Cultural Vitality Franco Bianchini

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    The Creative CityWorking Paper 3: Indicators of a Creative City

    A Methodology for Assessing

    Urban Viability and Vitality

    Franco Bianchini and Charles Landry

    Charles Landry, Franco Bianchini & Comedia

    ISBN 1 873667 90 6

    May 1994

    Published by Comedia

    The Round, Bournes Green, Nr Stroud

    Glos. GL6 7NL

    All rights reserved. No part of this publication may be reproduced, stored in any retrieval system or

    transmitted, in any form or by means, elelctronic, electrical, chemical, mechanical, optical,

    photocopying,recording or otherwise, without the prior permission of Comedia

    Contents

    I. Introduction

    1

    II. The components of a creative city

    II.1 What is a city?

    2

    II.2 Edge of town

    3

    II.3 Outer areas

    5

    II.4 The suburbs

    6

    II.5 The inner city

    7

    II.6 The city centre

    9

    II.6a A communication hub

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    10

    II.6b The city centre expresses the essence of a place

    11

    II.6c Neutral territory

    11

    II.6d The key location for the public realm

    12

    II.6e The importance of a critical mass

    12

    II.6f Administrative and political hub

    13

    II6g The substantial presence of educational facilities

    13

    III. Establishing criteria for urban viability and vitality

    III.1 The limits of existing quality of life studies

    14

    III.2 Our approach

    15

    III.2a Conceptual tools16

    III.2b The notion of cultural resources

    16

    III.2c Creativity and creative thinking

    17

    III.2d The concepts of viability and vitality

    18

    III.2e Various forms of viability and vitality

    19

    III.2f The connection between viability and vitality

    20

    IV. Criteria for viability and vitality

    21

    IV.1 Critical mass

    21

    IV.2 Diversity

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    23

    IV.3 Accessibility

    24

    IV.4 Security

    25

    IV.5 Identity and distinctiveness

    26

    IV.6 Innovativeness

    27

    IV.7 Linkage & Synergy

    28

    IV.8 Competitiveness

    30IV.9 Organizational capacity

    31

    V. Data sources and methodological issues in assessing vitality

    and viability

    V.1 Data sources

    32V.2 Comparability

    34

    V.3 Proportion and extent of attributes

    35

    V.4 Specificity of local context

    36

    V.5 Dynamic nature of cities

    36

    V.6 Subjective and objective, quantitative and qualitative data

    37

    V.7 Weighting

    39

    VI. Possible indicators of urban viability and vitality

    39

    VI.1 Background data

    40

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    VI.2 Critical mass

    41

    VI.3 Diversity

    41

    VI.4 Accessibility

    42

    VI.5 Security

    43

    VI.6 Identity and distinctiveness

    43

    VI.7 Innovativeness

    44

    VI.8 Linkage & Synergy44

    VI.9 Competitiveness

    44

    VI.10 Organizational capacity, participation, consultation

    45

    VI.11 Implications

    46

    Bibliography & Acknowledgments

    I. Introduction

    This paper has one central objective.

    To establish a system of indicators to assess the 'health' of

    cities in Britain which are more sophisticated than those

    currently in existence.

    Although the value of creativity for self-expression is recognized, the chief

    purpose of acting creatively in urban policy-making must be to achieve

    vitality in a city and harness it towards long-term viability. The criteria and

    indicators proposed for urban viability and vitality are means to assess to

    what extent a city is creative and how its creativity potential might develop

    over time.

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    In Working Paper 2, Ebert, Gnad and Kunzmann outline a range of

    preconditions for establishing a 'creative city'. These include the presence of

    universities and research institutes; an open socio-political milieu; a critical

    mass of cultural activities and facilities; strong civic identity and pride; and

    the availability of land for the establishment of innovative urban

    development projects. This paper proposes a different way of categorizing

    these preconditions.

    Importantly, it is possible, simply by enhancing the quality of strategic

    research and creative thinking in local authority and government policy-

    making, to raise the levels of urban viability and vitality, because much can

    be done by reconceptualizing problems and having the courage to takeinnovative initiatives. Strategic interventions in this area do not always

    require large investments.

    In Section One we define what constitutes a city and examine the key

    characteristics of its components and parts: the city centres, the suburbs, the

    inner city, outer areas and edge of town.

    In Section Two we proceed to review the theoretical premises and themethods used by the majority of urban 'quality of life' studies, which are an

    important category in the various existing types of assessment of the health

    of cities.

    Section Three clarifies the conceptual tools we use, which include

    definitions of 'cultural resources', 'creativity and creative thinking', and

    'viability and vitality'. This section also highlights the role of creative

    thinking in making connections between vitality and viability.

    Section Four establishes a range of criteria against which indicators of urban

    viability and vitality can be judged.

    Section Five describes available data sources and raises some

    methodological questions associated with the use of this data.

    Section Six outlines a series of indicators of urban viability and vitality listed

    under each of the criteria identified in Section Four.

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    The concluding section discusses how the indicators could be used and

    some general implications for planners and urban policy-makers deriving

    from our research.

    II. The components of a creative city

    II.1. What is a city?

    A city is a complex and multi faceted entity. It can be described as:

    An economic structure - an economy;

    A community of people - a society;

    A designed environment - an artefact;

    A natural environment - an ecosystem;

    An economy, a society, an artefact and an ecosystem governed

    by an agreed set of political rules - a polity.

    It is thus essential to consider not only the economic aspects of urban

    viability and vitality, but also the social, cultural, environmental and

    political aspects. The discipline of creative thinking is required to see the

    interconnections between and the potential of these different spheres. For

    practical purposes we have included the political dimension under the

    social.

    There are also clear functional differences between different parts of a city.

    It is difficult to identify a typology of zones which can be applied to all of

    the larger cities. However, commonly there are five fairly distinct areas.

    These are: the city centre; the inner city areas surrounding it; the residential

    suburbs; the outer residential and industrial areas; and edge of town. Each

    of the five has identifiable functions and, in principle, creativity potential.

    Smaller urban centres such as market towns, some historic towns, seaside

    resorts, new towns and smaller industrial towns tend to have only three

    distinct areas - the centre, the suburbs and edge of town.

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    Let us now consider the charecteristics of the five areas, working from the

    periphery to the centre

    II.2 Edge of town

    The edge of town has traditionally been used for traffic infrastructure as

    well as greenbelt areas, country parks and some industrial, distribution and

    public utility functions - ranging from industrial parks to water treatment

    plants and waste dumps. Given the good accessibility of these areas they

    have over the last fifteen years, particularly in densely populated regions,

    become a favoured site for out-of-town shopping and leisure centres

    competing directly with city centre facilities.

    The potential of these locations depends on the planning regime governing

    them. In greenbelt areas scope for development is severely limited by

    planning restrictions. On the other hand there are redundant edge of town

    industrial areas where planning procedures have been simplified and

    relaxed in order to encourage development, such as in enterprise zones.

    This - coupled with the availability of space - means that, in principle, it is

    possible to build afresh on a large scale. Out-of-town shopping centresstarted with the provision of bulk goods such as car components, white

    goods, carpets, furniture and DIY, moving rapidly into food and then into

    comparison shopping such as clothes, records and books. Similarly, leisure

    facilties started from tenpin bowling or ice rinks to widen into multiplex

    cinemas, restaurants, pubs and night clubs.

    New strategically important facilities can be also created such as science

    and technology parks, as, for example, in Montpellier. Sometimes it is

    possible to experiment with new architecture and materials - one example is

    Stockley Park near Heathrow Airport, a location for advanced services and

    high tech industrial firms housed in innovative buildings in a well

    landscaped environment. Often what can be built in areas such as this

    would not be allowed anywhere else in the city. However, some of the most

    successful experiments have become prototypes for new buildings even in

    city centres. These edge of town sites are more easily controlled and

    managed due to their physical isolation and purpose built nature. Generally

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    it is simpler than in other parts of cities to contain maintenance costs and

    problems such as vandalism.

    People go to these areas when they have a specific purpose such as

    shopping, leisure or work. They tend to be fairly monofunctional - there are

    no schools, no libraries, no public administration functions and no

    churches, for example. They are generally not places where unplanned and

    spontaneous activities or chance meetings can take place. The scale of edge

    of town also means that they are too large to be intimate - not easily

    walkable nor are they felt to be safe and attractive in the evening, mainly

    because virtually nobody lives there and thus there is no natural

    surveillance. Large expanses of tarmac for carparking and roads give these

    areas an impersonal and somewhat alienating air.

    Although these areas are easily accessible by car, public transport provision

    is often insufficient, thus restricting access to those with cars. The elderly,

    children and those without may therefore effectively be excluded.

    The trend is slowly to replicate more typically urban functions in these

    areas, such as doctor's surgeries and libraries, and to create alternative and

    well-policed cities, overwhelmingly devoted to consumption. While therecan be islands of creativity, for instance in science parks, creative potential

    is limited by insufficient face-to-face interaction, lack of density, insufficient

    diversity of facilities and functions, and generally the social lack of

    homogeneity of this area's users.

    II.3 Outer areas

    Outer areas are often used as a location for housing. They differ from edge

    of town mainly because their main function is to be a location for houses.

    These can be either low density or high rise blocks, mainly built by local

    authorities to 'decant' working class families previously resident in high

    density inner urban areas, sometimes in the vicinity of new locations for

    manufacturing industry. They often contain light industrial plants - often

    less high tech and 'dirtier' than in edge of town areas - and/or distribution

    infrastructures. With the shift from manufacturing to services, many of

    these places are being turned into sites for 'cleaner' business parks or

    shopping and leisure facilities especially in metropolitan areas. Typical

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    areas include the peripheral housing estates of Glasgow, Newcastle and

    Edinburgh, Kirkby and Speke on Merseyside, Blackbird Leys near Oxford

    and Ely near Cardiff.

    These areas are generally characterized by low incomes, high

    unemployment, poor levels of skills and educational qualifications, low car

    ownership, degraded environments and related social problems - ranging

    from drug addiction to domestic violence and crime, the poor health of the

    inhabitants linked to diet and lifestyle. The provision of public transport,

    shops, public spaces, leisure and cultural facilities is seriously deficient.

    As a consequence, leisure is predominantly home based with high usage of

    videos and satellite TV. Youth is often bored and congregate in the streets,often engaging in vandalism and anti-social activities such as joyriding.

    Criminality flourishes, often under the control of organized gangs - and so

    does the informal economy. Many of these places feel forgotten by agencies

    such as social services providers, the education system and even the police.

    As a result, political participation tends to be very low. Those with

    aspirations for social mobility tend to move out as soon as an opportunity

    arises, thus reinforcing the vicious circle in which these places are trapped.

    However, in the face of adversity these areas have often generated their

    own strengths. There is in many cases a strong sense of local identity and

    community, with networks of self help, credit unions and community

    businesses. Innovation is often present: In the arts (for example, in the form

    of rock groups, photography, writing and theatre groups), in the local

    economy (for instance, through community business and self-managed

    forms of training) and in the voluntary sector (for example, in the areas of

    housing managment and environmental improvements).

    Their overall creativity potential, in short, is weakened by a high degree of

    monfunctionalism, physical isolation, lack of inward investment from

    public and private sources, lack of local disposable income, poor image, fear

    of crime and the constant leakage of local talent.

    II.4 The suburbs

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    The development of suburban areas is closely linked with increases in

    mobility either by public transport or by car. Most suburbs were built in the

    course of this century and follow transport routes, be they roads,

    underground or railway lines. Sometimes new developments welded

    together into a conurbation older villages with their own churches, pubs,

    shops, historic houses and other landmarks and facilities. This is why some

    suburbs have maintained local hearts, with a sub-terranean memory of

    separate and distinct identities. This is particularly, but not exclusively, the

    case for older, inner suburban areas which historically have been favoured

    by professional strata. More recently they have become socially

    heterogeneous with an influx of immigrants or students and in some cases

    the flight of professionals to rural areas. They are interspersed at times with

    facilities, including family hotels or university halls of residence. In manycases outer suburban areas tend to be newer, more socially homogeneous

    and tend to be favoured by skilled workers and their families. These areas

    tend to be less well served by shops and public transport and as a

    consequence are more isolated.

    Suburbs are characterized by relatively high income, educational and skills

    levels and car ownership. They are very convenient bases for getting in and

    out of the city. While their own retailing and leisure may be modest, butnevertheless better than in outer areas, their inhabitants are mobile enough

    and close enough both to the city centre and edge of town to easily access

    facilities located there.

    On the other hand, this 'in between' location may be characterized by a

    certain characterlessness and amorphousness. Some aspects of the local

    public realm, both indoor (cafes and pubs) and outdoor (squares) are

    underdeveloped, while others, such as parks and libraries, are usually

    present. An increasingly socially diverse environment and high degrees of

    mobility common to middle class families and students mean that it is

    difficult for stable communities to emerge. This can result in atomization

    and a certain alienation.

    Suburban creativity exists, but is often the creativity of individuals, fostered

    through a supportive environment in terms of schools, money and parental

    encouragement. As a spatial entity, though, the suburbs lack sufficient

    diversity of uses (they tend to be dominated by housing), density,

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    availability of cheap buildings and land for creative uses, and opportunities

    for face-to-face interaction and collective celebrations to be self-generating

    hubs of creativity. Although often there are high levels of participation in

    voluntary activities, these are in many cases not locally based. Therefore

    there is a shortage of opportunities for people to engage in the development

    of territorially based activities, which may in time lead to clearer suburban

    identities.

    II.5 The inner city

    The genesis of inner city areas varies according to the specific history of a

    town. They usually form a ring around the city centre. In most case they are

    characterized by a mixture of decaying elegant residential areas, originallyused by the local bourgeoisie; working class terraced housing, often in

    proximity to industrial establishments and ports; public housing, often high

    rise; amenities created in the Victorian period, such as parks, libraries and

    museums; a variety of worshipping places for different faiths; shopping

    areas catering mainly for the needs of local communities; and inner ring

    roads and other traffic infrastructures dissecting them, often created in the

    postwar period.

    Their populations in many cases have decreased substantially over the last

    two decades, although there are recent signs of a reversal of this trend.

    Nowadays residents typically include some of the original working class

    inhabitants, predominantly Afro-Caribbean and Asian immigrants,

    students, and younger professionals moving into gradually gentrifying

    enclaves.

    Their economy consists of small scale, craft based industries which have so

    far survived the recent processes of economic restructuring, but are still

    struggling; elements of local retailing interspersed with some specialist and

    independent shops, attracted to the area by low rents; universities and

    educational establishments and a lively 'informal economy' sector.

    The inner city is characterized by social, economic and racial polarization.

    The cityscape bears the scars of low-income social groups, unemployment,

    poverty and social deprivation, with occasional pockets of high-earners and

    gentrification. Such contrasts can result in tensions, conflicts and crime.

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    On the other hand, it is not difficult to glimpse the creativity potential of

    these areas, with their strong character; attractive historic buildings and

    streets; cosmopolitan and multicultural mix; often interesting shops (which

    have either disappeared elsewhere or could not be set up anew in the city

    centre); the availability of redundant buildings and land for innovative

    projects, which can be financed through urban regeneration initiatives; the

    presence of universities and other educational establishments, and the large

    number of students as both consumers and producers for cultural and

    social activities.

    Perhaps cosmopolitan values could be the key strength of inner city areas.

    They are expressed in restaurants, nightclubs, street markets, local shopsand manufacturing enterprises. Immigrant cultures can bring with them

    energy, entrepreneurial skills and flair, fresh ideas, challenges and different

    cultural perspectives that can contribute to re-thinking how the city works

    and what it has to offer.

    If you add to this the accessibility of city centre facilities of all kinds, these

    areas can clearly be seen as potential creative hubs for the reinvention of the

    city as a whole.

    On the other hand there is the risk that inner city areas become closed

    ghettoes, when one immigrant community is overwhelmingly predominant

    and is discriminated against by the majority of residents of residents in

    other parts of the city.

    II.6 The city centre

    City centres are places where a wide variety of activities take place. They

    are places where people live, work, shop, have fun, relax, learn. They thus

    could be, if they work well, the crucial part, the hub, the heart, the engine of

    any city. If the city centre does not function properly it is likely that the city

    as a whole will not perform effectively. In reality the potential of the city

    centre is hindered by a series of structural trends.

    The first is the commercialization of land markets and land use, which has

    grown in strength with the weakening of powers and resources of local

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    authorities. Land sales and more relaxed planning regimes have led to a

    situation in which lower value uses and functions, such as independent

    shops and housing, have been pushed out. As a result, city centres are now

    dominated by retail and office uses, producing an erosion of the public

    realm and a decline in public and social life in the evenings and at

    weekends. In addition both office and retailing uses are dominated by large

    companies (for example, approximately 80% of shops in Britain are

    controlled by multiples in contrast to 26% in Italy), which impose

    standardized architectural and design styles so that every city centre tends

    to look the same.

    The second trend is the dispersal of some city centre office, shopping and

    public administration functions to out of town locations, because of theneed for car parking, for space for expansion and, in the case of local

    authorities, to realize profits by the sale of city centre buildings. These new

    out of town shopping centres and business parks now threaten the viability

    and vitality of city centres with strong competition.

    The third, and longstanding, trend is loss of population, which has reduced

    the mix of city centre uses and exacerbated the problems of relative

    deadness and lack of safety at night. This trend is only now slowly beingreversed with the provision of mainly sheltered housing, student

    accommodation and fashionable flats for higher income groups in city

    centres.

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    Nevertheless there are signs that awareness of the potential

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    Semibold;}{\f29\fnil\fcharsmuting, the emergence of electronic cottages in

    the countryside and the decentralization of many data processing

    operations. A threat is posed by the decentralization to greenfield sites

    outside the city of key centres for the knowledge industries such as scienceparks, research institutes and universities. These centres have often

    developed their own communications networks across the world.

    The city centre, nevertheless, still has considerable advantages over other

    locations as a focus not only for shopping, social and recreational activities,

    but also for other economic activities involving the handling of rare and

    expensive information. One well known example is that of the

    telecommunications highways linking city centre locations in the majorworld financial capitals.

    Being a communications hub is one of the most important conditions for

    gathering the information and knowledge required to develop creative

    solutions to urban problems.

    II.6b The city centre expresses the essence of a place

    At its best the city centre can encapsulate and crystallise the essence of a

    city. It is in the centre where the uniqueness of a city's history, culture and

    architecture is usually most manifest, although it must be recognized that it

    is the values of dominant elites, both economically and politically, that tend

    to be expressed in the built environment of city centres rather than those of

    low income citizens whose culture might be the real soul and spice of the

    city. However, the centre often has a special meaning for residents and

    visitors alike, and occupies a special place in collective memory. The

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    complaint that each city or city centre now looks the same has become a

    clich and that is why concern about the redifferentiation and authenticity

    of cities and city centres has emerged with considerable force. The layers of

    history embodied in a place, its distinctiveness and authenticity, are some

    of the raw materials which can be turned into creative responses.

    II.6c Neutral territory

    The city centre potentially represents a place for commonality, where some

    form of common identity and spirit of place could be created - to counteract

    the dangers of spatial segregation by social class - and where people of

    different ages, social classes, ethnic and racial groups and lifestyles could

    mix and mingle in informal and unplanned ways, more easily than in thesuburbs or in outer areas, which are frequently highly differentiated and

    socially stratified.

    The city centre as a 'neutral territory' is, therefore, important for the

    development of creative ideas, because it is both an area where people feel

    comfortable and relaxed and yet at the same time stimulated and

    challenged by contact with an environment that is more socially

    heterogeneous than normally experienced. The city centre at its best canfunction as a showcase for creative ideas and activities generated in all

    parts of the city.

    II.6d The key location for the public realm

    The city centre is generally the place where the majority of public facilities

    are agglomerated, ranging from museums to cafes, public squares, cinemas,

    pubs, restaurants, theatres and libraries. Despite recent trends towards the

    privatization of public space. The public realm is important for the

    development of creativity because it allows people to go beyond their own

    circle of family, professional and social relations. The idea of the public

    realm is bound up with the ideas of discovery, of expanding one's horizons,

    of the unknown, of surprise, of experiment and of adventure.

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    II.6e The importance of critical mass

    Certain facilities and services (in the fields of education, retailing, leisure

    and culture as well as types of business reliant on personal contact and a

    range of highly differentiated and specialized skills) need to achieve a

    critical mass of users and clients in order to be economically viable. For

    example, note the role city centre public libraries still play, not just for the

    provision of books, but also for record and video loans as well as for

    photocopying, room hire and special events. By contrast, suburban or outer

    area branch library facilities simply cannot justify such a range of services.

    The density of facilities and services in city centres can also contribute to

    creating cross support between activities where, for example, the cultural

    and entertainments economy supports parts of the retailing and hoteleconomy and vice versa.

    For example, the quantity and quality of shops that can be found in a city

    centre is difficult to replicate in another location. The variety of shops

    include important anchor stores, such as department stores and shopping

    malls, which attract a broad range of customers in large numbers. This

    critical mass of shoppers provides a passing trade capable of sustaining

    specialist retailers. These might range from jazz record shops to cheesesuppliers.

    Critical mass encourages creative thinking by providing choice, competition

    and potential economic viability for innovative activities. The stimulus of

    competition is particularly important to push the barriers of thinking

    further.

    II.6f Administrative and political hub

    The administrative and political functions of cities are usually located in the

    city centre. These functions may relate to local, regional or national levels.

    One of the advantages of having public policy decision-making centres

    present in the city is that it might be easier to involve key politicians and

    officers in the often time-consuming, complex and tortuous process of

    developing creative urban responses.

    II.6g The substantial presence of educational facilities

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    The expanded higher education sector has been one of the most important

    actors in the re-use of buildings located in city centres across Europe, in

    spite of the fact that some universities are being built today in greenfield

    sites on the edge of town. The implications of this for the creative city are

    threefold. First, a new public sphere of cafes, meeting places, bookshops

    and cultural venues has emerged or been consolidated. Secondly, the newer

    universities especially have been keen to enter into a dialogue with the local

    authorities and local business and more generally to be part of the civic

    network. Thirdly, local business has often profited in terms of technological

    innovation from the presence of universities and research centres, in some

    cases located in city centres.

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    III. Establishing criteria for urban viability and vitality

    III.1 The limits of existing quality of life studies

    The liveability of cities is determined by the extent to which they are viable

    and vital places to live in. Vitality provides the raw materials, the often

    unfocused energy, the force which through creative thinking and strategies

    can be harnessed to achieve a city that by being self-sustaining, responsive

    to external challenges and self-generating becomes viable.

    Existing studies of urban quality of life inevitably touch on issues of

    viability and vitality. These studies - often leading to the compilation of

    rankings of cities - focus largely on variables such as crime and publicorder; health provision; life expectancy; pollution and traffic levels; cost of

    living; provision of shopping facilities; racial harmony; scenic quality;

    climate; quality and cost of housing; unemployment levels; employment

    prospects; wage levels; educational, recreational and cultural facilities;

    travel to work times; transport provision; political stability and political

    participation.

    Without entering into a discussion of the methodology of this tradition ofstudies one can argue that there is nothing distinctly urban about any of the

    variables listed above. Such studies measure what a place has to offer to

    individual residents and visitors, usually through the analysis of relevant

    data and through opinion surveys used to weigh the relative importance of

    each variable. Yet the same data could be analysed and the same surveys

    could be carried out for the purpose of measuring quality of life in a rural

    area, in a region or in a country. In other words, quality of life studies

    generally fail to provide an indication of how people relate to the city as a

    collective entity and of the peculiarities of the urban experience in different

    localities. Such studies also fail to recognize the multi-faceted nature of

    cities embodied in the five interconnected spheres noted above, and tend to

    view towns and cities almost as competing department stores in which

    goods (the various quality of life variables) are displayed in standardized

    and neatly separated compartments.

    We believe that existing studies are of limited use to policy makers, because

    all they do is to provide a quantitative decription of the existing

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    comparative advantages and disadvantages of cities. The most likely use

    policy-makers can make of this type of study in the inter-urban competition

    game is to display more prominently their city's strengths and attempt to

    conceal their weaknesses. In short, they provide a picture of the

    consequences of what has already happened, rather than an identification

    of the possible resources, obstacles and underlying dynamics one has to

    work with to maximize potential and achieve a vital and viable city.

    Quality of life studies provide essentially a snapshot of the current

    situation, though often complemented and enriched by longitudinal time

    series data; they tell you where you are in relation to other cities, but not

    what to do with comparative strengths and weaknesses.

    III.2 Our approach

    By contrast, the approach proposed here focuses on the detail of local

    specificities rather than on standardized data. It starts from the assumption

    that each city has its own unique potential which must be identified,

    preserved, valued and strategically exploited in a responsible manner. It is

    developmental and dynamic rather than static; it is based on the analysis of

    what has happened in the past and of the present situation, but seeks toprefigure potential futures through a methodology in five stages which can

    be summarized as follows:

    The clarification of the conceptual tools to be used.

    The analysis of relevant trends and data as contextual factors.

    The identification of potential resources, obstacles,

    opportunities and problems.

    The processing of this information through creative thinking.

    The drawing of a set of conclusions which are meant to aid the

    development strategies.

    This is the process which we have followed to select the criteria for urban

    vitality and viability as well as the specific indicators we propose below.

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    The first stage of our approach, however, explains the philosophical

    premises of our work and as such it deserves detailed elaboration.

    III.2a Conceptual tools

    Our experience suggests that four concepts are central to the development

    of new indicators of the development of urban vitality and viability. They

    are:

    'cultural resources' as an example of often neglected urban

    potential;

    'creativity' and 'creative thinking' as instruments throughwhich urban potential can imaginatively be identified and

    maximized;

    'viability' and 'vitality' themselves;

    III.2b The notion of cultural resources

    A broad definition of cultural resources is proposed below. It encompassesthe following elements:

    1. The creativity and ingenuity of local people.

    2. Historical, artistic, archaeological and anthropological

    heritage, including accents and dialects.

    3. Internal and external perceptions of the city, which are

    constituted by the interaction of media images, 'conventional

    wisdom', descriptions of the city in tourist guides and travel

    literature and cultural representations of the city - for example,

    how the city has been portrayed in popular songs, myths,

    jokes, writing, films and painting.

    4. The repertoire of specific local products and skills in crafts,

    manufacturing industry and services.

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    5. Built form, architectural heritage and urban landscapes,

    landmarks and amenities, such as park systems, waterfronts

    and topography.

    6. The attractiveness and legibility of the city's public spaces.

    7. The diversity in the provision, and quality of, shopping,

    cultural, leisure, eating, drinking and entertainment facilities.

    8. Local traditions of public social life, civic traditions, festivals

    and rituals.

    9. Hobbies and enthusiasms, voluntary and amateur activities.

    10. Occupational, youth and ethnic subcultures.

    11. The range and quality of skills in the pre-electronic media,

    such as the performing and visual arts and also in such

    contemporary 'cultural industries' as film, video, broadcasting,

    photography electronic music, publishing, design and fashion.

    12. The institutions and skills involved in the management and

    development of local talent and ideas and for the distribution

    and marketing of products and services in the fields listed

    above.

    As we can see cultural resources are the skills and creativity of local people,

    the concrete manifestations of people's work (buildings, manufactured

    products, artefacts) and more intangible, yet significant qualities such as

    social milieu, people's memory and the reputation of the place. These three

    types of cultural resources can be exploited in different ways and require

    different kinds of intervention.

    For example, a city administration could aim to establish an organic

    connection between creative people and the local authority itself, for

    example through initiatives like the National Ideas Summit organized by

    the Australia Council. The involvement of innovators can be important not

    only in the phase of ideas generation but also in the implementation phase

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    for example by involving artists in an urban design team or entrepreneurs

    in an economic development team.

    III.2c Creativity and creative thinking

    Creativity is an important resource for change, innovation, sustainable

    development, visioning, forecasting and successful restructuring. The pace

    of urban change is quickening, and increasing urban competition requires

    urban leaders and decision-makers to be more and more creative.

    Creativity is an overused concept, often applied to things which are not

    creative at all (for instance, any imitative or stereotyped literary work can

    be called, by convention, 'creative writing').

    In our view genuine creativity involves experimentation; originality; the

    capacity to rewrite rules; to be unconventional; to think a problem afresh,

    from first principles, with a new perspective; to visualize and imagine

    future scenarios and solutions to problems; to discover common threads

    amid diversity; to look at problems laterally and with flexibility. It is these

    modes of thinking that encourage innovation and development. Creativity

    is an instrument for maximising the possibilities of any given situation,product or medium and of adding value and meaning to the results of

    human endeavour in any field.

    III.2d The concepts of viability and vitality

    The concept of viability is concerned with long term self-sufficiency,

    sustainability, adaptability, flexibility, the capacity to change, self-

    regeneration, responsibility and security.

    Cities are like living organisms because they have periods of growth, stasis

    and decline. Urban viability is their capacity to adapt and respond to

    changing circumstances. Such adaptability and responsiveness is greater in

    those cities whose economic, social, cultural and environmental dimensions

    are evenly developed to a level of self-sustainability. The recognition of the

    breadth of these concepts would give city centres a greater pool of

    resources to draw on for self renewal.

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    Viability is thus not exclusively an economic concept. It encompasses also,

    for example, issues related to social cohesion, the environmental

    sustainability of the place and its cultural life and identity. It is concerned

    with the balanced development of all aspects of city life.

    Vitality is essentially concerned with four features. They are:

    levels of activity - things going on;

    levels of use - participation;

    levels of interaction, communication, transaction and

    exchange;

    levels of representation - how activity, use and interaction is

    projected outwards and discussed in the outside world.

    III.2e Various forms of viability and vitality

    The concepts of economic viability and vitality have to do with the

    economic performance of the city measured for example in terms of levelsof employment, disposable income and standards of living of people in the

    catchment area, annual numbers of tourists and visitors, retail performance,

    property and land values. Creating economic viability and vitality involves

    laying the basis for economic self-sufficiency and long term security.

    Social viability and vitalityis conditioned by the demographics of a given

    place as well as by levels of social interaction and social activity as well as

    the nature of social relations. A socially vital and viable city would be

    characterised by low levels of deprivation, strong social cohesion, good

    communications and mobility between different social strata, civic pride

    and community spirit, tolerance of different lifestyles, harmonious race

    relations, and a vibrant civil society.

    Environmental viability and vitality concerns two distinct aspects.

    The first is ecological sustainability in relation to variables such as air and

    noise pollution, production and disposal of waste, traffic congestion, green

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    spaces and seasonal changes. Ecological sustainability embodies perhaps

    most succinctly and effectively the essential nature of the concept of

    viability. Questions of Ecological sustainability force us to think about the

    lateral and long term consequences of all types of public policy.

    The second concerns the design aspects, which have to do with variables

    such as the legibility of the city, its sense of place, its architectural

    distinctiveness, the linkages in design terms between different parts of the

    city, the quality of street lighting and the characteristics of the urban

    environment in terms of safety, friendliness, legibility and psychological

    approachability.

    Cultural viability and vitality concerns the maintenance, respect andcelebration of what a city and its population is, where it has come from and

    where it potentially might be going to. It thus has to do with identity,

    memory, tradition, community celebration and the production, distribution

    and consumption of products, artefacts and symbols, which express the

    distinctive nature of the place. These cultural resources of a city can range

    right across areas such as the traditional arts, or perhaps characteristic local

    industry or even specific craft skills associated with the place. Cultural

    viability and vitality concerns anchoring the city to a particular identity anddoes not necessarily imply being inward looking. Conditions for

    encouraging viability and vitality might include good access to training in

    cultural production, appropriate and flexible infrastructures for different

    cultural activities, a secure funding mix encompassing earned income and

    private and public support, an efficient and effective system for marketing

    and distribution for local cultural activities and products.

    III.2f The connections between viability and vitality

    It is now important to clarify the nature of connections between viability

    and vitality:

    Vitality denotes a mass of activities, which in and of themselves are not

    necessarily good. Without direction, activity can become merely subjective

    self-expression. Activity, use and interaction need to be focused towards a

    set of purposes, goals and objectives for them to have any substantial,

    positive impact. These targets, purposes and goals emerge through the

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    harnessing and application of creative thinking to available resources, in the

    light of the analysis of relevant data and trends - the hard factors. Some

    more intangible qualities of the city will also need to be taken into account.

    They include friendliness, hospitality and open-mindedness; historical and

    cultural continuity; a sense of fun and humour; fantasy, flamboyance and

    colour. Through this process viabilitycan be achieved.

    In short vitality is the set of raw materials which need to be elaborated in a

    focused manner as a means of reaching viability. Therefore it is necessary to

    promote vitality in order to achieve viability. Creativity is the catalyst

    through which vitality and viability can become inextricably interwoven for

    the long term benefit of the city.

    IV. Criteria for viability and vitality

    We have derived our criteria from a variety of sources, including the views

    of policy-makers, academics and surveys of public opinion, as well as

    assessing a wide range of contextual data and trends such as those used in

    traditional quality of life studies. We have also attempted to develop

    criteria that cut across all five dimensions of what constitutes a 'city', and

    which can make sense to people with different professional backgroundssuch as academics from different disciplines, planners, architects,

    entrpreneurs, city centre managers, the police. Our proposed criteria are:

    IV.1 Critical mass

    Critical mass is concerned with the achievement of appropriate thresholds

    which allow activity to take off, reinforce itself and cluster.

    In economic terms critical mass concerns the development and

    agglomeration of sufficient activities to ensure that economies of scale,

    inter-firm cooperation and synergies can be obtained, such as through a

    financial district in the city centre, an artisan quarter in an inner area, a

    science park on the edge of town or a managed workspace in an outer

    housing estate. Critical mass also represents the thresholds beyond which

    the organization of particular economic initiatives such as trade fairs,

    foreign trade missions, promotion and inward investment campaigns

    become possible. Such thresholds refer not only to data concerning the

    levels of economic activity, but also the presence of infrastructure, financial

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    and human capital which can make the organization of complex economic

    initiatives possible. Equally critical mass indicates the level which firms

    based in different parts of the city have to attain in order to make profits.

    Socially critical mass could be identified as the density of social interactions

    within particular areas of the city at different times of the day, the week and

    the year. Is the city centre, for example, dead at night or at weekends?

    In environmental terms there could be in parts of the city centre or an inner

    area or even in a suburb a critical mass of historic buildings sufficient to

    form an attractive and marketable heritage quarter. The same could be true

    of green spaces or waterways in an outer area or at the edge of town. In an

    attractive city it is important to have a critical mass of more than one type ofattraction such as museums, urban and country parks, waterfronts,

    restaurants and theatres.

    In cultural terms critical mass highlights the many different components of

    the creative milieu of a city such as its history, its image (which includes its

    cultural representations over the centuries) and its network of public

    spaces. It involves also the level of civic debate and discussion, be it

    through public meetings, radio, TV and press and the presence of anattractive and coherent calendar of activities. Critical mass culturally is also

    the opportunity of experiencing different types of facilities such as going in

    the course of the same evening to a French bistro, a Shakespeare play, a late

    night cabaret in a wine bar and then enjoying a stroll through a pleasant

    historic area.

    Critical mass represents the momentum which has to be achieved for

    initiatives to be implemented. In a situation in which sufficient critical mass

    exists the role of creativity is to develop its full potential through a wide

    range of initiatives involving policy-makers from different institutions and

    disciplines as well as actors from the private and voluntary sectors.

    On the other hand, where such critical mass does not exist, the task is to

    find creative ways of making 'more out of less' by, for example, branding,

    redefining and regrouping smaller, sometimes isolated, underrated and

    underexploited existing strengths. One example is the Ironbridge Heritage

    Park near Telford, which is a collection of small previously dispersed

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    industrial archaeology sites, the totality of which has become more than the

    sum of its parts. Another possible way of creating new critical mass is by

    encouraging facilities in other cities to relocate as well as by helping new

    indigenous activities to develop.

    IV.2 Diversity

    A diverse economic base, while respecting existing specializations and

    strengths needs to be encouraged. Planning plays a role in helping to

    develop a diversity of economic uses in order to enhance the resilience of

    the city and its capacity to adapt to economic change. A city which is, say,

    overdependent on tourism may rely excessively on variables over which

    there is no local control such as airfare prices and currency values.

    A diverse social base implies a variegated and lively civil society and

    voluntary sector; comprising self-confident organizations likely to be more

    resilent and productive in times of economic and social stress. It also

    involves taking on board multiculturalism and interculturalism as positive

    forces in order to engender new ideas and fresh approaches.

    Cultural diversity implies the encouragement of production, consumption

    and distribution opportunities for different cultural forms and theencouragement of a wide and rich definition of what local culture is about.

    Environmental diversity involves topography such as landscapes and hills

    and also concerns assessing to what extent a city has made its history

    visible in its built form. An outlying area, for example, built in a short space

    of time in a particular period all in the same style can become monocultural,

    potentially dull and prone to vandalism and lack of respect.

    Diversity, in short, provides a rich menu of possibilities, which can trigger

    and stimulate a myriad combinations leading to original strategic responses

    to urban problems. Without diversity the range of options is more limited.

    It is therefore more difficult to adapt and to resist the temptation of

    uncritically imitating other places.

    IV.3.Accessibility

    The concept of accessibility concerns convenience and ladders of

    opportunity.

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    Economic accessibility is about the opportunity to contribute to economic

    life, whether through the availability of premises, advisory services,

    technology, information sources, venture capital or training. If economic

    access is poor then the capacity of the city to renew itself economically is

    undermined. Economic viability as a whole suffers.

    Social accessibility involves the possibility of taking part in city life. This

    can be in terms of participation in decision making through, say a city

    centre or neighbourhood forum or the establishment of a 'city card' to

    encourage the use of facilities by residents. Is it possible for all social groups

    to find ways of participating in what, for example, the city centre has to

    offer? Do mechanisms exist that help balance disadvantage and enable all tobecome active citizens?

    Key questions for cultural accessibility include the following: Are the

    different cultural identities of the communities that make up the city

    legitimized, respected and celebrated? Are cultural venues throughout the

    city accessible physically, psychologically and in terms of signposting? Are

    there marketing schemes to tell the population what is going on and is there

    educational provision so that people can learn to enjoy and participate inthe culture the city has to offer?

    Do environmental factors encourage participation? How frequent and

    reliable is public transport, especially to and from outlying areas? Are there

    community and disabled transport schemes? Are car parks accessible and

    safe? Is it possible to walk safely from inner city areas to the city centre? In

    public spaces are there toilets, creches, baby-changing rooms and public

    seating areas? Equally important - are there city maps or information points

    in key locations of arrival? Is there a clear indication of where the city

    begins and ends, and unfussy signs identifying where facilities are located?

    Are the boundaries between different quarters within the city marked with

    street signs?

    Accessibility creates an environment within which the process of creatively

    identifying and exploiting urban resources can more easily unfold in its

    fullness.

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    IV.4. Security

    Security is concerned with continuity, stability, comfort, and lack of threat.

    Economically it concerns the stability of the local economic base, including

    both firms and employment. It also concerns the depth of commitment of

    local firms to the city (an example of strong commitment is Pilkingtons in St

    Helens). Evidence of investment by local firms and others increases

    security.

    Socially, security means the lack of threat to people and property, a sense of

    trust and bonding with one's fellow citizens and the availability, support

    and solidarity from social networks in the city, such as advice centres,

    community policemen, including even young people making their seatsavailable to older people on buses and so on. A good mix of users in terms

    of age, and time of the day, increases business in the city and contributes to

    the overall feeling of safety.

    A well lit, clean, well-maintained, sensitively but effectively policed, legible

    and well-used environment fosters a sense of security, while blindspots,

    dirty streets, loud noise, indefensible space, congestion and an environment

    unfriendly to pedestrians undermines security.

    Culturally, security involves acceptance, in an open and non-chauvinistic

    way, of the different cultural identities of a place. The presence of festivals

    and other cultural celebrations reaffirming and reinventing city identity as a

    whole and/or neighbourhood identities and traditions provides a sense of

    security. This security is strengthened if there is the possibility of freely

    expressing oneself culturally by having access to venues, funding and

    information.

    While we recognize that creative ideas often emerge from conditions of

    insecurity, pressure, anxiety and conflict, the development of a creative

    climate often needs long term thinking, planning and implementation

    which can only take place in a calmer and more secure environment.

    IV.5. Identity and distinctiveness

    The increasing globalization of the economy is one of the key forces

    producing cities and especially city centres that are increasingly

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    homogenous, standardized and monocultural. At the same time

    competition locally, nationally and internationally is forcing cities to

    highlight what is unique or special about what they offer.

    Economically a city can increase its attractiveness and viability by

    providing products and services that are not available elsewhere. Beyond a

    basic threshold of nationally reputable shop chains, such as (in the UK)

    Marks and Spencer's or Debenhams, city centres need to distinguish

    themselves from competing centres. This can be achieved through the

    existence of a variety of locally owned shops or specialist outlets, or

    through the encouragement of local firms that stamp their identity onto the

    city.

    A strong identity has positive social impacts in that it creates the

    preconditions for establishing civic pride, community spirit and the

    necessary caring for the urban environment. A city may, however, be made

    up of a range of identities, sometimes rooted in different parts of the city,

    that express themselves in different lifestyles and thus the tolerance alluded

    to earlier is a key aspect of harnessing these identities so that they

    contribute to overall viability and do not cause fragmentation.

    Crucially important is the establishment of cultural identity as this can

    mark out one place from the next. Are the specific symbols of the city and

    its neighbourhoods recognized and made visible? These can be food, songs,

    manufacturing products, dialects, the urban landscape or any other aspect

    of the city's traditions. Equally important though is the creation of new

    traditions and images so that the city's image does not get frozen in the

    past. Is there a policy to encourage this?

    Historic cities in particular have in-built advantages, by having textured

    layers of history to work with in projecting their uniqueness and

    specialness. This is more difficult for newer cities. Nevertheless new

    schemes, often working with artists say in public art projects, have been

    able to find ways of etching distinctiveness into the urban landscape by

    drawing on references and stories from a city's past or aspirations about its

    future.

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    Beyond a certain level in cities, once basic services, shops and facilities have

    been provided, these differences are ways of adding value to what a city is

    about and thus help establish viability.

    Identity and distinctiveness are important for creativity because they

    provide the anchor and the roots which are necessary to select what is

    central and what is peripheral in the tide of available information and ideas.

    They can also provide a bond between people with different institutional

    interests cooperating for the common good of the city. However, when

    identity and distinctiveness degenerate into parochialism, introversion,

    chauvinism and antagonism to the outside world they may destroy the

    foundations of a creative milieu.

    IV.6.Innovativeness

    Of all the proposed criteria for viability and vitality innovativeness is most

    directly linked to the definition of creativity and creative thinking provided

    earlier. The presence of an innovative, creative milieu is a key ingredient in

    the establishment of an economically viable city. The ebbs and flow of

    urban development require policy-makers at times to look at problems

    afresh without necessarily repeating what has gone on before. Rather like

    an R & D department of a firm, a city in order to achieve viability andvitality has to be able to act creatively. To what extent, for example, do

    inner city and outlying areas - where unemployment is higher - provide

    incubator units for new businesses? Are there opportunities for the sharing

    of ideas between enterpreneurs, public policy-makers, academics, artists

    and other creative thinkers? Are these opportunities formalized through

    networks, special advisory services and partnerships?

    Are there in the social arena consultation procedures that allow opinions

    and ideas to be captured in order to broaden the base of inputs into

    decision-making? Are decision-making processes transparent? Are there

    mechanisms, fora or meeting opportunities which allow positive critical

    debate to take place? Is the socio-political environment one in which the

    opinions of both majorities and minorities are accepted?

    In the cultural field, to what extent are there policies to assist and encourage

    local producers to carry out experimental and pioneering projects? Are

    there projects that explore the relationship between the city's history and

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    heritage and its possible futures? Is the artistic community involved in the

    process through which the city presents itself to the outside world? Are

    there linkages between innovations introduced by people working in the

    media sector and advanced research in media technologies, such as image

    and music recording? Are there innovative schemes in which cultural

    workers use their skills in environments such as prisons, hospitals and

    hostels for homeless people in order to reduce social stress?

    Are there environmental enhancement schemes that pre-figure the kind of

    physical setting that the city centre or particular neighbourhoods may

    aspire to? Are there schemes involving collaboration between visual

    artists/designers and planners/engineers? Are there innovative greening,

    recycling and transport initiatives, such as the creation of cycle lanes andcar sharing?

    IV.7.Linkage & Synergy

    The criterion of linkage has two distinct but related aspects. The first

    involves relations within the city and the second the relations between the

    city and the outside world.

    A good degree of intra-urban linkage in the local economy is desirable. Towhat extent do local firms employ and train local people, particularly from

    disadvantaged areas? To what extent are profits made by city-based firms

    reinvested in the local economy? The city centre, in particular, can be an

    important resource for the development of the wider local economy and in

    turn the economy of the urban and regional hinterland can be the motor for

    the development of the city centre. The city centre is in fact in many cases

    the gateway for economic relations between the city-region as a whole and

    the outside world. Connectedness is particularly important in the context of

    the growing internationalization of urban economies, the increasing

    importance of EU policies for cities and greater inter-urban competition.

    Being locally rooted and internationally oriented is an important condition

    for urban viability, and a well-functioning intra-regional network is an

    important pre-condition for the success of international urban networking.

    The more connected and linked a city is the greater the commitment of

    firms to the local economy is likely to be. Enhancing the connectedness of

    city firms to it reduces the risk of disinvestment by companies.

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    A city also benefits from social linkage. Cities as a whole are made up of

    neighbourhoods with unique socio-demographic characteristics. In order to

    encourage understanding between and appreciation of different social

    groups the city centre should act as a communications hub and as a location

    for services of relevance to the city as a whole. Equally networks of social

    interest groups often find that the city centre provides the most appropriate

    place to meet. Looking further afield are there international and educational

    exchange and twinning arrangements, that are encouraged and supported

    by local decision-makers?

    The cultural infrastructure of a city is not confined to its city centre,

    although the city centre plays a crucial role in being the showcase for what

    is best in a city. It also can act as a service centre to market and distributeproducts, performances and artefacts. The city centre, lastly, is most likely

    be the location where foreign books and newspapers are available and

    where celebrations concerning the whole of the city take place.

    Environmental linkage highlights the importance of the physical

    relationship between the city centre and its sub-centres. Are different areas

    of the city cut off from each other by ringroads and other physical barriers

    which inhibit interflow, interaction and exchange? Do these physicalbarriers mean that in terms of mental geography some neighbourhoods

    appear distant, inaccessible and isolated? Are there visual routes, vistas and

    signposts which can make the public realm in different districts of the city

    understandable to its users?

    Openness to the outside is an important precondition for the creative city in

    terms of achieving a good flow of strategic information and ideas. Such

    open dealings with the outside world need to be balanced by a strong sense

    of the city's own self worth and be conducted from a position of strength (of

    which a good intra-regional network may be a important component) in

    order to prevent the risk of cultural and economic colonization by outside

    actors.

    IV.8. Competitiveness

    Competitiveness is a criterion of primary importance because it denotes the

    existing and potential performance and quality of the city in relation to the

    range of economic, social, environmental and cultural variables captured by

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    the criteria described earlier. The importance of competitiveness is growing

    because of the increasing international mobility of investment and skills.

    In economic terms, competitiveness concerns the profitability, level of

    investment, technological innovation and access to venture capital of firms

    operating within the city. Equally important are the quality and skills of the

    workforce and how well the city is networked both in terms of contacts

    with influential people and communications systems, such as cable and

    fibre optics. It also concerns the rank and status of local firms and their

    products and services locally, nationally and internationally.

    Competitiveness in social terms concerns the quality of the relationships

    between social groups (including race relations) as well as the achievementsof the city's voluntary sector.

    Environmentally, competitiveness has to do with the city's attractiveness

    and uniqueness, as well as its location. For instance, how centrally is the

    city located in terms of transport links?

    Culturally, competitiveness concerns the rank and status of educational and

    cultural institutions and activities, and particularly how they are seen bypeer groups.

    One of the main purposes of creative thinking is to harness the potential of

    the city to such an extent that the city maximizes its competitive

    advantages.

    IV.9. Organizational capacity

    An overarching skill which uses creativity to harness vitality and achieving

    viability is the ability of those responsible for city development - be they

    actors in the economic, social, cultural or environmental fields - to develop

    the capacity to implement ideas and initiatives. Organizational capacity is

    thus a central ingredient for establishing viability. It involves the capacity to

    lead, to be technically competent and up to date, to identify strategic issues

    and priorities, to take a long-term view, to listen to and consult with others,

    to command loyalty and trust and to inspire and enthuse other decision-

    makers, to create a supportive team with a strong corporate identity, to

    create a consensus on key issues by establishing a shared vision, to raise

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    confidence, to find positive uses of conflict, to overcome sectional interests,

    take responsibility, make difficult decisions rapidly and efficiently and stick

    to an agreed course of action in the face of opposition and difficulties.

    Creativity without solid organizational capacity is not sufficient to make the

    most of a city's resources. Organizational capacity acts like a multiplier of

    resources that have been identified and maximized through creative

    thinking.

    Having proposed a range of criteria to assess viability the next task is to see

    to what extent these criteria can be transformed into useful indicators that

    can be applicable to cities of different sizes and with geographically

    different locations, histories and economic conditions. In order to do this itis important to consider some methodological issues.

    V. Data sources and methodological issues in assessing viability and

    vitality

    V.1. Data Sources

    It is important at this point to clarify which data can be used by local

    authorities and other policy institutions to make comparative judgements

    about the viability and vitality of their cities.

    The assessment of urban viability and vitality involves both the use of

    quantitative data, which allow for comparisons to be made between

    different cities and qualitative data, based on more detailed information

    gathered locally.

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    We have undertaken a survey of British data sources to assess what is

    available at the city centre level and to establish whether this data is

    applicable to diagnose viability and vitality according to the definition

    proposed. A further step has been to see whether the sources are readily

    available to local authorities and other policy makers who might wish to

    assess the situation in their city centres.

    Three broad types of information have been investigated - official statistics

    collected by statutory bodies, commercially driven sources and occasional

    sources.

    The main statutory sources of statistics, including in particular the Census of

    Population, theAnnual Census of Production, the General Household Surveyandthe Family Expenditure Survey plus others noted in the Guide to Official

    Statistics, provide a baseline which much commercially driven data

    elaborates upon and extends. In some cases however, nationally available

    data on say 'walk to work' patterns can in principle be used as a proxy to

    help measure aspects of viability, say, in defining a sense of local

    community.

    To establish a more accurate picture of a city's health, commerciallyavailable data is essential. These sources, including the data generated by or

    manipulated by organizations such as Goad, Hillier Parker, Mosaic/CCN,

    Pinpoint, Superprofile and CACI which either work up self-contained data

    or add to statutory sources. Data collected for specific purposes include the

    Hillier Parker/Goad ranking surveys of multiple shops, data on property

    prices collected by key estate agencies or credit rating data gathered by

    organizations such as CCN.

    Perhaps the most important innovation in this over the last decade has been

    the development of geographical information systems (GIS) allied to

    increased computer power, which allows a much sharper focus on what is

    happening at postcode enumeration district level. Of particular significance

    is the classification of residential neighbourhoods into types of dwelling.

    This was started as a Department of Environment project, led by Richard

    Webber, in order to assess levels of social deprivation. This classification

    system was then further elaborated and commercially adapted as ACORN

    and marketed by CACI. This identifies 11 types of housing clustered into 39

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    categories.This system was then further elaborated through Mosaic, which

    identifies 58 postcode types and can be analyzed down to 15 households.

    These systems provide a much more sophisticated classification than the

    traditional socio-demographic categorizations such as the ABC1 definition

    of the population that throws up all kinds of anomalies and discrepancies

    especially when used for the primary commercial purpose to target

    consumers. At their simplest, jobs and social class do not always tell us

    whether people have spending capacity or a propensity to consume in a

    certain way. This information is now used in a myriad ways, including the

    indication of specific levels of wealth, identifying customers for direct

    marketing campaigns for particular product ranges such as financial

    services, and assessing catchment areas or retail potential (see Peter Brown,Geodemographics: A Review of Recent Developments and Emerging Trends,

    published by the Urban Regional Research Laboratory, University of

    Liverpool, 1989).

    The software developed by organizations such as Mosaic, CACI, Pinpoint

    or Superprofile is structured in such a way as to be able to draw on

    statutory data, which is then manipulated to below postcode level. Data

    sources can then be added as appropriate, including retail relatedinformation from the 1100 Goad plans which identify names of shops in

    shopping areas, the Target Group Index survey of 24000 individual

    shoppers, the National Shoppers Survey information from 1.5 million

    shoppers and credit rating data.

    Furthermore, in principle, this software can add any other relevant survey

    material such as the ten-year national surveys undertaken by the Volunteer

    Centre on volunteering.

    GIS information providers and handlers are over the next year developing

    data on softer attitudinal aspects of city life areas, which will be of

    relevance to viability and vitality. These include the lifestyle questions of

    TGI, extensions to the National Shoppers Survey and new data being

    developed by Goad, such as that on occupants of first floor premises in city

    centres, as well as psychographic information gathered by organizations

    such as AC Synergy. Psychographic profiling of the population seeks to

    establish the value systems of citizens and how this relates to both

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    consumer choices as well as attitudes to community and family, politics,

    change and innovation. This will have an impact on the kind of indicators

    that can be used.

    V.2. Comparability

    The incidence of any factor describing urban viability and vitality on its

    own does not tell us much unless there is a benchmark against which to

    judge it. What gives any figures meaning is comparison to similar situations

    or an average that has been established. It is crucial to compare like with

    like. Without a comparator one is simply left with a qualitative judgement

    that there may be a lot or a little of something, and there is no real measure.

    Broad based core information generated from, say, the Census orHousehold Survey on income or living conditions can be handled to

    provide comparative data as can commercial information on shopping

    habits. What is difficult is to compare information that is regionally or

    locally collected and not nationally collated, and information that is deemed

    to be confidential and is not readily available, such as some crime data.

    The same holds true for information collected on environmental questions

    such as air pollution, noise, soil contamination and water quality. On airpollution there is the DoE's Enhanced Urban Network monitoring which

    covers only 9 sites in addition to data collected by approximately 60 local

    authorities from private contractors or systems they have purchased

    themselves. Data on noise is perhaps the most widely available, but this is

    collected by local authorities on an ad hoc basis according either to

    complaints or for specific planning decisions. A similarly uneven situation

    exists in assessing contaminated land or water quality.

    V.3. Proportion and extent of attributes

    How much of an attribute a city possesses can in many instances be judged.

    High levels of income, superior housing or lack of crime are

    commonsensically seen as good. But there are other variables where what is

    good or bad is subject to interpretation, depending on the context or the

    connection with other variables present. For example, diversity as a broad

    concept can be seen as a good and the number of small companies on the

    one hand may be deemed to be a positive attribute. On the other hand

    though, the lack of powerful economic players may mean that a city centre

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    does not achieve a critical mass which powerfully assists in the wealth

    creation process. In this instance, too much diversity may be a negative

    feature.

    Accessibility similarly is seen as positive. On the other hand it is precisely

    that accessibility which allows people who may shop in a given area to go

    elsewhere if a city loses its comparative advantage. Another example

    concerns economic activity; high levels of certain types of activity quite

    often bring with them higher levels of pollution, because as the level of

    transactions increases this can lead to higher levels of air use, congestion

    and higher CO emissions. One further example is density. Density is

    commonly regarded as an advantage up to a certain point when it

    degenerates into overcrowding. For example, an overcrowded supermarketor restaurant deters potential customers - as does an empty one.

    Each positive attribute carries with it potential negative side effects.

    The key concept here is threshold - when does a good attribute turn into a

    bad one? There are thus benchmarks, although they are difficult to identify

    for all circumstances.

    V.4. Specificity of local context

    The question is not only about how much of something exists, say car

    parking, but also where it is located. For example, it is relatively easy to

    establish levels of car parking provision in city centres both in absolute

    terms and comparatively. Superficially it may appear that say, a city centre

    has adequate parking, in comparison with competitor cities. However, the

    car parks may be located in the wrong place and thus do not contribute to

    the viability of a city centre because they are slightly off centre and

    regarded by shoppers as too inconvenient. To take another example, a city

    centre may have high pedestrian flows in the evening, but these pedestrians

    might come from one age group only, say 19- to 24-year-olds and may deter

    the emergence of a more broadly based evening life. It is important to take

    into account the special circumstances of a particular place and the need to

    apply judgement about a whole series of variables - both tangible and less

    tangible - which can then guide decision-making. These judgements will be

    based on a qualitative assessment.

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    In sum, assessing viability and vitality is more of an art than a science.

    V.5. Dynamic nature of cities

    Some may argue that too much can be made of the organic paradigm in

    evaluating cities and city centres. True as this may be, the health of cities

    centres is conditioned by a myriad decisions, some deriving from statutory

    precepts, other from guidelines - say in planning - and from the mass of

    individual decisions made by all kinds of economic and social agents. Some

    of these decisions have short-term effects, like the setting up of a trade fair

    or festival, others more medium- and long-term effects like the building of a

    shopping centre or the relocation of a significant business to a particular

    city centre. Using the available statistics usually gives us a snapshot of a

    city centre at a given moment and at times, through historic data, thegeneral direction where a city centre is going. A good example, here, is the

    movement in the Hillier Parker/Goad multiple ranking or changes in the

    levels of earned income over time.

    What figures cannot tell us about is hopes, aspirations and goals. What

    decisions is the local authority about to make, what is the changing

    perception of major retailers and what external changes have occurred that

    have shifted the way interests groups in a city might relate to each other?

    Taking crime as an example, a place like Cheltenham, seen as genteel and

    gentrified, has higher crime incidences than nearby Gloucester, because it is

    richer and those who commit crime travel. A campaign on crime prevention

    and the knowledge of the population at large that the city is a target causes

    heightened awareness, the installation of burglar alarms and perhaps a

    greater police presence. As a consequence life becomes more difficult for

    itinerant criminals and the activity is displaced, say to Bristol, Bath or

    Stroud. Another example might be the redesign of parts of a city centre and

    the impact this has on patterns of crime, shopping or usage in general. At

    the moment of assessment these changes may be occurring, but as yet go

    unnoticed.

    Similar examples could be given in the economic sphere. An innovation

    introduced by a local firm may change fortunes as might a major contract or

    a change in fashion or achieving a major award such as City Challenge, the

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    Olympics or a European City of Culture designation. Again this highlights

    the need for place specific interpretations related to objective indicators.

    V.6. Subjective and objective, quantitative and qualitative data

    As not all data can be obtained in an objectifiable form the consideration of

    subjective and objective data needs to be looked at in four different ways:

    Subjective measures of subjective phenomena, for example,

    how safe do people feel?

    Objective measures of subjective phenomena, for example,

    how much do people spend weekly on taxis because they are

    afraid of walking home at night?

    Subjective measures of objective phen