Caribbean Spiny Lobster - Ocean Wise Seafood€¦ · of the commercial fishery on the Caribbean...

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Caribbean Spiny Lobster Panulirus argus ©Scandinavian Fishing Yearbook Bahamas, Belize, Brazil, Honduras, and Nicaragua Traps, Diving with Use of Casitas June 24, 2013 Meghan Sullivan, Consulting Researcher Disclaimer Seafood Watch® strives to ensure all our Seafood Reports and the recommendations contained therein are accurate and reflect the most up-to-date evidence available at time of publication. All our reports are peer- reviewed for accuracy and completeness by external scientists with expertise in ecology, fisheries science or aquaculture. Scientific review, however, does not constitute an endorsement of the Seafood Watch program or its recommendations on the part of the reviewing scientists. Seafood Watch is solely responsible for the conclusions reached in this report. We always welcome additional or updated data that can be used for the next revision. Seafood Watch and Seafood Reports are made possible through a grant from the David and Lucile Packard Foundation.

Transcript of Caribbean Spiny Lobster - Ocean Wise Seafood€¦ · of the commercial fishery on the Caribbean...

Page 1: Caribbean Spiny Lobster - Ocean Wise Seafood€¦ · of the commercial fishery on the Caribbean spiny lobster in the Bahamas is ranked green while the fisheries in Belize, Brazil,

Caribbean Spiny Lobster Panulirus argus

©Scandinavian Fishing Yearbook

Bahamas, Belize, Brazil, Honduras, and Nicaragua

Traps, Diving with Use of Casitas

June 24, 2013 Meghan Sullivan, Consulting Researcher

Disclaimer Seafood Watch® strives to ensure all our Seafood Reports and the recommendations contained therein are accurate and reflect the most up-to-date evidence available at time of publication. All our reports are peer-reviewed for accuracy and completeness by external scientists with expertise in ecology, fisheries science or aquaculture. Scientific review, however, does not constitute an endorsement of the Seafood Watch program or its recommendations on the part of the reviewing scientists. Seafood Watch is solely responsible for the conclusions reached in this report. We always welcome additional or updated data that can be used for the next revision. Seafood Watch and Seafood Reports are made possible through a grant from the David and Lucile Packard Foundation.

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Final Seafood Recommendation A portion of the fisheries covered in this report are engaged in a Fishery Improvement Project (FIP).

Scoring note – scores range from zero to five where zero indicates very poor performance and five indicates the fishing operations have no significant impact.

Stock FisheryImpacts on the Stock

Impacts on other Species

Manage-ment

Habitat and Ecosystem

Overall

Rank (Score)

Lowest scoring speciesRank*, Subscore, Score

RankScore

RankScore

RecommendationScore

Caribbean Spiny Lobster - Bahamas

Bahamas - Diving with Casitas Green

3.83

No other main species caught

Green, 5,5

Red2

Yellow3.12

GOOD ALTERNATIVE3.31

Caribbean Spiny Lobster - Bahamas

Bahamas - Trap Green 3.83

Unknown Finfish, Unknown Invertebrates

Green, 3.32,2.49

Red2

Yellow3.12

GOOD ALTERNATIVE2.78

Caribbean Spiny Lobster - Belize

Belize - Trap Red 1.41

Unknown FinfishGreen, 3.32,2.49

Red1.41

Yellow3.12

AVOID1.98

Caribbean Spiny Lobster - Belize

Belize - Diving with Casitas Red

1.41

No other main species caught

Green, 5,5

Red1

Yellow3.12

AVOID2.17

Caribbean Spiny Lobster - Brazil

Brazil - Trap Red 1.41

Unknown FinfishGreen, 3.32,2.49

Critical0

Yellow3.12

AVOID0

Caribbean Spiny Lobster - Honduras

Honduras - Trap Red 1.73

Unknown InvertebratesGreen, 3.32,2.49

Critical0

Yellow3.12

AVOID0

Caribbean Spiny Lobster - Honduras

Honduras - Diving with Casitas Red

1.73

No other main species caught

Green, 5,5

Critical0

Yellow3.12

AVOID0

Caribbean Spiny Lobster - Nicaragua

Nicaragua - Trap Red 1.73

Unknown FinfishGreen, 3.32,2.49

Critical0

Yellow3.12

AVOID0

Caribbean Spiny Lobster - Nicaragua

Nicaragua - Diving with Casitas Red

1.73

No other main species caught

Green, 5,5

Critical0

Yellow3.12

AVOID0

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Table of Contents

Final Seafood Recommendation ................................................................................................................... 2

Executive Summary ....................................................................................................................................... 4

Introduction .................................................................................................................................................. 6

Analysis ....................................................................................................................................................... 11

Criterion 1: Stock for which you want a recommendation ...................................................................................... 11

Criterion 2: Impacts on Other Retained and Bycatch Stocks ................................................................................... 17

Criterion 3: Management Effectiveness .................................................................................................................. 20

Criterion 4: Impacts on the Habitat and Ecosystem ................................................................................................ 30

Overall Recommendation ........................................................................................................................... 32

Acknowledgements ..................................................................................................................................... 34

About Seafood Watch® ............................................................................................................................... 38

Guiding Principles ....................................................................................................................................... 39

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Executive Summary The spiny lobster is a commercially fished marine invertebrate. There are several distinct species of spiny lobster located in various areas of the world. This report provides information and recommendations for the Caribbean spiny lobster (Panulirus argus) fished in the waters of the Bahamas, Belize, Brazil, Honduras, and Nicaragua and fished with traps and by diving with the use of casitas and/or SCUBA gear. The spiny lobster is moderately vulnerable to fishing pressure. They tend to mature fairly quickly (between 2 to 3 years), compared to their life span (approximately 20 to 30 years). Recently matured spiny lobsters tend to spawn once a year, while older lobsters can spawn multiple times per year and females produce upwards of 50,000 eggs which can disperse widely. Regular stock assessments for Caribbean spiny lobster are rare. Some of the fisheries seem to be experiencing steady landing rates, while others are experiencing a decline in landings. While there is no definitive information about abundance, the information does suggest that the stock is overfished in most countries. Fishing mortality follows a coherent pattern to that of stock abundance and appears to indicate overfishing is occurring. The impact of the commercial fishery on the Caribbean spiny lobster in the Bahamas is ranked green while the fisheries in Belize, Brazil, Honduras, and Nicaragua are ranked red. The most common non-targeted species caught in the Caribbean spiny lobster trap fishery include various fin fish and crab species. The total discard rate for lobster fisheries is generally between 8% and 15%, but that includes a large number of invertebrates, such as stone crabs, which are generally returned alive. As such, it is unlikely any one species comprises more than 5% of the catch. Cormorants are known to be caught in similar fisheries in the Gulf of California. The impact on cormorants from the Caribbean spiny lobster fishery in Caribbean, Central and South American fisheries is unknown but is believed to not be a limiting factor in this fishery. No species of concern are caught in the spiny lobster fishery. The impact on other species is ranked green. Similarly, the free-dive and hand-harvest fisheries, including those that use casitas for lobster shelter do not result in large numbers of non-targeted species. Even in the areas in which casitas are used, animals move freely and are still harvested by hand with the use of nets and/or hooks. As a result, the Caribbean spiny lobster fishery is extremely selective and results in very little incidental catch. Occasionally, fishermen capture stone crab species for domestic consumption. Management of spiny lobster in all countries has not been effective at maintaining a stable, abundant population. The lack of readily available, current information about stock abundance and fishing mortality are concerns. Additionally, while all the countries mandate a minimum legal size and a closed season, both vary from country to country. Most countries also regulate the type and number of fishing gears in efforts to control the fishing effort. Despite the regulations in place, all countries seem to have difficulties enforcing the regulations, leading to

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high incidences of illegal, unregulated and unreported (IUU) fishing. Overall, the management of the spiny lobster fisheries in the Bahamas and in Belize is ranked red. Brazil, Honduras, and Nicaragua are considered critical due to the high levels of IUU. The spiny lobster fisheries in the Bahamas, Belize, Brazil, Honduras, and Nicaragua are trap based or dived based and utilize casitas as shelters to attract lobsters (although Honduras and Nicaragua do not allow casitas). Both traps and casitas result in some damage to the benthic habitat but each country has regulations protecting some portion of habitat in reserves. The ecosystem impacts from the trap and casita based fisheries are considered moderate. The spiny lobster fisheries in the Bahamas, Brazil, Honduras and Nicaragua are engaged in Fishery Improvement Projects (FIPs). Engagement in a FIP does not affect the Seafood Watch score as we base our assessments on the current situation. Monterey Bay Aquarium is a member organization of the Conservation Alliance for Seafood Solutions. The Alliance has outlined guidelines for credible Fishery Improvement Projects. As such, Seafood Watch will support procurement from fisheries engaged in a FIP provided it can be verified by a third party that the FIP meets the Alliance guidelines. It is not the responsibility of Monterey Bay Aquarium to verify the credibility or progress of a FIP, or promote the fisheries engaged in improvement projects.

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Introduction The spiny lobster is a commercially fished marine invertebrate. There are several distinct species of spiny lobster located in various areas of the world. This report will provide information and recommendations for the Caribbean spiny lobster (Panulirus argus) fished within the Bahamas, Belize, Brazil, Honduras and Nicaragua. This lobster is fished with traps and by diving with the use of casitas or scuba gear. The Caribbean spiny lobster is found and fished along the coast of Florida, within the Gulf of Mexico, the Caribbean Sea, and the along the coast of Central and South America through Brazil (Holthuis 1991, Figure 1). It should be noted the Caribbean spiny lobster may be composed of genetically distinct stocks in the Caribbean Sea and along the Brazilian coast, although lobsters with genetic markers from each of these stocks are found within the entire range indicating mixing (Ehrhardt 2005). Additionally, the green lobster (Panulirus laevicauda) is also caught alongside the Caribbean spiny lobster in Brazilian waters. This mixed stock will be referred to as the Brazilian spiny lobster fishery throughout this report.

Figure 1: Distribution of P.argus. From Holthuis 1991

Overview of the species and management bodies The spiny lobster, of the genus Panulirus, contains approximately 20 different species occurring worldwide in tropical and subtropical waters (Pollack 1995). The spiny lobster can be easily distinguished by the long, spiny antennae and by the lack of claws on the first four pairs of legs (Holthuis 1991). Spiny lobsters are typically found at depths from 0 to 90 meters, depending

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upon the species (Holthuis 1991). Juvenile lobsters usually spend their first few years in nearshore surf grass beds while adults favor rocky substrates and reefs—areas that provide protection (GMFMC et al. 2011). Spiny lobsters tend to be nocturnal and migrate among depths, depending upon the season, and generally move deeper in winter months (Holthius 1991). Several different species of spiny lobster support commercial fisheries worldwide. As such, there are a variety of management bodies regulating the fisheries. The key management measures for most of the fisheries include minimum carapace length, season closures, and various gear restrictions. Bahamas and Belize The Bahamas and Belize are both members of the Caribbean Regional Fisheries Mechanism (CRFM) which is an intergovernmental organization intended “To promote and facilitate the responsible utilization of the region's fisheries and other aquatic resources for the economic and social benefits of the current and future population of the region” (CRFM 2010). The Belize Fisheries Department is responsible for fisheries management in the country since the Fisheries Act of 1948 was passed. The lobster fishery is the most important of Belize’s small-scale fisheries (Monnerreau and Pollnac 2012). The primary regulations in place for spiny lobster are minimum size limits, closed fishing seasons, prohibition of take on berried females, and a prohibition for the use of SCUBA gear. Lobsters are harvested with traps and by skin-diving (Monnerreau and Pollnac 2012). Lobster traps in Belize are typically unbaited (CRFM 2011a). The Bahamas regulates its fisheries through the Department of Marine Resources (formerly the Department of Fisheries) and restricts commercial fishing to nationals (CRFM 2008). Management regulations include minimum size, closed season, and permits required for traps or the use of hookahs while diving (FAO/WCAFC 2001). Gears used in the fishery include spears, hooks, compressors, traps and casitas. The use of casitas has become the predominant method, displacing spears and traps (CRFM 2011a). The number of casitas is unknown but their use is widespread. Some records indicate approximately 60,000 traps in use (CRFM, 2008). Brazil In Brazil, the lobster fishery is regulated by the Brazilian Ministry of Fisheries and Aquaculture (MFA) and enforced by the Institute for the Environment (IBAMA) within the respective ministry. The management system includes a participatory body, the Management Committee for Spiny Lobster Fishery (CGPL) (MFA 2010) and incorporates a Scientific Technical Spiny Lobster Subcommittee Working Group including many stakeholders (FAO 2003). The Brazilian lobster fishery incorporates both small artisanal fishers as well as mid- to large-sized industrial

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boats (Negreiros Aragao pers. comm. 2012). The Brazilian spiny lobster fishery (which includes a mixed catch of both the Caribbean spiny lobster and the green spiny lobster) includes regulations to limit the vessel licenses, close the season, protect nursery areas, restrict gear, and establish a minimum size (FAO 2003, and E. Godelman 2013 pers. comm.). Honduras The Honduras fishery includes management regulations intended to limit access and reduce the catch of immature or berried females (minimum sizes and season closures) (FAO 2003). DIGEPESCA is the governmental authority in charge of fishery management and regulation in Honduras. Nicaragua Nicaragua has established Ministerial Agreements which define fishing quotas and minimum sizes (FAO/WCAFC 2001, FAO 2003). Spiny lobsters in both the industrial fishery and the small scale fishery are caught by traps and by diving (Ehrhardt 2000, Monnerreau and Pollnac 2012). Research indicates that spiny lobster stocks for Honduras and Nicaragua are likely one in the same (FAO/WCAFC 2001). There is a regional management agreement for spiny lobster in Central America established by OSPESCA (Organizacion del Sector Pesquero y Acuicola del Itsmo Centroamericano Agreement OSP-02-09). The agreement is essentially in accord with the regulations of each country. However, management regulations are not adequately enforced (FAO 2003). Production statistics The Caribbean spiny lobster is widely captured throughout its ranged. Global capture production has varied widely with a minimum of approximately 3000 tonnes in 1950 and a maximum of 42,000 tonnes in 1995 with an average total value of US$500 million (Martinez et al. 2007). Landings from 2010 were approximately 35,600 tonnes and the average production over the last decade is approximately 36,000 (FAO 2012, Figure 2). The United States imports spiny lobster, including the Caribbean spiny lobster, from several countries in the Caribbean, Central and South America. The catch production from Brazil and the Bahamas has fluctuated around 7,000 tonnes each for the past decade (FAO 2009, Figure 3). However, recent catch from Brazil has dropped to almost half of that (pers. comm. Godelman 2013). The capture from Belize has been fairly consistent—around 600 tonnes (FAO 2009). Honduras and Nicaragua each saw a reduction in capture around the year 2000 and again recently. Capture production in 2009 for Honduras and Nicaragua was 2,145 and 3,419 tonnes, respectively (FAO 2009).

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Figure 2. Global capture production. Data from FAO 2012

Figure 3. Capture production statistics for Caribbean spiny lobster from 1990 to 2009 in various countries. Figure compiled from FAO 2009.

Importance to the US/North American market Spiny lobsters are fished throughout the Caribbean and along the Central and South American coastlines. The combined western Atlantic landings of the species were approximately 28,122 metric tons in 2008 (SEDAR 2010). Of the total spiny lobster imports to the United States, approximately 22% is from Brazil, 13% from the Bahamas, 12% from Nicaragua, an 11% from Honduras (NMFS 2012).

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Bahamas Belize Brazil Honduras

Mexico Nicaragua United States

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Common and market names Spiny lobsters, in general, are also known as rock lobsters. While known as spiny lobster, there are other less commonly used nomenclatures. The Caribbean spiny lobster is also known as Bermuda spiny lobster, common spiny lobster, crawfish, crayfish, Florida (spiny) lobster, West Indian langouste and West Indian spiny lobster (Holthuis 1991, NOAA 2011). Primary product forms The spiny lobster is marketed whole and sold live, cooked, and/or frozen. Tails are frozen or canned.

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Analysis

Scoring guide • All scores result in a zero to five final score for the criterion and the overall final rank. A

zero score indicates poor performance, while a score of five indicates high performance. • The full Seafood Watch Fisheries Criteria that the following scores relate to are available

on our website at www.seafoodwatch.org.

Criterion 1: Stock for which you want a recommendation Guiding principles

• The stock is healthy and abundant. Abundance, size, sex, age and genetic structure should be maintained at levels that do not impair the long-term productivity of the stock or fulfillment of its role in the ecosystem and food web.

• Fishing mortality does not threaten populations or impede the ecological role of any marine life. Fishing mortality should be appropriate given current abundance and inherent vulnerability to fishing while accounting for scientific uncertainty, management uncertainty, and non-fishery impacts such as habitat degradation.

Summary Stock Fishery Inherent

Vulnerability Stock Status Fishing

Mortality Criterion 1

Rank Rank (Score) Rank (Score) Rank (Score)

Caribbean Spiny Lobster - Bahamas

Bahamas - Diving with Casitas

Medium Low Concern (4)

Low Concern (3.67)

Green (3.83)

Caribbean Spiny Lobster - Bahamas

Bahamas - Trap Medium Low

Concern (4)

Low Concern (3.67)

Green (3.83)

Caribbean Spiny Lobster - Belize

Belize - Diving with Casitas

Medium High Concern (2)

High Concern (1)

Red (1.41)

Caribbean Spiny Lobster - Belize

Belize - Trap Medium High Concern (2)

High Concern (1)

Red (1.41)

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Caribbean Spiny Lobster - Brazil

Brazil - Trap Medium High Concern (2)

High Concern (1)

Red (1.41)

Caribbean Spiny Lobster - Honduras

Honduras - Trap Medium Moderate

Concern (3) High Concern (1)

Red (1.73)

Caribbean Spiny Lobster - Honduras

Honduras - Diving with Casitas

Medium Moderate Concern (3)

High Concern (1)

Red (1.73)

Caribbean Spiny Lobster - Nicaragua

Nicaragua - Trap Medium Moderate

Concern (3) High Concern (1)

Red (1.73)

Caribbean Spiny Lobster - Nicaragua

Nicaragua - Diving with Casitas

Medium Moderate Concern (3)

High Concern (1)

Red (1.73)

The spiny lobster is moderately vulnerable to fishing pressure. They tend to mature fairly quickly (between 2 to 3 years), compared to their life span (approximately 20 to 30 years). Mature spiny lobsters tend to spawn once a year and females produce upwards of 50,000 eggs, which can disperse widely. Regular stock assessments for the spiny lobster are rare. While there is no definitive information about abundance, most countries indicate the stock is overfished. Fishing mortality follows a similar pattern to that of stock abundance and appears to indicate overfishing is occurring. The Caribbean spiny lobster fishery in the Bahamas is ranked green while the fisheries in Belize, Brazil, Honduras, and Nicargua are ranked red. Justification of Ranking Factor 1.1 Inherent Vulnerability Key relevant information: Moderate Vulnerability According to the Seafood Watch PSA analysis, Caribbean spiny lobster appears to be of moderate vulnerability.

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Detailed Rationale

Lobster Species

Factor Score Source

Caribbean spiny lobster

Average Age at Maturity

Lengths at 70-80 mm 2-3 Years

2 Ehrhardt 2005 Chavez 2001

Average Maximum Age 20-30 years 2 Ehrhardt 2005

Reproductive Strategy Brooder 2 Ehrhardt 2005 SEDAR 2010

Density Dependence No density dependence suggested, but unknown

- Behringer and Butler 2006

Score (mean of factor scores) 2 Moderate Vulnerability

Bahamas Factor 1.2 Stock Status Key relevant information: Low Concern Indications are that the spiny lobster stock in the Bahamas is above the limit reference point (20%SSB0) and is fluctuating around the target reference point (40%SSB0) (Medley & Gittens, 2012). There is considerable uncertainty associated with the stock assessment as discussed below. Detailed Rationale: The latest stock assessment was conducted in 2012 and contained a number of models, each with varying degrees of uncertainty. This uncertainty is created by, among other issues, a lack of catch reporting within the fishery—with data for the stock assessment coming from exporters and a limited number of interviews with the fishing industry. The indications above are based on the most precautionary estimate, which attempted to account for unreported and illegal landings (believed to be 36% of the total landings) (Medley & Gittens, 2012). Despite these concerns over uncertainty, precautionary estimates place the abundance above the limit reference point. Factor 1.3 Fishing Mortality Key relevant information: Low Concern The most recent stock assessment demonstrates that, in the majority of models used, fishing mortality is below FMSY and, in the most precautionary case, is approaching FMSY (Medley & Gittens, 2012). There is uncertainty associated with this stock assessment due to limited data availability and coverage.

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Brazil Factor 1.2 Stock Status Key relevant information: High Concern There is very little information about the stock status; little effort has been made to monitor and evaluate the stock. The Brazilian stock of the Caribbean spiny lobster is believed to be distinct from that within the Caribbean, but there is still evidence of gene flow and recruitment occurring between the two (IBAMA 2008). Additionally, the Brazilian lobster fishery is also composed of the green spiny lobster. The stock abundance of the spiny lobster in Brazil is driven by variable levels of recruitment, likely a result of environmental changes like El Niño–Southern Oscillation (ENSO) events (Butler et al. 2011). Past abundance estimates showed a significant decline over the 1990s, which is likely continuing (Butler et al. 2011). The consistently high levels of fishing mortality in the past and variable recruitment indicate the stock status is overfished (FAO 2001). Factor 1.3 Fishing Mortality Key relevant information: High Concern As with stock status, there is little information available regarding the fishing mortality. Even current statistics on total landings are not wholly accurate (Negreiros Aragao pers. comm. 2012). But the depletion model indicates that the stock has been decreasing while fishing mortality has been increasing (FAO 2001). There is a lack of consistent results from various models, but all results seem to indicate high levels of exploitation of the spiny lobster stock (FAO 2001). Belize Factor 1.2 Stock Status Key relevant information: High Concern Overall stock size is estimated to have declined by 25% over the last decade. The spawning stock biomass appears to have declined by almost 9% and stock recruitment appears to have declined by around 36% (Gongora 2010). Detailed Rationale: Most recent attempts at establishing the stock status have been based on fishery-dependent export data to determine age groups of exported lobster tails (Gongora 2010). Ninety-eight percent of the catches were represented by two age groups (ages 2 and 3) and, therefore, did not provide enough information for an adequate age-based cohort analysis (Gongora 2010). But, based on the available information of calculated tail weights from landings, the stock biomass decreased by 17.4% from 352 tons in 1999 to 292 tons in 2009 (See Figure 4), while the modeled spawning stock biomass declined by close to 9%. There were a large number of assumptions and uncertainties associated with the data used in the latest stock assessment models, but it is generally agreed the stock in the Belize area has declined over the period from

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1999 to 2009 and has been assessed to be halfway between fully exploited and overexploited with declines in spawning biomass, recruitment biomass, and total biomass (FAO 2011).

Figure 4. Lobster stock (calculated as tail weight) and spawning biomass during the period 1999 to 2009.

From Gongora 2010. Factor 1.3 Fishing Mortality Key relevant information: High Concern Gongora (2010) found high mortalities that corresponded with those from an earlier study in 2007. Fishing mortality, based on estimations of fishing effort as a number of fishing days, is above Fmax. Detailed Rationale (optional): Catch per unit effort has been declining over the past decade and fishing mortality appears to be high (Butler et al. 2011). Lobster landings, while relatively stable over the last five years, have declined since 1999 (See Figure 5) though effort (based on fishing days) has increased (CRFM 2011a, CRFM 2011b). Gongora (2010) recommends that fishing mortality needs to be reduced in order to maintain the fishery.

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Figure 5. Lobster landings during the period 1999 to 2009. From CRFM 2011b

Honduras Factor 1.2 Stock Status Key relevant information: Moderate Concern A stock assessment for the Caribbean spiny lobster in the Honduras-Nicaragua shelf area was conducted in 1999 (Phillips pers. comm. 2012). Based on fishing mortality (see Factor 1.3 below) it is likely that the status of the fishery is overfished, but as there is no current information assessing the stock, status in Honduras is unknown. Detailed Rationale: An updated stock assessment process was started in 2008 and in 2010 a report was published as part of a USAID and WWF funded project, which provided preliminary information from the stock assessment (WWF 2010). There was no indication of abundance estimates relative to biological reference points (BRPs). Factor 1.3 Fishing Mortality Key relevant information: High Concern Observer-on-board programs have witnessed an increase in fishing mortality (Sosa-Cordero and Ramirez-Gonzalez 2010). The Caribbean spiny lobster fishery in Honduras has been classified as overexploited (FAO 2006, FAO 2011).

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Detailed Rationale: As noted above, a stock assessment process was started in 2008, and preliminary results published in a WWF report in 2010 provided estimates of fishing mortality for the 2007-08 and 2008-09 fishing seasons; however, there was no comparison against BRPs. The estimates for fishing mortality were greater than 1.0 in all cases (WWF 2010). Nicaragua Factor 1.2 Stock Status Key relevant information: Moderate Concern Biomass estimates, obtained by means of length cohort analysis, over the years have fluctuated widely (Butler et al. 2011). The last stock assessments for the Caribbean spiny lobster in the Honduras-Nicaragua shelf area was in 1999 (Phillips pers. comm. 2012) and is no longer considered to be a good indication of stock status. Factor 1.3 Fishing Mortality Key relevant information: High Concern Effort has been increasing over the historical numbers for the fishery and fishing mortality rates (F) have reached levels of 0.53 per year, while natural mortality is at 0.35 (Butler et al. 2011). Annual fishing quotas are in place, but are regularly exceeded (Monnerreau and Pollnac 2012). Further, the mean length of individuals harvested has also declined, indicating overfishing (Butler et al. 2011).

Criterion 2: Impacts on Other Retained and Bycatch Stocks

Guiding principles

• The fishery minimizes bycatch. Seafood Watch® defines bycatch as all fisheries-related mortality or injury other than the retained catch. Examples include discards, endangered or threatened species catch, pre-catch mortality and ghost fishing. All discards, including those released alive, are considered bycatch unless there is valid scientific evidence of high post-release survival and there is no documented evidence of negative impacts at the population level.

• Fishing mortality does not threaten populations or impede the ecological role of any marine life. Fishing mortality should be appropriate given each impacted species’ abundance and productivity, accounting for scientific uncertainty, management uncertainty and non-fishery impacts such as habitat degradation.

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Trap Fisheries Summary

The most common non-targeted species caught in the Caribbean spiny lobster trap fishery include various fin fish and crab species. The total discard rate for lobster fisheries is generally between 8% and 15%, but that includes a large number of invertebrates, for example stone crab, which are generally returned alive. As such, it is unlikely any one species comprises more than 5%, and therefore constitutes a significant part of the catch. No species of concern are caught in the spiny lobster fishery, therefore, unknown finfish and invertebrates are scored as the main bycatch species.

Stock Inherent Vulnerability

Rank

Stock Status

Rank (Score)

Fishing Mortality

Rank (Score)

Subscore Discards Discard modifier

Score (subscore*discard modifier)

Rank (based on subscore)

Caribbean Spiny Lobster - Belize

Medium High Concern (2)

High Concern (1)

1.41 >100% (0.75)

0.75 1.06 Red

Caribbean Spiny Lobster - Brazil

Medium High Concern (2)

High Concern (1)

1.41 >100% (0.75)

0.75 1.06 Red

Caribbean Spiny Lobster - Honduras

Medium Moderate Concern (3)

High Concern (1)

1.73 >100% (0.75)

0.75 1.30 Red

Caribbean Spiny Lobster - Nicaragua

Medium Moderate Concern (3)

High Concern (1)

1.73 >100% (0.75)

0.75 1.30 Red

Unknown Finfish

Medium Moderate Concern (3)

Low Concern (3.67)

3.32 >100% (0.75)

0.75 2.49 Green

Unknown Invertebrates

Medium Moderate Concern (3)

Low Concern (3.67)

3.32 >100% (0.75)

0.75 2.49 Green

Caribbean Spiny Lobster - Bahamas

Medium Low Concern (4)

Low Concern (3.67)

3.83 >100% (0.75)

0.75 2.87 Green

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Justification of Ranking Unknown finfish and invertebrates Factor 2.1 Inherent Vulnerability Key relevant information: Moderate Vulnerability Finfish and invertebrates of unknown taxa and species are considered to have a moderate vulnerability to fishing pressure (Seafood Watch 2012). Factor 2.2 Stock Status Key relevant information: Moderate Concern The status of the populations of finfish and invertebrates caught by the spiny lobster fishery are unknown (Seafood Watch 2012). Factor 2.3 Fishing Mortality Key relevant information: Low Concern Fishing mortality on the unknown finfish and invertebrate species is considered to be a low concern (Seafood Watch 2012). Factor 2.4 Overall Discard Rate Key relevant information: Total discard rates given by Shester and Micheli (2011) for spiny lobster trap fisheries are presented as 15%. This figure includes the invertebrates that are most often returned to the water alive, but does not include the bait used. Bait use is generally quite high (for one season in the Punta Abreojos and Bahia Tortugas cooperatives in Mexico, bait use was equal to approximately 4,500 to 5,000 t while landings fluctuated around 1500 t (SCS 2011)). Currently, bait species in the Caribbean countries are largely unknown but are likely to be locally caught fish and, in some cases, terrestrial animal carcasses (pers. comm. E. Godelman 2013). Studies from other lobster fisheries globally have shown that volumes of bait used regularly exceed the volume of the target species landed (Harnish and Willison 2009; Waddington and Meeuwig 2009, SCS 2011). Additionally, all countries indicate large numbers of undersized individuals being caught, and often times illegally landed and sold locally (Butler et al. 2011). With no accurate information available from the Caribbean spiny lobster fishery, the ratio of pounds of bait used to pounds of lobster landed is assumed to be greater than 100%. Diving with Casitas Summary The free-dive and hand-harvest fisheries, including those that use casitas for lobster shelters, do not result in large numbers of non-targeted species. Even in the areas in which casitas are used, animals move freely and are still harvested by hand with the use of nets and/or hooks. As a result, the Caribbean spiny lobster fishery is extremely selective and results in very little

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incidental catch. Occasionally, fishermen may capture stone crab species for domestic consumption, but this does not constitute a significant part of the catch.

Criterion 3: Management Effectiveness Guiding principle

• The fishery is managed to sustain the long-term productivity of all impacted species. Management should be appropriate for the inherent vulnerability of affected marine life and should incorporate data sufficient to assess the affected species and manage fishing mortality to ensure little risk of depletion. Measures should be implemented and enforced to ensure that fishery mortality does not threaten the long-term productivity or ecological role of any species in the future.

Summary Fishery Management: Harvest

Strategy Management: Bycatch Criterion 3

Rank (Score) Rank (Score) Rank (Score)

Bahamas - Trap High Concern (2) High Concern (2) Red

(2) Bahamas - Diving with Casitas

High Concern (2) All species retained (N/A) Red (2)

Belize - Trap Very High Concern (1) High Concern (2) Red (1.41)

Belize - Diving with Casitas Very High Concern (1) All species retained (N/A) Red

(1)

Brazil - Trap Critical (0) High Concern (2) Critical (0)

Honduras - Trap Critical (0) High Concern (2) Critical

(0) Honduras - Diving with Casitas

Critical (0) All species retained (N/A) Critical (0)

Nicaragua - Trap Critical (0) High Concern (2) Critical

(0) Nicaragua - Diving with Casitas

Critical (0) All species retained (N/A) Critical (0)

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Fishery Critical? Mgmt strategy and implement.

Recovery of stocks of concern

Scientific research and monitoring

Scientific advice

Enforce. Track record Stakeholder inclusion

Management of Retained Species

Rank (Score)

Bahamas - Trap NoModerately Effective

Moderately Effective Ineffective

Moderately Effective Ineffective

Moderately Effective

Highly Effective High Concern (2)

Bahamas - Diving with Casitas No

Moderately Effective

Moderately Effective Ineffective

Moderately Effective Ineffective

Moderately Effective

Highly Effective High Concern (2)

Belize - Trap NoModerately Effective Ineffective

Moderately Effective Ineffective Ineffective

Moderately Effective

Moderately Effective

Very High Concern (1)

Belize - Diving with Casitas No

Moderately Effective Ineffective

Moderately Effective Ineffective Ineffective

Moderately Effective

Moderately Effective

Very High Concern (1)

Honduras - Trap Yes Critical (0)Honduras - Diving with Casitas Yes Critical (0)

Nicaragua - Trap Yes Critical (0)Nicaragua - Diving with Casitas Yes Critical (0)

Fishery All Species Retained?

Critical? Mgmt strategy and implement.

Scientific research and monitoring

Scientific advice

Enforce. Management of bycatch species

Rank (Score)

Bahamas - Trap No NoModerately Effective Ineffective

Moderately Effective Ineffective High Concern (2)

Bahamas - Diving with Casitas YesAll Species Retained (N/A)

Belize - Trap No NoModerately Effective Ineffective

Moderately Effective Ineffective High Concern (2)

Belize - Diving with Casitas YesAll Species Retained (N/A)

Brazil - Trap No NoModerately Effective Ineffective

Moderately Effective Ineffective High Concern (2)

Honduras - Trap No NoModerately Effective Ineffective

Moderately Effective Ineffective High Concern (2)

Honduras - Diving with Casitas YesAll Species Retained (N/A)

Nicaragua - Trap No NoModerately Effective Ineffective

Moderately Effective Ineffective High Concern (2)

Nicaragua - Diving with Casitas Yes

All Species Retained (N/A)

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Management of spiny lobster in all countries has not been wholly effective at maintaining a stable, abundant population. This is partly due to the lack of readily available, current information about stock abundance and fishing mortality. Additionally, while all the countries mandate a minimum legal size and a closed season, both vary from country to country. Most countries also regulate the type and number of fishing gears in efforts to control the fishing effort. Despite the regulations in place, all countries seem to have difficulties enforcing the regulations, leading to high incidences of illegal, unregulated and unreported (IUU) fishing. The management of the spiny lobster fishery in the Bahamas and Belize is ranked red and considered critical in the remaining countries. Justification of Ranking Bahamas Factor 3.1 Management of Fishing Impacts on Retained Species Key relevant information: Management of the spiny lobster fisheries in the Bahamas has been variable in the success at maintaining a stable population. Lobster populations are protected through the use of specific seasons to protect breeding females, gear restrictions, and limited entry into the fishery. Research about the stock and impacts on other species has been limited for Caribbean spiny lobsters. While methods for enforcement of existing regulations have been established, compliance with the regulations can be improved. Regionally, IUU is a large concern and is likely impacting the fishery in the Bahamas. It is believed that 36% of all landings are illegal or unreported (Medley & Gittens 2012). Normally such a high percentage of IUU would result in a critical ranking and a recommendation of avoid, however, it is believed that much of this IUU is legally landed lobster entering the local markets and the concern is with monitoring of catches rather than enforcement of regulations (although there are still significant concerns over enforcement). A lobster Fisheries Improvement Project (FIP) aimed at bringing the Bahamian spiny lobster fishery up to Marine Stewardship Council (MSC) certification standards was initiated in 2010 (CRFM 2011a).Overall, the management of the spiny lobster fisheries in the Bahamas is ranked yellow. Detailed Rationale: Management Strategy and Implementation: Moderately Effective The primary agency in charge of fisheries regulation is the Bahamas Department of Marine Resources. The Department of Marine Resources regulates the Caribbean spiny lobster fishery under the Fisheries Act. The law establishes minimum size limits (carapace length greater than 82.55 mm), a regulated fishing season (closed between April 1 and July 31), and a prohibition on capture, possession, and/or sale of egg-carrying (or berried) females (CRFM 2011a, FAO 2001). The Bahamas fishery is limited solely to nationals and permits are required for the use of traps and of hookahs in diving (CRFM 2011a). Despite the declining trend in stock abundance, there have been no significant changes in the management. Recovery of Stocks of Concern: Moderately Effective

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Currently, the Department of Fisheries still considers the spiny lobster stock to be in good condition despite declining landings. However, they have initiated a fisheries improvement project to bring the stock into compliance with the Marine Stewardship Council’s certification standards (CRFM 2011a). Scientific Research and Monitoring: Ineffective Over the years, the data collection system for the Bahamian fishery has improved, but there is still more that needs to be done (FAO 2001). As there is no data collection or monitoring of landings, 36% of the landings are believed to be unreported (Medley & Gittens 2012). There is still a large amount of uncertainty related to the stock status. Export data is the most commonly collected and used information. Additionally, the CRFM maintains a technical unit dedicated to “collecting and providing relevant data” to member countries. Scientific Advice: Moderately Effective The Fisheries Department maintains that the stock status is still in good condition despite some information indicating declining status. While the minimum size limits do indicate that management measures are following advice related to lobster maturity, the lack of additional controls related to mortality indicate otherwise. Enforcement: Ineffective Fisheries inspectors from the Bahamian government are charged with enforcing management regulations. The Bahamas Fisheries Resource Act allows the detainment and seizure of vessels if there is reason to believe there is IUU (Fisheries Resource Conservation Act 1977). Enforcement has resulted in successful prosecutions and provided a deterrent to illegal fishing. Despite this, there is significant room for improving enforcement with 36% of all landings believed to come from illegal or unreported landings. Recent agreements with the Dominican Republic to reduce poaching suggest management is working on improving the system. Track Record: Moderately Effective The Caribbean spiny lobster fishery in the Bahamas has been fairly stable for the last several decades. While there is some indication of recent declines, overall the management measures have been fairly effective at maintaining the stock abundance over time. Stakeholder Inclusion: Highly Effective The recent efforts of developing the FIP have seen unprecedented cooperation in terms of time, manpower, advice and funding, to varying extents, from various groups including the private sector, government, NGOs including The Nature Conservancy and the World Wildlife Fund, and fishermen (CRFM 2011a). As such, it appears the management process is working hard to obtain stakeholder input. Factor 3.2 Management of Fishing Impacts on Bycatch Species Key relevant information:

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The spiny lobster fisheries in the Bahamas do not have any specific regulations designed to manage and mitigate the fishing impacts on bycatch species. Lobster traps must meet particular slat spacing requirements to allow the release of undersized lobsters and potential bycatch below a certain size. However, as the total discard rate for the lobster fisheries is generally between 8% and15%, it is unlikely any one species comprises more than 5% of the catch and is significantly impacted. Detailed Rationale: Management Strategy and Implementation: Moderately Effective Currently, the Bahamas Fisheries Department does not maintain any specific regulations directed at managing and mitigating the impacts on bycatch species. However, the more common capture method is diving with the use of casitas. As such, there is minimal incidental catch. Scientific Research and Monitoring: Moderately Effective There is little data aside from landings records related to other retained species, but there is a study underway to look at this (pers. comm. Gittens 2013). Scientific Advice: Moderately Effective Little research has been performed about the impacts of the fishery on other species, but the efforts to bring the fishery up to MSC standards indicate they would react to scientific advice. Enforcement: Ineffective Fisheries inspectors from the Bahamian government are charged with enforcing management regulations. The Bahamas Fisheries Resource Act allows the detainment and seizure of vessels if there is reason to believe there is IUU (Fisheries Resource Conservation Act 1977). Enforcement has resulted in successful prosecutions and provided a deterrent to illegal fishing. Despite this, there is significant room for improving enforcement with 36% of all landings believed to come from illegal or unreported landings. Recent agreements with the Dominican Republic to reduce poaching suggest management is working on improving the system. Belize Factor 3.1 Management of Fishing Impacts on Retained Species Key relevant information: Management of the spiny lobster fisheries in Belize has been variable in its success at maintaining a stable population. Lobster populations are protected through the use of specific seasons to protect breeding females, gear restrictions, and limited entry into the fishery. Research about the stock and impacts to other species have been limited for Caribbean spiny lobsters. Many regulations are not often enforced. Despite prohibitions, undersized lobsters make up almost 10% of landings. Overall, the management of the spiny lobster fisheries in Belize is ranked red.

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Detailed Rationale: Management Strategy and Implementation: Moderately Effective The primary agency in charge of fisheries regulation is the Belize Fisheries Department. The law establishes minimum size limits (carapace length greater than 76.2 mm), a regulated fishing season (closed between February 15 and June 14), and a prohibition on capture, possession, and/or sale of egg-carrying (or berried) females (CRFM 2011a, FAO 2001). Additionally, the Belize fishery prohibits the use of spearguns, hookah, SCUBA and explosives, and prohibits lobster fishing in marine reserves and the forereef (CRFM 2011a). Despite the declining lobster landings, there have been no significant changes in the management. Recovery of Stocks of Concern: Ineffective Currently, the stock is considered overfished with overfishing occurring and, as such, is a stock of concern. There are currently no plans in place to improve the fisheries (FAO 2007). Scientific Research and Monitoring: Moderately Effective There are significant gaps in the data related to the stock abundance; Fisheries Department staff has analyzed the fishery based on fishery-dependent data from past years (Gongora 2010). Current information is lacking though. Joint collaboration with the CRFM and OSPESCA has helped to increase the technical expertise (Gongora 2010). Scientific Advice: Ineffective The Fisheries Department staff has recommended changes to the current management system that would reduce entry and effort in the fishery (Gongora 2010). However, there is little indication these recommendations have been or are being acted upon. Further, the minimum size limit has not been set to protect immature individuals (FAO 2001). Enforcement: Ineffective IUU fishing is a major problem and is often linked to illegal and unreported intraregional trade (Chakalall and Cochrane 2007). Additionally, there is little enforcement and weak compliance of existing management measures (Chakalall and Cochrane 2007). Track Record: Ineffective The track record is uncertain, but as the landings have declined over the last decade current management measures are not entirely capable of maintaining the stock Stakeholder Inclusion: Highly Effective The lobster fishery in Belize is mostly small-scale through five fishing cooperatives (CRFM 2011a). The cooperatives play a key role in providing catch and effort data to the Belize Fisheries Department (Gongora 2010). Additionally, regular meetings are held with the cooperatives to maintain communication and interactions about important fishery issues (Gongora 2010). As such, it appears the management works hard to obtain stakeholder input. Factor 3.2 Management of Fishing Impacts on Bycatch Species Key relevant information:

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The spiny lobster fishery in Belize does not have any specific regulations designed to manage and mitigate the fishing impacts on bycatch species. However, as the total discard rate for the lobster fisheries is generally between 8% and15% for trap fisheries, and even less for diving fisheries, it is unlikely any one species comprises more than 5% of the catch and is significantly impacted. Detailed Rationale: Management Strategy and Implementation: Moderately Effective Currently, the Belize Fisheries Department does not maintain any specific regulations directed at managing and mitigating the impacts on bycatch species. However, the common capture methods with hooks and/or diving with the use of casitas result in minimal incidental catch. Scientific Research and Monitoring: Moderately Effective There is little data, aside from landings records, related to other retained species. Scientific Advice: Highly Effective Little research has been performed about the impacts of the fishery on other species, but the efforts to maintain protected areas indicate acknowledgement of the potential issues and the need to protect important areas. Enforcement: Ineffective IUU fishing is a major problem and is often linked to illegal and unreported intraregional trade (Chakalall and Cochrane 2007). Further, there is little enforcement and weak compliance of existing management measures (Chakalall and Cochrane 2007). Brazil Factor 3.1 Management of Fishing Impacts on Retained Species Key relevant information: Management of the spiny lobster fisheries in Brazil has significant challenges, including a lack of data to accurately assess the stock and severe limitations in enforcing existing regulations. Regulations exist to protect lobster populations through the use of specific seasons, a minimum size, and gear restrictions. IUU fishing is a major problem and is often linked to the use of illegal gears and unreported local trade of undersized and/or illegally caught lobsters (Chakalall and Cochrane 2007), with approximately 10% to 30% of the total landings in the Brazilian spiny lobster fishery being undersized (FAO/WCAFC 2006). In January 2012, an MSC pre-assessment was conducted as the precursor to a fisheries improvement project supported by the United Nations Environment Program (UNEP) and Sustainable Fisheries Fund (SFF), and coordinated in the field by CeDePesca (Center for Development and Sustainable Fisheries) to eventually reduce IUU (Scharer pers. comm. 2012). As a result of the pre-assessment, several weaknesses were highlighted and a work plan was approved to address such gaps. Additionally, the exporters association of Ceara (SINDIFRIO) entered in an FIP agreement with CeDePesca in order to work together to achieve the MSC seal, and several communities are in the process of implementing a legal catch verification system in order to improve the incentive for best practices.

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Nevertheless, beyond these encouraging activities, the management of the spiny lobster fisheries in Brazil is considered critical due to the high proportion of landings from illegal gears and of undersized lobsters. Factor 3.2 Management of Fishing Impacts on Bycatch Species Key relevant information: The spiny lobster fishery in Brazil does not have any specific regulations designed to manage and mitigate the fishing impacts on bycatch species. Further, with the high incidences of IUU the typical discard rate for the lobster fishery is likely higher than normal. The general lack of information available about the impacts to the spiny lobster and other species requires improved management. Detailed Rationale: Management Strategy and Implementation: Moderately Effective Currently, the Brazil Ministry of Fisheries and Aquaculture does not maintain any specific regulations directed at managing and mitigating the impacts on bycatch species, however, bycatch associated with trap fisheries is generally low. Scientific Research and Monitoring: Ineffective There is very little data collection related to other retained species. Scientific Advice: Moderately Effective Little research has been performed about the impacts of the fishery on other species. Enforcement: Ineffective IUU fishing is a major problem and is often linked to the use of illegal gears and unreported local trade of undersized and/or illegally caught lobsters (Chakalall and Cochrane 2007). Additionally, there is little enforcement and weak compliance of existing management measures (Chakalall and Cochrane 2007). Honduras Factor 3.1 Management of Fishing Impacts on Retained Species Key relevant information: Management of the spiny lobster fishery in Honduras has significant challenges, including a lack of data to accurately assess the stock and severe limitations in enforcing existing regulations. Regulations exist to protect lobster populations through the use of specific seasons, a minimum size, and gear restrictions. However, these regulations are not often enforced and illegal, unreported, and unregulated fishing is extremely common. IUU fishing is a major problem and is often linked to illegal and unreported intraregional trade (Chakalall and Cochrane 2007). It is believed that import regulations in the US prohibit much of the IUU sourced lobsters from entering the country, however, there is no conclusive evidence. Further, there is little enforcement and weak compliance of existing management measures (Chakalall and Cochrane

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2007). Approximately 30% of the spiny lobster landings are of illegal size (Ehrhardt et al 2011), particularly from the dive fishery (much of which is sold domestically) (pers. comm. Medina 2013). As such, the management of the spiny lobster fisheries in Honduras is considered critical. Factor 3.2 Management of Fishing Impacts on Bycatch Species Key relevant information: The spiny lobster fishery in Honduras does not have any specific regulations designed to manage and mitigate the fishing impacts on bycatch species. Further, with the high incidences of IUU the typical discard rate for the lobster fishery is likely higher than normal. The general lack of information available about the impacts to the spiny lobster and other species requires improved management. Detailed Rationale: Management Strategy and Implementation: Moderately Effective Currently, there are no specific regulations directed at managing and mitigating the impacts on bycatch species. However, the common capture methods with hooks and/or diving with the use of casitas result in minimal incidental catch but bycatch is likely occurring with traps. Scientific Research and Monitoring: Ineffective There is very little data related to other retained species. Scientific Advice: Moderately Effective Little research has been conducted on the impacts of the fishery on other species. Enforcement: Ineffective IUU fishing is a major problem and is often linked to illegal and unreported intraregional trade (Chakalall and Cochrane 2007). Further, there is little enforcement and weak compliance of existing management measures (Chakalall and Cochrane 2007). Nicaragua Factor 3.1 Management of Fishing Impacts on Retained Species Key relevant information: Management of the spiny lobster fishery in Nicaragua has significant challenges, including a lack of data to accurately assess the stock and severe limitations in enforcing existing regulations. Regulations exist to protect lobster populations through the use of specific seasons, a minimum size, gear restrictions, and an annual quota established by the Fisheries Institute (INAPESCA). However, there is little enforcement and weak compliance of existing management measures leading to a major problem with IUU fishing (Chakalall and Cochrane 2007, Monnerreau and Pollnac 2012). Approximately 60% of the weight in landings is from illegally sized lobsters (Ehrhardt et al. 2011). As such, the management of the spiny lobster fisheries in Nicaragua is considered critical.

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Factor 3.2 Management of Fishing Impacts on Bycatch Species Key relevant information: The spiny lobster fishery in Nicaragua does not have any specific regulations designed to manage and mitigate the fishing impacts on bycatch species. Further, with the high incidences of IUU, the typical discard rate for the lobster fishery is likely higher than normal. The general lack of information available about the impacts to the spiny lobster and other species requires improved management. Detailed Rationale: Management Strategy and Implementation: Moderately Effective Currently, there are no specific regulations directed at managing and mitigating the impacts on bycatch species. However, the common capture methods with hooks and/or diving with the use of casitas result in minimal incidental catch. Scientific Research and Monitoring: Ineffective There are very little data related to other retained species. Scientific Advice: Moderately Effective Little research has been conducted on the impacts of the fishery on other species. Enforcement: Ineffective IUU fishing is a major problem and is often linked to illegal and unreported intraregional trade (Chakalall and Cochrane 2007). Further, there is little enforcement and weak compliance of existing management measures (Chakalall and Cochrane 2007).

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Criterion 4: Impacts on the Habitat and Ecosystem Guiding principles

• The fishery is conducted such that impacts on the seafloor are minimized and the ecological and functional roles of seafloor habitats are maintained.

• Fishing activities should not seriously reduce ecosystem services provided by any fished species or result in harmful changes such as trophic cascades, phase shifts or reduction of genetic diversity.

Summary Fishery Impact of gear on the

substrate Mitigation of gear impacts

EBFM Criterion 4

Rank (Score) Rank (Score) Rank (Score) Rank (Score)

Bahamas - Trap Low Concern (3) Minimal mitigation

(0.25) Moderate Concern (3)

Yellow 3.12

Bahamas - Diving with Casitas

Low Concern (3) Minimal mitigation (0.25)

Moderate Concern (3)

Yellow (3.12)

Belize - Trap Low Concern (3) Minimal mitigation (0.25)

Moderate Concern (3)

Yellow (3.12)

Belize - Diving with Casitas Low Concern (3) Minimal mitigation

(0.25) Moderate Concern (3)

Yellow (3.12)

Brazil - Trap Low Concern (3) Minimal mitigation (0.25)

Moderate Concern (3)

Yellow 3.12

Honduras - Trap Low Concern (3) Minimal mitigation

(0.25) Moderate Concern (3)

Yellow (3.12)

Honduras - Diving with Casitas

Low Concern (3) Minimal mitigation (0.25)

Moderate Concern (3)

Yellow (3.12)

Nicaragua - Trap Low Concern (3) Minimal mitigation

(0.25) Moderate Concern (3)

Yellow (3.12)

Nicaragua - Diving with Casitas

Low Concern (3) Minimal mitigation (0.25)

Moderate Concern (3)

Yellow (3.12)

The spiny lobster fisheries in the Bahamas, Belize, Brazil, Honduras, and Nicaragua are primarily trap based, but some are dive based and utilize casitas as shelters to attract lobsters. Traps and casitas result in some damage to the benthic habitat but each country has regulations

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protecting some portion of the habitat in reserves. The ecosystem impacts from the trap and casita based fisheries are considered moderate. Justification Factor 4.1 Impact of the Fishing Gear on the Substrate Key relevant information: Low Concern In the Caribbean and South American countries, the spiny lobsters fishery is either via trap or through hand diving with the use of casitas as shelters and, in Brazil, through the use of illegal gillnets. Spiny lobster is generally found on rocky substrates and reefs, or wherever protection and shelter can be found (Holthuis 1991). As such, traps and casitas are deployed in a variety of habitats including rocky reefs. Factor 4.2 Modifying Factor: Mitigation of Fishing Gear Impacts Key relevant information: Minimal Mitigation Each of the countries has at least some areas closed to fishing and protected for various reasons, including protection of habitat and/or spawning stocks. According to the World Bank, the Bahamas protects 0.4 percent of the total marine surface area; Belize, approximately 12%; Brazil, approximately 16.5%; Honduras 2%; and Nicaragua, around 30% (World Bank 2012). In some countries, like the Bahamas, protected areas have been established but no management is in place to enforce the areas. Concerns with the enforcement of the protected areas reduce the mitigation effects of these areas. Factor 4.3 Ecosystem and Food Web Considerations Key relevant information: Moderate Concern No exceptional species are caught in any of the lobster fisheries in the Bahamas, Belize, Brazil, Honduras, and Nicaragua. There are no efforts to fully assess the ecological impacts in the fisheries.

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Overall Recommendation Final Score = geometric mean of the four Scores (Criterion 1, Criterion 2, Criterion 3, Criterion 4). The overall recommendation for the fishery is calculated as follows:

– Best Choice = Final score ≥ 3.2 and scores for Criteria 1, 3 and 4 are all ≥ 2.2 and Criterion 2 subscore ≥ 2.2

– Some Concerns = Final score ≥ 2.2 and Criterion 3 ≥ 2.2 and (Final score ≤ 3.2 or scores for Criteria 1 &4 ≤ 2.2 or Criterion 2 subscore ≤ 2.2)

- Red= Final score < 2.2 or score for Criterion 3 < 2.2 or any one criterion has a critical score or two or more of the following are < 2.2: Criterion 1 score, Criterion 2 subscore, Criterion 4 score

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Stock FisheryImpacts on the Stock

Impacts on other Species

Manage-ment

Habitat and Ecosystem

Overall

Rank (Score)

Lowest scoring speciesRank*, Subscore, Score

RankScore

RankScore

RecommendationScore

Caribbean Spiny Lobster - Bahamas

Bahamas - Diving with Casitas Green

3.83

No other main species caught

Green, 5,5

Red2

Yellow3.12

GOOD ALTERNATIVE3.31

Caribbean Spiny Lobster - Bahamas

Bahamas - Trap Green 3.83

Unknown Finfish, Unknown Invertebrates

Green, 3.32,2.49

Red2

Yellow3.12

GOOD ALTERNATIVE2.78

Caribbean Spiny Lobster - Belize

Belize - Trap Red 1.41

Unknown FinfishGreen, 3.32,2.49

Red1.41

Yellow3.12

AVOID1.98

Caribbean Spiny Lobster - Belize

Belize - Diving with Casitas Red

1.41

No other main species caught

Green, 5,5

Red1

Yellow3.12

AVOID2.17

Caribbean Spiny Lobster - Brazil

Brazil - Trap Red 1.41

Unknown FinfishGreen, 3.32,2.49

Critical0

Yellow3.12

AVOID0

Caribbean Spiny Lobster - Honduras

Honduras - Trap Red 1.73

Unknown InvertebratesGreen, 3.32,2.49

Critical0

Yellow3.12

AVOID0

Caribbean Spiny Lobster - Honduras

Honduras - Diving with Casitas Red

1.73

No other main species caught

Green, 5,5

Critical0

Yellow3.12

AVOID0

Caribbean Spiny Lobster - Nicaragua

Nicaragua - Trap Red 1.73

Unknown FinfishGreen, 3.32,2.49

Critical0

Yellow3.12

AVOID0

Caribbean Spiny Lobster - Nicaragua

Nicaragua - Diving with Casitas Red

1.73

No other main species caught

Green, 5,5

Critical0

Yellow3.12

AVOID0

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Acknowledgements Scientific review does not constitute an endorsement of the Seafood Watch® program, or its seafood recommendations, on the part of the reviewing scientists. Seafood Watch® is solely responsible for the conclusions reached in this report. Seafood Watch® would like to thank Alicia Medina of WWF Mexico, Felicity Burrows of the Nature Conservancy, Lester Gittens of the Commonwealth of the Bahamas Department of Marine Resources, Mauro Gongora of the Belize Fisheries Department and two anonymous reviewers for graciously reviewing this report for scientific accuracy.

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Chakalall, B. and K. Cochrane. 2007. Regional Cooperation for the Responsible Use of the Caribbean Spiny Lobster Resource. Proceedings of the 60th Gulf and Caribbean Fisheries Institute. Punta Cana, Dominican Republic, 5-9 November 2007

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Ehrhardt, N.M., R. Puga, M.J. Butler IV. 2011. Implications of the ecosystem approach to fisheries management in large ecosystems. The case of the Caribbean spiny lobster . IN : Fanning, L., Mahon, R. and McConney, P. (Eds). Toward Marine Ecosystem Based Management in the Wider Caribbean. Amsterdam University Press, 425 pp.

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FAO. 2009. Fishery and Aquaculture Statistics. Capture Production. Lobster, spiny-rock lobsters. p 335. Statistics via http://www.fao.org/fishery/statistics/global-capture-production/en

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Fisheries and Culture, 2nd Edition, B.F. Phillips and J. Kittakka, eds. Fishing News Books/Blackwell Science

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Gulf of Mexico Fishery Management Council, South Atlantic Fishery Management Council, NOAA. 2011. Final Amendment 10 to the Fishery Management Plan for Spiny Lobster in the Gulf of Mexico and South Atlantic Including Final Environmental Impact Statement, Regulatory Impact Review, and Regulatory Flexibility Act Analysis. August 2011

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Analysis of Job Satisfaction among Caribbean Lobster Fishers. Social Indicators Research 109:95–118

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Pollack, D.E. 1995. Evolution of Life-history patterns in three genera of spiny lobsters. Bulletin of Marine Science. 57(2): 516-526

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About Seafood Watch® Monterey Bay Aquarium’s Seafood Watch® program evaluates the ecological sustainability of wild-caught and farmed seafood commonly found in the United States marketplace. Seafood Watch® defines sustainable seafood as originating from sources, whether wild-caught or farmed, which can maintain or increase production in the long-term without jeopardizing the structure or function of affected ecosystems. Seafood Watch® makes its science-based recommendations available to the public in the form of regional pocket guides that can be downloaded from www.seafoodwatch.org. The program’s goals are to raise awareness of important ocean conservation issues and empower seafood consumers and businesses to make choices for healthy oceans. Each sustainability recommendation on the regional pocket guides is supported by a Seafood Report. Each report synthesizes and analyzes the most current ecological, fisheries and ecosystem science on a species, then evaluates this information against the program’s conservation ethic to arrive at a recommendation of “Best Choices,” “Good Alternatives” or “Avoid.” The detailed evaluation methodology is available upon request. In producing the Seafood Reports, Seafood Watch® seeks out research published in academic, peer-reviewed journals whenever possible. Other sources of information include government technical publications, fishery management plans and supporting documents, and other scientific reviews of ecological sustainability. Seafood Watch® Research Analysts also communicate regularly with ecologists, fisheries and aquaculture scientists, and members of industry and conservation organizations when evaluating fisheries and aquaculture practices. Capture fisheries and aquaculture practices are highly dynamic; as the scientific information on each species changes, Seafood Watch®’s sustainability recommendations and the underlying Seafood Reports will be updated to reflect these changes. Parties interested in capture fisheries, aquaculture practices and the sustainability of ocean ecosystems are welcome to use Seafood Reports in any way they find useful. For more information about Seafood Watch® and Seafood Reports, please contact the Seafood Watch® program at Monterey Bay Aquarium by calling 1-877-229-9990. Disclaimer Seafood Watch® strives to have all Seafood Reports reviewed for accuracy and completeness by external scientists with expertise in ecology, fisheries science and aquaculture. Scientific review, however, does not constitute an endorsement of the Seafood Watch® program or its recommendations on the part of the reviewing scientists. Seafood Watch® is solely responsible for the conclusions reached in this report. Seafood Watch® and Seafood Reports are made possible through a grant from the David and Lucile Packard Foundation.

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Guiding Principles Seafood Watch defines sustainable seafood as originating from sources, whether fished1 or farmed, that can maintain or increase production in the long-term without jeopardizing the structure or function of affected ecosystems. The following guiding principles illustrate the qualities that capture fisheries must possess to be considered sustainable by the Seafood Watch program:

• Stocks are healthy and abundant. • Fishing mortality does not threaten populations or impede the ecological role of any

marine life. • The fishery minimizes bycatch. • The fishery is managed to sustain long-term productivity of all impacted species. • The fishery is conducted such that impacts on the seafloor are minimized and the

ecological and functional roles of seafloor habitats are maintained. • Fishing activities should not seriously reduce ecosystem services provided by any fished

species or result in harmful changes such as trophic cascades, phase shifts, or reduction of genetic diversity.

Based on these guiding principles, Seafood Watch has developed a set of four sustainability criteria to evaluate capture fisheries for the purpose of developing a seafood recommendation for consumers and businesses. These criteria are:

1. Impacts on the species/stock for which you want a recommendation 2. Impacts on other species 3. Effectiveness of management 4. Habitat and ecosystem impacts

Each criterion includes:

• Factors to evaluate and rank • Evaluation guidelines to synthesize these factors and to produce a numerical score • A resulting numerical score and rank for that criterion

Once a score and rank has been assigned to each criterion, an overall seafood recommendation is developed on additional evaluation guidelines. Criteria ranks and the overall recommendation are color-coded to correspond to the categories on the Seafood Watch pocket guide:

1 “Fish” is used throughout this document to refer to finfish, shellfish and other invertebrates.

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Best Choices/Green: Are well managed and caught or farmed in environmentally friendly ways. Good Alternatives/Yellow: Buy, but be aware there are concerns with how they’re caught or farmed. Avoid/Red: Take a pass on these. These items are overfished or caught or farmed in ways that harm other marine life or the environment.