SI-DRIVE Plenary Session: Social Innovation Policy Results ...€¦ · WP 11 Foresight & Policy Why...

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WP11Foresight&Policy

ThisprojecthasreceivedfundingfromtheEuropeanUnion’sSeventhFrameworkProgrammeforresearch,technologicaldevelopmentanddemonstrationundergrantagreementno612870.

SI-DRIVEPlenarySession:SocialInnovationPolicyResultsofthePolicyandForesightProcess

SI-DRIVE Final Conference |

Steven Dhondt (TNO/KUL), Matthias Weber (AIT)Peter Oeij (TNO), Wolfram Rhomberg (AIT)

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WP11Foresight&Policy

Vote:

GOTO: live.voxvote.com

USE: pin:47105

…ANDWAITFORTHEQUESTIONS

WP11Foresight&Policy

Vote:Doweneedpolicysupportforsocialinnovation?

Pleaseselectoneofthefollowingoptions

Ø No,policymakersandpublicadministrationsshouldleavesocialinnovationsalone

Ø ItdependsØ Yes,ofcourse:socialinnovationsneedtodealwithpolicysupportinavery

strategicwayØ Yes,withoutpolicysupport,socialinnovationsaredoomedforbecoming

successful

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Sevenpolicyfields– challengesforsocialchange

Leadingexamples25countriesintheworld1005cases81detailedanalysis

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Whysocialinnovationisneeded…Socialinnovationisaboutlinkingbottom-upactionbycitizenstoothercivilactors,publicandmarketactiontohaveanimpactonsocietalchallenges

Reduce traffic congestion

Improve environment

Eliminate poverty

Prevent skills inbalances

Make society healthier

Sustainable energy

Employment for all

Sustainableempoweredenvironment

Inclusiveemployment,futurefocusedskilling

Participationtomeetownneeds

Inclusive,modern,life-longlearningSustainable,inclusive

mobilityandtransport

100%renewableenergy

Accessible,low-cost,highqualitycare

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AmbitionandImpact:fromSocialInnovationtoSocialChange

Currentsystem

Futuresystem

Changing attitudes

Providingexamples andinspiration

Changing behaviour

Generalisationof practices

Changing organisations

Newactorsand networks

Changing institutions

Newframeworkconditions

Energy lady and energy kid

Energy collectives: Goiener

Localproductionofenergy:Solarpoweredirrigationsystem

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Solutionsforsocialchange?Nicesolutions,butupscalingremainslimited!Ø Criteriaofimpact

Ø Influencegoesbeyondlocal/regionallevelØ TheinnovationchangedthepracticefieldØ ThesocialneedofthetargetgrouphasbeenalleviatedØ Communitybuildinghasbeenstrengthened

Ø SI-CRIVEcasestudiesØ Of82cases:25%highimpact

Ø BarriersØ Staticbarriers:Lackofinformation,routinizedbehavior,lackofincentives,lackof

resources,organizationalsilos,structuralrigidities,powerdisparities,regulatorybarriers

Ø Dynamicbarriers:path-dependencies,networkexternalities,lackself-reinforcingmechanisms(e.g.mediaattention)

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Solutionsforsocialchange?Nicesolutions,butupscalingremainslimitedOf82cases:25%highimpact

Ø InfluenceisstrongerthanlocalorregionallevelØ TheinnovationchangedthepracticefieldØ ThesocialneedofthetargetgrouphasbeenalleviatedØ Communitybuildinghasbeenstrengthened

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Vote:WhatdoyouseeastheONEmainenablerofsocialinnovation,givenwhatyouexperience,knowhaveheard?

Pleaseselectonemainenablerstomakesocialinnovationsuccessful

Ø PolicybackingØ FinancialresourcesØ Humandresources(insocialinnovationproject)Ø KnowledgesupportØ MediacoverageØ Societalculture

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Enablersatthelevelofsocialinnovations(%yes)

0 20 40 60 80 100

Innovation-friendlyenvironment

Competitiveadvantageoftheinnovative…

Goodplanning

Luckyevents

SufficientHR

Leadership

Financialresources

Politicalbacking

International,1-partydominant International,multi-party

Eastern-Europe Western-Europe

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Enablersatthelevelofsocialinnovations(%yes)

0 20 40 60 80 100

Innovation-friendlyenvironment

Competitiveadvantageoftheinnovative…

Goodplanning

Luckyevents

SufficientHR

Leadership

Financialresources

Politicalbacking

International,1-partydominant International,multi-party

Eastern-Europe Western-Europe

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Enablersatthelevelofsocialinnovations(%yes)

0 20 40 60 80 100

Innovation-friendlyenvironment

Competitiveadvantageoftheinnovative…

Goodplanning

Luckyevents

SufficientHR

Leadership

Financialresources

Politicalbacking

International,1-partydominant International,multi-party

Eastern-Europe Western-Europe

WP11Foresight&Policy

Enablersatthelevelofsocialinnovations(%yes)

0 20 40 60 80 100

Innovation-friendlyenvironment

Competitiveadvantageoftheinnovative…

Goodplanning

Luckyevents

SufficientHR

Leadership

Financialresources

Politicalbacking

International,1-partydominant International,multi-party

Eastern-Europe Western-Europe

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Why?- Justifications of policy intervention are broadening

Makingthe case for acomprehensive innovation policy

MarketFailure (Structural)SystemFailure

TransformativeSystemFailure

How?- Established research-centric instruments of policy intervention are increasinglycomplemented by new types of instruments

Research-centric•R&IFunding•Demoprojects•Knowledgetransfer

Change-centric•Regulation&procurement• Start-up&scale-up•Multi-actor experimental• Policy labs &designthinking

à Current innovation policy evolves inafavourable way for social innovationà „Comprehensive“innovation policy mustadd the specific dilemmas of social innovation

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Policyrecommendations:dilemma’stobesolved

Roleofpolicyandpublicadministration

Civilsocietyasastartingpoint

Resourcingthesocialinnovations

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Policyrecommendations:dilemmas

RoleofpolicyandpublicadministrationØ Generalpolicy– Specificpolicy(1)Ø Government– Governance(2)Ø Moderating– Understanding(3)

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Policyrecommendations:dilemmas

RoleofpolicyandpublicadministrationØ Generalpolicy– Specificpolicy(1)Ø Government– Governance(2)Ø Moderating– Understanding(3)

Resourcingthesocialinnovations

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Resourcesatthepracticefieldlevel(%lackof)

0 10 20 30 40 50 60 70 80 90 100

Politicalsupport

Knowledge/expertise

Mediacoverage

Numberofparticipants

Qualityandavailabilityofpersonnel

Funding

International,1-partydominant International,multi-party Eastern-Europe Western-Europe

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Policyrecommendations:dilemmas

RoleofpolicyandpublicadministrationØ Generalpolicy– Specificpolicy(1)Ø Government– Governance(2)Ø Moderating– Understanding(3)

ResourcingthesocialinnovationsØ Fundingstart-up– Fundingscale-up/share-up(4)

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Agrowthmodelforsocialinnovation:amulti-pronged and complementary approach

Publicperceptions

Social valuesSocial movements

Buy-in

Actio

nsfrom

PolicyMaker

Actio

nsfrom

SocialInno

vator

NetworkingLinkto socialmovements

Regulatorysandboxes

Leadership

DesignthinkingOther impactmeasurement

Businessmodels

Growthphase

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Policyrecommendations:dilemmas

RoleofpolicyandpublicadministrationØ Generalpolicy– Specificpolicy(1)Ø Government– Governance(2)Ø Moderating– Understanding(3)

ResourcingthesocialinnovationsØ Fundingstart-up– Fundingscale-up/share-up(4)Ø Generalsubsidies– Phasebasedfunding(7)Ø Legalinfrastructurefirst– Fundingfirst(8)Ø Knowledgedriven– Knowledgesupportneedstoredirected(10)

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Knowledgeandcapabilitiesdrivingatthepracticefieldlevel(%yes)

0 20 40 60 80 100

Projectmanagement

Knowledgeaboutsuccessfulcollaboration

Statistics/data

Scientificknowledge

Knowledgeaboutfactorsinthefield/stakeholders

Knowledgeaboutlaw/regulations

Knowledgeaboutusers/targetgroup

International,1-partydominant International,multi-party

Eastern-Europe Western-Europe

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Policyrecommendations:dilemmas

RoleofpolicyandpublicadministrationØ Generalpolicy– Specificpolicy(1)Ø Government– Governance(2)Ø Moderating– Understanding(3)

CivilsocietyasastartingpointØ SIasmarketsolutions– SIaspublicvalue,publicgoals(impactassessment)(5)

ResourcingthesocialinnovationsØ Fundingstart-up– Fundingscale-up/share-up(4)Ø Generalsubsidies– Phasebasedfunding(7)Ø Legalinfrastructurefirst– Fundingfirst(8)Ø Knowledgedriven– Knowledgesupportneedstoredirected(10)

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Developmentofsocialinnovation:situationatstart-up

Civil Society

PublicPrivate

18cases 12cases

48cases

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Developmentofsocialinnovation:currentsituation

Civil Society

PublicPrivate7

3

9

PuPr:2

PuC:1

PrPu:3

CPu:15CPr:5

PuPrC:8PrPuC:6

CPuPr:19

WP11Foresight&Policy

Policyrecommendations:dilemmas

RoleofpolicyandpublicadministrationØ Generalpolicy– Specificpolicy(1)Ø Government– Governance(2)Ø Moderating– Understanding(3)

CivilsocietyasastartingpointØ SIasmarketsolutions– SIaspublicvalue,publicgoals(impactassessment)(5)Ø Planningsocialinnovation– Developculturalchangetowardsstrongercivilsociety(6)Ø Upliftingofstart-ups– Buildawareness,support,enablingpartnerships,life-cycle(9)

ResourcingthesocialinnovationsØ Fundingstart-up– Fundingscale-up/share-up(4)Ø Generalsubsidies– Phasebasedfunding(7)Ø Legalinfrastructurefirst– Fundingfirst(8)Ø Knowledgedriven– Knowledgesupportneedstoredirected(10)

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Weaskedyou:

Ø No,policymakersandpublicadministrationsshouldleavesocialinnovationsaloneØ ItdependsØ Yes,ofcourse:socialinnovationsneedtodealwithpolicysupportinaverystrategicwayØ Yes,withoutpolicysupport,socialinnovationsaredoomedforbecomingsuccessful

So,Haveyoupaidattention?Haveyouchangedyourmind?

Ø Iwasano:andnowIremainanoØ Ihesitatedandpositiveaboutpolicysupport,butnowIamaclearNOØ Iwasnegativeaboutpolicy,orhesitated,butnowampositiveaboutpolicysupportØ Iwasayes(or‘itdepends’),butnowamsurelyforpolicysupportforsocialinnovations

Vote:Doweneedpolicysupportforsocialinnovation?

WP11Foresight&Policy

ThisprojecthasreceivedfundingfromtheEuropeanUnion’sSeventhFrameworkProgrammeforresearch,technologicaldevelopmentanddemonstrationundergrantagreementno612870.

Thankyou!

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Impactchart:Exampleof‘PolicyFieldEnergy’

Energycollectives

Localproductionofenergy

Fossilfueleconomy

100%renewableenergy

Providingexamplesandinspiration

ChangingattitudesChangingbehavior

Changinginstitutions

Investments

Transparantenergyprices

Independencefromfossilenergyproducers

Attitudes

Behavior

Solarpoweredirrigationsystem

Goiener

Energy lady and energy kid

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Impactchartfor‘PolicyFieldMobilityandTransport’

Pollution,noise,expensivetransportsolutions

Sustainable,inclusivemobilityandtransport

ChangingattitudesChangingbehavior

Changinginstitutions

Electro-mobility

Smartworking,smartcommuting

Carsharing

Transportforpeoplewithreducedmobility

MobileservicesCar-freehousing

Bikesharing

FreightbikesParkingplacespotting

Saferoadstoschool

FrugalJugaadInnovationGendersensitivetransport

Citizininitiatedpublictransport

Investments,technology

Targetgroups

Newinfrastructure

Attitudes

Behavior

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Impactchartfor‘PolicyFieldEducationandLifelongLearning’

Selective,life-phasededucation

Inclusive,modern,life-longlearning

ChangingattitudesChangingbehavior

Changinginstitutions

Alternativeformofeducationalactivitiesandtraining

Entrepreneurshipeducationandpromotion

LLstrategiesandstructures

Newlearningarrangementsandinteractiveeducation

Newdigitalandvirtuallearningenvironments

Reductioneducationdisadvantages

Occupationalorientationandearlypupilscareerplanning

Strategicpartnershipofeducationandeconomy

Attitudes

Behavior

Methods

Investments,technology

Newschoolingarrangements

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Impactchartfor‘PolicyFieldHealthandSocialCare’

E/MHealth

Integratedcaredelivery

Private,highcostcare

Accessible,low-cost,highqualitycare

Newmodelsofcare

ChangingattitudesChangingbehavior

Changinginstitutions

Investments,newtechnology

Newpractices,medicine

Newmodelsofcare

Attitudes

BehaviorTaskshifting

ShiftincarelocationPeersupport

Self-management

Healthpromotion

MovementbuildingGamification

Incentivisingwellness

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Impactchartfor‘PolicyFieldPovertyReductionandSustainableDevelopment’

Deprivation,socialexclusion

Participationtomeetownneeds Changingattitudes

ChangingbehaviorChanginginstitutions

Recycling&improvingenvironments

Supportingthedisabled

Jobcreation,matchingandskillsHealthcareaccess

Supportingyoungpeople

Finding&creatinghousing

Coordinatedcross-sectorsupport

Incomesupport

Communitycapacitybuilding

Providingfood&nutritionSelf-employment

Displacementandrefugees

Providingandrefurbishingutilities Investments,means

Access

Newsocietalmodels

Attitudes

Behavior

Supportingculture

Educationaccess

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Impactchartfor‘PolicyFieldEmployment’

Socialentrepreneurship

Workplaceinnovation

Taylorism,selectivelabourmarkets

Inclusiveemployment,futurefocusedskilling

Youthunemployment&othervulnerablegroups

ChangingattitudesChangingbehavior

Changinginstitutions

Attitudes

Behavior

Socialsupportsystems

Methods

Societalsystem(Welfarestate)

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Impactchartfor‘PolicyFieldEnvironmentandClimateChange’

Sustainableagricultureandfood

Smartcity

Shorttermprofitfromenvironment

Sustainableempoweredenvironment

Repairing,re-usingandrecycling

ChangingattitudesChangingbehavior

Changinginstitutions

Systems

Methods

Newpolicyframeworks

Attitudes

Behavior

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Driversatthepracticefieldlevel

0 10 20 30 40 50 60 70 80 90 100

Diffusion/imitationprevalent?

Info/knowledgeneeded- forbeneficiaries/users

Info/knowledgeneeded- forproducers/actors

Empowerment/capacitybuildingneededforbeneficiaries/users?

Empowerment/capacitybuildingneededforproducers/actors?

Technologyimportant?

Policyprogramseffectiveforstimulation?

Activepolicytostimulatepresent?

Networks/COPsimportantforsuccessofSI?

International,1-partydominant International,multi-party Eastern-Europe Western-Europe

CasesEastern Europeancountries see amuch lower degree ofpolicysupport.Diffusion/imitationless prevalentinthesecountries.Other comparisons:quite atthe same level.

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Crucialdriversatthepracticefieldlevel(%)

0 20 40 60 80 100

Innovation-friendlyenvironment

Competitiveadvantageoftheinnovative…

Goodplanning

Luckyevents

SufficientHR

Leadership

Financialresources

Politicalbacking

International,1-partydominant International,multi-party

Eastern-Europe Western-Europe

Crucial driversofSIatthe practicefield,less observedincasesEasternEuropeancountries.Strangelyenough,luck ismoreadriverintheWestthan inotherregions.

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Driversatthelevelofsocialinnovations(%)Crucial drivers(political support;sufficient HR;goodplanning;competivesolution;innovationsupporting policy)ofSIless observed incasesEasternEuropeancountries.Strangely enough,luck ismoreadriverinthe Westthan inother regions.

0 20 40 60 80 100

Theroleofotheractors

Innovation-friendlyenvironment

Competitiveadvantageofthesolution

Goodplanning

Luckyevents

SufficientHR

Leadership

Financialresources

Politicalbacking

International,1-partydominant International,multi-party

Eastern-Europe Western-Europe

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Innovativecontentofsocialinnovation(%)

TheinternationalcasesMPSshowhigher innovativecontentthan theEuropean.

0% 20% 40% 60% 80% 100%

Western-Europe(43)

Eastern-Europe(11)

Internationalmulti-party(11)

Internationalone-partydominance(18)

Noinnovation Newbusinessmodels

Newremunerationmodels Newbusiness+remunerationmodels

WP11Foresight&Policy

Barriers&driversatthelevelofsocialinnovations(#)

WesternEurope:morepronounced that Networks,individuals,groups aretopdriver

0 5 10 15 20 25 30

Noindication

Competitiveness

Financialresources

Governance&Politics

ICT

Innovativeenvironment(innovationculture)

Networks,individuals,groups

Solidarity

International,1-partydominant International,multi-party Eastern-Europe Western-Europe

WP11Foresight&Policy

0 20 40 60 80 100

Forproducers/developersoftheSIproject

Forusers/targetgroupoftheSIproject

Crucial:Socialmedia

Crucial:ICT(otherthansocialmedia)

Crucial:NewTechnology(otherthanICT/SM)

Datenreihe4

Datenreihe3

Datenreihe2

Datenreihe1

1-party,int’lMulti-party,int’lEastern-EuropeWestern-Europe

ResourcesforSI

WP11Foresight&Policy

0 10 20 30 40 50 60 70 80 90 100

Forproducers/developersoftheSIproject

Forusers/targetgroupoftheSIproject

Crucial:Socialmedia

Crucial:ICT(otherthansocialmedia)

Crucial:NewTechnology(otherthanICT/SM)

Internationalone-partydominance(18) Internationalmulti-party(11) Eastern-Europe(11) Western-Europe(43)

Resourcescrucialforsocialinnovations(%crucial)

WP11Foresight&Policy

PolicysupportVery little active policyinEastern Europe.Need for policyisequal highinallregions.Policyless ofsupportinEastern Europe

0 20 40 60 80 100

Policysupporttheimplementation

Policyprovidesstaff,facilities

Policyprovidescoordinator

Policyprovidesfunding

PolicychangeslegislationinfavorofSI

Policyrequiredforpracticefield?

PolicyrequiredforSI?

ActivepolicyexiststostimulateSI?

Activepolicyexiststostimulatethe…

International,1-partydominant International,multi-party

Eastern-Europe Western-Europe

WP11Foresight&Policy

PolicysupportVery little active policyinEastern Europe.Policysupportalsoseen asineffective.WesternEuropeseessupporting levelmainly atthe locallevel.

0 10 20 30 40 50 60 70 80 90

PolicyeffectiveinstimulatingSI?

PolicylevelcrucialatGloballevel?

PolicylevelcrucialatContinentallevel?

Policylevelcrucialatnationallevel?

Policylevelcrucialatregionallevel?

Policylevelcrucialatlocallevel?

International,1-partydominant International,multi-party

Eastern-Europe Western-Europe