Meeting the data management challenges of MiFID II

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DataManagementReview.com

November 3, 2016

Welcome to A-Team Group’s webinar:

Meeting the data management challenges of MiFID II

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November 3, 2016

Moderator:

Sarah Underwood, Editor, A-Team Group

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Panel Member: Mark Frith, Regulatory Change Manager, Global Banking and Markets, HSBC

Areas of Expertise:

• Working on MiFID II data and market infrastructure implementation for HSBC, including client, instrument and product data, as well as transaction reporting and the systematic internaliser workflow

• Engaged in industry forums on ISIN mapping and UPI definition

• Previously worked on client, instrument and market data requirements for trade/swap repository reporting requirements under EMIR and Dodd-Frank

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Panel Member: Tim Lind, Global Head of Financial Regulation Solutions, Thomson Reuters

Areas of Expertise:

• Disclosure tools and workflows • Capital adequacy calculations • Fund look-through

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Panel Member: Alexander Dorfmann, Senior Product Manager, SIX Financial Information

Areas of Expertise:

• Working to establish a MiFID II service as well as looking at regulatory requirements such as BCBS 239 and sanctions monitoring

• Over 20 years of experience, specialising in technology solutions for risk management

• Broad range of risk and technology experience in overcoming challenges such as Dodd-Frank, credit, market and liquidity risk, and focusing on regulatory tasks around governance and compliance

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A review of progress on the implementation of MiFID IIKey data management requirements of the regulationOutstanding data management challenges of the regulation Identifying and sourcing data to meet MiFID II requirementsBest practice approaches to the regulation’s reporting

requirementFinal technical standards and their impact on data managementOperational and business benefits of MiFID II complianceExpert advice for data practitioners working on compliance

Talking Points

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What are the key data management requirements of MiFID II and how muchprogress have firms made on implementation?

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Are firms taking a strategic or tactical approach to compliance?

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What are the three key outstanding data management challenges of the regulation?

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What required data do firms already have and what new data must they source? How difficult will this be?

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MiFID II specifies the use of data standards, such as ISINs, so will the regulation be a catalyst for broader adoption of data standards?

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What practical, step-by-step processes can firms establish to meet the reporting requirements of MiFID II?

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What implementation details are still missing in terms of Regulatory Technical Standards and what impact will these have on data management?

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Does MiFID II provide opportunities to identify common requirements across regulationsand harmonise compliance?

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What operational and business benefits can be gained from MiFID II compliance?

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Do you see a spectre of MiFID III?

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Expert advice for data practitioners working onMiFID II compliance

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Thank you to our sponsors

Contact:

http://www.six-financial-information.com/en/site/mifid-ii.html

Contact:Tim Lind, Global Head of Financial

Regulation Solutions

Email: [email protected]

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Meeting the data management challenges of MiFID II

Data & Analytics

Transcript of Meeting the data management challenges of MiFID II