Jennifer B Coffman Financial Disclosure Report for 2010

8/3/2019 Jennifer B Coffman Financial Disclosure Report for 2010

1/9

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 2010

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

I. Person Repor ting ( las t name, f ir s t , middle init ial)C O F F M A N , JE N N I F E R B .

4. Ti t le (Art ic le 111 judges ind ica te ac t ive o r sen io r s ta tus;magis t ra te judges indicate fu l l - or p ar t - time)U . S . D IS T R I C q " J U D G E ( A C T I V E )

7. Chambers or Office Address

3 0 6 U S C O U R T H O U S E1 0 1 B A R R S T R E E TLE X IN G TO N , K Y 4 0588- 2228

2. Court or Organiza t ionE.D. AND W .D. /KY

3. Date of R e p o r t05/15/2011

5a . Report Type (check appropria te type )] Nomina t ion , D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis o f the in fo rma tion con ta ined in th is Report and anymodif ica t ions pe rta in ing the re to , i t is , in my op in ion , in com pliancew i t h a p p l i c a b l e l a w s a n d r e g u l a t io n s .

Re v i e w i n g O f f ic e r Date

6. Report ing Pe riodI/I/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . m e p o . i . g individual only; seepp. 9-13 oyfil lng instructions.)~] N O N E (No reportable positions.)

POSITION

2.

3.

4.5.

N A M E O F O R G A N I Z A T I O N / E N T I T Y

I I . A G R E E M E N T S . m ~ p o . l n g i n a Z v l a u u t o n l y ; s e e p p . 1 4 - 1 6 of filing instruction&)~] N O N E (No reportable agreements.)

DATE PARTIES AND TERMS


2/9

FINANCIAL DISCLOSURE REPORTPage 2 of 9

Name of Person ReportingCOFFMAN, JENNIFER B.

Date of Report05/15/2011

I l l . N O N - I N V E S T M E N T I N C O M E . (Repo . ing i .d lv idu . l a .d sponse; see pp . I 7 -Z4 of filing instructions.)A. Fi ler s Non- lnves tm ent Incom e~ (No repor table non- inves tmen t income. )ONE

DATE SOURCE AND TYPE

2.

3.

4.

INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - if you w e r e m a r r i e d d u r i n g anyportion of the reporting year, complete this s e c t i o n .(Dollar am ount not required except for honoraria.)~] (No repor table non- inves tmen t income. )O N E

1.20102 . 2 0 1 03.

4.

DATE SOURCE AND TYPES E L F - E M P L O Y E D D E N T I S TP E A R S O N J U ST I C E A N D C O F F M A N L L C - E Q U IP M E N T L E A S I N G

I V . R E I M B U R S E M E N T S - transportation, lodging, food, enterta inment .(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

N O N E (No reportable reimbursements.)SOURCE DATES LOCATION

I.2.3.4.5.

PURPOSE ITEM S PAID OR PROV IDED


3/9

FINANCIAL DISCLOSURE REPORTPage 3 of 9Name of Person ReportingCOFFMAN, JENNIFER B.


V . G I F T S . a n d u a e s t h o s e t o s , o u s e a n d d e p e n d e n t c h i ld r e n ; s e e p p . 2 8 - 3 1 o f f i l i n g i n s t ru c t i o n s . )N O N E (No repo rtable gifts.)

SOURCE DESCRIPTION1.

2.

3.

4.

5.

V A L U E

V I . L I A B I L I T I E S . a n d u d e s t h o s e o y s p o u s e a n d d e p e n d e n t c hi l d r e n ; s e e pp. J2-33 of fillng instruction~.)N O N E (No rep ortable l iabil ities.)

CREDITOR DESCRIPTION1 .2.3.

4.

5.

VALUECODE


4/9

FINANCIAL DISCLOSURE REPORTPage 4 o f 9

Name of Person ReportingCOFFM AN, JENNIFER B.

Date of Report05/15/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of fillng instructions.)N O N E (No reportable income, assets, or transactions.)

A, B. C,Description of A ssets inco m e during Gross va lue a t end(including trust assets) rep orting period of reporting period

(1) (2) (1) (2)Place "IX)" after each asset A m o u n t Type (e.g.. Value Va l ueexempt f rom pr ior d isc losu re C o d e I div., rent, C o d e 2 Method(A-H) o r i n t . ) (J-P) C o d e 3

(Q-W)

(1 )Type (e.g.,b u y , s e l l ,

r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( 2 ) ( 3 ) ( 4 )D a t e Value G a in

mm/dd/yy Code2 C o d e 1(J-P) ( A - H )

Identity ofbuye r / s e l l e r(if private

t r a n s a c t i o n )

CITIZENS BANK - C O M M O N S TO C KR E N T A L P R O P E R T Y ,

~L.. ~ HOPKINS COUNTY),K E N T U C K YK E N T U CK Y T A X F R E E I N C O M ESERIESI R A # 3 (C E N T R A L B A N K )

None

C Rent K

A Dividend J

None M

Merged(with l ine 51)

12/17/10

5. -CASH BALANCE IN IRA #3 None

7.8.

9.

- C O L U M B I A A C O R N S M A L L C A PFUND Z

- M A T T H E W S P A C I F I C T I G E R

- W I L LI A M S S O N O M A I N C C O MAA

Dividend K

DividendDividend

K TT

S o l d(pa rt)B u y

( add l )B u y( add l )

04/06/1005/24/1004/06/10

J

J

J

1 0 . - G O L D M A N S A C H S F IN C L S Q U A R E None1 1 .

1 2 .

1 3 .

1 4 .

1 5 .

1 6 .

- F E D E R A T E D C A P A P P R E C I A T I O NFUND I SHARES- G SC I C O M M O D I T Y S T R A T E G Y I N S TF U N D-FEDERATED TOTAL RETURN BONDFUND-SPDR GOLD TR

- S C H R O D E R E M E R G I N G M A R K E TEQUITY FUND

A Dividend

A DividendNone

JJJ

Dividend K

TTT

Sold 09/09110 LB uy 04 /06/1 0 J(add l )B uy 04/06/10 J(add l )Sold 09/20/1 0 J(par t)Sold 11/04/10 J(par t)

AA

I . Inc ome Gain C odes : A =$1,000 or tess. B =$1,001 - $2,500 C =$ 2,501 - $5,000 D =$5,001 - $15,000i See Co l um n s B I an d D4 ) F = $50.001 - $100,000 G = $100,001 - $ 1,000,000 H 1 = $1 ,000,001 - $5,000,000 H2 =More than $ 5,000,000

2. Value Codes J =$15,000 or less K = $15,001 - $50,000 L = $50,001 - $100,000 M = $ I00,001 - $250.000( S ee C olu mns C I and D3 ) N =$ 250.001 - $ 500,000 O =$ 500,001 - $ 1,000,000 PI =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000P 3 = $25,000,001 - $ 50.000.000 P 4 = M ore than $ 50,000,0003. Va l ue Met ho d Co d es Q =Appraisal R =C os t ( R eal E s t a t e Only ) S =As s es s ment T = C a s h M a r k e t( S ee C olu mn C 2) U =B ook Valu e V =Oth er W =E s t imated

E = $ |5 ,001 -$5 0,000


5/9

FINANCIAL DISCLOSURE REPORTP a ge 5 o f 9

Name of Person Report ingCOFFM AN, JENNIFER B.

D a t e o f R e p o r t05/15/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i .c o m e , v a t u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)~] N O N E (No reportable income, assets, or transactions.)

A. B. C.D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d

( i n c l u d in g t ru s t a s s e t s ) re p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d(1) (2) (1) (2)

Place "(X)" after each assel A m o u n t Type (e.g., V a l u e V a l u eexempt from prior disclosure C o d e 1 d iv ., r e n t , C o d e 2 M e t h o d

( A - H ) or i n t . ) (J-P) C o d e 3( Q - W )

Type (e.g.,buy , s e l l ,

r e d e m p t i o n )


(2) (3) (4)D a t e Value G a i n

m m / d d ~ y ~ C o d e 2 C o d e 1(J-P) ( A - H )

Identity ofb u y e r / s e l l e r(if private


17 .

18 .19 .

-T ROWE PRICE MID CAP GROWTH None K TFUND #47

-V ANG UARD INDEX FDS REIT~ A Div idend J T

Sold(par t)Sold(par t)

04/06/1005/24/10

JJ

AA

20.21 .22 .

23 .

24 .25 .26 .27 .28 .29 .30.31 .

32 .

-FEDERATED M AX-CAP INDEXINSTITUTIONAL[~-FEDERATED PRIM E OBLIGATIONM O N EY M K TW ESLEY COFFMAN DMD 401(K)PROFIT SHARING PLAN (CENTRALBANK)-CASH BALANCE IN

[ . .~i ~ ~DM D 401(K) PSP CENTRALBANK-COLUM BIA ACORN SMALL CAPFUND Z

-GOLDM AN SACHS FINCL SQUAREM ONEY M ARKET-PRINCPL-M A T F PACIFIC TIG ER

-FEDERATED CAP APPRECIATIONFUND 1

B Dividend L T Bu yA Dividend J T

None N T

N o n e

A Dividend

A Dividend

A Dividend

None

T

09/09/10

T S o l d 04/05/10(pa rt)B u y 05/21/10( a d d l )S old 07/07/10(par /)

J

J

K

T S old 07/07/10 K(pa rt)B u y 04/05/10 J

( a d d l )S o l d 07/07/10 L(pa rt)S old 09/02/10 J(pa rt)S old 09/08/10 K

A

A

I . Inc ome Gain C odes : A =$ 1,000 or less B =$ 1,001 - $2,500 C =$ 2,501 - $5,000 D =$5,001 - $1 5,000( S ee C olu mns B I and D4 ) F =$ 50,001 - $ 100,000 G = $100,001 - $ 1 ,000,000 H 1 =$1,000.001 - $5.000,000 H2 =More tha n $5,000,0002, Valu e C odes J = $ 15,000 o r less K = $ 15,001 - $ 50,000 L =$ 50.001 - $ 100,000 M = $ 1 00,001 - $ 250,000( S ee C olu mns C I and D3 ) N =$250,001 - $ 500,000 O =$ 500.001 - $ 1,000,000 Pt =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 - $50.000.000 P4 =More than $50.000.0003, Va l ue Mel ho d Co d es Q ~Appraisal R = Co s t ( Rea l Es t a t e O n l y} S =As s es s ment T C a s h M a r k e t( S ee C olu nm C 2) U =B ook Valu e V =Oth er W =E s t imated

E = $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0


6/9


Name of Person Report ingCOFFM AN, JENNIFER B.


V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v o l u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)~] N O N E (No reportable income, assets, or transactions.)

A. B. C.D e s c rip t io n o f A s s e ts In c o m e d u r in g G r o s s v a lu e a t e n d( in c l u d i n g t r u s t a s se ts ) re p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(1) (2) (1) (2)Place "(X)" after each asset A m o u n t Type (e.g., Value V a l u e

exempt from prior disclosure C o d e 1 d iv ., r e n t , C o d e 2 M e t h o d( A - H ) o r i n t . ) (J-P) C o d e 3( Q - W )


(1 ) (2) (3)Type (e.g., Date Valuebu y, sell, m m/dd/yy Code 2

redempt ion) (J-P)

(4 ) (5)Gain Identity of

Code 1 buyer /se l l e r(A-H) (if private

transaction)

33.34 .35.36.37 .38 .39 .40 .41 .

42 .43 .44 .

4 5 .

46 .47 .48 .49 .

-FEDERATED TOTAL RETURN BOND C Dividend MFUND

-GSCI COMM ODITY STRATEGY INST A DividendFUND

- SP D R G O L D T R N o n e

-SCHRODER EMERGING MARKETEQUITY FUND-T ROWE PRICE MID CAP GROW THFUND #47

-VANGD INDEX REITD-FEDERATED MAX-CAP INDEXI N S T 1 T U T I O N A L D- F ED ER A TED P R I M E O B L I G A T I O NM O N E Y M A R K E TJPMORG AN CHASE ACCOUNT

A DividendNone

JJ

A Dividend JA Dividend L

A Dividend JA I n t e r e s t K

T B uy 04/05/10 J(add l )B uy 07/07/10 M(add l )Sold 09/02/10 J(par t)Sold 12/07/10 J(par t)

T B uy 04/05/10 J(add l )Sold 07/07/10 J(par t)

T S o ld : 07/07/10 J(par t)Sold 09/15/10 J(par t)Sold 11/01/10 J(par t)

T Sold 07/07/10 J(par t)T So ld 04 /05/1 0 J(par t)

Sold 05121110 J(par t)Sold 07/07110 K(par t)

T Sold 07/07110 J(par t)T B uy 09/08/I 0 K

A

A

A

A

A

A

A

A

A

1. I n co m e Ga i n C0d cs : A = $ 1,000 or less B = $ 1.001 - $ 2,500 C = $ 2,501 - $ 5,000 D = $ 5,001 - 515,000( S e e C o l um n s B I a n d I M ) F =$50,001 - $ 100.000 G = $1 00,001 - $ 1, 000,000 H I = $I ,000, 001 - $ 5,000,000 H2 = M ore t ha n $ 5, 000,000

2. Valu e C o d es J = $ 1 5.000 or less K =$15,001 - 550.000 L = 550.001 - 5100,000 M =$ 100,001 - $ 250,000( S ee C olu mns C I and D3 1 N = $ 2 5 0 . 0 0 1 o 5 5 0 0 . 0 1 1 0 O = $500,001 - $ 1 .000~000 P I = 51 ,0 00 ,0 01 - $ 5, 00 0, 00 0 P 2 =$ 5, 00 0, 00 1 - $ 25 ,0 00 ,0 00

P3 =$25.000.001 - $ 50,000,000 P4 M or e th an $ 50 ,0 00 ,00 03. Value Method Codes Q =Appraisal R ~ (o~,1 (Real Estate O nly) S =As s es s ment T = C a s h M a r k e t( S ee C olu mn C 2) U =B ook Valu e V : Othe r W =E s t imated

E =$15,001- $50,000


7/9

FINANCIAL DISCLOSURE REPORTP a ge 7 o f 9 Ia m e o f P e r s o n R e p o r t in gCOFFM AN, JENNIFER B. Date of Report05/15/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i . e o m e , value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)[~ N O bl E (No reportable income, assets, or transactions.)

A. B. C.Description of A ssets In com e d urin g Gross va lue a t en d(includin g trus t asse ts) reporting period of reporting period

( 1 ) ( 2 ) O) (2)Place "(X)" after each asset A m o u n t Type (e.g., Valu e Va lu eexempt f rom pr ior d isc losu re C o d e I div., rent, Code 2 Method(A-H) o r i n t . ) ( J - P ) Code 3

(Q-W)

( i)Type (e.g.,buy , s e l l ,

r e d e m p t i o u )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4)

D a t e Valu e Gainmm/dd/yy C od e 2 C ode 1

( J - P ) ( A - H )

(5)Identity ofbuyer/seller(if private


50 .51 .52 .53 .54 .

R E N T A L P R O P E R T Y - L E X I N GT O N , K Y(x )C I T I ZE N S B A N C O R P O F H I C K M A N -C O M M O N S TO C K

D

A

Rent

DividendLJ

ST

I . Inc ome Gain C odes : A =$1.000 or less B = $ 1.001 - $ 2.500 C = $ 2,501 - $ 5.000 D =$5,001 - $15.000( S ee C olu mns B I and D4 ) F =$ 50.001 - $ 100,000 G = $100.001 $ 1 .000.000 H 1 =$ 1.000,001 - $ 5,000,000 H2 =Mo re than $ 5,000,000

2. Value Codes J = $ 15.000 o r lo ss K = $ 15,001 - $ 50,000 L = $ 50,001 - $ 100,000 M -$100,001 - $250,000(See Columns IS 1 and D3) N =$ 250.001 . $ 500,000 O =$ 500,001 - $ 1.000,000 PI =$1,000.001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 $25.1)00.001-$50.000.000 P4 -More than $50,000.0003. Va l ue Met ho d Co d es Q =Appraisal R =C os t ( R eal E s t a t e Only ) S =As s es s ment T = C a s h M a r k e t( S ee ( o lu m~ C 2) U =B ook Valu e V =Oth er W =E s t imated

E =$ 15,001 - $50.000


8/9


N a m e o f P e r s o n R e p o r t in gCOFFM AN, JENNIFER B.


V III . ADDITIONAL INFORM ATION OR EXPLANATIONS.ITEMS SOLD ON LINES 6, I 1,26,30,31,32,38,42 WEP-,E SOLD AT A LOSS.I T E M S O N L I N E S l0 A N D 2 7 A R E M O N E Y M A R K E T F U N D S T H A T A R E U S E D B Y T H E I R A T O S T A G E D I V I DE N D , I N T E R E S T A N DC O N T R I B U T I O N R E C E I P T S . T H E A C C O U N T I S Z E R O B A L A N C I N G C A S H E Q U I V E L E N T A C C O U N T H E L D B Y A N I R A A N D P E R T H EI N S T R U C T I O N S N O T R A N S A C T I O N D I S C L O S UR E I S R E Q U I R E D .IT E M ON LIN E 50 IS A :~ ~,/z~, T HA T W A S R E N T E D IN 201 0.


9/9

FINANCIAL DISCLOSURE REPORTPage 9 of 9

N a m e o f P e r s o n R e p o r t in gCOFFMAN, JENNIFER B.

Date of Repor t05/I 5/2011

IX. CERTIFICATION.1 c e r t i f y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r y

p r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e .1 f u r t h e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nco mp l ian ce wi th the p ro vi s io n s o f 5 U.S .C. ap p . 501 e t . s eq . , 5 U.S .C. 7353, an d Jud ic ia l Co n feren ce reg ula t io n s .

Signa tu re : S[ JENNIFER B. COFFMAN

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U LL Y F A L S I F IE S O R F A L L S T O F I LE T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U .S .C . a p p . 1 04 )

C o m m i t t e e o n F i n a n c i a l D i s c l o s u r eA d m i n i s tr a t iv e O f f i c e o f t h e U n i t e d S ta t e s C o u r t sSuite 2-301O n e C o l u m b u s C i r c l e , N . E .W a s h i n g t o n , D . C . 2 05 4 4

Jennifer B Coffman Financial Disclosure Report for 2010

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