© 2015 Fund-Academy AG, Zurich

Financial Instruments Trainings

20.1.2015

Legal, Compliance, Risk, Fund & Asset Management GovernanceTrainings for Financial Industry Professionals

Financial Services Academy Zurich

Lunch Learning in English

Lead: Rainer Landert / Sandra Weisstanner-Greutmann

11h30 – 13h30, starting in Zurich on 22 April 2015Topic: Regulation and compliance at the Point-of-Sale/Contact/Advice

© 2015 Fund-Academy AG, Zurich

1st event: 22 April 201511h30 – 13h30

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Financial Instruments Trainings – Lunch Learning FA®

Topic: Regulation and compliance at the Point-of-Sale/Contact/Advice set of rules: existing and planned (CISA, FINMA circulars, SFAMA

guidelines, FIDLEG)implementation and compliance for advisory, marketing,distribution, tradingQ&A

Speaker: tbd

Level: intermediate / advanced

© 2015 Fund-Academy AG, Zurich

2nd event: 20 May 201511h30 – 13h30

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Financial Instruments Trainings – Lunch Learning FA®

Topic: Fund Regulation CH: CISA, CISO, FINMA, SFAMA

Level: basic / intermediate

3rd event: 17 June 201511h30 – 13h30

Topic: Risk Management in Swiss Fund & Asset Management Business

Level: intermediate / advanced

© 2015 Fund-Academy AG, Zurich

4th event: 1 July 201511h30 – 13h30

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Financial Instruments Trainings – Lunch Learning FA®

Topic: Regulation CH/International: FIDLEG, FINIG, MiFID II

Level: intermediate / advanced

5th event: 26 August 201511h30 – 13h30

Topic: Investment compliance in Fund & Asset Management Business

Level: intermediate / advanced

© 2015 Fund-Academy AG, Zurich

6th event: 16 September 201511h30 – 13h30

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Financial Instruments Trainings – Lunch Learning FA®

Topic: Fund & Asset Management Governance

Level: advanced / professional

© 2015 Fund-Academy AG, Zurich

Lead and Organisation Rainer Landert / Sandra Weisstanner-Greutmann, Fund Academy AG, Zurich

Locationtbd (Zurich)

Tuition fee Per session: CHF 490 (incl. softdrinks, sandwiches, skript, confirmation of participation) (VAT not included; please refer to company agreements for individual rebates)

Registration deadline 14 days before training starts (if cancellation after registration deadline half of the tuition fee is owed)

Confirmation of participationThe participants get a confirmation of participation

Information, inquiries and registrationinfo@fund-academy.comPhone: 0041 44 211 00 13

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Training Details

Financial Instruments Trainings – Lunch Learning FA®

© 2015 Fund-Academy AG, Zurich

1st event 22 April 2015

2nd event 20 May 2015

3rd event 17 June 2015

4th event 1 July 2015

5th event 26 August 2015

6th event 16 September 2015

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Personal data:

First name / name:

Company:

Business adress:

Member* SFAMA, VAS, VSV, LAFV:

Business phone:

E-Mail adress:

Date and signature:

*) Discount level 2

Please send to: Fund-Academy AG Sihlstr. 998001 Zurich

or via fax: 0041 44 211 01 03

Financial Instruments Trainings – Lunch Learning FA®

Registration for FIT-LL