13-3215 Docket Page 1 of 46 - Applied Antitrust North Mead Street, Suite 200 Wichita, KS 67202...

General DocketTenth Circuit Court of Appeals

Court of Appeals Docket #: 13-3215 Docketed: 08/23/2013Termed: 09/29/2014Nature of Suit: 3890 Other Statutory Actions

In re: Urethane AntiTrust LitiAppeal From: United States District Court for the District of Kansas - Kansas CityFee Status: Fee Paid

Case Type Information: 1) civil 2) private 3) -

Originating Court Information:District: 1083-2 : 2:04-MD-01616-JWL-JPOCourt Reporter: Becky Ryder, -Trial Judge: John W. Lungstrum, -, Chief U.S. District Judge

Date Filed: 09/01/2004 Date NOA Filed: Date Rec'd COA: 08/22/2013 08/23/2013

Prior Cases: None

Current Cases: None

Panel Assignment: Not available

SEEGOTT HOLDINGS, INC. Plaintiff - Appellee

Laura AlexanderDirect: 202-408-4617Email: [email protected][NTC Retained]Cohen Milstein Sellers & TollFirm: 202/408-46001100 New York Avenue, NW, Suite 500 WestWashington, DC 20005

Rebecca A. BeynonDirect: 202-326-7900Email: [email protected][NTC Retained]Kellogg Huber Hansen Todd Evans & FigelFirm: 202/326-79001615 M Street, NW, Suite 400Washington, DC 20036

Paul D. ClementDirect: 202-234-0090Email: [email protected][NTC Retained]BancroftFirm: 202-234-0090500 New Jersey Avenue, NW7th FloorWashington, DC 20001

Christopher James CormierDirect: 720-583-0650Email: [email protected][NTC Retained]Cohen Milstein Sellers & Toll2443 South University Boulevard, Suite 232Denver, CO 80210-5407

Robert W. CoykendallEmail: [email protected][NTC Retained]Morris, Laing, Evans, Brock & KennedyFirm: 316-262-2671

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3/1/2016https://ecf.ca10.uscourts.gov/cmecf/servlet/TransportRoom

300 North Mead Street, Suite 200Wichita, KS 67202

Gerard A. DeverEmail: [email protected][NTC Retained]Fine, Kaplan and BlackFirm: 215/567-6565One South Broad Street, Suite 2300Philadelphia, PA 19107

Matthew DuncanEmail: [email protected][NTC Retained]Fine, Kaplan and BlackFirm: 215/567-6565One South Broad Street, Suite 2300Philadelphia, PA 19107

Joseph GoldbergDirect: 505-842-9960Email: [email protected][NTC Retained]Freedman Boyd Hollander Goldberg Urias & WardFirm: 505/842-996020 First Plaza, Suite 700Albuquerque, NM 87102

Michael J. GuzmanEmail: [email protected][NTC Retained]Kellogg Huber Hansen Todd Evans & FigelFirm: 202/326-79001615 M Street, NW, Suite 400Washington, DC 20036

Richard A. KoffmanEmail: [email protected][NTC Retained]Cohen Milstein Sellers & TollFirm: 202/408-46001100 New York Avenue, NW, Suite 500 WestWashington, DC 20005

Roberta D. LiebenbergEmail: [email protected][NTC Retained]Fine, Kaplan and BlackFirm: 215/567-6565One South Broad Street, Suite 2300Philadelphia, PA 19107

Michael N. NemelkaEmail: [email protected][NTC Retained]Kellogg Huber Hansen Todd Evans & FigelFirm: 202/326-79001615 M Street, NW, Suite 400Washington, DC 20036

Donald PerelmanDirect: 215-567-6565Email: [email protected][NTC Retained]Fine, Kaplan and BlackFirm: 215/567-6565One South Broad Street, Suite 2300Philadelphia, PA 19107

Kit A. PiersonDirect: 202-408-4600Email: [email protected]

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[NTC Retained]Cohen Milstein Sellers & TollFirm: 202/408-46001100 New York Avenue, NW, Suite 500 WestWashington, DC 20005

Sharon Kunjumon RobertsonDirect: 212-838-7797Email: [email protected][NTC Retained]Cohen Milstein Sellers & Toll PLLCFirm: 212-838-779788 Pine StreetFourteenth FloorNew York, NY 10005

Candice Chiu WongEmail: [email protected][NTC Retained]BancroftFirm: 202-234-0090500 New Jersey Avenue, NW7th FloorWashington, DC 20001

INDUSTRIAL POLYMERS, INC. Plaintiff - Appellee

Rebecca A. BeynonDirect: 202-326-7900[NTC Retained](see above)

Paul D. ClementDirect: 202-234-0090[NTC Retained](see above)

Robert W. Coykendall[NTC Retained](see above)

Gerard A. Dever[NTC Retained](see above)

Matthew Duncan[NTC Retained](see above)

Michael J. Guzman[NTC Retained](see above)

Roberta D. Liebenberg[NTC Retained](see above)

Michael N. Nemelka[NTC Retained](see above)

Donald PerelmanDirect: 215-567-6565[NTC Retained](see above)

Candice Chiu Wong[NTC Retained](see above)

DASH MULTI-CORP, INC. Plaintiff

David Corbett EddyDirect: 803-771-8900Email: [email protected][NTC Retained]

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Nexsen PruetFirm: 803/771-89001230 Main Street, Suite 700Columbia, SC 29201

Travis C. WheelerEmail: [email protected][NTC Retained]Nexsen PruetFirm: 803/771-89001230 Main Street, Suite 700Columbia, SC 29201

MARCHEM CORPORATION Plaintiff

David Corbett EddyDirect: 803-771-8900[NTC Retained](see above)

Travis C. Wheeler[NTC Retained](see above)

MARCHEM SOUTHEAST, INC. Plaintiff



ALCO INDUSTRIES, INC. Plaintiff

Anthony J. BologneseEmail: [email protected][NTC Retained]Bolognese & AssociatesOne Penn CenterFirm: 215/814-67501617 JFK Boulevard, Suite 650Philadelphia, PA 19103

Joshua H. GrabarEmail: [email protected][NTC Retained]Bolognese & AssociatesOne Penn CenterFirm: 215/814-67501617 JFK Boulevard, Suite 650Philadelphia, PA 19103

Steven J. Greenfogel[NTC Retained]Meredith, Cohen & Greenfogel117 South 17th Street22nd Floor, Architects BuildingPhiladelphia, PA 19103-0000

Rex SharpEmail: [email protected][NTC Retained]Gunderson Sharp, LLPFirm: 913/901-05005301 West 75th StreetPrairie Village, KS 66208

Norman SiegelDirect: 816-714-7100Email: [email protected][NTC Retained]Stueve Siegel HansonFirm: 816/714-7100460 Nichols Road, Suite 200Kansas City, MO 64112

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Myroslaw SmorodskyEmail: [email protected][NTC Retained]Law Offices of Myroslaw SmorodskyFirm: 201/507-397047 Orient Way, Suite LL-CRutherford, NY 07070

ARCTIC-TEMP, INC. Plaintiff

Steven A. AsherEmail: [email protected][NTC Retained]Weinstein, Kitchenoff & Asher1845 Walnut Street, Suite 1100Philadelphia, PA

Rex Sharp[NTC Retained](see above)

Norman SiegelDirect: 816-714-7100[NTC Retained](see above)

David H. WeinsteinEmail: [email protected][NTC Retained]Weinstein, Kitchenoff & Asher1845 Walnut Street, Suite 1100Philadelphia, PA

BELTING INDUSTRIES COMPANY, INC. Plaintiff

Robert N. KaplanDirect: 212-687-1980Email: [email protected][NTC Retained]Kaplan, Fox & Kilsheimer14TH FLOORFirm: 212/687-1980805 Third AvenueNew York, NY 10022-0000

Richard J. KilsheimerEmail: [email protected][NTC Retained]Kaplan Fox & KilsheimerFirm: 212/687-1980850 Third AvenueNew York, NY 10022



Gary SpecksEmail: [email protected][NTC Retained]Kaplan Fox - ChicagoFirm: 312/558-1584203 North La Salle StreetChicago, IL 60601

Jason A. ZweigEmail: [email protected][NTC Retained]Hagens Berman Sobol ShapiroFirm: 212/752-5455

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555 Fifth Avenue, Suite 1700New York, NY 10017-2416

BEYNON SPORTS SURFACES, INC. Plaintiff

Angela K. DrakeDirect: 417-866-7777Email: [email protected][NTC Retained]Lowther JohnsonFirm: 417/866-7777901 St. Louis Street, 20th FloorSpringfield, MO 65806

BUILDING MATERIAL DISTRIBUTORS, INC. Plaintiff

James Belford BrownEmail: [email protected][NTC Retained]Herum Crabree BrownFirm: 209/472-77002291 West March Lane, Suite B110Stockton, CA 95207

Eric B. FastiffEmail: [email protected][NTC Retained]Lieff, Cabraser, Heimann & BernsteinFirm: 4l5/956-1000275 Battery Street, 29th FloorSan Francisco, CA 94111-3339

Michelle Chickerell JacksonEmail: [email protected][NTC Retained]Leif, Cabraser,Heinmann & BernsteinEmbacadero Center W275 Battery St. - 30th FloorSan Francisco, CA 94111-0000

Joseph R. SaveriEmail: [email protected][NTC Retained]Leif, Cabraser,Heinmann & BernsteinEmbacadero Center W275 Battery St. - 30th FloorSan Francisco, CA 94111-0000



HOME FACTORIES, INC. Plaintiff

James Belford Brown[NTC Retained](see above)

Eric B. Fastiff[NTC Retained](see above)

Michelle Chickerell Jackson[NTC Retained](see above)

Joseph R. Saveri[NTC Retained](see above)


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COATINGS RESOURCE CORPORATION Plaintiff

Roger M. SchrimpDirect: 209-526-3500Email: [email protected][NTC Retained]Damrell, Nelson, Schrimp, Pallios, Pacher & SilvaFirm: 209/526-35001601 I Street, 5th FloorModesto, CA 95354-0000

Fred A. SilvaEmail: [email protected][NTC Retained]Damrell, Nelson, Schrimp, Pallios, Pacher & SilvaFirm: 209/526-35001601 I Street, 5th FloorModesto, CA 95354-0000

CREATIVE URETHANES, INC. Plaintiff

Mary Jane Edelstein FaitEmail: [email protected][NTC Retained]Wolf Haldenstein Adler Freeman & HerzFirm: 312-984-000055 West Monroe Street, Suite 1111Chicago, IL 60603



GLOBE RUBBER WORKS Plaintiff

Howard J. SedranEmail: [email protected][NTC Retained]Levin Fishbein Sedran & BermanFirm: 215/592-1500510 Walnut Street, Suite 500Philadelphia, PA 19106



GOODMAN BUILDING SUPPLY COMPANY Plaintiff

Mario Nunzio AliotoEmail: [email protected][NTC Retained]Trump Alioto Trump & Prescott, LLPFirm: 415/563-72002280 Union St.San Francisco, CA 94123-0000

Craig C. CorbittEmail: [email protected][NTC Retained]Zelle Hofmann Voelbel & MasonFirm: 415/693-070044 Montgomery Street, Suite 3400San Francisco, CA 94104

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Ronald D. ForemanEmail: [email protected][NTC Retained]Foreman & BrassoFirm: 415/433-3475930 Montgomery Street, Suite 600San Francisco, CA 94133

Joseph M. PataneEmail: [email protected][NTC Retained]Law Office of Joseph M. PataneFirm: 415/563-72002280 Union StreetSan Francisco, CA 94123


Judith A. Shimm[NTC Retained]Zelle Hofmann Voelbel & MasonFirm: 415/693-070044 Montgomery Street, Suite 3400San Francisco, CA 94104


HEBROS., INC. Plaintiff

Mario Nunzio Alioto[NTC Retained](see above)

Craig C. Corbitt[NTC Retained](see above)

Ronald D. Foreman[NTC Retained](see above)

Joseph M. Patane[NTC Retained](see above)


Judith A. Shimm[NTC Retained](see above)


INDUSTRIAL RUBBER PRODUCTS, INC. Plaintiff

Peter A. BinkowEmail: [email protected][NTC Retained]Glancy Binkow & Goldberg LLPFirm: 310-201-91501925 Century Park EastSuite 2100Los Angeles, CA 90067

Lionel Z. Glancy

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Direct: 310-201-9150Email: [email protected][NTC Retained]Glancy Binkow & Goldberg LLPFirm: 310-201-91501925 Century Park EastSuite 2100Los Angeles, CA 90067

Michael GoldbergEmail: [email protected][NTC Retained]Glancy Binkow & Goldberg LLPFirm: 310-201-91501925 Century Park EastSuite 2100Los Angeles, CA 90067

Susan G. KupferDirect: 415-972-8160Email: [email protected][NTC Retained]Glancy Binkow & GoldbergFirm: 415/972-8160One Embarcadero Center, Suite 760San Francisco, CA 94111



KRYPTANE SYSTEMS, LLC Plaintiff

Mary Jane Edelstein Fait[NTC Retained](see above)

Fred Taylor IsquithEmail: [email protected][NTC Retained]Wolf Haldenstein Adler Freeman & HerzFirm: 212/545-4600270 Madison AvenueNew York, NY 10016

Krishna Narine[NTC Retained]Kessler Topaz Meltzer & Check, LLPFirm: 610-667-7706280 King of Prussia RoadRadnor, PA 19087



Ann D. WhiteEmail: [email protected][NTC Retained]Ann D. White Law Offices165 Township Line Road, Suite 2400Jenkintown, PA 19046

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LIQUIDATION RESERVE ACCOUNT TRUST Plaintiff

Mario Nunzio Alioto[NTC Retained](see above)

Ronald D. Foreman[NTC Retained](see above)

Joseph M. Patane[NTC Retained](see above)



MAINE INDUSTRIAL TIRES LIMITED Plaintiff

W. Joseph BrucknerEmail: [email protected][NTC Retained]Lockridge Grindal Nauen P.L.L.P.Firm: 612-339-6900100 Washington Avenue SouthSuite 2200Minneapolis, MN 55401

Yvonne M. FlahertyEmail: [email protected][NTC Retained]Lockridge Grindal Nauen P.L.L.P.Firm: 612-339-6900100 Washington Avenue SouthSuite 2200Minneapolis, MN 55401

PSI URETHANES, INC. Plaintiff

Diana K. Kim[NTC Retained]Gold, Bennett, Cera & Sidener595 Market StreetSuite 2300San Francisco, CA 94105-0000



RAHCO RUBBER PRODUCTS, INC. Plaintiff

Garret D. Blanchfield, Jr.Email: [email protected][NTC Retained]Reinhardt Wendorf & BlanchfieldFirm: 651/287-2103332 Minnesota St.STE. E-1250St. Paul, MN 55101-0000

Steven J. Greenfogel[NTC Retained](see above)

Steven A. KannerEmail: [email protected][NTC Retained]Freed Kanner London & Millen, LLC

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Firm: (312) 521-20002201 Waukegan Road, Suite 130Bannockburn, IL 60015

William H. London[NTC Retained]Freed Kanner London & Millen, LLCFirm: (312) 521-20002201 Waukegan Road, Suite 130Bannockburn, IL 60015

Douglas A. Millen[NTC Retained]Freed Kanner London & Millen, LLCFirm: (312) 521-20002201 Waukegan Road, Suite 130Bannockburn, IL 60015

Andrew B. Sacks[NTC Retained]Sacks & WestonFirm: 215/925-8200114 Old York RoadJenkintown, PA 19046



John K. WestonEmail: [email protected][NTC Retained]Sacks & WestonFirm: 215/925-8200114 Old York RoadJenkintown, PA 19046

RWM CASTERS Plaintiff

Mary Jane Edelstein Fait[NTC Retained](see above)

Krishna Narine[NTC Retained](see above)

Dianne M. Nast[NTC Retained]NastLawFirm: 215/923-93001101 Market Street, Suite 2801Philadelphia, PA 19107



Ann D. White[NTC Retained](see above)

RUBBER ENGINEERING AND DEVELOPMENT COMPANY Plaintiff

Paul F. BennettEmail: [email protected]

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[NTC Retained]Gold, Bennett, Cera & Sidener595 Market StreetSuite 2300San Francisco, CA 94105-0000

Diana K. Kim[NTC Retained](see above)



SKYPARK MANUFACTURING, LLC, FKA Burtin Urethane Corporation Plaintiff

R. Bruce HolcombEmail: [email protected][NTC Retained]Adams Holcomb1875 Eye Street, NW, Suite 810Washington, DC 20006

Christopher T. LeonardoEmail: [email protected][NTC Retained]Adams Holcomb1875 Eye Street, NW, Suite 810Washington, DC 20006

Richard J. LeveridgeEmail: [email protected][NTC Retained]Dickstein Shapiro1825 Eye Street, NWWashington, DC 20006

James R. MartinEmail: [email protected][NTC Retained]Zelle LLP1220 L Street, NW, Suite 100-143Washington, DC 20005

Jodi TruloveDirect: 202-420-4713Email: [email protected][NTC Retained]Dickstein Shapiro1825 Eye Street, NWWashington, DC 20006

STANDARD RUBBER PRODUCTS, INC. Plaintiff

Arthur N. BaileyEmail: [email protected][NTC -]Arthur N. Bailey & AssociatesFirm: 716-664-2967111 West Second Street, Suite 4500Jamestown, NY 14701-0000

Christopher James CormierDirect: 720-583-0650[NTC Retained](see above)

Ira Neil RichardsEmail: [email protected][NTC Retained]Trujillo Rodriguez & Richards

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Firm: 215/731-90041717 Arch Street, Suite 3838Philadelphia, PA 19103-0000

Lisa J. RodriguezEmail: [email protected][NTC Retained]Trujillo Rodriguez & Richards, LLPFirm: 856/795-90028 Kings Highway WestHaddonfield, NJ 08033-0000



URETHANE PRODUCTS INDUSTRIES, INC. Plaintiff

Steven J. Greenfogel[NTC Retained](see above)

Michelle Chickerell Jackson[NTC Retained](see above)

Joseph R. Saveri[NTC Retained](see above)



POLYMERIC TECHNOLOGY, INC. Plaintiff

Isaac L. DielEmail: [email protected][NTC Retained]Sharp McQueen, P.A.Firm: 913/661-99316900 College Boulevard, Suite 285Overland Park, KS 66211



EPOXICAL, INC. Plaintiff

Isaac L. Diel[NTC Retained](see above)



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GREEN MOUNTAIN INTERNATIONAL, INC. Plaintiff

Isaac L. Diel[NTC Retained](see above)



RUBBER MILLERS, INC. Plaintiff



RBX INDUSTRIES, INC. Plaintiff

Dianne M. Nast[NTC Retained](see above)


CARPENTER CO. Plaintiff

R. Bruce Holcomb[NTC Retained](see above)

Christopher T. Leonardo[NTC Retained](see above)

Richard J. Leveridge[NTC Retained](see above)

James R. Martin[NTC Retained](see above)

Gloria B. SolomonEmail: [email protected][NTC Retained]Trout CacherisFirm: 202/646-33001350 Connecticut Avenue, NW, Suite 300Washington, DC 20036

Jodi TruloveDirect: 202-420-4713[NTC Retained](see above)

CARPENTER CANADA CO. Plaintiff




James R. Martin

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[NTC Retained](see above)


E.R. CARPENTER, L.P. Plaintiff






BURKART FOAM, INC. Plaintiff





FLEXIBLE FOAM PRODUCTS, INC. Plaintiff





Elaine MetlinEmail: [email protected][NTC Retained]Dickstein Shapiro1825 Eye Street, NWWashington, DC 20006

Jodi TruloveDirect: 202-420-4713

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HIGH STANDARD PAD, INC. Plaintiff






NU-FOAM PRODUCTS, INC. Plaintiff






FOAM SUPPLIES, INC. Plaintiff






HICKORY SPRINGS MANUFACTURING COMPANY Plaintiff


Christopher T. Leonardo[NTC Retained]

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(see above)




HICKORY SPRINGS OF CALIFORNIA, INC. Plaintiff






HUBER ENGINEERED WOODS LLC Plaintiff






J.M. HUBER CORPORATION Plaintiff





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CREST-FOAM CORP. Plaintiff






LEAVING TAOS, INC. Plaintiff





Elaine Metlin[NTC Retained](see above)


LEGGETT & PLATT COMPONENTS COMPANY, INC. Plaintiff






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LEGGETT & PLATT, INCORPORATED Plaintiff






LPFINANCIAL SERVICES CO. Plaintiff






LUBRIZOL ADVANCED MATERIALS, INC. Plaintiff






CREST FOAM INDUSTRIES INCORPORATED Plaintiff



Richard J. Leveridge

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PATHWAY POLYMERS INC. Plaintiff






VITAFOAM INCORPORATED Plaintiff






CARPENTER APS Plaintiff






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CARPENTER-DUMO N.V. Plaintiff






CARPENTER GMBH Plaintiff






CARPENTER LIMITED Plaintiff






CARPENTER S.A.S. Plaintiff



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(see above)




CARPENTER SWEDEN AB Plaintiff






LUBRIZOL ADVANCED MATERIALS EUROPE BVBA Plaintiff






BALL & YOUNG LIMITED Plaintiff





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BRITISH VITA (LUX III) S.AR.L. Plaintiff






BRITISH VITA UNLIMITED Plaintiff






CALIGEN EUROPE B.V. Plaintiff






CALIGEN FOAM LIMITED Plaintiff


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DRAKA INTERFOAM B.V. Plaintiff






KOEPP SCHAUM GMBH Plaintiff






METZELER SCHAUM GMBH Plaintiff




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MORARD EUROPE S.A.S. Plaintiff






TRAMICO S.A.S. Plaintiff






UAB VITA BALTIC INTERNATIONAL Plaintiff






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VEENENDAAL SCHAUMSTOFFWERK GMBH Plaintiff






VITA CELLULAR FOAMS (UK) LIMITED Plaintiff






VITA POLYMERS POLAND S.P.Z.O.O. Plaintiff






UNIVERSAL URETHANES, INC. Plaintiff



Richard J. Leveridge

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VITAFOAM PRODUCTS CANADA, LTD. Plaintiff






ICOA FRANCE, S.A.S. Plaintiff






WOODBRIDGE FOAM CORPORATION Plaintiff






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WOODBRIDGE HOLDINGS INC. Plaintiff






WOODBRIDGE CORPORATION Plaintiff






WOODBRIDGE FOAM FABRICATING, INC. Plaintiff






PWA POLIURETANOS WOODBRIDGE DE ARGENTINA S.A. Plaintiff



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(see above)




T.W. ESPUMAS LTDA. Plaintiff






WOODBRIDGE AUSTRALIA GROUP PTY. LTD. Plaintiff






WOODBRIDGE SERVICES INC. Plaintiff





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HAIRLOK LIMITED Plaintiff






WOODBRIDGE FOAM DEUTSCHLAND GMBH Plaintiff






WOODBRIDGE FOAM (UK) LIMITED Plaintiff






OHIO DECORATIVE PRODUCTS, INC. Plaintiff


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MARCHEM PACIFIC, INC. Plaintiff



QUABAUG CORPORATION Plaintiff Intervenor - Appellee

Rebecca A. BeynonDirect: 202-326-7900[NTC Retained](see above)

Paul D. ClementDirect: 202-234-0090[NTC Retained](see above)

Robert W. Coykendall[NTC Retained](see above)

Gerard A. Dever[NTC Retained](see above)

Matthew Duncan[NTC Retained](see above)

Michael J. Guzman[NTC Retained](see above)

Roberta D. Liebenberg[NTC Retained](see above)

Michael N. Nemelka[NTC Retained](see above)

Donald PerelmanDirect: 215-567-6565[NTC Retained](see above)

Candice Chiu Wong[NTC Retained](see above)

ELLIOTT COMPANY OF INDIANAPOLIS, INC. Plaintiff Intervenor

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v.

THE DOW CHEMICAL COMPANY Defendant - Appellant

Clinton Frederick Beckner, IIIDirect: 202-736-8874Email: [email protected][NTC Retained]Sidley AustinFirm: 202/736-80001501 K Street, NWWashington, DC 20005

Jeffrey Steven BeelaertEmail: [email protected][NTC Retained]Sidley AustinFirm: 202/736-80001501 K Street, NWWashington, DC 20005

Joseph GuerraDirect: 202-736-8228Email: [email protected][NTC Retained]Sidley AustinFirm: 202/736-80001501 K Street, NWWashington, DC 20005

Charles J. KalilEmail: [email protected][NTC Retained]The Dow Chemical Company2030 Willard H. Dow CenterMidland, MI 48674-0000

Kathleen Moriarty MuellerDirect: 202-736-8987Email: [email protected][NTC Retained]Sidley AustinFirm: 202/736-80001501 K Street, NWWashington, DC 20005

Carter Glasgow PhillipsDirect: 202-736-8270Email: [email protected][NTC Retained]Sidley AustinFirm: 202/736-80001501 K Street, NWWashington, DC 20005

Duncan A. StuartEmail: [email protected][NTC Retained]The Dow Chemical Company2030 Willard H. Dow CenterMidland, MI 48674-0000

BASF AG Defendant

Floyd R. Finch, Jr.Email: [email protected][NTC Retained]Husch BlackwellFirm: 816/983-80004801 Main Street, Suite 1000Kansas City, MO 64112

Andrew S. MarovitzDirect: 312-782-0600Email: [email protected][NTC Retained]

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Mayer BrownFirm: 312-782-060071 South Wacker DriveChicago, IL 60606

Terri A. MazurEmail: [email protected][NTC Retained]Mayer BrownFirm: 312-782-060071 South Wacker DriveChicago, IL 60606

BASF CORPORATION Defendant

James E. BarzEmail: [email protected][NTC Retained]Robbins Geller Rudman & DowdFirm: 630/780-10142135 City Gate Lane, Suite 300Naperville, IL 60563

Ian N. FeinbergEmail: [email protected][NTC Retained]Mayer BrownFirm: 650-331-20002 Palo Alto Square, Suite 3003000 El Camino RealPalo Alto, CA 94306-2112

Floyd R. Finch, Jr.[NTC Retained](see above)

Brian R. MarkleyDirect: 816-842-8600Email: [email protected][NTC Retained]Stinson Leonard StreetFirm: 816-842-86001201 Walnut Street, Suite 2900Kansas City, MO 64106

David F. OliverEmail: [email protected][NTC Retained]Berkowitz Oliver Williams Shaw & EisenbrandtFirm: 816/531-70072600 Grand Boulevard, Suite 1200Kansas City, MO 64108

BAYER POLYMERS, L.L.C. Defendant

LYONDELL CHEMICAL COMPANY Defendant

William C. Cagney[NTC Retained]Windels Marx Lane & Mittendorf, LLPFirm: 732/846-7600120 Albany Street PlazaNew Brunswick, NJ 08901-0000

Floyd R. Finch, Jr.[NTC Retained](see above)

Robert FleishmanEmail: [email protected][NTC Retained]Steptoe & JohnsonFirm: 202-429-30001330 Connecticut Avenue, NWWashington, DC 20036

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Charles W. GermanEmail: [email protected][NTC Retained]Rouse Hendricks German MayFirm: 816-471-77001201 Walnut Street, Suite 2000Kansas City, MO 64106

Phillip G. GreenfieldEmail: [email protected][NTC Retained]Rouse Hendricks German MayFirm: 816-471-77001201 Walnut Street, Suite 2000Kansas City, MO 64106

Erica MuellerEmail: [email protected][NTC Retained]Steptoe & JohnsonFirm: 202-429-30001330 Connecticut Avenue, NWWashington, DC 20036

David F. Oliver[NTC Retained](see above)

Jennifer Quinn-BarabanovEmail: [email protected][NTC Retained]Steptoe & JohnsonFirm: 202-429-30001330 Connecticut Avenue, NWWashington, DC 20036

Bryan Turner WhiteEmail: [email protected][NTC Retained]White, Allinder, Graham & BuckleyFirm: 816/373-908019049 E. Valley View ParkwaySuite CIndependence, MO 64055-0000

BASF SE Defendant

Brian R. MarkleyDirect: 816-842-8600[NTC Retained](see above)

David F. Oliver[NTC Retained](see above)

BASF CANADA, INC. Defendant

DOW CHEMICAL CANADA, INC. Defendant

BASF COORDINATION CENTER COMM. V Defendant


Brian R. MarkleyDirect: 816-842-8600[NTC Retained](see above)

David F. Oliver

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UWE HARTWIG Defendant

Richard L. ScheffEmail: [email protected][NTC Retained]Montgomery, McCracken, Walker & RhoadsFirm: 205/563-0650Three Parkway20th FloorPhiladelphia, PA 19102-0000

Craig E. ZieglerEmail: [email protected][NTC Retained]Montgomery, McCracken, Walker & RhoadsFirm: 205/563-0650Three Parkway20th FloorPhiladelphia, PA 19102-0000

JEAN-PIERRE DHANIS Defendant

William J. LinklaterEmail: [email protected][NTC Retained]Baker & McKenzieFirm: 312/861-8000300 East Randolph Street, Suite 5000Chicago, IL 60601

------------------------------

CHAMBER OF COMMERCE OF THE UNITED STATES OF AMERICA Amicus Curiae

Steffen Nathanael JohnsonDirect: 202-282-5879Email: [email protected][NTC Retained]Winston & StrawnFirm: 202-282-50001700 K Street, NWWashington, DC 20006

AMERICAN INDEPENDENT BUSINESS ALLIANCE Amicus Curiae

Rachel M. BrownEmail: [email protected][NTC Retained]Shapiro, Haber & UrmyFirm: 617/439-393953 State StreetBoston, MA 02109

Jordan EliasEmail: [email protected][NTC Retained]Lieff, Cabraser, Heimann & BernsteinFirm: 4l5/956-1000275 Battery Street, 29th FloorSan Francisco, CA 94111-3339

Jason L. LichtmanDirect: 212-355-9500Email: [email protected][NTC Retained]Lieff, Cabraser, Heimann & BernsteinFirm: 212/355-9500250 Hudson Street, 8th FloorNew York, NY 10013-1413

Ian J. McLoughlinEmail: [email protected][NTC Retained]Shapiro, Haber & UrmyFirm: 617/439-393953 State StreetBoston, MA 02109

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Jonathan D. SelbinDirect: 212-355-9500Email: [email protected][NTC Retained]Lieff, Cabraser, Heimann & BernsteinFirm: 212/355-9500250 Hudson Street, 8th FloorNew York, NY 10013-1413

------------------------------

UNITED STATES CHAMBER LITIGATION CENTER Movant

Steffen Nathanael JohnsonDirect: 202-282-5879[NTC Retained](see above)

CROSSLINK TECHNOLOGY, INC. Movant

Deborah B. McIlhennyEmail: [email protected][NTC Retained]Hutton & HuttonFirm: 316/688-1166P.O. Box 638Wichita, KS 67201-0638

David W. StanleyEmail: [email protected][NTC Retained]Cuneo Gilbert & LaDuca507 C Street, NEWashington, DC 20002

LAWRENCE STERN Movant

D. Jarrett ArpEmail: [email protected][NTC Retained]Gibson, Dunn & CrutcherFirm: 202/955-85001050 Connecticut Avenue, NWWashington, DC 20036

John W.F. ChesleyEmail: [email protected][NTC Retained]Gibson, Dunn & CrutcherFirm: 202/955-85001050 Connecticut Avenue, NWWashington, DC 20036

CHEMTURA CORPORATION Movant

Edward G. Biester, IIIEmail: [email protected][NTC Retained]Duane MorrisFirm: 215/979-100030 South 17th StreetPhiladelphia, PA 19103-4196

UNITED STATES OF AMERICA Movant

FRANK DONOTA Movant

Barry J. PollackEmail: [email protected][NTC Retained]Miller ChevalierFirm: 202/626-5800655 Fifteenth Street, NW, Suite 900Washington, DC 20005-5701

PETER FARAH Movant

Barry J. Pollack[NTC Retained](see above)

of 4613-3215 Docket


FIL FONSECA Movant

TED GIROUX Movant

GERRY HANNAH Movant

RIK HENNINK Movant

MELVYN HIMEL Movant


WILLIAM LUCAS Movant

STANLEY MILLER Movant

GEORGE NEWTON Movant

STEVE PENDOCK Movant


TIMOTHY PRESCOTT Movant

FRANK RONCADIN Movant

NORMAND WIDMER Movant

DAVID GURLEY Movant

James K. ArchibaldEmail: [email protected][NTC Retained]Venable LLPFirm: 202/344-4000575 7th Street, NWWashington, DC 20004

William D. CostonEmail: [email protected][NTC Retained]Venable LLPFirm: 202/344-4000575 7th Street, NWWashington, DC 20004

Damon ElderEmail: [email protected][NTC Retained]Arnold & Porter LLPFirm: 202/942-5000601 Massachusetts Avenue, NWWashington, DC 20001

Danielle M. GartenEmail: [email protected][NTC Retained]Arnold & Porter LLPFirm: 202/942-5000

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601 Massachusetts Avenue, NWWashington, DC 20001

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In re: URETHANE ANTITRUST LITIGATION

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08/26/2013596 pg, 2.22 MB

[10103190] Civil case docketed. Preliminary record filed. DATE RECEIVED: 08/23/2013. Transcript order form and docketing statement due 09/09/2013 for Dow Chemical Company. Notice of appearance due on 09/09/2013 for Alco Industries, Inc., et al. (Appellees) and Dow Chemical Company (Appellant). [13-3215]

09/03/2013 [10104652] Notice of an NDA re-sent to Peter St. Phillip.[13-3215]

09/04/2013 [10105471] Notice of appearance submitted by Carter G. Phillips, Joseph R. Guerra, C. Frederick Beckner III, Kathleen Moriarty Mueller, Jeffrey S. Beelaert for Appellant Dow Chemical Company for court review. Certificate of Interested Parties: Yes. Served on 09/04/2013. Manner of Service: email. [13-3215] --[Edited 09/04/2013 by SLS to remove PDF file from docket entry.] CGP

09/04/2013126 pg, 513.68 KB

[10105517] Notice of appearance filed by Jeffrey S. Beelaert, Kathleen Moriarty Mueller, Clinton Frederick Beckner, III, Joseph Guerra and Carter Glasgow Phillips for Dow Chemical Company. CERT. OF INTERESTED PARTIES: n (the parties and attorneys appearing on the district court's docket sheet were entered at case opening). Served on 09/04/2013. Manner of Service: email. [13-3215]

09/04/2013141 pg, 737.15 KB

[10105528] Docketing statement filed by Dow Chemical Company. Served on 09/04/2013. Manner of Service: email. [13-3215] CGP

09/04/20131 pg, 62.67 KB

[10105532] Notice filed that the transcript is already on file in the district court filed by Mr. Carter Glasgow Phillips for Dow Chemical Company. Served on: 09/04/2013. Manner of Service: email. [13-3215] CGP

09/05/2013 [10105612] Minute order filed - Notice due that record is complete by 09/30/2013 for Timothy M. O'Brien (KSkc), Clerk of Court. (Text Only - No Attachment) [13-3215]

09/05/2013 [10105766] Notice of an NDA re-sent to Arthur Bailey. [13-3215]

09/05/2013 [10105800] Returned mail filed. Addressed to: William J. Pinilis. Reason returned: not deliverable as addressed; unable to forward. Document returned: 08/26/2013 case opening letter. (Not resent as the address used is what appears in the preliminary record.) [13-3215]

09/05/2013 [10105827] Notice of appearance submitted by Joseph Goldberg for Appellees Industrial Polymers, Inc., Quabaug Corporation and Seegott Holdings, Inc. for court review. Certificate of Interested Parties: No. Served on 09/05/2013. Manner of Service: email. [13-3215] [Edited to remove PDF as pleading has been filed as of 9/5/13 and to reflect that there are no interested parties--Edited 09/05/2013 by NA] JG

09/05/20132 pg, 238.85 KB

[10105831] Notice of appearance filed by Mr. Joseph Goldberg for Seegott Holdings, Inc., The Quabaug Corporation and Industrial Polymers. CERT. OF INTERESTED PARTIES: n. Served on 09/05/2013. Manner of Service: email [13-3215]

09/06/2013 [10106086] Notice of appearance submitted by Richard A. Koffman, Kit A. Pierson, Christopher J. Cormier, Laura Alexander, Sharon K. Robertson for Appellee Seegott Holdings, Inc. for court review. Certificate of Interested Parties: No. Served on 09/06/2013. Manner of Service: email. [13-3215]--[Edited 09/06/2013 by KLP to delete the attachment; entry filed] KAP

09/06/20134 pg, 941.76 KB

[10106100] Notice of appearance filed by Mr. Christopher James Cormier, Ms. Laura Alexander, Mr. Richard A. Koffman, Mr. Kit A. Pierson and Mrs. Sharon Kunjumon Robertson for Seegott Holdings, Inc. CERT. OF INTERESTED PARTIES: n. Served on 09/06/2013. Manner of Service: email. [13-3215]

09/06/2013 [10106105] Notice of appearance submitted by Paul D. Clement, Zachary D. Tripp, Candice Chiu, and William R. Levi for Appellees Industrial Polymers, Inc., Quabaug Corporation and Seegott Holdings, Inc. for court review. Certificate of Interested Parties: No. Served on 09/06/2013. Manner of Service: email. [13-3215] --[Edited 09/06/2013 by SLS to remove PDF file from docket entry.] PDC

09/06/20133 pg, 68.5 KB

[10106144] Notice of appearance filed by Mr. William Ranney Levi, Mr. Zachary D. Tripp, Ms. Candice Chiu and Mr. Paul D. Clement for Industrial Polymers, Quabaug Corporation and Seegott Holdings, Inc. CERT. OF INTERESTED PARTIES: n. Served on 09/06/2013. Manner of Service: email. [13-3215]

09/09/2013 [10106253] Notice of appearance submitted by Donald L. Perelman Roberta D. Liebenberg Gerard A. Dever Matthew Duncan for Appellees Industrial Polymers, Inc., Quabaug Corporation and Seegott Holdings, Inc. for court review. Certificate of Interested Parties: No. Served on 09/09/2013. Manner of Service: email. [13-3215] --[Edited 09/09/2013 by SLS to remove PDF file from docket entry.] DP

09/09/20132 pg, 30.93 KB

[10106270] Notice of appearance filed by Donald L. Perelman, Roberta D. Liebenberg, Matthew Duncan and Gerard A. Dever for Seegott Holdings, Inc., Industrial Polymers, Inc. and Quabaug Corporation. CERT. OF INTERESTED PARTIES: n. Served on 09/09/2013. Manner of Service: email. [13-3215]

09/09/2013 [10106291] Notice of appearance submitted by Robert W. Coykendall for Appellees Industrial Polymers, Inc., Quabaug Corporation and Seegott Holdings, Inc. for court review. Certificate of Interested Parties: No. Served on 09/09/2013. Manner of Service: email. [13-3215] --[Edited 09/09/2013 by SLS to remove PDF file from docket entry.] RWC

09/09/20131 pg, 64.18 KB

[10106328] Notice of appearance filed by Mr. Robert W. Coykendall for Quabaug Corporation, Seegott Holdings, Inc. and Industrial Polymers, Inc. CERT. OF INTERESTED PARTIES: n. Served on 09/09/2013. Manner of Service: email. [13-3215]

09/09/2013

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[10106421] Notice of appearance submitted by Michael J. Guzman and Rebecca A. Beynon for Appellees Industrial Polymers, Inc., Quabaug Corporation and Seegott Holdings, Inc.Appellees for court review. Certificate of Interested Parties: No. Served on 09/09/2013. Manner of Service: email. [13-3215]--[Edited 09/09/2013 by KLP to delete the attachment; entry filed.] MJG

09/09/2013 [10106424] Notice of appearance submitted by Michael N. Nemelka for Appellees Industrial Polymers, Inc., Quabaug Corporation and Seegott Holdings, Inc.Appellees for court review. Certificate of Interested Parties: No. Served on 09/09/2013. Manner of Service: email. [13-3215]--[Edited 09/09/2013 by KLP to delete the attachment; entry filed.] MJG

09/09/20131 pg, 589.21 KB

[10106442] Notice of appearance filed by Ms. Rebecca A. Beynon and Mr. Michael J. Guzman for Quabaug Corporation, Industrial Polymers, Inc. and Seegott Holdings, Inc. CERT. OF INTERESTED PARTIES: n. Served on 09/09/2013. Manner of Service: email. [13-3215]

09/09/20131 pg, 567.95 KB

[10106445] Notice of appearance filed by Mr. Michael N. Nemelka for Quabaug Corporation, Industrial Polymers, Inc. and Seegott Holdings, Inc. CERT. OF INTERESTED PARTIES: n. Served on 09/09/2013. Manner of Service: email. [13-3215]

09/09/2013 [10106457] Returned mail filed. Addressed to: Donna Siegel Moffa. Reason returned: not deliverable as addressed; unable to forward. Document returned: case opening letter of 08/26/2013. [13-3215]

09/09/2013 [10106465] Returned mail filed. Addressed to: Daniel R. Karon. Reason returned: not deliverable as addressed; unable to forward. Document returned: case opening letter of 08/26/2013. [13-3215]

09/10/2013 [10106669] Notice of an NDA re-sent to Arthur N. Bailey. [13-3215]

09/11/201311 pg, 35.52 KB

[10107010] Deficiency notice issued. Type of deficiency: Entry of appearance not filed. Notice of appearance due on 09/23/2013 for Alco Industries, Inc., Arctic-Temp, Inc., Ball & Young Limited, Belting Industries Company, Inc., Beynon Sports Surfaces, Inc., British Vita (Lux III) S.AR.L., British Vita Unlimited, Building Material Distributors, Inc., Burkart Foam, Inc., Caligen Europe B.V., Caligen Foam Limited, Carpenter Aps, Carpenter Canada Co., Carpenter Co., Carpenter GMBH, Carpenter Limited, Carpenter S.A.S., Carpenter Sweden AB, Carpenter-Dumo N.V., Coating Resource Corporation, Creative Urethanes, Inc., Crest Foam Industries Incorporated, Crest-Foam Corp., Dash Multi-Corp, Inc., Draka Interfoam B.V., E.R. Carpenter, L.P., Elliott Company of Indianapolis, Inc., Epoxical, Inc., Flexible Foam Products, Inc., Foam Supplies, Inc., Globe Rubber Works, Goodman Building Supply Company, Green Mountain International, Inc., HEBros., Inc., Hairlok Limited, Hickory Springs Manufacturing Company, Hickory Springs of California, Inc., High Standard Pad, Inc., Home Factories, Inc., Huber Engineered Woods LLC, ICOA France, S.A.S., Industrial Rubber Products, Inc., J.M. Huber Corporation, Koepp Schaum GMBH, Kryptane Systems, LLC, LPFinancial Services Co., Leaving Taos, Inc., Leggett & Platt Components Company, Inc., Leggett & Platt, Incorporated, Liquidation Reserve Account Trust, Lubrizol Advanced Materials Europe BVBA, Lubrizol Advanced Materials, Inc., Maine Industrial Tires Limited, Marchem Corporation, Marchem Pacific, Inc., Marchem Southeast, Inc., Metzeler Schaum GMBH, Morard Europe S.A.S., Nu-Foam Products, Inc., Ohio Decorative Products, Inc., PSI Urethanes, Inc., PWA Poliuretanos Woodbridge de Argentina S.A., Pathway Polymers Inc., Polymeric Technology, Inc., RBX Industries, Inc., RWM Casters, Rahco Rubber Products, Inc., Rubber Engineering and Development Company, Rubber Millers, Inc., Skypark Manufacturing, LLC, Standard Rubber Products, Inc., T.W. Espumas Ltda., Tramico S.A.S., UAB Vita Baltic International, Universal Urethanes, Inc., Urethane Products Industries, Inc., Veenendaal Schaumstoffwerk GMBH, Vita Cellular Foams (UK) Limited, Vita Polymers Poland S.P.Z.O.O., Vitafoam Incorporated, Vitafoam Products Canada, Ltd., Woodbridge Australia Group Pty. Ltd., Woodbridge Corporation, Woodbridge Foam (UK) Limited, Woodbridge Foam Corporation, Woodbridge Foam Deutschland GMBH, Woodbridge Foam Fabricating, Inc., Woodbridge Holdings Inc. and Woodbridge Services Inc. [13-3215]

09/16/20131 pg, 20.11 KB

[10108301] Filed notice record is complete. Served on 09/16/2013. Appellant's brief and appendix due on 10/28/2013 for Dow Chemical Company. [13-3215]

09/20/20131 pg, 13.02 KB

[10110022] Notice of non-participation filed by David C. Eddy and Travis C. Wheeler for Dash Multi-Corp, Inc., MarChem Corporation, MarChem Southeast, Inc. and MarChem Pacific, Inc. Date of Service: 09/20/2013. Manner of Service: email. [13-3215] DCE

09/20/2013 [10110046] Returned mail filed. Addressed to: Steven P. Benenson. Reason returned: No longer at this location. Document returned: 08/26/2013 letter. [13-3215]

09/20/20133 pg, 10.66 KB

[10110255] Notice of non-participation filed by Jodi Trulove for Ball & Young Limited, British Vita (Lux III) S.AR.L., British Vita Unlimited, Burkart Foam, Inc., Caligen Europe B.V., Caligen Foam Limited, Carpenter Aps, Carpenter Canada Co., Carpenter Co., Carpenter GMBH, Carpenter Limited, Carpenter S.A.S., et al. Date of Service: 09/20/2013. Manner of Service: email. [13-3215] JT

09/23/20131 pg, 293.17 KB

[10110430] Notice of non-participation filed by Fred A. Silva for Coatings Resource Corporation. Date of Service: 09/23/2013. Manner of Service: email. [13-3215] RMS

09/23/20132 pg, 10.86 KB

[10110580] Notice of non-participation filed by W. Joseph Bruckner Yvonne M. Flaherty for Maine Industrial Tires Limited. Date of Service: 09/23/2013. Manner of Service: email. [13-3215] DP

09/23/20131 pg, 16.3 KB

[10110666] Notice of non-participation filed by Angela K. Drake for Beynon Sports Surfaces, Inc.. Date of Service: 09/23/2013. Manner of Service: email. [13-3215] AKD

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09/25/2013 [10111294] Returned mail filed. Addressed to: Michael P. Lehmann. Reason returned: attempted - not known; unable to forward; return to sender. Document returned: 09/11/2013 deficiency notice. [13-3215]

09/27/2013 [10112316] Returned mail filed. Addressed to: Issac L. Diel Reason returned: attempted - not known; unable to forward; return to sender Document returned: 09/11/2013 deficiency notice. [13-3215]

09/30/201310 pg, 55.68 KB

[10112490] Motion filed by Appellant Dow Chemical Company to extend time to file appellant/petitioner's brief until 12/06/2013, to extend time to file appellee/respondent's brief until 02/14/2014, to extend time to file a reply brief until 03/07/2014. Served on: 09/30/2013. Manner of service: email. This pleading complies with all required (privacy, paper copy and virus) certifications: Yes. [13-3215] CGP

09/30/20131 pg, 78.44 KB

[10112686] Order filed by Clerk of the Court granting appellant's motion to extend time and adopting the briefing schedule set forth in the motion. Appellant's brief and appendix now due on 12/06/2013 for Dow Chemical Company. Appellees' brief due 02/14/2014 for Industrial Polymers, Inc., Quabaug Corporation and Seegott Holdings, Inc. Appellant's reply brief due 03/07/2014 by Dow Chemical Company. No further extensions on the clerk's authority. Served on 09/30/2013. [13-3215]

10/01/2013 [10113041] Returned mail filed. Addressed to: Jason Brett Fliegel. Reason returned: No longer at Mayer Brown; return to sender. Document returned: 09/11/2013 deficiency notice. [13-3215]

12/06/2013 [10131157] Notice of appearance submitted by Charles J. Kalil; Duncan A. Stuart for Appellant Dow Chemical Company for court review. Certificate of Interested Parties: No. Served on 12/06/2013. Manner of Service: email. [13-3215]--[Edited 12/06/2013 by AT to remove PDF as pleading was filed on 12/6/13.] CGP

12/06/2013185 pg, 1.44 MB

[10131201] Appellant/Petitioner's brief filed by Dow Chemical Company. 7 paper copies to be provided to the court. Served on 12/06/2013 by email. Oral argument requested? Yes. This pleading complies with all required (privacy, paper copy and virus) certifications: Yes. [13-3215] CGP

12/06/20132 pg, 41.86 KB

[10131215] Notice of appearance filed by Mr. Charles J. Kalil and Mr. Duncan A. Stuart for Dow Chemical Company. CERT. OF INTERESTED PARTIES: n. Served on 12/06/2013. Manner of Service: email. [13-3215]

12/09/2013 [10131527] Appendix filed by Appellant Dow Chemical Company. Original and 1 copy. Appendix pages: 2463. Number of volumes: 8. Hardcopy only. (Volumes 7 & 8 sealed.) --[Edited 12/11/2013 by BV To edit docket text] Served on 12/06/2013. Manner of Service: US mail. [13-3215]

12/09/2013 [10131532] Minute order filed - Appellee/Respondent brief now due 02/14/2014 for Industrial Polymers, Inc., Quabaug Corporation and Seegott Holdings, Inc. (Text Only - No Attachment) [13-3215]

12/13/20132 pg, 24.01 KB

[10133238] Order filed by Clerk of the Court (CVC) - The appendix filed by The Dow Chemical Company (the appellant in this matter) includes two volumes of sealed materials (Volumes 7 & 8) which were apparently filed under seal in the district court. The court takes seriously the question of whether sealing is warranted in any particular case. Therefore, on or before December 31, 2013, the parties to this appeal (the appellant and the appellees) shall file responses to this order, showing cause why Volumes 7 & 8 of the appendix should be filed under seal. (See attachment for full text of the order.) Served on 12/13/2013. [13-3215]

12/13/2013 This entry has been removed from the docket. Entry of appearance to be re-submitted with correct party listed. [AT] GCS

12/13/2013 This entry has been removed from the docket. [KLP] Brief filed as of 12/13/13. [10133327] Amicus Curiae brief submitted by Chamber of Commerce of the United States of America. [13-3215] GCS

12/13/201335 pg, 171.72 KB

[10148721] Amicus Curiae brief filed by Chamber of Commerce of the United States of America. Original and 7 copies.. Served on 12/13/2013. Manner of Service: email. [13-3215]

12/16/2013 [10133406] Notice of appearance submitted by Gene C. Schaerr for Chamber of Commerce of the United States for court review. Certificate of Interested Parties: Yes. Served on 12/16/2013. Manner of Service: US mail, email. [13-3215] --[Edited 12/16/2013 by SLS to remove PDF file from docket entry.] GCS

12/16/20132 pg, 89.34 KB

[10133561] Notice of appearance filed by Mr. Gene C. Schaerr for Chamber of Commerce of the United States. CERT. OF INTERESTED PARTIES: y. Served on 12/16/2013. Manner of Service: email. [13-3215]

12/31/20134 pg, 19 KB

[10137027] Response filed by Dow Chemical Company to Court Order of December 13, 2013. Served on 12/31/2013. Manner of Service: email. This pleading complies with all required (privacy, paper copy and virus) certifications: Yes. [13-3215] CGP

12/31/2013 [10137116] Notice of an NDA re-sent to Ronald D. Foreman. [13-3215]

12/31/20137 pg, 1.28 MB

[10137289] Response filed by Industrial Polymers, Inc., Quabaug Corporation and Seegott Holdings, Inc. to Order Concerning Sealed Appendix. Served on 12/31/2013. Manner of Service: email, US mail. This pleading complies with all required (privacy, paper copy and virus) certifications: Yes. [13-3215] PDC

01/02/20141 pg, 16.84 KB

[10137648] Order filed by Clerk of the Court (CVC) - Volumes 7 & 8 of appellant's appendix will remain under seal; however, the ultimate propriety of keeping those volumes under seal is a metter that the court will take under advisement. Served on 01/02/2014. [13-3215]

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02/11/2014 [10148610] Notice of appearance submitted by Steffen N. Johnson for National Chamber Litigation Center for court review. Certificate of Interested Parties: Yes. Served on 02/11/2014. Manner of Service: email. [13-3215] [Edited to remove PDF as pleading has been filed as of 2/11/14 and to correct text-- Edited 02/11/2014 by NA] SNJ

02/11/20142 pg, 89.67 KB

[10148650] Notice of appearance filed by Mr. Steffen Nathanael Johnson for National Chamber Litigation Center. CERT. OF INTERESTED PARTIES: y. Served on 02/11/2014. Manner of Service: email [13-3215]

02/11/20143 pg, 64.44 KB

[10148709] Motion to Substitute Counsel for Chamber of Commerce of the United States of America with attorney Steffen N. Johnson filed by Amicus Curiae Chamber of Commerce of the United States of America. Served on 02/11/2014. Manner of Service: email. [13-3215]

02/11/20141 pg, 23 KB

[10148750] Order filed by Clerk of the Court granting Chamber of Commerce of United States' Motion to Substitute Lead Counsel. Served on 02/11/2014. [13-3215]

02/14/201482 pg, 596.3 KB

[10149827] Appellee/Respondent's brief filed by Industrial Polymers, Inc., Quabaug Corporation and Seegott Holdings, Inc.. 7 paper copies to be provided to the court. Served on: 02/14/2014. Manner of service: email. Oral argument requested? Yes. This pleading complies with all required (privacy, paper copy and virus) certifications: Yes. [13-3215] PDC

02/18/20149 pg, 601.33 KB

[10150600] Supplemental appendix filed by Appellees Industrial Polymers, Inc., Quabaug Corporation and Seegott Holdings, Inc.. Original and 1 copy. 22 volumes. Volumes 21 and 22 are SEALED. Appendix pages: 6328. Hardcopy only. Served on 02/17/2014. [13-3215]--[Edited 03/14/2014 by AT - Volume I of the supplemental appendix has been amended to include pages SA1 through SA5. ]

02/19/20141 pg, 16.8 KB

[10150588] Order filed by Clerk of the Court (CVC) - Appellees have submitted Volumes 21 and 22 of their appendix as sealed items. In accordance with this court’s order of January 2, 2014, and based upon a review of the file as a whole, the court will allow Volumes 21 and 22 of appellees’ appendix to remain under seal at this time. However, also in accordance with the court’s January 2, 2014 order, the ultimate propriety of keeping these volumes under seal is a matter taken under advisement.. Served on 02/19/2014. [13-3215]

02/19/2014 [10150602] Minute order filed - Appellant's optional reply brief now due 03/07/2014 for Dow Chemical Company. (Text Only - No Attachment) [13-3215]

02/20/2014 [10151219] Notice of appearance submitted by Jonathan D. Selbin; Jason L. Lichtman for American Independent Business Alliance for court review. Certificate of Interested Parties: No. Served on 02/20/2014. Manner of Service: email. [13-3215]--[Edited 02/21/2014 by AT to remove PDF as pleading was filed on 2/21/14. JLL

02/20/2014 This entry has been removed from the docket. The [10151220] Amicus Curiae brief submitted by American Independent Business Alliance was filed on 02/24/2014. [SLS] JLL

02/20/201437 pg, 228.67 KB

[10151767] Amicus Curiae brief filed by American Independent Business Alliance. Original and 7 copies. Served on 02/20/2014. Manner of Service: email. [13-3215] --[Edited 02/25/2014 by SLS to attach errata sheet.]

02/21/20141 pg, 114.21 KB

[10151233] Notice of appearance filed by Mr. Jason L. Lichtman and Mr. Jonathan D. Selbin for American Independent Business Alliance. CERT. OF INTERESTED PARTIES: n. Served on 02/21/2014. Manner of Service: email. [13-3215]

02/25/20145 pg, 50.32 KB

[10152183] Errata sheet filed by Mr. Jason L. Lichtman for American Independent Business Alliance. Original and 0 copies. Served on 02/25/2014. Manner of Service: email. [13-3215] JLL

03/05/20144 pg, 28.08 KB

[10154782] Motion filed by Appellant Dow Chemical Company to file supplemental appendix. Served on: 03/05/2014. Manner of service: email. This pleading complies with all required (privacy, paper copy and virus) certifications: Yes. [13-3215] CGP

03/05/20141 pg, 22.99 KB

[10154952] Order filed by Clerk of the Court granting Appellant's unopposed motion to file supplemental appendix. Served on 03/05/2014. [13-3215]

03/07/201443 pg, 92.43 KB

[10155732] Appellant/Petitioner's reply brief filed by Dow Chemical Company. 7 paper copies to be provided to the court. Served on 03/07/2014. Manner of Service: email. This pleading complies with all required (privacy, paper copy and virus) certifications: Yes. [13-3215] CGP

03/10/2014 [10156013] Supplemental appendix filed by Appellant Dow Chemical Company. Original and 1 copy. Appendix pages: 159. Hardcopy only. 2 volumes. Volume 2 is SEALED. Served on 03/07/2014. Manner of Service: US mail. [13-3215]

03/13/20144 pg, 35.65 KB

[10157145] Motion filed by Appellees Industrial Polymers, Inc., Quabaug Corporation and Seegott Holdings, Inc. to amend volume I of supplemental appendix. Served on: 03/13/2014. Manner of service: email, US mail. This pleading complies with all required (privacy, paper copy and virus) certifications: Yes. [13-3215]--[Edited 03/13/2014 by AT to reflect title of appellees' motion.] PDC

03/13/20141 pg, 19.15 KB

[10157351] Order filed by Clerk of the Court granting (CVC) appellees' Unopposed Motion to Amend Volume I of Supplemental Appendix as provided herein. On or before 3/18/14 the appellees shall file (in hardcopy form) an errata to Volume I of their supplemental appendix, containing the omitted pages

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referenced in their motion. The errata must be served on opposing counsel. Served on 03/13/2014. [13-3215]

03/14/20149 pg, 562.24 KB

[10157503] Errata sheet filed by Mr. Paul D. Clement for Seegott Holdings, Inc., Industrial Polymers, Inc. and Quabaug Corporation, Industrial Polymers, Inc.; Quabaug Corp.; & Seegott Holdings, Inc.. Original and 7 copies. Served on 03/14/2014. Manner of Service: email, US mail. [13-3215] PDC

03/18/20144 pg, 34.97 KB

[10158573] Motion filed by Appellees Industrial Polymers, Inc., Quabaug Corporation and Seegott Holdings, Inc. to reschedule oral argument. Served on: 03/18/2014. Manner of service: email. This pleading complies with all required (privacy, paper copy and virus) certifications: Yes. [13-3215] PDC

03/18/20145 pg, 21.61 KB

[10158577] Motion filed by Appellees Industrial Polymers, Inc., Quabaug Corporation and Seegott Holdings, Inc. to reschedule oral argument. Served on: 03/18/2014. Manner of service: email. This pleading complies with all required (privacy, paper copy and virus) certifications: Yes. [13-3215] PDC

03/24/20141 pg, 394.39 KB

[10159878] Calendar notice sent to counsel. Arguments to be held on 05/14/2014 at 9:00 a.m. in Courtroom IV, Byron White United States Courthouse, Denver, CO. Counsel is required to go to http://www.ca10.uscourts.gov under the argument calendar tab to obtain an important notice regarding calendared cases and required forms. The calendar acknowledgment form must be completed and filed with the clerk via Electronic Case Filing within 10 days of today's date. Counsel for Amici Curiae do not participate in oral argument without prior order of the court allowing participation. [13-3215]

03/25/20141 pg, 416.44 KB

[10160167] Oral Argument Acknowledgment Form filed by Dow Chemical Company. Served on 03/25/2014. Manner of Service: email. [13-3215] CGP

04/01/20141 pg, 21.2 KB

[10162570] Order filed by Clerk of the Court denying Attorney motion to reschedule oral argument filed by Appellees Seegott Holdings, Inc., Industrial Polymers, Inc. and Quabaug Corporation. Served on 04/01/2014. [13-3215]

04/03/20141 pg, 34.14 KB

[10163236] Oral Argument Acknowledgment Form filed by Industrial Polymers, Inc., Quabaug Corporation and Seegott Holdings, Inc.. Served on 04/03/2014. Manner of Service: email. [13-3215] PDC

05/14/20141 pg, 21.59 KB

[10176027] Case argued by Carter Phillips for the Appellant and by Paul Clement for the Appellee; Submitted to Judges Lucero, Murphy and Bacharach. [13-3215]

05/15/20143 pg, 26.64 KB

[10176345] Motion filed by Appellant Dow Chemical Company to release the oral argument recording. Served on: 05/15/2014. Manner of service: email. This pleading complies with all required (privacy, paper copy and virus) certifications: Yes. [13-3215] CGP

05/27/20141 pg, 23.26 KB

[10178744] Order filed by Judges Lucero, Murphy and Bacharach granting Attorney motion to release oral argument recording. Served on 05/27/2014. [13-3215]

06/27/20142 pg, 41.38 KB

[10187861] Letter from attorney Rachel Brand regarding name change of National Chamber Litigation Center. Served on 07/01/2014. Manner of Service: email. [13-3215]

09/05/20142 pg, 173.07 KB

[10204099] Motion filed by Appellees Industrial Polymers, Inc., Quabaug Corporation and Seegott Holdings, Inc. for attorney Zachary D. Tripp to withdraw as counsel.. Served on: 09/05/2014. Manner of service: email. This pleading complies with all required (privacy, paper copy and virus) certifications: Yes. [13-3215] ZDT

09/08/20141 pg, 23.16 KB

[10204384] Order filed by Judges Lucero, Murphy and Bacharach granting Attorney Zachary D. Tripp's motion to withdraw as attorney. Served on 09/08/2014. [13-3215]

09/29/20141 pg, 21.04 KB

[10210563] Order filed by Judges Lucero, Murphy and Bacharach - This matter comes before the court pursuant to the court’s 1/ 2/14 and 2/19/14 orders regarding the propriety of allowing the parties’ material filed under seal to remain sealed. Upon consideration, the clerk is directed to allow the material to remain sealed. Served on 09/29/2014. [13-3215]

09/29/201448 pg, 188.04 KB

[10210569] Affirmed; Terminated on the merits after oral hearing; Written, signed, published; Judges Lucero, Murphy and Bacharach (authoring). Mandate to issue. [13-3215]--[Edited 10/02/2014 by KLP to attach a corrected PDF.]

09/29/20142 pg, 21.94 KB

[10210573] Judgment for opinion filed. [13-3215]

10/14/201470 pg, 219.77 KB

[10214907] Petition for rehearing, for rehearing en banc filed by Dow Chemical Company. Original and 12 copies. Served on 10/14/2014. Manner of Service: email. This pleading complies with all required (privacy, paper copy and virus) certifications: Yes. [13-3215] CGP

10/14/20141 pg, 23.12 KB

[10215073] Order filed by Judges Lucero, Murphy, and Bacharach: The appellees shall file a response to the appellant's Petition for Rehearing En Banc on or before 10/24/2014. Served on 10/14/2014. [13-3215]

10/21/2014 This entry has been removed from the docket as the Amicus brief submitted by Chamber of Commerce of the United States was filed on 10/21/14 at the direction of the court. [AT] SNJ

10/21/201421 pg, 81.57 KB

[10222278] Amicus Curiae brief filed by Chamber of Commerce of the United States of America. Original and 12 copies. Served on 10/21/2014. Manner of Service: email. [13-3215]

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10/24/201423 pg, 493.36 KB

[10218429] Response filed by Industrial Polymers, Inc., Quabaug Corporation and Seegott Holdings, Inc. to Petition for rehearing, for rehearing en banc. Served on 10/24/2014. Manner of Service: email. This pleading complies with all required (privacy, paper copy and virus) certifications: Yes. [13-3215] PDC

11/07/20141 pg, 23.22 KB

[10222282] Order filed by Judges Lucero, Murphy, and Bacharach denying petition for rehearing and rehearing en banc filed by Appellant Dow Chemical Company. [13-3215]

11/17/20144 pg, 27.76 KB

[10224716] Mandate issued. [13-3215]

12/29/20142 pg, 23.88 KB

[10236124] Supreme Court order dated 12/22/2014 granting an extension of time, until 3/9/2015, to file a petition for writ of Certiorari. [13-3215]

03/06/20152 pg, 214.73 KB

[10253164] Notice filed by Candice C. Wong of withdrawal as counsel for appellees. Served on: 03/06/2015. Manner of service: email. This pleading complies with all required (privacy, paper copy and virus) certifications: Yes. [13-3215]--[Edited 03/06/2015 by KLP to indicate that this motion will be treated as a notice; no order will issue.] CCW

03/11/20151 pg, 55.06 KB

[10254099] Petition for writ of certiorari filed by Dow Chemical Company on 03/09/2015. Supreme Court Number 14-1091. [13-3215]

05/10/20152 pg, 8.56 KB

[10270597] Notice filed by William R. Levi of withdraw as counsel for Appellees. Served on: 05/10/2015. Manner of service: email. This pleading complies with all required (privacy, paper copy and virus) certifications: Yes.--[Edited 05/11/2015 by BV to indicate that this motion will be treated as a notice; no order will issue.] [13-3215] WRL

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