© 2015 Fund-Academy AG, Zurich
Financial Instruments Trainings
20.1.2015
Legal, Compliance, Risk, Fund & Asset Management GovernanceTrainings for Financial Industry Professionals
Financial Services Academy Zurich
Lunch Learning in English
Lead: Rainer Landert / Sandra Weisstanner-Greutmann
11h30 – 13h30, starting in Zurich on 22 April 2015Topic: Regulation and compliance at the Point-of-Sale/Contact/Advice
© 2015 Fund-Academy AG, Zurich
1st event: 22 April 201511h30 – 13h30
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Financial Instruments Trainings – Lunch Learning FA®
Topic: Regulation and compliance at the Point-of-Sale/Contact/Advice set of rules: existing and planned (CISA, FINMA circulars, SFAMA
guidelines, FIDLEG)implementation and compliance for advisory, marketing,distribution, tradingQ&A
Speaker: tbd
Level: intermediate / advanced
© 2015 Fund-Academy AG, Zurich
2nd event: 20 May 201511h30 – 13h30
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Financial Instruments Trainings – Lunch Learning FA®
Topic: Fund Regulation CH: CISA, CISO, FINMA, SFAMA
Level: basic / intermediate
3rd event: 17 June 201511h30 – 13h30
Topic: Risk Management in Swiss Fund & Asset Management Business
Level: intermediate / advanced
© 2015 Fund-Academy AG, Zurich
4th event: 1 July 201511h30 – 13h30
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Financial Instruments Trainings – Lunch Learning FA®
Topic: Regulation CH/International: FIDLEG, FINIG, MiFID II
Level: intermediate / advanced
5th event: 26 August 201511h30 – 13h30
Topic: Investment compliance in Fund & Asset Management Business
Level: intermediate / advanced
© 2015 Fund-Academy AG, Zurich
6th event: 16 September 201511h30 – 13h30
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Financial Instruments Trainings – Lunch Learning FA®
Topic: Fund & Asset Management Governance
Level: advanced / professional
© 2015 Fund-Academy AG, Zurich
Lead and Organisation Rainer Landert / Sandra Weisstanner-Greutmann, Fund Academy AG, Zurich
Locationtbd (Zurich)
Tuition fee Per session: CHF 490 (incl. softdrinks, sandwiches, skript, confirmation of participation) (VAT not included; please refer to company agreements for individual rebates)
Registration deadline 14 days before training starts (if cancellation after registration deadline half of the tuition fee is owed)
Confirmation of participationThe participants get a confirmation of participation
Information, inquiries and [email protected]: 0041 44 211 00 13
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Training Details
Financial Instruments Trainings – Lunch Learning FA®
© 2015 Fund-Academy AG, Zurich
1st event 22 April 2015
2nd event 20 May 2015
3rd event 17 June 2015
4th event 1 July 2015
5th event 26 August 2015
6th event 16 September 2015
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Personal data:
First name / name:
Company:
Business adress:
Member* SFAMA, VAS, VSV, LAFV:
Business phone:
E-Mail adress:
Date and signature:
*) Discount level 2
Please send to: Fund-Academy AG Sihlstr. 998001 Zurich
or via fax: 0041 44 211 01 03
Financial Instruments Trainings – Lunch Learning FA®
Registration for FIT-LL
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