Vote Summary Report - nbinvestments.ca · Shareholder Proposal Mgmt 3 SP 1: Disclosure on Human...
37
Vote Summary Report Reporting Period: 07/01/2018 to 06/30/2019 Institution Account(s): INVDCON-NB Conservative Diversified Fund Saputo Inc. Ticker: SAP Meeting Date: 08/07/2018 Country: Canada Primary Security ID: 802912105 Meeting Type: Annual Record Date: 06/21/2018 Primary CUSIP: 802912105 Primary ISIN: CA8029121057 Primary SEDOL: 2112226 Shares Voted: 3,000 Votable Shares: 3,000 Shares Instructed: 3,000 Voting Policy: Fieracap ISS Rec Mgmt Rec Proponent Vote Instruction Proposal Text Proposal Number Voting Policy Rec Mgmt For For For For Elect Director Lino A. Saputo, Jr. 1.1 Mgmt For For For For Elect Director Louis-Philippe Carriere 1.2 Mgmt For For For For Elect Director Henry E. Demone 1.3 Mgmt For For For For Elect Director Anthony M. Fata 1.4 Mgmt For For For For Elect Director Annalisa King 1.5 Mgmt For For For For Elect Director Karen Kinsley 1.6 Mgmt For For For For Elect Director Tony Meti 1.7 Mgmt For For For For Elect Director Diane Nyisztor 1.8 Mgmt For For For For Elect Director Franziska Ruf 1.9 Mgmt For For For For Elect Director Annette Verschuren 1.10 Mgmt For For For For Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration 2 Mgmt Shareholder Proposal SH For For For Against SP 1: Disclosure on Human Rights Risk Assessment 3 Shares Voted Votable Shares Institutional Account Detail (IA Name, IA Number) Ballot Details Custodian Account Number Ballot Status Instructor Name Date Instructed Approver Name Date Approved
Transcript of Vote Summary Report - nbinvestments.ca · Shareholder Proposal Mgmt 3 SP 1: Disclosure on Human...
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Institution Account(s): INVDCON-NB Conservative Diversified Fund
Saputo Inc.
Ticker: SAP
Meeting Date: 08/07/2018 Country: Canada Primary Security ID: 802912105
Meeting Type: AnnualRecord Date: 06/21/2018
Primary CUSIP: 802912105 Primary ISIN: CA8029121057 Primary SEDOL: 2112226
Shares Voted: 3,000 Votable Shares: 3,000 Shares Instructed: 3,000
Voting Policy: Fieracap
ISS RecMgmt RecProponentVote InstructionProposal Text
Proposal Number
Voting Policy Rec
Mgmt ForForForForElect Director Lino A. Saputo, Jr. 1.1
Mgmt ForForForForElect Director Louis-Philippe Carriere 1.2
Mgmt ForForForForElect Director Henry E. Demone 1.3
Mgmt ForForForForElect Director Anthony M. Fata 1.4
Mgmt ForForForForElect Director Annalisa King 1.5
Mgmt ForForForForElect Director Karen Kinsley 1.6
Mgmt ForForForForElect Director Tony Meti 1.7
Mgmt ForForForForElect Director Diane Nyisztor 1.8
Mgmt ForForForForElect Director Franziska Ruf 1.9
Mgmt ForForForForElect Director Annette Verschuren 1.10
Mgmt ForForForForApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
2
MgmtShareholder Proposal
SH ForForForAgainstSP 1: Disclosure on Human Rights Risk Assessment 3
Shares VotedVotable SharesInstitutional Account Detail (IA Name, IA Number)
Ballot Details
Custodian Account Number Ballot Status
InstructorName
Date Instructed Approver Name Date Approved
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Institution Account(s): INVDCON-NB Conservative Diversified Fund
000308623 3,000 3,000INVDCON-NB Conservative Diversified Fund, INVDCON Minh-LocT 07/30/2018 Minh-LocT 07/30/2018Confirmed
3,000Total Shares: 3,000
Open Text Corp.
Ticker: OTEX
Meeting Date: 09/05/2018 Country: Canada Primary Security ID: 683715106
Meeting Type: AnnualRecord Date: 08/03/2018
Primary CUSIP: 683715106 Primary ISIN: CA6837151068 Primary SEDOL: 2260824
Shares Voted: 3,525 Votable Shares: 3,525 Shares Instructed: 3,525
Voting Policy: Fieracap
ISS RecMgmt RecProponentVote InstructionProposal Text
Proposal Number
Voting Policy Rec
1.1 Elect Director P. Thomas Jenkins Mgmt For For For For
Mgmt ForForForForElect Director Mark J. Barrenechea 1.2
Mgmt ForForForForElect Director Randy Fowlie 1.3
Mgmt ForForForForElect Director David Fraser 1.4
Mgmt ForForForForElect Director Gail E. Hamilton 1.5
Mgmt ForForForForElect Director Stephen J. Sadler 1.6
Mgmt ForForForForElect Director Harmit Singh 1.7
Mgmt ForForForForElect Director Michael Slaunwhite 1.8
Mgmt ForForForForElect Director Katharine B. Stevenson 1.9
Mgmt ForForForForElect Director Carl Jurgen Tinggren 1.10
Mgmt ForForForForElect Director Deborah Weinstein 1.11
Mgmt ForForForForRatify KPMG LLP as Auditors 2
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Institution Account(s): INVDCON-NB Conservative Diversified Fund
Mgmt ForReferForForAdvisory Vote on Executive Compensation Approach 3
Shares VotedVotable SharesInstitutional Account Detail (IA Name, IA Number)
Ballot Details
Custodian Account Number Ballot Status
InstructorName
Date Instructed Approver Name Date Approved
000308623 3,525 3,525INVDCON-NB Conservative Diversified Fund, INVDCON Minh-LocT 08/29/2018 Minh-LocT 08/29/2018Confirmed
3,525Total Shares: 3,525
Alimentation Couche-Tard, Inc.
Ticker: ATD.B
Meeting Date: 09/20/2018 Country: Canada Primary Security ID: 01626P403
Meeting Type: AnnualRecord Date: 07/23/2018
Primary CUSIP: 01626P403 Primary ISIN: CA01626P4033 Primary SEDOL: 2011646
Shares Voted: 2,475 Votable Shares: 2,475 Shares Instructed: 2,475
Voting Policy: Fieracap
ISS RecMgmt RecProponentVote InstructionProposal Text
Proposal Number
Voting Policy Rec
Meeting for Class A Multiple Voting and Class B Subordinate Voting Shareholders
Mgmt
Mgmt ForForForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
1
Mgmt ForForForForElect Director Alain Bouchard 2.1
Mgmt ForForForForElect Director Melanie Kau 2.2
Mgmt ForForForForElect Director Nathalie Bourque 2.3
Mgmt ForForForForElect Director Eric Boyko 2.4
Mgmt ForForForForElect Director Jacques D'Amours 2.5
Mgmt ForForForForElect Director Jean Elie 2.6
Mgmt ForForForForElect Director Richard Fortin 2.7
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Institution Account(s): INVDCON-NB Conservative Diversified Fund
Mgmt ForForForForElect Director Brian Hannasch 2.8
Mgmt ForForForForElect Director Monique F. Leroux 2.9
Mgmt ForForForForElect Director Real Plourde 2.10
Mgmt ForForForForElect Director Daniel Rabinowicz 2.11
MgmtShareholder Proposals
SH ForReferForAgainstSP 1: Advisory Vote to Ratify The Five Highest Paid Executive Officers' Compensation
3
SH ForReferForAgainstSP 2: Separate Disclosure of Voting Results by Class of Shares 4
SH AgainstReferForAgainstSP 3: Conduct an Accountability Exercise on Environmental and Social Issues
5
Shares VotedVotable SharesInstitutional Account Detail (IA Name, IA Number)
Ballot Details
Custodian Account Number Ballot Status
InstructorName
Date Instructed Approver Name Date Approved
000308623 2,475 2,475INVDCON-NB Conservative Diversified Fund, INVDCON Minh-LocT 09/14/2018 Minh-LocT 09/14/2018Confirmed
2,475Total Shares: 2,475
Loblaw Cos. Ltd.
Ticker: L
Meeting Date: 10/18/2018 Country: Canada Primary Security ID: 539481101
Meeting Type: SpecialRecord Date: 09/17/2018
Primary CUSIP: 539481101 Primary ISIN: CA5394811015 Primary SEDOL: 2521800
Shares Voted: 1,200 Votable Shares: 1,200 Shares Instructed: 1,200
Voting Policy: Fieracap
ISS RecMgmt RecProponentVote InstructionProposal Text
Proposal Number
Voting Policy Rec
1 Approve Spin-Out Mgmt For For For For
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Institution Account(s): INVDCON-NB Conservative Diversified Fund
Shares VotedVotable SharesInstitutional Account Detail (IA Name, IA Number)
Ballot Details
Custodian Account Number Ballot Status
InstructorName
Date Instructed Approver Name Date Approved
000308623 1,200 1,200INVDCON-NB Conservative Diversified Fund, INVDCON Minh-LocT 10/11/2018 Minh-LocT 10/11/2018Confirmed
1,200Total Shares: 1,200
Thomson Reuters Corp.
Ticker: TRI
Meeting Date: 11/19/2018 Country: Canada Primary Security ID: 884903105
Meeting Type: SpecialRecord Date: 10/18/2018
Primary CUSIP: 884903105 Primary ISIN: CA8849031056 Primary SEDOL: 2889371
Shares Voted: 1,725 Votable Shares: 1,725 Shares Instructed: 1,725
Voting Policy: Fieracap
ISS RecMgmt RecProponentVote InstructionProposal Text
Proposal Number
Voting Policy Rec
1 Approve Return of Capital and Stock Consolidation Mgmt For For Refer For
Shares VotedVotable SharesInstitutional Account Detail (IA Name, IA Number)
Ballot Details
Custodian Account Number Ballot Status
InstructorName
Date Instructed Approver Name Date Approved
000308623 1,725 1,725INVDCON-NB Conservative Diversified Fund, INVDCON Minh-LocT 11/06/2018 Minh-LocT 11/06/2018Confirmed
1,725Total Shares: 1,725
Metro, Inc.
Ticker: MRU
Meeting Date: 01/29/2019 Country: Canada Primary Security ID: 59162N109
Meeting Type: AnnualRecord Date: 12/13/2018
Primary CUSIP: 59162N109 Primary ISIN: CA59162N1096 Primary SEDOL: 2583952
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Institution Account(s): INVDCON-NB Conservative Diversified Fund
Shares Voted: 2,599 Votable Shares: 2,599 Shares Instructed: 2,599
Voting Policy: Fieracap
ISS RecMgmt RecProponentVote InstructionProposal Text
Proposal Number
Voting Policy Rec
1.1 Elect Director Maryse Bertrand Mgmt For For For For
Mgmt ForForForForElect Director Francois J. Coutu 1.2
Mgmt ForForForForElect Director Michel Coutu 1.3
Mgmt ForForForForElect Director Stephanie Coyles 1.4
Mgmt ForForForForElect Director Marc DeSerres 1.5
Mgmt ForForForForElect Director Claude Dussault 1.6
Mgmt ForForForForElect Director Russell Goodman 1.7
Mgmt ForForForForElect Director Marc Guay 1.8
Mgmt ForForForForElect Director Christian W.E. Haub 1.9
Mgmt ForForForForElect Director Eric R. La Fleche 1.10
Mgmt ForForForForElect Director Christine Magee 1.11
Mgmt ForForForForElect Director Marie-Jose Nadeau 1.12
Mgmt ForForForForElect Director Real Raymond 1.13
Mgmt ForForForForElect Director Line Rivard 1.14
Mgmt ForForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForReferForForAdvisory Vote on Executive Compensation Approach 3
Mgmt ForForForForApprove Shareholder Rights Plan 4
SH AgainstForAgainstAgainstIncorporate Environmental, Social and Governance (ESG) Metrics in Senior Management Compensation
5
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Institution Account(s): INVDCON-NB Conservative Diversified Fund
Shares VotedVotable SharesInstitutional Account Detail (IA Name, IA Number)
Ballot Details
Custodian Account Number Ballot Status
InstructorName
Date Instructed Approver Name Date Approved
000308623 2,599 2,599INVDCON-NB Conservative Diversified Fund, INVDCON Minh-LocT 01/22/2019 Minh-LocT 01/22/2019Confirmed
2,599Total Shares: 2,599
CGI Group, Inc.
Ticker: GIB.A
Meeting Date: 01/30/2019 Country: Canada Primary Security ID: 39945C109
Meeting Type: Annual/SpecialRecord Date: 12/10/2018
Primary CUSIP: 39945C109 Primary ISIN: CA39945C1095 Primary SEDOL: 2159740
Shares Voted: 1,455 Votable Shares: 1,455 Shares Instructed: 1,455
Voting Policy: Fieracap
ISS RecMgmt RecProponentVote InstructionProposal Text
Proposal Number
Voting Policy Rec
Meeting For Class A Subordinate Voting and Class B Shareholders Mgmt
Mgmt ForForForForElect Director Alain Bouchard 1.1
Mgmt ForForForForElect Director Paule Dore 1.2
Mgmt ForForForForElect Director Richard B. Evans 1.3
Mgmt ForForForForElect Director Julie Godin 1.4
Mgmt ForForForForElect Director Serge Godin 1.5
Mgmt ForForForForElect Director Timothy J. Hearn 1.6
Mgmt ForForForForElect Director Andre Imbeau 1.7
Mgmt ForForForForElect Director Gilles Labbe 1.8
Mgmt ForForForForElect Director Michael B. Pedersen 1.9
Mgmt ForForForForElect Director Alison Reed 1.10
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Institution Account(s): INVDCON-NB Conservative Diversified Fund
Mgmt ForForForForElect Director Michael E. Roach 1.11
Mgmt ForForForForElect Director George D. Schindler 1.12
Mgmt ForForForForElect Director Kathy N. Waller 1.13
Mgmt ForForForForElect Director Joakim Westh 1.14
Mgmt ForForForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForForForChange Company Name to CGI INC. 3
SH ForReferForAgainstSP 2: Advisory Vote to Ratify Named Executive Officers' Compensation
4
SH ForReferForAgainstSP 3: Approve Separate Disclosure of Voting Results by Classes of Shares
5
Shares VotedVotable SharesInstitutional Account Detail (IA Name, IA Number)
Ballot Details
Custodian Account Number Ballot Status
InstructorName
Date Instructed Approver Name Date Approved
000308623 1,455 1,455INVDCON-NB Conservative Diversified Fund, INVDCON Minh-LocT 01/22/2019 Minh-LocT 01/22/2019Confirmed
1,455Total Shares: 1,455
Bank of Montreal
Ticker: BMO
Meeting Date: 04/02/2019 Country: Canada Primary Security ID: 063671101
Meeting Type: AnnualRecord Date: 02/04/2019
Primary CUSIP: 063671101 Primary ISIN: CA0636711016 Primary SEDOL: 2076009
Shares Voted: 910 Votable Shares: 910 Shares Instructed: 910
Voting Policy: Fieracap
ISS RecMgmt RecProponentVote InstructionProposal Text
Proposal Number
Voting Policy Rec
1.1 Elect Director Janice M. Babiak Mgmt For For For For
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Institution Account(s): INVDCON-NB Conservative Diversified Fund
Mgmt ForForForForElect Director Sophie Brochu 1.2
Mgmt ForForForForElect Director Craig W. Broderick 1.3
Mgmt ForForForForElect Director George A. Cope 1.4
Mgmt ForForForForElect Director Christine A. Edwards 1.5
Mgmt ForForForForElect Director Martin S. Eichenbaum 1.6
Mgmt ForForForForElect Director Ronald H. Farmer 1.7
Mgmt ForForForForElect Director David Harquail 1.8
Mgmt ForForForForElect Director Linda S. Huber 1.9
Mgmt ForForForForElect Director Eric R. La Fleche 1.10
Mgmt ForForForForElect Director Lorraine Mitchelmore 1.11
Mgmt ForForForForElect Director Philip S. Orsino 1.12
Mgmt ForForForForElect Director J. Robert S. Prichard 1.13
Mgmt ForForForForElect Director Darryl White 1.14
Mgmt ForForForForElect Director Don M. Wilson III 1.15
Mgmt ForForForForRatify KPMG LLP as Auditors 2
Mgmt ForReferForForAdvisory Vote on Executive Compensation Approach 3
MgmtShareholder Proposals
SH AgainstReferAgainstAgainstSP 1: Creation of a New Technology Committee 4
SH AgainstReferAgainstAgainstSP 2: Disclose The Equity Ratio Used by the Compensation Committeeas Part of its Compensation-Setting Process
5
Shares VotedVotable SharesInstitutional Account Detail (IA Name, IA Number)
Ballot Details
Custodian Account Number Ballot Status
InstructorName
Date Instructed Approver Name Date Approved
000308623 910 910INVDCON-NB Conservative Diversified Fund, INVDCON Minh-LocT 03/27/2019 Minh-LocT 03/27/2019Confirmed
910Total Shares: 910
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Institution Account(s): INVDCON-NB Conservative Diversified Fund
Royal Bank of Canada
Ticker: RY
Meeting Date: 04/04/2019 Country: Canada Primary Security ID: 780087102
Meeting Type: AnnualRecord Date: 02/06/2019
Primary CUSIP: 780087102 Primary ISIN: CA7800871021 Primary SEDOL: 2754383
Shares Voted: 1,725 Votable Shares: 1,725 Shares Instructed: 1,725
Voting Policy: Fieracap
ISS RecMgmt RecProponentVote InstructionProposal Text
Proposal Number
Voting Policy Rec
1.1 Elect Director Andrew A. Chisholm Mgmt For For For For
Mgmt ForForForForElect Director Jacynthe Cote 1.2
Mgmt ForForForForElect Director Toos N. Daruvala 1.3
Mgmt ForForForForElect Director David F. Denison 1.4
Mgmt ForForForForElect Director Alice D. Laberge 1.5
Mgmt ForForForForElect Director Michael H.McCain 1.6
Mgmt ForForForForElect Director David McKay 1.7
Mgmt ForForForForElect Director Heather Munroe-Blum 1.8
Mgmt ForForForForElect Director Kathleen Taylor 1.9
Mgmt ForForForForElect Director Bridget A. van Kralingen 1.10
Mgmt ForForForForElect Director Thierry Vandal 1.11
Mgmt ForForForForElect Director Jeffery Yabuki 1.12
Mgmt ForForForForRatify PricewaterhouseCoopers LLP as Auditors 2
Mgmt ForReferForForAdvisory Vote on Executive Compensation Approach 3
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Institution Account(s): INVDCON-NB Conservative Diversified Fund
MgmtShareholder Proposals
SH AgainstReferAgainstAgainstSP 1: Disclose The Equity Ratio Used By The Compensation Committee in its Compensation-Setting Process
4
SH AgainstReferAgainstAgainstSP 2: Approve Creation of New Technologies Committee 5
Shares VotedVotable SharesInstitutional Account Detail (IA Name, IA Number)
Ballot Details
Custodian Account Number Ballot Status
InstructorName
Date Instructed Approver Name Date Approved
000308623 1,725 1,725INVDCON-NB Conservative Diversified Fund, INVDCON Minh-LocT 03/27/2019 Minh-LocT 03/27/2019Confirmed
1,725Total Shares: 1,725
The Toronto-Dominion Bank
Ticker: TD
Meeting Date: 04/04/2019 Country: Canada Primary Security ID: 891160509
Meeting Type: AnnualRecord Date: 02/04/2019
Primary CUSIP: 891160509 Primary ISIN: CA8911605092 Primary SEDOL: 2897222
Shares Voted: 2,075 Votable Shares: 2,075 Shares Instructed: 2,075
Voting Policy: Fieracap
ISS RecMgmt RecProponentVote InstructionProposal Text
Proposal Number
Voting Policy Rec
1.1 Elect Director William E. Bennett Mgmt For For For For
Mgmt ForForForForElect Director Amy W. Brinkley 1.2
Mgmt ForForForForElect Director Brian C. Ferguson 1.3
Mgmt ForForForForElect Director Colleen A. Goggins 1.4
Mgmt ForForForForElect Director Mary Jo Haddad 1.5
Mgmt ForForForForElect Director Jean-Rene Halde 1.6
Mgmt ForForForForElect Director David E. Kepler 1.7
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Institution Account(s): INVDCON-NB Conservative Diversified Fund
Mgmt ForForForForElect Director Brian M. Levitt 1.8
Mgmt ForForForForElect Director Alan N. MacGibbon 1.9
Mgmt ForForForForElect Director Karen E. Maidment 1.10
Mgmt ForForForForElect Director Bharat B. Masrani 1.11
Mgmt ForForForForElect Director Irene R. Miller 1.12
Mgmt ForForForForElect Director Nadir H. Mohamed 1.13
Mgmt ForForForForElect Director Claude Mongeau 1.14
Mgmt ForForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForReferForForAdvisory Vote on Executive Compensation Approach 3
MgmtShareholder Proposals
SH AgainstReferAgainstAgainstSP A: Request, Evaluate and Consider GHG Emissions, Stop Financing Existing Energy Projects That Emit or Enable Significant GHGs, Among Other Things
4
SH AgainstReferAgainstAgainstSP B: Disclose Equity Ratio Used By the Compensation Committee In Determining Compensation
5
Shares VotedVotable SharesInstitutional Account Detail (IA Name, IA Number)
Ballot Details
Custodian Account Number Ballot Status
InstructorName
Date Instructed Approver Name Date Approved
000308623 2,075 2,075INVDCON-NB Conservative Diversified Fund, INVDCON Minh-LocT 03/29/2019 Minh-LocT 03/29/2019Confirmed
2,075Total Shares: 2,075
The Bank of Nova Scotia
Ticker: BNS
Meeting Date: 04/09/2019 Country: Canada Primary Security ID: 064149107
Meeting Type: AnnualRecord Date: 02/12/2019
Primary CUSIP: 064149107 Primary ISIN: CA0641491075 Primary SEDOL: 2076281
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Institution Account(s): INVDCON-NB Conservative Diversified Fund
Shares Voted: 1,506 Votable Shares: 1,506 Shares Instructed: 1,506
Voting Policy: Fieracap
ISS RecMgmt RecProponentVote InstructionProposal Text
Proposal Number
Voting Policy Rec
1.1 Elect Director Nora A. Aufreiter Mgmt For For For For
Mgmt ForForForForElect Director Guillermo E. Babatz 1.2
Mgmt ForForForForElect Director Scott B. Bonham 1.3
Mgmt ForForForForElect Director Charles H. Dallara 1.4
Mgmt ForForForForElect Director Tiff Macklem 1.5
Mgmt ForForForForElect Director Michael D. Penner 1.6
Mgmt ForForForForElect Director Brian J. Porter 1.7
Mgmt ForForForForElect Director Una M. Power 1.8
Mgmt ForForForForElect Director Aaron W. Regent 1.9
Mgmt ForForForForElect Director Indira V. Samarasekera 1.10
Mgmt ForForForForElect Director Susan L. Segal 1.11
Mgmt ForForForForElect Director Barbara S. Thomas 1.12
Mgmt ForForForForElect Director L. Scott Thomson 1.13
Mgmt ForForForForElect Director Benita M. Warmbold 1.14
Mgmt ForForForForRatify KPMG LLP as Auditors 2
Mgmt ForReferForForAdvisory Vote on Executive Compensation Approach 3
MgmtShareholder Proposals
SH ForForAgainstAgainstSP 1: Revision to Human Rights Policies 4
SH AgainstReferAgainstAgainstSP 2: Disclose Equity Ratio Used by Compensation Committee In Compensation-Setting Process
5
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Institution Account(s): INVDCON-NB Conservative Diversified Fund
SH AgainstReferAgainstAgainstSP 3: Approve Creation of a New Technology Committee 6
Shares VotedVotable SharesInstitutional Account Detail (IA Name, IA Number)
Ballot Details
Custodian Account Number Ballot Status
InstructorName
Date Instructed Approver Name Date Approved
000308623 1,506 1,506INVDCON-NB Conservative Diversified Fund, INVDCON Minh-LocT 04/03/2019 Minh-LocT 04/03/2019Confirmed
1,506Total Shares: 1,506
PrairieSky Royalty Ltd.
Ticker: PSK
Meeting Date: 04/23/2019 Country: Canada Primary Security ID: 739721108
Meeting Type: AnnualRecord Date: 03/07/2019
Primary CUSIP: 739721108 Primary ISIN: CA7397211086 Primary SEDOL: BN320L4
Shares Voted: 174 Votable Shares: 174 Shares Instructed: 174
Voting Policy: Fieracap
ISS RecMgmt RecProponentVote InstructionProposal Text
Proposal Number
Voting Policy Rec
1a Elect Director James M. Estey Mgmt For For For For
Mgmt ForForForForElect Director Margaret A. McKenzie 1b
Mgmt ForForForForElect Director Andrew M. Phillips 1c
Mgmt ForForForForElect Director Myron M. Stadnyk 1d
Mgmt ForForForForElect Director Sheldon B. Steeves 1e
Mgmt ForForForForElect Director Grant A. Zawalsky 1f
Mgmt ForForForForApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForReferForForAdvisory Vote on Executive Compensation Approach 3
Shares VotedVotable SharesInstitutional Account Detail (IA Name, IA Number)
Ballot Details
Custodian Account Number Ballot Status
InstructorName
Date Instructed Approver Name Date Approved
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Institution Account(s): INVDCON-NB Conservative Diversified Fund
000308623 174 174INVDCON-NB Conservative Diversified Fund, INVDCON Minh-LocT 04/15/2019 Minh-LocT 04/15/2019Confirmed
174Total Shares: 174
Winpak Ltd.
Ticker: WPK
Meeting Date: 04/23/2019 Country: Canada Primary Security ID: 97535P104
Meeting Type: AnnualRecord Date: 03/19/2019
Primary CUSIP: 97535P104 Primary ISIN: CA97535P1045 Primary SEDOL: 2972851
Shares Voted: 1,636 Votable Shares: 1,636 Shares Instructed: 1,636
Voting Policy: Fieracap
ISS RecMgmt RecProponentVote InstructionProposal Text
Proposal Number
Voting Policy Rec
1.1 Elect Director Antti I. Aarnio-Wihuri Mgmt For For Withhold For
Mgmt ForWithholdForForElect Director Martti H. Aarnio-Wihuri 1.2
Mgmt ForWithholdForForElect Director Rakel J. Aarnio-Wihuri 1.3
Mgmt ForForForForElect Director Karen A. Albrechtsen 1.4
Mgmt ForWithholdForForElect Director Bruce J. Berry 1.5
Mgmt ForForForForElect Director Donald R.W. Chatterley 1.6
Mgmt ForWithholdForForElect Director Juha M. Hellgren 1.7
Mgmt ForForForForElect Director Dayna Spiring 1.8
Mgmt ForWithholdForForElect Director Ilkka T. Suominen 1.9
Mgmt ForForForForRatify KPMG LLP as Auditors 2
Mgmt ForReferForForAdvisory Vote on Executive Compensation Approach 3
Shares VotedVotable SharesInstitutional Account Detail (IA Name, IA Number)
Ballot Details
Custodian Account Number Ballot Status
InstructorName
Date Instructed Approver Name Date Approved
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Institution Account(s): INVDCON-NB Conservative Diversified Fund
000308623 1,636 1,636INVDCON-NB Conservative Diversified Fund, INVDCON Minh-LocT 04/11/2019 Minh-LocT 04/11/2019Confirmed
1,636Total Shares: 1,636
National Bank of Canada
Ticker: NA
Meeting Date: 04/24/2019 Country: Canada Primary Security ID: 633067103
Meeting Type: AnnualRecord Date: 03/01/2019
Primary CUSIP: 633067103 Primary ISIN: CA6330671034 Primary SEDOL: 2077303
Shares Voted: 1,485 Votable Shares: 1,485 Shares Instructed: 1,485
Voting Policy: Fieracap
ISS RecMgmt RecProponentVote InstructionProposal Text
Proposal Number
Voting Policy Rec
1.1 Elect Director Raymond Bachand Mgmt For For For For
Mgmt ForForForForElect Director Maryse Bertrand 1.2
Mgmt ForForForForElect Director Pierre Blouin 1.3
Mgmt ForForForForElect Director Pierre Boivin 1.4
Mgmt ForForForForElect Director Patricia Curadeau-Grou 1.5
Mgmt ForForForForElect Director Gillian H. Denham 1.6
Mgmt ForForForForElect Director Jean Houde 1.7
Mgmt ForForForForElect Director Karen Kinsley 1.8
Mgmt ForForForForElect Director Rebecca McKillican 1.9
Mgmt ForForForForElect Director Robert Pare 1.10
Mgmt ForForForForElect Director Lino A. Saputo, Jr. 1.11
Mgmt ForForForForElect Director Andree Savoie 1.12
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Institution Account(s): INVDCON-NB Conservative Diversified Fund
Mgmt ForForForForElect Director Pierre Thabet 1.13
Mgmt ForForForForElect Director Louis Vachon 1.14
Mgmt ForReferForForAdvisory Vote on Executive Compensation Approach 2
Mgmt ForForForForRatify Deloitte LLP as Auditors 3
Mgmt ForForForForApprove Increase in Aggregate Compensation Ceiling for Directors 4
MgmtShareholder Proposals
SH AgainstForAgainstAgainstSP 3: Disclosure of the Equity Ratio Used by the Compensation Committee
5
SH AgainstReferAgainstAgainstSP 4: Approve Creation of New Technologies Committee 6
Shares VotedVotable SharesInstitutional Account Detail (IA Name, IA Number)
Ballot Details
Custodian Account Number Ballot Status
InstructorName
Date Instructed Approver Name Date Approved
000308623 1,485 1,485INVDCON-NB Conservative Diversified Fund, INVDCON Minh-LocT 04/10/2019 Minh-LocT 04/10/2019Confirmed
1,485Total Shares: 1,485
Imperial Oil Ltd.
Ticker: IMO
Meeting Date: 04/26/2019 Country: Canada Primary Security ID: 453038408
Meeting Type: AnnualRecord Date: 03/04/2019
Primary CUSIP: 453038408 Primary ISIN: CA4530384086 Primary SEDOL: 2454241
Shares Voted: 2,074 Votable Shares: 2,074 Shares Instructed: 2,074
Voting Policy: Fieracap
ISS RecMgmt RecProponentVote InstructionProposal Text
Proposal Number
Voting Policy Rec
1 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For For For
Mgmt ForForForForElect Director D.C. (David) Brownell 2.1
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Institution Account(s): INVDCON-NB Conservative Diversified Fund
Mgmt ForForForForElect Director D.W. (David) Cornhill 2.2
Mgmt ForForForForElect Director K.T. (Krystyna) Hoeg 2.3
Mgmt ForForForForElect Director M.C. (Miranda) Hubbs 2.4
Mgmt ForForForForElect Director R.M. (Richard) Kruger 2.5
Mgmt ForForForForElect Director J.M. (Jack) Mintz 2.6
Mgmt ForForForForElect Director D.S. (David) Sutherland 2.7
MgmtShareholder Proposal
SH ForReferForAgainstAdvisory Vote on Executive Officers' Compensation 3
Shares VotedVotable SharesInstitutional Account Detail (IA Name, IA Number)
Ballot Details
Custodian Account Number Ballot Status
InstructorName
Date Instructed Approver Name Date Approved
000308623 2,074 2,074INVDCON-NB Conservative Diversified Fund, INVDCON Minh-LocT 04/09/2019 Minh-LocT 04/09/2019Confirmed
2,074Total Shares: 2,074
Canadian National Railway Co.
Ticker: CNR
Meeting Date: 04/30/2019 Country: Canada Primary Security ID: 136375102
Meeting Type: AnnualRecord Date: 03/08/2019
Primary CUSIP: 136375102 Primary ISIN: CA1363751027 Primary SEDOL: 2180632
Shares Voted: 1,135 Votable Shares: 1,135 Shares Instructed: 1,135
Voting Policy: Fieracap
ISS RecMgmt RecProponentVote InstructionProposal Text
Proposal Number
Voting Policy Rec
1.1 Elect Director Shauneen Bruder Mgmt For For For For
Mgmt ForForForForElect Director Donald J. Carty 1.2
Mgmt ForForForForElect Director Gordon D. Giffin 1.3
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Institution Account(s): INVDCON-NB Conservative Diversified Fund
Mgmt ForForForForElect Director Julie Godin 1.4
Mgmt ForForForForElect Director Edith E. Holiday 1.5
Mgmt ForForForForElect Director V. Maureen Kempston Darkes 1.6
Mgmt ForForForForElect Director Denis Losier 1.7
Mgmt ForForForForElect Director Kevin G. Lynch 1.8
Mgmt ForForForForElect Director James E. O'Connor 1.9
Mgmt ForForForForElect Director Robert Pace 1.10
Mgmt ForForForForElect Director Robert L. Phillips 1.11
Mgmt ForForForForElect Director Jean-Jacques Ruest 1.12
Mgmt ForForForForElect Director Laura Stein 1.13
Mgmt ForForForForRatify KPMG LLP as Auditors 2
Mgmt ForReferForForAdvisory Vote on Executive Compensation Approach 3
Shares VotedVotable SharesInstitutional Account Detail (IA Name, IA Number)
Ballot Details
Custodian Account Number Ballot Status
InstructorName
Date Instructed Approver Name Date Approved
000308623 1,135 1,135INVDCON-NB Conservative Diversified Fund, INVDCON Minh-LocT 04/22/2019 Minh-LocT 04/22/2019Confirmed
1,135Total Shares: 1,135
Constellation Software Inc.
Ticker: CSU
Meeting Date: 05/02/2019 Country: Canada Primary Security ID: 21037X100
Meeting Type: Annual/SpecialRecord Date: 03/25/2019
Primary CUSIP: 21037X100 Primary ISIN: CA21037X1006 Primary SEDOL: B15C4L6
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Institution Account(s): INVDCON-NB Conservative Diversified Fund
Shares Voted: 134 Votable Shares: 134 Shares Instructed: 134
Voting Policy: Fieracap
ISS RecMgmt RecProponentVote InstructionProposal Text
Proposal Number
Voting Policy Rec
1.1 Elect Director Jeff Bender Mgmt For For For For
Mgmt ForForForForElect Director Lawrence Cunningham 1.2
Mgmt ForForForForElect Director Meredith (Sam) Hayes 1.3
Mgmt ForForForForElect Director Robert Kittel 1.4
Mgmt ForForForForElect Director Mark Leonard 1.5
Mgmt ForWithholdForForElect Director Paul McFeeters 1.6
Mgmt ForForForForElect Director Mark Miller 1.7
Mgmt ForForForForElect Director Lori O'Neill 1.8
Mgmt ForForForForElect Director Stephen R. Scotchmer 1.9
Mgmt ForForForForElect Director Robin Van Poelje 1.10
Mgmt ForForForForApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForReferForForApprove Increase in Maximum Number of Directors from Ten to Fifteen
3
Mgmt ForReferForForAdvisory Vote on Executive Compensation Approach 4
Shares VotedVotable SharesInstitutional Account Detail (IA Name, IA Number)
Ballot Details
Custodian Account Number Ballot Status
InstructorName
Date Instructed Approver Name Date Approved
000308623 134 134INVDCON-NB Conservative Diversified Fund, INVDCON Minh-LocT 04/24/2019 Minh-LocT 04/24/2019Confirmed
134Total Shares: 134
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Institution Account(s): INVDCON-NB Conservative Diversified Fund
Great-West Lifeco, Inc.
Ticker: GWO
Meeting Date: 05/02/2019 Country: Canada Primary Security ID: 39138C106
Meeting Type: AnnualRecord Date: 03/07/2019
Primary CUSIP: 39138C106 Primary ISIN: CA39138C1068 Primary SEDOL: 2384951
Shares Voted: 1,651 Votable Shares: 1,651 Shares Instructed: 1,651
Voting Policy: Fieracap
ISS RecMgmt RecProponentVote InstructionProposal Text
Proposal Number
Voting Policy Rec
Meeting for Common and First Preferred Shareholders Mgmt
Mgmt ForForForForElect Director Michael R. Amend 1.1
Mgmt ForForForForElect Director Deborah J. Barrett 1.2
Mgmt ForForForForElect Director Heather E. Conway 1.3
Mgmt WithholdWithholdWithholdForElect Director Marcel R. Coutu 1.4
Mgmt ForWithholdForForElect Director Andre Desmarais 1.5
Mgmt WithholdWithholdWithholdForElect Director Paul Desmarais, Jr. 1.6
Mgmt ForForForForElect Director Gary A. Doer 1.7
Mgmt ForForForForElect Director David G. Fuller 1.8
Mgmt ForForForForElect Director Claude Genereux 1.9
Mgmt ForForForForElect Director J. David A. Jackson 1.10
Mgmt ForForForForElect Director Elizabeth C. Lempres 1.11
Mgmt ForForForForElect Director Paula B. Madoff 1.12
Mgmt ForForForForElect Director Paul A. Mahon 1.13
Mgmt ForForForForElect Director Susan J. McArthur 1.14
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Institution Account(s): INVDCON-NB Conservative Diversified Fund
Mgmt ForWithholdForForElect Director R. Jeffrey Orr 1.15
Mgmt ForForForForElect Director Donald M. Raymond 1.16
Mgmt ForForForForElect Director T. Timothy Ryan 1.17
Mgmt ForForForForElect Director Jerome J. Selitto 1.18
Mgmt ForForForForElect Director James M. Singh 1.19
Mgmt ForForForForElect Director Gregory D. Tretiak 1.20
Mgmt ForForForForElect Director Siim A. Vanaselja 1.21
Mgmt ForForForForElect Director Brian E. Walsh 1.22
Mgmt ForForForForRatify Deloitte LLP as Auditors 2
Shares VotedVotable SharesInstitutional Account Detail (IA Name, IA Number)
Ballot Details
Custodian Account Number Ballot Status
InstructorName
Date Instructed Approver Name Date Approved
000308623 1,651 1,651INVDCON-NB Conservative Diversified Fund, INVDCON Minh-LocT 04/26/2019 Minh-LocT 04/26/2019Confirmed
1,651Total Shares: 1,651
Loblaw Companies Limited
Ticker: L
Meeting Date: 05/02/2019 Country: Canada Primary Security ID: 539481101
Meeting Type: AnnualRecord Date: 03/14/2019
Primary CUSIP: 539481101 Primary ISIN: CA5394811015 Primary SEDOL: 2521800
Shares Voted: 1,643 Votable Shares: 1,643 Shares Instructed: 1,643
Voting Policy: Fieracap
ISS RecMgmt RecProponentVote InstructionProposal Text
Proposal Number
Voting Policy Rec
1.1 Elect Director Paul M. Beeston Mgmt For For For For
Mgmt ForForForForElect Director Paviter S. Binning 1.2
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Institution Account(s): INVDCON-NB Conservative Diversified Fund
Mgmt ForForForForElect Director Scott B. Bonham 1.3
Mgmt ForForForForElect Director Warren Bryant 1.4
Mgmt ForForForForElect Director Christie J.B. Clark 1.5
Mgmt ForForForForElect Director William A. Downe 1.6
Mgmt ForForForForElect Director Janice Fukakusa 1.7
Mgmt ForForForForElect Director M. Marianne Harris 1.8
Mgmt ForForForForElect Director Claudia Kotchka 1.9
Mgmt ForForForForElect Director Beth Pritchard 1.10
Mgmt ForForForForElect Director Sarah Raiss 1.11
Mgmt ForWithholdForForElect Director Galen G. Weston 1.12
Mgmt ForForForForApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForReferForForAdvisory Vote on Executive Compensation Approach 3
MgmtShareholder Proposal
SH AgainstReferAgainstAgainstInitiate an Annual Review of the Company's Relative Compensation Inequality
4
Shares VotedVotable SharesInstitutional Account Detail (IA Name, IA Number)
Ballot Details
Custodian Account Number Ballot Status
InstructorName
Date Instructed Approver Name Date Approved
000308623 1,643 1,643INVDCON-NB Conservative Diversified Fund, INVDCON Minh-LocT 04/25/2019 Minh-LocT 04/25/2019Confirmed
1,643Total Shares: 1,643
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Institution Account(s): INVDCON-NB Conservative Diversified Fund
Toromont Industries Ltd.
Ticker: TIH
Meeting Date: 05/03/2019 Country: Canada Primary Security ID: 891102105
Meeting Type: AnnualRecord Date: 03/15/2019
Primary CUSIP: 891102105 Primary ISIN: CA8911021050 Primary SEDOL: 2897103
Shares Voted: 1,919 Votable Shares: 1,919 Shares Instructed: 1,919
Voting Policy: Fieracap
ISS RecMgmt RecProponentVote InstructionProposal Text
Proposal Number
Voting Policy Rec
1.1 Elect Director Peter J. Blake Mgmt For For For For
Mgmt ForForForForElect Director Jeffrey S. Chisholm 1.2
Mgmt ForForForForElect Director Cathryn E. Cranston 1.3
Mgmt ForForForForElect Director Robert M. Franklin 1.4
Mgmt ForForForForElect Director James W. Gill 1.5
Mgmt ForForForForElect Director Wayne S. Hill 1.6
Mgmt ForForForForElect Director Sharon L. Hodgson 1.7
Mgmt ForForForForElect Director Scott J. Medhurst 1.8
Mgmt ForForForForElect Director Robert M. Ogilvie 1.9
Mgmt ForForForForElect Director Katherine A. Rethy 1.10
Mgmt ForForForForElect Director Richard G. Roy 1.11
Mgmt ForForForForApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForReferForForAdvisory Vote on Executive Compensation Approach 3
Shares VotedVotable SharesInstitutional Account Detail (IA Name, IA Number)
Ballot Details
Custodian Account Number Ballot Status
InstructorName
Date Instructed Approver Name Date Approved
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Institution Account(s): INVDCON-NB Conservative Diversified Fund
000308623 1,919 1,919INVDCON-NB Conservative Diversified Fund, INVDCON Minh-LocT 04/24/2019 Minh-LocT 04/24/2019Confirmed
1,919Total Shares: 1,919
Canadian Pacific Railway Limited
Ticker: CP
Meeting Date: 05/07/2019 Country: Canada Primary Security ID: 13645T100
Meeting Type: AnnualRecord Date: 03/15/2019
Primary CUSIP: 13645T100 Primary ISIN: CA13645T1003 Primary SEDOL: 2793115
Shares Voted: 475 Votable Shares: 475 Shares Instructed: 475
Voting Policy: Fieracap
ISS RecMgmt RecProponentVote InstructionProposal Text
Proposal Number
Voting Policy Rec
1 Ratify Deloitte LLP as Auditors Mgmt For For For For
Mgmt ForReferForForAdvisory Vote on Executive Compensation Approach 2
Mgmt ForForForForElect Director John Baird 3.1
Mgmt ForForForForElect Director Isabelle Courville 3.2
Mgmt ForForForForElect Director Keith E. Creel 3.3
Mgmt ForForForForElect Director Gillian (Jill) H. Denham 3.4
Mgmt ForForForForElect Director Rebecca MacDonald 3.5
Mgmt ForForForForElect Director Edward L. Monser 3.6
Mgmt ForForForForElect Director Matthew H. Paull 3.7
Mgmt ForForForForElect Director Jane L. Peverett 3.8
Mgmt ForForForForElect Director Gordon T. Trafton 3.9
Shares VotedVotable SharesInstitutional Account Detail (IA Name, IA Number)
Ballot Details
Custodian Account Number Ballot Status
InstructorName
Date Instructed Approver Name Date Approved
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Institution Account(s): INVDCON-NB Conservative Diversified Fund
000308623 475 475INVDCON-NB Conservative Diversified Fund, INVDCON Minh-LocT 04/29/2019 Minh-LocT 04/29/2019Confirmed
475Total Shares: 475
Intact Financial Corporation
Ticker: IFC
Meeting Date: 05/08/2019 Country: Canada Primary Security ID: 45823T106
Meeting Type: AnnualRecord Date: 03/15/2019
Primary CUSIP: 45823T106 Primary ISIN: CA45823T1066 Primary SEDOL: B04YJV1
Shares Voted: 685 Votable Shares: 685 Shares Instructed: 685
Voting Policy: Fieracap
ISS RecMgmt RecProponentVote InstructionProposal Text
Proposal Number
Voting Policy Rec
1.1 Elect Director Charles Brindamour Mgmt For For For For
Mgmt ForForForForElect Director Janet De Silva 1.2
Mgmt ForForForForElect Director Claude Dussault 1.3
Mgmt ForForForForElect Director Jane E. Kinney 1.4
Mgmt ForForForForElect Director Robert G. Leary 1.5
Mgmt ForForForForElect Director Eileen Mercier 1.6
Mgmt ForForForForElect Director Sylvie Paquette 1.7
Mgmt ForForForForElect Director Timothy H. Penner 1.8
Mgmt ForForForForElect Director Frederick Singer 1.9
Mgmt ForForForForElect Director Stephen G. Snyder 1.10
Mgmt ForForForForElect Director Carol Stephenson 1.11
Mgmt ForForForForElect Director William L. Young 1.12
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Institution Account(s): INVDCON-NB Conservative Diversified Fund
Mgmt ForForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForReferForForAdvisory Vote on Executive Compensation Approach 3
Shares VotedVotable SharesInstitutional Account Detail (IA Name, IA Number)
Ballot Details
Custodian Account Number Ballot Status
InstructorName
Date Instructed Approver Name Date Approved
000308623 685 685INVDCON-NB Conservative Diversified Fund, INVDCON Minh-LocT 04/29/2019 Minh-LocT 04/29/2019Confirmed
685Total Shares: 685
Quebecor Inc.
Ticker: QBR.B
Meeting Date: 05/09/2019 Country: Canada Primary Security ID: 748193208
Meeting Type: AnnualRecord Date: 03/12/2019
Primary CUSIP: 748193208 Primary ISIN: CA7481932084 Primary SEDOL: 2715777
Shares Voted: 3,293 Votable Shares: 3,293 Shares Instructed: 3,293
Voting Policy: Fieracap
ISS RecMgmt RecProponentVote InstructionProposal Text
Proposal Number
Voting Policy Rec
Meeting for Class B Subordinate Voting Shareholders Mgmt
Mgmt ForForForForElect Director Chantal Belanger 1.1
Mgmt ForForForForElect Director Andrea C. Martin 1.2
Mgmt ForForForForElect Director Normand Provost 1.3
Mgmt ForForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForReferForForAdvisory Vote on Executive Compensation Approach 3
Shares VotedVotable SharesInstitutional Account Detail (IA Name, IA Number)
Ballot Details
Custodian Account Number Ballot Status
InstructorName
Date Instructed Approver Name Date Approved
000308623 3,293 3,293INVDCON-NB Conservative Diversified Fund, INVDCON Minh-LocT 05/01/2019 Minh-LocT 05/01/2019Confirmed
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Institution Account(s): INVDCON-NB Conservative Diversified Fund
3,293Total Shares: 3,293
TELUS Corporation
Ticker: T
Meeting Date: 05/09/2019 Country: Canada Primary Security ID: 87971M103
Meeting Type: AnnualRecord Date: 03/11/2019
Primary CUSIP: 87971M103 Primary ISIN: CA87971M1032 Primary SEDOL: 2381093
Shares Voted: 1,003 Votable Shares: 1,003 Shares Instructed: 1,003
Voting Policy: Fieracap
ISS RecMgmt RecProponentVote InstructionProposal Text
Proposal Number
Voting Policy Rec
1.1 Elect Director R. H. (Dick) Auchinleck Mgmt For For For For
Mgmt ForForForForElect Director Raymond T. Chan 1.2
Mgmt ForForForForElect Director Stockwell Day 1.3
Mgmt ForForForForElect Director Lisa de Wilde 1.4
Mgmt ForForForForElect Director Darren Entwistle 1.5
Mgmt ForForForForElect Director Mary Jo Haddad 1.6
Mgmt ForForForForElect Director Kathy Kinloch 1.7
Mgmt ForForForForElect Director Christine Magee 1.8
Mgmt ForForForForElect Director John Manley 1.9
Mgmt ForForForForElect Director Claude Mongeau 1.10
Mgmt ForForForForElect Director David Mowat 1.11
Mgmt ForForForForElect Director Marc Parent 1.12
Mgmt ForForForForElect Director Denise Pickett 1.13
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Institution Account(s): INVDCON-NB Conservative Diversified Fund
Mgmt ForForForForApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForReferForForAdvisory Vote on Executive Compensation Approach 3
Mgmt ForForForForAmend Shareholder Rights Plan 4
Mgmt ForReferForForAmend Restricted Share Unit Plan 5
Mgmt ForReferForForAmend Performance Share Unit Plan 6
Shares VotedVotable SharesInstitutional Account Detail (IA Name, IA Number)
Ballot Details
Custodian Account Number Ballot Status
InstructorName
Date Instructed Approver Name Date Approved
000308623 1,003 1,003INVDCON-NB Conservative Diversified Fund, INVDCON Minh-LocT 05/01/2019 Minh-LocT 05/01/2019Confirmed
1,003Total Shares: 1,003
TMX Group Limited
Ticker: X
Meeting Date: 05/10/2019 Country: Canada Primary Security ID: 87262K105
Meeting Type: Annual/SpecialRecord Date: 03/13/2019
Primary CUSIP: 87262K105 Primary ISIN: CA87262K1057 Primary SEDOL: B8KH5G7
Shares Voted: 1,043 Votable Shares: 1,043 Shares Instructed: 1,043
Voting Policy: Fieracap
ISS RecMgmt RecProponentVote InstructionProposal Text
Proposal Number
Voting Policy Rec
1 Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
Mgmt For For For For
Mgmt ForForForForElect Director Luc Bertrand 2a
Mgmt ForForForForElect Director Nicolas Darveau-Garneau 2b
Mgmt ForForForForElect Director Louis Eccleston 2c
Mgmt ForForForForElect Director Christian Exshaw 2d
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Institution Account(s): INVDCON-NB Conservative Diversified Fund
Mgmt ForForForForElect Director Marie Giguere 2e
Mgmt ForForForForElect Director Martine Irman 2f
Mgmt ForForForForElect Director Harry Jaako 2g
Mgmt ForForForForElect Director William Linton 2h
Mgmt ForForForForElect Director Jean Martel 2i
Mgmt ForForForForElect Director Gerri Sinclair 2j
Mgmt ForForForForElect Director Kevin Sullivan 2k
Mgmt ForForForForElect Director Eric Wetlaufer 2l
Mgmt ForForForForElect Director Charles Winograd 2m
Mgmt ForReferForForAdvisory Vote on Executive Compensation Approach 3
Shares VotedVotable SharesInstitutional Account Detail (IA Name, IA Number)
Ballot Details
Custodian Account Number Ballot Status
InstructorName
Date Instructed Approver Name Date Approved
000308623 1,043 1,043INVDCON-NB Conservative Diversified Fund, INVDCON Minh-LocT 05/01/2019 Minh-LocT 05/01/2019Confirmed
1,043Total Shares: 1,043
Waste Connections, Inc.
Ticker: WCN
Meeting Date: 05/17/2019 Country: Canada Primary Security ID: 94106B101
Meeting Type: Annual/SpecialRecord Date: 03/21/2019
Primary CUSIP: 94106B101 Primary ISIN: CA94106B1013 Primary SEDOL: BYQFRK5
Shares Voted: 761 Votable Shares: 761 Shares Instructed: 761
Voting Policy: Fieracap
ISS RecMgmt RecProponentVote InstructionProposal Text
Proposal Number
Voting Policy Rec
1.1 Elect Director Ronald J. Mittelstaedt Mgmt For For For For
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Institution Account(s): INVDCON-NB Conservative Diversified Fund
MgmtElect Director Robert H. Davis *Withdrawn Resolution* 1.2
Mgmt ForForForForElect Director Edward E. "Ned" Guillet 1.3
Mgmt ForForForForElect Director Michael W. Harlan 1.4
Mgmt ForForForForElect Director Larry S. Hughes 1.5
Mgmt ForForForForElect Director Susan "Sue" Lee 1.6
Mgmt ForForForForElect Director William J. Razzouk 1.7
Mgmt ForReferAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation 2
Mgmt ForForForForApprove Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt ForReferForForAuthorize the Board to Fix the Number of Directors 4
SH ForForForAgainstAdopt a Policy on Board Diversity 5
Shares VotedVotable SharesInstitutional Account Detail (IA Name, IA Number)
Ballot Details
Custodian Account Number Ballot Status
InstructorName
Date Instructed Approver Name Date Approved
000308623 761 761INVDCON-NB Conservative Diversified Fund, INVDCON Minh-LocT 05/10/2019 Minh-LocT 05/10/2019Confirmed
761Total Shares: 761
Thomson Reuters Corporation
Ticker: TRI
Meeting Date: 06/05/2019 Country: Canada Primary Security ID: 884903709
Meeting Type: AnnualRecord Date: 04/11/2019
Primary CUSIP: 884903709 Primary ISIN: CA8849037095 Primary SEDOL: BFXPTB0
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Institution Account(s): INVDCON-NB Conservative Diversified Fund
Shares Voted: 811 Votable Shares: 811 Shares Instructed: 811
Voting Policy: Fieracap
ISS RecMgmt RecProponentVote InstructionProposal Text
Proposal Number
Voting Policy Rec
1.1 Elect Director David Thomson Mgmt For For For For
Mgmt ForForForForElect Director James C. Smith 1.2
Mgmt ForForForForElect Director Sheila C. Bair 1.3
Mgmt ForForForForElect Director David W. Binet 1.4
Mgmt ForForForForElect Director W. Edmund Clark 1.5
Mgmt ForForForForElect Director Michael E. Daniels 1.6
Mgmt ForForForForElect Director Vance K. Opperman 1.7
Mgmt ForForForForElect Director Kristin C. Peck 1.8
Mgmt ForForForForElect Director Barry Salzberg 1.9
Mgmt ForForForForElect Director Peter J. Thomson 1.10
Mgmt ForForForForElect Director Wulf von Schimmelmann 1.11
Mgmt ForForForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForReferForForAdvisory Vote on Executive Compensation Approach 3
MgmtShareholder Proposal
SH AgainstReferAgainstAgainstCommission a Report on the Pay Grades and/or Salary Ranges of All Classifications of Company Employees, to Be Considered When Setting Target Amounts for Compensation of Named Executive Officers
4
Shares VotedVotable SharesInstitutional Account Detail (IA Name, IA Number)
Ballot Details
Custodian Account Number Ballot Status
InstructorName
Date Instructed Approver Name Date Approved
000308623 811 811INVDCON-NB Conservative Diversified Fund, INVDCON Minh-LocT 05/28/2019 Minh-LocT 05/28/2019Confirmed
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Institution Account(s): INVDCON-NB Conservative Diversified Fund
811Total Shares: 811
Restaurant Brands International Inc.
Ticker: QSR
Meeting Date: 06/11/2019 Country: Canada Primary Security ID: 76131D103
Meeting Type: AnnualRecord Date: 04/15/2019
Primary CUSIP: 76131D103 Primary ISIN: CA76131D1033 Primary SEDOL: BTF8CF0
Shares Voted: 915 Votable Shares: 915 Shares Instructed: 915
Voting Policy: Fieracap
ISS RecMgmt RecProponentVote InstructionProposal Text
Proposal Number
Voting Policy Rec
1.1 Elect Director Alexandre Behring Mgmt For For For For
Mgmt ForForForForElect Director Marc Caira 1.2
Mgmt ForForForForElect Director Joao M. Castro-Neves 1.3
Mgmt ForForWithholdForElect Director Martin E. Franklin 1.4
Mgmt ForForWithholdForElect Director Paul J. Fribourg 1.5
Mgmt ForForForForElect Director Neil Golden 1.6
Mgmt ForForWithholdForElect Director Ali G. Hedayat 1.7
Mgmt ForForForForElect Director Golnar Khosrowshahi 1.8
Mgmt ForForForForElect Director Daniel S. Schwartz 1.9
Mgmt ForForForForElect Director Carlos Alberto Sicupira 1.10
Mgmt ForForForForElect Director Roberto Moses Thompson Motta 1.11
Mgmt ForForForForElect Director Alexandre Van Damme 1.12
Mgmt ForReferForForAdvisory Vote to Ratify Named Executive Officers' Compensation 2
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Institution Account(s): INVDCON-NB Conservative Diversified Fund
Mgmt WithholdWithholdWithholdForApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
3
SH AgainstReferForAgainstReport on Minimum Requirements and Standards Related to Workforce Practices
4
SH ForForForAgainstReport on Policy to Reduce Deforestation in Supply Chain 5
SH ForForForAgainstReport on Sustainable Packaging 6
Shares VotedVotable SharesInstitutional Account Detail (IA Name, IA Number)
Ballot Details
Custodian Account Number Ballot Status
InstructorName
Date Instructed Approver Name Date Approved
000308623 915 915INVDCON-NB Conservative Diversified Fund, INVDCON Minh-LocT 06/04/2019 Minh-LocT 06/04/2019Confirmed
915Total Shares: 915
Dollarama Inc.
Ticker: DOL
Meeting Date: 06/13/2019 Country: Canada Primary Security ID: 25675T107
Meeting Type: AnnualRecord Date: 04/18/2019
Primary CUSIP: 25675T107 Primary ISIN: CA25675T1075 Primary SEDOL: B4TP9G2
Shares Voted: 1,977 Votable Shares: 1,977 Shares Instructed: 1,977
Voting Policy: Fieracap
ISS RecMgmt RecProponentVote InstructionProposal Text
Proposal Number
Voting Policy Rec
1.1 Elect Director Joshua Bekenstein Mgmt For For For For
Mgmt ForForForForElect Director Gregory David 1.2
Mgmt ForForForForElect Director Elisa D. Garcia C. 1.3
Mgmt ForForForForElect Director Stephen Gunn 1.4
Mgmt ForForForForElect Director Kristin Mugford 1.5
Mgmt ForForForForElect Director Nicholas Nomicos 1.6
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Institution Account(s): INVDCON-NB Conservative Diversified Fund
Mgmt ForForForForElect Director Neil Rossy 1.7
Mgmt ForForForForElect Director Richard Roy 1.8
Mgmt ForForForForElect Director Huw Thomas 1.9
Mgmt ForForForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForReferForForAdvisory Vote on Executive Compensation Approach 3
MgmtShareholder Proposals
SH ForForAgainstAgainstSP 1: Production of an Annual Sustainability Report 4
SH ForForAgainstAgainstSP 2: Production of an Annual Report on Risks to Human Rights 5
SH AgainstReferAgainstAgainstSP 3: Adoption of a Living Wage Policy 6
Shares VotedVotable SharesInstitutional Account Detail (IA Name, IA Number)
Ballot Details
Custodian Account Number Ballot Status
InstructorName
Date Instructed Approver Name Date Approved
000308623 1,977 1,977INVDCON-NB Conservative Diversified Fund, INVDCON Minh-LocT 06/05/2019 Minh-LocT 06/05/2019Confirmed
1,977Total Shares: 1,977
Brookfield Asset Management Inc.
Ticker: BAM.A
Meeting Date: 06/14/2019 Country: Canada Primary Security ID: 112585104
Meeting Type: Annual/SpecialRecord Date: 05/01/2019
Primary CUSIP: 112585104 Primary ISIN: CA1125851040 Primary SEDOL: 2092599
Shares Voted: 2,126 Votable Shares: 2,126 Shares Instructed: 2,126
Voting Policy: Fieracap
ISS RecMgmt RecProponentVote InstructionProposal Text
Proposal Number
Voting Policy Rec
1.1 Elect Director M. Elyse Allan Mgmt For For For For
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Institution Account(s): INVDCON-NB Conservative Diversified Fund
Mgmt ForForForForElect Director Angela F. Braly 1.2
Mgmt ForForForForElect Director Maureen Kempston Darkes 1.3
Mgmt ForForForForElect Director Murilo Ferreira 1.4
Mgmt ForForForForElect Director Frank J. McKenna 1.5
Mgmt ForForForForElect Director Rafael Miranda 1.6
Mgmt ForForForForElect Director Seek Ngee Huat 1.7
Mgmt ForForForForElect Director Diana L. Taylor 1.8
Mgmt ForForForForApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForReferForForAdvisory Vote on Executive Compensation Approach 3
Mgmt ForReferForForApprove Stock Option Plan 4
MgmtShareholder Proposals
SH AgainstReferAgainstAgainstSP 1: Report on the Feasibility of Integrating Workplace Sexual Misconduct Measures into the Performance Metrics for Executive Compensation
5
SH AgainstReferAgainstAgainstSP 2: Inclusion of Key Performance Indicators (KPIs) in the Annual Disclosure to Shareholders
6
Shares VotedVotable SharesInstitutional Account Detail (IA Name, IA Number)
Ballot Details
Custodian Account Number Ballot Status
InstructorName
Date Instructed Approver Name Date Approved
000308623 2,126 2,126INVDCON-NB Conservative Diversified Fund, INVDCON Minh-LocT 06/07/2019 Minh-LocT 06/07/2019Confirmed
2,126Total Shares: 2,126
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Institution Account(s): INVDCON-NB Conservative Diversified Fund
Kinaxis Inc.
Ticker: KXS
Meeting Date: 06/14/2019 Country: Canada Primary Security ID: 49448Q109
Meeting Type: AnnualRecord Date: 05/01/2019
Primary CUSIP: 49448Q109 Primary ISIN: CA49448Q1090 Primary SEDOL: BN85P68
Shares Voted: 258 Votable Shares: 258 Shares Instructed: 258
Voting Policy: Fieracap
ISS RecMgmt RecProponentVote InstructionProposal Text
Proposal Number
Voting Policy Rec
1.1 Elect Director John (Ian) Giffen Mgmt For For For For
Mgmt ForForForForElect Director Angel Mendez 1.2
Mgmt ForForForForElect Director Jill Denham 1.3
Mgmt ForForForForElect Director Robert Courteau 1.4
Mgmt ForForForForElect Director Pamela Passman 1.5
Mgmt ForForForForElect Director Kelly Thomas 1.6
Mgmt ForForForForElect Director John Sicard 1.7
Mgmt ForForForForRatify KPMG LLP as Auditors 2
Shares VotedVotable SharesInstitutional Account Detail (IA Name, IA Number)
Ballot Details
Custodian Account Number Ballot Status
InstructorName
Date Instructed Approver Name Date Approved
000308623 258 258INVDCON-NB Conservative Diversified Fund, INVDCON Minh-LocT 06/05/2019 Minh-LocT 06/05/2019Confirmed
258Total Shares: 258
