West Holdings Corp. - TD Asset Management | Welcome to TD … · 2016. 3. 8. · Proposal Number...
52
Vote Summary Report Reporting Period: 07/01/2014 to 06/30/2015 Institution Account(s): TD Japanese Growth Fund West Holdings Corp. Meeting Date: 11/26/2014 Record Date: 08/31/2014 Country: Japan Meeting Type: Annual Primary Security ID: J9509G101 Ticker: 1407 Primary CUSIP: J9509G101 Primary ISIN: JP3154750008 Primary SEDOL: B0YQ5X1 Proposal Number Proponent Proposal Text Mgmt Rec Votable Proposal Vote Instruction Mgmt For For Yes Approve Allocation of Income, with a Final Dividend of JPY 50 1 Mgmt For For Yes Elect Director Kikkawa, Takashi 2.1 Mgmt For For Yes Elect Director Dote, Osamu 2.2 Mgmt For For Yes Elect Director Nagashima, Toshihisa 2.3 Mgmt For For Yes Elect Director Osako, Takuo 2.4 Mgmt For For Yes Elect Director Onda, Hidehisa 2.5 Mgmt For For Yes Elect Director Shiiba, Eiji 2.6 Mgmt For For Yes Elect Director Egashira, Eiichiro 2.7 Mgmt For For Yes Elect Director Fukayama, Hideki 2.8 Mgmt For For Yes Appoint Statutory Auditor Ueno, Yoshitake 3.1 Mgmt For For Yes Appoint Statutory Auditor Watanabe, Kuniaki 3.2 Mgmt Against For Yes Appoint Statutory Auditor Takahashi, Ken 3.3 Yumeshin Holdings Co. Ltd. Meeting Date: 12/18/2014 Record Date: 09/30/2014 Country: Japan Meeting Type: Annual Primary Security ID: J9845R100 Ticker: 2362 Primary CUSIP: J9845R100 Primary ISIN: JP3952850000 Primary SEDOL: 6599546 Proposal Number Proponent Proposal Text Mgmt Rec Votable Proposal Vote Instruction 1 Approve Allocation of Income, with a Final Dividend of JPY 20 Mgmt Yes For For Mgmt For For Yes Amend Articles to Change Location of Head Office 2 Mgmt Against For Yes Elect Director Sato, Shingo 3.1 Mgmt For For Yes Elect Director Ohara, Tomohiko 3.2 Page 1 of 52
Transcript of West Holdings Corp. - TD Asset Management | Welcome to TD … · 2016. 3. 8. · Proposal Number...
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
West Holdings Corp.
Meeting Date: 11/26/2014
Record Date: 08/31/2014
Country: Japan
Meeting Type: Annual
Primary Security ID: J9509G101
Ticker: 1407
Primary CUSIP: J9509G101 Primary ISIN: JP3154750008 Primary SEDOL: B0YQ5X1
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesApprove Allocation of Income, with a Final Dividend of JPY 50
1
Mgmt ForForYesElect Director Kikkawa, Takashi 2.1
Mgmt ForForYesElect Director Dote, Osamu 2.2
Mgmt ForForYesElect Director Nagashima, Toshihisa 2.3
Mgmt ForForYesElect Director Osako, Takuo 2.4
Mgmt ForForYesElect Director Onda, Hidehisa 2.5
Mgmt ForForYesElect Director Shiiba, Eiji 2.6
Mgmt ForForYesElect Director Egashira, Eiichiro 2.7
Mgmt ForForYesElect Director Fukayama, Hideki 2.8
Mgmt ForForYesAppoint Statutory Auditor Ueno, Yoshitake 3.1
Mgmt ForForYesAppoint Statutory Auditor Watanabe, Kuniaki 3.2
Mgmt AgainstForYesAppoint Statutory Auditor Takahashi, Ken 3.3
Yumeshin Holdings Co. Ltd.
Meeting Date: 12/18/2014
Record Date: 09/30/2014
Country: Japan
Meeting Type: Annual
Primary Security ID: J9845R100
Ticker: 2362
Primary CUSIP: J9845R100 Primary ISIN: JP3952850000 Primary SEDOL: 6599546
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 20
Mgmt Yes For For
Mgmt ForForYesAmend Articles to Change Location of Head Office
2
Mgmt AgainstForYesElect Director Sato, Shingo 3.1
Mgmt ForForYesElect Director Ohara, Tomohiko 3.2
Page 1 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Yumeshin Holdings Co. Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Sato, Daio 3.3
Mgmt ForForYesElect Director Suzuki, Toyohiko 3.4
Mgmt ForForYesElect Director Sakamoto, Tomohiro 3.5
Mgmt ForForYesAppoint Statutory Auditor Takahashi, Hirofumi 4.1
Mgmt ForForYesAppoint Statutory Auditor Rokugawa, Hiroaki 4.2
Mgmt ForForYesAppoint Statutory Auditor Kusuhara, Masato 4.3
Japan Tobacco Inc
Meeting Date: 03/20/2015
Record Date: 12/31/2014
Country: Japan
Meeting Type: Annual
Primary Security ID: J27869106
Ticker: 2914
Primary CUSIP: J27869106 Primary ISIN: JP3726800000 Primary SEDOL: 6474535
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 50
Mgmt Yes For For
Mgmt ForForYesAppoint Statutory Auditor Nakamura, Futoshi 2.1
Mgmt ForForYesAppoint Statutory Auditor Kojima, Tomotaka 2.2
Mgmt ForForYesAppoint Statutory Auditor Imai, Yoshinori 2.3
Mgmt ForForYesAppoint Statutory Auditor Obayashi, Hiroshi 2.4
Mgmt ForForYesAppoint Alternate Statutory Auditor Masaki, Michio
3
SH AgainstAgainstYesApprove Alternate Income Allocation, with a Final Dividend of JPY 150
4
SH AgainstAgainstYesAuthorize Share Repurchase of Up To 40 Million Shares in the Coming Year
5
GMO internet Inc
Meeting Date: 03/22/2015
Record Date: 12/31/2014
Country: Japan
Meeting Type: Annual
Primary Security ID: J1822R104
Ticker: 9449
Primary CUSIP: J1727L103 Primary ISIN: JP3152750000 Primary SEDOL: 6170167
Page 2 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
GMO internet Inc
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Amend Articles to Increase Maximum Board Size
Mgmt Yes For For
Mgmt ForForYesApprove Transfer of Capital Reserves to Capital
2
Mgmt AgainstForYesElect Director Kumagai, Masatoshi 3.1
Mgmt ForForYesElect Director Yasuda, Masashi 3.2
Mgmt ForForYesElect Director Nishiyama, Hiroyuki 3.3
Mgmt ForForYesElect Director Ainoura, Issei 3.4
Mgmt ForForYesElect Director Ito, Tadashi 3.5
Mgmt ForForYesElect Director Miyazaki, Kazuhiko 3.6
Mgmt ForForYesElect Director Yamashita, Hirofumi 3.7
Mgmt ForForYesElect Director Sugaya, Toshihiko 3.8
Mgmt ForForYesElect Director Arisawa, Katsumi 3.9
Mgmt ForForYesElect Director Arai, Teruhiro 3.10
Mgmt ForForYesElect Director Sato, Kentaro 3.11
Mgmt ForForYesElect Director Horiuchi, Toshiaki 3.12
Mgmt ForForYesElect Director Kodama, Kimihiro 3.13
Mgmt ForForYesElect Director Nomura, Masamitsu 3.14
Mgmt ForForYesElect Director Suzuki, Akito 3.15
Mgmt ForForYesElect Director Iwakura, Masakazu 3.16
Mgmt ForForYesAppoint Statutory Auditor Ogura, Keigo 4
Mgmt ForForYesAppoint Alternate Statutory Auditor Tachibana, Koichi
5
Mgmt ForForYesApprove Adjustment to Aggregate Compensation Ceiling for Directors
6
Bridgestone Corp.
Meeting Date: 03/24/2015
Record Date: 12/31/2014
Country: Japan
Meeting Type: Annual
Primary Security ID: J04578126
Ticker: 5108
Primary CUSIP: J04578126 Primary ISIN: JP3830800003 Primary SEDOL: 6132101
Page 3 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Bridgestone Corp.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 60
Mgmt Yes For For
Mgmt ForForYesElect Director Tsuya, Masaaki 2.1
Mgmt ForForYesElect Director Nishigai, Kazuhisa 2.2
Mgmt ForForYesElect Director Zaitsu, Narumi 2.3
Mgmt ForForYesElect Director Tachibana Fukushima, Sakie 2.4
Mgmt ForForYesElect Director Scott Trevor Davis 2.5
Mgmt ForForYesElect Director Okina, Yuri 2.6
Mgmt ForForYesElect Director Unotoro, Keiko 2.7
Mgmt ForForYesAppoint Statutory Auditor Masuda, Kenichi 3
Mgmt ForForYesApprove Annual Bonus Payment to Directors 4
Mgmt ForForYesApprove Deep Discount Stock Option Plan 5
Shimano Inc.
Meeting Date: 03/26/2015
Record Date: 12/31/2014
Country: Japan
Meeting Type: Annual
Primary Security ID: J72262108
Ticker: 7309
Primary CUSIP: J72262108 Primary ISIN: JP3358000002 Primary SEDOL: 6804820
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 52.5
Mgmt Yes For For
Mgmt ForForYesElect Director Kakutani, Keiji 2.1
Mgmt ForForYesElect Director Wada, Shinji 2.2
Mgmt ForForYesElect Director Yuasa, Satoshi 2.3
Mgmt ForForYesElect Director Chia Chin Seng 2.4
Mgmt ForForYesElect Director Otsu, Tomohiro 2.5
Mgmt ForForYesElect Director Ichijo, Kazuo 2.6
Page 4 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Teikoku Sen-i Co. Ltd.
Meeting Date: 03/26/2015
Record Date: 12/31/2014
Country: Japan
Meeting Type: Annual
Primary Security ID: J82657107
Ticker: 3302
Primary CUSIP: J82657107 Primary ISIN: JP3540800004 Primary SEDOL: 6880983
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 30
Mgmt Yes For For
Mgmt ForForYesAmend Articles to Amend Business Lines - Indemnify Directors
2
Mgmt ForForYesElect Director Iida, Tokiaki 3.1
Mgmt ForForYesElect Director Shiraiwa, Tsuyoshi 3.2
Mgmt ForForYesElect Director Hasegawa, Yoshiharu 3.3
Mgmt ForForYesElect Director Kayama, Manabu 3.4
Mgmt ForForYesElect Director Odawara, Yoshiki 3.5
Mgmt ForForYesElect Director Masutani, Toru 3.6
Mgmt ForForYesElect Director Sakata, Shigeru 3.7
Mgmt ForForYesElect Director Hamada, Noriaki 3.8
Mgmt ForForYesElect Director Takagi, Hiroyasu 3.9
Mgmt AgainstForYesAppoint Statutory Auditor Sumi, Hidehiro 4
Mgmt AgainstForYesAppoint Alternate Statutory Auditor Kamiura, Tanehiko
5
Mgmt ForForYesApprove Annual Bonus Payment to Directors and Statutory Auditors
6
Canon Inc.
Meeting Date: 03/27/2015
Record Date: 12/31/2014
Country: Japan
Meeting Type: Annual
Primary Security ID: J05124144
Ticker: 7751
Primary CUSIP: J05124144 Primary ISIN: JP3242800005 Primary SEDOL: 6172323
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 85
Mgmt Yes For For
Page 5 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Canon Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesAmend Articles to Authorize Public Announcements in Electronic Format
2
Mgmt ForForYesElect Director Mitarai, Fujio 3.1
Mgmt ForForYesElect Director Tanaka, Toshizo 3.2
Mgmt ForForYesElect Director Adachi, Yoroku 3.3
Mgmt ForForYesElect Director Matsumoto, Shigeyuki 3.4
Mgmt ForForYesElect Director Homma, Toshio 3.5
Mgmt ForForYesElect Director Ozawa, Hideki 3.6
Mgmt ForForYesElect Director Maeda, Masaya 3.7
Mgmt ForForYesElect Director Tani, Yasuhiro 3.8
Mgmt ForForYesElect Director Nagasawa, Kenichi 3.9
Mgmt ForForYesElect Director Otsuka, Naoji 3.10
Mgmt ForForYesElect Director Yamada, Masanori 3.11
Mgmt ForForYesElect Director Wakiya, Aitake 3.12
Mgmt ForForYesElect Director Kimura, Akiyoshi 3.13
Mgmt ForForYesElect Director Osanai, Eiji 3.14
Mgmt ForForYesElect Director Nakamura, Masaaki 3.15
Mgmt ForForYesElect Director Saida, Kunitaro 3.16
Mgmt ForForYesElect Director Kato, Haruhiko 3.17
Mgmt ForForYesAppoint Statutory Auditor Ono, Kazuto 4.1
Mgmt ForForYesAppoint Statutory Auditor Oe, Tadashi 4.2
Mgmt ForForYesApprove Annual Bonus Payment to Directors 5
Nakanishi Inc.
Meeting Date: 03/27/2015
Record Date: 12/31/2014
Country: Japan
Meeting Type: Annual
Primary Security ID: J4800J102
Ticker: 7716
Primary CUSIP: J4800J102 Primary ISIN: JP3642500007 Primary SEDOL: 6271071
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 30
Mgmt Yes For For
Page 6 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Rakuten Inc.
Meeting Date: 03/27/2015
Record Date: 12/31/2014
Country: Japan
Meeting Type: Annual
Primary Security ID: J64264104
Ticker: 4755
Primary CUSIP: J64264104 Primary ISIN: JP3967200001 Primary SEDOL: 6229597
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Amend Articles to Amend Business Lines - Change Location of Head Office
Mgmt Yes For For
Mgmt ForForYesElect Director Mikitani, Hiroshi 2.1
Mgmt ForForYesElect Director Shimada, Toru 2.2
Mgmt ForForYesElect Director Hosaka, Masayuki 2.3
Mgmt ForForYesElect Director Yamada, Yoshihisa 2.4
Mgmt ForForYesElect Director Kobayashi, Masatada 2.5
Mgmt ForForYesElect Director Sugihara, Akio 2.6
Mgmt ForForYesElect Director Takeda, Kazunori 2.7
Mgmt ForForYesElect Director Hyakuno, Kentaro 2.8
Mgmt ForForYesElect Director Yasutake, Hiroaki 2.9
Mgmt ForForYesElect Director Charles B. Baxter 2.10
Mgmt ForForYesElect Director Kusano, Koichi 2.11
Mgmt ForForYesElect Director Kutaragi, Ken 2.12
Mgmt ForForYesElect Director Fukino, Hiroshi 2.13
Mgmt ForForYesElect Director Murai, Jun 2.14
Mgmt ForForYesElect Director Hirai, Yasufumi 2.15
Mgmt ForForYesElect Director Youngme Moon 2.16
Mgmt AgainstForYesAppoint Statutory Auditor Senoo, Yoshiaki 3.1
Mgmt AgainstForYesAppoint Statutory Auditor Hirata, Takeo 3.2
Mgmt ForForYesAppoint Alternate Statutory Auditor Takahashi, Hiroshi
4
Mgmt ForForYesApprove Adjustment to Aggregate Compensation Ceiling for Directors
5
Mgmt AgainstForYesApprove Deep Discount Stock Option Plan 6
Mgmt AgainstForYesApprove Deep Discount Stock Option Plan 7
Mgmt AgainstForYesApprove Deep Discount Stock Option Plan 8
Page 7 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Dydo Drinco Inc.
Meeting Date: 04/16/2015
Record Date: 01/20/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J1250F101
Ticker: 2590
Primary CUSIP: J1250F101 Primary ISIN: JP3488400007 Primary SEDOL: 6374992
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 30
Mgmt Yes For For
Mgmt ForForYesAppoint Statutory Auditor Hasegawa, Kazuyoshi
2.1
Mgmt ForForYesAppoint Statutory Auditor Yoshida, Taizo 2.2
Mgmt AgainstForYesAppoint Statutory Auditor Matsumoto, Hiroshi 2.3
Ryoyo Electro Corp.
Meeting Date: 04/28/2015
Record Date: 01/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J65801102
Ticker: 8068
Primary CUSIP: J65801102 Primary ISIN: JP3976600001 Primary SEDOL: 6763415
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 15
Mgmt Yes For For
Mgmt AgainstForYesElect Director Ogawa, Kenhachiro 2.1
Mgmt AgainstForYesElect Director Ouchi, Takayoshi 2.2
Mgmt ForForYesElect Director Horikiri, Yutaka 2.3
Mgmt ForForYesElect Director Kikutsugi, Nobuo 2.4
Mgmt ForForYesElect Director Kobayashi, Kenjiro 2.5
Mgmt ForForYesElect Director Tanabe, Masaaki 2.6
Mgmt ForForYesElect Director Hayakawa, Yoshiharu 2.7
Mgmt ForForYesElect Director Nakahara, Tsumiko 2.8
Page 8 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Daiseki Co. Ltd.
Meeting Date: 05/28/2015
Record Date: 02/28/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J10773109
Ticker: 9793
Primary CUSIP: J10773109 Primary ISIN: JP3485600005 Primary SEDOL: 6263164
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 13
Mgmt Yes For For
Mgmt AgainstForYesElect Director Ito, Hiroyuki 2.1
Mgmt AgainstForYesElect Director Hashira, Hideki 2.2
Mgmt ForForYesElect Director Yamamoto, Tetsuya 2.3
Mgmt ForForYesElect Director Amano, Koji 2.4
Mgmt ForForYesElect Director Ito, Yasuo 2.5
Mgmt ForForYesElect Director Egoshi, Katsuaki 2.6
Mgmt ForForYesElect Director Miyachi, Yoshihiro 2.7
Mgmt ForForYesElect Director Isaka, Toshiyasu 2.8
Mgmt ForForYesElect Director Shimoda, Kensei 2.9
Mgmt ForForYesElect Director Umetani, Isao 2.10
Mgmt ForForYesAppoint Statutory Auditor Fukushima, Michio 3
Mgmt AgainstForYesApprove Retirement Bonus Payment for Directors
4
Keyence Corp.
Meeting Date: 06/12/2015
Record Date: 03/20/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J32491102
Ticker: 6861
Primary CUSIP: J32491102 Primary ISIN: JP3236200006 Primary SEDOL: 6490995
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 100
Mgmt Yes For Against
Mgmt ForForYesAmend Articles to Set a One-Time Shortened Fiscal Term for Tax Benefit
2
Mgmt ForForYesElect Director Takizaki, Takemitsu 3.1
Page 9 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Keyence Corp.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Yamamoto, Akinori 3.2
Mgmt ForForYesElect Director Kanzawa, Akira 3.3
Mgmt ForForYesElect Director Kimura, Tsuyoshi 3.4
Mgmt ForForYesElect Director Konishi, Masayuki 3.5
Mgmt ForForYesElect Director Kimura, Keiichi 3.6
Mgmt ForForYesElect Director Miki, Masayuki 3.7
Mgmt ForForYesElect Director Yamada, Jumpei 3.8
Mgmt ForForYesElect Director Fujimoto, Masato 3.9
Mgmt ForForYesAppoint Statutory Auditor Kitayama, Hiroaki 4
Mgmt AgainstForYesAppoint Alternate Statutory Auditor Kajiura, Kazuhito
5
MID REIT INC
Meeting Date: 06/16/2015
Record Date: 04/28/2015
Country: Japan
Meeting Type: Special
Primary Security ID: J4304Y100
Ticker: 3227
Primary CUSIP: J4304Y100 Primary ISIN: JP3046450007 Primary SEDOL: B19PR78
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Amend Articles to Change REIT Name - Change Location of Head Office - Amend Permitted Investment Types and Areas - Allow Acquisition of Majority Stake in Foreign Real Estate Companies - Amend Dividend Payout Policy to Reflect Tax Reform
Mgmt Yes For For
Mgmt ForForYesElect Executive Director Matsuo, Katsura 2
Mgmt ForForYesElect Alternate Executive Director Suzuki, Naoki
3
Mgmt AgainstForYesAppoint Supervisory Director Kitamura, Haruo 4.1
Mgmt ForForYesAppoint Supervisory Director Ito, Osamu 4.2
Mgmt ForForYesAppoint Alternate Supervisory Director Ori, Yonetaro
5
Page 10 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Toyota Motor Corp.
Meeting Date: 06/16/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J92676113
Ticker: 7203
Primary CUSIP: J92676113 Primary ISIN: JP3633400001 Primary SEDOL: 6900643
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 125
Mgmt Yes For For
Mgmt ForForYesElect Director Uchiyamada, Takeshi 2.1
Mgmt ForForYesElect Director Toyoda, Akio 2.2
Mgmt ForForYesElect Director Kodaira, Nobuyori 2.3
Mgmt ForForYesElect Director Kato, Mitsuhisa 2.4
Mgmt ForForYesElect Director Sudo, Seiichi 2.5
Mgmt ForForYesElect Director Terashi, Shigeki 2.6
Mgmt ForForYesElect Director Hayakawa, Shigeru 2.7
Mgmt ForForYesElect Director Didier Leroy 2.8
Mgmt ForForYesElect Director Ijichi, Takahiko 2.9
Mgmt ForForYesElect Director Uno, Ikuo 2.10
Mgmt ForForYesElect Director Kato, Haruhiko 2.11
Mgmt ForForYesElect Director Mark T. Hogan 2.12
Mgmt ForForYesAppoint Statutory Auditor Kato, Masahiro 3.1
Mgmt ForForYesAppoint Statutory Auditor Kagawa, Yoshiyuki 3.2
Mgmt ForForYesAppoint Statutory Auditor Wake, Yoko 3.3
Mgmt ForForYesAppoint Statutory Auditor Ozu, Hiroshi 3.4
Mgmt ForForYesAppoint Alternate Statutory Auditor Sakai, Ryuji
4
Mgmt ForForYesApprove Annual Bonus Payment to Directors 5
Mgmt ForForYesAmend Articles to Indemnify Directors - Indemnify Statutory Auditors
6
Mgmt AgainstForYesAmend Articles to Create Class AA Shares and Approve Issuance of Class AA Shares
7
Page 11 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Honda Motor Co. Ltd.
Meeting Date: 06/17/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J22302111
Ticker: 7267
Primary CUSIP: J22302111 Primary ISIN: JP3854600008 Primary SEDOL: 6435145
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 22
Mgmt Yes For For
Mgmt ForForYesElect Director Ike, Fumihiko 2.1
Mgmt ForForYesElect Director Ito, Takanobu 2.2
Mgmt ForForYesElect Director Iwamura, Tetsuo 2.3
Mgmt ForForYesElect Director Fukuo, Koichi 2.4
Mgmt ForForYesElect Director Matsumoto, Yoshiyuki 2.5
Mgmt ForForYesElect Director Yamane, Yoshi 2.6
Mgmt ForForYesElect Director Hachigo, Takahiro 2.7
Mgmt ForForYesElect Director Yoshida, Masahiro 2.8
Mgmt ForForYesElect Director Takeuchi, Kohei 2.9
Mgmt ForForYesElect Director Kuroyanagi, Nobuo 2.10
Mgmt ForForYesElect Director Kunii, Hideko 2.11
Mgmt ForForYesElect Director Aoyama, Shinji 2.12
Mgmt ForForYesElect Director Kaihara, Noriya 2.13
Mgmt ForForYesElect Director Igarashi, Masayuki 2.14
Mgmt ForForYesAppoint Statutory Auditor Takaura, Hideo 3.1
Mgmt ForForYesAppoint Statutory Auditor Tamura, Mayumi 3.2
Roland DG Corp.
Meeting Date: 06/17/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J6547W106
Ticker: 6789
Primary CUSIP: J6547W106 Primary ISIN: JP3983450002 Primary SEDOL: 6291400
Page 12 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Roland DG Corp.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 30
Mgmt Yes For For
Mgmt ForForYesAmend Articles to Indemnify Directors - Indemnify Statutory Auditors - Change Fiscal Year End
2
Mgmt ForForYesElect Director Tomioka, Masahiro 3.1
Mgmt ForForYesElect Director Robert Curtis 3.2
Mgmt ForForYesElect Director Suzuki, Wataru 3.3
Mgmt ForForYesElect Director Hotta, Shuji 3.4
Mgmt ForForYesElect Director David Goward 3.5
Mgmt ForForYesElect Director Fujioka, Hidenori 3.6
Mgmt ForForYesElect Director Hirose, Takuo 3.7
Mgmt ForForYesElect Director Hiruma, Akira 3.8
Mgmt ForForYesElect Director Okuda, Chieko 3.9
Mgmt ForForYesAppoint Statutory Auditor Matsuda, Shigeki 4
YAMADA Consulting Group Co., Ltd.
Meeting Date: 06/17/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J9569T100
Ticker: 4792
Primary CUSIP: J8698T106 Primary ISIN: JP3588100002 Primary SEDOL: 6287982
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Yamada, Junichiro Mgmt Yes For For
Mgmt ForForYesElect Director Masuda, Keisaku 1.2
Mgmt ForForYesElect Director Asano, Tadao 1.3
Mgmt ForForYesElect Director Fuse, Makiko 1.4
Mgmt ForForYesElect Director Tanida, Kazunori 1.5
Mgmt ForForYesElect Director Fushimi, Toshiyuki 1.6
Mgmt AgainstForYesAppoint Statutory Auditor Komatsu, Naoya 2.1
Page 13 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
YAMADA Consulting Group Co., Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt AgainstForYesAppoint Statutory Auditor Takeuchi, Tadashi 2.2
Meitec Corp.
Meeting Date: 06/18/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J42067108
Ticker: 9744
Primary CUSIP: J42067108 Primary ISIN: JP3919200000 Primary SEDOL: 6576356
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 67
Mgmt Yes For For
Mgmt ForForYesAmend Articles to Indemnify Directors - Indemnify Statutory Auditors
2
Mgmt ForForYesElect Director Kokubun, Hideyo 3.1
Mgmt ForForYesElect Director Yoneda, Hiroshi 3.2
Mgmt ForForYesElect Director Nakajima, Kiyomasa 3.3
Mgmt ForForYesElect Director Uemura, Masato 3.4
Mgmt ForForYesElect Director Nagasaka, Hidenori 3.5
Mgmt ForForYesElect Director Ogasawara, Akiyoshi 3.6
Mgmt ForForYesElect Director Rokugo, Hiroyuki 3.7
Mgmt ForForYesElect Director Shimizu, Minao 3.8
Mgmt ForForYesElect Director Kishi, Hiroyuki 3.9
Mgmt ForForYesAppoint Statutory Auditor Saito, Masatoshi 4
Mgmt ForForYesAppoint Alternate Statutory Auditor Kunibe, Toru
5
Yaskawa Electric Corp.
Meeting Date: 06/18/2015
Record Date: 03/20/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J9690T102
Ticker: 6506
Primary CUSIP: J9690T102 Primary ISIN: JP3932000007 Primary SEDOL: 6986041
Page 14 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Yaskawa Electric Corp.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 12
Mgmt Yes For For
Mgmt ForForYesAmend Articles to Abolish Board Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Authorize Directors to Execute Day to Day Operations without Full Board Approval - Increase Maximum Board Size - Indemnify Directors
2
Mgmt ForForYesElect Director Tsuda, Junji 3.1
Mgmt ForForYesElect Director Usami, Noboru 3.2
Mgmt ForForYesElect Director Ogasawara, Hiroshi 3.3
Mgmt ForForYesElect Director Murakami, Shuji 3.4
Mgmt ForForYesElect Director Minami, Yoshikatsu 3.5
Mgmt ForForYesElect Director Nakayama, Yuji 3.6
Mgmt ForForYesElect Director and Audit Committee Member Oda, Masahiko
4.1
Mgmt ForForYesElect Director and Audit Committee Member Noda, Konosuke
4.2
Mgmt ForForYesElect Director and Audit Committee Member Akita, Yoshiki
4.3
Mgmt ForForYesElect Director and Audit Committee Member Tatsumi, Kazumasa
4.4
Mgmt ForForYesElect Director and Audit Committee Member Tanaka, Yasuto
4.5
Mgmt ForForYesElect Alternate Director and Audit Committee Member Takeshita, Masafumi
5
Mgmt ForForYesApprove Aggregate Fixed Compensation Ceiling and Performance-Based Cash Compensation Ceiling for Directors Who Are Not Audit Committee Members
6
Mgmt ForForYesApprove Aggregate Compensation Ceiling for Directors Who Are Audit Committee Members
7
Hitachi High-Technologies Corp.
Meeting Date: 06/19/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J20416103
Ticker: 8036
Primary CUSIP: J20416103 Primary ISIN: JP3678800008 Primary SEDOL: 6642804
Page 15 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Hitachi High-Technologies Corp.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Amend Articles to Indemnify Directors Mgmt Yes For For
Mgmt ForForYesElect Director Hisada, Masao 2.1
Mgmt ForForYesElect Director Miyazaki, Masahiro 2.2
Mgmt ForForYesElect Director Dairaku, Yoshikazu 2.3
Mgmt ForForYesElect Director Hayakawa, Hideyo 2.4
Mgmt ForForYesElect Director Toda, Hiromichi 2.5
Mgmt ForForYesElect Director Nishimi, Yuji 2.6
Mgmt AgainstForYesElect Director Nakamura, Toyoaki 2.7
Mgmt AgainstForYesElect Director Kitayama, Ryuichi 2.8
Itochu Corp.
Meeting Date: 06/19/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J2501P104
Ticker: 8001
Primary CUSIP: J2501P104 Primary ISIN: JP3143600009 Primary SEDOL: 6467803
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 23
Mgmt Yes For For
Mgmt ForForYesAmend Articles to Amend Business Lines - Amend Provisions on Director Titles
2
Mgmt ForForYesElect Director Kobayashi, Eizo 3.1
Mgmt ForForYesElect Director Okafuji, Masahiro 3.2
Mgmt ForForYesElect Director Takayanagi, Koji 3.3
Mgmt ForForYesElect Director Yoshida, Tomofumi 3.4
Mgmt ForForYesElect Director Okamoto, Hitoshi 3.5
Mgmt ForForYesElect Director Shiomi, Takao 3.6
Mgmt ForForYesElect Director Fukuda, Yuji 3.7
Mgmt ForForYesElect Director Koseki, Shuichi 3.8
Mgmt ForForYesElect Director Yonekura, Eiichi 3.9
Page 16 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Itochu Corp.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Kobayashi, Fumihiko 3.10
Mgmt ForForYesElect Director Hachimura, Tsuyoshi 3.11
Mgmt ForForYesElect Director Fujisaki, Ichiro 3.12
Mgmt ForForYesElect Director Kawakita, Chikara 3.13
Mgmt ForForYesAppoint Statutory Auditor Okita, Harutoshi 4.1
Mgmt ForForYesAppoint Statutory Auditor Uryu, Kentaro 4.2
Kubota Corp.
Meeting Date: 06/19/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J36662138
Ticker: 6326
Primary CUSIP: J36662138 Primary ISIN: JP3266400005 Primary SEDOL: 6497509
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Amend Articles to Change Fiscal Year End Mgmt Yes For For
Mgmt ForForYesElect Director Kimata, Masatoshi 2.1
Mgmt ForForYesElect Director Kubo, Toshihiro 2.2
Mgmt ForForYesElect Director Kimura, Shigeru 2.3
Mgmt ForForYesElect Director Ogawa, Kenshiro 2.4
Mgmt ForForYesElect Director Kitao, Yuichi 2.5
Mgmt ForForYesElect Director Matsuda, Yuzuru 2.6
Mgmt ForForYesElect Director Ina, Koichi 2.7
Mgmt ForForYesAppoint Statutory Auditor Morita, Akira 3.1
Mgmt ForForYesAppoint Statutory Auditor Suzuki, Teruo 3.2
Mgmt ForForYesApprove Annual Bonus Payment to Directors 4
Mitsubishi Corp.
Meeting Date: 06/19/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J43830116
Ticker: 8058
Primary CUSIP: J43830116 Primary ISIN: JP3898400001 Primary SEDOL: 6596785
Page 17 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Mitsubishi Corp.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 30
Mgmt Yes For For
Mgmt ForForYesAmend Articles to Amend Business Lines - Indemnify Directors - Indemnify Statutory Auditors
2
Mgmt ForForYesElect Director Kojima, Yorihiko 3.1
Mgmt ForForYesElect Director Kobayashi, Ken 3.2
Mgmt ForForYesElect Director Nakahara, Hideto 3.3
Mgmt ForForYesElect Director Yanai, Jun 3.4
Mgmt ForForYesElect Director Kinukawa, Jun 3.5
Mgmt ForForYesElect Director Miyauchi, Takahisa 3.6
Mgmt ForForYesElect Director Uchino, Shuma 3.7
Mgmt ForForYesElect Director Mori, Kazuyuki 3.8
Mgmt ForForYesElect Director Hirota, Yasuhito 3.9
Mgmt ForForYesElect Director Tsukuda, Kazuo 3.10
Mgmt ForForYesElect Director Kato, Ryozo 3.11
Mgmt ForForYesElect Director Konno, Hidehiro 3.12
Mgmt ForForYesElect Director Sakie Tachibana Fukushima 3.13
Mgmt ForForYesElect Director Nishiyama, Akihiko 3.14
Mgmt ForForYesAppoint Statutory Auditor Kizaki, Hiroshi 4
Mgmt ForForYesApprove Annual Bonus Payment to Directors 5
Mitsui & Co.
Meeting Date: 06/19/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J44690139
Ticker: 8031
Primary CUSIP: J44690139 Primary ISIN: JP3893600001 Primary SEDOL: 6597302
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 32
Mgmt Yes For For
Page 18 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Mitsui & Co.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Iijima, Masami 2.1
Mgmt ForForYesElect Director Yasunaga,Tatsuo 2.2
Mgmt ForForYesElect Director Saiga, Daisuke 2.3
Mgmt ForForYesElect Director Kinoshita, Masayuki 2.4
Mgmt ForForYesElect Director Ambe, Shintaro 2.5
Mgmt ForForYesElect Director Kato, Hiroyuki 2.6
Mgmt ForForYesElect Director Hombo, Yoshihiro 2.7
Mgmt ForForYesElect Director Suzuki, Makoto 2.8
Mgmt ForForYesElect Director Matsubara, Keigo 2.9
Mgmt ForForYesElect Director Nonaka, Ikujiro 2.10
Mgmt ForForYesElect Director Hirabayashi, Hiroshi 2.11
Mgmt ForForYesElect Director Muto, Toshiro 2.12
Mgmt ForForYesElect Director Kobayashi, Izumi 2.13
Mgmt ForForYesElect Director Jenifer Rogers 2.14
Mgmt ForForYesAppoint Statutory Auditor Okada, Joji 3.1
Mgmt ForForYesAppoint Statutory Auditor Yamauchi, Takashi 3.2
Mgmt ForForYesAppoint Statutory Auditor Ozu, Hiroshi 3.3
SH AgainstAgainstYesAmend Articles to Add Transparent Business Operation to Earn Trust from Customers and Society to Business Objectives
4
SH AgainstAgainstYesAmend Articles to Add Setup of Fukushima-Daiichi Nuclear Power Plant Accident Response Department to Business Objectives
5
SH AgainstAgainstYesAmend Articles to Establish Ethics Committee 6
SH AgainstAgainstYesAmend Articles to Delete Provisions Authorizing Share Buybacks at Board's Discretion
7
SH AgainstAgainstYesAmend Articles to Add Provisions Requiring ROE of 12% as Condition to Rebuild Head Office Building
8
SH AgainstAgainstYesAmend Articles to Authorize Board to Appoint Advisers (with Mandatory Retirement Age of 70)
9
SH AgainstAgainstYesRemove Director Nonaka, Ikujiro 10
SH AgainstAgainstYesAuthorize Share Repurchase of up to 100 Million Shares in the Coming Year
11
Page 19 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Mitsui & Co.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
SH AgainstAgainstYesAmend Articles to Display Shareholder Proposals in Proxy Circulars with Same Character Gap and Line Space as Management Proposals
12
Resona Holdings, Inc.
Meeting Date: 06/19/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J6448E106
Ticker: 8308
Primary CUSIP: J6448E106 Primary ISIN: JP3500610005 Primary SEDOL: 6421553
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Authorize Class Hei and Class Otsu Share Repurchase Program
Mgmt Yes For For
Mgmt ForForYesAmend Articles to Remove Provisions on Class 3 Preferred Shares to Reflect Cancellation - Indemnify Directors
2
Mgmt ForForYesElect Director Higashi, Kazuhiro 3.1
Mgmt ForForYesElect Director Kan, Tetsuya 3.2
Mgmt ForForYesElect Director Furukawa, Yuji 3.3
Mgmt ForForYesElect Director Isono, Kaoru 3.4
Mgmt ForForYesElect Director Osono, Emi 3.5
Mgmt ForForYesElect Director Arima, Toshio 3.6
Mgmt ForForYesElect Director Sanuki, Yoko 3.7
Mgmt ForForYesElect Director Urano, Mitsudo 3.8
Mgmt ForForYesElect Director Matsui, Tadamitsu 3.9
Mgmt ForForYesElect Director Sato, Hidehiko 3.10
Sanshin Electronics
Meeting Date: 06/19/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J68381110
Ticker: 8150
Primary CUSIP: J68381110 Primary ISIN: JP3333200008 Primary SEDOL: 6776361
Page 20 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Sanshin Electronics
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 30
Mgmt Yes For For
Mgmt ForForYesAmend Articles to Indemnify Directors - Indemnify Statutory Auditors
2
Mgmt AgainstForYesElect Director Matsunaga, Mitsumasa 3.1
Mgmt AgainstForYesElect Director Suzuki, Toshiro 3.2
Mgmt ForForYesElect Director Akabane, Masashi 3.3
Mgmt ForForYesElect Director Kamoshita, Mitsuo 3.4
Mgmt ForForYesElect Director Ota, Yasuhiko 3.5
Mgmt ForForYesElect Director Kitamura, Fumihide 3.6
Mgmt ForForYesElect Director Hatano, Nobuyuki 3.7
Mgmt ForForYesElect Director Misono, Akio 3.8
Mgmt ForForYesElect Director Sakamoto, Koji 3.9
Mgmt ForForYesElect Director Nakagawa, Shunichi 3.10
Mgmt ForForYesAppoint Statutory Auditor Yamamoto, Shohei 4
SoftBank Corp.
Meeting Date: 06/19/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J75963108
Ticker: 9984
Primary CUSIP: J75963108 Primary ISIN: JP3436100006 Primary SEDOL: 6770620
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 20
Mgmt Yes For For
Mgmt ForForYesAmend Articles to Change Company Name - Reduce Directors' Term - Indemnify Directors - Increase Maximum Number of Statutory Auditors - Indemnify Statutory Auditors
2
Mgmt ForForYesElect Director Son, Masayoshi 3.1
Mgmt ForForYesElect Director Nikesh Arora 3.2
Mgmt ForForYesElect Director Miyauchi, Ken 3.3
Page 21 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
SoftBank Corp.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Ronald Fisher 3.4
Mgmt ForForYesElect Director Yun Ma 3.5
Mgmt ForForYesElect Director Miyasaka, Manabu 3.6
Mgmt ForForYesElect Director Yanai, Tadashi 3.7
Mgmt ForForYesElect Director Mark Schwartz 3.8
Mgmt ForForYesElect Director Nagamori, Shigenobu 3.9
Mgmt ForForYesAppoint Statutory Auditor Murata, Tatsuhiro 4.1
Mgmt ForForYesAppoint Statutory Auditor Toyama, Atsushi 4.2
East Japan Railway Co.
Meeting Date: 06/23/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J1257M109
Ticker: 9020
Primary CUSIP: J1257M109 Primary ISIN: JP3783600004 Primary SEDOL: 6298542
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 60
Mgmt Yes For For
Mgmt ForForYesAmend Articles to Indemnify Directors - Indemnify Statutory Auditors
2
Mgmt ForForYesElect Director Ito, Motoshige 3
Mgmt AgainstForYesAppoint Statutory Auditor Hoshino, Shigeo 4.1
Mgmt AgainstForYesAppoint Statutory Auditor Higashikawa, Hajime
4.2
Mgmt ForForYesAppoint Statutory Auditor Ishida, Yoshio 4.3
Mgmt ForForYesApprove Annual Bonus Payment to Directors and Statutory Auditors
5
Fujitec Co. Ltd.
Meeting Date: 06/23/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J15414113
Ticker: 6406
Primary CUSIP: J15414113 Primary ISIN: JP3818800009 Primary SEDOL: 6356826
Page 22 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Fujitec Co. Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 12
Mgmt Yes For For
Mgmt ForForYesElect Director Uchiyama, Takakazu 2.1
Mgmt ForForYesElect Director Sekiguchi, Iwataro 2.2
Mgmt ForForYesElect Director Narayanapillai Sugumaran 2.3
Mgmt ForForYesElect Director Okada, Takao 2.4
Mgmt ForForYesElect Director Shigekane, Hisao 2.5
Mgmt ForForYesElect Director Hanakawa, Yasuo 2.6
Mgmt ForForYesElect Director Saeki, Terumichi 2.7
Mgmt ForForYesAppoint Statutory Auditor Nakano, Masanobu 3
Hitachi Metals Ltd.
Meeting Date: 06/23/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J20538112
Ticker: 5486
Primary CUSIP: J20538112 Primary ISIN: JP3786200000 Primary SEDOL: 6429201
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Amend Articles to Indemnify Directors Mgmt Yes For For
Mgmt ForForYesElect Director Konishi, Kazuyuki 2.1
Mgmt AgainstForYesElect Director Kojima, Keiji 2.2
Mgmt ForForYesElect Director Shimada, Takashi 2.3
Mgmt AgainstForYesElect Director Nakamura, Toyoaki 2.4
Mgmt ForForYesElect Director Machida, Hisashi 2.5
Mgmt ForForYesElect Director Kamata, Junichi 2.6
Mgmt ForForYesElect Director Takahashi, Hideaki 2.7
Mgmt ForForYesElect Director Hiraki, Akitoshi 2.8
Page 23 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Nidec Corp.
Meeting Date: 06/23/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J52968104
Ticker: 6594
Primary CUSIP: J52968104 Primary ISIN: JP3734800000 Primary SEDOL: 6640682
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Nagamori, Shigenobu Mgmt Yes For For
Mgmt ForForYesElect Director Kobe, Hiroshi 1.2
Mgmt ForForYesElect Director Katayama, Mikio 1.3
Mgmt ForForYesElect Director Kure, Bunsei 1.4
Mgmt ForForYesElect Director Sato, Akira 1.5
Mgmt ForForYesElect Director Miyabe, Toshihiko 1.6
Mgmt ForForYesElect Director Hamada, Tadaaki 1.7
Mgmt ForForYesElect Director Yoshimatsu, Masuo 1.8
Mgmt ForForYesElect Director Hayafune, Kazuya 1.9
Mgmt ForForYesElect Director Otani, Toshiaki 1.10
Mgmt ForForYesElect Director Tahara, Mutsuo 1.11
Mgmt ForForYesElect Director Ido, Kiyoto 1.12
Mgmt AgainstForYesElect Director Ishida, Noriko 1.13
Mgmt ForForYesAppoint Statutory Auditor Tanabe, Ryuichi 2.1
Mgmt ForForYesAppoint Statutory Auditor Narumiya, Osamu 2.2
Mgmt ForForYesAppoint Alternate Statutory Auditor Ono, Susumu
3.1
Mgmt ForForYesAppoint Alternate Statutory Auditor Suematsu, Chihiro
3.2
Omron Corp.
Meeting Date: 06/23/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J61374120
Ticker: 6645
Primary CUSIP: J61374120 Primary ISIN: JP3197800000 Primary SEDOL: 6659428
Page 24 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Omron Corp.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 40
Mgmt Yes For For
Mgmt ForForYesElect Director Tateishi, Fumio 2.1
Mgmt ForForYesElect Director Yamada, Yoshihito 2.2
Mgmt ForForYesElect Director Suzuki, Yoshinori 2.3
Mgmt ForForYesElect Director Sakumiya, Akio 2.4
Mgmt ForForYesElect Director Nitto, Koji 2.5
Mgmt ForForYesElect Director Toyama, Kazuhiko 2.6
Mgmt ForForYesElect Director Kobayashi, Eizo 2.7
Mgmt ForForYesElect Director Nishikawa, Kuniko 2.8
Mgmt ForForYesAppoint Statutory Auditor Kondo, Kiichiro 3.1
Mgmt ForForYesAppoint Statutory Auditor Kawashima, Tokio 3.2
Mgmt ForForYesAppoint Alternate Statutory Auditor Watanabe, Toru
4
Mgmt ForForYesApprove Annual Bonus Payment to Directors 5
Orix Corp.
Meeting Date: 06/23/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J61933123
Ticker: 8591
Primary CUSIP: J61933123 Primary ISIN: JP3200450009 Primary SEDOL: 6661144
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Amend Articles to Authorize Board to Pay Interim Dividends
Mgmt Yes For For
Mgmt ForForYesElect Director Inoue, Makoto 2.1
Mgmt ForForYesElect Director Kojima, Kazuo 2.2
Mgmt ForForYesElect Director Yamaya, Yoshiyuki 2.3
Mgmt ForForYesElect Director Umaki, Tamio 2.4
Mgmt ForForYesElect Director Kamei, Katsunobu 2.5
Page 25 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Orix Corp.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Nishigori, Yuichi 2.6
Mgmt ForForYesElect Director Takahashi, Hideaki 2.7
Mgmt ForForYesElect Director Tsujiyama, Eiko 2.8
Mgmt ForForYesElect Director Robert Feldman 2.9
Mgmt ForForYesElect Director Niinami, Takeshi 2.10
Mgmt ForForYesElect Director Usui, Nobuaki 2.11
Mgmt ForForYesElect Director Yasuda, Ryuji 2.12
Mgmt ForForYesElect Director Takenaka, Heizo 2.13
H2O Retailing Corp.
Meeting Date: 06/24/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J2358J102
Ticker: 8242
Primary CUSIP: J2358J102 Primary ISIN: JP3774600005 Primary SEDOL: 6408705
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Amend Articles to Indemnify Directors - Indemnify Statutory Auditors
Mgmt Yes For For
Mgmt ForForYesElect Director Suzuki, Atsushi 2.1
Mgmt ForForYesElect Director Araki, Naoya 2.2
Mgmt ForForYesElect Director Shijo, Haruya 2.3
Mgmt ForForYesElect Director Hayashi, Katsuhiro 2.4
Mgmt ForForYesElect Director Sugioka, Shunichi 2.5
Mgmt ForForYesElect Director Sumi, Kazuo 2.6
Mgmt ForForYesElect Director Senno, Kazutoshi 2.7
Mgmt ForForYesElect Director Uchiyama, Keiji 2.8
Mgmt ForForYesElect Director Wada, Yutaka 2.9
Mgmt ForForYesElect Director Mori, Tadatsugu 2.10
Mgmt ForForYesElect Director Ban, Naoshi 2.11
Mgmt ForForYesElect Director Yagi, Makoto 2.12
Mgmt ForForYesApprove Annual Bonus Payment to Directors 3
Page 26 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Japan Securities Finance Co. Ltd.
Meeting Date: 06/24/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J27617109
Ticker: 8511
Primary CUSIP: J27617109 Primary ISIN: JP3714400003 Primary SEDOL: 6470760
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 8
Mgmt Yes For For
Mgmt AgainstForYesElect Director Masubuchi, Minoru 2.1
Mgmt ForForYesElect Director Hotta, Takao 2.2
Mgmt AgainstForYesElect Director Kobayashi, Eizo 2.3
Mgmt ForForYesElect Director Asakura, Hiroshi 2.4
Mgmt ForForYesElect Director Oda, Yasufumi 2.5
Mgmt ForForYesElect Director Oritate, Toshihiro 2.6
Mgmt ForForYesElect Director Sugaya, Tomoyoshi 2.7
Mgmt ForForYesElect Director Imai, Takashi 2.8
Mgmt ForForYesElect Director Mae, Tetsuo 2.9
Mgmt ForForYesElect Director Shinotsuka, Eiko 2.10
Mgmt ForForYesAppoint Statutory Auditor Hamada, Masayuki 3.1
Mgmt ForForYesAppoint Statutory Auditor Kamiyama, Toshio 3.2
Mgmt ForForYesAppoint Alternate Statutory Auditor Denawa, Masato
4
Kyocera Corp.
Meeting Date: 06/24/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J37479110
Ticker: 6971
Primary CUSIP: J37479110 Primary ISIN: JP3249600002 Primary SEDOL: 6499260
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 60
Mgmt Yes For For
Mgmt ForForYesElect Director Kuba, Tetsuo 2.1
Page 27 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Kyocera Corp.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Maeda, Tatsumi 2.2
Mgmt ForForYesElect Director Yamaguchi, Goro 2.3
Mgmt ForForYesElect Director Ishii, Ken 2.4
Mgmt ForForYesElect Director Fure, Hiroshi 2.5
Mgmt ForForYesElect Director Date, Yoji 2.6
Mgmt ForForYesElect Director Ota, Yoshihito 2.7
Mgmt ForForYesElect Director Aoki, Shoichi 2.8
Mgmt ForForYesElect Director John Rigby 2.9
Mgmt ForForYesElect Director Onodera, Tadashi 2.10
Mgmt ForForYesElect Director Mizobata, Hiroto 2.11
Mgmt ForForYesAppoint Statutory Auditor Kano, Yoshihiro 3
Showa Aircraft Industry Co. Ltd.
Meeting Date: 06/24/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J74917105
Ticker: 7404
Primary CUSIP: J74917105 Primary ISIN: JP3368800003 Primary SEDOL: 6805403
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 4
Mgmt Yes For For
Mgmt ForForYesAmend Articles to Indemnify Directors - Clarify Provisions on Alternate Statutory Auditors - Indemnify Statutory Auditors
2
Mgmt AgainstForYesElect Director Sakamaki, Saburo 3.1
Mgmt AgainstForYesElect Director Tanuma, Chiaki 3.2
Mgmt ForForYesElect Director Osamura, Yasumasa 3.3
Mgmt ForForYesElect Director Fukumochi, Katsunosuke 3.4
Mgmt ForForYesElect Director Saito, Hajime 3.5
Mgmt ForForYesElect Director Yamura, Susumu 3.6
Mgmt ForForYesElect Director Ogawa, Hidehiko 3.7
Mgmt ForForYesElect Director Tomita, Yoshihiko 3.8
Page 28 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Showa Aircraft Industry Co. Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Masaki, Akira 3.9
Mgmt ForForYesElect Director Hirahata, Fumioki 3.10
Mgmt ForForYesElect Director Kozai, Yuji 3.11
Mgmt ForForYesAppoint Statutory Auditor Ino, Shuichi 4.1
Mgmt AgainstForYesAppoint Statutory Auditor Harada, Fumio 4.2
Mgmt AgainstForYesAppoint Alternate Statutory Auditor Nagai, Kunio
5
Mgmt AgainstForYesApprove Retirement Bonus Payment for Statutory Auditor
6
Sony Financial Holdings Inc.
Meeting Date: 06/24/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J76337104
Ticker: 8729
Primary CUSIP: J76337104 Primary ISIN: JP3435350008 Primary SEDOL: B249SN5
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 40
Mgmt Yes For For
Mgmt ForForYesAmend Articles to Change Location of Head Office
2
Mgmt ForForYesElect Director Ihara, Katsumi 3.1
Mgmt ForForYesElect Director Ishii, Shigeru 3.2
Mgmt ForForYesElect Director Kiyomiya, Hiroaki 3.3
Mgmt ForForYesElect Director Hagimoto, Tomoo 3.4
Mgmt ForForYesElect Director Ito, Yutaka 3.5
Mgmt ForForYesElect Director Niwa, Atsuo 3.6
Mgmt ForForYesElect Director Kambe, Shiro 3.7
Mgmt ForForYesElect Director Yamamoto, Isao 3.8
Mgmt ForForYesElect Director Kuniya, Shiro 3.9
Mgmt AgainstForYesAppoint Statutory Auditor Hayase, Yasuyuki 4.1
Mgmt ForForYesAppoint Statutory Auditor Makiyama, Yoshimichi
4.2
Page 29 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Sony Financial Holdings Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesAppoint Alternate Statutory Auditor Inoue, Toraki
5
Mgmt ForForYesApprove Retirement Bonus Payment for Directors and Statutory Auditor
6
Mgmt ForForYesApprove Aggregate Compensation Ceiling for Statutory Auditors
7
Chudenko Corp.
Meeting Date: 06/25/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J07056104
Ticker: 1941
Primary CUSIP: J07056104 Primary ISIN: JP3524000001 Primary SEDOL: 6195869
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 50
Mgmt Yes For For
Mgmt ForForYesAmend Articles to Amend Business Lines - Indemnify Directors - Indemnify Statutory Auditors
2
Mgmt ForForYesElect Director Ito, Kiyohiko 3.1
Mgmt ForForYesElect Director Une, Yukio 3.2
Mgmt ForForYesElect Director Enokida, Koichi 3.3
Mgmt ForForYesElect Director Ogata, Hidefumi 3.4
Mgmt ForForYesElect Director Obata, Hirofumi 3.5
Mgmt ForForYesElect Director Kanayama, Takayuki 3.6
Mgmt ForForYesElect Director Kuniki, Tsunehisa 3.7
Mgmt ForForYesElect Director Kumasaki, Murao 3.8
Mgmt ForForYesElect Director Jinde, Toru 3.9
Mgmt ForForYesElect Director Tsutsumi, Takanobu 3.10
Mgmt ForForYesElect Director Norimune, Toshiaki 3.11
Mgmt ForForYesElect Director Mine, Kenichi 3.12
Mgmt ForForYesElect Director Yomota, Shigeru 3.13
Mgmt AgainstForYesAppoint Statutory Auditor Kawahira, Tomotoki 4.1
Mgmt ForForYesAppoint Statutory Auditor Shiinoki, Taka 4.2
Page 30 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Chudenko Corp.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesAppoint Statutory Auditor Hirota, Mitsuru 4.3
Daito Trust Construction Co. Ltd.
Meeting Date: 06/25/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J11151107
Ticker: 1878
Primary CUSIP: J11151107 Primary ISIN: JP3486800000 Primary SEDOL: 6250508
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 190
Mgmt Yes For For
Mgmt ForForYesAmend Articles to Amend Business Lines 2
Mgmt ForForYesElect Director Kumakiri, Naomi 3.1
Mgmt ForForYesElect Director Kadochi, Hitoshi 3.2
Mgmt ForForYesElect Director Kobayashi, Katsuma 3.3
Mgmt ForForYesElect Director Kawai, Shuji 3.4
Mgmt ForForYesElect Director Uchida, Kanitsu 3.5
Mgmt ForForYesElect Director Takeuchi, Kei 3.6
Mgmt ForForYesElect Director Daimon, Yukio 3.7
Mgmt ForForYesElect Director Saito, Kazuhiko 3.8
Mgmt ForForYesElect Director Marukawa, Shinichi 3.9
Mgmt ForForYesElect Director Sasamoto, Yujiro 3.10
Mgmt ForForYesElect Director Yamaguchi, Toshiaki 3.11
Mgmt ForForYesElect Director Sasaki, Mami 3.12
Hitachi Ltd.
Meeting Date: 06/25/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J20454112
Ticker: 6501
Primary CUSIP: J20454112 Primary ISIN: JP3788600009 Primary SEDOL: 6429104
Page 31 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Hitachi Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Amend Articles to Indemnify Directors - Reflect Changes in Law
Mgmt Yes For For
Mgmt ForForYesElect Director Katsumata, Nobuo 2.1
Mgmt ForForYesElect Director Cynthia Carroll 2.2
Mgmt ForForYesElect Director Sakakibara, Sadayuki 2.3
Mgmt ForForYesElect Director George Buckley 2.4
Mgmt ForForYesElect Director Louise Pentland 2.5
Mgmt ForForYesElect Director Mochizuki, Harufumi 2.6
Mgmt ForForYesElect Director Philip Yeo 2.7
Mgmt ForForYesElect Director Yoshihara, Hiroaki 2.8
Mgmt ForForYesElect Director Nakanishi, Hiroaki 2.9
Mgmt ForForYesElect Director Higashihara, Toshiaki 2.10
Mgmt ForForYesElect Director Miyoshi, Takashi 2.11
Mgmt ForForYesElect Director Mochida, Nobuo 2.12
Iino Kaiun Kaisha Ltd.
Meeting Date: 06/25/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J23446107
Ticker: 9119
Primary CUSIP: J23446107 Primary ISIN: JP3131200002 Primary SEDOL: 6457008
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 5
Mgmt Yes For For
Mgmt ForForYesElect Director Ohashi, Yoshiaki 2.1
Mgmt ForForYesElect Director Tosha, Hiromi 2.2
Mgmt ForForYesElect Director Oshima, Hisahiro 2.3
Mgmt ForForYesElect Director Endo, Shigeru 2.4
Mgmt ForForYesElect Director Oe, Kei 2.5
Page 32 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Mitsubishi UFJ Financial Group
Meeting Date: 06/25/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J44497105
Ticker: 8306
Primary CUSIP: J44497105 Primary ISIN: JP3902900004 Primary SEDOL: 6335171
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 9
Mgmt Yes For For
Mgmt ForForYesAmend Articles to Remove Provisions on Type 1 Class 5 Preferred Shares and Class 11 Preferred Shares to Reflect Cancellation - Abolish Board Structure with Statutory Auditors - Adopt Board Structure with Three Committees - Indemnify Directors
2
Mgmt ForForYesElect Director Sono, Kiyoshi 3.1
Mgmt ForForYesElect Director Wakabayashi, Tatsuo 3.2
Mgmt ForForYesElect Director Nagaoka, Takashi 3.3
Mgmt ForForYesElect Director Hirano, Nobuyuki 3.4
Mgmt ForForYesElect Director Oyamada, Takashi 3.5
Mgmt ForForYesElect Director Kuroda, Tadashi 3.6
Mgmt ForForYesElect Director Tokunari, Muneaki 3.7
Mgmt ForForYesElect Director Yasuda, Masamichi 3.8
Mgmt ForForYesElect Director Mikumo, Takashi 3.9
Mgmt ForForYesElect Director Shimamoto, Takehiko 3.10
Mgmt ForForYesElect Director Kawamoto, Yuko 3.11
Mgmt AgainstForYesElect Director Matsuyama, Haruka 3.12
Mgmt AgainstForYesElect Director Okamoto, Kunie 3.13
Mgmt ForForYesElect Director Okuda, Tsutomu 3.14
Mgmt ForForYesElect Director Kawakami, Hiroshi 3.15
Mgmt AgainstForYesElect Director Sato, Yukihiro 3.16
Mgmt ForForYesElect Director Yamate, Akira 3.17
SH AgainstAgainstYesAmend Articles to Prohibit Gender Discrimination when Facing Customers
4
SH AgainstAgainstYesAmend Articles to Set Maximum Limit on Name Transfer Fees in Margin Trading at the Group's Securities Companies
5
Page 33 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Sawai Pharmaceutical Co., Ltd.
Meeting Date: 06/25/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J69811107
Ticker: 4555
Primary CUSIP: J69811107 Primary ISIN: JP3323050009 Primary SEDOL: 6784955
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 55
Mgmt Yes For For
Mgmt ForForYesAmend Articles to Indemnify Directors - Indemnify Statutory Auditors
2
Mgmt ForForYesElect Director Sawai, Hiroyuki 3.1
Mgmt ForForYesElect Director Sawai, Mitsuo 3.2
Mgmt ForForYesElect Director Iwasa, Takashi 3.3
Mgmt ForForYesElect Director Toya, Harumasa 3.4
Mgmt ForForYesElect Director Kimura, Keiichi 3.5
Mgmt ForForYesElect Director Kodama, Minoru 3.6
Mgmt ForForYesElect Director Sawai, Kenzo 3.7
Mgmt ForForYesElect Director Tokuyama, Shinichi 3.8
Mgmt ForForYesElect Director Sugao, Hidefumi 3.9
Mgmt ForForYesElect Director Todo, Naomi 3.10
Mgmt ForForYesApprove Aggregate Compensation Ceiling for Statutory Auditors
4
Mgmt ForForYesApprove Stock Option Plan 5
Secom Co. Ltd.
Meeting Date: 06/25/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J69972107
Ticker: 9735
Primary CUSIP: J69972107 Primary ISIN: JP3421800008 Primary SEDOL: 6791591
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 65
Mgmt Yes For For
Mgmt ForForYesElect Director Iida, Makoto 2.1
Page 34 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Secom Co. Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Maeda, Shuji 2.2
Mgmt ForForYesElect Director Ito, Hiroshi 2.3
Mgmt ForForYesElect Director Nakayama, Yasuo 2.4
Mgmt ForForYesElect Director Anzai, Kazuaki 2.5
Mgmt ForForYesElect Director Nakayama, Junzo 2.6
Mgmt ForForYesElect Director Furukawa, Kenichi 2.7
Mgmt ForForYesElect Director Yoshida, Yasuyuki 2.8
Mgmt ForForYesElect Director Fuse, Tatsuro 2.9
Mgmt ForForYesElect Director Hirose, Takaharu 2.10
Mgmt ForForYesElect Director Sawada, Takashi 2.11
Mgmt ForForYesAppoint Statutory Auditor Kato, Hideki 3.1
Mgmt ForForYesAppoint Statutory Auditor Sekiya, Kenichi 3.2
Mgmt ForForYesAppoint Statutory Auditor Ito, Takayuki 3.3
Mgmt ForForYesAppoint Statutory Auditor Komatsu, Ryohei 3.4
Mgmt ForForYesAppoint Statutory Auditor Yasuda, Makoto 3.5
SMC Corp.
Meeting Date: 06/25/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J75734103
Ticker: 6273
Primary CUSIP: J75734103 Primary ISIN: JP3162600005 Primary SEDOL: 6763965
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 100
Mgmt Yes For For
Mgmt ForForYesElect Director Takada, Yoshiyuki 2.1
Mgmt ForForYesElect Director Maruyama, Katsunori 2.2
Mgmt ForForYesElect Director Usui, Ikuji 2.3
Mgmt ForForYesElect Director Kosugi, Seiji 2.4
Mgmt ForForYesElect Director Satake, Masahiko 2.5
Mgmt ForForYesElect Director Takada, Yoshiki 2.6
Page 35 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
SMC Corp.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Ohashi, Eiji 2.7
Mgmt ForForYesElect Director Kuwahara, Osamu 2.8
Mgmt ForForYesElect Director Shikakura, Koichi 2.9
Mgmt ForForYesElect Director Ogura, Koji 2.10
Mgmt ForForYesElect Director Kawada, Motoichi 2.11
Mgmt ForForYesElect Director Takada, Susumu 2.12
Mgmt ForForYesElect Director Kaizu, Masanobu 2.13
Mgmt ForForYesElect Director Kagawa, Toshiharu 2.14
Mgmt ForForYesAppoint Statutory Auditor Ogawa, Yoshiaki 3.1
Mgmt ForForYesAppoint Statutory Auditor Suzue, Tatsuo 3.2
Mgmt ForForYesApprove Retirement Bonus Payment for Directors
4
Toshiba Plant Systems & Services Corp.
Meeting Date: 06/25/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J89795124
Ticker: 1983
Primary CUSIP: J89795124 Primary ISIN: JP3594200002 Primary SEDOL: 6897295
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Matsukawa, Ryo Mgmt Yes For Against
Mgmt ForForYesElect Director Haga, Shunichi 1.2
Mgmt ForForYesElect Director Ishii, Junji 1.3
Mgmt ForForYesElect Director Saito, Yasuyuki 1.4
Mgmt ForForYesElect Director Teshigawara, Masahiko 1.5
Mgmt ForForYesElect Director Tanaka, Yoshikatsu 1.6
Mgmt ForForYesElect Director Yoshida, Masaharu 1.7
Mgmt ForForYesElect Director Usui, Kenji 1.8
Mgmt ForForYesElect Director Nagai, Munashi 1.9
Mgmt ForForYesElect Director Tamura, Hideyo 1.10
Mgmt ForForYesElect Director Suemoto, Takeshi 1.11
Page 36 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Toshiba Plant Systems & Services Corp.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Wada, Kishiko 1.12
Mgmt ForForYesAppoint Statutory Auditor Yamane, Takatsugu 2.1
Mgmt ForForYesAppoint Statutory Auditor Sotoike, Ryoji 2.2
Mgmt AgainstForYesAppoint Statutory Auditor Moroka, Shinichi 2.3
Mgmt ForForYesAppoint Statutory Auditor Ishii, Takashi 2.4
Mgmt ForForYesAppoint Alternate Statutory Auditor Nagaya, Fumihiro
3
Aichi Corp.
Meeting Date: 06/26/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J00284109
Ticker: 6345
Primary CUSIP: J00284109 Primary ISIN: JP3103200006 Primary SEDOL: 6010092
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 5
Mgmt Yes For For
Mgmt ForForYesAmend Articles to Increase Maximum Board Size - Indemnify Directors - Indemnify Statutory Auditors
2
Mgmt AgainstForYesElect Director Mitsuya, Kimpei 3.1
Mgmt ForForYesElect Director Miura, Osamu 3.2
Mgmt ForForYesElect Director Suzuki, Takuo 3.3
Mgmt ForForYesElect Director Kawai, Akio 3.4
Mgmt ForForYesElect Director Yamaguchi, Nobuyuki 3.5
Mgmt ForForYesElect Director Inakoshi, Shinya 3.6
Mgmt ForForYesElect Director Tsuchiya, Keiichi 3.7
Mgmt ForForYesElect Director Tagami, Yoshio 3.8
Mgmt ForForYesElect Director Suzuki, Takeshi 3.9
Mgmt ForForYesElect Director Ogawa, Toshifumi 3.10
Mgmt ForForYesAppoint Statutory Auditor Mizuno, Yukihiro 4.1
Mgmt ForForYesAppoint Statutory Auditor Shimada, Kenichi 4.2
Mgmt AgainstForYesAppoint Statutory Auditor Mizuno, Tadashi 4.3
Page 37 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Aichi Corp.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesAppoint Statutory Auditor Furubayashi, Kiyoshi
4.4
Mgmt ForForYesApprove Aggregate Compensation Ceiling for Directors
5
Mgmt AgainstForYesApprove Retirement Bonus Payment for Directors and Statutory Auditors
6
Asahi Kasei Corp.
Meeting Date: 06/26/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J0242P110
Ticker: 3407
Primary CUSIP: J0242P110 Primary ISIN: JP3111200006 Primary SEDOL: 6054603
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Amend Articles to Indemnify Directors - Indemnify Statutory Auditors
Mgmt Yes For For
Mgmt ForForYesElect Director Ito, Ichiro 2.1
Mgmt ForForYesElect Director Asano, Toshio 2.2
Mgmt ForForYesElect Director Hirai, Masahito 2.3
Mgmt ForForYesElect Director Kobayashi, Yuji 2.4
Mgmt ForForYesElect Director Kobori, Hideki 2.5
Mgmt ForForYesElect Director Kobayashi, Hiroshi 2.6
Mgmt ForForYesElect Director Ichino, Norio 2.7
Mgmt ForForYesElect Director Shiraishi, Masumi 2.8
Mgmt ForForYesElect Director Adachi, Kenyu 2.9
Mgmt ForForYesAppoint Statutory Auditor Kido, Shinsuke 3.1
Mgmt ForForYesAppoint Statutory Auditor Ito, Tetsuo 3.2
Daikin Industries Ltd.
Meeting Date: 06/26/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J10038115
Ticker: 6367
Primary CUSIP: J10038115 Primary ISIN: JP3481800005 Primary SEDOL: 6250724
Page 38 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Daikin Industries Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 60
Mgmt Yes For For
Mgmt ForForYesAuthorize Share Repurchase Program 2
Mgmt ForForYesAppoint Statutory Auditor Uematsu, Kosei 3
Mgmt ForForYesAppoint Alternate Statutory Auditor Ono, Ichiro
4
Mgmt ForForYesApprove Deep Discount Stock Option Plan 5
Fanuc Corp.
Meeting Date: 06/26/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J13440102
Ticker: 6954
Primary CUSIP: J13440102 Primary ISIN: JP3802400006 Primary SEDOL: 6356934
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 491.93
Mgmt Yes For For
Mgmt ForForYesElect Director Inaba, Yoshiharu 2.1
Mgmt ForForYesElect Director Yamaguchi, Kenji 2.2
Mgmt ForForYesElect Director Uchida, Hiroyuki 2.3
Mgmt ForForYesElect Director Gonda, Yoshihiro 2.4
Mgmt ForForYesElect Director Inaba, Kiyonori 2.5
Mgmt ForForYesElect Director Matsubara, Shunsuke 2.6
Mgmt ForForYesElect Director Noda, Hiroshi 2.7
Mgmt ForForYesElect Director Kohari, Katsuo 2.8
Mgmt ForForYesElect Director Okada, Toshiya 2.9
Mgmt ForForYesElect Director Richard E. Schneider 2.10
Mgmt ForForYesElect Director Olaf C. Gehrels 2.11
Mgmt ForForYesElect Director Ono, Masato 2.12
Mgmt ForForYesElect Director Tsukuda, Kazuo 2.13
Page 39 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Fanuc Corp.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Imai, Yasuo 2.14
Mgmt ForForYesAppoint Statutory Auditor Kimura, Shunsuke 3.1
Mgmt ForForYesAppoint Statutory Auditor Shimizu, Naoki 3.2
Mgmt ForForYesAppoint Statutory Auditor Nakagawa, Takeo 3.3
FUJIFILM Holdings Corp.
Meeting Date: 06/26/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J14208102
Ticker: 4901
Primary CUSIP: J14208102 Primary ISIN: JP3814000000 Primary SEDOL: 6356525
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 35
Mgmt Yes For For
Mgmt ForForYesAmend Articles to Indemnify Directors - Indemnify Statutory Auditors
2
Mgmt ForForYesElect Director Komori, Shigetaka 3.1
Mgmt ForForYesElect Director Nakajima, Shigehiro 3.2
Mgmt ForForYesElect Director Tamai, Koichi 3.3
Mgmt ForForYesElect Director Toda, Yuzo 3.4
Mgmt ForForYesElect Director Takahashi, Toru 3.5
Mgmt ForForYesElect Director Ishikawa, Takatoshi 3.6
Mgmt ForForYesElect Director Sukeno, Kenji 3.7
Mgmt ForForYesElect Director Asami, Masahiro 3.8
Mgmt ForForYesElect Director Yamamoto, Tadahito 3.9
Mgmt ForForYesElect Director Kitayama, Teisuke 3.10
Mgmt ForForYesElect Director Inoue, Hiroshi 3.11
Mgmt ForForYesElect Director Miyazaki, Go 3.12
Mgmt ForForYesAppoint Statutory Auditor Kobayakawa, Hisayoshi
4
Page 40 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Kansai Paint Co. Ltd.
Meeting Date: 06/26/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J30255129
Ticker: 4613
Primary CUSIP: J30255129 Primary ISIN: JP3229400001 Primary SEDOL: 6483746
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 7.5
Mgmt Yes For For
Mgmt ForForYesElect Director Ishino, Hiroshi 2.1
Mgmt ForForYesElect Director Mori, Kunishi 2.2
Mgmt ForForYesElect Director Tanaka, Masaru 2.3
Mgmt ForForYesElect Director Kamikado, Koji 2.4
Mgmt ForForYesElect Director Furukawa, Hidenori 2.5
Mgmt ForForYesElect Director Seno, Jun 2.6
Mgmt ForForYesElect Director Nakahara, Shigeaki 2.7
Mgmt ForForYesElect Director Miyazaki, Yoko 2.8
Mgmt ForForYesAppoint Statutory Auditor Aoyagi, Akira 3.1
Mgmt AgainstForYesAppoint Statutory Auditor Imamura, Mineo 3.2
Mgmt ForForYesAppoint Statutory Auditor Kishi, Hidetaka 3.3
Mgmt AgainstForYesAppoint Alternate Statutory Auditor Ueda, Jun 4
Mgmt AgainstForYesApprove Takeover Defense Plan (Poison Pill) 5
Keisei Electric Railway
Meeting Date: 06/26/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J32233108
Ticker: 9009
Primary CUSIP: J32233108 Primary ISIN: JP3278600006 Primary SEDOL: 6487425
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 3
Mgmt Yes For For
Mgmt ForForYesAmend Articles to Indemnify Directors - Indemnify Statutory Auditors
2
Page 41 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Keisei Electric Railway
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Saigusa, Norio 3.1
Mgmt ForForYesElect Director Hirata, Kenichiro 3.2
Mgmt ForForYesElect Director Kobayashi, Toshiya 3.3
Mgmt ForForYesElect Director Mashimo, Yukihito 3.4
Mgmt ForForYesElect Director Matsukami, Eiichiro 3.5
Mgmt ForForYesElect Director Saito, Takashi 3.6
Mgmt ForForYesElect Director Kato, Masaya 3.7
Mgmt ForForYesElect Director Koyama, Toshiaki 3.8
Mgmt ForForYesElect Director Akai, Fumiya 3.9
Mgmt ForForYesElect Director Furukawa, Yasunobu 3.10
Mgmt ForForYesElect Director Mikoda, Takehiro 3.11
Mgmt ForForYesElect Director Shinozaki, Atsushi 3.12
Mgmt ForForYesElect Director Kato, Masato 3.13
Mgmt ForForYesElect Director Amano, Takao 3.14
Mgmt ForForYesElect Director Miyajima, Hiroyuki 3.15
Mgmt ForForYesElect Director Serizawa, Hiroyuki 3.16
Mgmt AgainstForYesAppoint Statutory Auditor Hoshi, Hiroyuki 4
Misawa Homes Co Ltd
Meeting Date: 06/26/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J43129105
Ticker: 1722
Primary CUSIP: J43129105 Primary ISIN: JP3885010003 Primary SEDOL: 6652676
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 20
Mgmt Yes For For
Mgmt ForForYesElect Director Tachibana, Teiji 2.1
Mgmt ForForYesElect Director Takenaka, Nobuo 2.2
Mgmt ForForYesElect Director Isogai, Masashi 2.3
Mgmt ForForYesElect Director Hirata, Toshitsugu 2.4
Page 42 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Misawa Homes Co Ltd
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Shimomura, Hideki 2.5
Mgmt ForForYesElect Director Tanaka, Hiroomi 2.6
Mgmt ForForYesElect Director Yokota, Sumio 2.7
Mgmt ForForYesElect Director Sakuo, Tetsuya 2.8
Mgmt ForForYesElect Director Yoshimatsu, Hideyuki 2.9
Mgmt ForForYesElect Director Goto, Yuji 2.10
Mgmt AgainstForYesAppoint Statutory Auditor Urita, Seiji 3.1
Mgmt AgainstForYesAppoint Statutory Auditor Fukatsu, Hirohiko 3.2
Mgmt AgainstForYesAppoint Statutory Auditor Nagasaki, Nobuo 3.3
Mitsubishi Estate Co Ltd
Meeting Date: 06/26/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J43916113
Ticker: 8802
Primary CUSIP: J43916113 Primary ISIN: JP3899600005 Primary SEDOL: 6596729
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 8
Mgmt Yes For For
Mgmt ForForYesElect Director Kimura, Keiji 2.1
Mgmt ForForYesElect Director Sugiyama, Hirotaka 2.2
Mgmt ForForYesElect Director Kato, Jo 2.3
Mgmt ForForYesElect Director Kazama, Toshihiko 2.4
Mgmt ForForYesElect Director Ono, Masamichi 2.5
Mgmt ForForYesElect Director Aiba, Naoto 2.6
Mgmt ForForYesElect Director Hayashi, Soichiro 2.7
Mgmt ForForYesElect Director Okusa, Toru 2.8
Mgmt ForForYesElect Director Tanisawa, Junichi 2.9
Mgmt ForForYesElect Director Matsuhashi, Isao 2.10
Mgmt ForForYesElect Director Ebihara, Shin 2.11
Mgmt ForForYesElect Director Tomioka, Shu 2.12
Page 43 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Mitsubishi Estate Co Ltd
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Egami, Setsuko 2.13
Mgmt ForForYesAppoint Statutory Auditor Yanagisawa, Yutaka 3.1
Mgmt ForForYesAppoint Statutory Auditor Taka, Iwao 3.2
Mitsubishi Heavy Industries, Ltd.
Meeting Date: 06/26/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J44002129
Ticker: 7011
Primary CUSIP: J44002129 Primary ISIN: JP3900000005 Primary SEDOL: 6597067
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 6
Mgmt Yes For For
Mgmt ForForYesAmend Articles to Abolish Board Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Decrease Maximum Board Size - Indemnify Directors
2
Mgmt ForForYesElect Director Omiya, Hideaki 3.1
Mgmt ForForYesElect Director Miyanaga, Shunichi 3.2
Mgmt ForForYesElect Director Maekawa, Atsushi 3.3
Mgmt ForForYesElect Director Kujirai, Yoichi 3.4
Mgmt ForForYesElect Director Mizutani, Hisakazu 3.5
Mgmt ForForYesElect Director Kimura, Kazuaki 3.6
Mgmt ForForYesElect Director Koguchi, Masanori 3.7
Mgmt ForForYesElect Director Kojima, Yorihiko 3.8
Mgmt ForForYesElect Director Shinohara, Naoyuki 3.9
Mgmt ForForYesElect Director and Audit Committee Member Isu, Eiji
4.1
Mgmt ForForYesElect Director and Audit Committee Member Nojima, Tatsuhiko
4.2
Mgmt AgainstForYesElect Director and Audit Committee Member Kuroyanagi, Nobuo
4.3
Mgmt ForForYesElect Director and Audit Committee Member Christina Ahmadjian
4.4
Mgmt AgainstForYesElect Director and Audit Committee Member Ito, Shinichiro
4.5
Page 44 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Mitsubishi Heavy Industries, Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesApprove Aggregate Compensation Ceiling for Directors Who Are Not Audit Committee Members
5
Mgmt ForForYesApprove Aggregate Compensation Ceiling for Directors Who Are Audit Committee Members
6
Mgmt ForForYesApprove Equity Compensation Plan 7
Mitsui Fudosan Co. Ltd.
Meeting Date: 06/26/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J4509L101
Ticker: 8801
Primary CUSIP: J4509L101 Primary ISIN: JP3893200000 Primary SEDOL: 6597603
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 14
Mgmt Yes For For
Mgmt ForForYesElect Director Iwasa, Hiromichi 2.1
Mgmt ForForYesElect Director Komoda, Masanobu 2.2
Mgmt ForForYesElect Director Iinuma, Yoshiaki 2.3
Mgmt ForForYesElect Director Saito, Hitoshi 2.4
Mgmt ForForYesElect Director Kitahara, Yoshikazu 2.5
Mgmt ForForYesElect Director Iino, Kenji 2.6
Mgmt ForForYesElect Director Fujibayashi, Kiyotaka 2.7
Mgmt ForForYesElect Director Sato, Masatoshi 2.8
Mgmt ForForYesElect Director Matsushima, Masayuki 2.9
Mgmt ForForYesElect Director Yamashita, Toru 2.10
Mgmt ForForYesElect Director Egashira, Toshiaki 2.11
Mgmt ForForYesElect Director Egawa, Masako 2.12
Mgmt ForForYesAppoint Statutory Auditor Asai, Hiroshi 3.1
Mgmt ForForYesAppoint Statutory Auditor Kato, Yoshitaka 3.2
Mgmt ForForYesAppoint Statutory Auditor Manago, Yasushi 3.3
Mgmt ForForYesApprove Annual Bonus Payment to Directors 4
Page 45 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
NGK Insulators Ltd.
Meeting Date: 06/26/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J49076110
Ticker: 5333
Primary CUSIP: J49076110 Primary ISIN: JP3695200000 Primary SEDOL: 6619507
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 15
Mgmt Yes For For
Mgmt ForForYesElect Director Hamamoto, Eiji 2.1
Mgmt ForForYesElect Director Oshima, Taku 2.2
Mgmt ForForYesElect Director Takeuchi, Yukihisa 2.3
Mgmt ForForYesElect Director Sakabe, Susumu 2.4
Mgmt ForForYesElect Director Kanie, Hiroshi 2.5
Mgmt ForForYesElect Director Iwasaki, Ryohei 2.6
Mgmt ForForYesElect Director Saito, Hideaki 2.7
Mgmt ForForYesElect Director Ishikawa, Shuhei 2.8
Mgmt ForForYesElect Director Saji, Nobumitsu 2.9
Mgmt ForForYesElect Director Niwa, Chiaki 2.10
Mgmt ForForYesElect Director Kamano, Hiroyuki 2.11
Mgmt ForForYesElect Director Nakamura, Toshio 2.12
Mgmt ForForYesAppoint Statutory Auditor Mizuno, Takeyuki 3.1
Mgmt ForForYesAppoint Statutory Auditor Sugiyama, Ken 3.2
Mgmt ForForYesAppoint Statutory Auditor Tanaka, Setsuo 3.3
Nippon Sharyo Ltd.
Meeting Date: 06/26/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J55612105
Ticker: 7102
Primary CUSIP: J55612105 Primary ISIN: JP3713600009 Primary SEDOL: 6642503
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Baba, Makoto Mgmt Yes For For
Page 46 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Nippon Sharyo Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Yoshikawa, Kazuhiro 1.2
Mgmt ForForYesElect Director Ito, Hideki 1.3
Mgmt ForForYesElect Director Saito, Tsutomu 1.4
Mgmt ForForYesAppoint Statutory Auditor Nagino, Yukichi 2.1
Mgmt ForForYesAppoint Statutory Auditor Ito, Tatsuro 2.2
Mgmt AgainstForYesAppoint Statutory Auditor Mizutani, Kiyoshi 2.3
Mgmt ForForYesAppoint Statutory Auditor Kato, Michiko 2.4
Nippon Telegraph & Telephone Corp.
Meeting Date: 06/26/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J59396101
Ticker: 9432
Primary CUSIP: J59396101 Primary ISIN: JP3735400008 Primary SEDOL: 6641373
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 90
Mgmt Yes For For
Mgmt ForForYesAmend Articles to Enable the Company to Pay Dividends to Holders of Non-voting Common Shares - Indemnify Directors - Indemnify Statutory Auditors
2
Mgmt ForForYesElect Director Hiroi, Takashi 3
Mgmt ForForYesAppoint Statutory Auditor Kosaka, Kiyoshi 4.1
Mgmt ForForYesAppoint Statutory Auditor Ide, Akiko 4.2
Mgmt AgainstForYesAppoint Statutory Auditor Tomonaga, Michiko 4.3
Mgmt AgainstForYesAppoint Statutory Auditor Ochiai, Seiichi 4.4
Mgmt AgainstForYesAppoint Statutory Auditor Iida, Takashi 4.5
Rinnai Corp.
Meeting Date: 06/26/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J65199101
Ticker: 5947
Primary CUSIP: J65199101 Primary ISIN: JP3977400005 Primary SEDOL: 6740582
Page 47 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Rinnai Corp.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 38
Mgmt Yes For For
Mgmt ForForYesAmend Articles to Indemnify Directors - Indemnify Statutory Auditors
2
Mgmt ForForYesElect Director Naito, Susumu 3.1
Mgmt ForForYesElect Director Hayashi, Kenji 3.2
Mgmt ForForYesElect Director Naito, Hiroyasu 3.3
Mgmt ForForYesElect Director Narita, Tsunenori 3.4
Mgmt ForForYesElect Director Kosugi, Masao 3.5
Mgmt ForForYesElect Director Kondo, Yuji 3.6
Mgmt ForForYesElect Director Matsui, Nobuyuki 3.7
Mgmt ForForYesAppoint Alternate Statutory Auditor Watanabe, Ippei
4
Sumitomo Mitsui Financial Group, Inc.
Meeting Date: 06/26/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J7771X109
Ticker: 8316
Primary CUSIP: J7771X109 Primary ISIN: JP3890350006 Primary SEDOL: 6563024
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 80
Mgmt Yes For For
Mgmt ForForYesAmend Articles to Allow the Role of Company President to Be Filled by an Executive Officer - Indemnify Directors - Indemnify Statutory Auditors
2
Mgmt ForForYesElect Director Oku, Masayuki 3.1
Mgmt ForForYesElect Director Kunibe, Takeshi 3.2
Mgmt ForForYesElect Director Ito, Yujiro 3.3
Mgmt ForForYesElect Director Ogino, Kozo 3.4
Mgmt ForForYesElect Director Teramoto, Toshiyuki 3.5
Page 48 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Sumitomo Mitsui Financial Group, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Tanizaki, Katsunori 3.6
Mgmt ForForYesElect Director Nomura, Kuniaki 3.7
Mgmt ForForYesElect Director Arthur M. Mitchell 3.8
Mgmt ForForYesElect Director Kono, Masaharu 3.9
Mgmt ForForYesElect Director Sakurai, Eriko 3.10
Mgmt ForForYesAppoint Statutory Auditor Mikami, Toru 4
Mgmt ForForYesApprove Aggregate Compensation Ceiling for Directors
5
Taiheiyo Cement Corp.
Meeting Date: 06/26/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J7923L110
Ticker: 5233
Primary CUSIP: J7923L110 Primary ISIN: JP3449020001 Primary SEDOL: 6660204
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 3
Mgmt Yes For For
Mgmt ForForYesElect Director Tokuue, Keiji 2.1
Mgmt ForForYesElect Director Fukuda, Shuji 2.2
Mgmt ForForYesElect Director Kurasaki, Sho 2.3
Mgmt ForForYesElect Director Ogawa, Kenji 2.4
Mgmt ForForYesElect Director Minato, Takaki 2.5
Mgmt ForForYesElect Director Kasamura, Hidehiko 2.6
Mgmt ForForYesElect Director Kikuchi, Ken 2.7
Mgmt ForForYesElect Director Kitabayashi, Yuichi 2.8
Mgmt ForForYesElect Director Matsushima, Shigeru 2.9
Mgmt ForForYesElect Director Fushihara, Masafumi 2.10
Mgmt ForForYesElect Director Nishimura, Toshihide 2.11
Mgmt ForForYesElect Director Otagaki, Keiichi 2.12
Mgmt ForForYesElect Director Koizumi, Yoshiko 2.13
Mgmt ForForYesAppoint Statutory Auditor Ishii, Koji 3.1
Page 49 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Taiheiyo Cement Corp.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt AgainstForYesAppoint Statutory Auditor Nonaka, Takashi 3.2
Mgmt AgainstForYesAppoint Statutory Auditor Narukage, Yoshio 3.3
Mgmt ForForYesAppoint Alternate Statutory Auditor Mitani, Wakako
4
Tokyo Gas Co. Ltd.
Meeting Date: 06/26/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J87000105
Ticker: 9531
Primary CUSIP: J87000105 Primary ISIN: JP3573000001 Primary SEDOL: 6895448
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 5
Mgmt Yes For For
Mgmt ForForYesElect Director Okamoto, Tsuyoshi 2.1
Mgmt ForForYesElect Director Hirose, Michiaki 2.2
Mgmt ForForYesElect Director Hataba, Matsuhiko 2.3
Mgmt ForForYesElect Director Kunigo, Yutaka 2.4
Mgmt ForForYesElect Director Mikami, Masahiro 2.5
Mgmt ForForYesElect Director Kobayashi, Hiroaki 2.6
Mgmt ForForYesElect Director Uchida, Takashi 2.7
Mgmt ForForYesElect Director Yasuoka, Satoru 2.8
Mgmt ForForYesElect Director Nakagaki, Yoshihiko 2.9
Mgmt ForForYesElect Director Ide, Akihiko 2.10
Mgmt ForForYesElect Director Katori, Yoshinori 2.11
Mgmt ForForYesAppoint Statutory Auditor Obana, Hideaki 3
Yamada Denki Co.
Meeting Date: 06/26/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J95534103
Ticker: 9831
Primary CUSIP: J95534103 Primary ISIN: JP3939000000 Primary SEDOL: 6985026
Page 50 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Yamada Denki Co.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 6
Mgmt Yes For For
Mgmt ForForYesElect Director Fukuyama, Hiroyuki 2
Mgmt ForForYesAppoint Statutory Auditor Karasawa, Ginji 3.1
Mgmt ForForYesAppoint Statutory Auditor Takahashi, Masamitsu
3.2
Sumitomo Metal Mining Co. Ltd.
Meeting Date: 06/29/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J77712123
Ticker: 5713
Primary CUSIP: J77712123 Primary ISIN: JP3402600005 Primary SEDOL: 6858849
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 24
Mgmt Yes For For
Mgmt ForForYesElect Director Kemori, Nobumasa 2.1
Mgmt ForForYesElect Director Nakazato, Yoshiaki 2.2
Mgmt ForForYesElect Director Tsuchida, Naoyuki 2.3
Mgmt ForForYesElect Director Ogata, Mikinobu 2.4
Mgmt ForForYesElect Director Nozaki, Akira 2.5
Mgmt ForForYesElect Director Morimoto, Masahiro 2.6
Mgmt ForForYesElect Director Ushijima, Tsutomu 2.7
Mgmt ForForYesElect Director Taimatsu, Hitoshi 2.8
Mgmt AgainstForYesAppoint Statutory Auditor Miwa, Hikoyuki 3
Mgmt ForForYesAppoint Alternate Statutory Auditor Mishina, Kazuhiro
4
Mgmt ForForYesApprove Annual Bonus Payment to Directors 5
Page 51 of 52
Vote Summary ReportReporting Period: 07/01/2014 to 06/30/2015
Institution Account(s): TD Japanese Growth Fund
Tokio Marine Holdings, Inc.
Meeting Date: 06/29/2015
Record Date: 03/31/2015
Country: Japan
Meeting Type: Annual
Primary Security ID: J86298106
Ticker: 8766
Primary CUSIP: J86298106 Primary ISIN: JP3910660004 Primary SEDOL: 6513126
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 55
Mgmt Yes For For
Mgmt ForForYesElect Director Sumi, Shuzo 2.1
Mgmt ForForYesElect Director Nagano, Tsuyoshi 2.2
Mgmt ForForYesElect Director Oba, Masashi 2.3
Mgmt ForForYesElect Director Fujita, Hirokazu 2.4
Mgmt AgainstForYesElect Director Mimura, Akio 2.5
Mgmt ForForYesElect Director Sasaki, Mikio 2.6
Mgmt ForForYesElect Director Hirose, Shinichi 2.7
Mgmt ForForYesElect Director Ishii, Ichiro 2.8
Mgmt ForForYesElect Director Egawa, Masako 2.9
Mgmt ForForYesElect Director Yuasa, Takayuki 2.10
Mgmt ForForYesAppoint Statutory Auditor Horii, Akinari 3.1
Mgmt ForForYesAppoint Statutory Auditor Ito, Takashi 3.2
Mgmt ForForYesApprove Aggregate Compensation Ceiling for Directors and Amend Deep Discount Stock Option Plan Approved at 2006 AGM
4
Page 52 of 52
