John L Coffey Financial Disclosure Report for 2010

8/3/2019 John L Coffey Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 2010

Report Required by the Ethicsin Government Act of 1978(5 U.S.C app. ~101-111)

1 . P e r s o n R e p o r t i n g ( l a s t n a m e , f i r s t , m i d d l e i n i t ia l )C O F F E Y , J O H N L .

4 . T i t l e ( A r t i c l e I l l j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ;magis t ra te judges ind ica te fu l l - o r par t - t ime)Sen io r S t a t us

7 . C h a m b e r s o r O f f ic e A d d r e s sF e d e r a l B u i l d i n g - C o u r t h o u s eR o o m 6 1 9Mi lwaukee , WI 53202

1 2 . C o u r t o r O r g a n i z a t io n7 th C i rcu i t Cour t o f Appea l s

5a. Report Type (check appropriate type)] Nomina t ion , D a t e[] Initial [] Annual [] Final

I 5b. [] Amended Report8. On the b a s i s o f t h e i n fo r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n ym o d i f i c a t io n s p e r t a i n i n g t h e r e t o , i t i s, in m y o p i n i o n , i n c o m p l i a n c e

w i t h a p p l i c a b l e l a w s a n d r e g u l a t io n s ,

3 . D a t e o f R e p o r t05/05/2011

6 . R e p o r t i n g P e r i o d01/01/2010

to12/31/2010

R e v ie w in g O f f i c e r D a t e

I M P O R T A N T N O T E S : The instructions accompanying this form must be followetL Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . ~ e p o . i . g individual only; seepp. 9-13 of fillng instructions.)~] N O N E (No reportable positions.)

POSITION

2.

3.

4.

5.

NAME OF ORGANIZATION/ENTITY

II . A G R E E M E N T S . m e p o . i n g individual only; seepp. 14-16 of fillng instructionx)~ NO N E (No reportable agreements.)DATE P A R T IE S A N D T E R M S

1. 1954, 1978 M i l w a u k e e C o u n t y P e n s i o n P l a n , C i t y o f M i l w a u k e e P e n s i o n P l a n , S t a te o f W i s c o n s i n E m p l o y e e P e n s i o n P l a n2 . a n d 198 2 E x p l ana t i on : R epo r t e r i s a p a r t i c i p an t i n 3 gov e r nm en t s pons o r ed p en s i on p l an s a s a r e s u l t o f h is em p l oy m en t a s

M i l wauk ee C i t y A t t o r ney , M i l wauk ee Coun t y3. -- C i r c u i t C o u r t J u d g e a n d W i s c o n s i n S u p r e m e C o u r t J u s t i c e .


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FINANCIAL DISCLOSURE REPORTPage 2 of 9

N a m e o f P e r s o n R e p o r t i n gCOFFEY, JOHN L.

Date of Report05/O5/2011

I I I . N O N - I N V E S T M E N T I N C O M E . m e p o . in g i n d i , ,i d o a l a n d s p o u s e ; s e e p p . 1 7 - 2 4 of filing instructions.)A. Fliers Non-Investm ent Incom e

N O N E ( N o reportable non-investment income.)DATE SOURCE AND TYPE

1 .201o Jud i c i a l Re t i r e e s & Surv . - U.S. Cour t s ; Mi lwaukee Coun ty , C i ty o fM i l w a u k e e , S ta t e o f W i s c o n s i n P e n s i o n s

INCOME(yours, not spouses)$262 ,492 .00

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - if you were married during an.v portion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)

[~ N O N E (No reportable non-investment income.)D A T E

!.20102.3.4.

SOURCE AND TYPESe l f -Employed a r t i s t -pa in t e r

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.(Includes those to spouse and dependent children; see pp. 25-27 o filling instructions.)[-~ (No reportable reimbursements.)ONE

2.3.4.5.

S OU RC E D A TE S L O C A T IO N PURPOSE ITEMS PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORTP a g e 3 o f 9

N a m e o f P e r s o n R e p o r t in gCOFFEY, JOHN L.

D ate o f R epo r t05/05/201 I

V . G I F T S . a n c l u d , s t h o s e , o s , o , s e a . d d e ~ , e n d e n , children; see p p . 2 8 - 3 1 of filing instructions.)N O N E (No reportable gifts.)

SOURCE DESCRIPTION1.2.3.4.5.

VALUE

V I . L I A B I L I T I E S . a , ,c l , ,d e s , h o s e o l sp o ~ s e a , d d e p e n d e n t children; see pp. 32-33 of filing instructions.)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION1.2.3.4.5.

V A L U E C O D E


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FINANCIAL DISCLOSURE REPORTPage 4 o f 9

Name of Person ReportingCOFFEY, JOHN L.

Date of Report05/05/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)- - - - ] N O N E (No reportable income, assets, or transactions.)

A. B. C.Descrip tion of Asse ts In com e d u rin g Gross value at end

( inc lud ing t rus t asse t s ) reporting period of reporting period(l) (2) (1) (2)Place ,(X)" after each asset A mo un t T yp e (e .g ., V a lu e V a lu eexempt f rom pr ior d i sc losure C o d e l div., rent, c o d e 2 Method(A-H) o r i n t . ) ( J - P ) Code 3

(Q-W)

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(l) (2) (3)Type (e.g., D a t e V a l u e

buy, se l l , mm/dd/yy C o d e 2r e d e m p t i o n ) (J-P)

1 . TRUST2. ADVISORS INNER CIRCLE SMIDCAP A Dividend K TFUND3. ALLIANCE BERNSTEIN lNTL GROW TH A Dividend K T4. BADG ER TOB ASST SECUTZN A Dividend Sold 08/04/10 L5. BAIRD SHORT TERM BD FUND A I n t e r e s t J T6. BERKSHIRE HATHAWAY CL. B None L T7. BARCLAY DJ USB COMTY ETN None J T8. CHILTON WI SDS B I n t e r e s t K T9. DFA INVT DIMENSIONS SM CAP B Dividend K T1 0 . FEDERATED SERS INC. A I n t e r e s t J TI I. FL ST. BRD ED, PUB . ED. REF. C I n t e r e s t L T1 2 . FMI FDS LARGE CAP C Dividend M T1 3 . FORUM FUNDS LIBERTY ST. HORIZON A Dividend J T1 4 . GAINSVILLE FL UTILS REV A B I n t e r e s t K T1 5 . B Dividend L T16 . A Dividend L T1 7 . A I n t e r e s t Sold 02/04/10 L

GENERAL ELECTRICHARBOR INTL FDINDIANAPOLIS LOC. PUB. SERIES A

( 4 ) ( 5 )Gain Identity of

Code 1 buyer/ sel ler(A-H) (if private

t ransaction)

I . Income G ain Codes : A = $1,000 o r le ss B = $1,001 - $2.500 C = $2.501 - $5,000 D = $5,001 - $15,000(See Co lumns BI and D4) F =$50.001 - $100,000 G ~$100,001 - $1 ,000,000 HI =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2 . Value Codes J =$15.000 or less K = $15.001 - $50,000 L = $50,001 - $100,000 M =$ 100,001 - $250,000(Sce Co lumns CI and D3 ) N =$250,001 - $500.000 O ~$500,001 - $1.000,000 PI =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000P3 :$25,000,001 - $50.000.000 P4 = M o re than $50,000,0003 . V a l u e Mc l ho d Co d es Q =A p p ra i sa l R =Cost (Real Es late Only) S = As s es s men t T = Cas h Mar k e t(See Co lumn C2 ) U :Book Value V = O ther W = Es t imat ed

E =$15,001 . $50,000


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V I I. I N V E S T M E N T S a n d T R U S T S - i . c o m e , v a t u e , tr a n s a c t i o n s (Includes those of spoase and dependent children; see p p . 3 4 - 6 0 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d(l) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . ,e x e m p t f r o m p r i o r d i s c lo s u r e C o d e 1 d i v . , r e n t ,( A - H ) o r i n t . )

1 8 . I V Y F D S A S S E T S T R A T E G Y A Dividend19. I N V . M A N A G E R S E R . T R . L IB E R T Y S T R A Dividend2 0. J UD SO N , T X , S CH RF DG B In te r es t21 . K E E L Y S M C A P V A L U E C L A S S A A Dividend22 . L O O M I S SA Y L E S F D S B O N D F D A In te r es t2 3. M U ND ER SE R T R M ID C AP A Dividend24 . N E E N A H , W I P R O M N O T E S B In terest25 . O H I O S T . H I G H E D . S E R I E S B B In terest2 6. O PP EN H EIM E R IN TL B D FD A In terest27 . P I M C O F D S U N C O N S T R . B O N D F D A Dividend28 . P I M C O D E V L O C M R K T ( P A C IN V T A In terestM G M C O M M O D IT Y )29 . P U E R T O R I C O E L E C . A U T H . R E V . R R B In terest30 . R O W E T . P R I C E C O R P . A Dividend31 . R . S . IN V T R V A L U E F D C L A S S A A Dividend32 . S P D R I N D X F D S S & P B R I C A Dividend3 3. S TR AT TO N F UN D S SM C A P VA L UE A Dividend34. 3M C O B Dividend

Gross va lue a t endo f r e p o r t i n g p e r i o d(1) (2)

Value V a l u eCode 2 M e t h o dO - P ) C o d e 3

( Q -W )

K TK TK TK TJ TK TK T

K T

J TJ T

L T

J T

K T

J T

K T

K T

(])Type (e.g.,buy, sell,

redempt ion)

Bu y

S o l d

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4)

D a t e Value G a i nm m ! d d / y y C od e 2 C od e

( J -P ) ( A - H )

02/04/I 0 J

12/10/10 L

(5)Identity ofbuyer/sel ler(if privatetransaction)

I , In co me G a i n Co d es : A =$1,000 or less B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000(See Co lumns BI and D4) F =$50,001 - $100,000 G =$100,001 - $1,000,000 H 1 = $1 ,0 00 ,0 01 - $5 ,0 00 ,0 00 H 2 =M o re t ha n $5 ,0 00 ,0 002 , Value Codes J = $15,000 or less K = $15,001 - $ 50,000 L = $50,001 - $100,000 M = $100,001 - $250,000(See Co lumns C | and D3 ) N = $250,D01 - $500,~ 00 O = $50 0.001 - $1,0 00,000 PI =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000P3 =$25,000,001 - $50,000.000 P4 =M o re than $50,000,0003 , V a l u e Mc t ho d Co d es Q =A p p ra i sa l R =Cos! (Rcal Estale Only} S = As s cs s mcn t T = Cas h Mar k e t(See Co lumn C2 ) U = Book Value V = O t h e r W = Es t imat ed

E =$15,001 - $50,000


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VII. I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and d ependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions)

35 .36 .37 .38 .39 .4 0.41 .42 .43 .44 .45 .46 .47 .48 .49 .

51 .

D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g(in c lu d in g t ru s t a s se ts ) r e p o r t in g p e r io d(1) (2)

Place "(X)" after each asset A m o u n t Type (e.g..exempt from prior disclosure Code l div., rent,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(I) (2)

V a l u e V a l u eC o d e 2 M e tho d

( J -P) C o d e 3( Q - W )

Type (e.g.,buy, se l l ,

r e d e m p t i o n )


D a t e V a l u e G a i nmm/dd/yy Code2 Code I

(J-P) ( A - H )

( 5 )Identity of

b u y e r / s e l l e r(if private

t r a n s a c t i o n )

THIRD A V E T R R E A L E S T A T E V A L U E A In te res t JVANGUARD FIXED INC. PROT. A Interest J

R E P O R T E R

BAIRD FUNDS - I N T E R B D F D

BL DRS E M E R G I N G M A R K E T S

COSTCO WHOLESALE

FIDELITY NAT. INFO S E R V I C E S

FISERVINTEL CORP.

ISHARES DOW JONES ETF

ISHARES - M SCI BRAZIL INDEX

ISHARES MSCI EMERGING M KTSJOHNSON & JOHNSON

LEUTHOLD FDS. ASSET ALLOC.MASS M UTUALMATTHEWS CHINA FUND

None KA Dividend JA Dividend JA Dividend JA Dividend KA Dividend JA Dividend JA Dividend KA Dividend KA Dividend JA Dividend KB I n t e r e s t LA Dividend K

TTTTT

TTT

TT

TTT

I . In co me G a i n Ced es : A =$1,000 o r le ss B =$1,001 - $2,500 C = $2 ,501 - $5 ,000 D =$5.001 - $15,000(See Co l u mn s B I an d D 41 F =$50.001 - $100.000 G =$ 100,001 - $1.000,000 H 1 =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2 . V a lu e C o d es J = $15,000 o r le ss K = $15,001 - $50,000 L =$50,001 - $100,000 M =$I00,001 - $250,000(See Co l u mn s CI an d D 31 N =$250,001 - $500,000 O =$ 50 0,0 01 - $ 1,0 00 ,0 00 P I = $1 ,0 00 ,0 01 - $5 ,0 00 ,0 00 P2 =$5,000,001 - $25,000,000P3 =$25,000.001 - $50,000,000 P4 =More than $50,000,0003. Value Method Codes Q =Ap p ra i sa l R =Cost (Real Es tate Only) S =Asse ssmen t T = Cas h Mar k e t(See Co lumn C2 ) U ~Bo o k V a l u e V = O ther W =Es t i ma t ed

E =$15,001- $50,000


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FINANCIAL DISCLOSURE REPORTPage 7 o f 9

N a m e o f P e r s o n R e p o r t i n gCOFFEY, JOHN L.


V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g(in c lu d in g t ru s t a s s e ts ) re p o r t in g p e r io d(:~ (2)

Place "(X)" after each asset A m o u n t Type (e.g.,exempt from prior disclosure C o d e 1 div . , ren t ,

( A - H ) o r i n t . )

52 . M I T C H E L L B A N K H O L D I N G A Dividend53 . N O R T H W E S T E R N M UTUAL LIFE B In t. /Div.54. OBER~,VEIS CH1NA OPPT A Dividend

55. PARK BANK B Int./Div.

56. RIVERBED TECH I None

57. SPDRGOLDTR None

58. ST. JUDE MEDICAL A Dividend

59. STERICYCLE A Dividend

60. TESSERA TECHNOLOGIES None

61. US BANK C Dividend

G ro s s v a l u e a t e n do f r e p o r t i n g p e r i o d(1) (2)

Value V a l u eC o d e 2 M e t h o d(J-P) C o d e 3

( Q - W )

J T

L TJ TK TK T

K T

J T

K T

L T


Type (e.g., D a t e V aluebuy, sell, m m /d d/yy C od e 2

r edemp t ion ) (J-P)

S o l d 09/01/10 J(part)

Sold 09/01/10 J

(4 ) (5 )G a in Id entity of

Co d e I buyer/ sel ler(A-H) (if private

transaction)

A

A

I . Income G ain C0 dcs : A = $1.000 o r le ss B = $1,001 - $2.500 C = $2.501 - $5.000(See Co lu m ns 131 an d D 4) F =$50,001 - $100.000 G =$100,001 - $1.000.000 HI = St.000,001 - $5,000,000

2 . Value Codes J = $15.000 o r les s K =$15.001 - $50.000 L =$50.001 - $ 100,000(See Co l u mn s (?1 an d D 3) N =$250,001 - $500.000 O =$500.001 - $ 1.000.000 P 1 =$1.000,001 - $5.000,000

P3 :$25.000.001 - $50.000.000 P4 = M o re than $50.000.9003 . V a l u e Me t ho d Co d es Q =A p p ra i sa l R =Cost (Real Es tate Only) S = As s es s men t(See Co lumn C2 ) U = Book Value V :Othe r W = Es t imat ed

D = $5.001- $15.000H2 =More than $5~00.000M=$100,001- $250,000P2 -$5,000,001- $25,000,000T = Cas h Mar k c t

E = $15,001- $50,000


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N a m e o f P e r so n R e p o r t i n gC O F F E Y , J O H N L o


V I II . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicate part of report.)R E P O R T E R . C O R R E C T I O N S T O 2 0 0 9 D I S C L O S U R E R E P O R TPar t VI I . Inves tme n ts and Tru s tsItem N o :24. Loom i s Sayl e s - - Repor t ed sa l e was a p a r t i a l sa l e in 200932 . Rowe T . Pr i c e - - Repor t ed sa l e was a pa r t i a l sa l e in 200941 . W a s h . S t . S e r i e s D - - R e d e e m e d 1 /2 /0 9 K A F a i l e d t o r e p o r t i n 2 0 0 951 . In t e l Corp . - - Repor t ed sa l e was a pa r t i a l sa l e i n 200952 . ISha re s Dow Jones -o Rep or t ed sa l e was a pa r t i a l sa l e i n 200953 . ISha re s Braz il F ree - - Repo r t ed i n 2009 bu t was a l r e ady repor t ed a s I t em 542009 Repor t f a i l ed t o show purchase o f two secu r i t i e s :I . F ide l i ty Na t . In fo Se rv i ce s - Va lue C ode J2 . Leu tho ld Fds . Asse t A l l o t . - Va lue Code KThese secu r i t i e s appear on 2010 Re po r t as I tems 42 and 49, r espec t ive ly .


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N am e o f Pe r son R epo r t i ngCOFFEY, JOHN L.

D ate o f R epo r t05/05/2011

IX. CERTIFICATION.I c e r t i fy t h a t a l l i n fo rm a t i o n g i v en ab o v e ( in c l u d i n g i n fo rm a t i o n p e r t a i n i n g t o m y s p o u s e an d m i n o r o r d ep e n d en t ch i l d r en , if a n y ) i sa c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t o r y

p r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .I f u r t he r c e r t i f y th a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e be e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q ., 5 U . S . C . 7 3 5 3, a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signat ure: S/JOHN L. COFFEY

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 10 4 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

John L Coffey Financial Disclosure Report for 2010

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Transcript of John L Coffey Financial Disclosure Report for 2010