Social innovation –Research and Policy of the Future Results … · 2019. 11. 27. · Social...

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This project has received funding from the European Union’s Seventh Framework Programme for research, technological development and demonstration under grant agreement no 612870. Social innovation – Research and Policy of the Future Results from the SI-DRIVE Project Prof. Dr. Jürgen Howaldt (TU-Dortmund University) Final Conference 24th of October 2017, Brussels

Transcript of Social innovation –Research and Policy of the Future Results … · 2019. 11. 27. · Social...

Page 1: Social innovation –Research and Policy of the Future Results … · 2019. 11. 27. · Social innovation is seen as •a new combination or figuration of practicesin areas of social

ThisprojecthasreceivedfundingfromtheEuropeanUnion’sSeventhFrameworkProgrammeforresearch,technologicaldevelopmentanddemonstrationundergrantagreementno612870.

Socialinnovation– ResearchandPolicyoftheFutureResultsfromtheSI-DRIVEProject

Prof.Dr.JürgenHowaldt(TU-DortmundUniversity)

FinalConference24thofOctober2017,Brussels

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Prof.Dr.JürgenHowaldt 2

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“Althoughsocialinnovationspopupinmanyareasandpoliciesandinmanydisguises,andsocialinnovationisresearchedfromanumberoftheoreticalandmethodologicalangles,theconditionsunderwhichsocialinnovationsdevelop,flourishandsustainandfinallyleadtosocietalchangearenotyetfullyunderstoodbothinpoliticalandacademiccircles.”

Jenson/Harrisson

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Mission:ExtendingknowledgeaboutSocialInnovationasadriverofsocialchange• Integratingtheoriesandresearchmethodologiestoadvanceunderstanding

ofSI leadingtoacomprehensivenewparadigmofinnovation.

• UndertakingEuropeanandglobalmapping ofSI,therebyaddressingdifferentsocial,economic,cultural,historicalandreligiouscontextsineightmajorworldregions.

• Ensuringrelevanceforpolicymakersandpractitionersthroughin-depthanalysesandcasestudiesinsevenpolicyfields,withcrossEuropeanandworldregioncomparisons,foresightandpolicyroundtables.

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IterativeProcess:Two Empirical Phases Based onand FeedingTheory – Methodology – Policy Development

Phase1 Phase2 FinalResults

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BuildingBlocks towardsatheoryofsocialinnovation

SocialEntrepreneurship,Social Economy,

Local and RegionalDevelopment,DesignThinking,(History of Social

Innovation)

InnovationSystems,Transitionresearch,

STS,BusinessInnovation

Theories of Social Change,PractiseTheory,DevelopmentTheories

Relationshipbetween socialinnovation andsocial change

Social Theory

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ConceptualDifferencesandCommonResearchFields

Wefindalotofconceptualdifferencesinthetheoreticalfields,notonlywithregardtotheconceptandunderstandingof (social)innovationbutalsoregarding:• the role of technologies,• themainactorsanddrivers,• socialinnovationandsocialchange,• thegovernanceandframeworkconditions,and• acomprehensiveinnovationpolicy.

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Socialinnovationisseenas

• anewcombinationorfigurationofpractices inareasofsocialaction,

• promptedbycertainactorsorconstellationsofactors• withthegoalofbettercopingwithneedsandproblemsthanis

possiblebyuseofexistingpractices.• Aninnovationisthereforesocialtotheextentthatitvariessocial

action,andissociallyacceptedanddiffusedinsociety.• Dependingoncircumstancesofsocialchange,interests,policiesand

power,socialideasaswellassuccessfullyimplementedSImaybetransformedandultimatelyinstitutionalisedasregularsocialpracticeormaderoutine.(Howaldtetal.2014)

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Inthislightinnovationcanbeunderstood

“asaprocessofcollectivecreation,inthecourseofwhichthemembersofaparticulartotalpopulationlearn,i.e.inventandestablish,newwaysofplayingthesocialgameofcollaborationandconflict,inawordanewsocialpractice,andinthecourseofwhichtheyacquirethenecessary…abilitiestodothis.”

(Crozier/Friedberg1993)

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FiveKeyDimensionsofSocialInnovation

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Sevenbuildingblocks:• AcomprehensivedefinitionofSIas“newsocialpractices”

openingtheviewtothevarietyofSI• Fivekeydimensions operationalisingtheSIdefinition

affectingthepotentialofsocialinnovations,theirscope,andtheirimpact

• Awidearrayofactorswithdifferingroles,changingacrossdifferentlevelsandduringtheSI-lifecycle

Noveltheoreticalframeworkencompassingthecomplexityofsocialinnovationsanditsembeddednessininstitutionalsettings

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Sevencentralelements:• EmpowermentandhumanresourcesaskeyforSI’sdevelopment

anddiffusion• Interrelationbetweendifferentlevelsofaction:themacro(policyfields),

meso (practicefields)andmicrolevel(projects,initiatives)• ComplexanddynamicSIecosystemsincludingnewrolesforpublicpolicy

andgovernment,theeconomyandcivilsociety,andscienceandresearch.• Mechanismsofsocialchange:(1)learning,(2)variation,(3)selection,

(4)conflict,(5)competition,(6)cooperation,(7)tensionandadaption,(8)diffusion,(9)planningandinstitutionalisationofchange

Noveltheoreticalframework

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332

76

20

92

37

84114

108

34

52

47CasesN/A

Region,where theinitiativewasimplemented

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Policy Fieldsthe Initiativeis Addressing

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Thepolicyreportsrevealedthestrongneedforsocialinnovationinthesevenpolicyfields.

Butatthesametime

“…policyfieldrelateddocumentsofpublicauthoritiessuchastheEuropeanCommission,theUnitedNations,theOECD,theWorldBank,etc.oftendonotrefertosocialinnovations(exceptionsareHorizon2020documentsaswellaspublicationsofotherDGssuchasDGEmployment,SocialAffairsandInclusionandDGInternalMarket,Industry,EntrepreneurshipandSMEs).“Source:Compilingreport

Increasing Importance and Undeveloped Potential

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TypeofPartners

46,4%

45,5%

37,1%

15,2%

13,9%

13,9%

12,5%

6,5%

9,9%

NPO/NGO

Public Body

Private Company

Research & Education

Foundation

Individuals, Networks & Groups

Social Enterprise

PPP

OtherN = 928

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35,7%

25,4%

17,0%

Byprojectpartners Adoptionbynewusers Adoptionbyexternalorganizations

Formofthetransfer

total(N=782)

0% 5% 10% 15% 20% 25% 30%

InternationalTerritory

RegionalTerritory

LocalTerritory

NationalTerritory

Territorialtransferofthesolution

total(N=997)

LimitedTransferandScaling

0% 10% 20% 30% 40% 50% 60% 70% 80%

Incr

ease

d Ta

rget

Gro

up

Net

wor

k Ex

tens

ion

Org

anis

atio

nal

Grow

th

Inst

itutio

nalis

atio

n

Mul

tiplie

rs

Imita

tion

Diff

eren

tiatio

n

Exte

nsio

n to

ot

her P

olic

y Ar

eas

Fran

chis

e

Accr

edita

tion

Scalingtotal (N=851)

34%

66%

Transferofthesolution

Notransfer

Transfer

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Societal level adressed

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Typology Based onSocial Innovations‘Interactionwith the social-cultural environment

Social-cultural

Environment

Transforming

ModernisingRepairing

Coexistence

ToleratedAcceptedIntegrated

Combat

Prevent

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CaseStudies(Policy Fields)

Cases Practice FieldsEducation 18 Disadvantaged groups,newlearningarrangements,newdigital

environments,qualityimprovement,partnershipeducationandeconomy

Employment 10 Youthunemploymentandvulnerablegroups,socialentrepreneurship,workplaceinnovation

Environment 10 CircularEconomy,Alternativesustainablefoodproductionanddistribution,Alternativesustainablefoodproductionanddistribution,smartcitycontext

Energy Supply 7 Energycollectives,Providingexamplesandinspiration,Localproductionofenergy

Transportand Mobility 9 Car-sharing,mobilityofvulnerablegroupsHealth andSocialCare 15 Shiftincarelocation,self-management,Integratedcare

delivery,E-health,m-health,NewmodelsofcarePovertyReduction 13 Microfinancing&safetynets,communitycapacitybuilding&

advocacy,displacement&refugeesTotal 82

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MainBarriers

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32,1%

5,7%

6,3%

7,6%

10,4%

12,5%

14,1%

16,5%

17,5%

18,4%

51,7%

Other

PoliticalOpposition

Competitors

LackofMediaCoverage

Lackofinstitutionalaccess

AbsenceofParticipants

MissingPoliticalSupport

LegalRestrictions

KnowledgeGaps

LackofPersonnel

FundingChallenges

N=765

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Creating differentiated funding opportunities

Oneofthemostimportantchallengesofthefutureiscreationoffundingformatswhichenableimpulsesforthedevelopment,experimentationanddiffusionofsocialinnovations.

Thisincludesfundingwhich• exploresthespecificsofsocialinnovations,• mergessocialandtechnologicalinnovationsinasynergisticway.

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Social InnovationIndex

The Economist, Old problems, new solutions: Measuring the capacity for social innovation across the world 2016, p.17

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Social Innovation

CivilSociety

Public Sector

Economy

University/Science/Research

Social innovation:Thecore of Social ChangeDevelopmentof new alliances /Cross-sector Fertilization

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Social Innovationfor GermanyTodayweseeuniversitiesandresearchinstitutionsconfrontedwiththechallengeofrealising theirpotentialinthesenseofacomprehensiveunderstandingofinnovationregardingtechnologicalandsocialinnovations.• Toresearchsocialinnovationsandtogiveanimpulseto

processesofsocietalchange• Tointegratethetopicofsocialinnovationinclassand

teaching• Toincludesocietalactorsatanearlystageinresearch

andtransferandtoincreasethepotentialofinnovationforSIinthesociety

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Newresearch conceptsNewresearch concepts are needed inordertounlockthepotentialofsocialinnovationinsocietyandtoenableparticipationoftherelevantactorsandcivilsociety.

• TransformativeResearch• DesignThinking• OpenInnovation/Co-Creation• LivingLabs• SocialInnovationCentres

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Cross-Cutting-ThemestheInitiativesareAddressing

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5,7%

10,9%

17,4%

19,0%

32,9%

34,1%

42,1%

53,2%

62,4%

Other

Migration

Demographic Change

Governance

Gender/Equality/Diversity

ICT & Social Media

Social Enterpreneurship/Economy/Enterprises

Human Resources/Knowledge

Empowerment

N = 2.647

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Comprehensive InnovationPolicySocialInnovationsarerequiringspecificconditionsbecausetheyaimatactivating,fostering,andutilizingtheinnovationpotentialofthewholesociety.AcomprehensiveInnovationPolicyhastofocusonnewparticipationandcollaborationstructures,co-creationanduserinvolvement,empowermentandhumanresourcesdevelopmentasbasicconditionsforsocialinnovation.

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1986:Centre derecherche sur lesinnovations sociales (CRISES),Montreal

1990:Centre for Social Innovation(ZSI),Vienna

2000:Centerfor Social Innovation,StanfordUniversity

2003: Skoll CentreforSocialEntrepreneurship,OxfordUniversity

2004:Centre for Social Innovation(CSI),Toronto

2005:YoungFoundation,London

2006:CentrumfürsozialeInvestitionenundInnovationen,Heidelberg

2008:SocialInnovationExchange(SIX),Europe

Infrastructurefor Social Innovation

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2009:TheAustralianCentreforSocialInnovation(TACSI),Adelaide

2010:SocialInnovationandSocialEntrepreneurshipResearchCentre,NewZealand

2011:WaterlooInstituteforSocialInnovationandResilience(WISIR),Waterloo

2011: TilburgSocialInnovationLab (TiSIL),Tilburg

2012: SinnergiakSocialInnovation,SanSebastián

2012:EuropeanSchoolofSocialInnovation,Vienna

2012: SocialLab,SantiagodeChile (BuenosAires,Montevideo,Bogotá,MexicoCity)…....

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SocialInnovationaspartofademocraticculture

Withtheexpansionoftheparticipationrepertoire,socialinnovationsrefertoissuesofdemocraticpolitics.Socialinnovationsrepresentastrengtheningaswellasachallengefortheestablisheddemocraticstructures.

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Thefourthindustrialrevolutionandtheconsequencesforsociety“Wearewitnessingprofoundshiftsacrossallindustries,markedbytheemergenceofnewbusinessmodels,thedisruptionofincumbentsandthereshapingofproduction,consumption,transportationanddeliverysystems.Onthesocietalfront,aparadigmshiftisunderwayinhowweworkandcommunicate,aswellashowweexpress,informandentertainourselves.

ProfessorKlausSchwab,FounderandExecutiveChairmanoftheWorldEconomicForum,(pp.1)

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Thefourthindustrialrevolution andtheconsequencesforsociety“Technologyisnotanexogenousforceoverwhichwehavenocontrol.Wearenotconstrainedbyabinarychoicebetween“acceptandlivewithit”and“rejectandlivewithoutit”.Instead,takedramatictechnologicalchangeasaninvitationtoreflectaboutwhoweareandhowweseetheworld.”

ProfessorKlausSchwab,FounderandExecutiveChairmanoftheWorldEconomicForum,(p-4)

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NewInnovationParadigm

Objectives

Openingoftheinnovationprocesstosocietybyco-creation,userinvolvement,empowerment

ofcitizens,andcross-sectorcollaboration

Newdemands,socialneedsand

societalchallenges,socialvaluecreation

Newsocialpractices

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High-TechStrategyFederalGovernment– InnovationsforGermany

„Weemployacomprehensivetermofinnovationwhichcoversnotonlytechnologicalbutalsosocialinnovations,andweincludesocietyasmainactor.“

„Especially,weneedtechnologicalandsocialinnovations leadingtonewservicesfornewmarketsandwhicharecharacterized bysocietal benefit.Servicesrequiredistinctpatternsofinnovation.“

„Socialinnovationscancontributetoovercomingthechallengesofsocietalandregionalchange.“

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Towards an autonomous research field…

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„AtlasofSocialInnovation–NewPracticesforaBetterTomorrow“(D12.6Finalbook)

4MainChapters:

• TheSocialInnovationLandscape–GlobalTrends(20articlesprovidingtheoreticalinsights)

• SocialInnovationinWorldRegions(25articleswitharegionalfocus)

• SocialInnovationin7PolicyFields(8articleswithapolicyfocus)

• FutureChallenges– GlobalTrends(9articlesexploringthefutureofSocialInnovation)

Prof.Dr.JürgenHowaldtPAGE37

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Printed Publication &Presentation of Results onwww.socialinnovationatlas.net

• Presentation of theGlobalMappinginanInteractiveMap

• Presentation of theAtlasof SocialInnovation

• Opportunity to Submit aProposal for anArticleor/and aSocialInnovationInitiative

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WearewitnessingprofoundtransformationsEuropeansocietiesandtheworldofworkwillundergointhecomingdecade.Italsosetsoutanumberof

optionsonhowwecancollectivelyrespond,bybuildingaEuropethatprotects,empowersanddefends.

Therearecountlessapproachesandsuccessfulinitiativesthatillustratethestrengthsandpotentialsofsocialinnovationstocopewiththesechallengesand to openupnewavenuesthatallowpeopletolivearicherandmore

fulfilledhumanlife.

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[email protected]

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