trends in school achievement and

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Page 97: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

discipline data and to identify and address any concerns. Reading and math coaches helped grade-level teams become skillful in clarifying outcomes, gathering evidence of student learning, and addressing concerns. This widely dispersed leadership has created a greater sense of ownership among staff regarding the direction of their school. Please elaborate strategies you have found to be effective in the following areas:

1. Creating systems of intervention to provide students with additional time and support for learning. Reading Intervention at Highland Elementary School Highland depicts its systems of intervention for reading in the form of a decision-making tree as shown below.

For example, if a fourth-grade student is having difficulty, the grade-level team reviews the data from running records and common assessments to determine if the student is reading at or above the K/L level on the district’s text gradient system or roughly mid-year of second grade. If the student is not proficient at that level, the team attempts to determine if the primary problem is decoding or comprehension. Students struggling with decoding are assigned to one of three options. The first is to provide the student with a double dose of guided reading instruction each day. The second option is to utilize the Wilson Reading System – a twelve-step system that provides direct, multi-sensory, structured, reading instruction aimed at providing students with skills in phonological coding. The third option, the Lindamood Phoneme Sequencing System, is another program aimed at developing phonemic awareness and phonics. Students who have difficulty with comprehension rather than decoding are assigned to the SOAR to Success program which provides additional small-group guided instruction in reading comprehension using level-appropriate trade books. This program is designed to increase students’ understanding of what they read by engaging them in dialogue with the teacher to help them acquire the skills of summarizing, clarifying, questioning, and predicting.

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In order to provide this additional time for reading instruction, each grade-level team carves out thirty to forty-five minutes in its daily schedule for intervention. The schedule for the 2008-09 school year is as follows:

Intervention Team Daily Schedule

Papallo/Casey Whitthaus Healy/Key Chapman/Lee

9:00 – 9:30 am 5th Grade Math Planning

9:40 – 10:20 am Fourth Grade Fourth Grade Fourth Grade

10:20 – 11:00 am First Grade First Grade First Grade

11:15 – 12:00 pm Third Grade Third Grade Third Grade Kindergarten

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12:00 – 12:30 pm Lunch Lunch Lunch 11:25 – 12:25

12:30 – 1:00 pm Planning First Grade Math Planning Fourth Grade Math

1:00 – 1:40 pm Second Grade Second Grade Second Grade 12:45 – 1:45

1:40 – 2:20 pm Fifth Grade Fifth Grade Fifth Grade

2:25 – 3:00 pm Planning Planning Planning

During intervention time additional personnel descend on the grade level to provide students with intensive small-group and individual support. Myrtle uses funding from Reading First, Title I, and discretionary district funds to hire part-time intervention teachers. Most of the intervention staff are certified teachers whose family situation or life-style make part-time tutoring a particularly attractive option for them. The school’s reading coach, reading specialist, and special education and ELL teachers also participate in this effort to provide students with additional focused support. During intervention students from all of the classrooms in a grade level are regrouped and the staff provides specific, differentiated instruction based on the needs of students. While some staff members focus on enrichment, others are implementing the intervention plan for a small group. The intervention teachers are assigned specific students, by name, and they know exactly which skills they need to address with those students. Because assessment is ongoing, student placement in groups is very fluid and they are able to move into and out of groups as their proficiency dictates. To ensure the communication essential to a coordinated effort, intervention teachers provide grade-level teams with scores from each embedded assessment as well as brief anecdotal feedback on the progress of each of the students they are serving. For example, one intervention teacher reported: “Becky has shown much growth this marking period; now uses all strategies; participates often; high level of effort continues; uses text support in written responses; still hesitates to use her own words in retelling but if encouraged will try; if she does not know the answer will search the text; oral reading is strong.” This coordinated effort to clarify the specific knowledge and skills students are to acquire, to monitor each student’s proficiency, to respond to students in a systematic way, and to communicate results among all stakeholders has enabled teams to become what Myrtle describes as “well-oiled machines.” Students have clearly benefitted. 3. Building the capacity of teachers to work as members of high performing collaborative teams who focus the efforts of their team on improved learning for students. The staff began the school’s transformation by adopting a common parallel schedule as the school’s new master schedule. The school established large blocks of uninterrupted time for math and language arts instruction at every grade level each day. The new schedule also assigned all the students of a particular grade level to art, music, physical education, library, and writing classes at the same time so that the grade-level team could have common planning for fifty minutes, four days each week. Myrtle stipulated that the teams were to reserve one of those days to focus their collaborative work on reading and another to focus on mathematics. ELL and special education teachers were also assigned to particular teams and helped to co-teach in many of the classrooms.

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Page 100: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Teams were not merely encouraged to “go collaborate,” but were provided with a weekly template to help guide their work. The template helped the teams to establish the intended essential learnings for that week in reading, writing, phonics, fluency, vocabulary, and math, and to translate the learnings into specific statements regarding what students would know and be able to do as result of the unit. Each team would also discuss whole group and small group instructional strategies and establish recommended topics, activities, and strategies for each day of the week. Finally, the template asked teams to clarify action steps that needed to be taken in order to implement its plan and assigned responsibility for each step to members of the team in order to divide the work and avoid duplicated effort. For example, at the conclusion of one meeting one teacher agreed to develop writing prompts, another to create independent work that would allow students to demonstrate their ability to determine cause and effect, and a third to develop the parent conference materials that would be sent home to parents. Principal Myrtle also supported the work of the teams by providing time for them to collaborate beyond their common planning period each week. Once each quarter he hired substitute teachers to give an entire grade-level team a full day of uninterrupted collaborative time to plan their work for the coming quarter. Focused and job-embedded professional development was a major aspect of the improvement initiative at Highland Elementary. Staff members had access to both material and human resources to assist them in building shared knowledge about district and state learning standards, effective assessment practices, working collaboratively, and effective use of curricular programs that were available to assist them. Grade-level teachers learned how to co-teach more effectively with special education teachers, English Language Learners teachers, reading specialists, math specialists and intervention teachers. With the benefit of this time and support, grade level teams were able to clarify essential learning standards in reading, writing, and mathematics for each unit of instruction. They were also able to create common formative assessments to monitor student learning. Most teams used a quick math assessment virtually every day and a more comprehensive assessment every few weeks. The teams typically administered reading and writing assessments every week or two. Initially, teams would analyze the results of the assessments, and divide the students among the members of that team on the basis of student proficiency during the intervention period provided in the schedule each day. Teachers discovered that this strategy of short-term, focused intervention was effective in helping students acquire math skills, but it was not effective in helping many of their students who were struggling to read. At that point, the teams recognized they needed to have more sustained and focused intervention for reading, and they created the structures to the decision-tree support that kind of intervention.

List awards and recognitions your school has achieved:

- One of six schools in Maryland to receive the 2009 Blue Ribbon Award of Excellence from the United States Department of Education

- One of 12 schools in the nation to receive the 2009 Urban Schools of Excellence Award - Featured in Raising the Bar and Closing the Gap: Whatever it Takes as a model PLC - Principal Myrtle was one eight principals in the nation to receive the Terrell Bell Award

for outstanding school leadership from the United States Department of Education in 2009.

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Page 101: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

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Assessing Your Current Reality

Consider the descriptions of 5 stages of PLC progress regarding:

Systematic Interventions Ensure Students Receive Additional Time and Support for Learning

Individually, silently, and honestlyassess the current status of your school on the Professional Learning Community Continuum

Progress and ProblemsShare your assessment with your colleagues:

Where are areas of agreement? Where are the areas of disagreement?Where can you celebrate the greatest

progress?What areas are you finding problematic?

Closing the Knowing-Doing Gap

What steps could you take to make progress in these indicators?

Complete the “Where Do We Go From

Here” worksheets to begin your plan for becoming a school committed to a focus on learning.

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REPRODUCIBLE

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Common Mistakes in Building Consensus

• We try to go it alone, rather than building a guiding coalition including opinion leaders.

Include Opinion Leaders on Guiding Coalition

• Who supports an idea is more important to its adoption than the merits of the idea.

• About 15% of the members of organizations are Opinion Leaders - socially connected, knowledgeable, and trusted by others in the organization. Get them on board and the others will follow.

- Patterson , et al., 2008

Common Mistakes in Building Consensus

• We try to go it alone, rather than building a guiding coalition including opinion leaders.

• We use a forum that is ill-suited to the dialogue that is typically necessary for consensus.

• We use a process that allows cynics and skeptics to dominate.

• We pool opinions rather than build shared knowledge.

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A Cardinal Rule of PLCs• The answer to the question, “how do we

begin.....” virtually every aspect of the PLC concept is building shared knowledge. Put another way, a learning community always begins the decision-making process by learning together.

• Building shared knowledge is the prerequisite homework of a PLC when it is time to make a collective decision.

Common Mistakes in Building Consensus

• We try to go it alone, rather than building a guiding coalition including opinion leaders.

• We use a forum that is ill-suited to the dialogue that is typically necessary for consensus.

• We use a process that allows cynics and skeptics to dominate.

• We pool opinions rather than build shared knowledge.

• We feel we need consensus on each, specific detail of implementation.

• We set an unrealistic standard for consensus and invest too much energy in resisters.

Consensus

We have arrived at consensus when all points of view have been heard, and the will of the group is evident-- even to those who most oppose it.

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Necessary Commitments From the Principal

• Provide time for teachers to meet in teams, on a regular basis, during school day.

• Provide resources and training for teams as identified by team.

• Protect our school from competing improvement initiatives.

• Will not use results of common assessments in teacher evaluation.

Cons Pros

Fist to Five

5 - I’ll champion4 - Strongly Agree3 - Agree2 - Reservations1 - OpposeFist - Veto

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Page 107: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Consensus

We have arrived at consensus when all points of view have been heard, and the will of the group is evident-- even to those who most oppose it.

Focus on Behavior The central challenge and core problem

of all substantive change initiatives is changing people’s behavior. Change efforts must focus on what people do, and the need for significant changes in what people do. John Kotter and Dan Cohen, The Heart of Change

Which is Most Likely To Persuade an Educator to Change? Supervision and evaluation process Workshops or Courses A research article or book Evidence of his/her skewed grade

distributions

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Page 108: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Three Powerful Levers to Change Behavior

Kerry Patterson’s research on the most effective strategies for changing someone’s behavior cites 3 powerful levers.

Effective PLCs are designed to use all three!

Lever One: Concrete Evidence of Irrefutably Better Results

Nothing changes the mind like the hard cold world hitting it with actual real-life data. Patterson, et. al

Teachers have to feel there is some compelling reason for them to change practice, with the best direct evidence being that students learn better. The key to enduring change in teacher practice is demonstrable results in terms of student achievement. Richard Elmore, 2003

Transparency of results creates an aura of “positive pressure - pressure that is actionable in that it points to solutions and pressure that at the end of the day is inescapable. Michael Fullan, 2008

Lever Two:Positive Peer Pressure

When seeking tools to influence, no resource is more powerful and accessible than the people who make up our social networks. The approval or disapproval of our fellow human beings can do more to assist or destroy our change efforts than almost any other source. Patterson, et al. (2008)

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Lever Three: Personal Experience

The great persuader is personal experience. It is the mother of all cognitive map changes! Kerry Patterson, 2008, p. 51

We must turn aspirations into actions. It will not be enough to run visioning workshops; the visions will have to be reflected in daily behaviors. It will not be enough to declare an intent; leaders will have to deliver results. To accomplish results leaders engage employees’ hearts (emotions), minds (cognitions), and feet (action).

—Dave Ulrich, (1996), p. 211

Bringing the Big Ideas to Life:Turn Aspirations Into Actions

Learning by Doing Capacity building … is not just

workshops and professional development for all. It is the daily habit of working together, and you can’t learn this from a workshop or course. You need to learn it by doing it and having mechanisms for getting better at it on purpose. —Michael Fullan (2005)

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Page 110: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

Recommended PLC Definitions We suggest the following definitions for key terms regarding PLCs. Professional Learning Community: educators committed to working collaboratively in ongoing processes of collective inquiry and action research in order to achieve better results for the students they serve. PLC’s operate under the assumption that the key to improved learning for students is continuous, job-embedded learning for educators. Simultaneous Loose and Tight School Culture: a leadership concept in which leaders encourage autonomy and creativity (loose) within well-defined parameters and priorities that must be honored (tight). The concept has also been referred to as “directed empowerment” (Waterman, 1987), a “culture of discipline with an ethic of entrepreneurship” (Collins, 2001, p.124), and “defined autonomy” (Marzano and Waters, 2009). Team: a group of people working interdependently to achieve a common goal, for which members are held mutually accountable. Collaborative teams are the fundamental building blocks of PLCs. Collaboration: a systematic process in which people work together, interdependently, to analyze and impact professional practice in order to improve individual and collective results. Critical Questions of Collaborative Teams: In a PLC, collaboration focuses on the critical questions of learning: 1) what is it we want each student to learn, 2) how will we know when each student has learned, 3) how will we respond when a student experiences difficulty in learning, and 4) how will we enrich and extend the learning for students who are proficient? Essential Learnings: the critical skills, knowledge, and dispositions each student must acquire as a result of each course, grade level, and unit of instruction. Essential learnings may also be referred to as essential outcomes, power standards, or guaranteed curriculum. Common Assessment: an assessment to monitor the learning of students who are expected to acquire the same knowledge and skills. The assessment will include the same instrument or a common process that uses the same criteria for determining the quality of student work. State and provincial assessments and district benchmark assessments are “common” assessments; however, in a PLC, common assessments are also created by a team of teachers who are collectively responsible for the learning of a group of students. Formative Assessment: an assessment for learning used to advance and not merely monitor each student’s learning (Stiggins, 2002). Formative assessments are used to monitor each student’s learning on a timely basis and to ensure any student who experiences difficulty reaching or exceeding proficiency is given additional time and support as well as additional opportunities to demonstrate his or her learning. Formative assessments are also used to help students monitor their own progress toward an intended standard of proficiency. Summative Assessment: an assessment of learning (Stiggins, 2002) designed to provide a final measure to determine if learning goals have been met. (Ainsworth and Viegut, 2006). Summative assessments yield a dichotomy – pass or fail, proficient or not proficient. Additional support is typically not forthcoming.

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Reciprocal Accountability: “For every increment of performance we ask of educators, there is an equal responsibility to provide them with the capacity to meet that expectation” (Elmore, 2006, p. 93). For example, principals of professional learning communities recognize they have an obligation to provide staff with the resources, training, mentoring, and support to help them successfully accomplish what they have been asked to do. Team Norms: In PLCs norms represent collective commitments developed by each team to guide members in working together. Norms help team members clarify expectations regarding how they will work together to achieve their shared goals. SMART Goal: goals that are Strategic & Specific, Measurable, Attainable, Results-Oriented, and Time-Bound (Conzemius & O’Neill, 2005). Pyramid of Interventions: a school-wide plan that ensures every student in every course or grade level will receive additional time and support for learning as soon as they experience difficulty in acquiring essential knowledge and skills. The intervention occurs during the school day and students are required rather than invited to devote the extra time and secure the extra support for learning.

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CONFERENCE EVALUATION AND SURVEY OF FUTURE INTERESTS Please take a few minutes to complete the survey below. We greatly value your input! The information collected will be used to plan future professional development. Thank you very much for your time. 1.) How would you rate your experience with PLC’s?

____ Just getting started ____ Familiar with the concepts ____ Some experience with implementation ____ Actively engaged in a PLC; We’re almost there!

2.) How did this conference meet your needs? ________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________ 3.) Follow up in which of the following PLC areas would be most beneficial to you? (Please order your preferences starting with 1)

a. ___ Assessing current reality b. ___ Barriers to Learning Communities c. ___ Assessments d. ___ Collaborative Teams e. ___ Team Norms f. ___ Results-Orientated Goals g. ___ Effective use of achievement data h. ___ Interventions i. ___ Changing the Culture

4.) I would prefer follow-up professional development: (Please order your preferences starting with 1)

___ After school ____ On line ___ During the school day ____ Summer ___ Saturdays

5.) If you were to return to a conference with the DuFour’s next year, what topics would you like to see covered that were not addressed at this year’s event? ________________________________________________________________________________________________________________________________________________________________________________________________________________________

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NOTES

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NOTES

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NOTES

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Recommended PLC Resources

For interactive, no-commerce PLC information, visit www.allthingsplc.info

For books, videos, or events, contact Solution Tree at www.solution-tree.com or (800) 733–6786

Books Revisiting Professional Learning Communities at Work (DuFour, DuFour, & Eaker, available June 2008) A Leader’s Companion (Eaker, DuFour, & DuFour, 2007) Learning by Doing: A Handbook for Professional Learning Communities at Work (DuFour, DuFour, Eaker, & Many, 2006) Professional Learning Communities at Work Plan Book (DuFour, DuFour, & Eaker, 2006) On Common Ground: The Power of Professional Learning Communities (DuFour, DuFour, & Eaker, Eds., 2005) Whatever It Takes: How Professional Learning Communities Respond When Kids Don’t Learn (DuFour, DuFour, Eaker, & Karhanek, 2004) Getting Started: Reculturing Schools to Become Learning Communities (Eaker, DuFour, & DuFour, 2002) Professional Learning Communities at Work: Best Practices for Enhancing Student Achievement (DuFour & Eaker, 1998)

Videos The Power of Professional Learning Communities at Work: Bringing the Big Ideas to Life (DuFour, Eaker, & DuFour, 2007) Let’s Talk About PLC: Getting Started (DuFour, Eaker, DuFour, & Sparks, 2003) Through New Eyes: Examining the Culture of Your School (DuFour, 2002) How to Develop a Professional Learning Community: Passion and Persistence (DuFour, 2001) Articles (Available at www.allthingsplc.info) “Leadership Is an Affair of the Heart.” (Rick DuFour). Journal of Staff Development, Winter 2004. “What Is a Professional Learning Community?” (Richard DuFour). Educational Leadership, May 2004, 61(8), 6–11. “Building a Professional Learning Community.” (Rick DuFour). The School Administrator, May 2003. “Central-Office Support for Learning Communities.” (Rebecca Burnette DuFour). The School Administrator, May 2003. “How We Formed Our Community: Lights and Cameras Are Optional, but Action Is Essential.” (Becky Burnette DuFour). Journal of Staff Development, Winter 2002. “Pull Out Negativity by Its Roots.” (Rick DuFour & Becky Burnette). Journal of Staff Development, Summer 2002. “The Learning-Centered Principal.” (Richard DuFour). Educational Leadership, May 2002, 59(8), 12–15.

Other Resources National Staff Development Council: www.nsdc.org American Association of School Administrators: www.aasa.org “Learning Communities: What Do They Look Like and How Do You Get There?” Special issue of The School Administrator, May 2003.

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Resources to Support and Grow Your Professional Learning Community

Visit the All Things PLC Website at: www.allthingsplc.info

MISSION

The All Things PLC website provides research, articles, data and tools to educators who seek information about Professional Learning Communities at Work™. This information is provided so schools and districts have relevant, practical knowledge and tools as they create and sustain their Professional Learning Community.

VISION

The All Things PLC website will be the definitive clearinghouse of information for educators building or refining their Professional Learning Community.

GOALS

To provide up–to–date, timely and useful information to educators regarding Professional Learning Community concepts and practices.

To provide educators with insights from leading practitioners through an interactive web log (blog).

To provide research and articles about Professional Learning Community concepts. To provide information about schools that have successfully implemented the Professional

Learning Communities at Work model.

Look for Updates on Local Events and Resources at the Placer County Office of Education PLC Website: www.placercoe.k12.ca.us/plc

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EDUCATIONAL LEADERSHIP

May 2004 | Volume 61 | Number 8

Schools as Learning Communities Pages 6-11__________________

What Is a "Professional Learning Community"?

To create a professional learning community, focus on learning rather than teaching, workcollaboratively, and hold yourself accountable for results.

By Richard DuFour

The idea of improving schools by developing professional learning communities is currentlyin vogue. People use this term to describe every imaginable combination of individuals withan interest in education—a grade-level teaching team, a school committee, a high schooldepartment, an entire school district, a state department of education, a nationalprofessional organization, and so on. In fact, the term has been used so ubiquitously that itis in danger of losing all meaning.

The professional learning community model has now reached a critical juncture, one wellknown to those who have witnessed the fate of other well-intentioned school reform efforts.In this all-too-familiar cycle, initial enthusiasm gives way to confusion about thefundamental concepts driving the initiative, followed by inevitable implementation problems,the conclusion that the reform has failed to bring about the desired results, abandonment ofthe reform, and the launch of a new search for the next promising initiative. Another reformmovement has come and gone, reinforcing the conventional education wisdom thatpromises, "This too shall pass."

The movement to develop professional learning communities can avoid this cycle, but only ifeducators reflect critically on the concept's merits. What are the "big ideas" that representthe core principles of professional learning communities? How do these principles guideschools' efforts to sustain the professional learning community model until it becomesdeeply embedded in the culture of the school?

Big Idea #1: Ensuring That Students Learn

The professional learning community model flows from the assumption that the core missionof formal education is not simply to ensure that students are taught but to ensure that theylearn. This simple shift—from a focus on teaching to a focus on learning—has profoundimplications for schools.

School mission statements that promise "learning for all" have become a cliché. But when aschool staff takes that statement literally—when teachers view it as a pledge to ensure thesuccess of each student rather than as politically correct hyperbole—profound changesbegin to take place. The school staff finds itself asking, What school characteristics andpractices have been most successful in helping all students achieve at high levels? Howcould we adopt those characteristics and practices in our own school? What commitmentswould we have to make to one another to create such a school? What indicators could wemonitor to assess our progress? When the staff has built shared knowledge and foundcommon ground on these questions, the school has a solid foundation for moving forwardwith its improvement initiative.

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Page 119: Presenters Richard DuFour, Ed.D and Rebecca DuFour, Msites.placercoe.k12.ca.us/PLC/archived/duFours/DufourHandouts2010.pdfRichard DuFour, Ed.D and Rebecca DuFour, M.Ed Placer County

As the school moves forward, every professional in the building must engage withcolleagues in the ongoing exploration of three crucial questions that drive the work of thosewithin a professional learning community:

* What do we want each student to learn?

* How will we know when each student has learned it?

* How will we respond when a student experiences difficulty in learning?

The answer to the third question separates learning communities from traditional schools.

Here is a scenario that plays out daily in traditional schools. A teacher teaches a unit to thebest of his or her ability, but at the conclusion of the unit some students have not masteredthe essential outcomes. On the one hand, the teacher would like to take the time to helpthose students. On the other hand, the teacher feels compelled to move forward to "cover"the course content. If the teacher uses instructional time to assist students who have notlearned, the progress of students who have mastered the content will suffer; if the teacherpushes on with new concepts, the struggling students will fall farther behind.

What typically happens in this situation? Almost invariably, the school leaves the solution tothe discretion of individual teachers, who vary widely in the ways they respond. Someteachers conclude that the struggling students should transfer to a less rigorous course orshould be considered for special education. Some lower their expectations by adopting lesschallenging standards for subgroups of students within their classrooms. Some look forways to assist the students before and after school. Some allow struggling students to fail.

When a school begins to function as a professional learning community, however, teachersbecome aware of the incongruity between their commitment to ensure learning for allstudents and their lack of a coordinated strategy to respond when some students do notlearn. The staff addresses this discrepancy by designing strategies to ensure that strugglingstudents receive additional time and support, no matter who their teacher is. In addition tobeing systematic and schoolwide, the professional learning community's response tostudents who experience difficulty is

* Timely. The school quickly identifies students who need additional time and support.

* Based on intervention rather than remediation. The plan provides students with help assoon as they experience difficulty rather than relying on summer school, retention, andremedial courses.

* Directive. Instead of inviting students to seek additional help, the systematic plan requiresstudents to devote extra time and receive additional assistance until they have masteredthe necessary concepts.

The systematic, timely, and directive intervention program operating at Adlai StevensonHigh School in Lincolnshire, Illinois, provides an excellent example.

Every three weeks, every student receives a progress report. Within the first month ofschool, new students discover that if they are not doing well in a class, they will receive awide array of immediate interventions. First, the teacher, counselor, and faculty advisoreach talk with the student individually to help resolve the problem. The school also notifiesthe student's parents about the concern. In addition, the school offers the strugglingstudent a pass from study hall to a school tutoring center to get additional help in the

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course. An older student mentor, in conjunction with the struggling student's advisor, helpsthe student with homework during the student's daily advisory period.

Any student who continues to fall short of expectations at the end of six weeks despitethese interventions is required, rather than invited, to attend tutoring sessions during thestudy hall period. Counselors begin to make weekly checks on the struggling student'sprogress. If tutoring fails to bring about improvement within the next six weeks, the studentis assigned to a daily guided study hall with 10 or fewer students. The guided study hallsupervisor communicates with classroom teachers to learn exactly what homework eachstudent needs to complete and monitors the completion of that homework. Parents attend ameeting at the school at which the student, parents, counselor, and classroom teacher mustsign a contract clarifying what each party will do to help the student meet the standards forthe course.

Stevenson High School serves more than 4,000 students. Yet this school has found a way tomonitor each student's learning on a timely basis and to ensure that every student whoexperiences academic difficulty will receive extra time and support for learning.

Like Stevenson, schools that are truly committed to the concept of learning for each studentwill stop subjecting struggling students to a haphazard education lottery. These schools willguarantee that each student receives whatever additional support he or she needs.

Big Idea #2: A Culture of Collaboration

Educators who are building a professional learning community recognize that they mustwork together to achieve their collective purpose of learning for all. Therefore, they createstructures to promote a collaborative culture.

Despite compelling evidence indicating that working collaboratively represents best practice,teachers in many schools continue to work in isolation. Even in schools that endorse theidea of collaboration, the staff's willingness to collaborate often stops at the classroom door.Some school staffs equate the term "collaboration" with congeniality and focus on buildinggroup camaraderie. Other staffs join forces to develop consensus on operational procedures,such as how they will respond to tardiness or supervise recess. Still others organizethemselves into committees to oversee different facets of the school's operation, such asdiscipline, technology, and social climate. Although each of these activities can serve auseful purpose, none represents the kind of professional dialogue that can transform aschool into a professional learning community.The powerful collaboration that characterizes professional learning communities is asystematic process in which teachers work together to analyze and improve their classroompractice. Teachers work in teams, engaging in an ongoing cycle of questions that promotedeep team learning. This process, in turn, leads to higher levels of student achievement.

Collaborating for School Improvement

At Boones Mill Elementary School, a K-5 school serving 400 students in rural FranklinCounty, Virginia, the powerful collaboration of grade-level teams drives the schoolimprovement process. The following scenario describes what Boones Mill staff membersrefer to as their teaching-learning process.

The school's five 3rd grade teachers study state and national standards, the districtcurriculum guide, and student achievement data to identify the essential knowledge andskills that all students should learn in an upcoming language arts unit. They also ask the 4thgrade teachers what they hope students will have mastered by the time they leave 3rd

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grade. On the basis of the shared knowledge generated by this joint study, the 3rd gradeteam agrees on the critical outcomes that they will make sure each student achieves duringthe unit.

Next, the team turns its attention to developing common formative assessments to monitoreach student's mastery of the essential outcomes. Team members discuss the mostauthentic and valid ways to assess student mastery. They set the standard for each skill orconcept that each student must achieve to be deemed proficient. They agree on the criteriaby which they will judge the quality of student work, and they practice applying thosecriteria until they can do so consistently. Finally, they decide when they will administer theassessments.

After each teacher has examined the results of the common formative assessment for his orher students, the team analyzes how all 3rd graders performed. Team members identifystrengths and weaknesses in student learning and begin to discuss how they can build onthe strengths and address the weaknesses. The entire team gains new insights into what isworking and what is not, and members discuss new strategies that they can implement intheir classrooms to raise student achievement.

At Boones Mill, collaborative conversations happen routinely throughout the year. Teachersuse frequent formative assessments to investigate the questions "Are students learningwhat they need to learn?" and "Who needs additional time and support to learn?" ratherthan relying solely on summative assessments that ask "Which students learned what wasintended and which students did not?"Collaborative conversations call on team members to make public what has traditionallybeen private—goals, strategies, materials, pacing, questions, concerns, and results. Thesediscussions give every teacher someone to turn to and talk to, and they are explicitlystructured to improve the classroom practice of teachers—individually and collectively.

For teachers to participate in such a powerful process, the school must ensure thateveryone belongs to a team that focuses on student learning. Each team must have time tomeet during the workday and throughout the school year. Teams must focus their efforts oncrucial questions related to learning and generate products that reflect that focus, such aslists of essential outcomes, different kinds of assessment, analyses of student achievement,and strategies for improving results. Teams must develop norms or protocols to clarifyexpectations regarding roles, responsibilities, and relationships among team members.Teams must adopt student achievement goals linked with school and district goals.

Removing Barriers to Success

For meaningful collaboration to occur, a number of things must also stop happening.Schools must stop pretending that merely presenting teachers with state standards ordistrict curriculum guides will guarantee that all students have access to a commoncurriculum. Even school districts that devote tremendous time and energy to designing theintended curriculum often pay little attention to the implemented curriculum (what teachersactually teach) and even less to the attained curriculum (what students learn) (Marzano,2003). Schools must also give teachers time to analyze and discuss state and districtcurriculum documents.

More important, teacher conversations must quickly move beyond "What are we expected toteach?" to "How will we know when each student has learned?" In addition, faculties muststop making excuses for failing to collaborate. Few educators publicly assert that working inisolation is the best strategy for improving schools. Instead, they give reasons why it isimpossible for them to work together: "We just can't find the time." "Not everyone on the

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staff has endorsed the idea." "We need more training in collaboration." But the number ofschools that have created truly collaborative cultures proves that such barriers are notinsurmountable. As Roland Barth (1991) wrote,

Are teachers and administrators willing to accept the fact that they are part ofthe problem? . . . God didn't create self-contained classrooms, 50-minuteperiods, and subjects taught in isolation. We did—because we find workingalone safer than and preferable to working together. (pp. 126–127)

In the final analysis, building the collaborative culture of a professional learning communityis a question of will. A group of staff members who are determined to work together will finda way.

Big Idea #3: A Focus on Results

Professional learning communities judge their effectiveness on the basis of results. Workingtogether to improve student achievement becomes the routine work of everyone in theschool. Every teacher team participates in an ongoing process of identifying the currentlevel of student achievement, establishing a goal to improve the current level, workingtogether to achieve that goal, and providing periodic evidence of progress. The focus ofteam goals shifts. Such goals as "We will adopt the Junior Great Books program" or "We willcreate three new labs for our science course" give way to "We will increase the percentageof students who meet the state standard in language arts from 83 percent to 90 percent" or"We will reduce the failure rate in our course by 50 percent."

Schools and teachers typically suffer from the DRIP syndrome—Data Rich/Information Poor.The results-oriented professional learning community not only welcomes data but also turnsdata into useful and relevant information for staff. Teachers have never suffered from a lackof data. Even a teacher who works in isolation can easily establish the mean, mode,median, standard deviation, and percentage of students who demonstrated proficiencyevery time he or she administers a test. However, data will become a catalyst for improvedteacher practice only if the teacher has a basis of comparison.

When teacher teams develop common formative assessments throughout the school year,each teacher can identify how his or her students performed on each skill compared withother students. Individual teachers can call on their team colleagues to help them reflect onareas of concern. Each teacher has access to the ideas, materials, strategies, and talents ofthe entire team.

Freeport Intermediate School, located 50 miles south of Houston, Texas, attributes itssuccess to an unrelenting focus on results. Teachers work in collaborative teams for 90minutes daily to clarify the essential outcomes of their grade levels and courses and to alignthose outcomes with state standards. They develop consistent instructional calendars andadminister the same brief assessment to all students at the same grade level at theconclusion of each instructional unit, roughly once a week.

Each quarter, the teams administer a common cumulative exam. Each spring, the teamsdevelop and administer practice tests for the state exam. Each year, the teams pore overthe results of the state test, which are broken down to show every teacher how his or herstudents performed on every skill and on every test item. The teachers share their resultsfrom all of these assessments with their colleagues, and they quickly learn when ateammate has been particularly effective in teaching a certain skill. Team membersconsciously look for successful practice and attempt to replicate it in their own practice;they also identify areas of the curriculum that need more attention.

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Freeport Intermediate has been transformed from one of the lowest-performing schools inthe state to a national model for academic achievement. Principal Clara Sale-Davis believesthat the crucial first step in that transformation came when the staff began to honestlyconfront data on student achievement and to work together to improve results rather thanmake excuses for them.

Of course, this focus on continual improvement and results requires educators to changetraditional practices and revise prevalent assumptions. Educators must begin to embracedata as a useful indicator of progress. They must stop disregarding or excusing unfavorabledata and honestly confront the sometimes-brutal facts. They must stop using averages toanalyze student performance and begin to focus on the success of each student.

Educators who focus on results must also stop limiting improvement goals to factors outsidethe classroom, such as student discipline and staff morale, and shift their attention to goalsthat focus on student learning. They must stop assessing their own effectiveness on thebasis of how busy they are or how many new initiatives they have launched and begininstead to ask, "Have we made progress on the goals that are most important to us?"Educators must stop working in isolation and hoarding their ideas, materials, and strategiesand begin to work together to meet the needs of all students.

Hard Work and Commitment

Even the grandest design eventually translates into hard work. The professional learningcommunity model is a grand design—a powerful new way of working together thatprofoundly affects the practices of schooling. But initiating and sustaining the conceptrequires hard work. It requires the school staff to focus on learning rather than teaching,work collaboratively on matters related to learning, and hold itself accountable for the kindof results that fuel continual improvement.

When educators do the hard work necessary to implement these principles, their collectiveability to help all students learn will rise. If they fail to demonstrate the discipline to initiateand sustain this work, then their school is unlikely to become more effective, even if thosewithin it claim to be a professional learning community. The rise or fall of the professionallearning community concept depends not on the merits of the concept itself, but on themost important element in the improvement of any school—the commitment andpersistence of the educators within it.

References

Barth, R. (1991). Restructuring schools: Some questions for teachers and principals. PhiDelta Kappan, 73(2), 123–128.Marzano, R. (2003). What works in schools: Translating research into action. Alexandria,VA: ASCD.

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Richard DuFour recently retired as Superintendent of Adlai Stevenson High School inLincolnshire, Illinois. He currently resides in Moneta, Virginia, and may be reached at (540)721-4662; [email protected]. His forthcoming book is Whatever It Takes: How aProfessional Learning Community Responds When Kids Don't Learn (National EducationalService, in press).

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In Praise of Top-Down Leadership

by Dr. Rick DuFour

I have noticed an interesting phenomenon when I work with educators on strategies to

improve student achievement in their schools. They sometimes confide in me that the

central office has issued a “top-down” mandate that all their schools must embrace and

model certain key concepts and practices. The phrase “top-down” is uttered with disdain,

a pejorative term used in much the same way Rush Limbaugh would use “liberal,” and

they expect me to be appalled at this affront to the autonomy of educators. After all, isn’t

there ample evidence that top-down improvement doesn’t work (Fullan, 2007)? Isn’t it

clear that improvement initiatives will not occur unless there is buy-in, a willingness of

those engaged in the initiative to rally around it. Haven’t researchers warned that without

this buy-in you will only generate resentful compliance that dooms the initiative to

inevitable failure (Hargreave and Fink, 2006; McLaughlin and Talbert, 2006)? Shouldn’t

the people closest to the action, those at the school site, decide the direction of their

schools?

In the ongoing debate of the efficacy of top-down versus bottom-up strategies to improve

school districts, top-down is clearly losing. Many district leaders are reluctant to

champion improvement for fear of being labeled with the epithet, “top-down leader,” the

unkindest cut of all.

The glib advice given to superintendents and principals who actually hope to foster

improvement is they must simply build widespread consensus for a concept or initiative

before proceeding. But what happens when a well-intentioned leader does everything

right in terms of engaging staff members in the consideration of a change initiative and

makes a compelling case for moving forward, but the staff prefers the status quo? Now

let’s add one more element to the scenario. The initiative unquestionably represents a

clearly better way of operating than what currently is in place. Is the laissez-faire

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leadership of simply allowing people to do as they wish really the only alternative when

collective inquiry, persuasion, and attempts at building consensus fail to stir people to act

in new ways?

The tension regarding “who decides who decides” how (or even if) a school will be

improved, ignores a more central question: does professional autonomy extend to the

freedom to disregard what is widely considered best practice in one’s field? I suggest that

educators have danced around this question rather than addressing it, and their inattention

to the issue has fostered an unhealthy and unrealistic sense of what constitutes

professional autonomy. District leaders have contributed to this peculiar view of

professionalism because they have allowed teachers and principals the discretion to

ignore even the most widely recognized best practices of the profession.

There is considerable evidence that leaving the issue of school improvement to each school

to resolve on its own does not result in more effective schools (Fullan, 2007; Schlechty,

2005; Elmore, 2003). Conversely, there is considerable research to suggest that high-

performing districts have coherent strategies for improvement that hold adults accountable

for impacting student learning in a positive way (Harvard PELP Project, 2007; Shannon

and Bylsama, 2004).

Leaders who create schools and districts capable of sustained substantive improvement

are not laissez-faire in their approach to education but rather are skillful in implementing

the concept of simultaneous loose and tight leadership. The concept has also been

referred to as directed empowerment (Waterman,1987) or a culture of discipline within

an ethic of entrepreneurship (Collins, 2001). This leadership approach fosters autonomy

and creativity (loose) within a systematic framework that stipulates clear, non-

discretionary priorities and parameters (tight).

Of course, one of the most essential elements of effective loose-tight leadership is getting

“tight” about the right things. There is abundant evidence that certain practices,

processes, and school cultures result in high levels of student achievement. For example,

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students learn more when those who teach them are very clear about and very committed

to ensuring that each student acquires the intended knowledge, skills, and dispositions of

each course, grade level, and unit of instruction. They learn more when their teachers

check for understanding on an ongoing basis and use frequent team-developed common

formative assessments rather than individually created summative assessments. They

learn more when their school has timely, directive, and systematic interventions that

guarantee them additional time and support for learning when they experience difficulty.

They learn more when their teachers work in collaborative teams rather than in isolation -

if their teachers stay focused on the right work. They learn more when members of those

collaborative teams work interdependently to achieve specific, results-oriented goals

linked to student learning, goals for which they are mutually accountable. They learn

more when each teacher has the benefit of frequent and timely information on the

achievement of his or her students, user-friendly information that helps the teacher

determine the strengths and weaknesses of various instructional strategies. They learn

more when professional development in the school is job-embedded and structures are in

place to help teachers learn from one another as part of their routine work practice. These

practices are supported by research, proven to be effective in hundreds of schools, and

endorsed by professional organizations. Most importantly, they are not counter-intuitive.

They pass the test of common sense.

For simplicity sake, let’s call the conditions described in the preceding paragraph the

practices of a professional learning community (PLC). How might district leaders attempt

to integrate these practices in their schools?

A tale of three districts

I witnessed the following change processes in three districts that attempted to implement

PLC concepts in their schools

District A. The Autocratic Approach.

The district had shown little interest in professional learning communities until one of its

schools demonstrated remarkable gains in student achievement. When the faculty

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attributed the gains to their implementation of PLC concepts, the central office

announced every school was now required to become a PLC. Unfortunately the

pronouncement was not accompanied by any attempt to clarify the term, by training, by

time for faculties to do the work of PLCs , or by resources of any kind. The central office

made no effort to monitor the progress of the initiative in any school and did nothing to

model its own commitment to PLC practices. This central office approach had no effect

on student achievement, but it did cause a great deal of resentment toward the school that

had been singled out for its success.

District B. The Laissez-Faire Approach

The superintendent of this large district became convinced of the merits of the PLC

concept and the Board of Education stipulated in its annual goals that every school would

become a PLC. The district devoted considerable resources to the initiative, offering

ongoing training for all principals and for a teacher team from each of its schools.

Unfortunately, the central office did not speak with one voice regarding the priority of the

initiative. Some assistant superintendents supported principals, clarified expectations,

monitored the progress of each school, and worked with the district’s professional

development department to coordinate training according to the specific needs of each

school. Other assistant superintendents left the initiative to the discretion of each

principal. Many of their principals opted not to attend the training. No effort was made to

monitor the progress of their schools. At the end of two years some schools had made

remarkable progress while others had made none.

District C: Loose-Tight Leadership at Work

The superintendent had become convinced that the PLC concept offered the best hope for

significant, sustained school improvement for his district. He arranged for two-days of

introductory training for the principal and a team of teachers from every school. He

advised the teacher union representative of the training and invited her to attend. He

actively participated in all of the training, and his entire central office leadership team

attended as well.

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The training was specifically designed to create a common vocabulary, build shared

knowledge about the PLC concept, make a compelling case for the benefits of the

concept, and give all participants the opportunity to express their concerns and questions

to the consultants providing the training. A segment of each day was devoted to “ask the

superintendent,” and everyone in the room was invited to present a question directly to

the superintendent for an immediate and public response. The superintendent made

certain to check in with his central office staff, principals, and teachers during lunch and

breaks to get their perspectives on what they were learning.

By the end of the two days there was palpable, widespread enthusiasm for the concept.

Then, in the midst of the initial enthusiasm, the union representative posed a critical

question to the superintendent, “This all sounds fine, but are you saying we will be

required to do this? Is this a top-down mandate?” It was a pivotal moment in the

improvement process. His answer captured the essence of loose-tight leadership.

He said: “Why wouldn’t we do this? Is anyone aware of any evidence that this is

detrimental to student learning, teacher effectiveness, or positive school cultures? This

concept is supported by research, endorsed by our professional organizations,

implemented with great success in schools around us, and it just makes sense. Knowing

the commitment of the teachers in this district to do what is best for kids, how could we

not go forward with this? I admit I am not certain as to all the details of implementation,

and I will need your ideas as to how we can help all your colleagues becoming familiar

with the concept. I know all of us will need time and resources to move forward, and we

will need to consider what we will remove from our plates if we take on this challenge.

But I propose this is the work we should be doing, and we need to build on the energy

and enthusiasm in this room today and commit to doing whatever it takes to make this

happen in our district.”

Over the course of the next two years the district supported ongoing training for every

school in the district. Practices were aligned with the initiative, schedules were adjusted

to provide teachers with time to engage in the work of PLCs, the focus of administrative

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meetings changed to support principals in their implementation efforts. Central office

staff met with concerned faculties and groups of teachers to address their questions. In

two years, the district had the greatest gains in student achievement in the state.

If some regard the scenario described in District C as “top-down leadership,” then I come

to praise top-down leadership, not to bury it. One of the most essential responsibilities of

leadership is clarity – clarity regarding the fundamental purpose of the organization, the

future it must create to better fulfill that purpose, the most high-leverage strategies for

creating that future, the indicators of progress it will monitor, and the specific ways each

member of the organization can contribute both to its long-term purpose and short-term

goals (Buckingham, 2005). If educational leaders contend that the purpose of the

organization is to ensure all students learn at high levels (as virtually all our mission

statements contend), and then they allow people throughout the organization to opt out of

practices and processes that are clearly more effective at promoting learning than the

prevailing practices, they send mixed messages that will succeed in creating confusion

and cynicism but will fail to improve their schools and districts. Thus, they will fail as

leaders.

Leaders should certainly utilize every component of an effective change process (see

sidebar #1) and should commit to what Richard Elmore (2006) has referred to as

“reciprocal accountability.” This principle calls upon leaders to help build the capacity of

the members of the group to accomplish what they have been asked to accomplish. For

example, if teachers are being asked to collaborate, leaders have an obligation to create

structures that make collaboration meaningful rather than artificial, to guarantee time for

collaboration during the contractual day, to establish clear priorities and parameters so

that teachers focus on the right topics, to help teams make informed decisions by making

the essential knowledge base easily accessible to them, to provide meaningful and timely

training based on the specific needs of each team, to offer templates and models to guide

their work, and to specify clear expectations and standards to help them assess the quality

of their work. In this sense, the leader functions as a “servant leader” asking, “what can I

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do to give people in this organization the tools and skills to ensure their eventual success

as they undertake this challenge.”

But just as certainly, leaders must be prepared to insist that those within their

organizations heed rather than ignore clear evidence of the best, most promising

strategies for accomplishing its purpose and priorities. Educational leaders must provide

both pressure and support if they are to play a role in improving their schools and

districts.

Closing the Knowing-Doing Gap

I offer four assertions.

First, students will not achieve at higher levels unless the schools that serve them undergo

significant changes in both their structures (policies, programs, procedures, schedules)

and cultures (assumptions, beliefs, values, expectations, and habits that constitute the

norm for that school). While it is relatively easy to implement structural change, it is very

difficult to change the culture of an organization. Every existing system has a well-

entrenched culture already in place. It is only natural that people working within that

system will typically seek to preserve the status quo. They will also be inclined to filter

improvement initiatives through the lens of the existing culture, distorting the initiative to

fit the culture rather than changing the culture to align with the initiative. In the midst of

cultural change educators are likely to perceive that their school has been weakened, their

opinions are not valued, and that the stability of the school has been undermined. Periods

of frustration, and even anger, are not uncommon (Marzano, Waters, & McNulty, 2005).

Conflict and disagreements are inevitable (Fullan, 2007). In short, real cultural change is

real hard, and it is unrealistic to believe it will be universally embraced.

Second, cultural change will not occur without intentional leadership. There is abundant

evidence regarding the positive impact on student achievement when the practices

mentioned earlier in this article are in place. Furthermore, educators will typically

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acknowledge the benefits of those practices. Too often, however, they take no steps to

implement them. Schools suffer from what Pfeffer and Sutton (2000) call the “knowing-

doing gap” – the puzzling mystery of why knowledge of what needs to be done so often

fails to result in action consistent with that knowledge. The key to improving schools is

ensuring that educators do the right work, but too often leaders settle for the illusion of

doing. Strategic planning isn’t doing, training isn’t doing, writing mission statements

isn’t doing, talking isn’t doing, even making a decision isn’t doing unless it results in

action. Getting people to do differently, to act in new ways, remains the central challenge

of every improvement process (Kotter and Cohen, 2002), and it takes intentional

leadership to meet that challenge.

3. Leaders should fully engage staff in the consideration of a change process.

Leaders make a mistake when they say, “I have looked at the data and research, and I

know what needs to be done.” They are much more effective when they engage staff in

learning together, building shared knowledge. It is clear that people are more committed

to a decision if they were engaged in the process that led to the decision (Covey, 1989;

Axelrod, 2002). And while large group convocations may be an efficient way for leaders

to present an initial case for change, small group dialogues are more effective in engaging

people in the decision-making process. During these conversations leaders should honor

the concerns and objections that are presented and be willing to compromise if the

modification does not violate the fundamental principles of the initiative. But it is also

legitimate for leaders to present evidence and arguments that are intended to convert

those who resist the initiative. Howard Gardner’s (2006) insights on how to change

someone’s mind offer helpful advice on this topic (see sidebar #2).

If, however, all attempts to persuade educators to do the right work fails to persuade them

to do it, leaders should exercise their authority to require that the work be done. A

“professional” is someone with expertise in a specialized field, an individual who has not

only pursued advanced training to enter the field, but who is also expected to remain

current in its evolving knowledge base. A professional does not have the autonomy to

ignore what is regarded as best practice in the field. We would have contempt for a

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doctor who continued to use a razor blade to perform radial keratotomy on a patient’s eye

rather than use the much more effective, pain-free process of lasek surgery. We would

not tolerate an attorney who continued to cite arguments from case law that had been

overturned by higher courts. We would not support the notion that a United Airlines pilot

should have the right to fly a propeller plane rather than a jet because he has an affinity

for propellers. Leaders within a profession have every right to expect people to seek and

implement the best practice in their field.

Much is required of school leaders if they are to build the capacity of people throughout

the organization to help more students learn at higher levels. They must encourage people

throughout the organization to examine and articulate their assumptions. They must help

build shared knowledge and encourage learning by doing. They must create new

experiences for people that call upon them to act in new ways. They must build

continuous improvement processes into the routine practices of each school. They must

demonstrate fierce resolve and consistent commitment to a sustained direction over an

extended period of time. And, very significantly, they must be emphatically assertive

when necessary and use the power of their position to get people to act in ways that are

aligned with the mission of higher levels of learning for all.

Sidebar #1: Key steps in Leading a Change Process

The old adage asserts that managers do things right while leaders do the right things.

What are some of the “right things” that leaders do when initiating a substantive change

process?

1. Remember the Law of the Few – the ability of a small close-knit group to champion an

idea or proposal until it reaches a “tipping point” and spreads throughout the organization

(Gladwell, 2002). Create a guiding coalition to assist in building consensus, reaching a

tipping point, and implementing the change process.

2. Engage staff in examining the current reality – an honest assessment of the brutal facts

regarding student achievement and the existing practices within their schools.

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3. Provide evidence of the benefits of the proposed initiative – the supporting research

base, examples from successful schools, endorsements of professional organizations –

and ask staff to examine the evidence with you.

4.Create a forum for small-group dialogues to hear the concerns and questions of staff.

5. Engage in active listening. Seek to understand rather than be understood. Solicit ideas

from staff regarding how the initiative might be modified in order to be more effective

and be willing to compromise while remaining true to the core principles of the initiative.

6. Create pilot programs to test the initiative and learn by doing.

7. Use all of Gardner’s research-based strategies on persuasion and seek to find common

ground. Create a critical mass for moving forward rather than waiting for unanimity as a

basis for action.

8. Encourage site-based autonomy in the details of implementation while remaining tight

on the core principles of the initiative.

9. Protect schools from competing initiatives and help create a list of things schools can

“stop doing” in order to devote more time to the priority.

10. Provide resources –time, materials, training – to support the implementation effort.

11. Align all district policies, practices, and procedures with the core principles of the

initiative.

12. Create a precise common language regarding key concepts of the initiative.

13. Provide clear standards for assessing all aspects of the work to be completed and

ensure that people throughout the organization know how to apply those standards to

their efforts.

14. Communicate the significance of the initiative by creating processes to monitor its

progress.

15. Celebrate small wins as the initiative moves forward.

16. Celebrate failed attempts for the insights that were gained.

17. Create systems to embed the initiative into the routine practices of the school.

18. Tell stories that appeal to both the head and the heart - stories that capture the efforts

of people throughout the organization and describe the impact it is having on the lives of

students.

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19. Ensure that leaders throughout the organization are speaking with one voice on what

the district is “tight” about.

20. Confront those who violate what you have proclaimed must be tight.

Sidebar #2

Effective leaders will encourage rather than ignore or squash disagreement because they

recognize that when managed well, disagreements provide an opportunity to draw out

assumptions, build shared knowledge, clarify priorities, and find common ground. They

will recognize there will be more than one way to solve any given problem and will be

open to exploring alternative strategies or timelines for implementation. On the other

hand, they will hold firm to the core principle that professionals have an obligation to

seek out and implement the best practices for achieving the purpose and priorities of the

school and district. Toward that end, they will be willing to utilize every strategy that

Howard Gardner has identified for changing someone’s mind as presented below.

1. Reasoning and rationale thinking. “Doesn’t it make sense that we can accomplish

more by working together collaboratively rather than in isolation, by checking for student

understanding through formative assessments rather than waiting for the results of

summative assessments, by creating timely school-wide systematic interventions when

students experience difficulty rather than expecting each teacher to try to figure out how

to respond?”

2. Research. “I have shared the research with you that supports this initiative. I

found it very compelling. Do you interpret it another way? Do you have any research

refuting it we could look at together?”

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3. Resonance. “I know you believe in equity and fairness. Wouldn’t it be more

equitable and fair if we could assure students they would have access to the same

guaranteed curriculum no matter who their teacher is, that their work would be assessed

according to the same criteria, that we have a consistent way of responding when they

struggle to understand?”

4. Representational Re-description. “I have presented you with the data regarding

the fact that large numbers of our students are not being successful. But let me put those

numbers in human terms. Let me tell you some stories of the impact their failure is

having on their lives.”

5. Rewards and Resources. “I acknowledge this will be difficult. That is why I ask

your help in identifying the resources you will need to be successful – time, training,

materials support, etc.. Let’s work together to identify them and I pledge I will do

everything in my power to make them available.”

6. Real-World Events. “I understand you have misgivings and predict negative

consequences if we implement this initiative. But let’s visit some schools and districts

that have done it successfully. You will hear the enthusiasm of the teachers as they

explain how they and their students have benefited.”

7. Require. “I understand you remain unconvinced, but this is the direction in which

we are going, and this is what you must do to help us get us there. My hope is, as you

work through the process it will be a positive experience, and you will come to have a

more positive disposition toward it.”

Effective leaders must recognize that school improvement cannot wait for everyone in the

organization to have a favorable attitude toward the proposed change. There is abundant

evidence in the fields of psychology, organizational development, and education that

changes in attitudes follow rather than precede changes in behavior. When work is

designed to require people to act in new ways, the possibility of new experiences are

created for them. If those new experiences are positive, the can lead to new attitudes and

assumptions over time.

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Performance-Based Accountability. Washington, D.C.: NGA Center for Best Practices.

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Teachers College Press. Gardner, H. (2006). Changing Minds: The Art and Science of Changing Our Own and

Other People’s Minds. Boston: Harvard Business School Press. Gladwell, M. (2002). The Tipping Point: How Little Things Can Make a Big Difference.

New York: Back Bay Books. Hargreaves, A. & Fink, D. (2006). Sustainable Leadership. San Francisco: Jossey-Bass. Kotter, J. & Cohen, D. (2002). The Heart of Change. Boston: Harvard Business School. Marzano, R. Waters, T. and McNulty, B. (2005). School Leadership that Works.

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