Jennifer W Elrod Financial Disclosure Report for 2009

8/3/2019 Jennifer W Elrod Financial Disclosure Report for 2009

1/14

,~o 10 I FINANCIAL DISCLOSURE REPORT R~portin GovernmenIRequired ARev. 1/2010 I FOR CALENDAR YEAR 2009 0 u.s.c, app. lOl-llI)

1. Person Report ing ( la s t nam e, f i rs t , midd le in i t ia l) 2. Cour t or Organ izat ion 3. Date of Report

E|rod , J enn i f e r W . Fifth Circui t Court of Appe als 5/14/2010

4. T i t l e ( A r t i c l e I 1 1 j u d g e s i n d i c a t e a c t i v e o r s e n i o r s l a m s ; 5 ~ - R e p o r ~ T y p ~ ( c h e c k a p p r o p r ia t e t y p e ) 6, Report ing Periodmagis tra te judges ind ica te fu l l- or pa rt- t ime) [ ] No m in a t io n , D a t e 01/01/2009Circu i t Cour t o f Appe a l s , Ac t ive Judge [] lnJtlal [] A r m u a l [] Final

Sb. [] Amended Report7. Ch~mbca-~ or Off ice Addr~ 8. On the baxl~ of the in formtl ton ~nta lned in thl~ Rtlmr~ and anymodific~tion~ perta in ing the re ta , i t ia , in m y opin ion, in compliane~515 Rusk Aven ue, 12th Floor wi th app l i cab l e l aw~ andHouxton, TX 77002-2603

Reviewing Off icer D a t e _

IMPO R TANT NO TES : T~e i n s tru c t io n s accompanying this f.orm must be follow~L Complele all par~chec ldng the NON E bax f o r each par~ where you have no repor tabl e in f o rmat ion . S ign on l as t page .

I . PO SITIO NS. ~o ,a ~g ~a . ,a o~y; se , v~ ~- t~ om, x i~a io~)D NONE (No reportablepo~itions.)

POSITION NAME OF ORGANIZATION/ENTITY1. Board Mcmbo" Texa s Ccnt~" for L~gal Ethics

.

~ NO~ ~o repo~able a~eementsO~ P~ES A~ TE~S

!. 2~9 Emplo~ ~em~t Syst~ ofTex~ (sin~ 2~2), ~ coati - not v~t~

2. 2~9 Tex~ ~ ~d Dis~ct Reticent Sys~ (si~e 2~2), no eon~l - not v~


2/14

F IN A N C I A L D IS C L O S U RE R E P O R TI N . . . .

~ P . .. .Page 2 of 7 E ~ r o ~ , J en n i f e r W .

IlL NON-I~STMENT ~CO~. m,~ a~u..t.~,ro~:A. Filer~ Non-Inves~ent Income

NONE ~o repor~ble non-inv~ent incdme.)DATE SOURCE ~ ~E

1.2.

3.

4.

B. S p ou ses N o n -ln vestmen t I n come - If .l~ ~,r~ ~ during any poraan of the r~ng year, ~mp~ ~ ~~llar a~unt ~t re~ ~c~pt for ~orar~.)

~ NO~ ~o repo~able non-inv~ent income.)DA~ SO~CE~ ~E

1.2~9 ~lf-~ploy~ ~ consul~

2.

3.

4.

(Includes those to s p o ~ e a n d d e p e n d e m t c h i l d r e n : s e e p p . 2 5 - 2 7 o f f i l i n g i r z r t r u c t i o n s )

D NONE (No reportable reimbursements.)SOURCE DAT ES LOCATION PURPOSE ITEMS PAID OR PROVIDED

1. Texas Cent e r for Lega l Eth i e~ 1 / 2 3 1 1 0 Aust in, TX Boa rd M ee tin g M ile a g e , M e a ls

2. Va~de rb i l t Un ive r s i t y 2/5-2/7/10 Nashvil le , TN Spe .Mdng to l aw sOadem s Ttansporlat ion, hotel , mealsa n d j u d g e m o ot cour t

3, Ha rva r d L aw S c h o o l 3/16-3/18/10 C a m b r i d g e , M A S p e a k lm g t o l a w s t u d e n t s Transp or ta t ion, Hotel , Mtm]sand judg e moot cour t

4. Texa s Tech School o f Law 4/4-4/5/10 Lubbock, TX Speaking to l aw s tuden t s Transpor ta t ion, hote l , meal s

5. Sta t e Ba r o f Texa s 4/gt l 0 Aust in, TX Pa t t e r n J t u 3, Comm Mtg Transpor t a t ion , m ea l s

6. Texa s Cen te r fo r Lega l E th ics 5/29/10 Aust in , TX B oa rd M tg M ile a g e , m e a ls


3/14

FINANCIALDISCLOSURE REPORT I N a m e o f ] [ e r ~ o n R t p o r t i n g D a l e ~[ ReportPage 3 of 7

7. Texa s Cea t e r fo r Lega l E th ics 6/5110 At~tin, TX B o a r d M t g / S up r e m e C ou r l Transporta t ion, M eaJs , I~Iote[His tor i ca l Dinne r

8. Blacks tone Legal Fel lowsh ip 8/5-8/6110 Phoen ix, AZ Speak ing to l aw s tudent s Transp or t a t ion, ho te l , mea l s

9. Texa s Cente r fo r Lega l Ethics 9/25/10 Galves ton, TX Board mee t i n g Mile a ge , me a l s

1 0 . Univers i ty of I l l inois Law 10/27-10/28/10 Champaign , LL J u dg i n g m o ck d a i s Transp o~tt ion , hote l , me alsSchool1 I. Texas Centea" fo r Lega l Eth ics 1 I/5/10 A u s ti n T X 20th Anniv of Lawy ers Transporta t ion , mealgCreed Even t

1 2 . Fede ra l i s t Soc ie ty Conven t ion 1 Ill 1-11/15/10 Washing ton , DC Mode ra t i ng CLE pane l , T~s-por t a t ion , hote l , m ea l s , conven t ionconvent ion f e e s

1 3 . DRI 12/3-12/4 New York, NY Spe ak i n g at CLE Transporat ion, hotel , meals


4/14

F I N A N C I AL D I S CL O S U R E RE P O R TP a g e 4 o f 7 E w o a , J e n n i f e r W . 5 / 1 4 / 2 0 1 0

[] NONE (No reportable gifts.)~;OURCE DESCRIPTION V A LU E.

1.2.J.4.5.

VI. LIABILITIES.D NONE (No reportable liabilities.)

~RED1TOR DESCRIPTION yALUE CODEI. Wells Fargo Visa Cred i t Card K

3.4.5.


5/14

~2 ~ Fich~lity U.S. Bond Index Fund (457 Plan) A DLgt r ibu t ion Merged 12/31/09 K A( w i ~ l i n e 3 )3. BlackRock Bond Index None K. T Buy 12/31/09 K

4. Schwab M ]O_Mgr INIL ( iRA) A Div i d e nd L T

5 . Schwab S r rml l Cap Lndex Fund A Div l d e a d K T

6, Schwab To ta l S tk Mkt - IHV None Sold 9118~9 K A

7. Schwab Tola l Stk Mkt-SEL B Dividend M T Bu y 9/18/09 K

8. Vang n~ard C~owth I ndex Fund (457 P l an) A D i v i d e n d L T

9. Vangua rd Life~t ra tcgy Growth (IRA) a Dividend L T-~0. Vaagu a r d Col l e ge Sav ing s Iowa ( 529) A Dividend J T

! I . T~ xas County and District Retirement . A l n l ~ n : s t J TSystem1 2 . Employ~ R~ir~ment System of T exas B I n t . r e s t K T

1 3 . Price lock Corpora t ion i~nt iv stock opt ion None J U

14 .

15.1 6 .

1 7 .


6/14

F I N A N C I AL DI S C L O S U R E R E P O R T r ~ l ,~ o f~~ ,~o o ~ o : ~o~,nP a g e 6 o f 7 Elrod, Jennifer W. 5 1 1 4 / 2 0 1 0V II I . A DD IT I O N A L IN FO R MA T I O N O R E XP L AN A T I O N S .

Par t VI I : Line 2 : The i nves t~m at i n F ide l i t y US Bond I ndex Fund w as au tom at i ca l l y and d i r ec t l y t r ans f e r e ~i by 457 P l an Mana ge r to Bl aekRock Bond I nde x a tc lo s e o fy e a r


7/14

F IN A N C I A L D IS C L O S U RE R E P O R T N ,~ . o r Pc~o . .~ng on~ o f a ~ p , aP a g e 7 o f 7 E l r o d , J e n n i f e r W . 5 / 1 4 / 2 0 1 0IX. CERTIFICATION.

I c e r t if y t h a t a l l i n fo rma t i on g i v e n a bove ( i n c lud i n g i n fo rma t i on p e r t a i n i n g t o m y s pous e a n d m i no r o r d e p e nd e n t ch il d r e n , i f a n y ) i sa c cu r a t e , tr u e , a n d com p l e t e t o th e b e s t o f my I~owl e dg e a n d b e l i e f , a n d t h a t a n y i n fo rm a t i on no t r e po r t e d wa s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u to ryp rov i s i on s p e rm i t t i n g non - d i s c lo s u r e . I f u r t h e r ce r t i f y t h a t e a r n e d i n come f rom ou t~ id e em p loy me a a t a n d h ono r a r i a a n d t h e a cc e p t a n c e o f g i f t~ wh i ch h ave b e e n r e po r t e d a r e I ncomp l i a n c e ~ i t h t h e p rov i s i on s o f 5 U .S .C. a p p . 5 01 eL s eq , 5 U .S .C. 735 3 , a n d J ud i c i a l Con f e r e n c e r e gu l a t i on s .

Si

NOTE: ANY INDIVIDUAL W HO KNOW INGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT M AY BE SUBJECT T O CMLAND CRIMINAL SANCTIONS (5 U .S.C. app . 104)

FILING INSTRUCTIONSM a i l s i g n e d o r ig i n a l a n d 3 a d d i t i on a l c o p i e s to:

C o m m i t t e e on F i n a n c i a l D i s c l os u r eAdm in i s t r a t i ve Of f i c e o f t. h e Un i t e d S t a t e s Cour t sSu i t e 2 - 301One Columbus Circle, N.E.Wa s h i n g to n , D . C . 20 5 4 4


8/14

I A o ~ o FINANCIAL DISCLOSURE REPORT a ~ p o ~ t R e q u i r e d b y t h e E t h ic . ~in Governm e.nt Act of 1978R~. 1/~0]0 FOR CALENDAR YEAR 2009I. Person Reporting (last name, first, raiddlc initial) 2. Court or Organization ] 3. Date of Report

Elmd, Jennifer W. Fifth Circuit Court of Appeals 5114,r2010

4. Tille (Article lI[ judges indicate am~v or senior status; 5a. Report Typ~ (check appropriate type) 6. Reporting Periodmagis~te jadg~ indicate full- or part-time) [] Nomination, Dat~ 01/01/2009Circuit Court of Appeals, Active Judge [] Initial [] Annual [] Fiaal ta

5b. [] Amended Repo~7. Chambe~ or Office Addre~ 8. On the bss[~ of the information contained in thl~ Report and anymodificatiooJ pertaining thereto, it t~ in my opinion, |a compilance515 Rusk Avenue, 12th Floor with applicable law~ and r~gu lations.Houston, TX 77002-2603

Reviewing Officer Date

I M P O R T A N T N O T E S : T~e i,~truction~ accompanying thief.otto mart be followe~ Complete all parts,ch tcMng the NON E box for each par t where you have no r epor tab le in format ion. S ign on la~ t pag~

D NONE (No reportable positions.)POSITION N A ME O F O RG A N IZA TIO N / E N TITY "

1 . B oard Member Texas Center for Legal Ethics

~ NO~ ~o repo~able agreements.)~ P~TIES A~ TE~S

I. 2~9 Employ~ ~m~t Syst~ ofTex~ (sin~ 2~2), ~ ~n~l - not v~t~

2. 2009 Texas County and Dis~ct Refrement SysWm (since 2002), no control - not vested


9/14

FINAN CIALpage 2 of 7 DISC LO SU ~ ~PORT

A. Filers Non-Inves~ent IncomeNONE ~o r e p o r ~ b le n o n - i n v ~ e n t i n c o me . )

DATE ~QURCE A~ T~E @o~ , ~t ~o~es)1.2.3.4.

B. S pouses Non-Investment Income -~llar a~unt ~1 re~ ~cept for ~orar~$~ NO~ ~o repo~able non-inv~ent income.)

SO~CEI. 2~9 ~Ig~ploy~ ~fi~ consular

2.3.4.

IV. REIM BU RS EM ENT S -~=,,~ ,, ,ao ,~ ~ , / .~ ,~o~(Includes t~se to s~ a~ d~ ~il~n; s~ pp. 25-27 of f!l~g

~ NO~ ~o repo~able reimbu~ements)SOURCE ~ ~ P~SE ITEMS P~ OR P~O~ED

1. Tex~ ~ for ~g~ E~i~ I~[l 0 A~, TX ~d M~g ~l~g~ M~s2. V~bilt U~v~i~ ~5-~/10 N~h~lle, ~ S~ng ~ law s~d~~e m~t3. H~a~ ~w School 3116-3118/10 ~bfdge, ~ S~g to hw ~ T~o~ Howl,md~ ~t ~4. T~ T~h Sch~l of Law 4/4~15110 Lub~ TX S~ng to law sm~ T~6on, homl, m~

5. S~te B~ of T~ 4/~I 0 A~ti~ TX PaR~ J~ Co~ Mtg T~on, m~ls6. Tex~ C ~t~ for Levi Ethics 5~9/10 A~tln, ~ ~d Mtg Mil~ge, m~ls


10/14

F I N A N C IA L D IS C L O S U R E R E P O R T" lPage 3 of 7 E~

7. Tcx~ ~nt~ for ~gal E~ics ~5110 A~, ~ Bo~d Mt~Su~e Cou~ T~tion, McMs, IIotel1t~ Dinner

8. Bla ckston~ Le ga l F ll ow sh lp 8 /5 -8 /6 /I0 Phoenix, AZ Speaking to law students Transportation, hotel, meais

9. Texas Center for Legal Ethics 9/25110 Galveston, "IX Board meeting Mileage, meals

1 0 . University of Illinois Law 10/27-10/28/10 Champaign, IZ, Judging mock Irials Transportation, hotel, mealsSchool1 I. Texas C ent~ for Legal Ethics 11/5/10 Austin "YX " 20th Anniv of Lawyers Traasportatlon, mealgCreed Event

1 2 . Fed~--ralist S ociety Convention I I/I 1-11/15/10 W ashington, DC Moderating CL E panel, Transportation, hotel, mealg, conventioneonventlon fees

1 3 . D R[ 12/3-12/4 New York:, NY Speaking at CLE Transporation, hotel, meals


11/14

Name of Pet-son R ~pot-ting Date o !PageFINANCIAL4 of 7 DISCLOSUR E REPORT !EIrod, JenniferW. 5/14/2010

V . G I F T S . a ~ a ~ t ~ , ~ o ~ , ~ , , ~ a , ~ , , ,~ , ~ ~ i ~ - ~ , ~ . ~ ~ ~ - ~ ~ o ~ - ~ . g~ N O N E 7 g o reI)OrCable gifts.)S O U R C E D ES C RIPTION VALUE1.2.3.4.5.

~ NONE (No reportable liabilities.)~CREDITOR ~TION yALUE CODE

I. W ell~ F~rg~ Vi~ Cr~li~ C~d K

3.4.5.


12/14

FINANCIAL DISCLOSURE REPORT N,~eorV .... R~r.~ O * t e o r R e p o ~Page 5 o f 7 E l r o d , J e n n i fe r W . 5/14/2010

2[ Fidelity U.S. Bond Index Fund (457 Plan) A Dislribtrtion Merged 12/31/09 K A(with line 3)3. BlackRock Bond Index N o~e K T B uy 12/31109 K

4. Schwab Mk~gr INTL (IRA) A Dividend L T5. Schwab Small Cap Index Fund A Dividend K T6. Schwab Total Stk Mkt-INV None Sold 9/I 8/09 K A

7. Schwab Total Stk Mkt-SEL B Dividend M T Buy 9/18/09 KVanguard Growth Index Fund (457 Plan) A Dividend L T

9. Vanguard Lifestrategy Caowth (IRA) B Dividend L Ti0 . Vanguard College Savings Iowa (529) A Dividend J T! I. Texas C ounty and D istrict Retirement . A Interest J TSystem1 2 . Employee Retirement System of Texas B Interest K T

1 3 . Prieelock C orporation incentive stock opdot N one J U1 4 .

1 5 .1 6 .1 7 .

1. Income Gala Codes: A "$ 1.000 or less B - - $ 1 ~ 0 0 1 - $ 2 . - . 0 0 C =$ 2.501 - $5,000 D =$ 5 ,{ J 0 1 - $ 1 5 ,0 0 0 I ~ = $ I L 0 0 1 - $ 5 0 ,0 0 0(~e~ Col~m~ B I and D4} F =$ 50,001 - $ 100,000 G -~100,001 - $ 1,000,000 HI = $1,000,0O 1 - $5,000,000 142 ~Mo~ thaa $5,000,0002. Val~e Codes J ~$15,000 or less K = $ 1 5 , 0 0 1 - $ 2 ; 0 ,0 0 0 L =$ 50.001 . $100.000 M = 1 : 1 0 0 , 0 0 1 - $ 2 5 0 , 0 0 0(S~ CC ~urraas CI and D3) N =$ 250.00 [ - $500,000 0 ~$500,001 - $1,000,000 P I - - - ~ 1 ,0 0 0 . 0 0 1 - $ 5 . 0 0 0 . 0 4 9 0 F 2 = $ 5 . 0 0 0 . 0 0 1 - ~ 2 5 , 0 0 0 , 0 0 0P3 =$ 25,000.001 - $ 50.000,000 P4 =More ~ $2;0,000.000,3. Vahte Method Codes Q ~ A p p r a i .s a l R = C o c A ( R e a l E s t a t~ O n l y ) S =Assessn~nt T --Cash Market(See Column C2) U = B o o k Value V ~O~h~ W ~ F . s t ir m a t e d


13/14

F I N A N C I A L D IS C L O S U R E R E P O R TPage 6 o f 7 Elrod, Jennifer W. 5/14/2010

V I I I. A D DI T I ON A L I N F O R M A T I O N O R E X P LA N A T I O N S .Part VII: Line 2: The investment in Fidelity US Bond Index Fund was automatically and directly transfered by 457 Plan Manager to BlackRock Bond Index atclose ofyear


14/14

FINANCIAL DISCLOSURE REPORTPage 7 of 7

i Elrod~ Jennifer W.5114/2010

IX. CERTIFICATION.I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) isaccurate, true, and complete to the best of my knowledge and beH ef~ and that any information not reported was withheld because it met applicable statutoryprovisions permitting non-disclosure_

I further certify that earned income from outside employment and honoraria and the acceptance ofglft~ which hav e been reported are incompliance with the provisions of 5 U.S .C. app. 50 1 eL seq. 5 U .S.C. 735 3, and Judicial Conference regulations.

N O TE : AN Y IN DIV IDU AL W H O KN O W IN G LY AN D W ILFULLY FALSIFIE S O R FAILS TO FILE THIS RE PO RT MAY BE SUBJE CT TO CMLAND CRIMINAL SAN CTION S (5 U.S.C. app. 104)

FILING INSTRUCTIONSMail signed original and 3 additional copies to:

Com mittee on Financial DisclosureAdministrative Office of the U nited States CourtsSuite 2-301One C olumbus Circle, N.E.W ashington, D.C. 20544

Jennifer W Elrod Financial Disclosure Report for 2009

Documents

Transcript of Jennifer W Elrod Financial Disclosure Report for 2009