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November 3, 2016
Welcome to A-Team Group’s webinar:
Meeting the data management challenges of MiFID II
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November 3, 2016
Moderator:
Sarah Underwood, Editor, A-Team Group
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November 3, 2016
Panel Member: Mark Frith, Regulatory Change Manager, Global Banking and Markets, HSBC
Areas of Expertise:
• Working on MiFID II data and market infrastructure implementation for HSBC, including client, instrument and product data, as well as transaction reporting and the systematic internaliser workflow
• Engaged in industry forums on ISIN mapping and UPI definition
• Previously worked on client, instrument and market data requirements for trade/swap repository reporting requirements under EMIR and Dodd-Frank
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DataManagementReview.com
November 3, 2016
Panel Member: Tim Lind, Global Head of Financial Regulation Solutions, Thomson Reuters
Areas of Expertise:
• Disclosure tools and workflows • Capital adequacy calculations • Fund look-through
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November 3, 2016
Panel Member: Alexander Dorfmann, Senior Product Manager, SIX Financial Information
Areas of Expertise:
• Working to establish a MiFID II service as well as looking at regulatory requirements such as BCBS 239 and sanctions monitoring
• Over 20 years of experience, specialising in technology solutions for risk management
• Broad range of risk and technology experience in overcoming challenges such as Dodd-Frank, credit, market and liquidity risk, and focusing on regulatory tasks around governance and compliance
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November 3, 2016
A review of progress on the implementation of MiFID IIKey data management requirements of the regulationOutstanding data management challenges of the regulation Identifying and sourcing data to meet MiFID II requirementsBest practice approaches to the regulation’s reporting
requirementFinal technical standards and their impact on data managementOperational and business benefits of MiFID II complianceExpert advice for data practitioners working on compliance
Talking Points
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November 3, 2016
What are the key data management requirements of MiFID II and how muchprogress have firms made on implementation?
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November 3, 2016
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November 3, 2016
Are firms taking a strategic or tactical approach to compliance?
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November 3, 2016
What are the three key outstanding data management challenges of the regulation?
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November 3, 2016
What required data do firms already have and what new data must they source? How difficult will this be?
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November 3, 2016
MiFID II specifies the use of data standards, such as ISINs, so will the regulation be a catalyst for broader adoption of data standards?
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November 3, 2016
What practical, step-by-step processes can firms establish to meet the reporting requirements of MiFID II?
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November 3, 2016
What implementation details are still missing in terms of Regulatory Technical Standards and what impact will these have on data management?
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November 3, 2016
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November 3, 2016
Does MiFID II provide opportunities to identify common requirements across regulationsand harmonise compliance?
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November 3, 2016
What operational and business benefits can be gained from MiFID II compliance?
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November 3, 2016
Do you see a spectre of MiFID III?
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November 3, 2016
Expert advice for data practitioners working onMiFID II compliance
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November 3, 2016
Thank you to our sponsors
Contact:
http://www.six-financial-information.com/en/site/mifid-ii.html
Contact:Tim Lind, Global Head of Financial
Regulation Solutions
Email: [email protected]
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November 3, 2016
November 17th
DataManagement
SummitNew York
March 15th
DataManagement
SummitLondon
Upcoming A-Team Group Events
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November 3, 2016
Upcoming A-Team Group Webinars
November 8th
How to leverage a market data
inventory platform for
enterprise-wide gains
November 15th
Meeting the high stakes challenge
of effective sanctions data
monitoring
November 22nd
Shareholding disclosure: Are
financial firms on top of this regulatory challenge?
Visit webinars section of DataManagementReview.com
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November 3, 2016
A-Team Group Handbook Series
Visit the data management handbooks section ofDataManagementReview.com
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