Deleted in Colorectal Cancer Protein

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    Deleted in Colorectal Cancer ProteinExpression as a Possible Predictor ofResponse to Adjuvant Chemotherapy inColorectal Cancer PatientsRivka Gal, M.D.,1,4 Evgeny Sadikov, M.D.,2 Jaqueline Sulkes, Ph.D.,3,4

    Baruch Klein, M.D.,2,4 Rumelia Koren, M.D.1,4

    1 Department of Pathology, Hasharon Hospital, Petah Tikva, Israel2Department of Oncology, Hasharon Hospital, Petah Tikva, Israel3 Epidemiology Unit, Rabin Medical Center, Petah Tikva, Israel4 Sackler School of Medicine, Tel-Aviv University, Tel-Aviv, Israel

    PURPOSE: The deleted in colorectal cancer (DCC) gene pre-dicts a poor outcome for patients with colorectal carci-noma. This study was designed to investigate whether theexpression of the DCC protein also can predict response toadjuvant chemotherapy. METHODS: The expression of DCC

    was eval uate d immu nohi stochemical ly in 74 paraffin-embedded tumor samples from patients with Stage II (n =41) and Stage III (n = 33) colorectal carcinomas. Follow-up

    time was at least 60 (median, 64) months. Follow-up was atleast five years for all patients who are alive. End points ofthe study were recurrence of disease and death. Forty-eightpatients received adjuvant therapy of 5-fluorouracil + le-

    vamisole; 28 were not treated. RESULTS: Fifty percent oftumors were deleted in colorectal cancer-positive (DCC+).Proportion of survival and disease-free survival were higherin the DCC+ patients (83 percent) than in deleted in colo-rectal cancer-negative (DCC; 54 percent). In the DCC+group, adjuvant treatment was a strong positive predictivefactor for survival and disease-free survival. All DCC+ pa-

    tients who received adjuvant chemotherapy (CHEMO+) arealive with no evidence of disease, whereas without chemo-therapy (CHEMO) only 54 percent are alive (P= 0.0001).

    When stratification was performed by stage, patients inStage II who were DCC+/CHEMO+ had survival and disease-free survival of 100 percent, whereas in DCC+/CHEMOsurvival rate was 75 percent and disease-free survival rate 62percent (P= 0.042). Patients in Stage III who were DCC+/

    CHEMO+ had survival and disease-free survival of 100 per-cent, whereas in DCC+/CHEMO both dropped to zero(P= 0.0002). On the other hand, in the DCC tumors, there

    was no statistical significant relationship between chemo-therapy and survival or disease-free survival (DCC/CHEMO had 57 percent survival; DCC/CHEMO+ had 52percent survival). CONCLUSIONS: DCC is a prognostic fac-tor for colorectal cancer. Positive expression of DCC iden-tifies a subgroup of patients who respond favorably to ad-

    juvant chemotherapy, which resulted in our cases, in 100percent survival and disease-free survival rates. Withouttreatment, the survival rate of DCC+ patients dropped sig-nificantly. We suggest that DCC immunostaining should beperformed routinely. All DCC+ patients should receive ad-

    juvant chemotherapy. For DCC tumors, a larger cohort of

    patients should be studied before definitive conclusions canbe drawn; however, clinical trials of new drug combina-tions should focus on DCC patients. [Key words: Colorec-tal cancer; Chromosome 18q; Chemotherapy; Prognosis]

    C arcinoma of the colon is one of the most com-mon malignant diseases of western civilization.Usually, the tumor is resectable and the prognosis

    depends on the stage of the disease. Adjuvant che-

    motherapy of fluorouracil plus levamisole is a toler-

    Reprints are not available.

    Supported in part by a grant from the Medical Research Fund of

    the Rabin Medical Center.

    Presented in part at the 4th World Congress on Advances inOncology and 2nd International Symposium on Molecular Medi-cine, Vouliagmeni, Athens, Greece, October 7 to 9, 1999.

    Correspondence to: Rivka Gal, M.D., Pathology Department,Hasharon Hospital, Petah Tikva, Israel, e-mail: [email protected]

    Dis Colon Rectum 2004; 47: 12161224DOI: 10.1007/s10350-004-0552-9 The American Society of Colon and Rectal SurgeonsPublished online: 19 May 2004

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    able regimen that increases survival for patients in

    Stage III.1,2 Approximately one-third of patients pre-

    sent with Stage II or Astler-Coller Stage B2 (penetra-

    tion of the tumor through the full-thickness of the

    bowel wall but without lymph node metastases).

    These patients have a five-year survival of 70 to 80

    percent3; therefore, adjuvant therapy would benefit

    only a small proportion of this population. None ofthe clinical studies have yet demonstrated a benefit

    for adjuvant chemotherapy in patients with Stage II

    disease.4,5 Examination of biologic characteristics of

    the tumor may define a subset of Stage II patients who

    might benefit from adjuvant treatment. DNA aneu-

    ploidy and S-phase fraction could identify Stage II

    patients in whom the prognosis was similar to node-

    positive patients,6 but response to treatment was not

    investigated.

    Deletion involving chromosome 18q has been

    identified in colon carcinoma7 and was termed de-

    leted in colorectal cancer (DCC) gene. Allelic loss of

    chromosome 18q has been shown to be a negative

    predictor of prognosis in colon cancer. Jen et al.8

    found that the survival rate of Stage II patients whose

    cancer had allelic loss of chromosome 18q was 54

    percent, which is similar to patients in Stage III,

    whereas those with no evidence of allelic loss had 93

    percent survival rate, which is comparable to patients

    in Stage I. These results were confirmed by others.9,10

    Allelic loss of chromosome 18q also was associated

    with metastatic potential of colorectal carcinoma.11

    Several other studies1216

    evaluated the expression ofDCC by immunohistochemistry and found that it was

    a strong prognostic factor in all stages of colorectal

    carcinoma. Shibata et al.12 concluded that further un-

    derstanding of DCC might improve the usefulness of

    this marker in selecting patients for adjuvant therapy.

    Jessup and Loda17 analyzed the current state of sev-

    eral molecular markers, including DCC, and con-

    cluded that assessing the expression of molecules

    within a primary cancer may predict the response to

    therapy and outcome. This study was designed to ex-

    amine the expression of DCC protein in Stages II and

    III colorectal cancer by immunohistochemistry and toassess its predictive value for the prognosis and for

    the efficacy of 5-fluorouracil (5-FU)-levammisole ad-

    juvant chemotherapy.

    PATIENTS AND METHODS

    Seventy-four consecutive patients with colorectal

    carcinoma operated on in 1995 were studied. Patients

    with rectal cancer underwent low anterior resection

    (10 patients) or abdominoperineal resection (12 pa-

    tients), and patients with colon cancer underwent ab-

    dominal resection (52 patients).

    There were 42 patients with Stage II and 32 with

    Stage III. Forty-six patients received adjuvant chemo-

    therapy with 5-FU-levamisole for one year. Loading

    dose of 5-FU was 450 mg/m2 on Days 1 to 5 for thefirst month. After the first cycle, treatment was

    switched to 450 mg/m2 weekly and Levamisole 150

    mg per day 3 days, biweekly, for one year. Patients

    with rectal cancer also received radiotherapy.

    Follow-up time was 60 to 96 (median, 64) months

    (except for patients who died). Follow-up was at least

    five years for all patients who are alive. All patients

    were followed up every three months during the first

    two years and every six months during subsequent

    years. In addition to physical examination, colonos-

    copy was performed yearly and hepatic ultrasonog-

    raphy every six months. Blood chemistry, including

    carcinoembryonic antigen and white blood cell count,

    were performed every three months.

    Tumor Specimens

    Formalin-fixed, paraffin-embedded samples were

    obtained from the archives of our department. All the

    slides were reviewed, grade (according to the TNM

    system18) and stage were recorded, and a represen-

    tative paraffin block that contained tumor and adja-

    cent mucosa was chosen for immunohistochemistry.

    The sections that contained both normal mucosa andadjacent tumor were selected for immunostaining.

    Immunohistochemistry

    Four-micron tissue sections were mounted on poly-

    lysine coated slides. They were deparaffinized and

    rehydrated. Antigen was retrieved by heating the tis-

    sue sections to 90C for 20 minutes in a microwave

    oven in 10 nM of citric acid monophosphate buffer

    (pH 6.0). Immunohistochemical staining was per-

    formed manually using the mouse antihuman DCC

    monoclonal antibody (clone G97-449, Pharmingen,San Diego, CA) at a dilution of 1:100 for 60 minutes.

    A broad-spectrum secondary antibody (The Histo-

    stain Plus Bulk Kit 2nd generation, Zymed Lab Inc.,

    San Francisco, CA) was used according to the manu-

    facturers instructions. Slides were counterstained

    with Mayers hematoxylin, rehydrated, and mounted

    with glycerol gelatin. The normal mucosa served as

    positive control, and omission of the antihuman DCC

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    antibody served as a negative control. Two surgical

    pathologists, who were blinded to the clinical data of

    the patients, assessed DCC protein expression.

    Statistical Analysis

    To analyze statistically significant relationships in

    the distribution of categorical variables (e.g., DCC,stage, treatment), chi-squared test was performed or

    Fishers exact test if appropriate. To analyze statisti-

    cally significant differences in the distribution of con-

    tinuous variable (e.g., age) between two groups of

    patients (i.e., with or without DCC), Students t-test

    was performed. Pearson correlation coefficients (r)

    and significance (P) were calculated between the vari-

    ables. Two major end points were studied: survival

    and disease-free survival (DFS) interval. Survival was

    measured from surgery to death or end of the study

    (April 1999). DFS was measured from surgery until a

    local recurrence or a metastatic disease was found orto the end of the study. The prognostic factors ana-

    lyzed in terms of survival or DFS were as follows: age,

    gender, stage, grade, treatment, etc. The product limit

    method of Kaplan-Meier19 was used to estimate sur-

    vival and DFS. To compare survival or DFS curves,

    log-rank test was used. The Cox proportional hazard

    model20 was used to assess the joint effect of the

    prognostic factors on survival or DFS. P 0.05 was

    considered statistically significant.

    RESULTS

    Immunohistochemical Staining

    Strong staining was observed in the crypts and lu-

    minal epithelial cells of the normal mucosa. This pro-

    vided a positive internal control. The tumor cells

    showed a strong cytoplasmatic staining throughout all

    the cells, which was considered positive (Fig. 1), or a

    very faint staining, which was less than that of the

    normal mucosa, and was considered negative (Fig. 2).

    Usually, it was an all or nothing phenomenon, except

    for one case that showed small areas of intense stain-

    ing intermingled with areas of faint staining (this case

    was considered negative for the statistical analysis).

    Clinical Characteristics of Patients andDCC Status

    Table 1 shows the relevant clinical characteristics of

    the patients by DCC status. There were 74 patients (47

    males; 63.5 percent; mean age, 69.12 + 9.27 years).

    Fifty percent of tumors were deleted in colorectal can-

    cer-positive (DCC+) and 50 percent were deleted in

    colorectal cancer-negative (DCC). There were no

    significant differences between DCC status and age,

    gender, tumor location, stage, grade, or proportion of

    patients who received chemotherapy. Twenty-four

    patients (32.4 percent) died of disease, 8 are alive

    with metastases or local recurrence, and 42 are alive

    with no evidence of disease. Eighty-two percent of

    DCC+ patients are alive compared with 54 percent of

    those with DCC tumors (P= 0.126).

    Variables that Influence Prognosis

    The overall five-year survival rate was 85 percent

    for Stage II and 45 percent for Stage III. Statistically

    Figure 1. Immunohistochemical stain of deleted in colo-

    rectal cancer-positive protein expression (hematoxylin

    and eosin; 200). Strong and homogeneous expression in

    the cytoplasm of the tumor cells.

    Figure 2. Immunohistochemical stain of deleted in colo-

    rectal cancer (DCC)-negative protein expression (hema-

    toxylin and eosin; 200). Tumor cells that have lost the

    DCC protein expression show only very faint brown cyto-

    plasmatic staining.

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    significant prognostic factors for survival were stage,

    DCC status, and chemotherapy, both in the univariate

    and multivariate analysis (Table 2). For DFS, only

    DCC was a prognostic factor both in the univariate

    and multivariate analysis (Table 2).

    Kaplan-Meier curves for all patients showed a sig-

    nificantly better survival for DCC+ patients compared

    with DCCpatients (P= 0.0112; for DFS, P= 0.0001;

    Fig. 3). When survival was plotted in relation to stage

    and DCC status, the differences were still statisticallysignificant (P= 0.0152).

    Survival and DFS in Relation toChemotherapy and DCC Status

    Table 3 outlines the outcome of patients according

    to stage, by DCC status and by chemotherapy. In all

    patients with DCC+ tumors, chemotherapy had sig-

    nificant influence on the outcome. All 24 patients (100

    percent) who received chemotherapy (CHEMO+)

    are alive and well with no evidence of disease,

    whereas of 13 DCC+ patients without chemotherapy

    (CHEMO), only 5 (38 percent) are alive and well; 1

    is alive with metastasis, and 7 are dead of disease.

    This is shown in the Kaplan-Meier plot (Fig. 4). There

    is a significantly better survival for DCC+/ CHEMO+

    patients compared with DCC+/CHEMOpatients (P=

    0.0001). Similar results were observed for DFS (P=0.0001; data not shown).

    Conversely, in DCCpatients, there was no signifi-

    cant difference in survival (Fig. 5) between those who

    received chemotherapy and those who did not (P=

    0.457). Similarly, no significance was seen in DFS (P=

    0.196; data not shown).

    When analyzing survival and DFS by stage and che-

    motherapy, in Stage II, of 13 DCC+/CHEMO+ pa-

    Table 2.

    Univariate and Multivariate Analysis by Prognostic Factors of DFS and Survival in Colorectal Cancer

    DFS Survival

    Prognostic Factor Univariate Multivariate Univariate Multivariate

    Stage 0.59 0.192 0.037 0.012DCC 0.0013 0.005 0.01 0.038Chemotherapy 0.1768 0.089 0.037 0.012Grade NS NS NS NSAge NS NS NS NSGender NS NS NS NS

    DFS = disease-free survival; DCC = deleted in colorectal cancer; NS = not statistically significant

    Data are Pvalues.

    Table 1.

    Clinical Characteristics of Patients by DCC Status

    DCC-Positive (n = 37) DCC-Negative (n = 37) PValue

    Age (yr) 69.12 9.27 62.32 70.9 0.11Male/female ratio 47/27 22/15 25/12 NSSite

    Rectum 22 9 13 NS

    Colon 52 28 24StageII 41 21 20 NSIII 33 16 17

    Grade1 21 11 10 NS2 48 25 233 5 1 4

    ChemotherapyYes 47 24 23 NSNo 27 13 14

    Vital statusAlive 50 30 (81.8%) 20 (54.1%) 0.0126Dead 24 7 (18.9%) 17 (45.9%)

    DCC = deleted in colorectal cancer; NS = not statistically significant.

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    tients, all are alive and well compared with 5 of 7

    DCC+/CHEMOpatients. This difference was not sta-

    tistically significant (P= 0.13). However, a statistically

    significant relationship was found between the distri-

    bution of DFS with chemotherapy (P= 0.042; data not

    shown). In DCC patients, both with and without

    chemotherapy, four of ten patients are alive.

    In Stage III, DCC+/CHEMO+ patients had signifi-

    cantly better survival (11/11) compared with DCC+/CHEMO(0/5;P= 0.0001). In the DCCgroup, che-

    motherapy did not affect survival (P= 0.457) or DFS

    (P= 0.196).

    DISCUSSION

    Adjuvant therapy is clearly of great benefit for cer-

    tain patients with colorectal carcinoma. However,

    these therapies have side effects, and thus they should

    be given to those who really would benefit from

    them.21

    It is important to further define this subgroupof patients, because even a small improvement in the

    outcome of colon carcinoma patients may translate

    into substantial numbers of survivors. On the other

    hand, it is also important to exclude therapy from

    patients who are unlikely to respond. The results of

    our study indicate that DCC protein expression may

    be a helpful predictor for selecting patients who are

    likely to benefit from adjuvant chemotherapy.

    In 1997, a specific region of chromosome 18 was

    found to be deleted in 73 percent of colorectal carci-

    nomas22 and was identified as a candidate for a tu-

    mor-suppressor gene, termed DCC. Allelic loss of

    chromosome 18q, or decreased expression of the

    DCC protein, have been found in different types of

    malignant tumors, such as colorectal,8,10,12,13,23 gas-

    tric,24 endometrial,25 breast,26 and other tumors, and itwas reported to correlate with tumor progression and

    metastatic potential. Shibata et al.12 found that pa-

    tients with Stage II/DCC+ colon carcinoma had a sig-

    nificantly better prognosis than patients with Stage

    II/DCC(P< 0.01). Cartherset al.27 and Laurent-Puig

    et al.28 did not confirm that loss of heterozygosity for

    18q had a significant prognostication power.

    Most of our results are similar to those reported by

    Shibata et al.12 We also found that Stage II/DCC tu-

    mors had a poor prognosis comparable to those with

    Stage III and that patients with DCC+ tumors had

    lower recurrence and death rates than DCCpatients.

    In contrast, unlike all other previous studies, we have

    shown that in patients with DCC+ tumors, adjuvant

    chemotherapy had a significant beneficial effect,

    whereas DCCpatients in our cohort did not seem to

    benefit much from adjuvant therapy. In the study by

    Shibata et al.,12 the use of adjuvant therapy did not

    prove to be a significant independent prognostic in-

    dicator. However, only 21 of 66 of their DCC+ patients

    received adjuvant therapy, and the protocol is not

    given. Jen et al.8 also did not find that adjuvant

    therapy had an effect on outcome; however, only fivepatients without 18q loss received adjuvant chemo-

    therapy. Therefore, we cannot compare these results

    to ours.

    The most significant result of our study is that all the

    DCC+ patients who received adjuvant therapy were

    alive and free of recurrence at the end of the study

    (median follow-up, 64 months). This suggests that all

    DCC+ patients, irrespective of stage, should receive

    adjuvant chemotherapy if they can tolerate it. On the

    other hand, our results do not indicate that adjuvant

    therapy influences the outcome of patients with

    DCC tumors in both stages examined.The observation that DCCpatients do not seem to

    benefit from chemotherapy is unexpected, because it

    is conceivable to assume that patients with DCCtu-

    mors, who have a worse prognosis, would probably

    benefit from adjuvant chemotherapy more than DCC+

    patients, who have a better prognosis.29

    What could be the possible explanation for the high

    sensitivity of DCC+ cells to 5-FU-levamisole treat-

    Figure 3. Kaplan-Meier life-table analysis of the overall

    disease-free survival (DFS) of patients with colorectal

    cancer according to deleted in colorectal cancer (DCC)

    expression. Patients with positive DCC expression had a

    significantly better survival than DCC patients (P =

    0.0112). DCC+ = deleted in colorectal cancer positive;DCC = deleted in colorectal cancer negative.

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    ment? It was reported that the DCC gene product in-duces apoptosis in settings in which the ligand, net-

    rin-1 is unavailable, for example, during metastases or

    tumor growth beyond local blood supply.30 It also

    was shown that 5-FU induced apoptosis in gastric car-

    cinoma, in vivo,31 in human colon carcinoma cell

    lines32,33 and that 5-FU-induced apoptosis correlated

    with its the efficacy against human gastric and colon

    cancer xenografts in nude mice.34 Therefore, it is pos-

    sible that the DCC protein and 5-FU have a synergistic

    effect on apoptosis, which allows the eradication of

    cancer cells that are still viable after the resection of

    the primary tumor. Another explanation is that le-

    vamisole, which is an immunopotentiator in cancer

    Table 3.

    Outcome of Patients According to Stage, DCC Status, and Chemotherapy

    Colon Rectum

    Chemo+ Chemo Chemo+ Chemo

    DCC+/Stage IIAlive and well 8 5 5 0Alive with recurrence 0 1 0 0

    Dead of disease 0 1 0 1DCC+/Stage III

    Alive and well 9 0 2 0Alive with recurrence 0 0 0 0Dead of disease 0 4 0 1

    DCC/Stage IIAlive and well 0 3 4 1Alive with recurrence 3 1 0 1Dead of disease 1 2 2 2

    DCC/Stage IIIAlive and well 3 2 0 0Alive with recurrence 2 0 0 0Dead of disease 6 1 2 1

    DCC = deleted in colorectal cancer; DCC+ = deleted in colorectal cancer positive; DCC = deleted in colorectal cancer

    negative; CHEMO+ = patients who received chemotherapy; CHEMO = patients who did not receive chemotherapy.

    Figure 4. Kaplan-Meier life-table analysis of deleted in

    colorectal cancer-positive (DCC+) patients according to

    chemotherapy. Patients who received chemotherapy had

    statistically significantly better prognosis than those with-

    out therapy (P = 0.001). CHEMO+ = patients who re-

    ceived adjuvant chemotherapy; CHEMO= patients with-

    out chemotherapy.Figure 5. Kaplan-Meier life-table analysis of deleted in

    colorectal cancer-negative (DCC) patients according to

    chemotherapy. There was no statistical difference in sur-

    vival between patients who received or did not receive

    chemotherapy. CHEMO+ = patients who received adju-vant chemotherapy; CHEMO = patients without chemo-

    therapy.

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    therapy, induces apoptosis of the tumoral vascula-

    ture.35

    As for the DCC tumor cells, which seem to be

    resistant to 5-FU, generally, tumor resistance to drugs

    is multifactorial36 and includes protection from apo-

    ptosis and mutational status of regulators of apopto-

    sis.37,38 The allelic loss of chromosome 18q might act

    through these mechanisms.In reviewing the literature for other markers that

    could predict the response to adjuvant chemotherapy,

    we found that high thymidilate synthase expression

    and p53 overexpression were associated with high

    recurrence rate39 and that these markers predict the

    resistance to 5-FU treatment.4042 However, DCC ex-

    pression by immunohistochemistry seems to be a bet-

    ter predictor for chemotherapy efficacy; the antigen is

    commercially available, and the examination can be

    easily performed in every pathology department.

    As for the treatment of rectal cancer patients, in our

    study, there was no difference between colon and

    rectal tumors. 5-FU-levamisole and x-ray therapy

    proved to be a useful treatment for DCC+ patients,

    resulting in 100 percent cure rate. Therefore, it is pos-

    sible that DCC expression could predict which patient

    would be a better candidate for sphincter preserva-

    tion operation with postoperative chemotherapy.43

    These issues should be further investigated in a larger

    cohort of patients and in a prospective study.

    Patients with DCC tumors did not benefit from

    5-FU-levamisole treatment, therefore, the search for

    better therapeutic modalities should focus on thisgroup of patients. One candidate for an alternative

    treatment is the combination of 5-FU + leucovorin

    and CPT11, a topoisomerase inhibitor that has shown

    consistent activity in carcinoma refractory to 5-FU.44,45

    Another possibility is the combination of 5-FU with

    oxaliplatin, which has a proven efficacy in meta-

    static colon cancer.46 Other combinations of drugs,

    especially those that are known to be effective in

    multidrug-resistant tumors, also should be investi-

    gated.47

    CONCLUSIONS

    DCC protein expression is not only a prognostic

    factor but also can predict the response to adjuvant

    chemotherapy. Therefore, we suggest that DCC im-

    munohistochemistry should be performed routinely

    in colorectal cancers. 5-FU-based adjuvant treatment

    should be administered, if possible, to all DCC+ pa-

    tients, irrespective of the stage, because they have the

    potential for prolonging survival and DFS. In our

    study, the five-year survival and DFS rates were 100

    percent. As for DCC patients, although we did not

    find statistical benefit for adjuvant therapy, a larger

    cohort of patients should be examined before chang-

    ing the therapeutic recommendations for this group.

    However, clinical trials of new drug combinations

    should focus on DCC patients.

    ACKNOWLEDGMENTS

    The authors thank Hannah Gertzman for the excel-

    lent technical assistance, and Miriam Kleiner and

    Yossi Sadovnic for photographs.

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