An evaluation of slope stability classification - XS4ALL Madeira... · An evaluation of slope...

107
25 November 2002 Eurock'2002 - keynote class.systems slopes - Robert Hack 1 Engineering Geology An evaluation of slope stability classification Eurock’2002, Madeira, 25 November 2002 Robert Hack Section Engineering Geology, International Institute for Geoinformation Sciences and Earth Observation (ITC), Delft, The Netherlands

Transcript of An evaluation of slope stability classification - XS4ALL Madeira... · An evaluation of slope...

Page 1: An evaluation of slope stability classification - XS4ALL Madeira... · An evaluation of slope stability classification. ... A slope in a rock mass with a high intact rock strength

25 November 2002 Eurock'2002 - keynote class.systems slopes - Robert Hack 1

Engineering Geology

An evaluation of slope stability classification

Eurock’2002, Madeira, 25 November 2002

Robert HackSection Engineering Geology, International Institute for Geoinformation Sciences and Earth Observation

(ITC), Delft, The Netherlands

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Engineering Geology

Slopes in The Netherlands?

Jan van Goyen, View at Leiden, 1650 – Museum Lakenhal, Leiden

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Engineering Geology

Dykes have slopes!

(Brouwersdam, The Netherlands)

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Engineering Geology

Dyke with basalt cover may be modelled with discontinuous rock

mechanics

(seadyk with basalt cover: photo: Sytske Dijksen; http://www.waddenzee.nl/)

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Engineering Geology

Also real rock slopes in the Southern part of The Netherlands!

(ENCI quarry; photo: http://www.beeldexpressie.be/film/)

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Engineering Geology

Other reasons to study slopes even if coming from a flat country

Slopes are an ideal study object for soil and rock mechanics in general because:

Soil or rock in tunnels and foundations often not visible

Failures in tunnels or foundations not or difficult to study

Slopes often easily accessibleOften many slopes in a relatively small area

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Engineering Geology

and not very scientific, but highly important:

many Dutch civil engineering companies work worldwide with soil and rock slopes

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Engineering Geology

Slope stability

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Engineering Geology

What is required to analyse the stability of a slope ?

soil and rock mass propertiespresent and future geometrypresent and future geotechnical

behaviour of soil or rock massexternal influences such as earthquakes

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Engineering Geology

Slope stability analyses done per geotechnical unit in a

geometrically uniform slope geometry,

e.g. a slope analyses is done for a uniform material with uniform

geometryIs that possible ?

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Engineering Geology

VariationHeterogeneity of mass causes:

variation in mass propertiesHeterogeneity of slope geometry causesVariation in geometry

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Engineering Geology

Mass versus geotechnical unitMass is split in units such that

homogenous geotechnical units are created that can be analysed with assumed uniform properties for the unit

However, a certain variation in properties will always be present

How to define a unit?

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Engineering Geology

Example of geotechnical units

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Engineering Geology

Definition of a geotechnical unit is based on economical or

environmental impact or the hazard the project forms for human live

the more different units, the better the uniformity per unit and the better the analyses, but the higher the costs

costs are balanced against the economical and environmental value of a project, and the potential hazard a project may impose on human live

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Engineering Geology

But no unit will be absolutely uniform

Hence, a certain variation will always be present in any

geotechnical unit, causing an uncertainty in properties used for

the analyses

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Engineering Geology

UncertaintyUncertainty in propertiesUncertainty (error) in measurements

of propertiesUncertainties in geometryUncertainty (error) in measurements

of geometry (often small)Uncertainty in failure mechanisms

applicable

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Engineering Geology

Options for analysing slope stability

AnalyticalNumerical

Classification

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Engineering Geology

Analysing slope stability

analytical: only in relatively simple cases possible for a discontinuous rock mass

numerical: difficult and often cumbersome, however, possible with discontinuous numerical rock mechanics programs such as UDECHence, classification systems may be a good and simple alternative

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Engineering Geology

What options from existing classification

systems?

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Engineering Geology

Classification systems are empirical relations that relate rock mass properties either directly or

via a rating system to an engineering application, e.g. a

slope

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Engineering Geology

For underground:Bieniawski (RMR)

Barton (Q)Laubscher (MRMR)

etc.For slopes:

SelbyBieniawski (RMR)

VecchiaRobertson (RMR)Romana (SMR)

Hainesetc.

Existing classification systems:

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Engineering Geology

Development of existing rock mass classification systems

First developed for underground excavationsMost slope systems are based on underground systems adjusted to be used for slopes

Therefore a legacy in properties and parameters from underground systems

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Engineering Geology

Development of existing rock mass classification systems

Most systems that are used at present are based on systems developed some 30 years ago

At that time “state-of-the-art” and new, but this is no reason not to investigate whether the systems are still as applicable or that new methodologies (for example, with the use of computers) allow for better systems

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Engineering Geology

Existing rock mass classification systems

Wide variation in rating systems, methodologies, parameters, calculation methods, boundaries, etc.Addition, multiplication, logarithmic, etc.Wide variation in the influence of parameters on the final resultIn some un-understandable ratings and relations

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Engineering Geology

Strange influence parameters in some systems

For example:

A slope in a rock mass with a high intact rock strength and one thick clay filled (gauge type) discontinuity set that will lead to sliding failure.

In some systems the intact rock strength will partially determine the stability rating, while the slope will be unstable due to the presence of the thick clay filled discontinuity and not at all be influenced by the intact rock strength.

How valid is such a system?

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Engineering Geology

very

goo

d

extremelpoor very poor poor fair good very

goodext.

goodexc.good

fair

poor

very

poo

r

exceptionallpoor

100

80

60

40

20

00.001 0.01 0.1 1 10 100 1000

Bie

niaw

ski (

RMR)

Barton (Q-value)

RMR = 9 ln Q + 44

good

(after Bieniawski, 1989)

Correlation between RMR and Q ?

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Engineering Geology

Rock mass parameters of interest for engineering structures in or

on rock

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Engineering Geology

intact rock strength

orientation (with respect to engineering structure)

amount of disc. sets

spacing per disc. set

persistence per disc. set

material frictionroughness (dilatancy)strengthdeformation

infill material

susceptibility to weathering

deformation parameters of intact rock/rock mass

engineering structure

geometry of engineering structure (size and orientation of a tunnel, height and orientation of a slope, etc.)

water pressure/flow, snow and ice, stress relief, external stress, etc.external influences type of excavation

surface characteristics of discontinuity wall

shear strength along discontinuity(condition of discontinuity)

rock block size and form

discon-tinuitiesgeotechnical

unit

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Engineering Geology

Existing classification systems• The absence of the intact rock strength (except for a

low intact rock strength/environment stress ratio), in the Barton system.

• The absence of discontinuity spacing as quantitative parameter in the Barton system.

• The strong reduction in influence of the water parameter in the Laubscher and Haines systems as compared to the systems of Bieniawski and Barton.

• The absence of a water/water pressure parameter in the Robertson modification for slopes of the Bieniawski system and in the slope stability system of Vecchia.

• The strong influence of the susceptibility to weathering in the Laubscher system.

• The strong increase in influence of orientation of discontinuities in relation to the orientation of the walls and roof of underground excavations in the Laubscher system compared to the Bieniawski system.

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Engineering Geology

Influenceof intact

rock strength and

RQD

MAXIMUM NEGATIVE INFLUENCE OF PARAMETERS (in percentage from final maximum rating)(1)(2)

classification system(2) rating range intact rock

strength RQD

EARLY SYSTEMS (for underground excavations) Deere (RQD) 0 - 100 100 Wickham (RSR) 19 - 120 RECENT SYSTEMS (for underground excavations)

15 20 Bieniawski (RMR) 0 - 100

0.00006 - 2666

with rock load

parame-ter(3)

Barton(3) (Q)

0 - 120 17 13(5) Laubscher (no change of class)

SLOPE SYSTEMS Selby 0 - 100 20 Bieniawski (RMR) 0 - 100 15 20

Vecchia 0 - 100 Robertson (RMR)(10) 0 - 100 30 20

Romana (SMR) 0 - 115 13 17 Haines 0 - 100 17 13(5)

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Engineering Geology

Influenceof water and method of excavation

MAXIMUM NEGATIVE INFLUENCE OF PARAMETERS (in percentage from final maximum rating)

classification system water excavation methods

EARLY SYSTEMS (for underground excavations) Deere (RQD) Wickham (RSR) 7 17 RECENT SYSTEMS (for underground excavations)

Bieniawski (RMR) 15

Barton(3) (Q) 95

Laubscher 3 20

SLOPE SYSTEMS Selby Bieniawski (RMR) 15 Vecchia Robertson (RMR)(10) Romana (SMR) 13 13 Haines 3 20

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Engineering Geology

Classification systems:Problems with Intact rock strength

If intact rock is defined as Unconfined Compressive Strength (UCS):

1. Inclusion of discontinuities within 10 cm length

2. Samples tested in the laboratory tend to be of better quality (or of lower quality if rock is very strong)

3. The intact rock strength measured depends on the sample orientation if the intact rock exhibits anisotropy.

4. UCS is not a valid parameter because, in reality, most rock will be stressed under circumstances resembling conditions of triaxial tests rather than UCS test conditions

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Engineering Geology

Classification systems:Problems with RQD (1)

1. Arbitrary length of 10 cm

2/3. Orientation of borehole in relation with discontinuity spacing

spacing discontinuities 0.09 m

vertical borehole RQD = 0 %

horizontal borehole

RQD = 100 %

horizontalborehole RQD = 0 %

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Engineering Geology

Classification systems:Problems with RQD (2)

4. Weak rock pieces (weathered pieces of rock or infill material) that are not sound should not be considered for determining the RQD (Deere et al., 1967, 1988). To exclude infill material will usually not be too difficult; however, excluding pieces of weathered, not sound rock is fairly arbitrary.

5. The RQD value is influenced by drilling equipment, drilling operators and core handling. Especially RQD values of weak rocks can be considerably reduced due to inexperienced operators or poor drilling equipment.

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Engineering Geology

Classification systems:Problems with RQD (3)

6. No standard core barrel - single, double, or triple barrel ?

7. Diameter of boreholes

8. Drilling fractures should be re-fitted, but what are drilling fractures?

9. RQD should be determined per lithology, but where is the lithology boundary if washed away?

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Engineering Geology

Classification systems:Problems with RQD (5)

Some systems allow for replacing RQD by fracture frequency or equivalent

or use a relation to calculate an RQD value from discontinuity measurements on an exposure

Why should then the RQD be used as parameter?

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Engineering Geology

Many classification systems allow for only one rating for discontinuity

set spacing and shear strength;this then to be the spacing and

shear strength of the most unfavourable discontinuity set

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Engineering Geology

discontinuity set with good condition; e.g. high shear strength discontinuity set with very poor condition; e.g. low shear strength

What is the most unfavourable discontinuity set ?

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Engineering Geology

Classification systems problem:(1)

In many systems the following parameters are absent:Anisotropic roughness of discontinuitiesDiscontinuity karst featuresSusceptibility to weatheringDeformation of intact rock and rock mass, stress reliefRelative orientation of slope and discontinuitiesSlope heightWater, influence of ice and snow

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Engineering Geology

Classification systems problem: Water (1)

If water parameter defined on amount of water:1 Amount of water depending on intersected

number of discontinuities, hence, on the size of the excavation

2 The amount of water is not the pressure of water (which is the important parameter)

3 Amount and pressure not constant throughout the slope; e.g. lower in the slope higher pressure than high in the slope

4 Difference in underground excavations and slopes for pressure regime

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Engineering Geology

Classification systems problem: Water (2)

5 Water transport in discontinuities mainly via channels: if also applicable to pressure: resulting pressure on a discontinuity considerably less than pressure over full discontinuity surface

6 Run-off water over the slope face degrades slope face and may lead to instability

7 Not constant over time - wait for maximum rainfall?

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Engineering Geology

Classification systems problem: Water (3)

Practical problems with determining water:1 How to differentiate between run-off water over

the slope face and water under pressure out of a discontinuity?

2 How to measure the quantity of water out of a slope (tunnel with weir) and differentiate with surface run-off

3 Terminology often subjective: dripping <> wet

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Engineering Geology

No clear differentiation “as is”and “as will be”

External influences as weathering and method of excavation will have influenced the site characterized but will also (and likely differently) influence the new slope in the future

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Engineering Geology

Bias and familiarization

Often not clear how many different persons developed a system and whether designer bias may be presentThose using a system and being satisfied with the system may be so familiarized that they do not see the flows anymore

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Engineering Geology

Slope Stability probability Classification (SSPC)

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Engineering Geology

SSPC

• three step classification system• based on probabilities• independent failure mechanism

assessment

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Engineering Geology

Three step classification system (1)

riverold road

proposed new road cut slightly

weathered

moderately weathered

1

2

3

Reference Rock Mass

fresh

1: natural exposure made by scouring of river, moderately weathered; 2: old road, made by excavator, slightly weathered; 3: new to develop road cut, made by blasting, moderately weathered to fresh.

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Engineering Geology

Three step classification system (2)EXPOSURE ROCK MASS (ERM)

Exposure rock mass parameters significant for slope stability: • Material properties: strength, susceptibility to weathering • Discontinuities: orientation and sets (spacing) or single • Discontinuity properties: roughness, infill, karst

REFERENCE ROCK MASS (RRM) Reference rock mass parameters significant for slope stability:• Material properties: strength, susceptibility to weathering • Discontinuities: orientation and sets (spacing) or single • Discontinuity properties: roughness, infill, karst

SLOPE ROCK MASS (SRM) Slope rock mass parameters significant for slope stability: • Material properties: strength, susceptibility to weathering • Discontinuities: orientation and sets (spacing) or single • Discontinuity properties: roughness, infill, karst

Exposure specific parameters:• Method of excavation • Degree of weathering

Slope specific parameters: • Method of excavation to be used • Expected degree of weathering at

end of engineering life-time of slope

SLOPE GEOMETRYOrientation

Height

SLOPE STABILITY ASSESSMENT

Factor used to remove the influence of the method excavation and degree of weathering

Factor used to assess the influence of the method excavation and future weathering

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Engineering Geology

Excavation specific parameters for the excavation which is used to

characterize the rock mass

• Degree of weathering• Method of excavation

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Engineering Geology

Rock mass Parameters

Intact rock strengthSpacing and persistence discontinuitiesShear strength along discontinuity

- Roughness - large scale- small scale- tactile roughness

- Infill- Karst

Susceptibility to weathering

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Engineering Geology

Slope specific parameters for the new slope to be made

• Expected degree of weathering at end of lifetime of the slope

• Method of excavation to be used for the new slope

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Engineering Geology

Intact rock strength

By simple means test - hammer blows, crushing by hand, etc.

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Engineering Geology

Spacing and persistence of discontinuities

Based on the block size and block form by first visual assessment and then quantification of the characteristic spacing and orientation

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Engineering Geology

Shear strength -roughness large scale

slightly wavy

curved slightly curved

straight (i-angles and dimensions only approximate)

amplitude roughness:wavy

i = 14 - 20°

i = 9 - 14°

i = 2 - 4°

i = 4 - 8°

≈ 5 – 9 cm

≈ 5 – 9 cm

≈ 3.5 – 7 cm

≈ 1.5 – 3.5 cm

≈ 1 m

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Engineering Geology

Shear strength -roughness small scale

stepped

undulating

planar

≈ 0.20 m

amplitude roughness > 2 - 3 mm

(dimensions only approximate)

amplitude roughness > 2 - 3 mm

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Engineering Geology

Shear strength -roughness

tactile

Three classes:

rough

smooth

polished

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Engineering Geology

Shear strength

- Infill

Infill:

- cemented

- no infill

- non-softening (3 grain sizes)

- softening (3 grain sizes)

- gauge type (larger or smaller than roughness amplitude)

- flowing material

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Engineering Geology

Shear strength - karst

Karst or no karst

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Engineering Geology

Shear strength - condition factor

Discontinuity condition factor (TC) is a multiplication of the rating for small- and large scale roughness, infill and karst (similar to method used by Laubscher)

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Engineering Geology

Orientation dependent stability

Stability depending on relation between slope and discontinuity orientation

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25 November 2002 Eurock'2002 - keynote class.systems slopes - Robert Hack 61

Engineering Geology

How did we develop it? - sliding criterion:

AP (= apparent discontinuity dip in direction slope dip) (deg)

TC (=

disc

ontin

uity

cond

ition

par

amet

er) (

-)

0 20 40 60 800

0.2

0.4

0.6

0.8

1

stableunstable

TC = 0.0113 * AP (AP in deg)

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25 November 2002 Eurock'2002 - keynote class.systems slopes - Robert Hack 62

Engineering Geology

Sliding criterion

APTC *0113.0:ifoccurssliding

<

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25 November 2002 Eurock'2002 - keynote class.systems slopes - Robert Hack 63

Engineering Geology

Sliding probability

AP (deg)

TC (c

ondi

tion

of d

iscon

tinui

ty)

1.00

0.80

0.60

0.40

0.20

0.000 10 20 30 40 50 60 70 80 90

5 %30 %discontinuity stable

with respect to sliding

discontinuity unstable with respect to sliding

70 %50 %

95 %

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25 November 2002 Eurock'2002 - keynote class.systems slopes - Robert Hack 64

Engineering Geology

Toppling criterion

( )itydiscontinudipAPTC +−°−< 90*0087.0

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25 November 2002 Eurock'2002 - keynote class.systems slopes - Robert Hack 65

Engineering Geology

Toppling probability

Fig. 9. Toppling criterion.

- 90 - AP + slope dip (deg)

TC (c

ondi

tion

of d

iscon

tinui

ty) (

-)

0 10 20 30 40 50 60 70 80 90

1.00

0.80

0.60

0.40

0.20

0.00

70 %

5 %

95 %

discontinuity stable with respect to toppling

discontinuity unstable with respect to toppling

50 %30 %

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Engineering Geology

Orientation independent stability

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Engineering Geology

Overall spacing of discontinuity setsBlock size and form relations from Taylor

0.1 1 10 100 10000.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

discontinuity spacing (cm)

fact

or

1 discontinuity set

2 discontinuity setsminimum spacingmaximum spacing

factor1

factor3

joint2

factor2

3 discontinuity sets minimum spacing intermediate spacingmaximum spacing

bedding1&

joint3

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Engineering Geology

Overall condition of discontinuity sets

3 2, 1, setsity discontinu of spacings theare and condition, theare

111

3,2,13,2,1 DSTCDSDSDS

DSTC

DSTC

DSTC

CD

321

3

3

2

2

1

1

++

++=

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Engineering Geology

Shear plane failure following Mohr-Coulomb for rock mass

( ) ( )( )’ - dip -

’ * dip *’ * coh * . = H

H

:’ dip

massslope

massslope

mass-

max

massslope

ϕϕ

ϕ

cos1cossin

1061else

infinite is )(height slope maximum the

theIf

4max

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Engineering Geology

1

0.1

10

0.0 0.2 0.4 0.6 0.8 1.0

5 % 10 % 30 % 50 %

95 % 90 %

70 % probability to be stable > 95 %

probability to be stable < 5 %

(example)

ϕ ’mass / slope dip

Hm

ax /

Hsl

ope

Das hed pr obabilit y lines indi c ate that the number of sl opes us ed for the devel opment o f the SS PC s ys tem for thes e s ec tions of the graph is limited and the pr obability lines may not be as c ertai n as the pr obability lines dr awn with a conti nuous line.

Probability orientation independent failure

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Engineering Geology

How did we do this?

∑=

⎪⎪⎪

⎪⎪⎪

⎪⎪⎩

⎪⎪⎨

=→>

=→≤<

=→≥

=

⎪⎪⎪

⎪⎪⎪

⎪⎪⎩

⎪⎪⎨

=→<

=→≥

<

=→≥

=

jj

slope

max

slope

max

slope

max

slope

mass

slope

mass

slope

mass

max

slope

slope

max

slope

max

slope

mass

slope

mass

erER

HHerstable

HH

erunstableHH

dip

diperstable

dip

HH

erunstableHH

erstableHH

dip

erstabledip

j

)(1

1)(11

)(1

3or 2 classstability estimatedvisaually

)(1

1)(11

1)(1

1 classstability estimatedvisually

: slope eachFor

ϕ

ϕϕ

ϕ

ϕ

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25 November 2002 Eurock'2002 - keynote class.systems slopes - Robert Hack 72

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How did we do this?

0 0.2 0.4 0.6 0.8 1 1.2 1.40.01

0.1

1

10

100

visually estimated stabilitystable (class 1)unstable with small problems (class 2)unstable with large problems (class 3)

Hm

ax /

Hsl

ope

ϕmass / slope dip

shear plane model:stable

shear plane model:unstable

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25 November 2002 Eurock'2002 - keynote class.systems slopes - Robert Hack 73

Engineering Geology

SSPC stability probability (%)

num

ber o

f slo

pes (

%)

< 5 7.5 15 25 35 45 55 65 75 85 92.5 > 950

20

40

60

80 visually estimated stability

stable (class 1)unstable (class 2)unstable (class 3)

Romana's SMR (points)

num

ber o

f slo

pes (

%)

5 15 25 35 45 55 65 75 85 950

20

40

60

80 visually estimated stability

stable (class 1)unstable (class 2)unstable (class 3)

Haines' slope dip - existing slope dip (deg)

num

ber o

f slo

pes (

%)

-45 -35 -25 -10 -5 5 15 25 35 45 0

20

40

60

80visually estimated stability

stable (class 1)unstable (class 2)unstable (class 3)

Percentages are from total number of slopesper visually estimated stability class.

visually estimated stability:

class 1 : stable; no signs of present or future slopefailures (number of slopes: 109)class 2 : small problems; the slope presently showssigns of active small failures and has the potential forfuture small failures (number of slopes: 20)class 3 : large problems; The slope presently showssigns of active large failures and has the potential forfuture large failures (number of slopes: 55)

unstable stable stable unstable

a: SSPC b: Haines

c: SMR

Haines safety factor: 1.2

completelyunstable

completelystable

partiallystableunstable stable

'tentative' describtion of SMR classes: Comparison

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Engineering Geology

Poorly blasted slope

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Engineering Geology

General impression: extremely poor. The stability of the new road cut with a height of 13.8 m, with a degree of rock mass weathering of 'moderately' and 'dislodged blocks' due to blasting, results in a stability assessment of about 8 % for a slope dip of 70° in 1996. This is in agreement with the visual observed stability at that time. The rock mass is clearly not able to support a slope with a dip of 70°. According to the SSPC system, stability will be achieved if the slope dip is decreased to about 45°. In 2002 the slope dip had been reduced to about 55° and visually assessed the slope is still unstable.

OLD ROAD CUTS (> 40 years old) in same thin bedded limestone: SSPC system probability to be stable of > 95 % with a slope dip of 70° and a height of 5 m. The same rock mass characteristics are used for the new slope. Hence, both slopes are assumed to have been made in the same 'reference' rock mass as far as the thin-bedded units are considered.

Poorly blasted slope

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Engineering Geology

Plane sliding failure 40 year old road cut, Spain

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Engineering Geology

road

9 m15 m

37°

bedding planes

162°

Fig. 108. Geometrical cross section of the slope.

Plane sliding failure (2)

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Engineering Geology

Plane sliding failure (3)

Laboratory test: φ=45°SSPC: φ≈35°Stability assessed using:

SSPC – 55% stability probability, failure imminent (φ≈35°)

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Engineering Geology

Slope Stability probability Classification (SSPC)

Saba case - Dutch Antilles

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Engineering Geology

Landslide in harbour

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Engineering Geology

Geotechnical zoning

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SSPC results

P y r o c l a s t ic d e p o s it s C a lc u l a t e d S S P C L a b o r a t o r y / f i e l d R o c k m a s s f r ic t io n 3 5 ° 2 7 ° ( m e a s u r e d )

R o c k m a s s c o h e s i o n 3 9 k P a 4 0 k P a ( m e a s u r e d ) C a lc u la t e d m a x i m u m p o s s ib l e h e i g h t o n t h e

s lo p e

1 3 m 1 5 m ( o b s e r v e d )

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Engineering Geology

Failing slope in Manila, Philippines

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Engineering Geology

Failing slope in Manila (2)

tuff layers with near horizontal weathering horizons (about every 2-3 m)slope height is about 5 mSSPC non-orientation dependent stability about 50% for 7 m slope heightunfavourable stress configuration due to corner

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Engineering Geology

Earthquake influence on rock slopes

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Engineering Geology

During an earthquake may occur either together or subsequently:

reduction normal stress and consequently also shear strengthbreaking of cementation in discontinuitiesbreaking of asperities on discontinuity planesdisplacement of discontinuities - leading to non-fitting of discontinuity roughnessresonance effects - increasing accelerations and displacements(breaking of intact rock - generally only if intact rock strength is very weak)

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Engineering Geology

The results of an earthquake

• permanent reduction of shear and tensile strength (if present) along discontinuities

• opening of discontinuities; allowing water influx, etc.

• (increase in number of discontinuities because of fracturing of intact rock)

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Engineering Geology

Stability calculation -pseudo-static analysis (1)

u

v

W

Fh

Fv

ψ

tension crack

a

c

b

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Engineering Geology

Stability calculation - pseudostaticanalyses (2)

( )( )( )

onaccelerati eathquake todue force verticaland horizontal itiesdiscontinu in the forces water the

block ofweight Witydiscontinu along

frictionly respectivi force,cohesion ,coscossin

tan*sincosforce drivingforce resisting

==

=

=++−

−−−+=

==

Fv, Fh,vu

cohvFhFvW

uFhFvWcoh

F

bcab

ab

bc

abab

ϕψψψ

ϕψψ

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25 November 2002 Eurock'2002 - keynote class.systems slopes - Robert Hack 90

Engineering Geology

Stability calculation - pseudostaticanalyses (3)

onsaccelerati a , block ofweight W

v ==

===

h

vh

a

gWaFv

gWaFh

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Engineering Geology

Stability calculation - pseudostaticanalyses (4)

choice of ah and av- difficult- no clear rules what to use- Terzaghi (1950): ah = 0.1 g for severe, = 0.2 g for

violent, and = 0.5 g for catastrophic earthquakes- Marcuson (1981): ah and av about 1/3 to 1/2 of

apeak- Franklin (1980): ah = 0.5 apeak (to avoid

“dangerously large deformations”)

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Engineering Geology

Drawbacks of a pseudo-static analyses

Reduction shear strength during the earthquake only due to reduction in normal stressesNo breaking of cementation or asperitiesNo displacement effects and subsequent reduction in shear strengthNo deformation or rotation of blocksNo resonance effects(no breaking of intact rock)

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Engineering Geology

Stability analysis - Newmark (1)Criterion of displacement rather than stress equilibriumDisplacement of a ridged block over a surfaceDisplacement depends on

- Frequency (number of pulses in which yield acceleration is exceeded)

- Maximum acceleration per peak

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Engineering Geology

Stability analysis - Newmark (3)

Possible to include “strain hardening” or “strain softening” constitutive models for the sliding plane (later may be very applicable to rock slopes - permanent reduction shear strength, etc.)

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Engineering Geology

Drawbacks of Newmark -displacement methodologies

Only plane slidingNo deformation or rotation of blocksNo resonance effects(no breaking of intact rock)

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Engineering Geology

Simple empirical relationsUmbria-Marche earthquake of 26

September 1997

EE

E

26 September 0:33 GMT26 September 9:40 GMT

14 October 15:23 GMT

ANCONA

PERUGIA

8

8

(after Lucia Luzi in Hack, 2002)

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Engineering Geology

Simple empirical relations (2)Umbria-Marche earthquake of 26

September 1997

(after Lucia Luzi in Hack, 2002)

constants failure; lity tosusceptibi landslide the parameter seismic the nt;displaceme landslide the

)()()(

====

+⋅+⋅=

A, B, Ch(k)g(s)D

CkhBsgADf

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Engineering Geology

Simple empirical

relations (3)

(after Lucia Luzi in Hack, 2002)

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Engineering Geology

Numerical crocodile tail effect

Surface acceleration, from light to dark increasing surface acceleration (lightest 3 m/s2 and darkest 17 m/s2)

Armenia earthquake of January 1999

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Engineering Geology

Discussion earthquakes

slope stability analyses with earthquake influence far more difficult than withoutsimplifications in accepted calculation methods such that it is questionable whether they make sensewhy are there no classification system for earthquake prone areas?

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Engineering Geology

Heterogeneityeven if uncertainty is included this is only up to a certain extend – what extend is to the discretion of the engineercan heterogeneity be defined by an automatic procedure , e.g. for example Lidar

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Heterogeneity (2)

unit 1

unit 2

unit 3

(modified after Slob et al, 2002)

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Engineering Geology

Future degradation of soil or rock due to weathering, ravelling, etc.

no reliable quantitative relations exist to forecast the future geotechnical properties of soil or rock mass

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Engineering Geology

Future degradation (2)

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Engineering Geology

Future degradation (3)

1.0

1.5

2.0

2.5

3.0

3.5

7.0 7.5 8.0 8.5 9.0 9.5

y [m]

z [m

]

Excavated 1999 May 2001 May 2002

Reduction in slope angle due to weathering, erosion and ravelling (after Huisman)

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Engineering Geology

Conclusionsclassification works for slope stabilityclassification can incorporate uncertaintyclassification can be improved by using more elaborate relationscomputers can be used to optimise complicated relationsbe not afraid to abandon inherited methodologies and parameters

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Engineering Geology

Future

definition of heterogeneityexpressions for quantification of future geotechnical propertiesclassification systems for earthquake areasinfluence of snow and icesubmersed marine slopes ?