Vote Summary Report - global.assetmanagement.hsbc.com · TOTVS SA Meeting Date: 01/03/2013 Country:...
Transcript of Vote Summary Report - global.assetmanagement.hsbc.com · TOTVS SA Meeting Date: 01/03/2013 Country:...
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
TOTVS SA
Meeting Date: 01/03/2013 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForAmend Articles to Reflect Changes in Capital 1
Do Not Vote
ForAmend Corporate Purpose 2
Do Not Vote
ForAmend Article 17 3
Do Not Vote
ForAmend Articles 21 and 24 4
Do Not Vote
ForExclude Articles 59, 60, and 61 and Renumber Articles Accordingly
5
Do Not Vote
ForAdd Article 60 6
Do Not Vote
ForConsolidate Bylaws 7
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAmend Articles to Reflect Changes in Capital 1
ForAmend Corporate Purpose 2
ForAmend Article 17 3
ForAmend Articles 21 and 24 4
ForExclude Articles 59, 60, and 61 and Renumber Articles Accordingly
5
ForAdd Article 60 6
ForConsolidate Bylaws 7
Cementos Pacasmayo S.A.A
Meeting Date: 01/07/2013 Country: Peru
Meeting Type: Special
Page 1 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Cementos Pacasmayo S.A.A
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForApprove Financing Operations 1
Appoint Legal Representatives 2
Interserve plc
Meeting Date: 01/07/2013 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Disposal of Interserve PFI Holdings 2003 Limited to the Interserve Pension Scheme
For Abstain
A.G. Barr plc
Meeting Date: 01/08/2013 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to Merger with Britvic plc
For Abstain
ForForApprove Change of Company Name to Barr Britvic Soft Drinks plc
2
ForForAmend Long Term Incentive Plan 3
AbstainForApprove New Long Term Incentive Plan 4
ForForAdopt New Articles of Association 5
ForForAuthorise Issue of Equity with Pre-emptive Rights
6
ForForAuthorise Issue of Equity without Pre-emptive Rights
7
ForForAuthorise Market Purchase of Ordinary Shares 8
Page 2 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Britvic plc
Meeting Date: 01/08/2013 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to Merger with A.G. Barr plc
For Abstain
Britvic plc
Meeting Date: 01/08/2013 Country: United Kingdom
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Court Meeting
Do Not Vote
ForApprove Scheme of Arrangement 1
Carr's Milling Industries plc
Meeting Date: 01/08/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
AbstainForRe-elect Robert Heygate as Director 3
ForForRe-elect Lord Inglewood as Director 4
ForForReappoint PricewaterhouseCoopers LLP as Auditors
5
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
6
AgainstForApprove Remuneration Report 7
Page 3 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Carr's Milling Industries plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity with Pre-emptive Rights
8
ForForAuthorise Issue of Equity without Pre-emptive Rights
9
ForForAuthorise Market Purchase of Ordinary Shares 10
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
11
AbstainForApprove Long Term Incentive Plan 12
Debenhams plc
Meeting Date: 01/08/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForElect Peter Fitzgerald as Director 4
ForForRe-elect Nigel Northridge as Director 5
ForForRe-elect Michael Sharp as Director 6
ForForRe-elect Simon Herrick as Director 7
ForForRe-elect Martina King as Director 8
ForForRe-elect Dennis Millard as Director 9
ForForRe-elect Mark Rolfe as Director 10
ForForRe-elect Sophie Turner Laing as Director 11
ForForReappoint PricewaterhouseCoopers LLP as Auditors
12
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
Page 4 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Debenhams plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
Mongolia Energy Corporation Ltd.
Meeting Date: 01/08/2013 Country: Bermuda
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Subscription Agreement and the Related Transactions
For Against
Baring Emerging Europe plc
Meeting Date: 01/09/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Dividend 3
ForForRe-elect Steven Bates as Director 4
ForForReappoint KPMG Audit plc as Auditors 5
ForForAuthorise Board to Fix Remuneration of Auditors
6
ForForAuthorise Issue of Equity with Pre-emptive Rights
7
ForForAuthorise Issue of Equity without Pre-emptive Rights
8
ForForAuthorise Market Purchase of Ordinary Shares 9
ForForAdopt New Articles of Association 10
Page 5 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Cable & Wireless Communications plc
Meeting Date: 01/09/2013 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Disposal of Monaco & Islands Business Unit
For Abstain
Novatek OAO
Meeting Date: 01/09/2013 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for GDR Holders
ForForApprove Related-Party Transaction Re: Deed of Indemnity with GPB-Financial Sevices LTD, SIB (Cyprus) Limites
1.1
ForForApprove Related-Party Transaction Re: Gas Supply Agreement with OAO Mosenergo
1.2
ForForApprove Related-Party Transaction with OAO Sibur Holding
1.3
ForForApprove Related-Party Transaction with OAO Sibur Holding
1.4
ForForApprove Related-Party Transaction with OAO Sibur Holding
1.5
Walgreen Co.
Meeting Date: 01/09/2013 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Janice M. Babiak For For
ForForElect Director David J. Brailer 1b
Page 6 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Walgreen Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Steven A. Davis 1c
ForForElect Director William C. Foote 1d
ForForElect Director Mark P. Frissora 1e
ForForElect Director Ginger L. Graham 1f
ForForElect Director Alan G. McNally 1g
ForForElect Director Dominic P. Murphy 1h
ForForElect Director Stefano Pessina 1i
ForForElect Director Nancy M. Schlichting 1j
ForForElect Director Alejandro Silva 1k
ForForElect Director James A. Skinner 1l
ForForElect Director Gregory D. Wasson 1m
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
AgainstForApprove Omnibus Stock Plan 3
ForForRatify Auditors 4
ForAgainstPro-rata Vesting of Equity Awards 5
Zodiac Aerospace
Meeting Date: 01/09/2013 Country: France
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Financial Statements and Discharge Management and Supervisory Board Members
1
ForForApprove Consolidated Financial Statements and Discharge Management and Supervisory Board Members
2
ForForApprove Allocation of Income and Dividends of EUR 1.40 per Share
3
ForForAcknowledge Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions and Approve Ongoing Transactions
4
Page 7 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Zodiac Aerospace
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
5
AgainstForReelect Gilberte Lombard as Supervisory Board Member
6
AgainstForReelect FFP as Supervisory Board Member 7
ForForConfirm Appointment of Fidaudit as New Auditor of the Company Since Jan. 10, 2012
8
ForForDecision not to Renew mandate of March Schelcher as Supervisory Board Member
9
Extraordinary Business
ForForApprove Reduction in Share Capital via Cancellation of Repurchased Shares
10
ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Million
11
ForForAuthorize Capitalization of Reserves for Bonus Issue or Increase in Par Value
12
AgainstForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Million
13
AgainstForApprove Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 1.5 Million
14
AgainstForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 11, 13, and 14
15
AgainstForAuthorize Capital Increase of Up to EUR 2.5 Million for Future Exchange Offers
16
AgainstForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions
17
AgainstForApprove Employee Stock Purchase Plan 18
ForForAmend Article 29 of Bylaws Re: Proxy Voting 19
ForForAuthorize Filing of Required Documents/Other Formalities
20
Capital & Regional plc
Meeting Date: 01/10/2013 Country: United Kingdom
Meeting Type: Special
Page 8 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Capital & Regional plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Disposal of Entire Interest in X-Leisure Business
For Abstain
AgainstForApprove Waiver on Tender-Bid Requirement 2
JPMorgan Overseas Investment Trust plc
Meeting Date: 01/10/2013 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Bonus Issue of Subscription Shares Including the Adoption of New Articles and All Authorisations in Connection with the Issue
For Abstain
Koninklijke Boskalis Westminster NV
Meeting Date: 01/10/2013 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting
Open Meeting 1
Presentation of the Intented Public Offer on Dockwise Ltd.
2
ForForGrant Board Authority to Issue Shares Up To 10 Percent of Issued Capital
3a
ForForAuthorize Board to Exclude Preemptive Rights from Issuance under Item 3a
3b
Other Business (Non-Voting) 4
Close Meeting 5
Page 9 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Bellway plc
Meeting Date: 01/11/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForRe-elect John Watson as Director 3
ForForRe-elect Ted Ayres as Director 4
ForForElect Keith Adey as Director 5
ForForRe-elect Peter Johnson as Director 6
ForForRe-elect Mike Toms as Director 7
ForForRe-elect John Cuthbert as Director 8
ForForReappoint KPMG Audit plc as Auditors 9
ForForAuthorise Board to Fix Remuneration of Auditors
10
ForForApprove Remuneration Report 11
ForForApprove Savings Related Share Option Scheme
12
ForForAuthorise Issue of Equity with Pre-emptive Rights
13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise Market Purchase of Ordinary Shares and Preference Shares
15
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
16
Xchanging plc
Meeting Date: 01/14/2013 Country: United Kingdom
Meeting Type: Special
Page 10 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Xchanging plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the JV Agreement Fourth Amendment
For Abstain
Exor S.P.A.
Meeting Date: 01/15/2013 Country: Italy
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Holders of Preferred Shares
Extraordinary Business
ForForElect Representative for Holders of Preferred Shares; Approve Representative's Remuneration
1
Olam International Ltd.
Meeting Date: 01/15/2013 Country: Singapore
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Payment of the Sub-underwriting Commission by the Joint Lead Managers to Aranda Investments Pte. Ltd.
For For
Sixth of October Development & Investment (SODIC)
Meeting Date: 01/15/2013 Country: Egypt
Meeting Type: Special
Page 11 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Sixth of October Development & Investment (SODIC)
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Loan Guarantee to Subsidiary For
Spirit Pub Company plc
Meeting Date: 01/15/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForReappoint KPMG Audit plc as Auditors 3
ForForAuthorise Board to Fix Remuneration of Auditors
4
ForForApprove Remuneration Report 5
ForForAuthorise EU Political Donations and Expenditure
6
ForForElect Julie Chakraverty as Director 7
ForForRe-elect Walker Boyd as Director 8
ForForRe-elect Mike Tye as Director 9
ForForRe-elect Paddy Gallagher as Director 10
ForForRe-elect Tony Rice as Director 11
ForForRe-elect Mark Pain as Director 12
ForForRe-elect Christopher Bell as Director 13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
Page 12 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
American Realty Capital Trust, Inc.
Meeting Date: 01/16/2013 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For For
ForForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Diploma plc
Meeting Date: 01/16/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForRe-elect John Rennocks as Director 3
ForForRe-elect Bruce Thompson as Director 4
ForForRe-elect Ian Grice as Director 5
ForForRe-elect Iain Henderson as Director 6
ForForRe-elect Nigel Lingwood as Director 7
ForForRe-elect John Matthews as Director 8
ForForElect Marie-Louise Clayton as Director 9
ForForReappoint Deloitte LLP as Auditors 10
ForForAuthorise Board to Fix Remuneration of Auditors
11
ForForApprove Remuneration Report 12
ForForAuthorise Issue of Equity with Pre-emptive Rights
13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise Market Purchase of Ordinary Shares 15
Page 13 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Diploma plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
16
Fenner plc
Meeting Date: 01/16/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Dividend 3
ForForRe-elect Mark Abrahams as Director 4
ForForRe-elect Nicholas Hobson as Director 5
ForForRe-elect Richard Perry as Director 6
ForForRe-elect John Sheldrick as Director 7
ForForRe-elect Alan Wood as Director 8
ForForElect Vanda Murray as Director 9
ForForReappoint PricewaterhouseCoopers LLP as Auditors
10
ForForAuthorise Board to Fix Remuneration of Auditors
11
ForForAuthorise Issue of Equity with Pre-emptive Rights
12
ForForAuthorise Issue of Equity without Pre-emptive Rights
13
ForForAuthorise Market Purchase of Ordinary Shares 14
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
15
Ovoca Gold Plc
Meeting Date: 01/16/2013 Country: Ireland
Meeting Type: Special
Page 14 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Ovoca Gold Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Disposal of Olcha For Abstain
Randstad Holding NV
Meeting Date: 01/16/2013 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting
Open Meeting 1
ForForAmend Articles to Create New Class of Preference Shares Re: Introduction of Preference Shares C
2
ForForGrant Board Authority to Issue Preference Shares C Up To EUR 200 Million
3
ForForAuthorize Repurchase of Up to 3 Percent of Issued Share Capital
4
ForForElect F. Béharel to Executive Board 5
Other Business (Non-Voting) 6
Close Meeting 7
Realty Income Corporation
Meeting Date: 01/16/2013 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Acquisition For For
ForForAdjourn Meeting 2
Page 15 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Aberdeen Asset Management plc
Meeting Date: 01/17/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForReappoint KPMG Audit plc as Auditors and Authorise Their Remuneration
3
ForForRe-elect Julie Chakraverty as Director 4
ForForRe-elect Roger Cornick as Director 5
ForForRe-elect Anita Frew as Director 6
ForForRe-elect Martin Gilbert as Director 7
ForForRe-elect Andrew Laing as Director 8
ForForRe-elect Kenichi Miyanaga as Director 9
ForForRe-elect Jim Pettigrew as Director 10
ForForRe-elect Bill Rattray as Director 11
ForForRe-elect Anne Richards as Director 12
ForForRe-elect Simon Troughton as Director 13
ForForRe-elect Hugh Young as Director 14
ForForElect Richard Mully as Director 15
ForForElect Rod MacRae as Director 16
ForForApprove Remuneration Report 17
ForForAuthorise Issue of Equity with Pre-emptive Rights
18
ForForAuthorise Issue of Equity without Pre-emptive Rights
19
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
20
ForForAuthorise Market Purchase of Ordinary Shares 21
ForForAuthorise EU Political Donations and Expenditure
22
ForForApprove Increase in Aggregate Fees Payable to Directors
23
Page 16 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Darty plc
Meeting Date: 01/17/2013 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Disposal of the Italian Operations For Abstain
Family Dollar Stores, Inc.
Meeting Date: 01/17/2013 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Mark R. Bernstein For For
ForForElect Director Pamela L. Davies 1.2
ForForElect Director Sharon Allred Decker 1.3
ForForElect Director Edward C. Dolby 1.4
ForForElect Director Glenn A. Eisenberg 1.5
ForForElect Director Edward P. Garden 1.6
ForForElect Director Howard R. Levine 1.7
ForForElect Director George R. Mahoney, Jr. 1.8
ForForElect Director James G. Martin 1.9
ForForElect Director Harvey Morgan 1.10
ForForElect Director Dale C. Pond 1.11
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForApprove Qualified Employee Stock Purchase Plan
3
ForForRatify Auditors 4
AgainstAgainstAdopt ILO Based Code of Conduct 5
Page 17 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Intuit Inc.
Meeting Date: 01/17/2013 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Christopher W. Brody For For
ForForElect Director William V. Campbell 1b
ForForElect Director Scott D. Cook 1c
ForForElect Director Diane B. Greene 1d
ForForElect Director Edward A. Kangas 1e
ForForElect Director Suzanne Nora Johnson 1f
ForForElect Director Dennis D. Powell 1g
ForForElect Director Brad D. Smith 1h
ForForElect Director Jeff Weiner 1i
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForApprove Executive Incentive Bonus Plan 4
Kumba Iron Ore Ltd
Meeting Date: 01/18/2013 Country: South Africa
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Resolution
AgainstForAdopt New Memorandum of Incorporation 1
Ordinary Resolution
ForForAuthorise Board to Ratify and Execute Approved Resolutions
1
Page 18 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Kumba Iron Ore Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Resolution
ForAdopt New Memorandum of Incorporation 1
Ordinary Resolution
ForAuthorise Board to Ratify and Execute Approved Resolutions
1
PDG Realty S.A Empreendimentos e Participacoes
Meeting Date: 01/18/2013 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Change Location of Company Headquarters For Do Not Vote
Do Not Vote
ForAmend Article 17 Re: Size of Executive Committee
2
Do Not Vote
ForConsolidate Bylaws 3
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForChange Location of Company Headquarters 1
ForAmend Article 17 Re: Size of Executive Committee
2
ForConsolidate Bylaws 3
ThyssenKrupp AG
Meeting Date: 01/18/2013 Country: Germany
Meeting Type: Annual
Page 19 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
ThyssenKrupp AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2011/2012 (Non-Voting)
AgainstForApprove Discharge of Management Board for Fiscal 2011/2012
2
AgainstForApprove Discharge of Supervisory Board for Fiscal 2011/2012
3
ForForElect Carola von Schmettow to the Supervisory Board
4
ForForRatify PricewaterhouseCoopers as Auditors for Fiscal 2012/2013
5
Bezeq The Israeli Telecommunication Corp. Ltd.
Meeting Date: 01/21/2013 Country: Israel
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Tali Simon as External Director For For
ForForSubject to Item 1, Issue Indemnification Agreements to Tali Simon
2
ForForReelect Mordechai Keret as External Director 3
ForForExtend and Amend Agreement for DBS Satellite Services, a Subsidiary, to Purchase Power Supplies from Eurocom Digital Communications Ltd. - a Related Party - and Advanced Digital Broadcast SA
4
AgainstNoneVote FOR If You Are a Controlling Shareholder or Have a Personal Interest in Items 1, 3, or 4; Vote AGAINST If Are NOT a Controlling Shareholder and Do NOT Have a Personal Interest in Items 1, 3, or 4
5
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Tali Simon as External Director 1
Page 20 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Bezeq The Israeli Telecommunication Corp. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForSubject to Item 1, Issue Indemnification Agreements to Tali Simon
2
ForReelect Mordechai Keret as External Director 3
ForExtend and Amend Agreement for DBS Satellite Services, a Subsidiary, to Purchase Power Supplies from Eurocom Digital Communications Ltd. - a Related Party - and Advanced Digital Broadcast SA
4
NoneVote FOR If You Are a Controlling Shareholder or Have a Personal Interest in Items 1, 3, or 4; Vote AGAINST If Are NOT a Controlling Shareholder and Do NOT Have a Personal Interest in Items 1, 3, or 4
5
iShares plc - iShares Markit iBoxx Sterling Corporate Bond
Meeting Date: 01/21/2013 Country: Ireland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Change of the Fund's Benchmark Index and Investment Objective
For Abstain
Lowland Investment Company plc
Meeting Date: 01/21/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
AgainstForRe-elect Peter Troughton as Director 3
AgainstForRe-elect Rupert Barclay as Director 4
ForForRe-elect Kevin Carter as Director 5
ForForRe-elect Karl Sternberg as Director 6
Page 21 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Lowland Investment Company plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReappoint PricewaterhouseCoopers LLP as Auditors
7
ForForAuthorise Board to Fix Remuneration of Auditors
8
ForForAuthorise Issue of Equity with Pre-emptive Rights
9
ForForAuthorise Issue of Equity without Pre-emptive Rights
10
ForForAuthorise Market Purchase of Ordinary Shares 11
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
12
ForForAmend Articles of Association 13
ForForApprove Final Dividend 14
Sodexo
Meeting Date: 01/21/2013 Country: France
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Financial Statements and Discharge Directors
1
ForForApprove Allocation of Income and Dividends of EUR 1.59 per Share
2
AbstainForAcknowledge Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions
3
AgainstForReelect Pierre Bellon as Director 4
ForForReelect Robert Baconnier as Director 5
ForForReelect Astrid Bellon as Director 6
ForForReelect Francois-Xavier Bellon as Director 7
ForForReelect Paul Jeanbart as Director 8
ForForReelect Alain Marcheteau as Director 9
ForForAppoint Anik Chaumartin as Alternate Auditor 10
Page 22 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Sodexo
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
11
Extraordinary Business
AgainstForAuthorize up to 2.5 Percent of Issued Capital for Use in Restricted Stock Plan
12
AgainstForAuthorize Issuance of Warrants (BSA) without Preemptive Rights up to 0.5 Percent of Issued Capital Reserved for Employees and Corporate Officers
13
ForForApprove Employee Stock Purchase Plan 14
ForForAmend Article 11 of Bylaws Re: Directors Length of Term
15
Ordinary Business
ForForAuthorize Filing of Required Documents/Other Formalities
16
Centro Retail Australia
Meeting Date: 01/22/2013 Country: Australia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Change of Company Name to Federation Limited
For For
Grupo Financiero Banorte S.A.B. de C.V.
Meeting Date: 01/22/2013 Country: Mexico
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Meeting Agenda
ForForAmend Article 2 of Bylaws 1
ForForApprove Modifications of Shared Responsibility Agreement
2
Page 23 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Grupo Financiero Banorte S.A.B. de C.V.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Board to Ratify and Execute Approved Resolutions
3
ForForApprove Minutes of Meeting 4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Meeting Agenda
ForAmend Article 2 of Bylaws 1
ForApprove Modifications of Shared Responsibility Agreement
2
ForAuthorize Board to Ratify and Execute Approved Resolutions
3
ForApprove Minutes of Meeting 4
Grupo Financiero Banorte S.A.B. de C.V.
Meeting Date: 01/22/2013 Country: Mexico
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Meeting Agenda
ForForApprove Cash Dividends of MXN 0.549 Per Share
1
ForForAuthorize Board to Ratify and Execute Approved Resolutions
2
ForForApprove Minutes of Meeting 3
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Meeting Agenda
ForApprove Cash Dividends of MXN 0.549 Per Share
1
Page 24 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Grupo Financiero Banorte S.A.B. de C.V.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAuthorize Board to Ratify and Execute Approved Resolutions
2
ForApprove Minutes of Meeting 3
JPMorgan Chinese Investment Trust plc
Meeting Date: 01/22/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForElect John Misselbrook as Director 4
AgainstForRe-elect William Knight as Director 5
ForForRe-elect Kathryn Matthews as Director 6
AgainstForRe-elect Sir Andrew Burns as Director 7
ForForRe-elect Irving Koo as Director 8
ForForReappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration
9
ForForAuthorise Issue of Equity with Pre-emptive Rights
10
ForForAuthorise Issue of Equity without Pre-emptive Rights
11
ForForAuthorise Market Purchase of Ordinary Shares and Subscription Shares
12
ForForApprove Continuation of Company as Investment Trust
13
JPMorgan Chinese Investment Trust plc
Meeting Date: 01/22/2013 Country: United Kingdom
Meeting Type: Special
Page 25 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
JPMorgan Chinese Investment Trust plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Conversion of Each Subscription Share in Issue and Redesignated as Deferred Shares; Authorise Directors to Purchase All the Deferred Shares; Amend Articles of Association
For Abstain
Marston's plc
Meeting Date: 01/22/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForRe-elect David Thompson as Director 3
ForForRe-elect Andrew Andrea as Director 4
ForForRe-elect Rosalind Cuschieri as Director 5
ForForRe-elect Ralph Findlay as Director 6
ForForRe-elect Neil Goulden as Director 7
ForForRe-elect Robin Hodgson as Director 8
ForForRe-elect Robin Rowland as Director 9
ForForElect Nicholas Backhouse as Director 10
ForForElect Peter Dalzell as Director 11
ForForReappoint PricewaterhouseCoopers LLP as Auditors
12
ForForAuthorise Board to Fix Remuneration of Auditors
13
ForForApprove Remuneration Report 14
ForForAuthorise Issue of Equity with Pre-emptive Rights
15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise Market Purchase of Ordinary Shares 17
Page 26 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Marston's plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
18
Micron Technology, Inc.
Meeting Date: 01/22/2013 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Robert L. Bailey For For
ForForElect Director Patrick J. Byrne 1.2
ForForElect Director D. Mark Durcan 1.3
ForForElect Director Mercedes Johnson 1.4
ForForElect Director Lawrence N. Mondry 1.5
ForForElect Director Robert E. Switz 1.6
AgainstForAmend Omnibus Stock Plan 2
ForForRatify Auditors 3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
The European Investment Trust plc
Meeting Date: 01/22/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForReappoint PricewaterhouseCoopers LLP as Auditors
3
ForForAuthorise Board to Fix Remuneration of Auditors
4
Page 27 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
The European Investment Trust plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForRe-elect Douglas McDougall as Director 5
ForForRe-elect William Eason as Director 6
ForForRe-elect Ralph Kanza as Director 7
ForForRe-elect Michael Moule as Director 8
ForForApprove Final Dividend 9
ForForApprove Special Dividend 10
ForForAuthorise Market Purchase of Ordinary Shares 11
ForForAuthorise Issue of Equity with Pre-emptive Rights
12
ForForAuthorise Issue of Equity without Pre-emptive Rights
13
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
14
Turkiye Sise ve Cam Fabrikalari AS
Meeting Date: 01/22/2013 Country: Turkey
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting
Do Not Vote
ForElect Presiding Council of Meeting and Provide Authorization to Sign Minutes of Meeting
1
Do Not Vote
ForElect Directors 2
Do Not Vote
ForAmend Company Articles 3
Barloworld Ltd
Meeting Date: 01/23/2013 Country: South Africa
Meeting Type: Annual
Page 28 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Barloworld Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions to be Completed by Ordinary Shareholders
ForForAccept Financial Statements and Statutory Reports for the Year Ended 30 September 2012
1
ForForElect Neo Dongwana as Director 2
ForForElect Babalwa Ngonyama as Director 3
ForForRe-elect Dumisa Ntsebeza as Director 4
ForForRe-elect Martin Laubscher as Director 5
ForForRe-elect Isaac Shongwe as Director 6
ForForRe-elect Don Wilson as Director 7
ForForRe-elect Gordon Hamilton (Chairman) and Sango Ntsaluba and Elect Babalwa Ngonyama Members of the Audit Committee
8
ForForReappoint Deloitte and Touche as Auditors of the Company with G Berry as the Individual Registered Auditor and Authorise Their Remuneration
9
ForForPlace Authorised but Unissued Shares under Control of Directors
10
ForForApprove Remuneration Policy 11
Special Resolutions to be Completed by Ordinary Shareholders
ForForApprove Fees for the Chairman of the Board 1.1
ForForApprove Fees for the Resident Non-Executive Directors
1.2
ForForApprove Fees for the Non-Resident Non-Executive Directors
1.3
ForForApprove Fees for the Chairman of the Audit Committee (Non-Resident)
1.4
ForForApprove Fees for the Resident Members of the Audit Committee
1.5
ForForApprove Fees for the Chairman of the Remuneration Committee (Non-Resident)
1.6
ForForApprove Fees for the Chairman of the Social, Ethics and Transformation Committee (Resident)
1.7
ForForApprove Fees for the Chairman of the Risk and Sustainability Committee (Resident)
1.8
Page 29 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Barloworld Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Fees for the Chairman of the General Purposes Committee (Resident)
1.9
ForForApprove Fees for the Chairman of the Nomination Committee (Resident)
1.10
ForForApprove Fees for the Resident Members of Each of the Board Committees Other Than Audit Committee
1.11
ForForApprove Fees for the Non-resident Members of Each of the Board Committees
1.12
ForForApprove Financial Assistance to Related or Inter-related Companies or Corporations
2
ForForAuthorise Repurchase of Up to Five Percent of Issued Share Capital
3
ForForAdopt New Memorandum of Incorporation 4
Special Resolution to be Completed by 6 Percent Non-Redeemable Cumulative Preference Shareholders
ForForAuthorise Repurchase of Up to Five Percent of Issued Share Capital
3
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions to be Completed by Ordinary Shareholders
ForAccept Financial Statements and Statutory Reports for the Year Ended 30 September 2012
1
ForElect Neo Dongwana as Director 2
ForElect Babalwa Ngonyama as Director 3
ForRe-elect Dumisa Ntsebeza as Director 4
ForRe-elect Martin Laubscher as Director 5
ForRe-elect Isaac Shongwe as Director 6
ForRe-elect Don Wilson as Director 7
ForRe-elect Gordon Hamilton (Chairman) and Sango Ntsaluba and Elect Babalwa Ngonyama Members of the Audit Committee
8
ForReappoint Deloitte and Touche as Auditors of the Company with G Berry as the Individual Registered Auditor and Authorise Their Remuneration
9
Page 30 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Barloworld Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForPlace Authorised but Unissued Shares under Control of Directors
10
ForApprove Remuneration Policy 11
Special Resolutions to be Completed by Ordinary Shareholders
ForApprove Fees for the Chairman of the Board 1.1
ForApprove Fees for the Resident Non-Executive Directors
1.2
ForApprove Fees for the Non-Resident Non-Executive Directors
1.3
ForApprove Fees for the Chairman of the Audit Committee (Non-Resident)
1.4
ForApprove Fees for the Resident Members of the Audit Committee
1.5
ForApprove Fees for the Chairman of the Remuneration Committee (Non-Resident)
1.6
ForApprove Fees for the Chairman of the Social, Ethics and Transformation Committee (Resident)
1.7
ForApprove Fees for the Chairman of the Risk and Sustainability Committee (Resident)
1.8
ForApprove Fees for the Chairman of the General Purposes Committee (Resident)
1.9
ForApprove Fees for the Chairman of the Nomination Committee (Resident)
1.10
ForApprove Fees for the Resident Members of Each of the Board Committees Other Than Audit Committee
1.11
ForApprove Fees for the Non-resident Members of Each of the Board Committees
1.12
ForApprove Financial Assistance to Related or Inter-related Companies or Corporations
2
ForAuthorise Repurchase of Up to Five Percent of Issued Share Capital
3
ForAdopt New Memorandum of Incorporation 4
Special Resolution to be Completed by 6 Percent Non-Redeemable Cumulative Preference Shareholders
ForAuthorise Repurchase of Up to Five Percent of Issued Share Capital
3
Page 31 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Dongfeng Motor Group Company Ltd
Meeting Date: 01/23/2013 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Ma Zhigeng as Director and Accept Resignation of Zhou Wenjie as Director
For For
ForForApprove Issue of Ultra Short-Term Financing Bonds
2
Johnson Controls, Inc.
Meeting Date: 01/23/2013 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director David P. Abney For For
ForForElect Director Julie L. Bushman 1.2
ForForElect Director Eugenio Clariond Reyes-Retana 1.3
ForForElect Director Jeffrey A. Joerres 1.4
ForForRatify Auditors 2
ForForDeclassify the Board of Directors 3
AgainstForApprove Omnibus Stock Plan 4
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
5
ForAgainstRequire Independent Board Chairman 6
ForAgainstProvide Right to Act by Written Consent 7
Mapletree Commercial Trust
Meeting Date: 01/23/2013 Country: Singapore
Meeting Type: Special
Page 32 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Mapletree Commercial Trust
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of Mapletree Anson For For
Siemens AG
Meeting Date: 01/23/2013 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2011/2012 (Non-Voting)
Do Not Vote
ForApprove Allocation of Income and Dividends of EUR 3.00 per Share
2
Do Not Vote
ForApprove Discharge of Management Board for Fiscal 2011/2012
3
Do Not Vote
ForApprove Discharge of Supervisory Board for Fiscal 2011/2012
4
Do Not Vote
ForRatify Ernst & Young GmbH as Auditors for Fiscal 2012
5
Do Not Vote
ForReelect Josef Ackermann to the Supervisory Board
6a
Do Not Vote
ForReelect Gerd von Brandenstein to the Supervisory Board
6b
Do Not Vote
ForReelect Gerhard Cromme to the Supervisory Board
6c
Do Not Vote
ForReelect Michael Diekmann to the Supervisory Board
6d
Do Not Vote
ForReelect Hans Michael Gaul to the Supervisory Board
6e
Do Not Vote
ForReelect Peter Gruss to the Supervisory Board 6f
Do Not Vote
ForReelect Nicola Leibinger-Kammueller to the Supervisory Board
6g
Do Not Vote
ForElect Gerard Mestrallet to the Supervisory Board
6h
Do Not Vote
ForElect Gueler Sabanci to the Supervisory Board 6i
Do Not Vote
ForElect Werner Wenning to the Supervisory Board
6j
Page 33 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Siemens AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Settlement Agreement Between Siemens AG and Thomas Ganswindt Concluded on November 20/28, 2012
7
Do Not Vote
ForApprove Spin-Off and Takeover Agreement with Osram Licht AG
8
Topps Tiles plc
Meeting Date: 01/23/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForRe-elect Matthew Williams as Director 3
AbstainForRe-elect Robert Parker as Director 4
ForForRe-elect Michael Jack as Director 5
ForForRe-elect Alan White as Director 6
ForForRe-elect Claire Tiney as Director 7
ForForElect Andy King as Director 8
ForForReappoint Deloitte LLP as Auditors and Authorise Their Remuneration
9
ForForApprove Remuneration Report 10
ForForAuthorise Issue of Equity with Pre-emptive Rights
11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise Market Purchase of Ordinary Shares 13
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
14
ForForApprove Long Term Incentive Plan 15
Page 34 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
WH Smith plc
Meeting Date: 01/23/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Walker Boyd as Director 4
ForForElect Steve Clarke as Director 5
ForForElect Annemarie Durbin as Director 6
ForForRe-elect Drummond Hall as Director 7
ForForRe-elect Robert Moorhead as Director 8
ForForRe-elect Henry Staunton as Director 9
ForForRe-elect Kate Swann as Director 10
ForForReappoint Deloitte LLP as Auditors 11
ForForAuthorise Board to Fix Remuneration of Auditors
12
ForForAuthorise EU Political Donations and Expenditure
13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
Air Products and Chemicals, Inc.
Meeting Date: 01/24/2013 Country: USA
Meeting Type: Annual
Page 35 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Air Products and Chemicals, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director William L. Davis, III For For
ForForElect Director W. Douglas Ford 1b
ForForElect Director Evert Henkes 1c
ForForElect Director Margaret G. McGlynn 1d
ForForRatify Auditors 2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForApprove Omnibus Stock Plan 4
ForAgainstDeclassify the Board of Directors 5
China Southern Airlines Co., Ltd.
Meeting Date: 01/24/2013 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Business
ForForAmend Articles of Association 1
Ordinary Business
Elect 2 Directors by Cumulative Voting
ForForElect Yang Li Hua as Director 2a
ForForElect Li Shao Bin as Director 2b
ForForApprove Acquisition of 40 New Boeing B737 Series Aircraft
3
Costco Wholesale Corporation
Meeting Date: 01/24/2013 Country: USA
Meeting Type: Annual
Page 36 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Costco Wholesale Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Benjamin S. Carson, Sr. For For
ForForElect Director William H. Gates 1.2
ForForElect Director Hamilton E. James 1.3
ForForElect Director W. Craig Jelinek 1.4
ForForElect Director Jill S. Ruckelshaus 1.5
ForForRatify Auditors 2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForAgainstDeclassify the Board of Directors 4
D.R. Horton, Inc.
Meeting Date: 01/24/2013 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Donald R. Horton For For
ForForElect Director Bradley S. Anderson 1b
ForForElect Director Michael R. Buchanan 1c
ForForElect Director Michael W. Hewatt 1d
ForForElect Director Bob G. Scott 1e
ForForElect Director Donald J. Tomnitz 1f
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForAmend Executive Incentive Bonus Plan 3
ForForRatify Auditors 4
Empresas CMPC SA
Meeting Date: 01/24/2013 Country: Chile
Meeting Type: Special
Page 37 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Empresas CMPC SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Increase in Capital Up to a Maximum of $ 750 Million
For Do Not Vote
Do Not Vote
ForAuthorize Board to Ratify and Execute Approved Resolutions
2
Jabil Circuit, Inc.
Meeting Date: 01/24/2013 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Martha F. Brooks For For
ForForElect Director Mel S. Lavitt 1.2
ForForElect Director Timothy L. Main 1.3
ForForElect Director Mark T. Mondello 1.4
ForForElect Director Lawrence J. Murphy 1.5
ForForElect Director Frank A. Newman 1.6
ForForElect Director Steven A. Raymund 1.7
ForForElect Director Thomas A. Sansone 1.8
ForForElect Director David M. Stout 1.9
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForAmend Omnibus Stock Plan 4
AgainstForOther Business 5
Jacobs Engineering Group Inc.
Meeting Date: 01/24/2013 Country: USA
Meeting Type: Annual
Page 38 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Jacobs Engineering Group Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Robert C. Davidson, Jr. For For
ForForElect Director Ralph E. Eberhart 1b
ForForElect Director Edward V. Fritzky 1c
ForForElect Director Christopher M.T. Thompson 1d
AgainstForAmend Omnibus Stock Plan 2
ForForRatify Auditors 3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
ForAgainstDeclassify the Board of Directors 5
Rexam plc
Meeting Date: 01/24/2013 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Return of Cash to Shareholders Through the Issue of B Shares and Share Capital Consolidation
For Abstain
ForForAuthorise Issue of Equity with Pre-emptive Rights
2
ForForAuthorise Issue of Equity without Pre-emptive Rights
3
ForForAuthorise Market Purchase of New Ordinary Shares
4
Smiths News plc
Meeting Date: 01/24/2013 Country: United Kingdom
Meeting Type: Annual
Page 39 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Smiths News plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
AgainstForRe-elect Dennis Millard as Director 4
ForForRe-elect Mark Cashmore as Director 5
ForForRe-elect Jonathan Bunting as Director 6
ForForRe-elect Nick Gresham as Director 7
ForForRe-elect Andrew Brent as Director 8
ForForRe-elect Anthony Cann as Director 9
ForForRe-elect John Worby as Director 10
ForForReappoint Deloitte LLP as Auditors 11
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
12
ForForAuthorise EU Political Donations and Expenditure
13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
Universal Robina Corporation
Meeting Date: 01/24/2013 Country: Philippines
Meeting Type: Special
Page 40 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Universal Robina Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve Amendment to the Secondary Purpose in the Articles of Incorporation of the Corporation to Include the Business of Power Generation and to Engage in Such Activity
For For
Banca Monte dei Paschi di Siena SPA
Meeting Date: 01/25/2013 Country: Italy
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
AgainstForApprove Capital Increase without Preemptive Rights
1
Henderson European Focus Trust plc
Meeting Date: 01/25/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
AgainstForRe-elect Rodney Dennis as Director 3
ForForRe-elect Jean Banon as Director 4
ForForRe-elect Alexander Comba as Director 5
ForForRe-elect Michael Firth as Director 6
ForForReappoint Grant Thornton UK LLP as Auditors 7
ForForAuthorise Board to Fix Remuneration of Auditors
8
Page 41 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Henderson European Focus Trust plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity with Pre-emptive Rights
9
ForForAuthorise Issue of Equity without Pre-emptive Rights
10
ForForAuthorise Market Purchase of Ordinary Shares 11
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
12
Nuance Communications, Inc.
Meeting Date: 01/25/2013 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Paul A. Ricci For For
ForForElect Director Robert G. Teresi 1b
ForForElect Director Robert J. Frankenberg 1c
ForForElect Director Katharine A. Martin 1d
ForForElect Director Patrick T. Hackett 1e
ForForElect Director William H. Janeway 1f
ForForElect Director Mark B. Myers 1g
ForForElect Director Philip J. Quigley 1h
ForForElect Director Mark R. Laret 1i
AgainstForAmend Omnibus Stock Plan 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForRatify Auditors 4
Rock-Tenn Company
Meeting Date: 01/25/2013 Country: USA
Meeting Type: Annual
Page 42 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Rock-Tenn Company
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director G. Stephen Felker For For
ForForElect Director Lawrence L. Gellerstedt, III 1.2
ForForElect Director John W. Spiegel 1.3
ForForAmend Executive Incentive Bonus Plan 2
ForForRatify Auditors 3
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
ForAgainstDeclassify the Board of Directors 5
The Scottish Investment Trust plc
Meeting Date: 01/25/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Douglas McDougall as Director 4
ForForRe-elect Francis Finlay as Director 5
ForForRe-elect Hamish Buchan as Director 6
ForForRe-elect James MacLeod as Director 7
ForForRe-elect Russell Napier as Director 8
ForForReappoint Deloitte LLP as Auditors and Authorise Their Remuneration
9
ForForAuthorise Market Purchase of Ordinary Shares 10
Page 43 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Energizer Holdings, Inc.
Meeting Date: 01/28/2013 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Daniel J. Heinrich For For
ForForElect Director R. David Hoover 1.2
ForForElect Director John C. Hunter, III 1.3
ForForElect Director John E. Klein 1.4
ForForRatify Auditors 2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
PPC Ltd
Meeting Date: 01/28/2013 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForElect Ketso Gordhan as Director 1
ForForElect Sydney Mhlarhi as Director 2
ForForRe-elect Peter Malungani as Director 3
ForForRe-elect Tim Ross as Director 4
ForForRe-elect Bheki Sibiya as Director 5
ForForReappoint Deloitte & Touche as Auditors of the Company
6
ForForAuthorise Board to Fix Remuneration of Auditors
7
ForForRe-elect Tim Ross as Member of Audit Committee
8
ForForRe-elect Zibu Kganyago as Member of Audit Committee
9
ForForRe-elect Bridgette Modise as Member of Audit Committee
10
Page 44 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
PPC Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration Policy 11
Special Resolutions
ForForApprove Financial Assistance to Related or Inter-related Company
1
ForForApprove Remuneration of Non-Executive Directors
2
ForForAuthorize Repurchase of Up to Ten Percent of Issued Share Capital
3
Thai Union Frozen Products PCL
Meeting Date: 01/28/2013 Country: Thailand
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Minutes of Previous Meeting For For
ForForApprove Increase of Shareholding Proportion in Pakfood PCL (PPC) by Acquiring PPC Shares from Existing Shareholders and Subscription to Rights Issue
2
AgainstForOther Business 3
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Minutes of Previous Meeting 1
ForApprove Increase of Shareholding Proportion in Pakfood PCL (PPC) by Acquiring PPC Shares from Existing Shareholders and Subscription to Rights Issue
2
ForOther Business 3
Becton, Dickinson and Company
Meeting Date: 01/29/2013 Country: USA
Meeting Type: Annual
Page 45 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Becton, Dickinson and Company
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Basil L. Anderson For For
ForForElect Director Henry P. Becton, Jr. 1.2
ForForElect Director Catherine M. Burzik 1.3
ForForElect Director Edward F. DeGraan 1.4
ForForElect Director Vincent A. Forlenza 1.5
ForForElect Director Claire M. Fraser 1.6
ForForElect Director Christopher Jones 1.7
ForForElect Director Marshall O. Larsen 1.8
ForForElect Director Adel A.F. Mahmoud 1.9
ForForElect Director Gary A. Mecklenburg 1.10
ForForElect Director James F. Orr 1.11
ForForElect Director Willard J. Overlock, Jr. 1.12
ForForElect Director Rebecca W. Rimel 1.13
ForForElect Director Bertram L. Scott 1.14
ForForElect Director Alfred Sommer 1.15
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForRescind Fair Price Provision 4
AgainstForAmend Omnibus Stock Plan 5
British Assets Trust plc
Meeting Date: 01/29/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
Page 46 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
British Assets Trust plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Final Dividend 3
ForForRe-elect Ian Russell as Director 4
ForForRe-elect James Long as Director 5
ForForRe-elect James MacLeod as Director 6
AbstainForRe-elect Jimmy West as Director 7
AbstainForRe-elect Lynn Ruddick as Director 8
ForForReappoint Ernst & Young LLP as Auditors 9
ForForAuthorise Board to Fix Remuneration of Auditors
10
ForForAuthorise Issue of Equity with Pre-emptive Rights
11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise Market Purchase of Ordinary Shares 13
Celltrion Inc.
Meeting Date: 01/29/2013 Country: South Korea
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Reverse Stock Split For For
ForForAmend Articles of Incorporation 2
Fraser and Neave Limited
Meeting Date: 01/29/2013 Country: Singapore
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt Financial Statements and Directors' and Auditors' Reports
For For
Page 47 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Fraser and Neave Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForDeclare Final Dividend 2
ForForReelect Maria Mercedes Corrales as Director 3a
ForForReelect Lee Hsien Yang as Director 3b
ForForReelect Nicky Tan Ng Kuang as Director 3c
AgainstForApprove Directors' Fees 4
ForForReappoint Auditors and Authorize Board to Fix Their Remuneration
5
AgainstForApprove Issuance of Equity or Equity-Linked Securities with Preemptive Rights
6
AgainstForApprove Issuance of Shares Under the Fraser and Neave, Limited Executives' Share Option Scheme 1999
7
AgainstForApprove Grant of Awards and Issuance of Shares Under the F&N Restricted Share Plan and/or the F&N Performance Share Plan
8
ForForApprove Issuance of Shares Under the Fraser and Neave, Limited Scrip Dividend Scheme
9
ForForAuthorize Share Repurchase Program 10
AgainstForOther Business (Voting) 11
Greencore Group plc
Meeting Date: 01/29/2013 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For
ForApprove Final Dividend 2
ForRe-elect Patrick Coveney as Director 3a
ForRe-elect Alan Williams as Director 3b
ForRe-elect Diane Walker as Director 3c
ForRe-elect John Herlihy as Director 3d
ForRe-elect Gary Kennedy as Director 3e
ForRe-elect Eric Nicoli as Director 3f
Page 48 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Greencore Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForRe-elect David Simons as Director 3g
ForAuthorise Board to Fix Remuneration of Auditors
4
ForApprove Remuneration Report 5
ForAuthorise Issue of Equity with Pre-emptive Rights
6
ForAuthorise Issue of Equity without Pre-emptive Rights
7
ForAuthorise Market Purchase of Ordinary Shares 8
ForAuthorise Reissuance of Treasury Shares 9
ForApprove Conversion of Treasury Shares Into Ordinary Shares
10
ForAuthorise Directors to Hold the Next Annual General Meeting Outside of Ireland
11
ForApprove Scrip Dividend Program 12
ForApprove Performance Share Plan 13
Hellenic Petroleum SA
Meeting Date: 01/29/2013 Country: Greece
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting
ForForAmend Company Articles 1
AgainstForApprove Related Party Transaction 2
Hormel Foods Corporation
Meeting Date: 01/29/2013 Country: USA
Meeting Type: Annual
Page 49 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Hormel Foods Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Terrell K. Crews For For
ForForElect Director Jeffrey M. Ettinger 1.2
ForForElect Director Jody H. Feragen 1.3
ForForElect Director Glenn S. Forbes 1.4
ForForElect Director Stephen M. Lacy 1.5
ForForElect Director Susan I. Marvin 1.6
ForForElect Director John L. Morrison 1.7
ForForElect Director Elsa A. Murano 1.8
ForForElect Director Robert C. Nakasone 1.9
ForForElect Director Susan K. Nestegard 1.10
ForForElect Director Dakota A. Pippins 1.11
ForForElect Director Christopher J. Policinski 1.12
ForForRatify Auditors 2
AgainstForApprove Incentive Bonus Plan 3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
JPMorgan Indian Investment Trust plc
Meeting Date: 01/29/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForRe-elect Hugh Bolland as Director 3
ForForRe-elect Richard Burns as Director 4
ForForRe-elect Nimi Patel as Director 5
ForForRe-elect Hugh Sandeman as Director 6
Page 50 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
JPMorgan Indian Investment Trust plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Peter Sullivan as Director 7
ForForReappoint Deloitte LLP as Auditors and Authorise Their Remuneration
8
ForForAuthorise Issue of Equity with Pre-emptive Rights
9
ForForAuthorise Issue of Equity without Pre-emptive Rights
10
ForForAuthorise Market Purchase of Ordinary Shares and Subscription Shares
11
Metro Inc.
Meeting Date: 01/29/2013 Country: Canada
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Marc DeSerres For For
ForForElect Director Claude Dussault 1.2
ForForElect Director Serge Ferland 1.3
ForForElect Director Paule Gauthier 1.4
ForForElect Director Paul Gobeil 1.5
ForForElect Director Russell Goodman 1.6
ForForElect Director Christian W.E. Haub 1.7
ForForElect Director Michel Labonte 1.8
ForForElect Director Eric R. La Fleche 1.9
ForForElect Director Pierre H. Lessard 1.10
ForForElect Director Marie-Jose Nadeau 1.11
ForForElect Director Real Raymond 1.12
ForForElect Director Michael T. Rosicki 1.13
ForForElect Director John H. Tory 1.14
ForForRatify Ernst & Young LLP as Auditors 2
ForForApprove Advance Notice Policy 3
Page 51 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Metro Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAdvisory Vote on Executive Compensation Approach
4
Shareholder Proposals
AgainstAgainstSP 1: Board Diversity 5
ForAgainstSP 2: Advisory Vote to Ratify Named Executive Officers' Compensation
6
AgainstAgainstSP 3: Consideration of All Stakeholders in the Board's Decision-Making Process
7
AgainstAgainstSP 4: Use the Company's French Name in Public Signage and Corporate Communications
8
AgainstAgainstSP 5: Amend Articles/Bylaws/Charter -- Name Change
9
MMC Norilsk Nickel
Meeting Date: 01/29/2013 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Reduction in Share Capital via Share Cancellation
For For
ForForAmend Charter 2
MMC Norilsk Nickel
Meeting Date: 01/29/2013 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForApprove Reduction in Share Capital via Share Cancellation
1
ForForAmend Charter 2
Page 52 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Park 24 Co.
Meeting Date: 01/29/2013 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 35
For For
ForForElect Director Nishikawa, Koichi 2.1
ForForElect Director Sasaki, Kenichi 2.2
ForForElect Director Kondo, Tsugio 2.3
ForForElect Director Uenishi, Seishi 2.4
ForForElect Director Kawakami, Norifumi 2.5
ForForApprove Stock Option Plan 3
AgainstForAppoint Alternate Statutory Auditor Okuyama, Akio
4
Ralcorp Holdings, Inc.
Meeting Date: 01/29/2013 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For For
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Schroder AsiaPacific Fund plc
Meeting Date: 01/29/2013 Country: United Kingdom
Meeting Type: Annual
Page 53 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Schroder AsiaPacific Fund plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForApprove Remuneration Report 3
ForForElect Rosemary Morgan as Director 4
AgainstForRe-elect Robert Binyon as Director 5
ForForRe-elect Robert Boyle as Director 6
AgainstForRe-elect Rupert Carington as Director 7
ForForReappoint PricewaterhouseCoopers LLP as Auditors
8
ForForAuthorise Board to Fix Remuneration of Auditors
9
ForForApprove Increase in Aggregate Fees Payable to Directors
10
ForForAuthorise Market Purchase of Ordinary Shares 11
Schroder UK Mid Cap Fund plc
Meeting Date: 01/29/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForApprove Remuneration Report 3
AgainstForRe-elect Peter Timms as Director 4
ForForRe-elect Rachel Beagles as Director 5
ForForReappoint Ernst & Young LLP as Auditors 6
ForForAuthorise Board to Fix Remuneration of Auditors
7
ForForAuthorise Issue of Equity with Pre-emptive Rights
8
Page 54 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Schroder UK Mid Cap Fund plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity without Pre-emptive Rights
9
ForForAuthorise Market Purchase of Ordinary Shares 10
ForForAmend Articles of Association 11
Standard Life European Private Equity Trust plc
Meeting Date: 01/29/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Alastair Barbour as Director 4
AgainstForRe-elect Edmond Warner as Director 5
ForForRe-elect David Warnock as Director 6
ForForRe-elect Donald Workman as Director 7
ForForReappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration
8
ForForApprove Scrip Dividend 9
ForForAuthorise Issue of Equity with Pre-emptive Rights
10
ForForAuthorise Issue of Equity without Pre-emptive Rights
11
ForForAuthorise Market Purchase of Ordinary Shares 12
ForForAmend Articles of Association 13
ForForAuthorise Capitalisation of Special Reserves 14
Zardoya Otis S.A.
Meeting Date: 01/29/2013 Country: Spain
Meeting Type: Special
Page 55 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Zardoya Otis S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting
ForForApprove Issuance of Shares in Connection with Acquisition of Grupo Ascensores Enor SA
1
ForForAuthorize Use of Own Shares as Security Interest
2
ForForAmend Article 9 3
ForForAuthorize Board to Ratify and Execute Approved Resolutions
4
ForForAllow Questions 5
ForForApprove Minutes of Meeting 6
Angang Steel Company Limited
Meeting Date: 01/30/2013 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Assets Exchange Agreement and Related Transactions
For For
ForForApprove Share Transfer Agreement and Related Transactions
2
ForForApprove Entrustment Agreement, Related Transactions, and the Proposed Annual Monetary Caps
3
ForForAmend Articles of Association of the Company 4
CGI Group Inc
Meeting Date: 01/30/2013 Country: Canada
Meeting Type: Annual
Page 56 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
CGI Group Inc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Class A Subordinate Voting and Class B Shareholders
ForForElect Claude Boivin as Director 1.1
ForForElect Bernard Bourigeaud as Director 1.2
ForForElect Jean Brassard as Director 1.3
ForForElect Robert Chevrier as Director 1.4
ForForElect Dominic D'Alessandro as Director 1.5
ForForElect Thomas P. d'Aquino as Director 1.6
ForForElect Paule Dore as Director 1.7
ForForElect Richard B. Evans as Director 1.8
ForForElect Serge Godin as Director 1.9
ForForElect Andre Imbeau as Director 1.10
ForForElect Gilles Labbe as Director 1.11
ForForElect Eileen A. Mercier as Director 1.12
ForForElect Donna S. Morea as Director 1.13
ForForElect Michael E. Roach as Director 1.14
ForForApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Imperial Tobacco Group plc
Meeting Date: 01/30/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Dr Ken Burnett as Director 4
Page 57 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Imperial Tobacco Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Alison Cooper as Director 5
ForForRe-elect Robert Dyrbus as Director 6
ForForElect David Haines as Director 7
ForForRe-elect Michael Herlihy as Director 8
ForForRe-elect Susan Murray as Director 9
ForForRe-elect Iain Napier as Director 10
ForForElect Matthew Phillips as Director 11
ForForRe-elect Berge Setrakian as Director 12
ForForRe-elect Mark Williamson as Director 13
ForFor Re-elect Malcolm Wyman as Director 14
ForForReappoint PricewaterhouseCoopers LLP as Auditors
15
ForForAuthorise Board to Fix Remuneration of Auditors
16
ForForAuthorise EU Political Donations and Expenditure
17
ForForAuthorise Issue of Equity with Pre-emptive Rights
18
ForForApprove Share Matching Scheme 19
ForForApprove Long Term Incentive Plan 20
ForForApprove International Sharesave Plan 21
ForForAuthorise Issue of Equity without Pre-emptive Rights
22
ForForAuthorise Market Purchase of Ordinary Shares 23
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
24
Qatar National Bank
Meeting Date: 01/30/2013 Country: Qatar
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Board Report on Company Operations and Business Plan for 2013
For
Page 58 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Qatar National Bank
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Auditor's Report on Company Financial Statements
2
ForAccept Financial Statements and Statutory Reports
3
ForApprove Allocation of Income and Dividends of QAR 6 per Share
4
ForApprove Discharge of Directors and Fix Their Remuneration
5
ForElect Directors 6
ForApprove Corporate Governance Report 7
ForRatify Auditors and Fix Their Remuneration 8
Visa Inc.
Meeting Date: 01/30/2013 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Gary P. Coughlan For For
ForForElect Director Mary B. Cranston 1b
ForForElect Director Francisco Javier Fernandez-Carbajal
1c
ForForElect Director Robert W. Matschullat 1d
ForForElect Director Cathy E. Minehan 1e
ForForElect Director Suzanne Nora Johnson 1f
ForForElect Director David J. Pang 1g
ForForElect Director Joseph W. Saunders 1h
ForForElect Director Charles W. Scharf 1i
ForForElect Director William S. Shanahan 1j
ForForElect Director John A. Swainson 1k
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
ForAgainstReport on Lobbying Payments and Policy 4
Page 59 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Alpha Bank AE
Meeting Date: 01/31/2013 Country: Greece
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting
AgainstForAuthorize Issuance of Convertible Bonds without Preemptive Rights up to EUR 2 Billion
1
Amdocs Limited
Meeting Date: 01/31/2013 Country: Guernsey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Robert A. Minicucci as a Director For Do Not Vote
Do Not Vote
ForElect Adrian Gardner as a Director 1.2
Do Not Vote
ForElect John T. McLennan as a Director 1.3
Do Not Vote
ForElect Simon Olswang as a Director 1.4
Do Not Vote
ForElect Zohar Zisapel as a Director 1.5
Do Not Vote
ForElect Julian A. Brodsky as a Director 1.6
Do Not Vote
ForElect Eli Gelman as a Director 1.7
Do Not Vote
ForElect James S. Kahan as a Director 1.8
Do Not Vote
ForElect Richard T.C. LeFave as a Director 1.9
Do Not Vote
ForElect Nehemia Lemelbaum as a Director 1.10
Do Not Vote
ForElect Giora Yaron as a Director 1.11
Do Not Vote
ForAccept Financial Statements and Statutory Reports (Voting)
2
Page 60 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Amdocs Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
3
Enterprise Inns plc
Meeting Date: 01/31/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForElect Robert Walker as Director 3
ForForRe-elect Ted Tuppen as Director 4
ForForRe-elect Simon Townsend as Director 5
ForForRe-elect Neil Smith as Director 6
ForForRe-elect Susan Murray as Director 7
ForForRe-elect David Maloney as Director 8
ForForReappoint Ernst & Young LLP as Auditors 9
ForForAuthorise Board to Fix Remuneration of Auditors
10
ForForAuthorise Issue of Equity with Pre-emptive Rights
11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise Market Purchase of Ordinary Shares 13
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
14
Euromoney Institutional Investor plc
Meeting Date: 01/31/2013 Country: United Kingdom
Meeting Type: Annual
Page 61 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Euromoney Institutional Investor plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AgainstForApprove Remuneration Report 2
ForForApprove Final Dividend 3
AgainstForRe-elect Peter Ensor as Director 4
ForForRe-elect Christopher Fordham as Director 5
ForForRe-elect Neil Osborn as Director 6
ForForRe-elect Daniel Cohen as Director 7
ForForRe-elect Colin Jones as Director 8
ForForRe-elect Diane Alfano as Director 9
ForForRe-elect Jane Wilkinson as Director 10
ForForRe-elect Bashar AL-Rehany as Director 11
ForForRe-elect The Viscount Rothermere as Director 12
AbstainForRe-elect Sir Patrick Sergeant as Director 13
AgainstForRe-elect John Botts as Director 14
AgainstForRe-elect Martin Morgan as Director 15
ForForRe-elect David Pritchard as Director 16
ForForElect Andrew Ballingal as Director 17
ForForElect Tristan Hillgarth as Director 18
ForForReappoint Deloitte LLP as Auditors 19
ForForAuthorise Board to Fix Remuneration of Auditors
20
ForForAuthorise Market Purchase of Ordinary Shares 21
ForForAuthorise Issue of Equity with Pre-emptive Rights
22
ForForAuthorise Issue of Equity without Pre-emptive Rights
23
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
24
Page 62 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Huabao International Holdings Limited
Meeting Date: 01/31/2013 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Revision of Annual Caps Under the Hongta Framework Agreement
For For
ForForApprove GD Framework Agreement and Proposed Caps
2
ITE Group plc
Meeting Date: 01/31/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForRe-elect Neil England as Director 3
ForForRe-elect Michael Hartley as Director 4
ForForRe-elect Linda Jensen as Director 5
ForForRe-elect Neil Jones as Director 6
ForForElect Marco Sodi as Director 7
ForForRe-elect Edward Strachan as Director 8
ForForRe-elect Russell Taylor as Director 9
ForForReappoint Deloitte LLP as Auditors 10
ForForAuthorise Board to Fix Remuneration of Auditors
11
ForForApprove Remuneration Report 12
ForForAuthorise Issue of Equity with Pre-emptive Rights
13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise Market Purchase of Ordinary Shares 15
Page 63 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
ITE Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Increase in Aggregate Fees Payable to Directors
16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
JPMorgan Asian Investment Trust plc
Meeting Date: 01/31/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect James Long as Director 4
ForForRe-elect Ronald Gould as Director 5
ForForRe-elect James Strachan as Director 6
ForForRe-elect Andrew Sykes as Director 7
ForForRe-elect Dr Linda Yueh as Director 8
ForForReappoint PricewaterhouseCoopers LLP as Auditors
9
ForForAuthorise Board to Fix Remuneration of Auditors
10
ForForApprove Continuation of Company as Investment Trust
11
ForForAuthorise Issue of Equity with Pre-emptive Rights
12
ForForAuthorise Issue of Equity without Pre-emptive Rights
13
ForForAuthorise Market Purchase of Ordinary Shares and Subscription Shares
14
AbstainForAuthorise Market Purchase Pursuant to Conditional Tender Offer
15
Page 64 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Life Healthcare Group Holdings Ltd.
Meeting Date: 01/31/2013 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for the year ended 30 September 2012
For For
ForForRe-elect Peter Ngatane as Director 2.1
ForForRe-elect Louisa Mojela as Director 2.2
ForForRe-elect Peter Golesworthy as Director 2.3
ForForReappoint PricewaterhouseCoopers Inc as Auditors of the Company with FJ Lombard as the Designated Audit Partner
3
ForForRe-elect Peter Golesworthy as Chairman of the Audit Committee
4.1
ForForRe-elect Louisa Mojela as Member of the Audit Committee
4.2
ForForRe-elect Trevor Munday as Member of the Audit Committee
4.3
ForForRe-elect Fran du Plessis as Member of the Social, Ethics and Transformation Committee
5.1
ForForElect Michael Flemming as Member of the Social, Ethics and Transformation Committee
5.2
ForForRe-elect Louisa Mojela as Member of the Social, Ethics and Transformation Committee
5.3
ForForRe-elect Peter Ngatane as Member of the Social, Ethics and Transformation Committee
5.4
ForForElect Fazila Patel as Member of the Social, Ethics and Transformation Committee
5.5
AgainstForApprove Remuneration Policy 6
ForForAuthorise Board to Fix Remuneration of Auditors
7
ForForPlace Authorised but Unissued Shares Under Control of Directors
8
ForForAuthorise Board to Issue Shares for Cash 9
ForForAuthorise Any One Director to Ratify and Execute Approved Resolutions
10
ForForAuthorise Repurchase of Up to 20 Percent of Issued Share Capital
11
AgainstForApprove Non-Executive Directors' Remuneration for the Financial Year Ending 30 September 2013
12
Page 65 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Life Healthcare Group Holdings Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Financial Assistance to Related and Inter-related Companies
13
AgainstForAdopt New Memorandum of Incorporation 14
Lonmin plc
Meeting Date: 01/31/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForReappoint KPMG Audit plc as Auditors 3
ForForAuthorise Board to Fix Remuneration of Auditors
4
ForForRe-elect Roger Phillimore as Director 5
Re-elect Ian Farmer as Director 6
ForForRe-elect Len Konar as Director 7
ForForRe-elect Jonathan Leslie as Director 8
ForForRe-elect David Munro as Director 9
ForForRe-elect Cyril Ramaphosa as Director 10
ForForRe-elect Simon Scott as Director 11
ForForRe-elect Mahomed Seedat as Director 12
ForForRe-elect Karen de Segundo as Director 13
ForForRe-elect Jim Sutcliffe as Director 14
ForForAuthorise Issue of Equity with Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
ForForApprove Balanced Scorecard Bonus Plan 18
Page 66 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Mitchells & Butlers plc
Meeting Date: 01/31/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForElect Alistair Darby as Director 3
ForForElect Eddie Irwin as Director 4
AbstainForRe-elect Bob Ivell as Director 5
ForForRe-elect Tim Jones as Director 6
AbstainForRe-elect Douglas McMahon as Director 7
AbstainForRe-elect Ron Robson as Director 8
ForForReappoint Deloitte LLP as Auditors 9
ForForAuthorise Board to Fix Remuneration of Auditors
10
ForForAuthorise EU Political Donations and Expenditure
11
ForForApprove Sharesave Plan 12
ForForApprove Share Incentive Plan 13
ForForApprove Short Term Deferred Incentive Plan 14
ForForApprove Performance Restricted Share Plan 15
ForForAdopt New Articles of Association 16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
Monsanto Company
Meeting Date: 01/31/2013 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director David L. Chicoine For For
Page 67 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Monsanto Company
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Arthur H. Harper 1b
ForForElect Director Gwendolyn S. King 1c
ForForElect Director Jon R. Moeller 1d
ForForRatify Auditors 2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForDeclassify the Board of Directors 4
AgainstAgainstReport on Risk of Genetically Engineered Products
5
Orica Ltd.
Meeting Date: 01/31/2013 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2.1 Elect Michael Tilley as a Director For For
ForForElect Nora Scheinkestel as a Director 2.2
ForForApprove the Adoption of the Remuneration Report
3
ForForApprove the Grant of Up to 350,000 Shares to Ian Smith, Managing Director of the Company
4
ForForApprove the Grant of Up to 82,000 Shares to Noel Meehan, Finance Director of the Company
5
Redefine Properties Ltd
Meeting Date: 01/31/2013 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
Page 68 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Redefine Properties Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAccept Financial Statements and Statutory Reports for the Year Ended 31 August 2012
1
ForForElect Roger Rees as Director 2
ForForRe-elect Bernard Nackan as Director 3
ForForRe-elect Monica Khumalo as Director 4
ForForRe-elect Mike Flax as Director 5
ForForRe-elect Greg Heron (Chairman) and Bernard Nackan and Elect Roger Rees as Members of the Audit and Risk Committee
6
ForForReappoint PKF (Jhb) Inc as Auditors of the Company and Appoint G Chaitowitz as the Individual Registered Auditor
7
ForForPlace Authorised But Unissued Linked Units under Control of Directors
8
ForForAuthorise Board to Issue Linked Units for Cash up to a Maximum of Three Percent of Issued Linked Units
9
AgainstForApprove The Executive Incentive Schemes 10
AgainstForApprove Remuneration Policy 11
Special Resolutions
AgainstForApprove Financial Assistance under The Executive Incentive Schemes
1
AgainstForApprove Issue of Linked Units to Directors and Prescribed Officers Pursuant to The Executive Incentive Schemes
2
ForForAuthorise Repurchase of Up to 20 Percent of Issued Linked Units
3
ForForApprove Financial Assistance to Related and Inter-related Parties in Respect of the Cape Gannet Transaction
4
ForForApprove Financial Assistance to Related and Inter-related Parties
5
AgainstForApprove Non-Executive Directors' Fees for the Year Ending 31 August 2013
6.1
AgainstForApprove Annual Increase in Non-Executive Directors' Fees
6.2
ForForApprove Conversion of Par Value Ordinary Shares to No Par Value Shares
7
ForForApprove Increase in Authorised Share Capital 8
AgainstForAdopt New Memorandum of Incorporation 9
Continuation of Ordinary Resolutions
Page 69 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Redefine Properties Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Board to Ratify and Execute Approved Resolutions
12
China Coal Energy Company Limited
Meeting Date: 02/01/2013 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Li Yanjiang as Non-Executive Director and Authorize the Remuneration Committee to Determine His Remuneration
For For
ForForElect Zhou Qinye as Independent Non-Executive Director and Authorize the Remuneration Committee to Determine His Remuneration
1b
Multiplus SA
Meeting Date: 02/01/2013 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Board Chairman and Vice-Chairman For Do Not Vote
Tyson Foods, Inc.
Meeting Date: 02/01/2013 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director John Tyson For For
Page 70 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Tyson Foods, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Kathleen M. Bader 1b
ForForElect Director Gaurdie E. Banister, Jr. 1c
ForForElect Director Jim Kever 1d
ForForElect Director Kevin M. McNamara 1e
ForForElect Director Brad T. Sauer 1f
ForForElect Director Robert Thurber 1g
ForForElect Director Barbara A. Tyson 1h
ForForElect Director Albert C. Zapanta 1i
ForForAmend Omnibus Stock Plan 2
ForForAmend Nonqualified Employee Stock Purchase Plan
3
ForForRatify Auditors 4
Hyundai Marine & Fire Insurance Co.
Meeting Date: 02/04/2013 Country: South Korea
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Two Inside Directors and Two Outside Directors (Bundled)
For For
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Two Inside Directors and Two Outside Directors (Bundled)
1
African Bank Investments Ltd
Meeting Date: 02/05/2013 Country: South Africa
Meeting Type: Annual
Page 71 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
African Bank Investments Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForRe-elect Leon Kirkinis as Director 1
ForForRe-elect Nic Adams as Director 2
ForForRe-elect Nithia Nalliah as Director 3
ForForRe-elect Sam Sithole as Director 4
ForForReappoint Deloitte & Touche as Auditors of the Company with Mgcinisihlalo Jordan as the Designated Auditor
5
AgainstForApprove Remuneration Policy 6
Special Resolutions
AgainstForApprove Remuneration of Non-Executive Directors for the Financial Year Ending 30 September 2013
1
ForForAdopt Memorandum of Incorporation 2
ForForApprove Financial Assistance to Related or Inter-related Companies and Corporations
3
ForForApprove Financial Assistance to Either or Both of Eyomhlaba Investment Holdings Ltd and Hlumisa Investment Holdings Ltd (BEE Companies)
4
ForForAuthorise Repurchase of Up to Three Percent of Issued Share Capital
5
Continuation of Ordinary Resolutions
ForForAuthorise Issuance of Shares to Eyomhlaba Investment Holdings Ltd and Hlumisa Investment Holdings Ltd (BEE Companies) for Cash
7
ForForAuthorise Board to Ratify and Execute Approved Resolutions
8
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForRe-elect Leon Kirkinis as Director 1
ForRe-elect Nic Adams as Director 2
Page 72 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
African Bank Investments Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForRe-elect Nithia Nalliah as Director 3
ForRe-elect Sam Sithole as Director 4
ForReappoint Deloitte & Touche as Auditors of the Company with Mgcinisihlalo Jordan as the Designated Auditor
5
ForApprove Remuneration Policy 6
Special Resolutions
ForApprove Remuneration of Non-Executive Directors for the Financial Year Ending 30 September 2013
1
ForAdopt Memorandum of Incorporation 2
ForApprove Financial Assistance to Related or Inter-related Companies and Corporations
3
ForApprove Financial Assistance to Either or Both of Eyomhlaba Investment Holdings Ltd and Hlumisa Investment Holdings Ltd (BEE Companies)
4
ForAuthorise Repurchase of Up to Three Percent of Issued Share Capital
5
Continuation of Ordinary Resolutions
ForAuthorise Issuance of Shares to Eyomhlaba Investment Holdings Ltd and Hlumisa Investment Holdings Ltd (BEE Companies) for Cash
7
ForAuthorise Board to Ratify and Execute Approved Resolutions
8
Dolby Laboratories, Inc.
Meeting Date: 02/05/2013 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Kevin Yeaman For For
ForForElect Director Peter Gotcher 1.2
ForForElect Director David Dolby 1.3
ForForElect Director Nicholas Donatiello, Jr. 1.4
Page 73 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Dolby Laboratories, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Micheline Chau 1.5
ForForElect Director Bill Jasper 1.6
ForForElect Director Sanford Robertson 1.7
ForForElect Director Roger Siboni 1.8
ForForElect Director Avadis Tevanian, Jr. 1.9
ForForAmend Omnibus Stock Plan 2
ForForAmend Qualified Employee Stock Purchase Plan
3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
One YearOne YearAdvisory Vote on Say on Pay Frequency 5
ForForRatify Auditors 6
Emerson Electric Co.
Meeting Date: 02/05/2013 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director C. A. H. Boersig For For
ForForElect Director J. B. Bolten 1.2
ForForElect Director M. S. Levatich 1.3
ForForElect Director R. L. Stephenson 1.4
ForForElect Director A.A. Busch, III 1.5
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
ForForDeclassify the Board of Directors 4
ForAgainstReport on Sustainability 5
Page 74 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Rockwell Automation, Inc.
Meeting Date: 02/05/2013 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Barry C. Johnson For For
ForForElect Director William T. McCormick,Jr. 1.2
ForForElect Director Keith D. Nosbusch 1.3
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Victrex plc
Meeting Date: 02/05/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration Report For For
ForForAccept Financial Statements and Statutory Reports
2
ForForApprove Final Dividend 3
ForForElect Tim Cooper as Director 4
ForForRe-elect Anita Frew as Director 5
ForForRe-elect Giles Kerr as Director 6
ForForRe-elect Patrick De Smedt as Director 7
ForForRe-elect Lawrence Pentz as Director 8
ForForRe-elect Pamela Kirby as Director 9
ForForRe-elect David Hummel as Director 10
ForForRe-elect Steve Barrow as Director 11
ForForReappoint KPMG Audit plc as Auditors and Authorise Their Remuneration
12
ForForAuthorise Issue of Equity with Pre-emptive Rights
13
Page 75 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Victrex plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Renewal of All-Employee Share Ownership Scheme
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
Accenture plc
Meeting Date: 02/06/2013 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForElect Director William L. Kimsey 2.1
ForForElect Director Robert I. Lipp 2.2
ForForElect Director Pierre Nanterme 2.3
ForForElect Director Gilles C. Pelisson 2.4
ForForElect Director Wulf von Schimmelmann 2.5
ForForApprove Auditors and Authorize Board to Fix Their Remuneration
3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
AgainstForAmend 2010 Share Incentive Plan 5
ForForAuthorize the Holding of the 2014 AGM at a Location Outside Ireland
6
ForForAuthorize Open-Market Purchases of Class A Ordinary Shares
7
ForForDetermine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock
8
ForAgainstReport on Lobbying Payments and Policy 9
Page 76 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Citycon Oyj
Meeting Date: 02/06/2013 Country: Finland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
AgainstForApprove Issuance of up to 125 Million Shares with Preemptive Rights
6
Close Meeting 7
Grainger plc
Meeting Date: 02/06/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Dividend 3
ForForElect Simon Davies as Director 4
ForForRe-elect Robin Broadhurst as Director 5
ForForRe-elect Andrew Cunningham as Director 6
ForForRe-elect Peter Couch as Director 7
ForForRe-elect Mark Greenwood as Director 8
ForForRe-elect Nick Jopling as Director 9
ForForRe-elect John Barnsley as Director 10
ForForRe-elect Baroness Margaret Ford as Director 11
Page 77 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Grainger plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Belinda Richards as Director 12
ForForRe-elect Tony Wray as Director 13
ForForReappoint PricewaterhouseCoopers LLP as Auditors
14
ForForAuthorise Board to Fix Remuneration of Auditors
15
ForForAuthorise Issue of Equity with Pre-emptive Rights
16
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise Market Purchase of Ordinary Shares 18
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
19
ForForAuthorise EU Political Donations and Expenditure
20
NWS Holdings Limited
Meeting Date: 02/06/2013 Country: Bermuda
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Revised Annual Caps in Relation to the Provision of Operational Services under the Master Services Agreement
For For
Sappi Ltd
Meeting Date: 02/06/2013 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForAccept Financial Statements and Statutory Reports for the Year Ended September 2012
1
Page 78 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Sappi Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Stephen Binnie as Director 2
ForForRe-elect Dr Danie Cronje as Director 3.1
ForForRe-elect Valli Moosa as Director 3.2
ForForRe-elect Karen Osar as Director 3.3
ForForRe-lect Dr Rudolf Thummer as Director 3.4
ForForRe-elect Dr Len Konar as Chairman of the Audit Committee
4.1
ForForRe-elect Frits Beurskens as Member of the Audit Committee
4.2
ForForRe-elect Mike Fallon as Member of the Audit Committee
4.3
ForForRe-elect Nkateko Mageza as Member of the Audit Committee
4.4
ForForRe-elect Karen Osar as Member of the Audit Committee
4.5
ForForReappoint Deloitte & Touche as Auditors of the Company with Roy Campbell as the Designated Registered Auditor
5
ForForPlace Authorised but Unissued Shares under Control of Directors for the Purpose of The Sappi Limited Performance Share Incentive Trust
6.1
ForForAuthorise Any Subsidiary to Sell and to Transfer to The Sappi Limited Share Incentive Trust and The Sappi Limited Performance Share Incentive Trust Such Shares as May be Required for the Purposes of the Schemes
6.2
ForForApprove Remuneration Policy 7
Special Resolutions
ForForApprove Increase in Non-Executive Directors' Fees
1
ForForApprove Financial Assistance to Related or Inter-related Companies
2
ForForAdopt New Memorandum of Incorporation 3
Continuation of Ordinary Resolutions
ForForAuthorise Board to Ratify and Execute Approved Resolutions
8
Page 79 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Avon Rubber plc
Meeting Date: 02/07/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
AgainstForRe-elect David Evans as Director 4
ForForElect Richard Wood as Director 5
ForForReappoint PricewaterhouseCoopers LLP as Auditors
6
ForForAuthorise Board to Fix Remuneration of Auditors
7
ForForAuthorise Issue of Equity with Pre-emptive Rights
8
ForForAuthorise Issue of Equity without Pre-emptive Rights
9
ForForAuthorise Market Purchase of Ordinary Shares 10
BlackRock New Energy Investment Trust plc
Meeting Date: 02/07/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Simon Batey as Director 4
ForForRe-elect Mark O'Hare as Director 5
AgainstForRe-elect Dr John Roberts as Director 6
ForForRe-elect Jim Skea as Director 7
Page 80 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
BlackRock New Energy Investment Trust plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReappoint Ernst & Young LLP as Auditors 8
ForForAuthorise Board to Fix Remuneration of Auditors
9
ForForAuthorise Issue of Equity with Pre-emptive Rights
10
ForForAuthorise Issue of Equity without Pre-emptive Rights
11
ForForAuthorise Market Purchase of Ordinary Shares 12
ForForAuthorise Market Purchase of Subscription Shares
13
BlackRock New Energy Investment Trust plc
Meeting Date: 02/07/2013 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Conversion of Each Subscription Share in Issue and Redesignated as Deferred Shares; Amend Articles of Association
For Abstain
Compass Group plc
Meeting Date: 02/07/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AbstainForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Sir Roy Gardner as Director 4
ForForElect Dominic Blakemore as Director 5
ForForRe-elect Richard Cousins as Director 6
Page 81 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Compass Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Gary Green as Director 7
ForForRe-elect Andrew Martin as Director 8
ForForRe-elect John Bason as Director 9
ForForRe-elect Sir James Crosby as Director 10
ForForRe-elect Susan Murray as Director 11
ForForRe-elect Don Robert as Director 12
ForForRe-elect Sir Ian Robinson as Director 13
ForForReappoint Deloitte LLP as Auditors 14
ForForAuthorise Board to Fix Remuneration of Auditors
15
ForForAuthorise EU Political Donations and Expenditure
16
ForForAmend Long Term Incentive Plan 2010 17
ForForAuthorise Issue of Equity with Pre-emptive Rights
18
ForForAuthorise Issue of Equity without Pre-emptive Rights
19
ForForAuthorise Market Purchase of Ordinary Shares 20
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
21
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAccept Financial Statements and Statutory Reports
1
ForApprove Remuneration Report 2
ForApprove Final Dividend 3
ForRe-elect Sir Roy Gardner as Director 4
ForElect Dominic Blakemore as Director 5
ForRe-elect Richard Cousins as Director 6
ForRe-elect Gary Green as Director 7
ForRe-elect Andrew Martin as Director 8
ForRe-elect John Bason as Director 9
ForRe-elect Sir James Crosby as Director 10
Page 82 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Compass Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForRe-elect Susan Murray as Director 11
ForRe-elect Don Robert as Director 12
ForRe-elect Sir Ian Robinson as Director 13
ForReappoint Deloitte LLP as Auditors 14
ForAuthorise Board to Fix Remuneration of Auditors
15
ForAuthorise EU Political Donations and Expenditure
16
ForAmend Long Term Incentive Plan 2010 17
ForAuthorise Issue of Equity with Pre-emptive Rights
18
ForAuthorise Issue of Equity without Pre-emptive Rights
19
ForAuthorise Market Purchase of Ordinary Shares 20
ForAuthorise the Company to Call EGM with Two Weeks' Notice
21
Gildan Activewear Inc.
Meeting Date: 02/07/2013 Country: Canada
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director William D. Anderson For For
ForForElect Director Glenn J. Chamandy 1.2
ForForElect Director Russell Goodman 1.3
ForForElect Director George Heller 1.4
ForForElect Director Sheila O'Brien 1.5
ForForElect Director Pierre Robitaille 1.6
ForForElect Director James R. Scarborough 1.7
ForForElect Director Richard P. Strubel 1.8
ForForElect Director Gonzalo F. Valdes-Fauli 1.9
ForForRatify KPMG LLP as Auditors 2
Page 83 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Gildan Activewear Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAdvisory Vote on Executive Compensation Approach
3
Rockwell Collins, Inc.
Meeting Date: 02/07/2013 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director John A. Edwardson For For
ForForElect Director Andrew J. Policano 1.2
ForForElect Director Jeffrey L. Turner 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
ForForApprove Qualified Employee Stock Purchase Plan
4
ForNoneDeclassify the Board of Directors 5
The Paragon Group of Companies plc
Meeting Date: 02/07/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AbstainForApprove Remuneration Report 2
ForForApprove Dividend 3
ForForElect Richard Woodman as Director 4
ForForElect Fiona Clutterbuck as Director 5
ForForRe-elect Robert Dench as Director 6
Page 84 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
The Paragon Group of Companies plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Nigel Terrington as Director 7
ForForRe-elect Nicholas Keen as Director 8
ForForRe-elect John Heron as Director 9
ForForRe-elect Edward Tilly as Director 10
ForForRe-elect Alan Fletcher as Director 11
ForForRe-elect Peter Hartill as Director 12
ForForReappoint Deloitte LLP as Auditors 13
ForForAuthorise Board to Fix Remuneration of Auditors
14
ForForApprove Performance Share Plan 15
ForForAuthorise Issue of Equity with Pre-emptive Rights
16
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise Market Purchase of Ordinary Shares 18
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
19
Thomas Cook Group plc
Meeting Date: 02/07/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForRe-elect Dawn Airey as Director 3
ForForElect Emre Berkin as Director 4
ForForRe-elect Roger Burnell as Director 5
ForForElect Harriet Green as Director 6
ForForElect Michael Healy as Director 7
ForForRe-elect Peter Marks as Director 8
Page 85 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Thomas Cook Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Frank Meysman as Director 9
ForForRe-elect Martine Verluyten as Director 10
ForForReappoint PricewaterhouseCoopers LLP as Auditors
11
ForForAuthorise Board to Fix Remuneration of Auditors
12
ForForAuthorise EU Political Donations and Expenditure
13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
16
TUI Travel plc
Meeting Date: 02/07/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Dr Michael Frenzel as Director 4
AgainstForRe-elect Sir Michael Hodgkinson as Director 5
ForForRe-elect Peter Long as Director 6
ForForRe-elect Johan Lundgren as Director 7
ForForRe-elect William Waggott as Director 8
ForForRe-elect Dr Volker Bottcher as Director 9
ForForRe-elect Horst Baier as Director 10
ForForRe-elect Tony Campbell as Director 11
ForForRe-elect Rainer Feuerhake as Director 12
ForForElect Janis Kong as Director 13
Page 86 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
TUI Travel plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Coline McConville as Director 14
ForForRe-elect Minnow Powell as Director 15
ForForRe-elect Dr Erhard Schipporeit as Director 16
ForForRe-elect Dr Albert Schunk as Director 17
ForForRe-elect Harold Sher as Director 18
ForForReappoint PricewaterhouseCoopers LLP as Auditors
19
ForForAuthorise Board to Fix Remuneration of Auditors
20
ForForAuthorise Issue of Equity with Pre-emptive Rights
21
ForForAuthorise Issue of Equity without Pre-emptive Rights
22
ForForAuthorise Market Purchase of Ordinary Shares 23
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
24
China Gas Holdings Ltd.
Meeting Date: 02/08/2013 Country: Bermuda
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Share Purchase Agreement and Related Transactions
For For
ForForApprove Issuance of Consideration Shares Pursuant to the Share Purchase Agreement
2
ForForReelect Ho Yeung as Director 3
ForForReelect Chen Yanyan as Director 4
MegaFon OJSC
Meeting Date: 02/08/2013 Country: Russia
Meeting Type: Special
Page 87 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
MegaFon OJSC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for GDR Holders
ForForAuthorize Company's Registrar to Act as Counting Commission
1
ForForApprove Related-Party Transaction with CJSC PETER-SERVICE
2
Netcare Ltd
Meeting Date: 02/08/2013 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 30 September 2012
For For
ForForReappoint Grant Thornton as Auditors of the Company with EFG Dreyer as the Designated Auditor and Authorise Their Remuneration
2
AgainstForApprove Remuneration of Executive Directors for the Year Ended 30 September 2012
3
ForForRe-elect Azar Jammine as Director 4.1
ForForRe-elect Hymie Levin as Director 4.2
ForForRe-elect Kgomotso Moroka as Director 4.3
ForForRe-elect Thevendrie Brewer as Member of the Audit Committee
5.1
ForForRe-elect Hymie Levin as Member of the Audit Committee
5.2
ForForRe-elect Azar Jammine as Member of the Audit Committee
5.3
ForForRe-elect Norman Weltman as Member of the Audit Committee
5.4
ForForPlace Unissued Ordinary Shares under Control of Directors
6
ForForPlace Unissued Cumulative, Non-Redeemable, Non-Convertible Preference Shares under Control of Directors
7
Page 88 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Netcare Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital
8
AgainstForApprove Remuneration Policy 9
ForForAuthorise Board to Ratify and Execute Approved Resolutions
10
ForForAuthorise Repurchase of Up to 20 Percent of Issued Share Capital
11
ForForApprove Non-Executive Directors' Remuneration for the Period 1 October 2012 to 30 September 2013
12
ForForApprove Financial Assistance to Related and Inter-related Companies
13
AgainstForAdopt New Memorandum of Incorporation 14
Shaftesbury plc
Meeting Date: 02/08/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Gordon McQueen as Director 4
ForForRe-elect Oliver Marriott as Director 5
ForForRe-elect Hilary Riva as Director 6
ForForRe-elect Jill Little as Director 7
AgainstForRe-elect Jonathan Lane as Director 8
ForForRe-elect Brian Bickell as Director 9
ForForRe-elect Simon Quayle as Director 10
ForForRe-elect Thomas Welton as Director 11
ForForRe-elect Christopher Ward as Director 12
ForForElect Dermot Mathias as Director 13
Page 89 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Shaftesbury plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Sally Walden as Director 14
ForForReappoint PricewaterhouseCoopers LLP as Auditors
15
ForForAuthorise Board to Fix Remuneration of Auditors
16
ForForAuthorise Issue of Equity with Pre-emptive Rights
17
ForForAuthorise Issue of Equity without Pre-emptive Rights
18
ForForAuthorise Market Purchase of Ordinary Shares 19
ForForAuthorise EU Political Donations and Expenditure
20
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
21
Reunert Ltd
Meeting Date: 02/12/2013 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Re-elect Johannes van der Horst as Director For For
ForForRe-elect Trevor Munday as Director 2
ForForRe-elect Thabang Motsohi as Director 3
ForForRe-elect Yolanda Cuba as Director 4
ForForRe-elect Rynhardt van Rooyen as Member of the Audit Committee
5
ForForRe-elect Yolanda Cuba as Member of the Audit Committee
6
ForForRe-elect Sean Jagoe as Member of the Audit Committee
7
ForForElect Trevor Munday as Member of the Audit Committee
8
ForForReappoint Deloitte & Touche Tohmatsu Limited as Auditors of the Company with Patrick Smit as the Individual Designated Auditor
9
ForForApprove Remuneration Policy 10
Page 90 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Reunert Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Resolutions or Agreements of Executive Directors and Prescribed Officers in Contravention of Section 75 of Companies Act but Only to the Extent that the Relevant Resolutions or Agreements Fell Within the Ambit of Section 75 of Companies Act
11
ForForApprove Issue of Shares in Terms of the Reunert 1985 Share Option Scheme, Reunert 1988 Share Purchase Scheme and the Reunert 2006 Share Option Scheme
12
ForForApprove Conditional Share Plan 13
ForForApprove Conversion of Par Value Shares to No Par Value Shares
14
ForForAdopt New Memorandum of Incorporation 15
ForForAuthorise Repurchase of Up to Three Percent of Issued Share Capital
16
ForForApprove Remuneration of Non-Executive Directors Effective from 1 March 2013
17
ForForApprove Financial Assistance to Related or Inter-related Company
18
ForForAuthorise Board to Ratify and Execute Approved Resolutions
19
Reunert Ltd
Meeting Date: 02/12/2013 Country: South Africa
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Combined Meeting of Ordinary and Preference Shareholders
ForForAmend Memorandum of Incorporation Re: Rights, Privileges and Conditions Attaching to the 5,5% Cumulative Preference Shares
1
ForForAmend Memorandum of Incorporation Re: Right to Redeem Preference Shares
2
The Spar Group Ltd
Meeting Date: 02/12/2013 Country: South Africa
Meeting Type: Annual
Page 91 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
The Spar Group Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForAccept Financial Statements and Statutory Reports for the Year Ended 30 September 2012
1
ForForRe-elect Mike Hankinson as Director 2.1
ForForRe-elect Rowan Hutchison as Director 2.2
ForForReappoint Deloitte & Touche as Auditors of the Company with Brian Botes as the Designated Auditor
3
ForForElect Chris Wells as Chairman of the Audit Committee
4.1
ForForRe-elect Harish Mehta as Member of the Audit Committee
4.2
ForForElect Peter Hughes as Member of the Audit Committee
4.3
Special Business
ForForApprove Financial Assistance to Related or Inter-related Companies
1
AgainstForApprove Remuneration of Non-Executive Directors for the Period 1 March 2013 to 28 February 2014
2
AgainstForPlace Authorised but Unissued Shares Under Control of Directors Pursuant to the Employee Share Trust (2004)
3
Other
AgainstForApprove Remuneration Policy 1
Tiger Brands Ltd
Meeting Date: 02/12/2013 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Present the Report from the Social and Ethics Committee
Ordinary Resolutions
Page 92 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Tiger Brands Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Accept Financial Statements and Statutory Reports for the year ended 30 September 2012
2.1
ForForElect Mark Bowman as Director 2.2.1
ForForRe-elect Clive Vaux as Director 2.2.2
ForForRe-elect Santie Botha as Director 2.2.3
ForForRe-elect Khotso Mokhele as Director 2.2.4
AgainstForApprove Remuneration Policy 2.3
ForForRe-elect Richard Dunne as Member of Audit Committee
2.4.1
ForForRe-elect Khotso Mokhele as Member of Audit Committee
2.4.2
ForForRe-elect Rob Nisbet as Member of Audit Committee
2.4.3
ForForReappoint Ernst & Young Inc as Auditors of the Company
2.5
ForForApprove Share Incentive Plan 2.6
Special Resolutions
ForForApprove Financial Assistance to Related or Inter-related Entities
3.1
AgainstForApprove Remuneration of Non-Executive Directors, including the Chairman and Deputy Chairman Effective from 1 March 2013
3.2
AgainstForApprove Remuneration of Non-Executive Directors who Participate in Subcommittees of the Board Effective from 1 March 2013
3.3
ForForApprove Increase of Fees Payable to Non-executive Directors who Attend Special Meetings of the Board and who Undertake Additional Work
3.4
ForForAuthorise Repurchase of Issued Share Capital 3.5
ForForAdopt New Memorandum of Incorporation 3.6
ForForApprove Financial Assistance in Relation to the Share Incentive Plan
3.7
ForForAuthorise Issue of Shares and Options to Directors, Prescribed Officers and Persons Related or Inter-related to the Company in Accordance with the Share Incentive Plan
3.8
Page 93 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
United Drug plc
Meeting Date: 02/12/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
AbstainForApprove Remuneration Report 3
ForForRe-elect Chris Brinsmead as Director 4(a)
ForForRe-elect Chris Corbin as Director 4(b)
ForForRe-elect Liam FitzGerald as Director 4(c)
ForForRe-elect Hugh Friel as Director 4(d)
ForForRe-elect Peter Gray as Director 4(e)
ForForRe-elect Gary McGann as Director 4(f)
ForForRe-elect Barry McGrane as Director 4(g)
ForForRe-elect John Peter as Director 4(h)
ForForRe-elect Alan Ralph as Director 4(i)
ForForRe-elect Philip Toomey as Director 4(j)
ForForAuthorise Board to Fix Remuneration of Auditors
5
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
6
ForForAuthorise Issue of Equity with Pre-emptive Rights
7
ForForAuthorise Issue of Equity without Pre-emptive Rights
8
ForForAuthorise Market Purchase of Ordinary Shares 9
ForForAuthorise Reissuance of Repurchased Shares 10
ForForAdopt New Articles of Association 11
F&C Capital and Income Investment Trust plc
Meeting Date: 02/13/2013 Country: United Kingdom
Meeting Type: Annual
Page 94 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
F&C Capital and Income Investment Trust plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForElect Clare Dobie as Director 3
ForForRe-elect Jim Norton as Director 4
ForForReappoint PricewaterhouseCoopers LLP as Auditors
5
ForForAuthorise Board to Fix Remuneration of Auditors
6
ForForAuthorise Issue of Equity with Pre-emptive Rights
7
ForForAuthorise Issue of Equity without Pre-emptive Rights
8
ForForAuthorise Market Purchase of Ordinary Shares 9
ForForAdopt New Articles of Association 10
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
11
ForForApprove Continuation of Company as Investment Trust
12
Orascom Construction Industries Co
Meeting Date: 02/13/2013 Country: Egypt
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Related Party Transactions with Sawiris Family and Abraaj Capital
For Do Not Vote
Do Not Vote
ForApprove Related Party Transactions between OCI N.V. and Orascom Construction Industries
2
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Page 95 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Orascom Construction Industries Co
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Related Party Transactions with Sawiris Family and Abraaj Capital
1
ForApprove Related Party Transactions between OCI N.V. and Orascom Construction Industries
2
Orascom Construction Industries Co
Meeting Date: 02/13/2013 Country: Egypt
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Acknowledge Offer of OCI N.V. To Acquire All Outstanding Shares in OCI S.A.E.
For Do Not Vote
Do Not Vote
ForAcknowledge The Impact of the Offer on GDR Listed on London Stock Exchange And Level 1 Over-The-Counter ADR Listed on The Nasdaq
2
Do Not Vote
ForAcknowledge The Progress of the Ongoing Demerger of the Construction Business from the Fertilizer Business
3
Do Not Vote
ForEmployee Stock Option Plan in the Event of Completion of the Offer
4
TD Ameritrade Holding Corporation
Meeting Date: 02/13/2013 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Marshall A. Cohen For For
ForForElect Director Kerry A. Peacock 1.2
ForForElect Director J. Peter Ricketts 1.3
ForForElect Director Allan R. Tessler 1.4
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Page 96 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
TD Ameritrade Holding Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRatify Auditors 3
TUI AG
Meeting Date: 02/13/2013 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2011/2012 (Non-Voting)
Do Not Vote
ForApprove Allocation of Income and Omission of Dividends
2
Do Not Vote
ForApprove Discharge of Management Board for Fiscal 2011/2012
3
Do Not Vote
ForApprove Discharge of Supervisory Board for Fiscal 2011/2012
4
Do Not Vote
ForRatify PricewaterhouseCoopers as Auditors for Fiscal 2012/2013
5
Do Not Vote
ForApprove Creation of EUR 10 Million Pool of Capital without Preemptive Rights Against Contributions in Cash for Issuance of Employee Stock
6
Do Not Vote
ForApprove Creation of EUR 64.5 Million Pool of Capital with Partial Exclusion of Preemptive Rights
7
Do Not Vote
ForAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
8
Do Not Vote
ForApprove Remuneration of Supervisory Board 9
Do Not Vote
ForElect Angelika Gifford to the Supervisory Board
10
Alicorp SAA
Meeting Date: 02/14/2013 Country: Peru
Meeting Type: Special
Page 97 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Alicorp SAA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financing Operations Including, Among Others, Issuance of Bonds
For Do Not Vote
Do Not Vote
ForAuthorize Board to Ratify and Execute Approved Resolutions
2
HSBC Index Tracker Invest Fund - European Index
Meeting Date: 02/14/2013 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Change in Fund's Investment Objective and Policy
For
Varian Medical Systems, Inc.
Meeting Date: 02/14/2013 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director R. Andrew Eckert For For
ForForElect Director Mark R. Laret 1.2
ForForElect Director Erich R. Reinhardt 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
ForAgainstDeclassify the Board of Directors 4
Page 98 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Banco Santander Brasil SA
Meeting Date: 02/15/2013 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Deferred Bonus Plan For Do Not Vote
Consort Medical plc
Meeting Date: 02/15/2013 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Disposal of Bespak Holdings Inc to Ambu A/S
For Abstain
HSBC Global Liquidity Funds plc - Euro Liquidity Fund
Meeting Date: 02/15/2013 Country: Ireland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Association Re: Right of Repurchase
For
ForAmend Articles of Association Re: Termination of Funds or Share Class
2
ForAmend Memorandum and Articles of Association Re: Editorial Changes
3
ForAmend Articles of Association Re: Editorial Changes
4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Page 99 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
HSBC Global Liquidity Funds plc - Euro Liquidity Fund
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Articles of Association Re: Right of Repurchase
1
ForForAmend Articles of Association Re: Termination of Funds or Share Class
2
ForForAmend Memorandum and Articles of Association Re: Editorial Changes
3
ForForAmend Articles of Association Re: Editorial Changes
4
HSBC Global Liquidity Funds plc - Sterling Liquidity Fund
Meeting Date: 02/15/2013 Country: Ireland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Association Re: Right of Repurchase
For
ForAmend Articles of Association Re: Termination of Funds or Share Class
2
ForAmend Memorandum and Articles of Association Re: Editorial Changes
3
ForAmend Articles of Association Re: Editorial Changes
4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Articles of Association Re: Right of Repurchase
1
ForForAmend Articles of Association Re: Termination of Funds or Share Class
2
ForForAmend Memorandum and Articles of Association Re: Editorial Changes
3
ForForAmend Articles of Association Re: Editorial Changes
4
Page 100 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
HSBC Global Liquidity Funds plc - Sterling Liquidity Fund
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAmend Articles of Association Re: Right of Repurchase
1
ForAmend Articles of Association Re: Termination of Funds or Share Class
2
ForAmend Memorandum and Articles of Association Re: Editorial Changes
3
ForAmend Articles of Association Re: Editorial Changes
4
Sany Heavy Equipment International Holdings Co., Ltd.
Meeting Date: 02/16/2013 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt Share Option Scheme For For
Qatar Insurance Company
Meeting Date: 02/17/2013 Country: Qatar
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting Agenda
ForApprove Board Report on Company Operations andAuditors' Report on Company Financial Statements
1
ForAccept Financial Statements and Statutory Reports
2
ForApprove Allocation of Income and Cash Dividends of 20 percent
3
ForApprove Discharge of Directors and Approve Their Remuneration
4
Page 101 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Qatar Insurance Company
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Corporate Governance Report 5
ForRatify Auditors and Fix Their Remuneration 6
Special Meeting Agenda
ForAuthorize Capital Increase Through Bonus Share Issue and Amend Article 6 Accordingly
1
ForAuthorize Issuance of Shares with Preemptive Rights
2
ForAmend Article 7 of the Bylaws Re: Stock Ownership Limitations
3
ForApprove Issuance of Shares for a Private Placement
4
ForAmend Articles to Reflect Changes in Capital 5
ForAmend Bylaws Re: The Company's Duration 6
Companhia de Saneamento de Minas Gerais COPASA
Meeting Date: 02/18/2013 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Donation of Real Estate Assets in the District of Baixo Jequitinhonha
For Do Not Vote
Do Not Vote
ForApprove Donation of Real Estate Assets in the District of Alto Paranaiba
2
Do Not Vote
ForAmend Bidding Process for Public-Private Partnership for the Expansion and Improvement of Rio Manso System
3
RusPetro plc
Meeting Date: 02/18/2013 Country: United Kingdom
Meeting Type: Special
Page 102 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
RusPetro plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of New Ordinary Shares to Limolines Transport Limited in Connection with the Conversion
For Abstain
AbstainForApprove Supplemental Deed with Limolines Transport Limited
2
AbstainForApprove Conversion of Outstanding Debt Owed to Limolines Transport Limited into New Ordinary Shares
3
AgainstForApprove Waiver on Tender-Bid Requirement 4
AbstainForApprove Issuance of New Ordinary Shares to Limolines Transport Limited in Connection with the Conversion
5
China Life Insurance Co. Limited
Meeting Date: 02/19/2013 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Auditors and Authorize Board to Fix Their Remuneration
For For
ForForAmend Articles of Association of the Company 2
ForForAmend Procedural Rules for the Board of Directors Meetings
3
Fortune Oil plc
Meeting Date: 02/19/2013 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Transfer of the Company's Category of Equity Share Listing from a Premium Listing to a Standard Listing
For Abstain
Page 103 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Fortune Oil plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AbstainForApprove Disposal of the Company's Natural Gas Business
2
Phoenix Group Holdings
Meeting Date: 02/19/2013 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Capital Raising For Abstain
AbstainForApprove Capital Raising 2
Aristocrat Leisure Ltd.
Meeting Date: 02/20/2013 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect ID Blackburne as a Director For For
ForForElect SW Morro as a Director 2
ForForApprove the Grant of up to 766,000 Performance Rights to JR Odell, Chief Executive Officer and Managing Director of the Company
3
ForNoneApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
4
ForForApprove the Remuneration Report 5
Banco do Brasil S.A.
Meeting Date: 02/20/2013 Country: Brazil
Meeting Type: Special
Page 104 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Banco do Brasil S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Public Offering of Shares in Subsidiary BB Seguridade Participacoes SA
For Do Not Vote
Do Not Vote
ForAuthorize 20 Percent Increase in the Number of Shares in Case of Excessive Demand Following the Public Offering Presented Under Item 1
2
Do Not Vote
ForAuthorize Increase of up to 10 Percent in Share Capital of BB Seguridade Participacoes SA
3
Do Not Vote
ForWaive Banco do Brasil Preemptive Rights in the Event of a Public Offering of Shares of BB Seguridade Participacoes SA
4
Do Not Vote
ForAuthorize the Borrowing of up to 15 Percent of the Public Offering of Shares to Serve as Stabilization Fund for the Initial 30 Days Period Following IPO
5
Do Not Vote
ForAuthorize Board to Fix the Terms and Conditions for the Initial Public Offering of Shares
6
Do Not Vote
ForAuthorize Management to Execute Approved Resolutions
7
Do Not Vote
ForAuthorize the Board to Grant Treasury Shares as Part of Executive Variable Remuneration
8
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Public Offering of Shares in Subsidiary BB Seguridade Participacoes SA
1
ForAuthorize 20 Percent Increase in the Number of Shares in Case of Excessive Demand Following the Public Offering Presented Under Item 1
2
ForAuthorize Increase of up to 10 Percent in Share Capital of BB Seguridade Participacoes SA
3
ForWaive Banco do Brasil Preemptive Rights in the Event of a Public Offering of Shares of BB Seguridade Participacoes SA
4
ForAuthorize the Borrowing of up to 15 Percent of the Public Offering of Shares to Serve as Stabilization Fund for the Initial 30 Days Period Following IPO
5
Page 105 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Banco do Brasil S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAuthorize Board to Fix the Terms and Conditions for the Initial Public Offering of Shares
6
ForAuthorize Management to Execute Approved Resolutions
7
ForAuthorize the Board to Grant Treasury Shares as Part of Executive Variable Remuneration
8
CPFL Energia S.A
Meeting Date: 02/20/2013 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Director Resignation and Elect Director For Do Not Vote
Kuala Lumpur Kepong Bhd.
Meeting Date: 02/20/2013 Country: Malaysia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Final Dividend of MYR 0.50 Per Share For For
ForForElect Lee Oi Hian as Director 2
ForForElect Kwok Kian Hai as Director 3
ForForElect Thong Yaw Hong as Director 4
ForForElect R. M. Alias as Director 5
ForForApprove Remuneration of Directors 6
ForForApprove KPMG as Auditors and Authorize Board to Fix Their Remuneration
7
ForForApprove Share Repurchase Program 8
Page 106 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Kuala Lumpur Kepong Bhd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Implementation of Shareholders' Mandate for Recurrent Related Party Transactions
9
ForForAmend Articles of Association 10
MedicX Fund Ltd
Meeting Date: 02/20/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Reappoint PKF (UK) LLP as Auditors For For
ForForAuthorise Board to Fix Remuneration of Auditors
2
ForForAccept Financial Statements and Statutory Reports
3
ForForApprove Dividend Policy 4
ForForApprove Remuneration Report 5
ForForRe-elect Shelagh Mason as a Director 6
ForForAuthorise Issue of Equity with Pre-emptive Rights
7
ForForAuthorise Market Purchase of Ordinary Shares 8
ForForAuthorise Issue of Equity without Pre-emptive Rights
9
STX Pan Ocean Co Ltd
Meeting Date: 02/20/2013 Country: South Korea
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Change Listing Status For For
AgainstForAmend Articles of Incorporation 2
Page 107 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Tractebel Energia S.A.
Meeting Date: 02/20/2013 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Spin-Off of Machadinho Energetica SA (MAESA)
For Do Not Vote
Do Not Vote
ForAppoint Independent Firm to Appraise Proposed Transaction
2
Do Not Vote
ForApprove Independent Firm's Appraisal 3
Do Not Vote
ForApprove Company's Restructure Re: Machadinho Energetica SA (MAESA)
4
Do Not Vote
ForAuthorize Board to Ratify and Execute Approved Resolutions
5
Do Not Vote
ForAmend Article 29 Re: Fiscal Council 6
Do Not Vote
ForConsolidate Bylaws 7
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Spin-Off of Machadinho Energetica SA (MAESA)
1
ForAppoint Independent Firm to Appraise Proposed Transaction
2
ForApprove Independent Firm's Appraisal 3
ForApprove Company's Restructure Re: Machadinho Energetica SA (MAESA)
4
ForAuthorize Board to Ratify and Execute Approved Resolutions
5
ForAmend Article 29 Re: Fiscal Council 6
ForConsolidate Bylaws 7
BUMI plc
Meeting Date: 02/21/2013 Country: United Kingdom
Meeting Type: Special
Page 108 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
BUMI plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Shareholder Proposals
AbstainAgainstRemove Samin Tan as Director 1
AbstainAgainstRemove Nick von Schirnding as Director 2
AbstainAgainstRemove Scott Merrillees as Director 3
AbstainAgainstRemove Alexander Ramlie as Director 4
AbstainAgainstRemove Nalinkant Rathod as Director 5
AbstainAgainstRemove Julian Horn-Smith as Director 6
AbstainAgainstRemove Lord Robin Renwick as Director 7
AbstainAgainstRemove Amir Sambodo as Director 8
AbstainAgainstRemove Philip Yeo as Director 9
AbstainAgainstRemove Sony Harsono as Director 10
AbstainAgainstRemove Graham Holdaway as Director 11
AbstainAgainstRemove Jean-Marc Mizrahi as Director 12
AbstainAgainstElect Wallace King, a Shareholder Nominee to the Board
13
AbstainAgainstElect Brock Gill, a Shareholder Nominee to the Board
14
AbstainAgainstElect Hashim Djojohadikusumo, a Shareholder Nominee to the Board
15
AbstainAgainstElect Roger Davis, a Shareholder Nominee to the Board
16
AbstainAgainstElect Jonathan Djanogly, a Shareholder Nominee to the Board
17
AbstainAgainstElect Sir Richard Gozney, a Shareholder Nominee to the Board
18
AbstainAgainstRe-elect Nathaniel Rothschild, a Shareholder Nominee to the Board
19
AbstainAgainstRemove Nick von Schirnding as Chief Executive Officer and Elect Brock Gill as His Replacement
20
AbstainAgainstRemove Scott Merrillees as Chief Financial Officer
21
AbstainAgainstElect Wallace King as Chairman 22
Page 109 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
China Communications Construction Company Ltd.
Meeting Date: 02/21/2013 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Business
ForForApprove Issuance of Super Short-Term Debentures
1
Ordinary Business
AgainstForApprove Proposed Change of Registered Capital of CCCC Finance Company Limited
2
China Merchants Holdings (International) Co. Ltd.
Meeting Date: 02/21/2013 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Termination Agreement and Related Transactions
For For
easyJet plc
Meeting Date: 02/21/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Sir Michael Rake as Director 4
ForForRe-elect Charles Gurassa as Director 5
ForForRe-elect Carolyn McCall as Director 6
Page 110 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
easyJet plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Chris Kennedy as Director 7
ForForRe-elect Adèle Anderson as Director 8
ForForRe-elect David Bennett as Director 9
ForForRe-elect John Browett as Director 10
ForForRe-elect Rigas Doganis as Director 11
ForForRe-elect Keith Hamill as Director 12
ForForRe-elect Andy Martin as Director 13
ForForReappoint PricewaterhouseCoopers LLP as Auditors
14
ForForAuthorise Board to Fix Remuneration of Auditors
15
ForForAuthorise EU Political Donations and Expenditure
16
ForForAuthorise Issue of Equity with Pre-emptive Rights
17
ForForAuthorise Issue of Equity without Pre-emptive Rights
18
ForForAuthorise Market Purchase of Ordinary Shares 19
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
20
Li Ning Company Ltd.
Meeting Date: 02/21/2013 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Definition of Rights Issue Under the General Mandate to Issue Shares
For Against
Optos plc
Meeting Date: 02/21/2013 Country: United Kingdom
Meeting Type: Annual
Page 111 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Optos plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AgainstForApprove Remuneration Report 2
ForForReappoint Ernst & Young LLP as Auditors 3
ForForAuthorise Board to Fix Remuneration of Auditors
4
ForForElect Louisa Burdett as Director 5
AgainstForRe-elect Dr Peter Fellner as Director 6
ForForRe-elect Rosalyn Wilton as Director 7
ForForAuthorise Issue of Equity with Pre-emptive Rights
8
ForForAuthorise Issue of Equity without Pre-emptive Rights
9
ForForAuthorise Market Purchase of Ordinary Shares 10
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
11
Sportingbet plc
Meeting Date: 02/21/2013 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Recommended Offer for Sportingbet plc by William Hill Australia Pty Limited and GVC Holdings plc
For Abstain
Sportingbet plc
Meeting Date: 02/21/2013 Country: United Kingdom
Meeting Type: Court
Page 112 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Sportingbet plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Court Meeting
Do Not Vote
ForApprove Scheme of Arrangement 1
Brewin Dolphin Holdings plc
Meeting Date: 02/22/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AgainstForRe-elect Jamie Matheson as Director 2
ForForRe-elect Henry Algeo as Director 3
ForForRe-elect Barry Howard as Director 4
ForForRe-elect Sarah Soar as Director 5
ForForRe-elect Ian Speke as Director 6
ForForRe-elect Michael Williams as Director 7
ForForRe-elect Simon Miller as Director 8
ForForRe-elect Angela Knight as Director 9
ForForRe-elect Sir Stephen Lamport as Director 10
ForForRe-elect Francis Worsley as Director 11
ForForElect David Nicol as Director 12
ForForElect Andrew Westenberger as Director 13
ForForApprove Remuneration Report 14
ForForReappoint Deloitte LLP as Auditors 15
ForForAuthorise Board to Fix Remuneration of Auditors
16
ForForApprove Final Dividend 17
ForForAuthorise Issue of Equity with Pre-emptive Rights
18
Page 113 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Brewin Dolphin Holdings plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity without Pre-emptive Rights
19
ForForAuthorise Market Purchase of Ordinary Shares 20
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
21
ForForAuthorise EU Political Donations and Expenditure
22
ForForAmend Articles of Association 23
Gazprom Neft JSC
Meeting Date: 02/22/2013 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForApprove Early Termination of Powers of Board of Directors
1
Elect 12 Directors by Cumulative Voting
NoneElect Vladimir Alisov as Director 2.1
NoneElect Marat Garayev as Director 2.2
NoneElect Valery Golubev as Director 2.3
NoneElect Nikolay Dubik as Director 2.4
NoneElect Aleksandr Dyukov as Director 2.5
NoneElect Aleksandr Kalinkin as Director 2.6
NoneElect Andrey Kruglov as Director 2.7
NoneElect Aleksey Miller as Director 2.8
NoneElect Elena Mikhaylova as Director 2.9
NoneElect Aleksandr Mikheyev as Director 2.10
NoneElect Valery Serdyukov as Director 2.11
NoneElect Kirill Seleznev as Director 2.12
NoneElect Sergey Fursenko as Director 2.13
NoneElect Vsevolod Cherepanov as Director 2.14
Page 114 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Novartis AG
Meeting Date: 02/22/2013 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Discharge of Board and Senior Management
2
ForForApprove Allocation of Income and Dividends of CHF 2.30 per Share
3
ForForApprove Remuneration System 4
ForForElect Verena Briner as Director 5.1
ForForElect Joerg Reinhardt as Director 5.2
ForForElect Charles Sawyers as Director 5.3
ForForElect William Winters as Director 5.4
ForForRatify PricewaterhouseCoopers AG as Auditors
6
Wynn Resorts, Limited
Meeting Date: 02/22/2013 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Remove Director Kazuo Okada For For
ForForAdjourn Meeting 2
Qatar Islamic Bank SAQ
Meeting Date: 02/24/2013 Country: Qatar
Meeting Type: Annual
Page 115 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Qatar Islamic Bank SAQ
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForApprove Board Report on Company Operations
1
ForApprove Sharia Supervisory Board Report 2
ForApprove Auditors' Report on Company Financial Statements
3
ForAccept Financial Statements 4
ForApprove Dividends 5
ForApprove Discharge of Directors and Approuve Remuneration
6
ForRatify Auditors and Fix Their Remuneration 7
ForElect Sheikh Jassim Bin Hamadbin Jassim Bin Jabr Ai Thani as Director
8
ForElect Mohammad Binabdullatif Abdul Rahman Ai Mana as Director
9
ForElect Abdullatif Binabdullah Zeid Ai Mahmoud as Director
10
ForElect Mohamed Bin Issa Hamadal Hassan Ai Mohanadi as Director
11
ForElect Abdul Rahman Abdullahabdul Ghani Nasser Al Abdul Ghani as Director
12
ForElect Mansour Mohammad Abdulfattah Al Mosleh as Director
13
ForElect Issa Bin Rabia Issa Alrabia Al Kuwari as Director
14
ForElect Abdullah Saeedmohammad Al Eidah as Director
15
ForElect Nasser Rashed Suraye Alkaabi as Director
16
Absa Group Ltd
Meeting Date: 02/25/2013 Country: South Africa
Meeting Type: Special
Page 116 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Absa Group Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition by the Company of All of the Issued Share Capital of Barclays Africa Limited
For For
ForForApprove Change of Company Name to Barclays Africa Group Limited
2
ForForAuthorise Directors to Allot and Issue Absa Group Shares to Barclays and the Horizon Trust as Consideration Payable by the Company to Barclays
3
ForForAuthorise Board to Ratify and Execute Approved Resolutions
4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Acquisition by the Company of All of the Issued Share Capital of Barclays Africa Limited
1
ForApprove Change of Company Name to Barclays Africa Group Limited
2
ForAuthorise Directors to Allot and Issue Absa Group Shares to Barclays and the Horizon Trust as Consideration Payable by the Company to Barclays
3
ForAuthorise Board to Ratify and Execute Approved Resolutions
4
CIMB Group Holdings Bhd
Meeting Date: 02/25/2013 Country: Malaysia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Dividend Reinvestment Scheme For For
Page 117 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
KONE Corporation
Meeting Date: 02/25/2013 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports; Receive Board's and Auditor's Reports; Receive CEO's Review
6
ForForAccept Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income and Dividends of EUR 1.745 per Class A Share and EUR 1.75 per Class B Share
8
ForForApprove Discharge of Board and President 9
ForForApprove Remuneration of Directors in the Amount of EUR 54,000 for Chairman, EUR 44,000 for Vice Chairman, EUR 33,000 for Other Directors, and EUR 16,500 for Deputy Members; Approve Attendance Fees for Board and Committee Work
10
ForForFix Number of Directors at Eight; Fix Number of Deputy Members at One
11
AgainstForReelect Shinichiro Akiba, Matti Alahuhta, Anne Brunila, Antti Herlin, Jussi Herlin, Sirkka Hamalainen-Lindfors, Juhani Kaskeala, and Sirpa Pietikainen as Directors; Elect Iiris Herlin as New Deputy Member
12
ForForApprove Remuneration of Auditors 13
ForForFix Number of Auditors at Two 14
ForForRatify PricewaterhouseCoopers Oy and Heikki Lassila as Auditors
15
ForForAuthorize Repurchase of up to 3.8 Million Class A Shares and 21.8 Million Class B Shares
16
Close Meeting 17
Page 118 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Qatar Electricity & Water Company
Meeting Date: 02/25/2013 Country: Qatar
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForApprove Board Report on Company Operations
1
ForApprove Auditors' Report on Company Financial Statements
2
ForApprove Financial Statements and Allocation of Income
3
ForApprove Discharge of Directors and Approuve their Remuneration
4
ForApprove Corporate Governance Report 5
ForRatify Auditors and Fix Their Remuneration 6
Kewpie Corp.
Meeting Date: 02/26/2013 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Miyake, Minesaburo For For
ForForElect Director Okumura, Akio 1.2
ForForElect Director Nakashima, Amane 1.3
ForForElect Director Yoshimura, Hiroshi 1.4
ForForElect Director Katsuyama, Tadaaki 1.5
ForForElect Director Wada, Yoshiaki 1.6
ForForElect Director Takemura, Shigeki 1.7
ForForElect Director Nishio, Hideaki 1.8
ForForElect Director Inoe, Nobuo 1.9
ForForElect Director Suda, Shigehiro 1.10
ForForElect Director Furutachi, Masafumi 1.11
Page 119 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Kewpie Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Goto, Nobutaka 1.12
ForForElect Director Hyodo, Toru 1.13
AgainstForApprove Annual Bonus Payment to Directors 2
The Bankers Investment Trust plc
Meeting Date: 02/26/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
AgainstForRe-elect Richard Brewster as Director 4
ForForRe-elect Richard Burns as Director 5
ForForRe-elect Richard Killingbeck as Director 6
ForForRe-elect Peter Sullivan as Director 7
ForForRe-elect Matthew Thorne as Director 8
ForForElect Susan Inglis as Director 9
ForForReappoint PricewaterhouseCoopers LLP as Auditors
10
ForForAuthorise Board to Fix Remuneration of Auditors
11
ForForAuthorise Issue of Equity with Pre-emptive Rights
12
ForForAuthorise Issue of Equity without Pre-emptive Rights
13
ForForAuthorise Market Purchase of Ordinary Shares 14
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
15
Page 120 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
The Commercial Bank of Qatar QSC
Meeting Date: 02/26/2013 Country: Qatar
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForApprove Board Report on Company Operations
1
ForApprove Auditors' Report on Company Financial Statements
2
ForAccept Financial Statements and Statutory Reports
3
ForApprove Dividends 4
ForApprove Discharge of Directors 5
ForApprove Remuneration of Directors 6
ForRatify Auditors and Fix Their Remuneration 7
ForApprove Corporate Governance Report 8
Extraordinary Business
ForAmend Article 26-3 of Bylaws Re: Directors Holdings
1
Zhaojin Mining Industry Co., Ltd.
Meeting Date: 02/26/2013 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Lu Dongshang as Executive Director For Against
AgainstForElect Weng Zhanbin as Executive Director 1b
AgainstForElect Li Xiuchen as Executive Director 1c
AgainstForElect Liang Xinjun as Non-Executive Director 1d
AgainstForElect Cong Jianmao as Non-Executive Director 1e
AgainstForElect Ye Kai as Non-Executive Director 1f
AgainstForElect Kong Fanhe as Non-Executive Director 1g
Page 121 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Zhaojin Mining Industry Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForElect Xie Jiyuan as Independent Non-Executive Director
1h
AgainstForElect Ye Tianzhu as Independent Non-Executive Director
1i
AgainstForElect Chen Jinrong as Independent Non-Executive Director
1j
AgainstForElect Choy Sze Chung Jojo as Independent Non-Executive Director
1k
AgainstForElect Wang Xiaojie as Supervisor 2a
AgainstForElect Jin Ting as Supervisor 2b
ForForApprove Remuneration Package For Directors of the Fourth Session of the Board and Supervisors of the Fourth Session of the Supervisory Committee
3
Apple Inc.
Meeting Date: 02/27/2013 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director William Campbell For For
ForForElect Director Timothy Cook 1.2
ForForElect Director Millard Drexler 1.3
ForForElect Director Al Gore 1.4
ForForElect Director Robert Iger 1.5
ForForElect Director Andrea Jung 1.6
ForForElect Director Arthur Levinson 1.7
ForForElect Director Ronald Sugar 1.8
ForForAmend Articles of Incorporation 2
ForForRatify Auditors 3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
ForAgainstStock Retention/Holding Period 5
AgainstAgainstEstablish Board Committee on Human Rights 6
Page 122 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Deere & Company
Meeting Date: 02/27/2013 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Samuel R. Allen For For
ForForElect Director Crandall C. Bowles 1b
ForForElect Director Vance D. Coffman 1c
ForForElect Director Charles O. Holliday, Jr. 1d
ForForElect Director Dipak C. Jain 1e
ForForElect Director Clayton M. Jones 1f
ForForElect Director Joachim Milberg 1g
ForForElect Director Richard B. Myers 1h
ForForElect Director Thomas H. Patrick 1i
ForForElect Director Aulana L. Peters 1j
ForForElect Director Sherry M. Smith 1k
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForAmend Executive Incentive Bonus Plan 3
ForForRatify Auditors 4
First Gulf Bank PJSC
Meeting Date: 02/27/2013 Country: United Arab Emirates
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Board Report on Company Operations
For
ForApprove Auditors' Report on Company Financial Statements
2
ForAccept Financial Statements and Statutory Reports
3
ForApprove Allocation of Income and Dividends 4
Page 123 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
First Gulf Bank PJSC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Discharge of Directors 5
ForApprove Discharge of Auditors 6
ForRatify Auditors and Fix Their Remuneration 7
AEON Financial Service Co., Ltd.
Meeting Date: 02/28/2013 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Adoption of Holding Company Structure and Transfer of Operations to Two Wholly-Owned Subsidiaries
For For
ForForAmend Articles To Change Company Name - Amend Business Lines
2
Alpek SAB de CV
Meeting Date: 02/28/2013 Country: Mexico
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal Year 2012
For For
ForForApprove Allocation of Income and Dividends; Approve Maximum Amount for Repurchase of Shares
2
AgainstForElect Directors and Chairman of Audit and Corporate Practices Committee; Fix Their Remuneration
3
ForForAuthorize Board to Ratify and Execute Approved Resolutions
4
ForForApprove Minutes of Meeting 5
Page 124 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Alpek SAB de CV
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAccept Financial Statements and Statutory Reports for Fiscal Year 2012
1
ForApprove Allocation of Income and Dividends; Approve Maximum Amount for Repurchase of Shares
2
ForElect Directors and Chairman of Audit and Corporate Practices Committee; Fix Their Remuneration
3
ForAuthorize Board to Ratify and Execute Approved Resolutions
4
ForApprove Minutes of Meeting 5
Alternative Investment Strategies Ltd
Meeting Date: 02/28/2013 Country: Guernsey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions - Ordinary Business
ForForAccept Financial Statements and Statutory Reports
1
AbstainForReelect Duncan Baxter as Director 2
AbstainForReelect Alan Djanogly as Director 3
AbstainForReelect John Walley as Director 4
AbstainForReelect Nicholas Wilson as Director 5
ForForApprove Remuneration Report 6
ForForReappoint Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
7
Ordinary Resolutions - Special Business
ForForApprove Continuation of Company as Investment Trust
8
Special Resolutions - Special Business
ForForApprove Share Repurchase Program 9
Page 125 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Alternative Investment Strategies Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
10
AmerisourceBergen Corporation
Meeting Date: 02/28/2013 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Steven H. Collis For For
ForForElect Director Douglas R. Conant 1.2
ForForElect Director Richard W. Gochnauer 1.3
ForForElect Director Richard C. Gozon 1.4
ForForElect Director Edward E. Hagenlocker 1.5
ForForElect Director Kathleen W. Hyle 1.6
ForForElect Director Michael J. Long 1.7
ForForElect Director Henry W. McGee 1.8
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Cable & Wireless Communications plc
Meeting Date: 02/28/2013 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Disposal of 51 Percent Shareholding in Companhia de Telecomunicações de Macau S.A.R.L.
For Abstain
Page 126 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Infineon Technologies AG
Meeting Date: 02/28/2013 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2011/2012 (Non-Voting)
Do Not Vote
ForApprove Allocation of Income and Dividends of EUR 0.12 per Share
2
Do Not Vote
ForApprove Discharge of Management Board for Fiscal 2011/2012
3
Do Not Vote
ForApprove Discharge of Supervisory Board for Fiscal 2011/2012
4
Do Not Vote
ForRatify KPMG as Auditors for Fiscal 2012/2013 5
Do Not Vote
ForApprove Remuneration System for Management Board Members
6
Do Not Vote
ForAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
7
Do Not Vote
ForAuthorize Use of Financial Derivatives when Repurchasing Shares
8
Do Not Vote
ForApprove Cancellation of Conditional Capital Authorization
9
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2011/2012 (Non-Voting)
1
ForApprove Allocation of Income and Dividends of EUR 0.12 per Share
2
ForApprove Discharge of Management Board for Fiscal 2011/2012
3
ForApprove Discharge of Supervisory Board for Fiscal 2011/2012
4
ForRatify KPMG as Auditors for Fiscal 2012/2013 5
ForApprove Remuneration System for Management Board Members
6
ForAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
7
Page 127 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Infineon Technologies AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAuthorize Use of Financial Derivatives when Repurchasing Shares
8
ForApprove Cancellation of Conditional Capital Authorization
9
KT&G Corp.
Meeting Date: 02/28/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 3,200 per Share
For For
ForForAmend Articles of Incorporation 2
ForForReelect Min Young-Jin as Inside Director 3
ForForReelect Two Outside Directors (Bundled) 4
ForForReelect Cho Kyu-Ha as Member of Audit Committee
5
ForForApprove Total Remuneration of Inside Directors and Outside Directors
6
Leucadia National Corporation
Meeting Date: 02/28/2013 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition OR Issue Shares in Connection with Acquisition
For For
AgainstForAmend Securities Transfer Restrictions 2
AgainstForAdvisory Vote on Golden Parachutes 3
ForForAdjourn Meeting 4
Page 128 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Novozymes A/S
Meeting Date: 02/28/2013 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
Do Not Vote
ForApprove Financial Statements and Statutory Reports
2
Do Not Vote
ForApprove Allocation of Income and Dividends of DKK 2.20 per Share
3
Do Not Vote
ForApprove Unchanged Remuneration of Directors and Audit Committee
4
Do Not Vote
ForRelect Henrik Gurtler (Chairman) as Director 5
Do Not Vote
ForRelect Kurt Nielsen (Vice-Chairman) as Director
6
Do Not Vote
ForReelect Lena Olving as Director 7a
Do Not Vote
ForReelect Jorgen Rasmussen as Director 7b
Do Not Vote
ForReelect Agnete Raaschou-Nielsen as Director 7c
Do Not Vote
ForReelect Mathias Uhlen as Director 7d
Do Not Vote
ForRatify PricewaterhouseCoopers Statsautoriseret Revisionspartnerselskab as Auditors
8
Do Not Vote
ForApprove Reduction of DKK 10.6 Million in Share Capital via Share Cancellation
9a
Do Not Vote
ForAuthorize Board or Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration
9b
Other Business 10
PowerShares Global Funds Ireland plc - EQQQ Fund
Meeting Date: 02/28/2013 Country: Ireland
Meeting Type: Annual
Page 129 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
PowerShares Global Funds Ireland plc - EQQQ Fund
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
2
AgainstForRe-elect Benjamin Fulton as Director 3
ForForRe-elect Adrian Waters as Director 4
PT Bank Rakyat Indonesia (Persero) Tbk
Meeting Date: 02/28/2013 Country: Indonesia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Annual Report, Financial Statements, and Commissioners' Report
For For
ForForApprove Annual Report and Financial Statements of the Partnership and Community Development Program
2
ForForApprove Allocation of Income 3
ForForApprove Remuneration of Directors and Commissioners
4
ForForApprove Auditors and Authorize Board to Fix Their Remuneration
5
ForForApprove Implementation of Minister of State-Owned Enterprises Regulations
6
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Annual Report, Financial Statements, and Commissioners' Report
1
ForApprove Annual Report and Financial Statements of the Partnership and Community Development Program
2
ForApprove Allocation of Income 3
Page 130 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
PT Bank Rakyat Indonesia (Persero) Tbk
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Remuneration of Directors and Commissioners
4
ForApprove Auditors and Authorize Board to Fix Their Remuneration
5
ForApprove Implementation of Minister of State-Owned Enterprises Regulations
6
Royal Bank Of Canada
Meeting Date: 02/28/2013 Country: Canada
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director W. Geoffrey Beattie For For
ForForElect Director D.F. Denison 1.2
ForForElect Director Paule Gauthier 1.3
ForForElect Director Richard L. George 1.4
ForForElect Director Timothy J. Hearn 1.5
ForForElect Director Alice D. Laberge 1.6
ForForElect Director Jacques Lamarre 1.7
ForForElect Director Brandt C. Louie 1.8
ForForElect Director Michael H. McCain 1.9
ForForElect Director Heather Munroe-Blum 1.10
ForForElect Director Gordon M. Nixon 1.11
ForForElect Director David P. O'Brien 1.12
ForForElect Director J. Pedro Reinhard 1.13
ForForElect Director Edward Sonshine 1.14
ForForElect Director Kathleen P. Taylor 1.15
ForForElect Director Bridget A. van Kralingen 1.16
ForForElect Director Victor L. Young 1.17
ForForRatify Deloitte LLP as Auditors 2
ForForAdvisory Vote on Executive Compensation Approach
3
Page 131 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Royal Bank Of Canada
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Shareholder Proposals
AgainstAgainstSP 1: Increase Disclosure of Pension Plans 4
AgainstAgainstSP 2: Adopt Policy for Equitable Treatment under the Pension Plans
5
AgainstAgainstSP 3: Adopt Policy on Gender Equality in Executive Positions
6
AgainstAgainstSP 4: Adopt an Internal Pay Ratio 7
AgainstAgainstSP 5: Publish Summary of Annual Meetings and Questions Raised at Meetings
8
AgainstAgainstSP 6: Amend Bylaws- Shareholder Bill of Rights
9
AgainstAgainstSP 7: Revoke Appointment of Deloitte & Touche LLP as Auditor
10
AgainstAgainstSP 8: Amend Bylaws- Director Remuneration 11
AgainstAgainstSP 9: Amend Bylaw to Limit Number of Directors
12
S.P. Setia Bhd.
Meeting Date: 02/28/2013 Country: Malaysia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Final Dividend of MYR 0.09 Per Share For For
ForForElect Teow Leong Seng as Director 2
ForForElect Farida Binti Mohd Ariffin as Director 3
ForForElect Zaki Bin Tun Azmi as Director 4
ForForElect Zahid Bin Mohd Noordin as Director 5
ForForApprove Remuneration of Directors 6
ForForApprove Mazars as Auditors and Authorize Board to Fix Their Remuneration
7
ForForApprove Implementation of Shareholders' Mandate for Recurrent Related Party Transactions
8
ForForAmend Articles of Association 9
Page 132 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
S.P. Setia Bhd.
Meeting Date: 02/28/2013 Country: Malaysia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Termination of Existing Employees' Share Option Scheme
For For
AgainstForApprove Long Term Incentive Plan (Proposed LTIP)
2
AgainstForApprove Grant of Awards to Voon Tin Yow, Executive Director, Under the Proposed LTIP
3
AgainstForApprove Grant of Awards to Teow Leong Seng, Executive Director, Under the Proposed LTIP
4
AgainstForApprove Grant of Awards to Chang Khim Wah, Executive Director, Under the Proposed LTIP
5
Investors In Global Real Estate Ltd.
Meeting Date: 03/01/2013 Country: Guernsey
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Share Repurchase Program For For
The Sage Group plc
Meeting Date: 03/01/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForElect Donald Brydon as Director 3
Page 133 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
The Sage Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Guy Berruyer as Director 4
ForForRe-elect Paul Harrison as Director 5
ForForRe-elect Tamara Ingram as Director 6
ForForRe-elect Ruth Markland as Director 7
ForForRe-elect Ian Mason as Director 8
ForForRe-elect Mark Rolfe as Director 9
ForForReappoint PricewaterhouseCoopers LLP as Auditors
10
ForForAuthorise Board to Fix Remuneration of Auditors
11
ForForApprove Remuneration Report 12
ForForAuthorise Issue of Equity with Pre-emptive Rights
13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise Market Purchase of Ordinary Shares 15
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
16
ForForApprove Increase in the Aggregate Limit of Fees Payable to Directors
17
Bancolombia SA
Meeting Date: 03/04/2013 Country: Colombia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting/Verify Quorum
ForForApprove Meeting Agenda/Notice 2
ForForElect Meeting Approval Committee 3
ForForApprove Board and Chairman Reports 4
ForForPresent Individual and Consolidated Financial Statements
5
ForForAccept External Auditor's Report 6
Page 134 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Bancolombia SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Financial Statements and Management Report
7
ForForApprove Allocation of Income 8
AgainstForApprove Issuance of Preferred Shares Without Voting Rights
9
AgainstForElect Directors for Period 2013-2015 10
ForForElect Financial Consumer Representative and Alternate
11
ForForApprove Remuneration of Directors 12
ForForAuthorize Board to Fix Remuneration of Auditor
13
AgainstForApprove Donations 14
AgainstForOther Business (Voting) 15
Corporacion Financiera Colombiana SA
Meeting Date: 03/04/2013 Country: Colombia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Holders of Ordinary Shares and Preferential Shares without Voting Rights
Open Meeting/Verify Quorum 1
ForForApprove Meeting Agenda 2
ForForElect Meeting Approval Committee 3
ForForAccept Board of Directors and Chairman's Report
4
ForForPresent Individual and Consolidated Balance for 2012 Fiscal Year
5
ForForPresent Auditor's Report 6
ForForAccept Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income 8
ForForApprove Report on Internal Control System and on Activities of Audit Committee
9
Page 135 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Corporacion Financiera Colombiana SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForElect Directors and Approve Their Remuneration
10
ForForElect Auditors and Fix Their Remuneration 11
ForForPresent Plan to Adhere to Legislation NIIF Law 2784 2012
12
AgainstForOther Business (Voting) 13
JPMorgan Russian Securities plc
Meeting Date: 03/04/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForRe-elect Lysander Tennant as Director 3
ForForRe-elect Alexander Easton as Director 4
ForForRe-elect Robert Jeens as Director 5
ForForRe-elect George Nianias as Director 6
ForForRe-elect Gillian Nott as Director 7
ForForReappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration
8
ForForAuthorise Issue of Equity with Pre-emptive Rights
9
ForForAuthorise Issue of Equity without Pre-emptive Rights
10
ForForAuthorise Market Purchase of Ordinary Shares 11
Aberforth Smaller Companies Trust plc
Meeting Date: 03/05/2013 Country: United Kingdom
Meeting Type: Annual
Page 136 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Aberforth Smaller Companies Trust plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForRe-elect Paul Marsh as Director 3
ForForRe-elect David Jeffcoat as Director 4
ForForRe-elect Walter Nimmo as Director 5
ForForRe-elect Richard Rae as Director 6
ForForElect Paul Trickett as Director 7
ForForReappoint Ernst & Young LLP as Auditors 8
ForForAuthorise Board to Fix Remuneration of Auditors
9
ForForAuthorise Market Purchase of Ordinary Shares 10
Applied Materials, Inc.
Meeting Date: 03/05/2013 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Aart J. de Geus For For
ForForElect Director Stephen R. Forrest 1b
ForForElect Director Thomas J. Iannotti 1c
ForForElect Director Susan M. James 1d
ForForElect Director Alexander A. Karsner 1e
ForForElect Director Gerhard H. Parker 1f
ForForElect Director Dennis D. Powell 1g
ForForElect Director Willem P. Roelandts 1h
ForForElect Director James E. Rogers 1i
ForForElect Director Michael R. Splinter 1j
ForForElect Director Robert H. Swan 1k
Page 137 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Applied Materials, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
Coca-Cola FEMSA SAB de CV
Meeting Date: 03/05/2013 Country: Mexico
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Class A and D Shares Have Voting Rights on All Items; Class L Shares Only Have Voting Rights on Item 5
ForForApprove Report of CEO, Directors Opinion on CEO Report; Approve Audit and Corporate Practices Committee Report; and Present Financial Statements in Accordance With Article 172 of Corporate Law
1
ForForAccept Report on Adherence to Fiscal Obligations
2
ForForApprove Allocation of Income and Cash Dividends
3
ForForSet Maximum Nominal Amount of Share Repurchase Reserve
4
AgainstForElect Directors and Secretaries; Verify Director's Independence Classification as Per Mexican Securities Law; Approve Their Respective Remuneration
5
ForForElect Members of Financing and Planning Committee, Audit Committee and Corporate Practices Committee; Elect Chairman of Committees and Fix their Respective Remuneration
6
ForForAuthorize Board to Ratify and Execute Approved Resolutions
7
ForForApprove Minutes of Meeting 8
International Game Technology
Meeting Date: 03/05/2013 Country: USA
Meeting Type: Proxy Contest
Page 138 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
International Game Technology
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Management Proxy (White Card)
ForForElect Director Paget L. Alves 1.1
ForForElect Director Janice Chaffin 1.2
ForForElect Director Greg Creed 1.3
ForForElect Director Patti S. Hart 1.4
ForForElect Director Robert J. Miller 1.5
ForForElect Director David E. Roberson 1.6
ForForElect Director Vincent L. Sadusky 1.7
ForForElect Director Philip G. Satre 1.8
AgainstForAmend Omnibus Stock Plan 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForRatify Auditors 4
Dissident Proxy (Gold Card)
WithholdForElect Director Raymond J. Brooks, Jr. 1.1
WithholdForElect Director Charles N. Mathewson 1.2
WithholdForElect Director Daniel B. Silvers 1.3
WithholdForManagement Nominee - Janice Chaffin 1.4
WithholdForManagement Nominee - Greg Creed 1.5
WithholdForManagement Nominee - Patti S. Hart 1.6
WithholdForManagement Nominee - Robert J. Miller 1.7
WithholdForManagement Nominee - Philip G. Satre 1.8
AgainstNoneAmend Omnibus Stock Plan 2
AgainstNoneAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForNoneRatify Auditors 4
Joy Global Inc.
Meeting Date: 03/05/2013 Country: USA
Meeting Type: Annual
Page 139 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Joy Global Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Steven L. Gerard For For
ForForElect Director John T. Gremp 1.2
ForForElect Director John Nils Hanson 1.3
ForForElect Director Gale E. Klappa 1.4
ForForElect Director Richard B. Loynd 1.5
ForForElect Director P. Eric Siegert 1.6
ForForElect Director Michael W. Sutherlin 1.7
ForForElect Director James H. Tate 1.8
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForNoneAdopt Majority Voting for Uncontested Election of Directors
4
Kroton Educacional S.A
Meeting Date: 03/05/2013 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2:1 Stock Split For Do Not Vote
Do Not Vote
ForAmend Articles to Reflect Changes in Capital 2
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove 2:1 Stock Split 1
ForAmend Articles to Reflect Changes in Capital 2
Page 140 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
QUALCOMM Incorporated
Meeting Date: 03/05/2013 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Barbara T. Alexander For For
ForForElect Director Donald G. Cruickshank 1b
ForForElect Director Raymond V. Dittamore 1c
ForForElect Director Susan Hockfield 1d
ForForElect Director Thomas W. Horton 1e
ForForElect Director Paul E. Jacobs 1f
ForForElect Director Sherry Lansing 1g
ForForElect Director Duane A. Nelles 1h
ForForElect Director Francisco Ros 1i
ForForElect Director Brent Scowcroft 1j
ForForElect Director Marc I. Stern 1k
AgainstForAmend Omnibus Stock Plan 2
ForForRatify Auditors 3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Director Barbara T. Alexander 1a
ForElect Director Donald G. Cruickshank 1b
ForElect Director Raymond V. Dittamore 1c
ForElect Director Susan Hockfield 1d
ForElect Director Thomas W. Horton 1e
ForElect Director Paul E. Jacobs 1f
ForElect Director Sherry Lansing 1g
ForElect Director Duane A. Nelles 1h
ForElect Director Francisco Ros 1i
Page 141 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
QUALCOMM Incorporated
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Director Brent Scowcroft 1j
ForElect Director Marc I. Stern 1k
ForAmend Omnibus Stock Plan 2
ForRatify Auditors 3
ForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
TOTVS SA
Meeting Date: 03/05/2013 Country: Brazil
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012
For Do Not Vote
Do Not Vote
ForApprove Allocation of Income and Dividends 2
Do Not Vote
ForElect Director 3
Do Not Vote
ForApprove Remuneration of Executive Officers and Non-Executive Directors
4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAccept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012
1
ForApprove Allocation of Income and Dividends 2
ForElect Director 3
ForApprove Remuneration of Executive Officers and Non-Executive Directors
4
Weichai Power Co., Ltd.
Meeting Date: 03/05/2013 Country: Hong Kong
Meeting Type: Special
Page 142 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Weichai Power Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Weichai Westport Supply Agreement and the Relevant New Caps
For For
ForForApprove Weichai Westport Purchase Agreement and the Relevant New Caps
2
ForForApprove Weichai Westport Logistics Agreement and the Relevant New Caps
3
ForForApprove Weichai Westport Leasing Agreement and the Relevant New Caps
4
Helmerich & Payne, Inc.
Meeting Date: 03/06/2013 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Hans Helmerich For For
ForForElect Director John W. Lindsay 1.2
ForForElect Director Paula Marshall 1.3
ForForElect Director Randy A. Foutch 1.4
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForNoneRequire a Majority Vote for the Election of Directors
4
Light S.A.
Meeting Date: 03/06/2013 Country: Brazil
Meeting Type: Special
Page 143 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Light S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Luiz Carlos da Silva Cantidio Junior as Director
For Do Not Vote
TE Connectivity Ltd.
Meeting Date: 03/06/2013 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Pierre R. Brondeau For For
ForForElect Director Juergen W. Gromer 1.2
ForForElect Director William A. Jeffrey 1.3
ForForElect Director Thomas J. Lynch 1.4
ForForElect Director Yong Nam 1.5
ForForElect Director Daniel J. Phelan 1.6
ForForElect Director Frederic M. Poses 1.7
ForForElect Director Lawrence S. Smith 1.8
ForForElect Director Paula A. Sneed 1.9
ForForElect Director David P. Steiner 1.10
ForForElect Director John C. Van Scoter 1.11
ForForAccept Annual Report for Fiscal 2011/2012 2.1
ForForAccept Statutory Financial Statements for Fiscal 2012/2013
2.2
ForForAccept Consolidated Financial Statements for Fiscal 2012/2013
2.3
ForForApprove Discharge of Board and Senior Management
3
ForForRatify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2012/2013
4.1
ForForRatify Deloitte AG as Swiss Registered Auditors for Fiscal 2012/2013
4.2
Page 144 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
TE Connectivity Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRatify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2012/2013
4.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
5
ForForApprove Ordinary Cash Dividend 6
ForForRenew Authorized Capital 7
ForForApprove Reduction in Share Capital 8
ForForAdjourn Meeting 9
The Walt Disney Company
Meeting Date: 03/06/2013 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.a Elect Director Susan E. Arnold For For
ForForElect Director John S. Chen 1.b
ForForElect Director Judith L. Estrin 1.c
ForForElect Director Robert A. Iger 1.d
ForForElect Director Fred H. Langhammer 1.e
ForForElect Director Aylwin B. Lewis 1.f
ForForElect Director Monica C. Lozano 1.g
ForForElect Director Robert W. Matschullat 1.h
ForForElect Director Sheryl K. Sandberg 1.i
ForForElect Director Orin C. Smith 1.j
ForForRatify Auditors 2
AgainstForAmend Executive Incentive Bonus Plan 3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
ForAgainstAdopt Proxy Access Right 5
ForAgainstRequire Independent Board Chairman 6
Page 145 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
TransDigm Group Incorporated
Meeting Date: 03/06/2013 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Mervin Dunn For For
ForForElect Director Michael S. Graff 1.2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
ForNoneDeclassify the Board of Directors 4
Tyco International Ltd.
Meeting Date: 03/06/2013 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Discharge of Board and Senior Management
2
ForForElect Director Edward D. Breen 3.1
ForForElect Director Michael E. Daniels 3.2
ForForElect Director Frank M. Drendel 3.3
ForForElect Director Brian Duperreault 3.4
ForForElect Director Rajiv L. Gupta 3.5
ForForElect Director John A. Krol 3.6
ForForElect Director George R. Oliver 3.7
ForForElect Director Brendan R. O'Neill 3.8
ForForElect Director Sandra S. Wijnberg 3.9
ForForElect Director R. David Yost 3.10
ForForRatify Deloitte AG as Auditors 4a
Page 146 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Tyco International Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAppoint Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2012/2013
4b
ForForRatify PricewaterhouseCoopers AG as Special Auditors
4c
ForForApprove Allocation of Income 5a
ForForApprove Ordinary Cash Dividend 5b
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
6
AgainstForRenew Authorized Capital 7
ForForApprove Reduction in Share Capital 8
CorpBanca
Meeting Date: 03/07/2013 Country: Chile
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Annual Report, Financial Statements, and Audit Report and Notes for Fiscal Year 2012
For Do Not Vote
Do Not Vote
ForElect External Auditors for Fiscal Year 2013 2
Do Not Vote
ForElect Directors 3
Do Not Vote
ForApprove Remuneration of Directors 4
Receive Special Auditors' Report Regarding Related-Party Transactions
5
Do Not Vote
ForApprove Allocation of 50 Percent of Net Income of CLP 60.04 Billion in Dividend Form
6
Do Not Vote
ForFix and Approve Company's Future Dividend Policy Which Will Allocate at Least 50 Percent of Net Income
7
Do Not Vote
ForApprove Remuneration, and Budget of Director-Audit Committee; Receive Activity Reports of Director-Audit Committee
8
Do Not Vote
ForDesignate Newspaper to Publish Meeting Announcements
9
Page 147 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Electra Private Equity plc
Meeting Date: 03/07/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForElect Roger Yates as Director 3
ForForRe-elect Dr Colette Bowe as Director 4
ForForReappoint PricewaterhouseCoopers LLP as Auditors
5
ForForAuthorise Board to Fix Remuneration of Auditors
6
ForForAdopt New Articles of Association 7
ForForAuthorise Market Purchase of Ordinary Shares 8
Green Mountain Coffee Roasters, Inc.
Meeting Date: 03/07/2013 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Barbara D. Carlini For For
ForForElect Director Hinda Miller 1.2
ForForElect Director Norman H. Wesley 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
Petropavlovsk plc
Meeting Date: 03/07/2013 Country: United Kingdom
Meeting Type: Special
Page 148 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Petropavlovsk plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issue of Shares by IRC Limited For Abstain
TDC A/S
Meeting Date: 03/07/2013 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
Do Not Vote
ForApprove Financial Statements and Statutory Reports
2
Do Not Vote
ForApprove Discharge of Management and Board 3
Do Not Vote
ForApprove Allocation of Income 4
Do Not Vote
ForReelect Vagn Sorensen as Director 5a
Do Not Vote
ForReelect Pierre Danon as Director 5b
Do Not Vote
ForReelect Stine Bosse as Director 5c
Do Not Vote
ForReelect Angus Porter as Director 5d
Do Not Vote
ForReelect Lars Rasmussen as Director 5e
Do Not Vote
ForReelect Soren Sorensen as Director 5f
Do Not Vote
ForElect Pieter Knook as Director 5g
Do Not Vote
ForRatify PricewaterhouseCoopers as Auditors 6
Do Not Vote
ForAuthorize Share Repurchase Program 7a
Do Not Vote
ForApprove Guidelines for Incentive-Based Compensation for Executive Management and Board
7b
Page 149 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
TDC A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Remuneration of Directors in the Maximum Aggregate Amount of DKK 8 Million
7c
Do Not Vote
ForApprove DKK 13 Million Reduction in Share Capital via Share Cancellation; Amend Articles of Association Accordingly
7d
Other Business 8
Wartsila Oyj
Meeting Date: 03/07/2013 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports, the Board's Report, and the Auditor's Report; Receive Review by the CEO
6
ForForAccept Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income and Dividends of EUR 1.00 Per Share
8
ForForApprove Discharge of Board and President 9
ForForApprove Remuneration of Directors in the Amount of EUR 120,000 for Chairman, EUR 90,000 for Vice Chairman, and EUR 60,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work
10
ForForFix Number of Directors at Nine 11
ForForReelect Maarit Aarni-Sirvio, Kaj-Gustaf Bergh (Vice Chairman), Alexander Ehrnrooth, Paul Ehrnrooth, Gunilla Nordstrom, Mikael Lilius (Chairman), Markus Rauramo, and Matti Vuoria as Directors; Elect Sune Carlsson as New Director
12
Page 150 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Wartsila Oyj
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration of Auditors 13
ForForRatify KPMG as Auditors 14
ForForAuthorize Share Repurchase of up to 19 Million Issued Shares
15a
ForForAuthorize Reissuance of up to 19 Million Repurchased Shares
15b
Close Meeting 16
ZTE Corporation
Meeting Date: 03/07/2013 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Elect Nine Non-Independent Directors by Cumulative Voting
ForForElect Hou Weigui as Non-Independent Director
1a
ForForElect Zhang Jianheng as Non-Independent Director
1b
ForForElect Xie Weiliang as Non-Independent Director
1c
ForForElect Wang Zhanchen as Non-Independent Director
1d
ForForElect Zhang Junchao as Non-Independent Director
1e
ForForElect Dong Lianbo as Non-Independent Director
1f
ForForElect Shi Lirong as Non-Independent Director 1g
ForForElect Yin Yimin as Non-Independent Director 1h
ForForElect He Shiyou as Non-Independent Director 1i
Elect Five Independent Non-Executive Directors by Cumulative Voting
ForForElect Qu Xiaohui as Independent Non-Executive Director
1j
ForForElect Chen Naiwei as Independent Non-Executive Director
1k
Page 151 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
ZTE Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Wei Wei as Independent Non-Executive Director
1l
ForForElect Tan Zhenhui as Independent Non-Executive Director
1m
ForForElect Timothy Alexander Steinert as Independent Non-Executive Director
1n
Elect Two Shareholders' Representative Supervisors by Cumulative Voting
ForForElect Chang Qing as Shareholders' Representative Supervisor
2a
ForForElect Xu Weiyan as Shareholders' Representative Supervisor
2b
ForForAmend Articles of Association of the Company 3
Embraer SA
Meeting Date: 03/08/2013 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles 2, 8, 33, 39, and 40 Re: Competencies of Board of Directors and Executive Members
For Do Not Vote
Do Not Vote
ForAmend Articles 27, 29, 30, 31, 32, 33, 34, and 35 Re: Board Structure
2
Do Not Vote
ForAmend Articles 9, 10, 11, 12, 16, 18, 20, 22, 23, 30, 31, 32, 33, 39, 47, 49, 54, 55, and 59
3
LG Display Co.
Meeting Date: 03/08/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
Page 152 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
LG Display Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAmend Articles of Incorporation 2
ForForReelect Ahn Tae-Sik as Outside Director 3.1
ForForElect Park Joon as Outside Director 3.2
ForForReelect Ahn Tae-Sik as Member of Audit Committee
4.1
ForForElect Park Joon as Member of Audit Committee
4.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Talvivaara Mining Company plc
Meeting Date: 03/08/2013 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Capital Raising For Abstain
AbstainForAuthorise Board to Issue Shares to Address an Adjustment to the Terms of the Convertible Bond Due 2013
2
Mapfre S.A.
Meeting Date: 03/09/2013 Country: Spain
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements
For For
ForForApprove Discharge of Board 2
AgainstForRatify Co-option of and Elect José Ignacio Goirigolzarri Tellaeche as Director
3
AgainstForRatify Co-option of and Elect Manuel Lagares Gómez-Abascal as Director
4
Page 153 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Mapfre S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRatify Co-option of and Elect Esteban Pedrayes Larrauri as Director
5
ForForElect Adriana Casademont i Ruhí as Director 6
ForForElect Rafael Casas Gutiérrez as Director 7
ForForApprove Allocation of Income and Dividends 8
ForForAdd New Article 33 bis 9
AgainstForAuthorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities without Preemptive Rights
10
AgainstForApprove Listing of New Shares 11
AgainstForAuthorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 2 Billion
12
ForForAuthorize Share Repurchase of up to 10 Percent
13
ForForAdvisory Vote on Remuneration Policy Report 14
ForForRenew Appointment of Ernst & Young as Auditor
15
ForForAuthorize Board to Ratify and Execute Approved Resolutions
16
ForForAuthorize President and Secretary to Ratify and Execute Approved Resolutions
17
ForForAuthorize Board to Clarify or Interpret Previous Agenda Items
18
ForForThank Individuals Who Loyally Contribute to Company's Management in FY 2012
19
National Bank of Kuwait
Meeting Date: 03/09/2013 Country: Kuwait
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForApprove Board Report on Company Operations
1
Page 154 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
National Bank of Kuwait
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Auditors' Report on Company Financial Statements
2
ForAccept Financial Statements and Statutory Reports
3
ForApprove Discontinuing The Deduction For The Account Of The StatutoryReserve
4
ForApprove Dividends 5
ForApprove Stock Dividend Program 6
ForAuthorize Share Repurchase Program 7
ForApprove Related Party Transactions with Related Parties
8
ForApprove Discharge of Director and Approve Remuneration of Directors
9
ForApprove Related Party Transactions with Board Members
10
ForRatify Auditors and Fix Their Remuneration 11
ForElect Directors (Bundled) 12
National Bank of Kuwait
Meeting Date: 03/09/2013 Country: Kuwait
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
ForAuthorize Bonus Share Issue 1
ForAmend Articles to Reflect Changes in Capital 2
ForAuthorize Issuance of Bonds 3
AngloGold Ashanti Ltd
Meeting Date: 03/11/2013 Country: South Africa
Meeting Type: Special
Page 155 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
AngloGold Ashanti Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForAmend Long Term Incentive Plan 2005 1
ForForAmend Bonus Share Plan 2005 2
Special Resolution
Adopt New Memorandum of Incorporation 1
Continuation of Ordinary Resolutions
ForForAuthorise Board to Ratify and Execute Approved Resolutions
3
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForAmend Long Term Incentive Plan 2005 1
ForAmend Bonus Share Plan 2005 2
Special Resolution
Adopt New Memorandum of Incorporation 1
Continuation of Ordinary Resolutions
ForAuthorise Board to Ratify and Execute Approved Resolutions
3
Anhanguera Educacional Participacoes S.A
Meeting Date: 03/11/2013 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Stock Option Plan For Do Not Vote
Page 156 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Anhanguera Educacional Participacoes S.A
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForRatify Acquisition of Grupo Uniban, including Academia Paulista Anchieta Ltda (APA), Uniao Pan-Americana de Ensino S/C Ltda (UNIPAN) and Uniao Bandeirante de Educacao Ltda (UBE)
2
Do Not Vote
ForAppoint Independent Firm to Appraise the Proposed Transaction
3
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Stock Option Plan 1
ForRatify Acquisition of Grupo Uniban, including Academia Paulista Anchieta Ltda (APA), Uniao Pan-Americana de Ensino S/C Ltda (UNIPAN) and Uniao Bandeirante de Educacao Ltda (UBE)
2
ForAppoint Independent Firm to Appraise the Proposed Transaction
3
Banco Bradesco S.A.
Meeting Date: 03/11/2013 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize Capitalization of Reserves for Bonus Issue
For Do Not Vote
Do Not Vote
ForAmend Articles 6, 7, 12, 18, 19, 21, 22, 24, and 25
2
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAuthorize Capitalization of Reserves for Bonus Issue
1
ForAmend Articles 6, 7, 12, 18, 19, 21, 22, 24, and 25
2
Page 157 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Banco Bradesco S.A.
Meeting Date: 03/11/2013 Country: Brazil
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Preferred Shareholders Have Voting Rights on Items 3.1-3.9 and 4.1-4.5
Do Not Vote
ForAccept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012
1
Do Not Vote
ForApprove Allocation of Income and Dividends 2
Do Not Vote
ForElect Lazaro de Mello Brandao as Director 3.1
Do Not Vote
ForElect Antonio Bornia as Director 3.2
Do Not Vote
ForElect Mario Silveira Teixeira Junior as Director 3.3
Do Not Vote
ForElect Joao Aguiar Alvarez as Director 3.4
Do Not Vote
ForElect Denise Aguiar Alvarez as Director 3.5
Do Not Vote
ForElect Luiz Carlos Trabucco Cappi as Director 3.6
Do Not Vote
ForElect Carlos Alberto Rodrigues Guilherme as Director
3.7
Do Not Vote
ForElect Milton Matsumoto as Director 3.8
Do Not Vote
ForElect All Directors Presented under Items 3.1-3.8
3.9
Do Not Vote
ForElect Nelson Lopes de Oliveira as Fiscal Council Member
4.1
Do Not Vote
ForElect Joao Carlos de Oliveira as Fiscal Council Member
4.2
Do Not Vote
ForElect Jorge Tadeu Pinto de Figueiredo as Alternate Fiscal Council Member
4.3
Do Not Vote
ForElect Renaud Roberto Teixeira as Alternate Fiscal Council Member
4.4
Do Not Vote
ForElect All Fiscal Council Members Presented under Items 4.1-4.4
4.5
Do Not Vote
ForApprove Remuneration of Company's Management
5
Page 158 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Banco Bradesco S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Preferred Shareholders Have Voting Rights on Items 3.1-3.9 and 4.1-4.5
ForAccept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012
1
ForApprove Allocation of Income and Dividends 2
ForElect Lazaro de Mello Brandao as Director 3.1
ForElect Antonio Bornia as Director 3.2
ForElect Mario Silveira Teixeira Junior as Director 3.3
ForElect Joao Aguiar Alvarez as Director 3.4
ForElect Denise Aguiar Alvarez as Director 3.5
ForElect Luiz Carlos Trabucco Cappi as Director 3.6
ForElect Carlos Alberto Rodrigues Guilherme as Director
3.7
ForElect Milton Matsumoto as Director 3.8
ForElect All Directors Presented under Items 3.1-3.8
3.9
ForElect Nelson Lopes de Oliveira as Fiscal Council Member
4.1
ForElect Joao Carlos de Oliveira as Fiscal Council Member
4.2
ForElect Jorge Tadeu Pinto de Figueiredo as Alternate Fiscal Council Member
4.3
ForElect Renaud Roberto Teixeira as Alternate Fiscal Council Member
4.4
ForElect All Fiscal Council Members Presented under Items 4.1-4.4
4.5
ForApprove Remuneration of Company's Management
5
Bank of Baroda Ltd.
Meeting Date: 03/11/2013 Country: India
Meeting Type: Special
Page 159 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Bank of Baroda Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Equity Shares to the Government of India, Promoter
For
Hologic, Inc.
Meeting Date: 03/11/2013 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director David R. LaVance, Jr. For For
ForForElect Director Robert A. Cascella 1.2
ForForElect Director Glenn P. Muir 1.3
ForForElect Director Sally W. Crawford 1.4
ForForElect Director Nancy L. Leaming 1.5
ForForElect Director Lawrence M. Levy 1.6
ForForElect Director Christiana Stamoulis 1.7
ForForElect Director Elaine S. Ullian 1.8
ForForElect Director Wayne Wilson 1.9
AgainstForAmend Omnibus Stock Plan 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForRatify Auditors 4
MMC Norilsk Nickel
Meeting Date: 03/11/2013 Country: Russia
Meeting Type: Special
Page 160 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
MMC Norilsk Nickel
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Early Termination of Powers of Board of Directors
For For
Elect 13 Directors by Cumulative Voting
ForNoneElect Enos Ned Banda as Director 2.1
ForNoneElect Sergey Barbashev as Director 2.2
ForNoneElect Aleksey Bashkirov as Director 2.3
ForNoneElect Sergey Bratukhin as Director 2.4
ForNoneElect Andrey Bugrov as Director 2.5
ForNoneElect Andrey Varichev as Director 2.6
ForNoneElect Marianna Zakharova as Director 2.7
ForNoneElect Valery Matvienko as Director 2.8
ForNoneElect Stalbek Mishakov as Director 2.9
ForNoneElect Garreth Penny as Director 2.10
ForNoneElect Gerhard Prinsloo as Director 2.11
ForNoneElect Maxim Sokov as Director 2.12
ForNoneElect Vladislav Solovyev as Director 2.13
ForNoneElect Sergey Chemezov as Director 2.14
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Early Termination of Powers of Board of Directors
1
Elect 13 Directors by Cumulative Voting
NoneElect Enos Ned Banda as Director 2.1
NoneElect Sergey Barbashev as Director 2.2
NoneElect Aleksey Bashkirov as Director 2.3
NoneElect Sergey Bratukhin as Director 2.4
NoneElect Andrey Bugrov as Director 2.5
NoneElect Andrey Varichev as Director 2.6
NoneElect Marianna Zakharova as Director 2.7
Page 161 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
MMC Norilsk Nickel
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
NoneElect Valery Matvienko as Director 2.8
NoneElect Stalbek Mishakov as Director 2.9
NoneElect Garreth Penny as Director 2.10
NoneElect Gerhard Prinsloo as Director 2.11
NoneElect Maxim Sokov as Director 2.12
NoneElect Vladislav Solovyev as Director 2.13
NoneElect Sergey Chemezov as Director 2.14
MMC Norilsk Nickel
Meeting Date: 03/11/2013 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForApprove Early Termination of Powers of Board of Directors
1
Elect 13 Directors by Cumulative Voting
ForNoneElect Enos Ned Banda as Director 2.1
ForNoneElect Sergey Barbashev as Director 2.2
ForNoneElect Aleksey Bashkirov as Director 2.3
ForNoneElect Sergey Bratukhin as Director 2.4
ForNoneElect Andrey Bugrov as Director 2.5
ForNoneElect Andrey Varichev as Director 2.6
ForNoneElect Marianna Zakharova as Director 2.7
ForNoneElect Valery Matvienko as Director 2.8
ForNoneElect Stalbek Mishakov as Director 2.9
ForNoneElect Garreth Penny as Director 2.10
ForNoneElect Gerhard Prinsloo as Director 2.11
ForNoneElect Maxim Sokov as Director 2.12
ForNoneElect Vladislav Solovyev as Director 2.13
Page 162 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
MMC Norilsk Nickel
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForNoneElect Sergey Chemezov as Director 2.14
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForApprove Early Termination of Powers of Board of Directors
1
Elect 13 Directors by Cumulative Voting
NoneElect Enos Ned Banda as Director 2.1
NoneElect Sergey Barbashev as Director 2.2
NoneElect Aleksey Bashkirov as Director 2.3
NoneElect Sergey Bratukhin as Director 2.4
NoneElect Andrey Bugrov as Director 2.5
NoneElect Andrey Varichev as Director 2.6
NoneElect Marianna Zakharova as Director 2.7
NoneElect Valery Matvienko as Director 2.8
NoneElect Stalbek Mishakov as Director 2.9
NoneElect Garreth Penny as Director 2.10
NoneElect Gerhard Prinsloo as Director 2.11
NoneElect Maxim Sokov as Director 2.12
NoneElect Vladislav Solovyev as Director 2.13
NoneElect Sergey Chemezov as Director 2.14
SVM Global Fund plc
Meeting Date: 03/11/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
Page 163 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
SVM Global Fund plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Shane Ross as Director 4
ForForRe-elect Graham Fuller as Director 5
ForForRe-elect Peter Hulse as Director 6
ForForRe-elect Daniel Hodson as Director 7
ForForReappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration
8
ForForAuthorise Issue of Equity with Pre-emptive Rights
9
AgainstForAuthorise Issue of Equity without Pre-emptive Rights
10
ForForAuthorise Directors to Sell Treasury Shares for Cash
11
ForForAuthorise Market Purchase of Ordinary Shares 12
Halla Climate Control Co.
Meeting Date: 03/12/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 716 per Share
For For
AgainstForAmend Articles of Incorporation 2
AgainstForReelect One Non-Independent Non-Executive Director and Two Outside Directors (Bundled)
3
ForForReappoint Lee Hyun-Duk as Internal Auditor 4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
ForForAuthorize Board to Fix Remuneration of Internal Auditor
6
Page 164 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Huaneng Power International, Inc.
Meeting Date: 03/12/2013 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
ForForAmend Articles of Association 1
Ordinary Business
ForForApprove Connected Transaction with a Related Party
2
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
ForAmend Articles of Association 1
Ordinary Business
ForApprove Connected Transaction with a Related Party
2
National Bank of Abu Dhabi
Meeting Date: 03/12/2013 Country: United Arab Emirates
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Board Report on Company Operations
For
ForApprove Auditors' Report on Company Financial Statements
2
ForAccept Financial Statements and Board Remuneration
3
ForApprove Dividends 4
ForApprove Discharge of Directors and Auditors 5
ForAppoint Auditors and Fix Their Remuneration 6
Page 165 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
National Bank of Abu Dhabi
Meeting Date: 03/12/2013 Country: United Arab Emirates
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Increase Size of EMTN Programme from USD 5 Billion to USD 7.5 Billion
For
ForIncrease Size of Malaysian Ringit Programme from MYR 3 Billion to MYR 5 Billion
2
ForIncrease Size of Japanese Samurai Programme from JPY 40 Billion to JPY 150 Billion
3
ForAuthorize Issuance of Convertible Bonds Up to Nominal Amount of USD 500 Million
4
Analog Devices, Inc.
Meeting Date: 03/13/2013 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Ray Stata For For
ForForElect Director Jerald G. Fishman 1b
ForForElect Director James A. Champy 1c
ForForElect Director John C. Hodgson 1d
ForForElect Director Yves-Andre Istel 1e
ForForElect Director Neil Novich 1f
ForForElect Director F. Grant Saviers 1g
ForForElect Director Paul J. Severino 1h
ForForElect Director Kenton J. Sicchitano 1i
ForForElect Director Lisa T. Su 1j
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
AgainstForApprove Executive Incentive Bonus Plan 3
ForForRatify Auditors 4
Page 166 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
CITIC Securities Co., Ltd.
Meeting Date: 03/13/2013 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM Ballot for Holders of H Shares
Special Business
ForForApprove Issuing Entity, Size of Issuance and Method of Issuance Under the Proposed Issuances of Onshore and Offshore Corporate Debt Financing Instruments
1a
ForForApprove Types of Instruments to be Issued Under the Proposed Issuances of Onshore and Offshore Corporate Debt Financing Instruments
1b
ForForApprove Term Under the Proposed Issuances of Onshore and Offshore Corporate Debt Financing Instruments
1c
ForForApprove Interest Rate Under the Proposed Issuances of Onshore and Offshore Corporate Debt Financing Instruments
1d
ForForApprove Security and Other Arrangements Under the Proposed Issuances of Onshore and Offshore Corporate Debt Financing Instruments
1e
ForForApprove Use of Proceeds Under the Proposed Issuances of Onshore and Offshore Corporate Debt Financing Instruments
1f
ForForApprove Issuing Price Under the Proposed Issuances of Onshore and Offshore Corporate Debt Financing Instruments
1g
ForForApprove Targets of Issue and Private Placement Arrangements to Shareholders Under the Proposed Issuances of Onshore and Offshore Corporate Debt Financing Instruments
1h
ForForApprove Listing of Debt Financial Instruments 1i
ForForApprove Safeguard Measures for Debt Repayment of the RMB Debt Financing Instruments
1j
ForForApprove Validity Period of Resolutions Under the Proposed Issuances of Onshore andOffshore Corporate Debt Financing Instruments
1k
Page 167 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
CITIC Securities Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Board to Deal with All Matters in Relation to the Proposed Issuances of Onshore and Offshore Corporate Debt Financing Instruments
1l
Ordinary Business
ForForApprove Potential Connected/Related Transactions Under the Proposed Issuances of Onshore and Offshore Corporate Debt Financing Instruments
2
ForForApprove Establishment of Wholly-Owned Offshore Subsidiaries
3
F5 Networks, Inc.
Meeting Date: 03/13/2013 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Michael Dreyer For For
ForForElect Director Sandra Bergeron 1b
ForForElect Director Deborah L. Bevier 1c
ForForElect Director Alan J. Higginson 1d
ForForElect Director John McAdam 1e
ForForElect Director Stephen Smith 1f
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForDeclassify the Board of Directors 4
Franklin Resources, Inc.
Meeting Date: 03/13/2013 Country: USA
Meeting Type: Annual
Page 168 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Franklin Resources, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Samuel H. Armacost For For
ForForElect Director Peter K. Barker 1b
ForForElect Director Charles Crocker 1c
ForForElect Director Charles B. Johnson 1d
ForForElect Director Gregory E. Johnson 1e
ForForElect Director Rupert H. Johnson, Jr. 1f
ForForElect Director Mark C. Pigott 1g
ForForElect Director Chutta Ratnathicam 1h
ForForElect Director Laura Stein 1i
ForForElect Director Anne M. Tatlock 1j
ForForElect Director Geoffrey Y. Yang 1k
ForForRatify Auditors 2
AgainstAgainstInstitute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity
3
Toll Brothers, Inc.
Meeting Date: 03/13/2013 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Douglas C. Yearley, Jr. For For
ForForElect Director Robert S. Blank 1.2
ForForElect Director Edward G. Boehne 1.3
ForForElect Director Richard J. Braemer 1.4
ForForElect Director Carl E. Marbach 1.5
ForForElect Director Stephen A. Novick 1.6
ForForElect Director Paul E. Shapiro 1.7
ForForRatify Auditors 2
Page 169 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Toll Brothers, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForAmend Omnibus Stock Plan 4
ForAgainstRequire a Majority Vote for the Election of Directors
5
Banco Bilbao Vizcaya Argentaria, S.A.
Meeting Date: 03/14/2013 Country: Spain
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Standalone and Consolidated Financial Statements, Allocation of Income, Distribution of Dividend, and Discharge Directors
For Do Not Vote
Do Not Vote
ForReelect Francisco González Rodríguez as Director
2.1
Do Not Vote
ForReelect Ángel Cano Fernández as Director 2.2
Do Not Vote
ForReelect Ramón Bustamante y de la Mora as Director
2.3
Do Not Vote
ForReelect Ignacio Ferrero Jordi as Director 2.4
Do Not Vote
ForApprove Merger by Absorption of Unnim Banc SA
3
Do Not Vote
ForApprove Increase in Capital via Issuance of New Shares Charged to Voluntary Reserves
4.1
Do Not Vote
ForApprove Increase in Capital via Issuance of New Shares Charged to Voluntary Reserves
4.2
Do Not Vote
ForApprove Deferred Share Bonus Plan for FY 2013
5
Do Not Vote
ForRenew Appointment of Deloitte as Auditor 6
Do Not Vote
ForApprove Company's Corporate Web Site 7
Do Not Vote
ForAuthorize Board to Ratify and Execute Approved Resolutions
8
Do Not Vote
ForAdvisory Vote on Remuneration Policy Report 9
Page 170 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Banco Bilbao Vizcaya Argentaria, S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Standalone and Consolidated Financial Statements, Allocation of Income, Distribution of Dividend, and Discharge Directors
1
ForForReelect Francisco González Rodríguez as Director
2.1
ForForReelect Ángel Cano Fernández as Director 2.2
ForForReelect Ramón Bustamante y de la Mora as Director
2.3
ForForReelect Ignacio Ferrero Jordi as Director 2.4
ForForApprove Merger by Absorption of Unnim Banc SA
3
ForForApprove Increase in Capital via Issuance of New Shares Charged to Voluntary Reserves
4.1
ForForApprove Increase in Capital via Issuance of New Shares Charged to Voluntary Reserves
4.2
ForForApprove Deferred Share Bonus Plan for FY 2013
5
ForForRenew Appointment of Deloitte as Auditor 6
ForForApprove Company's Corporate Web Site 7
ForForAuthorize Board to Ratify and Execute Approved Resolutions
8
ForForAdvisory Vote on Remuneration Policy Report 9
Commercial International Bank (Egypt) SAE
Meeting Date: 03/14/2013 Country: Egypt
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
Do Not Vote
ForAuthorize Board to Issue Bonds for an Agregate Amount of EGP 5 Billion
1
Page 171 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Commercial International Bank (Egypt) SAE
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
ForAuthorize Board to Issue Bonds for an Agregate Amount of EGP 5 Billion
1
Commercial International Bank (Egypt) SAE
Meeting Date: 03/14/2013 Country: Egypt
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
Do Not Vote
ForApprove Board Report on Company Operations
1
Do Not Vote
ForApprove Auditors' Report on Company Financial Statements
2
Do Not Vote
ForAccept Financial Statements 3
Do Not Vote
ForApprove Allocation of Income 4
Do Not Vote
ForApprove Discharge of Board of Director and Fix their Remuneration
5
Do Not Vote
ForRatify Auditors and Fix Their Remuneration 6
Do Not Vote
ForApprove Charitable Donations 7
Do Not Vote
ForApprove Remuneration Policy of Directors for the Year 2013
8
Do Not Vote
ForApprove Resignation of Directors 9
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForApprove Board Report on Company Operations
1
Page 172 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Commercial International Bank (Egypt) SAE
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Auditors' Report on Company Financial Statements
2
ForAccept Financial Statements 3
ForApprove Allocation of Income 4
ForApprove Discharge of Board of Director and Fix their Remuneration
5
ForRatify Auditors and Fix Their Remuneration 6
ForApprove Charitable Donations 7
ForApprove Remuneration Policy of Directors for the Year 2013
8
ForApprove Resignation of Directors 9
CSR plc
Meeting Date: 03/14/2013 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorise Market Purchase of Ordinary Shares For For
Nippon Building Fund Inc.
Meeting Date: 03/14/2013 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles To Reflect Changes in Law For For
ForForElect Executive Director Nishikawa, Tsutomu 2
ForForElect Alternate Executive Director Tanaka, Kenichi
3
ForForAppoint Supervisory Director Hirai, Yoshiyuki 4.1
ForForAppoint Supervisory Director Tsugawa, Tetsuro
4.2
Page 173 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Nippon Building Fund Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAppoint Supervisory Director Fukaya, Yutaka 4.3
Nordea Bank AB
Meeting Date: 03/14/2013 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Chairman of Meeting For Do Not Vote
Do Not Vote
ForPrepare and Approve List of Shareholders 2
Do Not Vote
ForApprove Agenda of Meeting 3
Do Not Vote
ForDesignate Inspector(s) of Minutes of Meeting 4
Do Not Vote
ForAcknowledge Proper Convening of Meeting 5
Receive Financial Statements and Statutory Reports
6
Do Not Vote
ForApprove Financial Statements and Statutory Reports
7
Do Not Vote
ForApprove Allocation of Income and Dividends of EUR 0.34 per Share
8
Do Not Vote
ForApprove Discharge of Board and President 9
Do Not Vote
ForDetermine Number of Members (9) and Deputy Members (0) of Board
10
Do Not Vote
ForFix Number of Auditors at One 11
Do Not Vote
ForApprove Remuneration of Directors in the Amount of EUR 252,000 for Chairman, EUR 108,100 for Deputy Chairman, and EUR 77,900 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors
12
Do Not Vote
ForReelect Bjorn Wahlroos (Chairman), Peter Braunwalder, Marie Ehrling, Svein Jacobsen, Tom Knutzen, Lars Nordstrom, Sarah Russell, and Kari Stadigh as Directors: Elect Elisabeth Grieg as New Director
13
Page 174 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Nordea Bank AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForRatify KPMG as Auditors 14
Do Not Vote
ForAuthorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee
15
Do Not Vote
ForApprove Issuance of Convertible Instruments without Preemptive Rights
16
Do Not Vote
ForAuthorize Share Repurchase Program 17a
Do Not Vote
ForAuthorize Reissuance of Repurchased Shares 17b
Do Not Vote
ForAuthorize Repurchase of Shares in Connection with Securities Trading
18
Do Not Vote
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
19
The ADT Corporation
Meeting Date: 03/14/2013 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Thomas Colligan For For
ForForElect Director Timothy Donahue 1.2
ForForElect Director Robert Dutkowsky 1.3
ForForElect Director Bruce Gordon 1.4
ForForElect Director Naren Gursahaney 1.5
ForForElect Director Bridgette Heller 1.6
ForForElect Director Kathleen Hyle 1.7
ForForElect Director Keith Meister 1.8
ForForElect Director Dinesh Paliwal 1.9
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
One YearOne YearAdvisory Vote on Say on Pay Frequency 4
Page 175 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Wal-Mart de Mexico SAB de CV
Meeting Date: 03/14/2013 Country: Mexico
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Consolidate Bylaws For Against
ForForAuthorize Board to Ratify and Execute Approved Resolutions
2
Wal-Mart de Mexico SAB de CV
Meeting Date: 03/14/2013 Country: Mexico
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Board of Directors Report For For
ForForAccept CEO's Report 2
ForForAccept Report of Audit and Corporate Governance Committees
3
ForForApprove Financial Statements for Fiscal Year 2012
4
ForForApprove Allocation of Income for Fiscal Year 2012
5
ForForApprove Ordinary Dividend of MXN 0.46 Per Share and Extraordinary Dividends of MXN 0.29 and MXN 0.17 per Share
6
ForForAccept Report on Share Repurchase Reserves and Authorize Repurchase of MXN 5 Billion of Shares
7
ForForApprove to Cancel Company Treasury Shares 8
ForForAccept Report on Adherence to Fiscal Obligations
9
ForForAccept Report Re: Employee Stock Purchase Plan
10
ForForAccept Report Re: Wal-Mart de Mexico Foundation
11
ForForRatify Board of Directors' Actions for Fiscal Year 2012
12
Page 176 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Wal-Mart de Mexico SAB de CV
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect or Ratify Directors 13
ForForElect Chairmen of Audit and Corporate Governance Committees
14
ForForApprove Remuneration of Directors and Officials
15
ForForAuthorize Board to Ratify and Execute Approved Resolutions
16
Advance Developing Markets Fund Ltd
Meeting Date: 03/15/2013 Country: Guernsey
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Tender Offer For Abstain
Advance Developing Markets Fund Ltd
Meeting Date: 03/15/2013 Country: Guernsey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForReelect Terence Mahony as Director 3
ForForElect William Collins as Director 4
ForForElect Mark Hadsley-Chaplin as Director 5
ForForReappoint KPMG Channel Islands Limited as Auditors
6
ForForAuthorise Board to Fix Remuneration of Auditors
7
ForForApprove Continuation of Company as Investment Company
8
Page 177 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Advance Developing Markets Fund Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Share Repurchase Program 9
Cementos Argos SA
Meeting Date: 03/15/2013 Country: Colombia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Verify Quorum
ForForApprove Meeting Agenda 2
ForForElect Meeting Approval Committee 3
ForForPresent Board of Directors' and President's Report
4
ForForPresent Financial Statements 5
ForForPresent Auditor's Report 6
ForForApprove Financial Statements and Statutory Reports
7
AgainstForAmend Bylaws 8
AgainstForAuthorize Issuance of Preferential Shares without Voting Rights
9
ForForApprove Allocation of Income 10
ForForReport on International Financial Standards 11
ForForAppoint Auditors and Fix Their Remuneration 12
ForForApprove Remuneration of Directors 13
AgainstForOther Business (Voting) 14
Cheil Industries Inc.
Meeting Date: 03/15/2013 Country: South Korea
Meeting Type: Annual
Page 178 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Cheil Industries Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 750 per Share
For For
ForForAmend Articles of Incorporation 2
ForForElect Yoon Ju-Hwa as Inside Director 3.1
ForForReelect Hong Seok-Joo as Outside Director 3.2
ForForElect Kim Jae-Hee as Outside Director 3.3
ForForReelect Hong Seok-Joo as Member of Audit Committee
4.1
ForForElect Kim Jae-Hee as Member of Audit Committee
4.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Cheil Worldwide Inc.
Meeting Date: 03/15/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Appropriation of Income
For For
ForForElect Yim Dae-Ki as Inside Director 2.1
ForForElect Yoo Jeong-Kun as Inside Director 2.2
ForForReelect Chung Yeon-Geun as Outside Director 2.3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
ForForAuthorize Board to Fix Remuneration of Internal Auditor
4
Daelim Industrial Co.
Meeting Date: 03/15/2013 Country: South Korea
Meeting Type: Annual
Page 179 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Daelim Industrial Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 500 per Common Share and KRW 550 per Preferred Share
For For
ForForAmend Articles of Incorporation 2
ForForReelect Kim Yoon as Inside Director 3.1
ForForReelect Shin Jung-Sik as Outside Director 3.2
ForForReelect Oh Soo-Geun as Outside Director 3.3
ForForReelect Shin Young-Joon as Outside Director 3.4
ForForReeect Lim Sung-Kyun as Outside Director 3.5
ForForEelect Chang Dal-Joong as Outside Director 3.6
ForForReelect Shin Jung-Sik as Member of Audit Committee
4.1
ForForRelect Oh Soo-Geun as Member of Audit Committee
4.2
ForForElect Lim Sung-Kyun as Member of Audit Committee
4.3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Dexion Absolute Ltd
Meeting Date: 03/15/2013 Country: Guernsey
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Restructuring Proposals For Abstain
Ecofin Water & Power Opportunities plc
Meeting Date: 03/15/2013 Country: United Kingdom
Meeting Type: Annual
Page 180 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Ecofin Water & Power Opportunities plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
AgainstForRe-elect Ian Barby as Director 3
AbstainForRe-elect John Murray as Director 4
ForForRe-elect Martin Negre as Director 5
ForForElect Lord Myners as Director 6
ForForReappoint Ernst & Young LLP as Auditors 7
ForForAuthorise Board to Fix Remuneration of Auditors
8
ForForAuthorise Issue of Equity with Pre-emptive Rights
9
ForForAuthorise Issue of Equity without Pre-emptive Rights
10
ForForAuthorise Market Purchase of Ordinary Shares 11
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
12
E-MART Co. Ltd.
Meeting Date: 03/15/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Appropriation of Income, and Dividend of KRW 1,500 per Share
For For
ForForAmend Articles of Incorporation 2
ForForElect Two Inside Directors and Four Outside Directors (Bundled)
3
ForForReelect Three Outside Directors as Members of Audit Committee
4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Page 181 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Fomento Economico Mexicano SAB de CV (FEMSA)
Meeting Date: 03/15/2013 Country: Mexico
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting is for Class B Shareholders
ForForAccept Report of Board of Directors on Financial Statements and Statutory Reports for Fiscal Year 2012, Receive CEO's Report and Audit and Corporate Practices Committees Chairmen Report
1
ForForAccept Report on Adherence to Fiscal Obligations
2
ForForApprove Allocation of Income and Distribution of Cash Dividends
3
ForForSet Aggregate Nominal Share Repurchase Reserve to a Maximum Amount of up to MXN 3 Billion
4
AgainstForElect Directors and Secretaries, Verify Independence of Directors, and Approve their Remuneration
5
ForForElect Members and Chairmen of Finance and Planning Committee, Audit Committee and Corporate Practices Committee; Approve Their Remuneration
6
ForForAuthorize Board to Ratify and Execute Approved Resolutions
7
ForForApprove Minutes of Meeting 8
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting is for Class B Shareholders
ForAccept Report of Board of Directors on Financial Statements and Statutory Reports for Fiscal Year 2012, Receive CEO's Report and Audit and Corporate Practices Committees Chairmen Report
1
ForAccept Report on Adherence to Fiscal Obligations
2
ForApprove Allocation of Income and Distribution of Cash Dividends
3
Page 182 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Fomento Economico Mexicano SAB de CV (FEMSA)
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForSet Aggregate Nominal Share Repurchase Reserve to a Maximum Amount of up to MXN 3 Billion
4
ForElect Directors and Secretaries, Verify Independence of Directors, and Approve their Remuneration
5
ForElect Members and Chairmen of Finance and Planning Committee, Audit Committee and Corporate Practices Committee; Approve Their Remuneration
6
ForAuthorize Board to Ratify and Execute Approved Resolutions
7
ForApprove Minutes of Meeting 8
Hana Financial Group Inc.
Meeting Date: 03/15/2013 Country: South Korea
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Stock Swap with Korea Exchange Bank
For For
Hanjin Shipping Holdings Co Ltd
Meeting Date: 03/15/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Reelect One Inside Director and Three Outside Directors (Bundled)
For For
ForForReelect Three Members of Audit Committee 2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Page 183 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Henderson Asian Growth Trust plc
Meeting Date: 03/15/2013 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Change to the Company's Investment Policy
For Abstain
AbstainForApprove Tender Offer 2
Hyundai Engineering & Construction Co Ltd.
Meeting Date: 03/15/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 500 per Common Share and KRW 550 per Preferred Share
For For
ForForReelect Four Outside Directors (Bundled) 2
ForForReelect Four Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Hyundai Glovis Co.
Meeting Date: 03/15/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,500 per Share
For For
ForForReelect One Inside Director, One Non-Independent Non-Executive Director, and One Outside Director (Bundled)
2
Page 184 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Hyundai Glovis Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Ma Sang-Kon as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Hyundai Hysco
Meeting Date: 03/15/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 250 per Share
For For
AgainstForAmend Articles of Incorporation 2
ForForReelect Two Inside Directors and One Outside Director (Bundled)
3
ForForReelect One Member of Audit Committee 4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Hyundai Mobis Co.
Meeting Date: 03/15/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,900 per Common Share and KRW 1,950 per Preferred Share
For For
ForForReelect Two Inside Directors and One Outside Director (Bundled)
2
ForForReelect Park Chan-Wook as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Page 185 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Hyundai Mobis Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 1,900 per Common Share and KRW 1,950 per Preferred Share
1
ForReelect Two Inside Directors and One Outside Director (Bundled)
2
ForReelect Park Chan-Wook as Member of Audit Committee
3
ForApprove Total Remuneration of Inside Directors and Outside Directors
4
Hyundai Motor Co.
Meeting Date: 03/15/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,900 per Common Share, KRW 1,950 per Preferred Share 1, KRW 2,000 per Preferred Share 2, and KRW 1,950 per Preferred Share 3
For For
ForForReelect Two Inside Directors and Two Outside Directors(Bundled)
2
ForForReelect Nam Sung-Il as Member of Audit Committee
3
ForForAmend Articles of Incorporation - Business Objectives
4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 1,900 per Common Share, KRW 1,950 per Preferred Share 1, KRW 2,000 per Preferred Share 2, and KRW 1,950 per Preferred Share 3
1
Page 186 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Hyundai Motor Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForReelect Two Inside Directors and Two Outside Directors(Bundled)
2
ForReelect Nam Sung-Il as Member of Audit Committee
3
ForAmend Articles of Incorporation - Business Objectives
4
ForApprove Total Remuneration of Inside Directors and Outside Directors
5
Hyundai Steel Co.
Meeting Date: 03/15/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 500 per Share
For For
ForForAmend Articles of Incorporation 2
ForForElect Two Inside Directors and Two Outside Directors (Bundled)
3
ForForElect Two Members of Audit Committee 4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 500 per Share
1
ForAmend Articles of Incorporation 2
ForElect Two Inside Directors and Two Outside Directors (Bundled)
3
ForElect Two Members of Audit Committee 4
ForApprove Total Remuneration of Inside Directors and Outside Directors
5
Page 187 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Imperial Holdings Ltd
Meeting Date: 03/15/2013 Country: South Africa
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Resolution
ForForAdopt New Memorandum of Incorporation 1
Ordinary Resolution
ForForAuthorise Board to Ratify and Execute Approved Resolutions
1
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Resolution
ForAdopt New Memorandum of Incorporation 1
Ordinary Resolution
ForAuthorise Board to Ratify and Execute Approved Resolutions
1
Korea Exchange Bank
Meeting Date: 03/15/2013 Country: South Korea
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Stock Swap with Hana Financial Group Inc.
For Against
KT Corp.
Meeting Date: 03/15/2013 Country: South Korea
Meeting Type: Annual
Page 188 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
KT Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 2,000 per Share
For For
ForForAmend Articles of Incorporation 2
ForForReelect Pyo Hyun-Myung as Inside Director 3.1
ForForElect Kim Il-Young as Inside Director 3.2
ForForReelect Song Jong-Hwan as Outside Director 3.3
ForForReelect Cha Sang-Kyoon as Outside Director 3.4
ForForElect Song Do-Kyun as Outside Director 3.5
ForForElect Cha Sang-Kyoon as Member of Audit Committee
4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
KT Corp.
Meeting Date: 03/15/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForApprove Financial Statements, Allocation of Income, and Dividend of KRW 2,000 per Share
1
ForForAmend Articles of Incorporation 2
ForForReelect Pyo Hyun-Myung as Inside Director 3.1
ForForElect Kim Il-Young as Inside Director 3.2
ForForReelect Song Jong-Hwan as Outside Director 3.3
ForForReelect Cha Sang-Kyoon as Outside Director 3.4
ForForElect Song Do-Kyun as Outside Director 3.5
ForForElect Cha Sang-Kyoon as Member of Audit Committee
4
Page 189 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
KT Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
LG Chem Ltd.
Meeting Date: 03/15/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 4,000 per Common Share and 4,050 per Preferred Share
For For
AgainstForReelect Three Outside Directors (Bundled) 2
ForForReelect Two Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
LG Electronics Inc.
Meeting Date: 03/15/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 200 per Common Share and KRW 250 per Preferred Share
For For
ForForAmend Articles of Incorporation 2
ForForElect Two Outside Directors (Bundled) 3
ForForElect Lee Chang-Woo as Member of Audit Committee
4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Page 190 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
LG Hausys Ltd
Meeting Date: 03/15/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,000 per Common Share and KRW 1,050 per Preferred Share
For For
ForForAmend Articles of Incorporation 2
ForForElect Oh Jang-Soo as Inside Director 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
LG Household & Health Care Ltd.
Meeting Date: 03/15/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 3,750 per Common Share and KRW 3,800 per Preferred Share
For For
ForForReelect Cha Suk-Yong as Inside Director 2.1
ForForReelect Kim Joo-Hyung as Non-Executive Non-Independent Director
2.2
ForForElect Han Sang-Lin as Outside Director 2.3
ForForElect Hwang Ee-suk as Outside Director 2.4
ForForElect Hwang Ee-suk as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
LG Innotek Co.
Meeting Date: 03/15/2013 Country: South Korea
Meeting Type: Annual
Page 191 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
LG Innotek Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, and Allocation of Income
For For
AgainstForAmend Articles of Incorporation 2
ForForElect One Inside Director and One Outside Director (Bundled)
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
LG Uplus Corp.
Meeting Date: 03/15/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect One Inside Director, One Non-Independent Non-Executive and Two Outside Directors (Bundled)
2
ForForReelect Jeon Sung-Bin as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Mando Corp.
Meeting Date: 03/15/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,000 per Share
For For
Page 192 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Mando Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Two Inside Directors and One Outside Director (Bundled)
2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
NB Global Floating Rate Income Fund Ltd
Meeting Date: 03/15/2013 Country: Guernsey
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1A Approve the Placing of Any New C Shares with Related Party
For For
ForForApprove the Placing of Any New C Shares with Related Party
1B
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Relation to the Issue of C Shares
2
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Relation to Further Issues of Shares
3
Neo Holdings Co. Ltd.
Meeting Date: 03/15/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For Against
ForForApprove Reduction in Capital 2
S1 Corporation
Meeting Date: 03/15/2013 Country: South Korea
Meeting Type: Annual
Page 193 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
S1 Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Appropriation of Income, and Dividend of KRW 1,250 per Share
For For
ForForAmend Articles of Incorporation 2
AgainstForElect Two Inside Directors and One Outside Director (Bundled)
3
ForForReappoint Cho Yong-Yeon as Internal Auditor 4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
ForForAuthorize Board to Fix Remuneration of Internal Auditor
6
Samsung C&T Corp.
Meeting Date: 03/15/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 500 per Common Share and KRW 550 per Preferred Share
For For
ForForReelect Jung Yeon-Joo as Inside Director 2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Samsung Card Co.
Meeting Date: 03/15/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 700 per Share
For For
Page 194 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Samsung Card Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Articles of Incorporation 2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Samsung Electro-Mechanics Co.
Meeting Date: 03/15/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,000 per Common Share and KRW 1,050 per Preferred Share
For For
ForForElect Lee Seung-Jae as Member of Audit Committee
2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Samsung Electronics Co. Ltd.
Meeting Date: 03/15/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 7,500 per Common Share and KRW 7,550 per Preferred Share
For For
ForForReelect Lee In-Ho as Outside Director 2.1.1
ForForElect Song Gwang-Soo as Outside Director 2.1.2
ForForElect Kim Eun-Mee as Outside Director 2.1.3
ForForElect Yoon Boo-Keun as Inside Director 2.2.1
ForForElect Shin Jong-Kyun as Inside Director 2.2.2
ForForElect Lee Sang-Hoon as Inside Director 2.2.3
Page 195 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Samsung Electronics Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Lee In-Ho as Member of Audit Committee
2.3.1
ForForElect Song Gwang-Soo as Member of Audit Committee
2.3.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 7,500 per Common Share and KRW 7,550 per Preferred Share
1
ForReelect Lee In-Ho as Outside Director 2.1.1
ForElect Song Gwang-Soo as Outside Director 2.1.2
ForElect Kim Eun-Mee as Outside Director 2.1.3
ForElect Yoon Boo-Keun as Inside Director 2.2.1
ForElect Shin Jong-Kyun as Inside Director 2.2.2
ForElect Lee Sang-Hoon as Inside Director 2.2.3
ForReelect Lee In-Ho as Member of Audit Committee
2.3.1
ForElect Song Gwang-Soo as Member of Audit Committee
2.3.2
ForApprove Total Remuneration of Inside Directors and Outside Directors
3
Samsung Electronics Co. Ltd.
Meeting Date: 03/15/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for GDR Holders
Page 196 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Samsung Electronics Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Financial Statements, Allocation of Income, and Dividend of KRW 7,500 per Common Share and KRW 7,550 per Preferred Share
1
ForForReelect Lee In-Ho as Outside Director 2.1.1
ForForElect Song Kwang-Soo as Outside Director 2.1.2
ForForElect Kim Eun-Mee as Outside Director 2.1.3
ForForElect Yoon Boo-Keun as Inside Director 2.2.1
ForForElect Shin Jong-Kyun as Inside Director 2.2.2
ForForElect Lee Sang-Hoon as Inside Director 2.2.3
ForForReelect Lee In-Ho as Member of Audit Committee
2.3.1
ForForElect Song Kwang-Soo as Member of Audit Committee
2.3.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Samsung Engineering Co. Ltd.
Meeting Date: 03/15/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 3,000 per Share
For For
ForForElect Two Inside Directors and Two Outside Directors (Bundled)
2
ForForElect Two Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Page 197 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Samsung Engineering Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 3,000 per Share
1
ForElect Two Inside Directors and Two Outside Directors (Bundled)
2
ForElect Two Members of Audit Committee 3
ForApprove Total Remuneration of Inside Directors and Outside Directors
4
Samsung Fine Chemicals Co. Ltd.
Meeting Date: 03/15/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 650 per Share
For For
ForForReelect Lee Hee-In as Inside Director 2
ForForReappoint Choi Byung-Hoon as Internal Auditor
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
ForForAuthorize Board to Fix Remuneration of Internal Auditor
5
Samsung Heavy Industries Co. Ltd.
Meeting Date: 03/15/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 500 per Common Share and KRW 550 per Preferred Share
For For
ForForElect Three Inside Directors and One Outside Director (Bundled)
2
Page 198 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Samsung Heavy Industries Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Samsung SDI Co.
Meeting Date: 03/15/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Appropriation of Income, and Dividend of KRW 1,500 per Common Share and KRW 1,550 per Preferred Share
For For
ForForElect Kim Young-Sik as Inside Director 2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Samsung Techwin Co.
Meeting Date: 03/15/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 500 per Share
For For
ForForElect Two Outside Directors (Bundled) 2
ForForElect Two Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Shinsegae Co.
Meeting Date: 03/15/2013 Country: South Korea
Meeting Type: Annual
Page 199 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Shinsegae Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,000 per Share
For For
AgainstForAmend Articles of Incorporation 2
ForForElect Three Inside Directors and Three Outside Directors (Bundled)
3
ForForElect Two Members of Audit Committee 4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Souza Cruz S.A
Meeting Date: 03/15/2013 Country: Brazil
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012
For Do Not Vote
Do Not Vote
ForApprove Allocation of Income and Dividends 2
Do Not Vote
ForElect Directors 3
Do Not Vote
ForApprove Remuneration of Executive Officers and Non-Executive Directors
4
Do Not Vote
ForInstall Fiscal Council 5
Do Not Vote
ForElect Fiscal Council Members and Approve Their Remuneration
6
Whole Foods Market, Inc.
Meeting Date: 03/15/2013 Country: USA
Meeting Type: Annual
Page 200 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Whole Foods Market, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director John Elstrott For For
ForForElect Director Gabrielle Greene 1.2
ForForElect Director Shahid 'Hass' Hassan 1.3
ForForElect Director Stephanie Kugelman 1.4
ForForElect Director John Mackey 1.5
ForForElect Director Walter Robb 1.6
ForForElect Director Jonathan Seiffer 1.7
ForForElect Director Morris 'Mo' Siegel 1.8
ForForElect Director Jonathan Sokoloff 1.9
ForForElect Director Ralph Sorenson 1.10
ForForElect Director William 'Kip' Tindell, III 1.11
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForAmend Omnibus Stock Plan 4
AgainstAgainstReport on Adopting Extended Producer Responsibility Policy
5
ForAgainstRequire Independent Board Chairman 6
Yuhan Corp.
Meeting Date: 03/15/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,250 per Common Share and KRW 1,300 per Preferred Share
For For
ForForApprove Total Remuneration of Inside Directors and Outside Directors
2
Page 201 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Yuhan Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Board to Fix Remuneration of Internal Auditors
3
Industries Qatar QSC
Meeting Date: 03/17/2013 Country: Qatar
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForChairman Message 1
ForApprove Board Report on Company Operations
2
ForApprove Auditors' Report on Company Financial Statements
3
ForAccept Financial Statements 4
ForApprove Provisionary Budget Plan 5
ForQuestions and Answers 6
ForApprove Dividends 7
ForApprove Stock Dividend Program 8
ForApprove Charitable Donations 9
ForApprove Corporate Governance Report 10
ForApprove Discharge of Directors and Fix their Remuneration
11
ForRatify Auditors and Fix Their Remuneration 12
Industries Qatar QSC
Meeting Date: 03/17/2013 Country: Qatar
Meeting Type: Special
Page 202 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Industries Qatar QSC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
ForAmend Articles to Reflect Changes in Capital 1
Union National Bank PJSC
Meeting Date: 03/17/2013 Country: United Arab Emirates
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForApprove Board Report on Company Operations and Auditors' Report on Company Financial Statements
1
ForAccept Financial Statements 2
ForRatify Auditors and Fix Their Remuneration 3
ForApprove Dividends and Stock Dividend 4
ForApprove Discharge of Directors and Auditors 5
ForApprove Remuneration of Directors 6
Danske Bank A/S
Meeting Date: 03/18/2013 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
Do Not Vote
ForRecieve and Approve Financial Statements and Statutory Reports
2
Do Not Vote
ForApprove Allocation of Income and Omission of Dividends
3
Page 203 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Danske Bank A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForDetermine Number of Members (8) of Board 4.1
Do Not Vote
ForReelect Ole Andersen as Director 4.2a
Do Not Vote
ForReelect Niels Christiansen as Director 4.2b
Do Not Vote
ForReelect Urban Backstrom as Director 4.2c
Do Not Vote
ForReelect Jorn Jensen as Director 4.2d
Do Not Vote
ForReelect Trond Westlie as Director 4.2e
Do Not Vote
ForElect Lars Forberg as New Director 4.2f
Do Not Vote
ForElect Carol Sergean as New Director 4.2g
Do Not Vote
ForElect Jim Snabe as New Director 4.2h
Shareholder Proposals Submitted by Egon Geertsen
Do Not Vote
AgainstElect Egon Geertsen as New Director 4.2i
Management Proposals
Do Not Vote
ForRatify KPMG as Auditors 5
Do Not Vote
ForAmend Board's Authorization to Increase Company's Share Capital
6
Do Not Vote
ForAuthorize Repurchase of up to 10 Percent of Share Capital
7
Do Not Vote
ForApprove Remuneration of Directors in the Amount of DKK 1.35 Million for Chairman, DKK 900,000 for Vice Chairman, and 450,000 for Other Directors; Approve Remuneration for Committee Work
8
Shareholder Proposals
Do Not Vote
AgainstRequire Danske Bank to Support Imposition of Tax on Speculation (FTT)
9.1
Do Not Vote
AgainstRefrainig from Introducing Fees for Customers Whose Total Volume of Business With the Bank Ammounts to Less Than DKK 60.000
9.2
Do Not Vote
AgainstAling Salary Developement of Executive Board with That of Other Employees
9.3
Do Not Vote
AgainstApprove Termination of Chairman of the Executive Board Eivind Kolding
10
Page 204 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Danske Bank A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Other Business 11
Gulf International Services QSC
Meeting Date: 03/18/2013 Country: Qatar
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForChairman Message 1
ForApprove Board Report on Company Operations
2
ForApprove Auditors' Report on Company Financial Statements
3
ForAccept Financial Statements 4
ForApprove 5-year Business Plan 5
ForApprove Dividends 6
ForApprove Corporate Governance Report 7
ForApprove Discharge of Directors and Approve their Remuneration
8
ForRatify Auditors and Fix Their Remuneration 9
Outokumpu Oyj
Meeting Date: 03/18/2013 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
Page 205 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Outokumpu Oyj
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports, the Board's Report, and the Auditor's Report; Receive Review by the CEO
6
ForForAccept Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income and Omission of Dividends
8
ForForApprove Discharge of Board and President 9
ForForApprove Remuneration of Directors in the Amount of EUR 140,000 for Chairman, EUR 80,000 for Vice Chairman, and EUR 60,000 for Other Directors; Approve Meeting Fees
10
ForForReelect Olli Vaartimo (Vice Chairman), Elisabeth Nilsson, Siv Schalin, Iman Hill, Harri Kerminen, Heikki Malinen, and Guido Kerkhoff Directors; Elect Markus Akermann and Jorma Ollila (Chairman) as New Directors
11
AgainstForApprove Remuneration of Auditors 12
ForForRatify KPMG as Auditors 13
ForForAuthorize Repurchase of up to 200 Million Issued Shares
14
ForForApprove Issuance of up to 200 Million Shares without Preemptive Rights; Approve Reissuance of up to 200 Million Treasury Shares without Preemtive Rights
15
ForForAmend Articles Re: Age Limitation for Directors; Representing the Company; Publication of Meeting Notice
16
Close Meeting 17
Public Bank Berhad
Meeting Date: 03/18/2013 Country: Malaysia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
Page 206 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Public Bank Berhad
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAccept Financial Statements and Statutory Reports
1
ForForElect Abdul Aziz bin Dato' Dr. Omar as Director
2
ForForElect Lai Wai Keen as Director 3
ForForElect Teh Hong Piow as Director 4
ForForElect Thong Yaw Hong as Director 5
ForForElect Tay Ah Lek as Director 6
ForForElect Lee Kong Lam as Director 7
ForForElect Yeoh Chin Kee as Director 8
ForForElect Lai Wan as Director 9
ForForApprove Remuneration of Directors 10
ForForApprove KPMG as Auditors and Authorize Board to Fix Their Remuneration
11
Special Resolution
ForForAdopt New Articles of Association 1
Severfield-Rowen plc
Meeting Date: 03/18/2013 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Capital Raising For Abstain
Shandong Weigao Group Medical Polymer Co., Ltd.
Meeting Date: 03/18/2013 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Gong Jian Bo as Executive Director For For
Page 207 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Shandong Weigao Group Medical Polymer Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Xia Lie Bo as Executive Director 2
ForForAppoint Long Jing as Supervisor 3
ForForAmend Articles of Association of the Company 4
Sponda Oyj
Meeting Date: 03/18/2013 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports
6
ForForAccept Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income and Dividends of EUR 0.17 Per Share
8
ForForApprove Discharge of Board and CEO 9
ForForApprove Remuneration of Directors in the Amount of EUR 60,000 for Chairman, EUR 36,000 for Vice Chairman, and EUR 31,200 for Other Directors; Approve Attendance Fees for Board and Committee Work
10
ForForFix Number of Directors at Seven 11
ForForReelect Klaus Cawen, Tuula Entela, Arja Talma, and Raimo Valo as Directors; Elect Kaj-Gustaf Bergh, Christian Elfving, and Juha Laaksonen as New Directors
12
ForForApprove Remuneration of Auditors 13
ForForAppoint KPMG as Auditor and Lasse Holopainen as Deputy Auditor
14
ForForAmend Articles Re: Convocation of General Meeting
15
Page 208 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Sponda Oyj
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Share Repurchase Program 16
ForForApprove Issuance of up to 28.3 Million Shares without Preemptive Rights
17
ForForEstablishment of a Permanent Nomination Committee
18
Close Meeting 19
William Hill plc
Meeting Date: 03/18/2013 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Rights Issue of New Ordinary Shares Pursuant to the Acquisition by the Company and its Subsidiaries of the 29 Percent of the Joint Venture Between the Company and Genuity Services Limited
For Abstain
ForForAmend William Hill Online Long Term Incentive Plan 2008 to Permit Issue of New Ordinary Shares or Transfer of Ordinary Shares from Treasury
2
Almacenes Exito S.A.
Meeting Date: 03/19/2013 Country: Colombia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Verify Quorum
ForForApprove Meeting Agenda 2
ForForElect Meeting Approval Committee 3
ForForAccept Board and Chairman's Report 4
ForForPresent Individual and Consolidated Financial Statements and Statutory Reports
5
Page 209 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Almacenes Exito S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForPresent Auditor's Report 6
ForForApprove Management Report, Financial Statements and Statutory Reports
7
ForForApprove Plan to Implement NIIF as per Law 2784
8
ForForApprove Allocation of Income 9.1
ForForApprove Donations 9.2
AgainstForOther Business 10
Britvic plc
Meeting Date: 03/19/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForRe-elect Joanne Averiss as Director 3
ForForRe-elect Gerald Corbett as Director 4
ForForRe-elect John Gibney as Director 5
ForForRe-elect Ben Gordon as Director 6
ForForRe-elect Bob Ivell as Director 7
ForForElect Simon Litherland as Director 8
ForForRe-elect Michael Shallow as Director 9
ForForReappoint Ernst & Young LLP as Auditors 10
ForForAuthorise Board to Fix Remuneration of Auditors
11
ForForAuthorise EU Political Donations and Expenditure
12
ForForApprove Extension of Share Incentive Plan 13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
Page 210 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Britvic plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
Domino Printing Sciences plc
Meeting Date: 03/19/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Peter Byrom as Director 4
ForForRe-elect Sir Mark Wrightson as Director 5
ForForRe-elect Philip Ruffles as Director 6
ForForRe-elect Sir David Brown as Director 7
ForForRe-elect Christopher Brinsmead as Director 8
ForForRe-elect Nigel Bond as Director 9
ForForRe-elect Andrew Herbert as Director 10
ForForRe-elect Garry Havens as Director 11
ForForReappoint Deloitte LLP as Auditors 12
ForForAuthorise Board to Fix Remuneration of Auditors
13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
ForForApprove Savings Related Share Option Scheme 2013
18
ForForApprove Executive Share Option Scheme 19
Page 211 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Exor S.P.A.
Meeting Date: 03/19/2013 Country: Italy
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Holders of Preferred Shares
Extraordinary Business
AgainstForApprove Mandatory Conversion of Preferred and Saving Shares into Ordinary Shares; Amend Bylaws Accordingly
1
Industrial & Infrastructure Fund Investment
Meeting Date: 03/19/2013 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles To Define Powers as Expected Legislation Would Authorize REIT Rights Offerings, Capital Reductions, and Unit Buybacks
For Against
ForForElect Executive Director Kuratsu, Yasuyuki 2
ForForAppoint Supervisory Director Takiguchi, Katsuaki
3.1
ForForAppoint Supervisory Director Honda, Kumi 3.2
ForForElect Alternate Executive Director Nishikawa, Yoshito
4
AgainstForAppoint Alternate Supervisory Director Usami, Yutaka
5
Isagen S.A. E.S.P.
Meeting Date: 03/19/2013 Country: Colombia
Meeting Type: Annual
Page 212 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Isagen S.A. E.S.P.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Verify Quorum
ForForElect Chairman and Secretary of Meeting 2
ForForApprove Minutes of Previous Meeting 3
ForForElect Meeting Approval Committee 4
Message from the Minister of Mining and Energy
5
Message from the President of the Board of Directors; Accept President's Report
6
ForForApprove Management Report 7
ForForAccept Report from Representative of Minority Shareholders
8
ForForAccept Financial Statements 9
ForForAccept Auditor's Report 10
ForForApprove Financial Statements 11
ForForApprove Allocation of Income 12
AgainstForAmend Bylaws and Regulations on General Meetings
13
AgainstForElect Directors 14
ForForElect Auditors 15
AgainstForOther Business 16
Japan Real Estate Investment Corp.
Meeting Date: 03/19/2013 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles To Reflect Changes in Law For For
ForForElect Executive Director Terasawa, Noritada 2
ForForElect Alternate Executive Director Katayama, Hiroshi
3
AgainstForAppoint Supervisory Director Kusakabe, Kenji 4.1
Page 213 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Japan Real Estate Investment Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAppoint Supervisory Director Okanoya, Tomohiro
4.2
McDonald's Holdings Company (Japan) Ltd.
Meeting Date: 03/19/2013 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 30
For For
ForForElect Director Harada, Eiko 2.1
ForForElect Director Andrew R. Brough 2.2
ForForElect Director Aoki, Takehiko 2.3
ForForElect Director Sato, Hitoshi 2.4
AgainstForElect Director David G. Garland 2.5
AgainstForElect Director Andrew V. Hipsley 2.6
ForForElect Director Kawamura, Akira 2.7
Orion Oyj
Meeting Date: 03/19/2013 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
Page 214 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Orion Oyj
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Receive Financial Statements and Statutory Reports, the Board's Report, and the Auditor's Report; Receive Review by the CEO
6
ForForAccept Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income and Dividends of EUR 1.30 Per Share
8
ForForApprove Discharge of Board and President 9
ForForApprove Remuneration of Directors in the Amount of EUR 76,000 for Chairman, EUR 51,000 for Vice Chairman, and EUR 38,000 for Other Directors; Approve Meeting Fees
10
ForForFix Number of Directors at Six 11
ForForReelect Sirpa Jalkanen, Eero Karvonen, Hannu Syrjanen (Chairman), Heikki Westerlund, Timo Maasilta, and Jukka Ylppo as Directors
12
AgainstForApprove Remuneration of Auditors 13
ForForRatify PricewaterhouseCoopers as Auditors 14
ForForAuthorize Share Repurchase Program of Maximum 500,000 B Shares
15
ForForAuthorize Reissuance of up to 600,000 Repurchased Shares
16
Close Meeting 17
SGS SA
Meeting Date: 03/19/2013 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AgainstForApprove Remuneration Report 2
ForForApprove Discharge of Board and Senior Management
3
ForForApprove Allocation of Income and Ordinary Dividends of CHF 30.00 per Share and Additional Dividends of CHF 28.00 per Share
4
Page 215 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
SGS SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRatify Deloitte SA as Auditors 5
ForForApprove Creation of CHF 500,000 Pool of Capital without Preemptive Rights
6
Abertis Infraestructuras S.A
Meeting Date: 03/20/2013 Country: Spain
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements
For For
ForForApprove Allocation of Income and Dividends 2
ForForApprove Discharge of Board 3
ForForAuthorize Increase in Capital Charged to Reserves for Bonus Issue
4
ForForAmend Articles Re: Board Composition, Convening Board Meeting and Quorum
5
Receive Amendments to Board of Directors' Regulations
6
AgainstForRatify Appointment of and Elect Pablis SL as Director
7.1
ForForRatify Appointment of and Elect Carlos Colomer Casellas as Director
7.2
AgainstForRatify Appointment of and Elect Obrascón Huarte Lain SA as Director
7.3
AgainstForRatify Appointment of and Elect OHL Concesiones SAU as Director
7.4
AgainstForRatify Appointment of and Elect OHL Emisiones SAU as Director
7.5
ForForReelect Salvador Alemany Más as Director 7.6
AgainstForReelect Isidro Fainé Casas as Director 7.7
AgainstForReelect Marcelino Armenter Vidal as Director 7.8
AgainstForElect Director 7.9
AgainstForElect Director 7.10
ForForApprove Stock-for-Salary 8
Page 216 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Abertis Infraestructuras S.A
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAdvisory Vote on Remuneration Policy Report 9
ForForAuthorize Board to Ratify and Execute Approved Resolutions
10
Agilent Technologies, Inc.
Meeting Date: 03/20/2013 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Paul N. Clark For For
ForForElect Director James G. Cullen 1.2
ForForElect Director Tadataka Yamada 1.3
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForAgainstDeclassify the Board of Directors 4
Bank Muscat SAOG
Meeting Date: 03/20/2013 Country: Oman
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForApprove Board Report on Company Operations
1
ForApprove Corporate Governance Report 2
ForApprove Auditors' Report on Company Financial Statements
3
ForApprove Dividends 4
ForApprove Attendance Fees for the Board and Committees
5
Page 217 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Bank Muscat SAOG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Remuneration of Directors 6
ForApprove Related Party Transactions 7
ForApprove the Renewal of Related Party Transactions
8
ForElect Sharia Supervisory Board Members (Bundled) and Fix Their Remuneration
9
ForRatify Auditors and Fix Their Remuneration 10
ForElect Directors (Bundled) 11
Bank Muscat SAOG
Meeting Date: 03/20/2013 Country: Oman
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
ForIncrease Authorized Capital 1
ForApprove Issuance of Shares for a Private Placement
2
ForApprove Stock Dividend Program 3
Chemring Group plc
Meeting Date: 03/20/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForElect Mark Papworth as Director 4
Page 218 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Chemring Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Steve Bowers as Director 5
ForForRe-elect Peter Hickson as Director 6
AbstainForRe-elect Sarah Ellard as Director 7
ForForRe-elect Lord Freeman as Director 8
ForForRe-elect Ian Much as Director 9
ForForRe-elect Vanda Murray as Director 10
ForForReappoint Deloitte LLP as Auditors and Authorise Their Remuneration
11
ForForAuthorise Issue of Equity with Pre-emptive Rights
12
ForForAuthorise Issue of Equity without Pre-emptive Rights
13
ForForAuthorise Market Purchase of Ordinary Shares 14
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
15
Covidien plc
Meeting Date: 03/20/2013 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Jose E. Almeida For For
ForForElect Director Joy A. Amundson 1b
ForForElect Director Craig Arnold 1c
ForForElect Director Robert H. Brust 1d
ForForElect Director John M. Connors, Jr. 1e
ForForElect Director Christopher J. Coughlin 1f
ForForElect Director Randall J. Hogan, III 1g
ForForElect Director Martin D. Madaus 1h
ForForElect Director Dennis H. Reilley 1i
ForForElect Director Joseph A. Zaccagnino 1j
Page 219 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Covidien plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Auditors and Authorize Board to Fix Their Remuneration
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForAmend Omnibus Stock Plan 4
ForForAuthorize Open-Market Purchases of Ordinary Shares
5
ForForAuthorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares
6
ForForAmend Articles of Association to expand the authority to execute instruments of transfer
7
ForForApprove Creation of Distributable Reserves 8
EcoRodovias Infraestrutura e Logistica SA
Meeting Date: 03/20/2013 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Article 3 Re: Corporate Purpose For Do Not Vote
Do Not Vote
ForAmend Article 12 Re: Decrease in Board Size 2
Do Not Vote
ForAmend Article 13 Re: Quorum Requirements for Board Meetings
3
Do Not Vote
ForAmend Article 13 Re: Quorum Requirements to Approve Board Deliberations
4
Do Not Vote
ForConsolidate Bylaws 5
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAmend Article 3 Re: Corporate Purpose 1
ForAmend Article 12 Re: Decrease in Board Size 2
ForAmend Article 13 Re: Quorum Requirements for Board Meetings
3
Page 220 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
EcoRodovias Infraestrutura e Logistica SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAmend Article 13 Re: Quorum Requirements to Approve Board Deliberations
4
ForConsolidate Bylaws 5
Exor S.P.A.
Meeting Date: 03/20/2013 Country: Italy
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Holders of Preferred and Common Shares
Extraordinary Business
AgainstForApprove Mandatory Conversion of Preferred and Saving Shares into Ordinary Shares; Amend Bylaws Accordingly
1
Grupo Argos SA
Meeting Date: 03/20/2013 Country: Colombia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Verify Quorum
ForForApprove Meeting Agenda 2
ForForElect Meeting Approval Committee 3
ForForReceive Board of Directors' and Chairman's Report
4
ForForReceive Financial Statements 5
ForForAccept Auditor's Report 6
ForForApprove Financial Statements Including Directors' and Chairman's Report
7
ForForApprove Allocation of Income 8
Page 221 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Grupo Argos SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Charitable Donations 9
ForForInform on Implementation Plan of NIIF 10
AgainstForElect Directors 11
ForForApprove Remuneration of Directors 12
ForForAppoint External Auditors 13
ForForFix Remuneration of External Auditors 14
AgainstForAmend Bylaws 15
AgainstForOther Business (Voting) 16
Hewlett-Packard Company
Meeting Date: 03/20/2013 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Marc L. Andreessen For For
ForForElect Director Shumeet Banerji 1.2
ForForElect Director Rajiv L. Gupta 1.3
ForForElect Director John H. Hammergren 1.4
ForForElect Director Raymond J. Lane 1.5
ForForElect Director Ann M. Livermore 1.6
ForForElect Director Gary M. Reiner 1.7
ForForElect Director Patricia F. Russo 1.8
ForForElect Director G. Kennedy Thompson 1.9
ForForElect Director Margaret C. Whitman 1.10
ForForElect Director Ralph V. Whitworth 1.11
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForProvide Proxy Access Right 4
AgainstForAmend Omnibus Stock Plan 5
Page 222 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Hewlett-Packard Company
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstAgainstEstablish Environmental/Social Issue Board Committee
6
AgainstAgainstAmend Human Rights Policies 7
ForAgainstStock Retention/Holding Period 8
HICL Infrastructure Company Ltd
Meeting Date: 03/20/2013 Country: Guernsey
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolution
Do Not Vote
ForApprove Acquisition of a Stake in the Bradford Schools Project and the University of Sheffield Project from InfraRed Infrastructure Fund II
1
Special Resolution
Do Not Vote
ForAllot Up to 140 million Ordinary Shares for Cash
2
Do Not Vote
ForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
3
Industrial and Commercial Bank of China Limited
Meeting Date: 03/20/2013 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Malcolm Christopher McCarthy as Independent Non-Executive Director
For For
ForForElect Kenneth Patrick Chung as Independent Non-Executive Director
2
ForForApprove 2013 Fixed Assets Investment Budget
3
ForForApprove Issue of Eligible Tier-2 Capital Instruments
4
Page 223 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Industrial and Commercial Bank of China Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Malcolm Christopher McCarthy as Independent Non-Executive Director
1
ForElect Kenneth Patrick Chung as Independent Non-Executive Director
2
ForApprove 2013 Fixed Assets Investment Budget
3
ForApprove Issue of Eligible Tier-2 Capital Instruments
4
Novo Nordisk A/S
Meeting Date: 03/20/2013 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
Do Not Vote
ForApprove Financial Statements and Statutory Reports
2
Do Not Vote
ForApprove Remuneration of Directors for 2012 in the Aggregate Amount of DKK 9.4 Million
3.1
Do Not Vote
ForApprove Remuneration of Directors for 2013 in the Amount of DKK 1.5 Million for Chairman, DKK 1 Million for Vice Chairman, and Base Amount of DKK 500,000 for Other Members; Approve Remuneration for Committee Work
3.2
Do Not Vote
ForApprove Allocation of Income and Dividends of DKK 18 per Share
4
Do Not Vote
ForElect Goran Ando (Chairman) as Director 5.1
Do Not Vote
ForElect Jeppe Christiansen (Vice Chairman) as New Director
5.2
Do Not Vote
ForElect Bruno Angelici as Director 5.3a
Do Not Vote
ForElect Henrik Gürtler as Director 5.3b
Do Not Vote
ForElect Liz Hewitt as Director 5.3c
Page 224 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Novo Nordisk A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForElect Thomas Koestler as Director 5.3d
Do Not Vote
ForElect Hannu Ryöppönen as Director 5.3e
Do Not Vote
ForRatify PricewaterhouseCoopers as Auditors 6
Do Not Vote
ForApprove DKK 10 Million Reduction in Class B Share Capital via Share Cancellation
7.1
Do Not Vote
ForApprove Creation of up to DKK 78 Million Pool of Capital with or without Preemptive Rights
7.2
Do Not Vote
ForAuthorize Repurchase up to 10 Percent of Share Capital
7.3
Do Not Vote
ForApprove Guidelines for Incentive-Based Compensation for Executive Management and Board
7.4
Other Business 8
Resolution Ltd
Meeting Date: 03/20/2013 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt New Articles of Association For Abstain
Safestore Holdings plc
Meeting Date: 03/20/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForReappoint PricewaterhouseCoopers LLP as Auditors
2
Page 225 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Safestore Holdings plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Board to Fix Remuneration of Auditors
3
ForForApprove Final Dividend 4
ForForRe-elect Richard Grainger as Director 5
ForForRe-elect Keith Edelman as Director 6
ForForRe-elect Peter Gowers as Director 7
ForForApprove Remuneration Report 8
ForForAuthorise EU Political Donations and Expenditure
9
ForForAuthorise Issue of Equity with Pre-emptive Rights
10
ForForAuthorise Issue of Equity without Pre-emptive Rights
11
ForForAuthorise Market Purchase of Ordinary Shares 12
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
13
Safestore Holdings plc
Meeting Date: 03/20/2013 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Association For For
salesforce.com, inc.
Meeting Date: 03/20/2013 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Increase Authorized Common Stock For For
Page 226 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Starbucks Corporation
Meeting Date: 03/20/2013 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Howard Schultz For For
ForForElect Director William W. Bradley 1b
ForForElect Director Robert M. Gates 1c
ForForElect Director Mellody Hobson 1d
ForForElect Director Kevin R. Johnson 1e
ForForElect Director Olden Lee 1f
ForForElect Director Joshua Cooper Ramo 1g
ForForElect Director James G. Shennan, Jr. 1h
ForForElect Director Clara Shih 1i
ForForElect Director Javier G. Teruel 1j
ForForElect Director Myron E. Ullman, III 1k
ForForElect Director Craig E. Weatherup 1l
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
AgainstForAmend Omnibus Stock Plan 3
ForForRatify Auditors 4
AgainstAgainstProhibit Political Spending 5
Svenska Handelsbanken
Meeting Date: 03/20/2013 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Do Not Vote
ForElect Chairman of Meeting 2
Page 227 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Svenska Handelsbanken
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForPrepare and Approve List of Shareholders 3
Do Not Vote
ForApprove Agenda of Meeting 4
Do Not Vote
ForDesignate Inspector(s) of Minutes of Meeting 5
Do Not Vote
ForAcknowledge Proper Convening of Meeting 6
Receive Financial Statements and Statutory Reports; Receive Consolidated Financial Statements and Statutory Reports; Receive Board's Report; Receive Auditor's Report; Receive Review by CEO
7
Do Not Vote
ForApprove Financial Statements and Statutory Reports; Approve Consolidated Financial Statements and Statutory Reports
8
Do Not Vote
ForApprove Allocation of Income and Dividends of SEK 10.75 per Share
9
Do Not Vote
ForApprove Discharge of Board and President 10
Do Not Vote
ForAuthorize Repurchase of Up to 40 Million Class A and/or Class B Shares and Reissuance of Repurchased Shares
11
Do Not Vote
ForAuthorize Repurchase of Up to 2 Percent of Issued Share Capital for the Bank's Trading Book
12
Do Not Vote
ForDetermine Number of Members (11) of Board 13
Do Not Vote
ForDetermine Number of Auditors (2) 14
Do Not Vote
ForApprove Remuneration of Directors in the Ammount of SEK 3.15 Million for Chairman, SEK 875,000 for Vice Chairmen, and SEK 600,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors
15
Do Not Vote
ForReelect Anders Nyren (Chairman), Fredrik Lundberg, Jon Baksaas, Par Boman, Tommy Bylund, Lone Schroder, Jan Johansson, Sverker Martin-Lof, Bente Rathe, Ole Johansson and Charlotte Skog as Directors
16
Do Not Vote
ForRatify KPMG and Ernst & Young as Auditors 17
Do Not Vote
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
18
Page 228 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Svenska Handelsbanken
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Proposal Concerning the Appointment of Auditors in Foundations Without Own Management
19
Shareholder Proposals
Do Not Vote
NoneAmend Articles of Association: Composition of Board (Gender)
20
Close Meeting 21
Swedbank AB
Meeting Date: 03/20/2013 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting; Recieve Address by Chairman of the Board
Do Not Vote
ForElect Claes Zettermarck as Chairman of Meeting
2
Do Not Vote
ForPrepare and Approve List of Shareholders 3
Do Not Vote
ForApprove Agenda of Meeting 4
Do Not Vote
ForDesignate Inspector(s) of Minutes of Meeting 5
Do Not Vote
ForAcknowledge Proper Convening of Meeting 6
Receive Financial Statements and Statutory Reports
7a
Receive Auditor's Report 7b
Receive President's Report 7c
Do Not Vote
ForApprove Financial Statements and Statutory Reports
8
Do Not Vote
ForApprove Allocation of Income and Dividends of SEK 9.90 Per Preference Share and SEK 9.90 Per Common Share
9
Do Not Vote
ForApprove Discharge of Board and President 10
Do Not Vote
ForDetermine Number of Board Members (10) 11
Page 229 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Swedbank AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Remuneration of Directors in the Amount of SEK 1.35 Million to the Chairman, SEK 675,000 to the Vice Chairman, and SEK 400,000 to Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors
12
Do Not Vote
ForReelect Olav Fjell, Ulrika Francke, Goran Hedman, Lars Idermark, Anders Igel, Pia Rudengren, Anders Sundstrom (Chair), Charlotte Stromberg, Karl-Henrik Sundstrom, and Siv Svensson as Directors
13
Do Not Vote
ForAuthorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee
14
Do Not Vote
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
15
Do Not Vote
ForAuthorize Repurchase Program of up to One Percent of Issued Share Capital in Accordance with the Securities Market Act
16
Do Not Vote
ForAuthorize Share Repurchase Program 17
Do Not Vote
ForApprove Issuance of Convertibles without Preemptive Rights
18
Do Not Vote
ForApprove Collective Remuneration Program 2013
19a
Do Not Vote
ForApprove Resolution Regarding Deferred Variable Remuneration in the form of Shares under Program 2013
19b
Do Not Vote
ForAuthorize Transfer of Own Ordinary Shares under Program 2013
19c
Shareholder Proposals
Do Not Vote
NoneProposal to Decrease the Share Dividend (refer to item 9); Proposal to Make the Bank to Again Become a Full Service Bank
20
Close Meeting 21
The Innovation Group plc
Meeting Date: 03/20/2013 Country: United Kingdom
Meeting Type: Annual
Page 230 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
The Innovation Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForRe-elect Andrew Roberts as Director 3
AgainstForRe-elect David Thorpe as Director 4
ForForReappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration
5
ForForAuthorise Issue of Equity with Pre-emptive Rights
6
ForForAuthorise Issue of Equity without Pre-emptive Rights
7
ForForAuthorise Market Purchase of Ordinary Shares 8
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
9
Throgmorton Trust plc
Meeting Date: 03/20/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForElect Jean Matterson as Director 4
ForForRe-elect Lord Latymer as Director 5
ForForRe-elect Harry Westropp as Director 6
ForForReappoint Ernst & Young LLP as Auditors 7
ForForAuthorise Board to Fix Remuneration of Auditors
8
ForForApprove Increase in Aggregate Fees Payable to Directors
9
Page 231 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Throgmorton Trust plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity with Pre-emptive Rights
10
ForForAuthorise Issue of Equity without Pre-emptive Rights
11
ForForAuthorise Market Purchase of Ordinary Shares 12
ForForAmend Articles of Association Re: Capital Reserve
13
Banco de Chile
Meeting Date: 03/21/2013 Country: Chile
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Annual Report, Financial Statements and External Auditors' Report for Fiscal Year 2012
For Do Not Vote
Do Not Vote
ForApprove Allocation of Income and Dividends of CLP 3.42 Per Share
2
Do Not Vote
ForElect Director 3
Do Not Vote
ForApprove Remuneration of Directors 4
Do Not Vote
ForApprove Remuneration and Budget of Directors and Audit Committee
5
Do Not Vote
ForElect External Auditors 6
Present Directors and Audit Committee Report
7
Accept Special Auditors' Report Regarding Related-Party Transactions
8
Transact Other Business (Non-Voting) 9
Banco de Chile
Meeting Date: 03/21/2013 Country: Chile
Meeting Type: Special
Page 232 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Banco de Chile
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize Increase in Capital via Capitalization of 30 Percent of Distributable Net Income for FY 2012; Amend Articles to Reflect Changes in Capital; Authorize Board to Ratify and Execute Approved Resolutions
For Do Not Vote
Banco Espanol de Credito (BANESTO)
Meeting Date: 03/21/2013 Country: Spain
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements, and Discharge of Board
For For
ForForApprove Treatment of Net Loss 2
ForForFix Number of Directors at 14 3.A
ForForReelect Antonio Basagoiti García Tuñon as Director
3.B
ForForReelect Alfonso Líbano Daurella as Director 3.C
AgainstForReelect Matías Rodríguez Inciarte as Director 3.D
ForForReelect Carlos Sabanza Teruel as Director 3. E
ForForReelect Rosa María García García as Director 3.F
ForForRenew Deloitte as Auditor and Authorize Board to Fix Their Remuneration
4
ForForApprove Deferred Share Bonus Plan 5
ForForApprove Merger by Absorption of Company by Banco Santander SA
6
ForForAuthorize Board to Ratify and Execute Approved Resolutions
7
ForForAdvisory Vote on Remuneration Policy Report 8
Receive Amendments to Board of Directors' Regulations
9
Page 233 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Banco Santander S.A.
Meeting Date: 03/21/2013 Country: Spain
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.A Approve Consolidated and Standalone Financial Statements
For Do Not Vote
Do Not Vote
ForApprove Discharge of Board 1.B
Do Not Vote
ForApprove Allocation of Income and Dividends 2
Do Not Vote
ForReelect Guillermo de la Dehesa Romero as Director
3.A
Do Not Vote
ForReelect Abel Matutes Juan as Director 3.B
Do Not Vote
ForReelect Ángel Jado Becerro de Bengoa as Director
3.C
Do Not Vote
ForReelect Javier Botín-Sanz de Sautuola y O'Shea as Director
3.D
Do Not Vote
ForReelect Isabel Tocino Biscarolasaga as Director
3.E
Do Not Vote
ForReelect Fernando de Asúa Álvarez as Director 3.F
Do Not Vote
ForRenew Appointment of Deloitte as Auditor 4
Do Not Vote
ForApprove Company's Corporate Website 5
Do Not Vote
ForApprove Acquisition of Banco Español de Crédito SA
6
Do Not Vote
ForApprove Merger by Absorption of Banif Sa 7
Do Not Vote
ForAmend Article 58 Re: Board Remuneration 8.A
Do Not Vote
ForAmend Article 61 Re: Company's Corporate Website
8.B
Do Not Vote
ForApprove Capital Raising 9
Do Not Vote
ForAuthorize Increase in Capital up to 50 Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 20 Percent
10
Do Not Vote
ForAuthorize Capitalization of Reserves for Scrip Dividends
11.A
Page 234 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Banco Santander S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForAuthorize Capitalization of Reserves for Scrip Dividends
11.B
Do Not Vote
ForAuthorize Capitalization of Reserves for Scrip Dividends
11.C
Do Not Vote
ForAuthorize Capitalization of Reserves for Scrip Dividends
11.D
Do Not Vote
ForAuthorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion
12.A
Do Not Vote
ForAuthorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion
12.B
Do Not Vote
ForApprove Deferred Share Bonus Plan 13.A
Do Not Vote
ForApprove Deferred Share Bonus Plan 13.B
Do Not Vote
ForApprove Employee Stock Purchase Plan 13.C
Do Not Vote
ForAuthorize Board to Ratify and Execute Approved Resolutions
14
Do Not Vote
ForAdvisory Vote on Remuneration Policy Report 15
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Consolidated and Standalone Financial Statements
1.A
ForForApprove Discharge of Board 1.B
ForForApprove Allocation of Income and Dividends 2
ForForReelect Guillermo de la Dehesa Romero as Director
3.A
ForForReelect Abel Matutes Juan as Director 3.B
ForForReelect Ángel Jado Becerro de Bengoa as Director
3.C
AgainstForReelect Javier Botín-Sanz de Sautuola y O'Shea as Director
3.D
ForForReelect Isabel Tocino Biscarolasaga as Director
3.E
AgainstForReelect Fernando de Asúa Álvarez as Director 3.F
ForForRenew Appointment of Deloitte as Auditor 4
Page 235 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Banco Santander S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Company's Corporate Website 5
ForForApprove Acquisition of Banco Español de Crédito SA
6
ForForApprove Merger by Absorption of Banif Sa 7
ForForAmend Article 58 Re: Board Remuneration 8.A
ForForAmend Article 61 Re: Company's Corporate Website
8.B
ForForApprove Capital Raising 9
AgainstForAuthorize Increase in Capital up to 50 Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 20 Percent
10
ForForAuthorize Capitalization of Reserves for Scrip Dividends
11.A
ForForAuthorize Capitalization of Reserves for Scrip Dividends
11.B
ForForAuthorize Capitalization of Reserves for Scrip Dividends
11.C
ForForAuthorize Capitalization of Reserves for Scrip Dividends
11.D
AgainstForAuthorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion
12.A
ForForAuthorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion
12.B
ForForApprove Deferred Share Bonus Plan 13.A
ForForApprove Deferred Share Bonus Plan 13.B
ForForApprove Employee Stock Purchase Plan 13.C
ForForAuthorize Board to Ratify and Execute Approved Resolutions
14
ForForAdvisory Vote on Remuneration Policy Report 15
Bankinter S.A.
Meeting Date: 03/21/2013 Country: Spain
Meeting Type: Annual
Page 236 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Bankinter S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements
For For
ForForApprove Allocation of Income and Dividends 2
ForForApprove Discharge of Board 3
ForForAuthorize Capitalization of Reserves for Bonus Issue
4
ForForAuthorize Company to Call EGM with 15 Days' Notice
5
ForForRenew Appointment of Deloitte as Auditor 6
AgainstForReelect Pedro Guerrero Guerrero as Director 7.1
AgainstForReelect Marcelino Botín-Sanz de Sautuola y Naveda as Director
7.2
AgainstForReelect Fernando Masaveu Herrero as Director
7.3
AgainstForReelect Rafael Mateu de Ros Cerezo as Director
7.4
ForForReelect Pedro González Grau as Director 7.5
ForForFix Number of Directors at Ten 7.6
ForForApprove Stock-for-Salary/Bonus Plan 8.1
ForForApprove Deferred Share Bonus Plan 8.2
ForForAuthorize Board to Ratify and Execute Approved Resolutions
9
ForForAdvisory Vote on Remuneration Policy Report 10
Receive Amendments to Board of Directors' Regulations
11
Carlsberg
Meeting Date: 03/21/2013 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
Page 237 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Carlsberg
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Financial Statements and Statutory Report; Approve Discharge of Directors
2
Do Not Vote
ForApprove Allocation of Income and Dividends of DKK 6.00 per Share
3
Do Not Vote
ForApprove Remuneration of Directors in the Amount of DKK 800,000 for the Chairman, DKK 600,000 for the Vice Chairman, and DKK 400,000 for Other Directors; Approve Remuneration for Committee Work
4.1
Do Not Vote
ForApprove Guidelines for Incentive-Based Compensation for Executive Management and Board
4.2
Do Not Vote
ForReelect Flemming Besenbacher as Director 5.1
Do Not Vote
ForReelect Jess Soderberg as Director 5.2
Do Not Vote
ForReelect Per Christian Ohrgaard as Director 5.3
Do Not Vote
ForReelect Lars Stemmerik as Director 5.4
Do Not Vote
ForReelect Richard Burrows as Director 5.5
Do Not Vote
ForReelect Cornelis Job van der Graaf as Director 5.6
Do Not Vote
ForReelect Donna Gordner as Director 5.7
Do Not Vote
ForReelect Elizabeth Fleuriot as Director 5.8
Do Not Vote
ForReelect Soren-Peter Olesen as Director 5.9
Do Not Vote
ForElect Nina Smith as New Director 5.10
Do Not Vote
ForRatify KPMG as Auditors 6
Castellum AB
Meeting Date: 03/21/2013 Country: Sweden
Meeting Type: Annual
Page 238 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Castellum AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Chairman of Meeting For Do Not Vote
Do Not Vote
ForPrepare and Approve List of Shareholders 2
Do Not Vote
ForApprove Agenda of Meeting 3
Do Not Vote
ForDesignate Inspector(s) of Minutes of Meeting 4
Do Not Vote
ForAcknowledge Proper Convening of Meeting 5
Receive Financial Statements and Statutory Reports
6a
Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management
6b
Do Not Vote
ForApprove Financial Statements and Statutory Reports
7
Do Not Vote
ForApprove Allocation of Income and Dividends of SEK 3.95 per Share
8
Do Not Vote
ForApprove Discharge of Board and President 9
Receive Election Committee's Report on Activities and Statement Concerning the Proposal Regarding the Board of Directors
10
Do Not Vote
ForDetermine Number of Members (7) and Deputy Members (0) of Board
11
Do Not Vote
ForApprove Remuneration of Directors in the Amount of SEK 525,000 for Chairman, and SEK 250,000 for Other Directors; Approve Remuneration for Committee Work
12
Do Not Vote
ForReelect Charlotte Stromberg (Chair), Per Berggren, Marianne Alexandersson, Ulla-Britt Frajdin-Hellqvist, Christer Jacobson, Johan Skoglund, and Jan-Ake Jonsson as Directors
13
Do Not Vote
ForAuthorize Chairman of Board and Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee
14
Do Not Vote
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
15
Do Not Vote
ForApprove Executive Incentive Bonus Plan 16
Page 239 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Castellum AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForAuthorize Share Repurchase Program and Reissuance of Repurchased Shares
17
CEMEX SAB de CV
Meeting Date: 03/21/2013 Country: Mexico
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Each CPO Consists of Two Class A Shares and One Class B Share; Non-Mexican Holders of CPOs and ADSs Have No Voting Rights with Respect to Class A shares in the CPOs and ADSs; But Have Voting Rights with Respect to Class B Shares of the CPOs
ForForAccept Financial Statements and Statutory Reports for Fiscal Year 2012 in Accordance with Mexican Securities Market Law; Accept Board Opinion on CEO Report; Present Reports of Audit and Corporate Practices Committees, Receive Report on Tax Obligations
1
ForForApprove Allocation of Income 2
ForForAuthorize Increase in Variable Portion of Capital via Capitalization of Reserves and Issuance of Treasury Shares
3
AgainstForElect Directors, and Chairmen and Members of Audit, Corporate Practices and Finance Committees
4
ForForApprove Remuneration of Directors and Members of Audit, Corporate Practices and Finance Committees
5
ForForAuthorize Board to Ratify and Execute Approved Resolutions
6
CEMEX SAB de CV
Meeting Date: 03/21/2013 Country: Mexico
Meeting Type: Special
Page 240 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
CEMEX SAB de CV
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Each CPO Consists of Two Class A Shares and One Class B Share; Non-Mexican Holders of CPOs and ADSs Have No Voting Rights with Respect to Class A shares in the CPOs and ADSs; But Have Voting Rights with Respect to Class B Shares of the CPOs
ForForAuthorize Issuance of Convertible Debentures without Preemptive Rights
1
ForForAuthorize Board to Ratify and Execute Approved Resolutions
2
Citycon Oyj
Meeting Date: 03/21/2013 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports; Receive Board's Report; Receive CEO's Review
6
Receive Auditor's Report 7
ForForAccept Financial Statements and Statutory Reports
8
ForForApprove Allocation of Income and Dividends of EUR 0.04 Per Share; Approve Capital Return of EUR 0.11 Per Share
9
ForForApprove Discharge of Board and President 10
ForForApprove Remuneration of Directors in the Amount of EUR 160,000 for Chairman, EUR 70,000 for Vice Charmen and EUR 50,000 for Other Members; Approve Committee and Meeting Fees
11
Page 241 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Citycon Oyj
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForFix Number of Directors at Ten 12
AgainstForReelect Ronen Ashkenazi, Chaim Katzman, Bernd Knobloch, Kirsi Komi, Claes Ottosson, Yuval Yanai, Jorma Sonninen, and Ariella Zochovitzky as Directors; Elect Karine Ohana and Per-Anders Ovin as New Directors
13
ForForApprove Remuneration of Auditors 14
ForForRatify Ernst & Young as Auditors 15
ForForApprove Issuance of up to 25 Million Shares without Preemptive Rights
16
ForForAuthorize Repurchase of up to 20 Million Issued Shares
17
Close Meeting 18
DSV A/S
Meeting Date: 03/21/2013 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
Do Not Vote
ForReceive and Approve Financial Statements and Statutory Reports
2.1
Do Not Vote
ForApprove Remuneration of Directors for 2012 in the Amount of DKK 1.05 Million for the Chairman, DKK 525,000 for the Vice Chairman, and DKK 350,000 for Other Members; Approve Remuneration for Committee Work
2.2
Do Not Vote
ForApprove Remuneration of Directors for 2013 in the Amount of DKK 1.2 Million for the Chairman, DKK 600,000 for the Vice Chairman, and DKK 400,000 for Other Members; Approve Remuneration for Committee Work
2.3
Do Not Vote
ForApprove Allocation of Income and Dividends of DKK 1.25 per Share
3
Do Not Vote
ForReelect Kurt Larsen as Director 4.1
Do Not Vote
ForReelect Erik Pedersen as Director 4.2
Page 242 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
DSV A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForReelect Kaj Christiansen as Director 4.3
Do Not Vote
ForReelect Annette Sadolin as Director 4.4
Do Not Vote
ForReelect Birgit Norgaard as Director 4.5
Do Not Vote
ForReelect Thomas Plenborg as Director 4.6
Do Not Vote
ForRatify KPMG as Auditors 5
Do Not Vote
ForApprove DKK 8 Million Reduction in Share Capital via Share Cancellation; Amend Articles Accordingly
6.1
Do Not Vote
ForAuthorize Share Repurchase Program 6.2
Do Not Vote
ForAmend Articles Re: Editorial Change to Harmonize with Danish Law
6.3
Do Not Vote
ForAmend Articles Re: Board Remuneration as Separate Voting Item to Comply with Corporate Governance Code
6.4
Other Business 7
Ecopetrol S.A
Meeting Date: 03/21/2013 Country: Colombia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Safety Guidelines/Open Meeting
Verify Quorum 2
Opening by Chief Executive Officer 3
ForForApprove Meeting Agenda 4
ForForAppoint Chairman of the Meeting 5
ForForAppoint Committee in Charge of Scrutinizing Elections and Polling
6
ForForAppoint Committee to Approve Minutes of Meeting
7
Page 243 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Ecopetrol S.A
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAccept Board of Directors' Report Re: President's Evaluation and Corporate Governance Compliance
8
ForForAccept Directors' and Chairman's Reports 9
ForForAccept Report from Representative of Minority Shareholders
10
ForForApprove Consolidated and Individual Financial Statements
11
ForForApprove Auditor's Report 12
ForForApprove of Management's and External Auditor's Reports as well as Financial Statements
13
ForForApprove Dividends 14
ForForAppoint Auditors and Fix Their Remuneration 15
AgainstForElect Directors and Approve Their Remuneration
16
ForForAmend Bylaws 17
AgainstForOther Business (Voting) 18
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Safety Guidelines/Open Meeting 1
Verify Quorum 2
Opening by Chief Executive Officer 3
ForApprove Meeting Agenda 4
ForAppoint Chairman of the Meeting 5
ForAppoint Committee in Charge of Scrutinizing Elections and Polling
6
ForAppoint Committee to Approve Minutes of Meeting
7
ForAccept Board of Directors' Report Re: President's Evaluation and Corporate Governance Compliance
8
ForAccept Directors' and Chairman's Reports 9
ForAccept Report from Representative of Minority Shareholders
10
ForApprove Consolidated and Individual Financial Statements
11
Page 244 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Ecopetrol S.A
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Auditor's Report 12
ForApprove of Management's and External Auditor's Reports as well as Financial Statements
13
ForApprove Dividends 14
ForAppoint Auditors and Fix Their Remuneration 15
ForElect Directors and Approve Their Remuneration
16
ForAmend Bylaws 17
ForOther Business (Voting) 18
Ecopetrol S.A
Meeting Date: 03/21/2013 Country: Colombia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
Safety Guidelines/Open Meeting 1
Verify Quorum 2
Opening by Chief Executive Officer 3
ForApprove Meeting Agenda 4
ForAppoint Chairman of the Meeting 5
ForAppoint Committee in Charge of Scrutinizing Elections and Polling
6
ForAppoint Committee to Approve Minutes of Meeting
7
Accept Board of Directors' Report Re: President's Evaluation and Corporate Governance Compliance
8
Accept Directors' and Chairman's Reports 9
Accept Report from Representative of Minority Shareholders
10
Approve Consolidated and Individual Financial Statements
11
Approve Auditor's Report 12
Page 245 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Ecopetrol S.A
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove of Management's and External Auditor's Reports as well as Financial Statements
13
ForApprove Dividends 14
ForAppoint Auditors and Fix Their Remuneration 15
ForElect Directors and Approve Their Remuneration
16
ForAmend Bylaws 17
Transact Other Business (Non-Voting) 18
Fabege AB
Meeting Date: 03/21/2013 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Do Not Vote
ForElect Chairman of Meeting 2
Do Not Vote
ForPrepare and Approve List of Shareholders 3
Do Not Vote
ForApprove Agenda of Meeting 4
Do Not Vote
ForDesignate Inspector(s) of Minutes of Meeting 5
Do Not Vote
ForAcknowledge Proper Convening of Meeting 6
Receive Financial Statements and Statutory Reports; Receive Consolidated Financial Statements; Receive Consolidated Auditor's Report
7
Do Not Vote
ForApprove Financial Statements and Statutory Reports
8a
Do Not Vote
ForApprove Allocation of Income and Dividends of SEK 3 per Share
8b
Do Not Vote
ForApprove Discharge of Board and President 8c
Do Not Vote
ForApprove April 2, 2013, as Record Date for Dividend Payment
8d
Page 246 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Fabege AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForAmend Articles Re: AGM location 9
Do Not Vote
ForDetermine Number of Directors (8); Receive Nominating Committee's Report
10
Do Not Vote
ForApprove Remuneration of Directors in the Amount of SEK 800,000 for Chairman, and SEK 200,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors
11
Do Not Vote
ForReelect Erik Paulsson (Chair), Eva Eriksson, Christian Hermelin, Martha Josefsson, Par Nuder, Mats Qviberg, and Svante Paulsson as Directors, Elect Gustaf Hermelin as new Director
12
Do Not Vote
ForRatify Deloitte AB as Auditors 13
Do Not Vote
ForAuthorize Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee
14
Do Not Vote
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
15
Do Not Vote
ForAuthorize Share Repurchase Program and Reissuance of Repurchased Shares
16
Other Business 17
Close Meeting 18
Ferrovial SA
Meeting Date: 03/21/2013 Country: Spain
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements
For For
ForForApprove Allocation of Income 2.1
ForForApprove Dividends 2.2
ForForApprove Discharge of Board 3
ForForRenew Appointment of Deloitte as Auditor 4
Page 247 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Ferrovial SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Rafael del Pino y Calvo-Sotelo as Director
5.1
AgainstForReelect Santiago Bergareche Busquet as Director
5.2
AgainstForReelect Joaquín Ayuso García as Director 5.3
ForForReelect Íñigo Meirás Amusco as Director 5.4
AgainstForReelect Jaime Carvajal Urquijo as Director 5.5
AgainstForReelect Portman Baela SL as Director 5.6
AgainstForReelect Juan Arena de la Mora as Director 5.7
ForForReelect Gabriele Burgio as Director 5.8
AgainstForReelect María del Pino y Calvo-Sotelo as Director
5.9
ForForReelect Santiago Fernández Valbuenaas Director
5.10
ForForReelect José Fernando Sánchez-Junco Mans as Director
5.11
AgainstForReelect Karlovy SL as Director 5.12
AgainstForApprove 2013-2015 Restricted Stock Plan for Executive Directors
6.1
AgainstForApprove 2013-2015 Restricted Stock Plan for Senior Management
6.2
AgainstForAuthorize Share Repurchase Program 7
ForForAuthorize Board to Ratify and Execute Approved Resolutions
8
AgainstForAdvisory Vote on Remuneration Policy Report 9
Receive Amendments to Board of Directors' Regulations
10
Information on Issuance of Convertible Securities as Agreed at EGM on Oct. 22, 2009
11
Ford Otomotiv Sanayi AS
Meeting Date: 03/21/2013 Country: Turkey
Meeting Type: Annual
Page 248 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Ford Otomotiv Sanayi AS
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForAccept Annual Board Report 2
Do Not Vote
ForAccept Audit Reports 3
Do Not Vote
ForAccept Financial Statements 4
Do Not Vote
ForApprove Discharge of Board and Auditors 5
Receive Information on Profit Distribution Policy
6
Do Not Vote
ForApprove Allocation of Income 7
Do Not Vote
ForElect Directors 8
Do Not Vote
ForApprove Remuneration Policy 9
Do Not Vote
ForApprove Director Remuneration 10
Do Not Vote
ForRatify External Auditors 11
Do Not Vote
ForApprove Working Principles of General Assembly
12
Receive Information on Related Party Transactions
13
Receive Information on Company's Disclosure Policy
14
Receive Information on Charitable Donations 15
Do Not Vote
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
16
Do Not Vote
ForAuthorize Presiding Council to Sign Minutes of Meeting
17
Wishes 18
Page 249 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Ford Otomotiv Sanayi AS
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
ForOpen Meeting and Elect Presiding Council of Meeting
1
ForAccept Annual Board Report 2
ForAccept Audit Reports 3
ForAccept Financial Statements 4
ForApprove Discharge of Board and Auditors 5
Receive Information on Profit Distribution Policy
6
ForApprove Allocation of Income 7
ForElect Directors 8
ForApprove Remuneration Policy 9
ForApprove Director Remuneration 10
ForRatify External Auditors 11
ForApprove Working Principles of General Assembly
12
Receive Information on Related Party Transactions
13
Receive Information on Company's Disclosure Policy
14
Receive Information on Charitable Donations 15
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
16
ForAuthorize Presiding Council to Sign Minutes of Meeting
17
Wishes 18
Getinge AB
Meeting Date: 03/21/2013 Country: Sweden
Meeting Type: Annual
Page 250 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Getinge AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Do Not Vote
ForElect Carl Bennet as Chairman of Meeting 2
Do Not Vote
ForPrepare and Approve List of Shareholders 3
Do Not Vote
ForApprove Agenda of Meeting 4
Do Not Vote
ForDesignate Inspector(s) of Minutes of Meeting 5
Do Not Vote
ForAcknowledge Proper Convening of Meeting 6
Receive Financial Statements and Statutory Reports
7a
Receive Consolidated Financial Statements and Statutory Reports
7b
Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management
7c
Receive the Board's Dividend Proposal 7d
Receive the Board's Report and the Board Committee Reports
8
Receive President's Report 9
Do Not Vote
ForApprove Financial Statements and Statutory Reports
10
Do Not Vote
ForApprove Allocation of Income and Dividends of SEK 4.15 per Share
11
Do Not Vote
ForApprove Discharge of Board and President 12
Do Not Vote
ForDetermine Number of Members (7) and Deputy Members of Board (0)
13
Do Not Vote
ForApprove Remuneration of Directors in the Amount of SEK 1.05 Million for Chairman and SEK 525,000 for Other Directors; Approve Remuneration for Committee Work
14
Do Not Vote
ForReelect Carl Bennet, Johan Bygge, Cecilia Wennborg, Carola Lemne, Johan Malmquist, Johan Stern, and Mats Wahlstrom as Directors
15
Do Not Vote
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
16
Page 251 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Getinge AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Close Meeting 17
Givaudan SA
Meeting Date: 03/21/2013 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports, Including Remuneration Report
For For
AgainstForApprove Compensation Policy 2
ForForApprove Discharge of Board and Senior Management
3
ForForApprove Allocation of Income and Dividends of CHF 36.00 per Share from Capital Contribution Reserves
4
ForForAmend Articles Regarding the Contribution in Kind and Acquisition of Assets
5
ForForRelect Peter Kappeler as Director 6.1
ForForReelect Irina du Bois as Director 6.2
ForForRatify Deloitte S.A. as Auditors 7
Grupo de Inversiones Suramericana SA
Meeting Date: 03/21/2013 Country: Colombia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Verify Quorum
ForForElect Meeting Approval Committee 2
ForForPresent Board of Directors' and Chairman's Report
3
ForForPresent Financial Statements 4
Page 252 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Grupo de Inversiones Suramericana SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForPresent Auditor's Report 5
ForForApprove Financial Statements and Statutory Reports
6
ForForApprove Allocation of Income 7
ForForApprove Remuneration of Directors and Auditors
8
ForForElect Auditors for 2013-2015 9
AgainstForAmend Bylaws 10
AgainstForOther Business 11
H. Lundbeck A/S
Meeting Date: 03/21/2013 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
Do Not Vote
ForApprove Financial Statements and Statutory Reports
2
Do Not Vote
ForApprove Remuneration of Directors in the Amount of DKK 900,000 for Chairman, DKK 600,000 for Vice Chairman, and DKK 300,000 for Other Directors; Approve Remuneration for Committee Work
3
Do Not Vote
ForApprove Allocation of Income and Dividends of DKK 2.00 per Share
4
Do Not Vote
ForReelect Håkan Björklund as Director 5a
Do Not Vote
ForReelect Christian Dyvig as Director 5b
Do Not Vote
ForReelect Thorleif Krarup as Director 5c
Do Not Vote
ForReelect Jes Østergaard as Director 5d
Do Not Vote
ForReelect Melanie Lee as Director 5e
Do Not Vote
ForElect Lars Rasmussen as Director 5f
Page 253 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
H. Lundbeck A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForRatify Deloitte as Auditors 6
Do Not Vote
ForAuthorize Repurchase of up to Ten Percent of Share Capital
7a
Do Not Vote
ForAuthorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration
7b
Other Business 8
Hufvudstaden AB
Meeting Date: 03/21/2013 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Do Not Vote
ForElect Chairman of Meeting 2
Do Not Vote
ForPrepare and Approve List of Shareholders 3
Do Not Vote
ForDesignate Inspector(s) of Minutes of Meeting 4
Do Not Vote
ForApprove Agenda of Meeting 5
Do Not Vote
ForAcknowledge Proper Convening of Meeting 6
Receive President's Report 7
Receive Financial Statements and Statutory Reports
8
Do Not Vote
ForApprove Financial Statements and Statutory Reports
9
Do Not Vote
ForApprove Allocation of Income and Dividends of SEK 2.60 per Share
10
Do Not Vote
ForApprove Discharge of Board and President 11
Do Not Vote
ForDetermine Number of Members (9) and Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0)
12
Page 254 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Hufvudstaden AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Remuneration of Directors in the Amount of SEK 400,000 for Chairman and SEK 200,000 for Other Non-executive Directors; Approve Remuneration of Auditors
13
Do Not Vote
ForReelect Claes Boustedt, Bengt Braun, Peter Egardt, Louise Lindh, Fredrik Lundberg, Hans Mertzig, Sten Peterson, Anna-Greta Sjoberg, and Ivo Stopner as Directors; Elect KPMG as Auditor
14
Do Not Vote
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
15
Do Not Vote
ForAuthorize Repurchase of Class A Shares up to Ten Percent of Total Issued Share Capital and Reissuance of Class A Shares Without Preemptive Rights
16
Close Meeting 17
Kangwon Land Inc.
Meeting Date: 03/21/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 755 per Share
For For
ForForApprove Total Remuneration of Inside Directors and Outside Directors
2
Korea Exchange Bank
Meeting Date: 03/21/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 50 per Share
For For
ForForReelect Ha Yong-Ee as Outside Director 2
Page 255 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Korea Exchange Bank
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Ha Yong-Ee as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
AgainstForAmend Terms of Severance Payments to Executives
5
Oi S.A.
Meeting Date: 03/21/2013 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize Creation of Redeemable Preferred Stock
For Do Not Vote
Do Not Vote
ForAuthorize Bonus Issuance of Shares 2
Do Not Vote
ForApprove Immediate Redemption of Newly Issue Preferred Shares
3
Oi S.A.
Meeting Date: 03/21/2013 Country: Brazil
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Preferred Shareholders Have Voting Rights on Item 3
Do Not Vote
ForAccept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012
1
Do Not Vote
ForApprove Allocation of Income and Dividends 2
Do Not Vote
ForElect Fiscal Council Members and Alternates 3
Do Not Vote
ForApprove Remuneration of Company's Management
4
Page 256 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Rautaruukki Oy
Meeting Date: 03/21/2013 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports
6
ForForAccept Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income and Dividends of EUR 0.20 Per Share
8
ForForApprove Discharge of Board and President 9
ForForApprove Remuneration of Directors in the Amount of EUR 72,000 for Chairman, EUR 44,000 for Deputy Chairman, and EUR 34,000 for Other Directors; Approve Attendance Fees
10
ForForFix Number of Directors at Seven 11
ForForReelect Kim Gran (Chairman), Liisa Leino, Matti Lievonen, Saila Miettinen-Lahde, and Jaana Tuominen as Directors; Elect Timo Korhonen and Matti Kahkonen as New Directors
12
ForForApprove Remuneration of Auditors 13
ForForRatify KPMG Oy Ab as Auditors 14
ForForAuthorize Share Repurchase Program 15
ForForApprove Issuance of up to 14 Million Shares without Preemptive Rights
16
ForForApprove Establishment of a Permanent Nomination Committee; Authorize Chairman and Representatives of Three Largest Shareholders to Serve on the Nominating Committee
17
Close Meeting 18
Page 257 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Skandinaviska Enskilda Banken
Meeting Date: 03/21/2013 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Do Not Vote
ForElect Chairman of Meeting 2
Do Not Vote
ForPrepare and Approve List of Shareholders 3
Do Not Vote
ForApprove Agenda of Meeting 4
Do Not Vote
ForDesignate Inspector(s) of Minutes of Meeting 5
Do Not Vote
ForAcknowledge Proper Convening of Meeting 6
Receive Financial Statements and Statutory Reports
7
Receive President's Report 8
Do Not Vote
ForApprove Financial Statements and Statutory Reports
9
Do Not Vote
ForApprove Allocation of Income and Dividends of 2.75 SEK per Share
10
Do Not Vote
ForApprove Discharge of Board and President 11
Receive Report on Work of Nomination Committee
12
Do Not Vote
ForSet Number of Directors at 12; Set Number of Auditors at One
13
Do Not Vote
ForApprove Remuneration of Directors in the Amount of SEK 2.4 Million for Chairman, SEK 580,000 for the Vice Chairmen, and SEK 500,000 for Other Directors: Approve Remuneration for Committee Work, Approve Remuneration of Auditors
14
Do Not Vote
ForReelect Johan Andresen, Signhild Hansen, Annika Falkengren, Urban Jansson, Birgitta Kantola, Thomas Nicolin, Jesper Ovesen, Jacob Wallenberg, and Marcus Wallenberg (Chairman) as Directors, Elect Samir Brikho, Winnie Fok, and Sven Nyman as New Directors
15
Do Not Vote
ForRatify PricewaterhouseCoopers as Auditors 16
Page 258 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Skandinaviska Enskilda Banken
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
17
Do Not Vote
ForApprove Share Deferral Plan for President, Group Executive Committee, and Certain Other Executive Managers
18a
Do Not Vote
ForApprove Share Matching Plan for Executive Management and Key Employees
18b
Do Not Vote
ForApprove Profit Sharing Program 18c
Do Not Vote
ForAuthorize Repurchase of up to Two Percent of Issued Shares
19a
Do Not Vote
ForAuthorize Repurchase of Class A and/or Class C Shares of up to Ten Percent of Issued Shares and Reissuance of Repurchased Shares in Connection with Long-Term Incentive Plan
19b
Do Not Vote
ForAuthorize Reissuance of Repurchased Class A Shares in Connection with 2013 Long-Term Equity Programmes
19c
Do Not Vote
ForAppointment of Auditors of Foundations that Have Delegated their Business to the Bank
20
Shareholder Proposal
Do Not Vote
NoneAmend Articles: Composition of Board (Gender)
21
Close Meeting 22
Urstadt Biddle Properties Inc.
Meeting Date: 03/21/2013 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Catherine U. Biddle For For
ForForElect Director Willing L. Biddle 1.2
ForForElect Director E. Virgil Conway 1.3
ForForElect Director Robert J. Mueller 1.4
ForForRatify Auditors 2
Page 259 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Urstadt Biddle Properties Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForIncrease Authorized Preferred and Common Stock
3
AgainstForApprove Increase or Decrease Authorized Common Stock
4
ForForReduce Supermajority Vote Requirement 5
AgainstForAmend Restricted Stock Plan 6
Vestas Wind System A/S
Meeting Date: 03/21/2013 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
Do Not Vote
ForApprove Financial Statements and Statutory Reports
2
Do Not Vote
ForApprove Allocation of Income and Omission of Dividends
3
Do Not Vote
ForDetermine Number of Members (8) and Deputy Members (0) of Board
4.1
Do Not Vote
ForReelect Bert Nordberg as Director 4.2a
Do Not Vote
ForReelect Carsten Bjerg as Director 4.2b
Do Not Vote
ForReelect Eija Pitkanen as Director 4.2c
Do Not Vote
ForElect Henrik Andersen as New Director 4.2d
Do Not Vote
ForElect Henry Sténson as New Director 4.2e
Do Not Vote
ForReelect Jorgen Huno Rasmussen as Director 4.2f
Do Not Vote
ForReelect Jørn Ankær Thomsen as Director 4.2g
Do Not Vote
ForReelect Lars Josefsson as Director 4.2h
Shareholder Proposal
Do Not Vote
AbstainElect Linvig Thyge Martin Pedersen Bech as New Director
4.2i
Page 260 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Vestas Wind System A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Management Proposals
Do Not Vote
ForApprove Final Remuneration of Directors for 2012 in the Amount of EUR 270,818 for Chairman, EUR 177,212 for Deputy Chairman, and EUR 43,606 for Other Directors
5.1
Do Not Vote
ForApprove Remuneration of Directors for 2013 in the Amount of EUR 130,818 for Chairman, EUR 87,212 for Vice Chairman, and EUR 43,606 for Other Directors; Approve Remuneration for Committee Work
5.2a
Shareholder Proposal
Do Not Vote
AgainstApprove Reduction of Remuneration and Benefits for the Board of Directors by 15 Percent based on the 2012 level
5.2b
Management Proposals
Do Not Vote
ForRatify PricewaterhouseCoopers as Auditors 6
Do Not Vote
ForApprove Creation of up to DKK 20.4 Million Pool of Capital without Preemptive Rights or up to DKK 20.4 Million Pool of Capital with Preemptive Rights; Amend Articles Accordingly
7.1
Do Not Vote
ForAmend Articles Re: Authority to Bind the Company
7.2
Do Not Vote
ForApprove Remuneration Policy for Executive Management and Board of Directors
7.3
Do Not Vote
ForApprove Guidelines for Incentive-Based Compensation for Executive Management and Board
7.4
Do Not Vote
ForAuthorize Share Repurchase Program 7.5
Shareholder Proposals
Do Not Vote
AgainstApprove that a Scrutiny be Carried out by an Independent Scrutinizer
7.6
Do Not Vote
AgainstPlace Responsibility for the Company's Negative Development on the CEO Ditlev Engel
7.7a
Do Not Vote
AgainstNegotiate a 50 Percent Reduction of Salary and Beneftis for the Company's CEO Ditlev Engel
7.7b
Do Not Vote
AgainstNegotiate a 15 Percent Reduction of Salaries and Benefits for all Other Employees in the Vestas Group
7.7c
Other Business 8
Page 261 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
AmorePacific Corp.
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 6,500 per Common Share and KRW 6,550 per Preferred Share
For For
AgainstForAmend Articles of Incorporation 2
ForForReelect Five Outside Directors (Bundled) 3
ForForReelect Three Members of Audit Committee 4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Amorepacific Group Inc.
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 2,250 per Common Share and KRW 2,300 per Preferred Share
For For
AgainstForAmend Articles of Incorporation 2
AgainstForElect Two Inside Directors (Bundled) 3.1
ForForElect Shin Dong-Yup as Outside Director 3.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
ForForAuthorize Board to Fix Remuneration of Internal Auditor
5
Andritz AG
Meeting Date: 03/22/2013 Country: Austria
Meeting Type: Annual
Page 262 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Andritz AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports (Non-Voting)
Do Not Vote
ForApprove Allocation of Income 2
Do Not Vote
ForApprove Discharge of Management Board 3
Do Not Vote
ForApprove Discharge of Supervisory Board 4
Do Not Vote
ForApprove Remuneration of Supervisory Board Members
5
Do Not Vote
ForRatify Auditor 6
Do Not Vote
ForAmend Articles Re: Share Ownership Disclosure Threshold
7
Do Not Vote
ForAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
8
Celltrion Inc.
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, Stock Dividend of 0.15 Shares per Share, and Cash Dividend of KRW 15 per Share
For For
ForForReelect Lee Gyeong-Ho as Non-Independent Non-Executive Director
2.1
ForForReelect Kim Dong-Il as Outside Director 2.2
ForForReelect Lee Joseph as Outside Director 2.3
ForForReelect Cho Gyun-Seok as Outside Director 2.4
ForForElect Cho Hong-Hee as Outside Director 2.5
ForForReelect Three Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Page 263 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Celltrion Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Stock Option Grants 5
AgainstForAmend Terms of Severance Payments to Executives
6
CJ CheilJedang Co.
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,800 per Common Share and 1,850 per Preferred Share
For For
ForForElect Two Inside Directors and Three Outside Directors (Bundled)
2
ForForElect Three Outside Directors as Members of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
CJ Corp.
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 650 per Common Share and 700 per Preferred Share
For For
ForForElect One Inside Director and One Outside Director (Bundled)
2
ForForElect Kim Seong-Ho as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Page 264 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
CJ Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Preferred Shareholders have voting rights on Item 5.
ForForApprove Spin-Off Agreement 5
CJ Korea Express Corp.
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForAmend Articles of Incorporation 2
ForForElect Two Inside Directors (Bundled) 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
COWAY Co., Ltd.
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForApprove Stock Option Grants for Director 2
ForForApprove Stock Option Grants for Directors Who Do Not Serve on Board and Internal Auditor
3
ForForAmend Articles of Incorporation 4
ForForElect Kim Dong-Hyun as Inside Director 5
ForForApprove Total Remuneration of Inside Directors and Outside Directors
6
ForForAuthorize Board to Fix Remuneration of Internal Auditor
7
Page 265 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
COWAY Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAmend Terms of Severance Payments to Executives
8
Daewoo Shipbuilding & Marine Engineering Co.
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 250 per Share
For For
ForForAmend Articles of Incorporation 2
ForForElect Ko Sang-Gon as Outside Director 3.1.1
ForForElect Shin Kwang-Sik as Outside Director 3.1.2
ForForElect Cho Jeon-Hyeok as Outside Director 3.1.3
ForForElect Lee Sang-Geun as Outside Director 3.1.4
ForForElect Ko Sang-Gon as Member of Audit Committee
4.1.1
ForForElect Shin Kwang-Sik as Member of Audit Committee
4.1.2
ForForElect Cho Jeon-Hyeok as Member of Audit Committee
4.1.3
ForForElect Lee Sang-Geun as Member of Audit Committee
4.1.4
ForForElect Kwon Young-Min as Member of Audit Committee
4.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
DGB Financial Group Co Ltd
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Page 266 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
DGB Financial Group Co Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 330 per Share
For For
ForForAmend Articles of Incorporation 2
ForForElect One Inside Director and Five Outside Directors (Bundled)
3
ForForElect Three Outside Directors as Members of Audit Committee
4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 330 per Share
1
ForAmend Articles of Incorporation 2
ForElect One Inside Director and Five Outside Directors (Bundled)
3
ForElect Three Outside Directors as Members of Audit Committee
4
ForApprove Total Remuneration of Inside Directors and Outside Directors
5
Dongkuk Steel Mill Co. Ltd.
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 500 per Share
For For
ForForReelect Chang Se-Joo as Inside Director 2.1
ForForElect Shin Jung-Hwan as Inside Director 2.2
ForForElect Kim Kye-Bok as Inside Director 2.3
Page 267 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Dongkuk Steel Mill Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Han Seung-Hee as Outside Director 2.4
ForForReelect Yoon Yong-Seob as Outside Director 2.5
ForForReelect Kim Dae-Hwi as Outside Director 2.6
ForForReelect Lee Jae-Hong as Outside Director 2.7
ForForElect Ohki Tetsuo as Outside Director 2.8
ForForReelect Han Seung-Hee as Member of Audit Committee
3.1
ForForReelect Yoon Yong-Seob as Member of Audit Committee
3.2
ForForReelect Kim Dae-Hwi as Member of Audit Committee
3.3
ForForReelect Lee Jae-Hong as Member of Audit Committee
3.4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
GS Engineering & Construction Ltd.
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 250 per Share
For For
ForForElect One Inside Director and Two Outside Directors (Bundled)
2
ForForElect Choi Hyuk as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
GS Holdings Corp.
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Page 268 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
GS Holdings Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,350 per Common Share and KRW 1,400 per Preferred Share
For For
ForForElect Two Inside Directors, One Non-Independent Non-Executive Director, and Two Outside Directors (Bundled)
2
ForForElect Two Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 1,350 per Common Share and KRW 1,400 per Preferred Share
1
ForElect Two Inside Directors, One Non-Independent Non-Executive Director, and Two Outside Directors (Bundled)
2
ForElect Two Members of Audit Committee 3
ForApprove Total Remuneration of Inside Directors and Outside Directors
4
H&R Real Estate Investment Trust
Meeting Date: 03/22/2013 Country: Canada
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
In Respect of the Real Estate Investment Trust
ForForApprove Acquisition of Primaris Retail Real Estate Investment Trust
1
In Respect of Finance Trust
Page 269 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
H&R Real Estate Investment Trust
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Acquisition of Primaris Retail Real Estate Investment Trust
1
Hankook Tire Co., Ltd.
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 400 per Share
For For
AgainstForAmend Articles of Incorporation 2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 400 per Share
1
ForAmend Articles of Incorporation 2
ForApprove Total Remuneration of Inside Directors and Outside Directors
3
Hankook Tire Worldwide Co., Ltd.
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 400 per Share
For For
AgainstForAmend Articles of Incorporation 2
ForForReelect Two Inside Directors (Bundled) 3
Page 270 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Hankook Tire Worldwide Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Hanwha Chemical Corp.
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 250 per Common Share and KRW 300 per Preferred Share
For For
ForForAmend Articles of Incorporation 2
ForForElect Two Inside Directors and One Outside Director (Bundled)
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Hanwha Corporation
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 450 per Common Share and KRW 500 per Preferred Share
For For
ForForAmend Articles of Incorporation 2
ForForElect One Inside Director and Two Outside Directors (Bundled)
3
ForForReelect Cho Sung-Wook as Member of Audit Committee
4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Page 271 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Hite Jinro Ltd.
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,250 per Common Share and KRW 1,300 per Preferred Share
For For
ForForApprove Total Remuneration of Inside Directors and Outside Directors
2
Hulic Co., Ltd.
Meeting Date: 03/22/2013 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 2.5
For For
ForForElect Director Kobayashi, Hajime 2
Hyosung Corp.
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,000 per Share
For For
ForForElect One Inside Director and Six Outside Directors (Bundled)
2
ForForReelect Two Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Page 272 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Hyundai Department Store Co.
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 650 per Share
For For
ForForReelect Two Inside Directors and Two Outside Directors (Bundled)
2
ForForReelect Two Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Hyundai Development Co. - Engineering & Construction
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 200 per Share
For For
ForForElect Two Inside Directors and Three Outside Directors (Bundled)
2
ForForReelect Lee Jeong-Hoon as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Hyundai Heavy Industries Co.
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Page 273 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Hyundai Heavy Industries Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 2,500 per Share
For For
ForForElect Two Inside Directors and One Outside Director (Bundled)
2
ForForElect Noh Young-Bo as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Hyundai Home Shopping Network Corporation
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,100 per Share
For For
ForForElect Two Inside Directors and Two Outside Directors (Bundled)
2
ForForReelect Two Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 1,100 per Share
1
ForElect Two Inside Directors and Two Outside Directors (Bundled)
2
ForReelect Two Members of Audit Committee 3
ForApprove Total Remuneration of Inside Directors and Outside Directors
4
Page 274 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Hyundai Merchant Marine Co.
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForAmend Articles of Incorporation 2
ForForReelect Hyun Jeong-Eun as Inside Director 3.1
ForForElect Yoo Chang-Geun as Inside Director 3.2
ForForReelect Cho Yong-Keun as Outside Director 3.3
ForForElect Heo Sun as Outside Director 3.4
ForForElect Bae Gook-Hwan as Outside Director 3.5
ForForReelect Erig Sing Chi Ip as Outside Director 3.6
ForForReelect Cho Yong-Keun as Member of Audit Committee
4.1
ForForElect Bae Gook-Hwan as Member of Audit Committee
4.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Hyundai WIA Corp.
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 500 per Share
For For
ForForElect Two Inside Directors (Bundled) 2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Page 275 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Hyundai WIA Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 500 per Share
1
ForElect Two Inside Directors (Bundled) 2
ForApprove Total Remuneration of Inside Directors and Outside Directors
3
Iberdrola S.A.
Meeting Date: 03/22/2013 Country: Spain
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements
For For
ForForApprove Management Reports 2
ForForApprove Discharge of Board 3
ForForRenew Appointment of Ernst & Young as Auditor
4
ForForApprove Allocation of Income and Dividends 5
ForForAuthorize Capitalization of Reserves for Scrip Dividends
6.A
ForForAuthorize Capitalization of Reserves for Scrip Dividends
6.B
ForForRatify Appointment of and Elect Manuel Lagares Gómez-Abascal as Director
7
ForForAuthorize Board to Create and Fund Associations and Foundations
8
ForForAmend Article 6 Re: Representation of Shares 9.A
ForForAmend Articles Re: Board Functioning 9.B
ForForAuthorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares
10
ForForAuthorize Board to Ratify and Execute Approved Resolutions
11
ForForAdvisory Vote on Remuneration Policy Report 12
Page 276 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Industrial Bank of Korea
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 400 per Common Share and KRW 400 per Preferred Share
For For
ForForApprove Total Remuneration of Inside Directors and Outside Directors
2
ForForAuthorize Board to Fix Remuneration of Internal Auditor
3
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 400 per Common Share and KRW 400 per Preferred Share
1
ForApprove Total Remuneration of Inside Directors and Outside Directors
2
ForAuthorize Board to Fix Remuneration of Internal Auditor
3
Interconexion Electrica S.A. E.S.P.
Meeting Date: 03/22/2013 Country: Colombia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Chairman of Meeting
Approve Minutes of Meeting Held on March 30, 2012
2
Elect Meeting Approval Committee 3
Message from Mining and Energy Minister Federico Renjifo Velez
4
Page 277 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Interconexion Electrica S.A. E.S.P.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Welcome Message from Chairman and Reading of Board Report
5
Receive CEO's, Board of Directors', and Management's Reports
6
Receive Corporate Governance Compliance Report
7
Present Individual and Consolidated Financial Statements
8
Present Auditor's Report 9
Approve Individual and Consolidated Financial Statements
10
ForForApprove Allocation of Income and Dividends 11
ForForAppoint Auditors and Fix Their Remuneration 12
AgainstForElect Directors 13
Other Business 14
KB Financial Group Inc.
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 600 per Share
For For
ForForReelect Lee Kyung-Jae as Outside Director 2.1
ForForReelect Bae Jae-Wook as Outside Director 2.2
ForForReelect Kim Young-Jin as Outside Director 2.3
ForForReelect Lee Jong-Cheon as Outside Director 2.4
ForForReelect Ko Seung-Hee as Outside Director 2.5
ForForElect Kim Young-Kwa as Outside Director 2.6
ForForReelect Lee Young-Nam as Outside Director 2.7
ForForReelect Cho Jae-Mok as Outside Director 2.8
ForForElect Lee Kyung-Jae as Member of Audit Committee
3.1
Page 278 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
KB Financial Group Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Bae Jae-Wook as Member of Audit Committee
3.2
ForForReelect Kim Young-Jin as Member of Audit Committee
3.3
ForForReelect Lee Jong-Cheon as Member of Audit Committee
3.4
ForForElect Ko Seung-Hee as Member of Audit Committee
3.5
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
KCC Corp.
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1.1 Reelect Jung Jong-Sun as Outside Director For Against
AgainstForReelect Lee Jung-Dae as Outside Director 1.1.2
ForForElect Jeon Young-Hwa as Outside Director 1.1.3
ForForReelect Chung Mong-Jin as Inside Director 1.2.1
ForForReelect Chung Mong-Ik as Inside Director 1.2.2
AgainstForReelect Jung Jong-Sun as Member of Audit Committee
2.1
AgainstForReelect Lee Jung-Dae as Member of Audit Committee
2.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Kia Motors Corporation
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Page 279 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Kia Motors Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 650 per Share
For For
ForForElect One Inside Director, One Non-Independent and Non-Executive Director and One Outside Director (Bundled)
2
ForForElect Nam Sang-Koo as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 650 per Share
1
ForElect One Inside Director, One Non-Independent and Non-Executive Director and One Outside Director (Bundled)
2
ForElect Nam Sang-Koo as Member of Audit Committee
3
ForApprove Total Remuneration of Inside Directors and Outside Directors
4
Korea Aerospace Industries Co.,Ltd.
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 200 per Share
For For
ForForElect Two Inside Directors (Bundled) 2
AgainstForAppoint Noh Sang-Kyun as Internal Auditor 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Page 280 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Korea Aerospace Industries Co.,Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Board to Fix Remuneration of Internal Auditor
5
Korea Zinc Co Ltd
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 5,000 per Share
For For
ForForElect Two Inside Directors and Two Outside Directors (Bundled)
2
ForForReelect Kim Byung-Bae as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 5,000 per Share
1
ForElect Two Inside Directors and Two Outside Directors (Bundled)
2
ForReelect Kim Byung-Bae as Member of Audit Committee
3
ForApprove Total Remuneration of Inside Directors and Outside Directors
4
Korean Air Lines Co. Ltd.
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Page 281 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Korean Air Lines Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForReelect Three Inside Directors and Two Outside Directors (Bundled)
2
ForForReelect Two Outside Directors as Members of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Kumho Petro Chemical Co., Ltd.
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 2,000 per Common Share and KRW 2,050 per Preferred Share
For For
ForForReelect One Inside Director and One Outside Director (Bundled)
2
ForForElect Two Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 2,000 per Common Share and KRW 2,050 per Preferred Share
1
ForReelect One Inside Director and One Outside Director (Bundled)
2
ForElect Two Members of Audit Committee 3
ForApprove Total Remuneration of Inside Directors and Outside Directors
4
Page 282 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Kyowa Hakko Kirin Co Ltd
Meeting Date: 03/22/2013 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 10
For For
ForForElect Director Hanai, Nobuo 2.1
ForForElect Director Furumoto, Yoshiharu 2.2
ForForElect Director Kawai, Hiroyuki 2.3
ForForElect Director Tachibana, Kazuyoshi 2.4
ForForElect Director Nishino, Fumihiro 2.5
ForForElect Director Nishimura, Mutsuyoshi 2.6
ForForElect Director Kitayama, Motoaki 2.7
AgainstForElect Director Nakajima, Hajime 2.8
AgainstForAppoint Statutory Auditor Nagai, Hiroaki 3.1
AgainstForAppoint Statutory Auditor Suzusho, Kazuyoshi 3.2
ForForApprove Deep Discount Stock Option Plan 4
LG Corp.
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,000 per Common Share and KRW 1,050 per Preferred Share
For For
ForForElect Two Inside Directors and Three Outside Directors (Bundled)
2
ForForElect Two Outside Directors as Members of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Page 283 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
LG Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 1,000 per Common Share and KRW 1,050 per Preferred Share
1
ForElect Two Inside Directors and Three Outside Directors (Bundled)
2
ForElect Two Outside Directors as Members of Audit Committee
3
ForApprove Total Remuneration of Inside Directors and Outside Directors
4
Lotte Chemical Corp
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,000 per Share
For For
ForForAmend Articles of Incorporation 2
ForForElect Three Inside Directors and One Outside Director (Bundled)
3
ForForElect Seo Hyun-Soo as Member of Audit Committee
4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Lotte Chilsung Beverage Co.
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Page 284 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Lotte Chilsung Beverage Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 3,500 per Common Share and KRW 3,550 per Preferred Share
For For
ForForAmend Articles of Incorporation 2
ForForReelect Lee Jae-Hyuk as Inside Director 3.1
ForForElect Ahn Tae-Sik as Outside Director 3.2
ForForElect Ahn Tae-Sik as Member of Audit Committee
4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Lotte Confectionery Co.
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 4,000 per Share
For For
ForForElect Three Outside Directors (Bundled) 2
ForForElect Three Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Lotte Shopping Co.
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Page 285 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Lotte Shopping Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,500 per Share
For For
ForForReelect Shin Kyuk-Ho as Inside Director 2.1
ForForElect Two Outside Directors (Bundled) 2.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
AgainstForAmend Terms of Severance Payments to Executives
4
LS Corp.
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,250 per Share
For For
ForForAmend Articles of Incorporation 2
ForForElect Koo Ja-Yub as Inside Director 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
LS Industrial Systems Co.
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,000 per Share
For For
Page 286 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
LS Industrial Systems Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Articles of Incorporation 2
ForForElect Two Inside Directors and One Outside Director (Bundled)
3
ForForElect Han Sang-Woo as Member of Audit Committee
4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
NCsoft Corp.
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 600 per Share
For For
ForForAmend Articles of Incorporation 2
AgainstForElect Two Inside Directors and One Non-Independent Non-Executive Director (Bundled)
3
ForForReelect Two Outside Directors (Bundled) 4
ForForReelect Three Members of Audit Committee 5
ForForApprove Total Remuneration of Inside Directors and Outside Directors
6
ForForApprove Stock Option Grants 7
Nongshim Co., Ltd.
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Incorporation For For
ForForReelect Yoon Suk-Chul as Outside Director 2
Page 287 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Nongshim Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
OCI Company Ltd
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 400 per Share
For For
ForForApprove Consolidated Financial Statements 1.2
ForForAmend Articles of Incorporation 2
ForForReelect Lee Soo-Young as Inside Director 3.1
ForForReelect Kim Jong-Shin as Outside Director 3.2
ForForElect Lee Sang-Seung as Outside Director 3.3
ForForReelect Kim Jong-Shin as Member of Audit Committee
4.1
ForForElect Jo Hyung as Member of Audit Committee
4.2
ForForElect Lee Sang-Seung as Member of Audit Committee
4.3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Pohjola Bank plc
Meeting Date: 03/22/2013 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
Page 288 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Pohjola Bank plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports
6
ForForAccept Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income and Dividends of EUR 0.46 Per A Share and EUR 0.43 per K share
8
ForForApprove Discharge of Board and President 9
ForForApprove Monthly Remuneration of Directors in the Ammount of EUR 8,000 for Chairman, EUR 5,500 for Vice Chairman, and EUR 4,500 for Other Directors; Approve Attendance Fees for Board and Committee Work
10
ForForFix Number of Directors at Eight 11
ForForReelect Jukka Hienonen, Jukka Hulkkonen, Mirja-Leena Kullberg, Harri Sailas, and Tom von Weymarn as Directors; Elect Marja Partio as New Director; Ratify Reijo Karhinen (Chair) and Tony Vepsalainen (Deputy Chair) as Directors
12
ForForApprove Remuneration of Auditors 13
ForForRatify KPMG as Auditors 14
ForForApprove Issuance of up to 24 Million Series A Shares and 6 Million Series K Shares without Preemptive Rights
15
Close Meeting 16
POSCO
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 6,000 per Share
For For
Page 289 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
POSCO
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Shin Jae-Cheol as Outside Director 2.1.1
ForForElect Lee Myung-Woo as Outside Director 2.1.2
ForForElect Kim Ji-Hyung as Outside Director 2.1.3
ForForElect Kim Ji-Hyung as Member of Audit Committee
2.2
ForForElect Jang In-Hwan as Inside Director 2.3.1
ForForElect Kim Eung-Kyu as Inside Director 2.3.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
PREMIER INVESTMENT CORP.
Meeting Date: 03/22/2013 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles To Reflect Changes in Law For For
ForForElect Executive Director Takano, Hiroaki 2
ForForElect Alternate Executive Director Muragishi, Kimito
3.1
ForForElect Alternate Executive Director Komai, Atsuo
3.2
ForForAppoint Supervisory Director Iinuma, Haruki 4.1
ForForAppoint Supervisory Director Sakurai, Kenji 4.2
ForForAppoint Alternate Supervisory Director Endo, Tetsuji
5
Primaris Retail Real Estate Investment Trust
Meeting Date: 03/22/2013 Country: Canada
Meeting Type: Special
Page 290 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Primaris Retail Real Estate Investment Trust
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Unitholders and Special Voting Unitholders
ForForApprove Sale of Company Assets 1
SK C&C Co. Ltd.
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,250 per Share
For For
ForForAmend Articles of Incorporation 2
ForForReelect Chey Tae-Won as Inside Director 3.1
ForForElect Lee Yong-Hee as Outside Director 3.2
ForForElect Joo Soon-Sik as Member of Audit Committee
4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
SK Holdings Co.
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 2,500 per Common Share and KRW 2,550 per Preferred Share
For For
ForForElect Cho Dae-Sik as Inside Director 2.1
Page 291 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
SK Holdings Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Park Se-Hoon as Outside Director 2.2
ForForReelect Nam Sang-Deok as Outside Director 2.3
ForForReelect Park Se-Hoon as Member of Audit Committee
3.1
ForForReelect Nam Sang-Deok as Member of Audit Committee
3.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 2,500 per Common Share and KRW 2,550 per Preferred Share
1
ForElect Cho Dae-Sik as Inside Director 2.1
ForReelect Park Se-Hoon as Outside Director 2.2
ForReelect Nam Sang-Deok as Outside Director 2.3
ForReelect Park Se-Hoon as Member of Audit Committee
3.1
ForReelect Nam Sang-Deok as Member of Audit Committee
3.2
ForApprove Total Remuneration of Inside Directors and Outside Directors
4
SK Hynix Inc.
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Kim Joon-Ho as Inside Director 2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Page 292 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
SK Innovation Co., Ltd.
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 3,200 per Common Share and KRW 3,250 per Preferred Share
For For
ForForElect Kim Chang-Geun as Inside Director 2.1
ForForReelect Lee Jae-Hwan as Outside Director 2.2
ForForReelect Kim Young-Joo as Outside Director 2.3
ForForReelect Choi Hyuk as Outside Director 2.4
ForForElect Shin Un as Outside Director 2.5
ForForReelect Lee Jae-Hwan as Member of Audit Committee
3.1
ForForElect Choi Hyuk as Member of Audit Committee
3.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
SK Networks Co. Ltd.
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 150 per Common Share and KRW 175 per Preferred Share
For For
ForForAmend Articles of Incorporation 2
ForForElect Moon Deok-Kyu as Inside Director 3.1
ForForElect Kim Joon as Non-Independent Non-Executive Director
3.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Page 293 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
SK Telecom Co.
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 8,400 per Share
For For
ForForAmend Articles of Incorporation 2
ForForElect Cho Dae-Sik as Inside Director 3.1
ForForElect Oh Dae-Sik as Outside Director 3.2
ForForElect Oh Dae-Sik as Member of Audit Committee
4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 8,400 per Share
1
ForAmend Articles of Incorporation 2
ForElect Cho Dae-Sik as Inside Director 3.1
ForElect Oh Dae-Sik as Outside Director 3.2
ForElect Oh Dae-Sik as Member of Audit Committee
4
ForApprove Total Remuneration of Inside Directors and Outside Directors
5
SK Telecom Co.
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
Page 294 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
SK Telecom Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Financial Statements, Allocation of Income, and Dividend of KRW 8,400 per Share
1
ForForAmend Articles of Incorporation 2
ForForElect Cho Dae-Sik as Inside Director 3.1
ForForElect Oh Dae-Sik as Outside Director 3.2
ForForElect Oh Dae-Sik as Member of Audit Committee
4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
SKC Ltd.
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 500 per Share
For For
AgainstForAmend Articles of Incorporation 2
ForForElect Cho Kyung-Mok as Non-Independent Non-Executive Director
3.1
ForForElect Two Outside Directors (Bundled) 3.2
ForForElect Two Members of Audit Committee 4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
S-Oil Corp.
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Page 295 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
S-Oil Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 2,200 per Common Share and KRW 2,225 per Preferred Share
For For
ForForAmend Articles of Incorporation 2
AgainstForElect One Inside Director, Four Non-Independent Non-Executive Directors, and Six Outside Directors (Bundled)
3
AgainstForReelect Seok Tae-Soo as Non-Outside-Director Member of Audit Committee
4.1
AgainstForReelect Three Outside Directors as Members of Audit Committee
4.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 2,200 per Common Share and KRW 2,225 per Preferred Share
1
ForAmend Articles of Incorporation 2
ForElect One Inside Director, Four Non-Independent Non-Executive Directors, and Six Outside Directors (Bundled)
3
ForReelect Seok Tae-Soo as Non-Outside-Director Member of Audit Committee
4.1
ForReelect Three Outside Directors as Members of Audit Committee
4.2
ForApprove Total Remuneration of Inside Directors and Outside Directors
5
Woori Finance Holdings Co. Ltd.
Meeting Date: 03/22/2013 Country: South Korea
Meeting Type: Annual
Page 296 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Woori Finance Holdings Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 250 per Share
For For
ForForAmend Articles of Incorporation 2
ForForReelect Lee Yong-Man as Outside Director 3.1
ForForReelect Lee Doo-Hee as Outside Director 3.2
ForForReelect Lee Heon as Outside Director 3.3
ForForReelect Park Ji-Hwan as Outside Director 3.4
ForForElect Park Young-Soo as Outside Director 3.5
ForForElect Chae Hee-Yul as Outside Director 3.6
ForForReelect Lee Yong-Man as Member of Audit Committee
4.1
ForForReelect Lee Doo-Hee as Member of Audit Committee
4.2
ForForReelect Lee Heon as Member of Audit Committee
4.3
ForForElect Park Young-Soo as Member of Audit Committee
4.4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
IDGC Holding JSC
Meeting Date: 03/23/2013 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Common and Preferred Shareholders
ForForAmend Charter 1
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Page 297 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
IDGC Holding JSC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Common and Preferred Shareholders
ForAmend Charter 1
Bank Hapoalim Ltd.
Meeting Date: 03/24/2013 Country: Israel
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Please note: For Item 2, shareholders must vote either by attending the meeting or including a power of attorney with the votes. Israeli law allows companies to disregard votes sent via proxy card on certain items.
Discuss Financial Statements and the Report of the Board for 2011
1
ForForReappoint BDO Ziv Haft and KPMG Somekh Chaikin as Auditing Firms; Discuss Fees for Audit and Other Services They Performed in 2011
2
ForForReelect Ido Stern as Director for Three Years, Beginning Mar. 24, 2013
3
ForForReelect Amnon Dick as External Director (as Defined by Bank Regulations) for Three Years, Beginning March 24, 2013
4
Alicorp SAA
Meeting Date: 03/25/2013 Country: Peru
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect or Dismiss Directors For
ForApprove Financial Statements, and Discharge Directors
2
ForApprove Allocation of Income and Dividends 3
Page 298 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Alicorp SAA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAppoint Auditors 4
ForApprove Remuneration of Directors 5
Banco de Sabadell S.A
Meeting Date: 03/25/2013 Country: Spain
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements, Allocation of Income, Dividends, and Discharge Directors
For For
ForForApprove Special Stock Dividends Funded by Treasury Shares
2
ForForElect José Manuel Martínez Martínez as Director
3.1
ForForRatify Co-option of and Elect Antonio Vitor Martins Monteiro as Director
3.2
AgainstForReelect José Manuel Lara Bosch as Director 3.3
ForForReelect Jaime Guardiola Romojaro as Director 3.4
AgainstForAuthorize Increase in Capital via Issuance of Equity or Equity-Linked Securities without Preemptive Rights
4
ForForAuthorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 60 Billion
5
AgainstForAuthorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 2 Billion
6
AgainstForAuthorize Share Repurchase Program 7
ForForAdvisory Vote on Remuneration Policy Report 8
ForForApprove Share Option Grant 9
ForForRenew Appointment of PricewaterhouseCoopers Auditores as Auditor
10
ForForAuthorize Board to Ratify and Execute Approved Resolutions
11
Page 299 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Daewoo International Corp.
Meeting Date: 03/25/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 300 per Share
For For
ForForReelect Lee Dong-Hee as Inside Director 2.1.1
ForForReelect Jeon Byung-Il as Inside Director 2.1.2
ForForElect Jang In-Hwan as Non-Independent Non-Executive Director
2.2
ForForReelect Yoon Je-Cheol as Outside Director 2.3.1
ForForElect Yoo Chang-Moo as Outside Director 2.3.2
ForForReelect Yoon Je-Cheol as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Datang International Power Generation Co. Ltd
Meeting Date: 03/25/2013 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Coal by Inner Mongolia Electric Power Fuel Company Ltd. to the Corporations Managed by the Company
For For
ForForApprove Purchase of Coal From Beijing Datang Fuel Company by the Company and Certain of Its Subsidiaries
2a
ForForApprove Sale of Coal by Hong Kong Company to Beijing Datang Fuel Company
2b
ForForApprove Sale of Coal by Hong Kong Company to Certain Subsidiaries of the Company
2c
ForForAmend Articles of Association of the Company 3
ForForApprove Extension of Validity Period of Shareholders' Resolution Relating to the Public Issuance of Corporate Bonds
4
Page 300 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Elisa Corporation
Meeting Date: 03/25/2013 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports, the Board's Report, and the Auditor's Report; Receive Review by the CEO
6
ForForAccept Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income and Dividends of EUR 1.30 Per Share
8
ForForApprove Discharge of Board and President 9
ForForApprove Monthly Remuneration of Directors in the Amount of EUR 9,000 for Chairman, EUR 6,000 for Vice Chairman and Chairman of Audit Committee, and EUR 5,000 for Other Directors; Approve Attendance Fees
10
ForForFix Number of Directors at Seven 11
ForForReelect Ari Lehtoranta, Raimo Lind, Leena Niemisto, Eira Palin-Lehtinen, Mika Salmi, and Mika Vehvilainen as Directors; Elect Jaakko Uotila as a New Director
12
AgainstForApprove Remuneration of Auditors 13
ForForFix Number of Auditors at One 14
ForForRatify KPMG Oy Ab as Auditors 15
ForForAuthorize Share Repurchase Program of up to 5 Million Shares
16
Close Meeting 17
PICC Property and Casualty Co., Ltd.
Meeting Date: 03/25/2013 Country: Hong Kong
Meeting Type: Special
Page 301 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
PICC Property and Casualty Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Lin Hanchuan as Director For For
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Lin Hanchuan as Director 1
Snam SpA
Meeting Date: 03/25/2013 Country: Italy
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
ForForAmend Articles Re: 2, 5, 6, and 17 1
ForForAmend Articles Re: 9 and 12 (General Meetings)
2
ForForAmend Articles Re: 13, 16, and 20 (Board-Related)
3
Ordinary Business
ForForAccept Financial Statements and Statutory Reports
1
ForForApprove Allocation of Income 2
ForForApprove Remuneration Report 3
ForForFix Number of Directors 4
ForForFix Directors Term 5
Appoint Directors (Slate Election) - Choose One of the Following Slates
Do Not Vote
NoneSlate Submitted by CDP RETI SRL 6.1
AgainstNoneSlate Submitted by Institutional Shareholders 6.2
ForForElech Chairman of the Board 7
Page 302 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Snam SpA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration of Directors 8
Appoint Internal Statutory Auditors (Slate Election) - Choose One of the Following Slates
AgainstNoneSlate Submitted by CDP RETI SRL 9.1
AgainstNoneSlate Submitted by Institutional Shareholders 9.2
AgainstForAppoint Chairman of Internal Statutory Auditors
10
ForForApprove Internal Auditors' Remuneration 11
SVM Global Fund plc
Meeting Date: 03/25/2013 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Appoint Henderson Global Investors Limited as Investment Manager to theCompany
For Abstain
ForForApprove Change of Company Name to Henderson Value Trust plc
2
Temple Bar Investment Trust plc
Meeting Date: 03/25/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Arthur Copple as Director 4
ForForRe-elect June de Moller as Director 5
Page 303 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Temple Bar Investment Trust plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForRe-elect Richard Jewson as Director 6
AgainstForRe-elect John Reeve as Director 7
ForForRe-elect Martin Riley as Director 8
ForForRe-elect David Webster as Director 9
ForForReappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration
10
AbstainForApprove Change of Company's International Investment Limit
11
AbstainForApprove Change of Company's Investment Policy
12
ForForAuthorise Issue of Equity with Pre-emptive Rights
13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise Market Purchase of Ordinary Shares 15
ForForAmend Articles of Association Re: Capital Reserve
16
Zoomlion Heavy Industry Science and Technology Co., Ltd.
Meeting Date: 03/25/2013 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM Ballot for Holders of H Shares
Special Business
ForForApprove Amendment of the Maturity of the Bonds
1
Asahi Group Holdings Ltd.
Meeting Date: 03/26/2013 Country: Japan
Meeting Type: Annual
Page 304 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Asahi Group Holdings Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 14
For For
ForForElect Director Ogita, Hitoshi 2.1
ForForElect Director Izumiya, Naoki 2.2
ForForElect Director Kawatsura, Katsuyuki 2.3
ForForElect Director Kodato, Toshio 2.4
ForForElect Director Ikeda, Shiro 2.5
ForForElect Director Koji, Akiyoshi 2.6
ForForElect Director Bando, Mariko 2.7
ForForElect Director Tanaka, Naoki 2.8
AgainstForElect Director Ito, Ichiro 2.9
ForForElect Director Takahashi, Katsutoshi 2.10
ForForElect Director Okuda, Yoshihide 2.11
ForForAppoint Statutory Auditor Ishizaki, Tadashi 3
Bank of China Limited
Meeting Date: 03/26/2013 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Wang Shiqiang as Non-executive Director
For For
ForForApprove Downward Adjustment to the Conversion Price of the A Share Convertible Bonds
2
ForForAmend Articles of Association 3
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Page 305 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Bank of China Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Wang Shiqiang as Non-executive Director
1
ForApprove Downward Adjustment to the Conversion Price of the A Share Convertible Bonds
2
ForAmend Articles of Association 3
Bridgestone Corp.
Meeting Date: 03/26/2013 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 16
For For
ForForElect Director Tsuya, Masaaki 2.1
ForForElect Director Nishigai, Kazuhisa 2.2
ForForElect Director Morimoto, Yoshiyuki 2.3
ForForElect Director Zaitsu, Narumi 2.4
ForForElect Director Tachibana Fukushima, Sakie 2.5
ForForElect Director Enkawa, Takao 2.6
ForForElect Director Murofushi, Kimiko 2.7
ForForElect Director Scott Trevor Davis 2.8
AgainstForApprove Annual Bonus Payment to Directors 3
ForForApprove Deep Discount Stock Option Plan 4
Cementos Pacasmayo S.A.A
Meeting Date: 03/26/2013 Country: Peru
Meeting Type: Annual
Page 306 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Cementos Pacasmayo S.A.A
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForApprove Annual Reports, Audited Consolidated Financial Statements and External Auditor's Report for Fiscal Year 2012
1
ForAppoint External Auditors 2
ForApprove Dividends 3
ForApprove Allocation of Income 4
Clariant AG
Meeting Date: 03/26/2013 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Accept Financial Statements and Statutory Reports
For For
AgainstForApprove Remuneration Report 1.2
ForForApprove Discharge of Board and Senior Management
2
ForForApprove Allocation of Income and Omission of Dividends
3.1
ForForApprove Dividends of CHF 0.33 per Share from Capital Contribution Reserves
3.2
ForForReelect Peter Chen as Director 4
ForForRatify PricewaterhouseCoopers AG as Auditors
5
Coca-Cola West Co Ltd
Meeting Date: 03/26/2013 Country: Japan
Meeting Type: Annual
Page 307 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Coca-Cola West Co Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 21
For For
ForForApprove Share Exchange Agreement with Minami Kyushu Coca-Cola Bottling Co.
2
ForForElect Director Sueyoshi, Norio 3.1
ForForElect Director Yoshimatsu, Tamio 3.2
ForForElect Director Shibata, Nobuo 3.3
ForForElect Director Wakasa, Jiro 3.4
ForForElect Director Nakamura, Yoshinori 3.5
ForForElect Director Takemori, Hideharu 3.6
ForForElect Director Fukami, Toshio 3.7
ForForElect Director Okamoto, Shigeki 3.8
ForForElect Director Fujiwara, Yoshiki 3.9
AgainstForElect Director Kondo, Shiro 3.10
AgainstForElect Director Vikas Tiku 3.11
ForForAppoint Statutory Auditor Taguchi, Tadanori 4.1
ForForAppoint Statutory Auditor Ogami, Tomoko 4.2
Compania De Minas Buenaventura S.A.
Meeting Date: 03/26/2013 Country: Peru
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
Do Not Vote
ForApprove Annual Report 1
Do Not Vote
ForAccept Financial Statements and Statutory Reports
2
Do Not Vote
ForApprove Dividends 3
Page 308 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Compania De Minas Buenaventura S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForElect External Auditors for Fiscal Year 2013 4
Do Not Vote
ForApprove Merger by Absorption of Compania de Exploraciones, Desarrollo e Inversiones Mineras SAC by Company
5
Do Not Vote
ForApprove Merger by Absorption of Inversiones Colquijirca SA by Company
6
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForApprove Annual Report 1
ForAccept Financial Statements and Statutory Reports
2
ForApprove Dividends 3
ForElect External Auditors for Fiscal Year 2013 4
ForApprove Merger by Absorption of Compania de Exploraciones, Desarrollo e Inversiones Mineras SAC by Company
5
ForApprove Merger by Absorption of Inversiones Colquijirca SA by Company
6
Credicorp Ltd.
Meeting Date: 03/26/2013 Country: Bermuda
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Annual Reports
ForForApprove Individual and Consolidated Financial Statements and Statutory Reports
2
ForForApprove Remuneration of Directors 3
ForForAppoint Ernst & Young Global as External Auditors and Authorize Board to Fix Their Remuneration
4
Present Payment of Dividends of USD of 2.60 per Share
5
Page 309 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Credicorp Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Present Allocation of Income 6
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Receive Annual Reports 1
ForApprove Individual and Consolidated Financial Statements and Statutory Reports
2
ForApprove Remuneration of Directors 3
ForAppoint Ernst & Young Global as External Auditors and Authorize Board to Fix Their Remuneration
4
Present Payment of Dividends of USD of 2.60 per Share
5
Present Allocation of Income 6
Domino's Pizza Group plc
Meeting Date: 03/26/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForReappoint Ernst & Young LLP as Auditors 2
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
3
ForForApprove Final Dividend 4
ForForRe-elect Stephen Hemsley as Director 5
ForForRe-elect Colin Halpern as Director 6
ForForRe-elect Lance Batchelor as Director 7
ForForRe-elect Lee Ginsberg as Director 8
ForForRe-elect Nigel Wray as Director 9
ForForRe-elect John Hodson as Director 10
Page 310 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Domino's Pizza Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Michael Shallow as Director 11
ForForRe-elect Syl Saller as Director 12
ForForRe-elect Helen Keays as Director 13
ForForApprove Remuneration Report 14
ForForAuthorise Issue of Equity with Pre-emptive Rights
15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise Market Purchase of Ordinary Shares 17
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
18
Electrolux AB
Meeting Date: 03/26/2013 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Chairman of Meeting For Do Not Vote
Do Not Vote
ForPrepare and Approve List of Shareholders 2
Do Not Vote
ForApprove Agenda of Meeting 3
Do Not Vote
ForDesignate Inspector(s) of Minutes of Meeting 4
Do Not Vote
ForAcknowledge Proper Convening of Meeting 5
Receive Financial Statements and Statutory Reports
6
Receive President's Report 7
Do Not Vote
ForApprove Financial Statements and Statutory Reports
8
Do Not Vote
ForApprove Discharge of Board and President 9
Do Not Vote
ForApprove Allocation of Income and Dividends of SEK 6.50 per Share
10
Page 311 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Electrolux AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForDetermine Number of Members (10) and Deputy Members (0) of Board; Receive Report on the Work of the Nominating Committee
11
Do Not Vote
ForApprove Remuneration of Directors in the Ammount of SEK 1.7 Million for Chairman, SEK 590,000 for Vice Chairman, and SEK 515,000 for Other Directors; Approve Remuneration for Committee Work
12
Do Not Vote
ForReelect Marcus Wallenberg (Chairman), Lorna Davis, Hasse Johansson, Ronnie Leten, Keith McLoughlin, Fredrik Persson, Ulrika Saxon, Torben Sorensen, and Barbara Thoralfsson as Directors; Elect Bert Nordbergas New Director
13
Do Not Vote
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
14
Do Not Vote
ForApprove 2013 Share-Related Long Term Incentive Plan
15
Do Not Vote
ForAuthorize Repurchase of Class B Shares of up to 10 Percent of Issued Shares
16a
Do Not Vote
ForAuthorize Reissuance of Repurchased Class B Shares in Connection to Company Acquisitions
16b
Do Not Vote
ForAuthorize Reissuance of up to 1.85 Million Repurchased Class B Shares in Connection with Long-Term Incentive Program
16c
Close Meeting 17
Hyundai Mipo Dockyard Co.
Meeting Date: 03/26/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,500 per Share
For For
ForForElect Two Inside Directors and One Outside Director (Bundled)
2
ForForElect Park Hae-Sung as Member of Audit Committee
3
Page 312 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Hyundai Mipo Dockyard Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
JPMorgan European Investment Trust plc
Meeting Date: 03/26/2013 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the New Income Investment Policy For Abstain
Kao Corp.
Meeting Date: 03/26/2013 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 31
For For
ForForElect Director Ozaki, Motoki 2.1
ForForElect Director Sawada, Michitaka 2.2
ForForElect Director Kanda, Hiroshi 2.3
ForForElect Director Takahashi, Tatsuo 2.4
ForForElect Director Saito, Toshihide 2.5
ForForElect Director Hashimoto, Ken 2.6
ForForElect Director Mitsui, Hisao 2.7
AgainstForElect Director Ikeda, Teruhiko 2.8
ForForElect Director Kadonaga, Sonosuke 2.9
ForForElect Director Nagashima, Toru 2.10
ForForAppoint Statutory Auditor Kobayashi, Shoji 3.1
ForForAppoint Statutory Auditor Igarashi, Norio 3.2
Page 313 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Leeds Building Society
Meeting Date: 03/26/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForReappoint Deloitte LLP as Auditors 2
ForForApprove Remuneration Report 3
ForForElect Philippa Brown as Director 4a
ForForElect David Fisher as Director 4b
ForForRe-elect Peter Hill as Director 4c
ForForElect Philip Jenks as Director 4d
ForForElect Robin Litten as Director 4e
ForForRe-elect Kim Rebecchi as Director 4f
ForForElect Karen Wint as Director 4g
MMG Limited
Meeting Date: 03/26/2013 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt New Share Option Scheme For For
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAdopt New Share Option Scheme 1
NEXON Co.,Ltd.
Meeting Date: 03/26/2013 Country: Japan
Meeting Type: Annual
Page 314 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
NEXON Co.,Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Seungwoo Choi For For
ForForElect Director Owen Mahoney 1.2
ForForElect Director Jiwon Park 1.3
ForForElect Director Jungju Kim 1.4
ForForElect Director Honda, Satoshi 1.5
ForForElect Director Kuniya, Shiro 1.6
ForForApprove Stock Option Plan 2
ForForApprove Deep Discount Stock Option Plan 3
Schindler Holding AG
Meeting Date: 03/26/2013 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Accept Financial Statements and Statutory Reports
For For
AgainstForApprove Remuneration Report 1b
ForForApprove Allocation of Income and Dividends of 2.20 CHF per Share and Participation Certificate
2
ForForApprove Discharge of Board and Senior Management
3
ForForElect Monika Buetler as Director 4.1.1
ForForElect Anthony Nightingale as Director 4.1.2
ForForElect Carole Vischer as Director 4.1.3
ForForRatify Ernst & Young as Auditors 4.2
ForForApprove CHF 55,241 Reduction in Share Capital via Cancellation of Repurchased Shares
5.1
ForForApprove CHF 77,289.1 Reduction in Participation Capital via Cancellation of Repurchased Participation Certificates
5.2
Page 315 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
STX Pan Ocean Co Ltd
Meeting Date: 03/26/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect One Inside Director and Three Outside Directors (Bundled)
2
ForForElect Three Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
ForForRenew General Mandate for Transactions with Related Parties
5
AgainstForAmend Articles of Incorporation 6
TonenGeneral Sekiyu K.K.
Meeting Date: 03/26/2013 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 19
For For
ForForElect Director Muto, Jun 2.1
ForForElect Director Hirose, Takashi 2.2
ForForElect Director Funada, Masaoki 2.3
ForForElect Director Miyata, Tomohide 2.4
ForForElect Director Imazawa, Toyofumi 2.5
ForForElect Director D.R. Csapo 2.6
ForForElect Director Onoda, Yasushi 2.7
ForForElect Director Ito, Yukinori 2.8
ForForElect Director G.W. Wilson 2.9
AgainstForAppoint Alternate Statutory Auditor Kobayakawa, Hisayoshi
3
Page 316 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
TonenGeneral Sekiyu K.K.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Retirement Bonus and Special Payments in Connection with Abolition of Retirement Bonus System
4
ForForApprove Deep Discount Stock Option Plan 5
Trend Micro Inc.
Meeting Date: 03/26/2013 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 67
For For
ForForElect Director Chang Ming-Jang 2.1
ForForElect Director Eva Chen 2.2
ForForElect Director Mahendra Negi 2.3
ForForElect Director Omikawa, Akihiko 2.4
ForForElect Director Nonaka, Ikujiro 2.5
ForForAppoint Statutory Auditor Hasegawa, Fumio 3.1
ForForAppoint Statutory Auditor Kameoka, Yasuo 3.2
ForForAppoint Statutory Auditor Fujita, Koji 3.3
ForForAppoint Statutory Auditor Senpo, Masaru 3.4
ForForApprove Cash Incentive Plan for Directors 4
Yamaha Motor Co. Ltd.
Meeting Date: 03/26/2013 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 5
For For
Page 317 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Yamaha Motor Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Yanagi, Hiroyuki 2.1
ForForElect Director Kimura, Takaaki 2.2
ForForElect Director Suzuki, Hiroyuki 2.3
ForForElect Director Shinozaki, Kozo 2.4
ForForElect Director Hideshima, Nobuya 2.5
ForForElect Director Takizawa, Masahiro 2.6
ForForElect Director Hashimoto, Yoshiaki 2.7
ForForElect Director Sakurai, Masamitsu 2.8
AgainstForElect Director Umemura, Mitsuru 2.9
ForForElect Director Adachi, Tamotsu 2.10
ForForAppoint Statutory Auditor Kawawa, Tetsuo 3.1
ForForAppoint Statutory Auditor Endo, Isao 3.2
ForForAppoint Alternate Statutory Auditor Satake, Masayuki
4
AgainstForApprove Annual Bonus Payment to Directors 5
AgainstForApprove Takeover Defense Plan (Poison Pill) 6
AgainstAgainstApprove Alternate Income Allocation Proposal, with No Final Dividend
7
AngloGold Ashanti Ltd
Meeting Date: 03/27/2013 Country: South Africa
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Resolution
ForForAdopt New Memorandum of Incorporation 1
Ordinary Resolution
ForForAuthorise Board to Ratify and Execute Approved Resolutions
1
Page 318 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
AngloGold Ashanti Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Resolution
ForAdopt New Memorandum of Incorporation 1
Ordinary Resolution
ForAuthorise Board to Ratify and Execute Approved Resolutions
1
Banco Espirito Santo
Meeting Date: 03/27/2013 Country: Portugal
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Vice-Chairman of the General Meeting Board
For For
ForForAccept Individual Financial Statements and Statutory Reports for Fiscal 2012
2
ForForAccept Consolidated Financial Statements and Statutory Reports for Fiscal 2012
3
ForForApprove Allocation of Income and Dividends 4
ForForApprove Discharge of Management and Supervisory Board
5
ForForApprove Remuneration Policy 6
AgainstForRatify Director 7
ForForAuthorize Repurchase and Reissuance of Shares and Debt Instruments
8
ForForAllow Directors to Be Involved with Other Companies
9
ForForAmend Pension Plan 10
Beazley plc
Meeting Date: 03/27/2013 Country: United Kingdom
Meeting Type: Annual
Page 319 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Beazley plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Second Interim Dividend 3
ForForApprove Special Dividend 4
ForForRe-elect George Blunden as Director 5
ForForRe-elect Martin Bride as Director 6
ForForRe-elect Adrian Cox as Director 7
ForForRe-elect Jonathan Gray as Director 8
ForForRe-elect Dennis Holt as Director 9
ForForRe-elect Andrew Horton as Director 10
ForForRe-elect Neil Maidment as Director 11
ForForRe-elect Padraic O'Connor as Director 12
ForForRe-elect Vincent Sheridan as Director 13
ForForRe-elect Ken Sroka as Director 14
ForForRe-elect Rolf Tolle as Director 15
ForForRe-elect Clive Washbourn as Director 16
ForForElect Angela Crawford-Ingle as Director 17
ForForReappoint KPMG as Auditors 18
ForForAuthorise Board to Fix Remuneration of Auditors
19
ForForAuthorise Issue of Equity with Pre-emptive Rights
20
ForForAuthorise Issue of Equity without Pre-emptive Rights
21
ForForAuthorise Market Purchase of Ordinary Shares 22
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
23
ForForApprove Marine Share Incentive Plan 24
Page 320 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Canon Marketing Japan Inc
Meeting Date: 03/27/2013 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 14
For For
ForForAmend Articles To Amend Business Lines 2
ForForElect Director Murase, Haruo 3.1
ForForElect Director Kawasaki, Masami 3.2
ForForElect Director Sasaki, Osamu 3.3
ForForElect Director Shibasaki, Yo 3.4
ForForElect Director Sakata, Masahiro 3.5
AgainstForElect Director Soma, Ikuo 3.6
ForForElect Director Sawabe, Masaki 3.7
ForForAppoint Statutory Auditor Shimizu, Masahiro 4
ForForApprove Retirement Bonus and Special Payments in Connection with Abolition of Retirement Bonus System
5
AgainstForApprove Annual Bonus Payment to Directors 6
Chugai Pharmaceutical Co. Ltd.
Meeting Date: 03/27/2013 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 20
For For
ForForElect Director Ohashi, Mitsuo 2.1
AgainstForElect Director Daniel O'Day 2.2
ForForAppoint Statutory Auditor Watanabe, Kunitoshi
3
Page 321 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
European Aeronautic Defence and Space Company EADS NV
Meeting Date: 03/27/2013 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting
Open Meeting 1
Receive Report of Management Board Re: Proposed Changes in Company's Governance and Shareholding Structure
2
Discuss Agenda Items 3
ForForAmend Articles Re: Ownership Restrictions and Legal Updates
4.1
ForForAuthorize Repurchase of Up to 15 Percent of Issued Share Capital
4.2
ForForApprove Cancellation of Repurchased Shares 4.3
ForForElect T. Enders as Executive Director 4.4
ForForElect M. Bischoff as Non-Executive Director 4.5
ForForElect R.D. Crosby as Non-Executive Director 4.6
ForForElect H.-P. Keitel as Non-Executive Director 4.7
ForForElect H.-J. Lamberti as Non-Executive Director 4.8
ForForElect A. Lauvergeon as Non-Executive Director
4.9
ForForElect L.N. Mittal as Non-Executive Director 4.10
ForForElect J. Parker as Non-Executive Director 4.11
ForForElect M. Pébereau as Non-Executive Director 4.12
ForForElect J. Piqué i Camps as Non-Executive Director
4.13
ForForElect D. Ranque as Non-Executive Director 4.14
ForForElect J.-C. Trichet as Non-Executive Director 4.15
Close Meeting 5
Jupiter Telecommunications Co., Ltd.
Meeting Date: 03/27/2013 Country: Japan
Meeting Type: Annual
Page 322 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Jupiter Telecommunications Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 1250
For For
ForForElect Director Mori, Shuuichi 2.1
ForForElect Director Maki, Toshio 2.2
ForForElect Director Mikogami, Daisuke 2.3
ForForElect Director Aoki, Tomoya 2.4
ForForElect Director Fukuda, Mineo 2.5
ForForElect Director Kato, Toru 2.6
ForForElect Director Yamazoe, Ryosuke 2.7
ForForElect Director Nakai, Yoshiki 2.8
AgainstForElect Director Sasaki, Shinichi 2.9
AgainstForElect Director Morozumi, Hirofumi 2.10
AgainstForElect Director Takahashi, Makoto 2.11
ForForAppoint Statutory Auditor Oyama, Shunsuke 3
London Stock Exchange Group plc
Meeting Date: 03/27/2013 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition by London Stock Exchange (C) Limited of LCH.Clearnet Group Limited
For Abstain
Marcopolo S.A.
Meeting Date: 03/27/2013 Country: Brazil
Meeting Type: Annual
Page 323 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Marcopolo S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Preferred Shareholders Have Voting Rights on Item 3
Do Not Vote
ForAccept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012
1
Do Not Vote
ForApprove Allocation of Income and Dividends 2
Do Not Vote
ForElect Fiscal Council Members and Approve Their Remuneration
3
Do Not Vote
ForApprove Remuneration of Company's Management
4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Preferred Shareholders Have Voting Rights on Item 3
ForAccept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012
1
ForApprove Allocation of Income and Dividends 2
ForElect Fiscal Council Members and Approve Their Remuneration
3
ForApprove Remuneration of Company's Management
4
MCB Bank Limited
Meeting Date: 03/27/2013 Country: Pakistan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForApprove Minutes of Previous Meeting 1
ForAccept Financial Statements and Statutory Reports
2
ForApprove A.F. Ferguson & Co. as Auditors and Authorize Board to Fix Their Remuneration
3
Page 324 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
MCB Bank Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Final Cash Dividend of PKR 3.00 Per Share
4
Special Business
ForApprove Bonus Issue 5
ForApprove Charitable Donation to CARE Foundation
6.1
ForApprove Charitable Donation to Al-Shifa Trust Cause "Fighting Against Blindness"
6.2
ForApprove Charitable Donation to Peace Social and Welfare Organization
6.3
ForApprove Expenses Incurred Towards Security Measures for Chairman
6.4
ForIncrease Authorized Share Capital and Amend Memorandum and Articles of Association to Reflect Increase in Authorized Share Capital
7
ForAmend Articles of Association 8
ForOther Business 9
Otsuka Corporation
Meeting Date: 03/27/2013 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 200
For For
ForForElect Director Otsuka, Yuuji 2.1
ForForElect Director Katakura, Kazuyuki 2.2
ForForElect Director Takahashi, Toshiyasu 2.3
ForForElect Director Shiokawa, Kimio 2.4
ForForElect Director Yano, Katsuhiro 2.5
ForForElect Director Saito, Hironobu 2.6
ForForElect Director Wakamatsu, Yasuhiro 2.7
ForForElect Director Tsurumi, Hironobu 2.8
ForForElect Director Sakurai, Minoru 2.9
Page 325 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Otsuka Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Hirose, Mitsuya 2.10
ForForElect Director Tanaka, Osamu 2.11
ForForElect Director Moriya, Norihiko 2.12
AgainstForApprove Retirement Bonus Payment for Directors
3
PTT Exploration & Production PCL
Meeting Date: 03/27/2013 Country: Thailand
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Acknowledge 2012 Performance Result and 2013 Work Plan
ForForAccept Financial Statements 2
ForForApprove Dividend of THB 5.80 Per Share 3
ForForApprove Office of the Auditor General of Thailand as Auditors and Authorize Board to Fix Their Remuneration
4
ForForElect Viraphol Jirapraditkul as Director 5.1
ForForElect Chaikasem Nitisiri as Director 5.2
ForForElect Achporn Charuchinda as Director 5.3
ForForElect Maitree Srinarawat as Director 5.4
ForForElect Warawat Indradat as Director 5.5
ForForApprove Remuneration of Directors and Sub-Committees
6
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Acknowledge 2012 Performance Result and 2013 Work Plan
1
ForAccept Financial Statements 2
ForApprove Dividend of THB 5.80 Per Share 3
Page 326 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
PTT Exploration & Production PCL
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Office of the Auditor General of Thailand as Auditors and Authorize Board to Fix Their Remuneration
4
ForElect Viraphol Jirapraditkul as Director 5.1
ForElect Chaikasem Nitisiri as Director 5.2
ForElect Achporn Charuchinda as Director 5.3
ForElect Maitree Srinarawat as Director 5.4
ForElect Warawat Indradat as Director 5.5
ForApprove Remuneration of Directors and Sub-Committees
6
QBE Insurance Group Ltd.
Meeting Date: 03/27/2013 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve the Remuneration Report For Against
ForForApprove the Grant of Up to 162,493 Conditional Rights to Frank O'Halloran, Former Group Chief Executive Officer
3
AgainstForApprove the Payment of a Retirement Allowance of A$2.34 Million to Frank O'Halloran, Former Group Chief Executive Officer
4
ForForApprove the Grant of 90,000 Conditional Rights to John Neal, Group Chief Executive Officer of the Company
5
ForForApprove the Grant of Up to 68,127 Conditional Rights to John Neal, Group Chief Executive Officer
6
ForForApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
7
ForForElect John Graf as a Director 8
ForForElect Duncan Boyle as a Director 9a
ForForElect John Green as a Director 9b
Page 327 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Renaissance Services SAOG
Meeting Date: 03/27/2013 Country: Oman
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForApprove Board Report on Company Operations
1
ForApprove Corporate Governance Report 2
ForAccept Financial Statements and Auditors Report
3
ForApprove the Attendance Fees of Directors 4
ForApprove Related Party Transactions 5
ForApprove Remuneration of Directors 6
ForApprove Charitable Donations 7
ForApprove Charitable Donations for 2013 8
ForRatify Auditors and Fix Their Remuneration 9
Showa Denko K.K.
Meeting Date: 03/27/2013 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 3
For For
ForForElect Director Takahashi, Kyohei 2.1
ForForElect Director Ichikawa, Hideo 2.2
ForForElect Director Koinuma, Akira 2.3
ForForElect Director Sakai, Yoshikazu 2.4
ForForElect Director Fukuda, Shunji 2.5
ForForElect Director Iwasaki, Hirokazu 2.6
ForForElect Director Amano, Masaru 2.7
Page 328 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Showa Denko K.K.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForElect Director Akiyama, Tomofumi 2.8
ForForElect Director Morita, Akiyoshi 2.9
St. Modwen Properties plc
Meeting Date: 03/27/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForElect Kay Chaldecott as Director 4
ForForRe-elect Steve Burke as Director 5
ForForRe-elect Simon Clarke as Director 6
ForForRe-elect Michael Dunn as Director 7
ForForRe-elect Lesley James as Director 8
ForForRe-elect Bill Oliver as Director 9
ForForRe-elect John Salmon as Director 10
ForForRe-elect Bill Shannon as Director 11
ForForReappoint Deloitte LLP as Auditors 12
ForForAuthorise Board to Fix Remuneration of Auditors
13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
Page 329 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Sulzer AG
Meeting Date: 03/27/2013 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 1.2
ForForApprove Allocation of Income and Dividends of CHF 3.20 per Share
2
ForForApprove Discharge of Board and Senior Management
3
ForForReelect Thomas Glanzmann as Director 4.1.1
ForForReelect Vladimir Kuznetsov as Director 4.1.2
ForForReelect Jill Lee as Director 4.1.3
ForForReelect Marco Musetti as Director 4.1.4
ForForReelect Luciano Respini as Director 4.1.5
ForForReelect Klaus Sturany as Director 4.1.6
ForForElect Manfred Wennemer as Director 4.2
ForForRatify KPMG AG as Auditors 5
SVG Capital plc
Meeting Date: 03/27/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForElect Stephen Duckett as Director 3
ForForRe-elect Andrew Sykes as Director 4
ForForRe-elect Lynn Fordham as Director 5
ForForRe-elect Charles Sinclair as Director 6
Page 330 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
SVG Capital plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReappoint Ernst & Young LLP as Auditors 7
ForForAuthorise Board to Fix Remuneration of Auditors
8
ForForAuthorise Issue of Equity with Pre-emptive Rights
9
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
10
ForForAuthorise Issue of Equity without Pre-emptive Rights
11
ForForAuthorise Market Purchase of Ordinary Shares 12
ForForAdopt New Articles of Association 13
Technopolis Oyj
Meeting Date: 03/27/2013 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
Receive Chairman's Report 6
Receive Financial Statements and Statutory Reports
7
ForForAccept Financial Statements and Statutory Reports
8
ForForApprove Allocation of Income and Dividends of EUR 0.20 Per Share
9
ForForApprove Discharge of Board and President 10
ForForApprove Remuneration of Directors in the Amount of EUR 50,000 for Chairman, EUR 30,000 for Deputy Chairman, and EUR 25,000 for Other Directors; Approve Meeting Fees
11
Page 331 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Technopolis Oyj
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForFix Number of Directors at Six 12
ForForReelect Carl-Johan Granvik (Chair), Pekka Korhonen, Matti Pennanen (Vice Chair), and Timo Ritakallio as Directors; Elect Sari Aitokallio and Jorma Haapamaki as New Directors
13
ForForApprove Remuneration of Auditors 14
ForForRatify KPMG as Auditors 15
ForForAuthorize Chairman of Board and Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee
16
ForForAuthorize Repurchase of up to 7.6 Million Issued Shares
17
AgainstForApprove Issuance of up to 15.1 Million Shares without Preemptive Rights
18
Close Meeting 19
The Siam Cement Public Co. Ltd.
Meeting Date: 03/27/2013 Country: Thailand
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Minutes of Previous Meeting For For
ForForAcknowledge 2012 Annual Report 2
ForForAccept Financial Statements 3
ForForApprove Allocation of Income and Dividend of THB 11.00 Per Share
4
ForForElect Chirayu Isarangkun Na Ayuthaya as Director
5.1
ForForElect Tarrin Nimmanahaeminda as Director 5.2
ForForElect Pramon Sutivong as Director 5.3
ForForElect Tarisa Watanagase as Director 5.4
ForForApprove KPMG Phoomchai Audit Ltd. as Auditors and Authorize Board to Fix Their Remuneration
6
Page 332 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
The Siam Cement Public Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Issuance of Debentures 7
ForForAmend Articles of Association Re: Proxy Voting
8.1
ForForAmend Articles of Association Re: Election of Directors
8.2
ForForAcknowledge Remuneration of Directors and Sub-Committees
9
AgainstForOther Business 10
Akbank T.A.S.
Meeting Date: 03/28/2013 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForElect Presiding Council of Meeting and Authorize Presiding Council to Sign Minutes of Meeting
1
Do Not Vote
ForAccept Statutory Reports 2
Do Not Vote
ForAccept Financial Statements and Approve Discharge of Directors and Auditors
3
Do Not Vote
ForApprove Allocation of Income 4
Do Not Vote
ForRatify Director Appointments 5
Do Not Vote
ForElect Directors and Approve Their Remuneration
6
Do Not Vote
ForRatify External Auditors 7
Do Not Vote
ForAuthorize Issuance of Bonds and Commercial Papers
8
Do Not Vote
ForAmend Company Articles 9
Do Not Vote
ForApprove Working Principles of the General Assembly
10
Page 333 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Akbank T.A.S.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
11
Do Not Vote
ForApprove Upper Limit of Donations for 2013 12
Receive Information on Charitable Donations, Related-Party Transactions and Remuneration Policy
13
Arcelik A.S.
Meeting Date: 03/28/2013 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForAccept Board Report 2
Do Not Vote
ForAccept Audit Report 3
Do Not Vote
ForAccept Financial Statements 4
Do Not Vote
ForRatify Director Appointments 5
Do Not Vote
ForApprove Discharge of Board 6
Do Not Vote
ForApprove Discharge of Auditors 7
Receive Information on Profit Distribution Policy
8
Do Not Vote
ForApprove Allocation of Income 9
Do Not Vote
ForAmend Company Articles 10
Do Not Vote
ForElect Directors 11
Do Not Vote
ForApprove Remuneration Policy 12
Page 334 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Arcelik A.S.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Director Remuneration 13
Do Not Vote
ForRatify External Auditors 14
Do Not Vote
ForApprove Working Principles of the General Assembly
15
Receive Information on Company Disclosure Policy
16
Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties
17
Do Not Vote
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
18
Wishes 19
Asahi Glass Co. Ltd.
Meeting Date: 03/28/2013 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 13
For For
ForForElect Director Ishimura, Kazuhiko 2.1
ForForElect Director Nishimi, Yuuji 2.2
ForForElect Director Tamura, Yoshiaki 2.3
ForForElect Director Fujino, Takashi 2.4
ForForElect Director Sawabe, Hajime 2.5
ForForElect Director Sakane, Masahiro 2.6
ForForElect Director Kimura, Hiroshi 2.7
ForForAppoint Statutory Auditor Umemoto, Shuukichi
3.1
AgainstForAppoint Statutory Auditor Tamai, Izumi 3.2
ForForApprove Stock Option Plan 4
Page 335 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Asatsu-DK Inc.
Meeting Date: 03/28/2013 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Ueno, Shinichi For For
ForForElect Director Narimatsu, Kazuhiko 1.2
ForForElect Director Kato, Takeshi 1.3
ForForElect Director Naganuma, Koichiro 1.4
ForForElect Director Shimizu, Yoji 1.5
ForForElect Director Stuart Neish 1.6
ForForElect Director Obayashi, Hiroshi 1.7
ForForElect Director Kido, Hideaki 1.8
ForForElect Director Umeda, Mochio 1.9
ForForElect Director Sakai, Yoshihiro 1.10
BS Financial Group Inc.
Meeting Date: 03/28/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 330 per Share
For For
ForForAmend Articles of Incorporation 2
ForForReelect Lim Young-Rok as Inside Director 3.1
ForForElect Sung Se-Hwan as Non-Independent Non-Executive Director
3.2
ForForReelect Kim Sung-Ho as Outside Director 3.3
ForForReelect Kim Woo-Suk as Outside Director 3.4
ForForReelect Lee Jong-Su as Outside Director 3.5
ForForElect Park Maeng-Un as Outside Director 3.6
Page 336 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
BS Financial Group Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Kim Sung-Ho as Member of Audit Committee
4.1
ForForReelect Kim Woo-Suk as Member of Audit Committee
4.2
ForForReelect Park Maeng-Eon as Member of Audit Committee
4.3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 330 per Share
1
ForAmend Articles of Incorporation 2
ForReelect Lim Young-Rok as Inside Director 3.1
ForElect Sung Se-Hwan as Non-Independent Non-Executive Director
3.2
ForReelect Kim Sung-Ho as Outside Director 3.3
ForReelect Kim Woo-Suk as Outside Director 3.4
ForReelect Lee Jong-Su as Outside Director 3.5
ForElect Park Maeng-Un as Outside Director 3.6
ForReelect Kim Sung-Ho as Member of Audit Committee
4.1
ForReelect Kim Woo-Suk as Member of Audit Committee
4.2
ForReelect Park Maeng-Eon as Member of Audit Committee
4.3
ForApprove Total Remuneration of Inside Directors and Outside Directors
5
Canon Inc.
Meeting Date: 03/28/2013 Country: Japan
Meeting Type: Annual
Page 337 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Canon Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 70
For For
ForForElect Director Mitarai, Fujio 2.1
ForForElect Director Tanaka, Toshizo 2.2
ForForElect Director Ikoma, Toshiaki 2.3
ForForElect Director Watanabe, Kunio 2.4
ForForElect Director Adachi, Yoroku 2.5
ForForElect Director Mitsuhashi, Yasuo 2.6
ForForElect Director Matsumoto, Shigeyuki 2.7
ForForElect Director Homma, Toshio 2.8
ForForElect Director Nakaoka, Masaki 2.9
ForForElect Director Honda, Haruhisa 2.10
ForForElect Director Ozawa, Hideki 2.11
ForForElect Director Maeda, Masaya 2.12
ForForElect Director Tani, Yasuhiro 2.13
ForForElect Director Araki, Makoto 2.14
ForForElect Director Suematsu, Hiroyuki 2.15
ForForElect Director Uzawa, Shigeyuki 2.16
ForForElect Director Nagasawa, Kenichi 2.17
ForForElect Director Otsuka, Naoji 2.18
ForForElect Director Yamada, Masanori 2.19
ForForElect Director Wakiya, Aitake 2.20
ForForElect Director Ono, Kazuto 2.21
ForForApprove Special Payments in Connection with Abolition of Retirement Bonus System
3
ForForApprove Adjustment to Aggregate Compensation Ceiling for Directors
4
AgainstForApprove Annual Bonus Payment to Directors 5
Page 338 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Hana Financial Group Inc.
Meeting Date: 03/28/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements For For
ForForApprove Appropriation of Income and Dividend of KRW 250 per Share
2
ForForElect Five Outside Directors (Bundled) 3.1
ForForElect Five Members of Audit Committee 3.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
AgainstForAmend Terms of Severance Payments to Executives
5
Hiscox Ltd
Meeting Date: 03/28/2013 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Return of Capital to Shareholders For For
ForForAuthorise Issue of Equity with Pre-emptive Rights
2
ForForAuthorise Issue of Equity without Pre-emptive Rights
3
ForForAuthorise Market Purchase of New Ordinary Shares
4
Hoshizaki Electric Co., Ltd.
Meeting Date: 03/28/2013 Country: Japan
Meeting Type: Annual
Page 339 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Hoshizaki Electric Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Sakamoto, Seishi For For
ForForElect Director Suzuki, Yukihiko 1.2
ForForElect Director Urata, Yasuhiro 1.3
ForForElect Director Hongo, Masami 1.4
ForForElect Director Kawai, Hideki 1.5
ForForElect Director Ogawa, Keishiro 1.6
ForForElect Director Watanabe, Haruo 1.7
ForForElect Director Takahashi, Tsutomu 1.8
ForForElect Director Maruyama, Satoru 1.9
ForForElect Director Kobayashi, Yasuhiro 1.10
ForForElect Director Ogura, Daizo 1.11
AgainstForApprove Retirement Bonus Payment for Director
2
Kirin Holdings Co., Ltd.
Meeting Date: 03/28/2013 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 15.5
For For
ForForAmend Articles To Change Location of Head Office
2
ForForElect Director Miyake, Senji 3.1
ForForElect Director Kobayashi, Hirotake 3.2
ForForElect Director Nakajima, Hajime 3.3
ForForElect Director Suzuki, Masahito 3.4
ForForElect Director Nishimura, Keisuke 3.5
ForForElect Director Suzuki, Toru 3.6
Page 340 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Kirin Holdings Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForElect Director Miki, Shigemitsu 3.7
ForForElect Director Arima, Toshio 3.8
AgainstForApprove Annual Bonus Payment to Directors and Statutory Auditors
4
Kokuyo Co. Ltd.
Meeting Date: 03/28/2013 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 7.5
For For
ForForElect Director Kuroda, Akihiro 2.1
ForForElect Director Kuroda, Yasuhiro 2.2
ForForElect Director Matsushita, Masa 2.3
ForForElect Director Nagata, Takeharu 2.4
ForForElect Director Oneda, Nobuyuki 2.5
ForForElect Director Sakuta, Hisao 2.6
ForForAppoint Statutory Auditor Kotani, Yoichi 3.1
ForForAppoint Statutory Auditor Mizuno, Yutaka 3.2
ForForAppoint Alternate Statutory Auditor Shinkawa, Asa
4
Lion Corp.
Meeting Date: 03/28/2013 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Fujishige, Sadayoshi For For
ForForElect Director Hama, Itsuo 1.2
Page 341 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Lion Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Kasamatsu, Takayasu 1.3
ForForElect Director Watari, Yuji 1.4
ForForElect Director Kikukawa, Masazumi 1.5
ForForElect Director Kobayashi, Kenjiro 1.6
ForForElect Director Shimizu, Yasuo 1.7
ForForElect Director Kakui, Toshio 1.8
ForForElect Director Shimaguchi, Mitsuaki 1.9
ForForElect Director Yamada, Hideo 1.10
AgainstForAppoint Alternate Statutory Auditor Takahashi, Fumio
2
LPS Brasil-Consultoria de Imoveis SA
Meeting Date: 03/28/2013 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2:1 Stock Split For
ForAmend Article 5 to Reflect Changes in Share Capital
2
ForAmend Article 6 to Reflect Changes in Authorized Capital
3
Mabuchi Motor Co. Ltd.
Meeting Date: 03/28/2013 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 50
For For
ForForElect Director Kamei, Shinji 2.1
Page 342 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Mabuchi Motor Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Okoshi, Hiro 2.2
ForForElect Director Kamei, Takashi 2.3
ForForElect Director Takahashi, Tadashi 2.4
ForForElect Director Kitahashi, Akihiko 2.5
ForForElect Director Itokawa, Masato 2.6
ForForElect Director Nakamura, Iwao 2.7
ForForApprove Deep Discount Stock Option Plan 3
Malayan Banking Bhd.
Meeting Date: 03/28/2013 Country: Malaysia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend Comprised of Franked Dividend of MYR 0.18 Per Share and Single-Tier Dividend of MYR 0.15 Per Share
2
ForForElect Zaharuddin Megat Mohd Nor as Director 3
ForForElect Salleh Harun as Director 4
ForForElect Ismail Shahudin as Director 5
ForForElect Erry Riyana Hardjapamekas as Director 6
ForForApprove Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration
7
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
8
ForForApprove Issuance of New Ordinary Shares in Relation to the Recurrent and Optional Dividend Reinvestment Plan
9
Malaysia Airports Holdings Bhd
Meeting Date: 03/28/2013 Country: Malaysia
Meeting Type: Annual
Page 343 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Malaysia Airports Holdings Bhd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend of MYR 0.0763 Per Share
2
ForForApprove Remuneration of Directors for the Financial Year Ended Dec. 31, 2012
3
ForForApprove Increase in Remuneration of Directors Effective April 1, 2013
4
AgainstForElect Aziz bin Wan Abdullah as Director 5
AgainstForElect Faisal Albar bin Syed A.R Albar as Director
6
AgainstForElect Mahmood Fawzy bin Tunku Muhiyiddin as Director
7
ForForElect Alias bin Haji Ahmad as Director 8
ForForElect Jeremy bin Nasrulhaq as Director 9
ForForApprove Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration
10
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
11
ForForApprove Renewal of the Authority to Issue Shares Under the Dividend Reinvestment Plan
12
Metso Corporation
Meeting Date: 03/28/2013 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
Page 344 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Metso Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Receive Financial Statements and Statutory Reports
6
ForForAccept Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income and Dividends of EUR 1.85 Per Share
8
ForForApprove Discharge of Board and President 9
ForForApprove Remuneration of Directors in the Amount of EUR 100,000 for Chairman, EUR 60,000 for Deputy Chairman and Audit Committee Chairman, and EUR 48,000 for Other Directors; Approve Meeting Fees
10
ForForFix Number of Directors at Eight 11
ForForReelect Jukka Viinanen, Mikael von Frenckell, Christer Gardell, Ozey Horton, Erkki Pehu-Lehtonen, Pia Rudengren, and Eeva Sipila as Directors; Elect Mikael Lilius as New Director
12
AgainstForApprove Remuneration of Auditors 13
ForForRatify Ernst & Young Oy as Auditors 14
ForForAuthorize Repurchase of up to 10 Million Shares
15
ForForAmend Articles Re: Age Limitation for Directors
16
ForForApprove Establishment of Nominating Committee
17
Close Meeting 18
Nobel Biocare Holding AG
Meeting Date: 03/28/2013 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Treatment of Net Loss 3.1
Page 345 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Nobel Biocare Holding AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Transfer From Capital Contribution Reserves to Free Reserves and Dividends of CHF 0.20 per Share
3.2
ForForApprove Discharge of Board and Senior Management
4
ForForReelect Daniela Bosshardt-Hengartner as Director
5.1
ForForReelect Raymund Breu as Director 5.2
ForForReelect Edgar Fluri as Director 5.3
ForForReelect Michel Orsinger as Director 5.4
ForForReelect Juha Raeisaenen as Director 5.5
ForForReelect Oern Stuge as Director 5.6
ForForReelect Rolf Watter as Director 5.7
ForForReelect Georg Watzek as Director 5.8
ForForElect Franz Maier as Director 6
ForForRatify KPMG AG as Auditors 7
Porto Seguro SA
Meeting Date: 03/28/2013 Country: Brazil
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012
For Do Not Vote
Do Not Vote
ForApprove Allocation of Income and Dividends 2
Do Not Vote
ForRatify Board of Director Deliberations Re: Interest-On-Capital-Stock Payments
3
Do Not Vote
ForApprove Dividends 4
Do Not Vote
ForApprove Date of Dividend and Interest-On-Capital-Stock Payments
5
Do Not Vote
ForApprove Remuneration of Executive Officers, Non-Executive Directors, and Audit Committee Members
6
Page 346 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Porto Seguro SA
Meeting Date: 03/28/2013 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Cancellation of Treasury Shares and Amend Article 5 of the Company's Bylaws Accordingly
For Do Not Vote
Do Not Vote
ForConsolidate Bylaws 2
PT Bank Negara Indonesia (Persero) Tbk
Meeting Date: 03/28/2013 Country: Indonesia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Annual Report of Directors, Financial Statements (including Annual Report of Partnership & Local Community Development Program), and Supervisory Actions Report of Commissioners
For For
ForForApprove Allocation of Income 2
ForForApprove Auditors 3
ForForApprove Remuneration of Directors and Commissioners
4
AgainstForElect Directors 5
ForForApprove Write-Off Limit 6
AgainstForAmend Articles of Association 7
AgainstForApprove Implementation of Minister of State-Owned Enterprises Regulation
8
PT Indo Tambangraya Megah Tbk
Meeting Date: 03/28/2013 Country: Indonesia
Meeting Type: Annual
Page 347 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
PT Indo Tambangraya Megah Tbk
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Annual Report For For
ForForRatify Financial Statements and Statutory Reports
2
ForForApprove Allocation of Income 3
ForForApprove Tanudiredja, Wibisana & Rekan (member of PricewaterhouseCoopers) as Auditors
4
ForForApprove Remuneration of Directors and Commissioners
5
AgainstForElect I. Yusuf, S. Chaimongkol, S. Ruchirawat, L. Hakim, R. Boentoro, and D.S. Simandjuntak as Commissioners; and P. Thongampai, S. T. Pellow, E. Manurung, L. Poeranto, H. Widjaja, and A.H.B. Putra as Directors
6
ForForAccept Report on the Utilization of Proceeds from the Initial Public Offering
7
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Annual Report 1
ForRatify Financial Statements and Statutory Reports
2
ForApprove Allocation of Income 3
ForApprove Tanudiredja, Wibisana & Rekan (member of PricewaterhouseCoopers) as Auditors
4
ForApprove Remuneration of Directors and Commissioners
5
ForElect I. Yusuf, S. Chaimongkol, S. Ruchirawat, L. Hakim, R. Boentoro, and D.S. Simandjuntak as Commissioners; and P. Thongampai, S. T. Pellow, E. Manurung, L. Poeranto, H. Widjaja, and A.H.B. Putra as Directors
6
ForAccept Report on the Utilization of Proceeds from the Initial Public Offering
7
Page 348 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Rakuten Co.
Meeting Date: 03/28/2013 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Mikitani, Hiroshi For For
ForForElect Director Kunishige, Atsushi 1.2
ForForElect Director Kobayashi, Masatada 1.3
ForForElect Director Shimada, Toru 1.4
ForForElect Director Sugihara, Akio 1.5
ForForElect Director Takeda, Kazunori 1.6
ForForElect Director Yasutake, Hiroaki 1.7
ForForElect Director Yamada, Yoshihisa 1.8
ForForElect Director Charles B. Baxter 1.9
AgainstForElect Director Kusano, Koichi 1.10
AgainstForElect Director Kutaragi, Ken 1.11
ForForElect Director Joshua G. James 1.12
ForForElect Director Fukino, Hiroshi 1.13
AgainstForElect Director Murai, Jun 1.14
ForForElect Director Hyakuno, Kentaro 1.15
AgainstForAppoint Statutory Auditor Kunitake, Tanekiyo 2
ForForApprove Deep Discount Stock Option Plan 3
Randstad Holding NV
Meeting Date: 03/28/2013 Country: Netherlands
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Open Meeting 1
Page 349 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Randstad Holding NV
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Receive Report of Management Board (Non-Voting)
2a
ForForAdopt Financial Statements and Statutory Reports
2b
Receive Explanation on Company's Reserves and Dividend Policy
2c
ForForApprove Dividends of EUR 1.25 Per Share 2d
ForForApprove Discharge of Management Board 3a
ForForApprove Discharge of Supervisory Board 3b
ForForGrant Board Authority to Issue Shares Up To 3 Percent of Issued Capital
4a
AgainstForAuthorize Board to Exclude Preemptive Rights from Issuance under Item 4a
4b
AgainstForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
4c
ForForApprove Remuneration Report Containing Remuneration Policy for Management Board Members
5a
ForForApprove Restricted Stock Plan Re: Item 5a 5b
ForForProposal to Reappoint Ton Risseeuw as Director of Foundation StichtingAdministratiekantoor Preferente AandelenRandstad Holding
6
ForForRatify PricewaterhouseCoopers as Auditors 7
Other Business (Non-Voting) 8
Close Meeting 9
Sapporo Holdings Ltd.
Meeting Date: 03/28/2013 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 7
For For
ForForElect Director Kamijo, Tsutomu 2.1
ForForElect Director Tanaka, Hidenori 2.2
Page 350 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Sapporo Holdings Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Mochida, Yoshiyuki 2.3
ForForElect Director Kato, Yoichi 2.4
ForForElect Director Morimoto, Tatsuji 2.5
ForForElect Director Oga, Masaki 2.6
ForForElect Director Hori, Masatoshi 2.7
ForForElect Director Tanaka, Hiroshi 2.8
ForForElect Director Hattori, Shigehiko 2.9
AgainstForElect Director Ikeda, Teruhiko 2.10
ForForAppoint Statutory Auditor Sugie, Kazuo 3
ForForAppoint Alternate Statutory Auditor Yada, Tsugio
4
Shimano Inc.
Meeting Date: 03/28/2013 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 37.5
For For
ForForElect Director Kakutani, Keiji 2.1
ForForElect Director Wada, Shinji 2.2
ForForElect Director Yuasa, Satoshi 2.3
ForForElect Director Chia Chin Seng 2.4
ForForElect Director Ichijo, Kazuo 2.5
Shinhan Financial Group Co. Ltd.
Meeting Date: 03/28/2013 Country: South Korea
Meeting Type: Annual
Page 351 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Shinhan Financial Group Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 700 per Common Share and KRW 5,580 per Preferred Share
For For
ForForElect Koh Boo-In as Outside Director 2.1
ForForReelect Kwon Tae-Eun as Outside Director 2.2
ForForReelect Kim Ki-Young as Outside Director 2.3
ForForReelect Kim Suk-Won as Outside Director 2.4
ForForReelect Namkoong Hoon as Outside Director 2.5
ForForReelect Yun Ke-Sup as Outside Director 2.6
ForForReelect Lee Jung-Il as Outside Director 2.7
ForForReelect Hirakawa Haruki as Outside Director 2.8
ForForReelect Philippe Aguignier as Outside Director 2.9
ForForReelect Kwon Tae-Eun as Member of Audit Committee
3.1
ForForReelect Kim Suk-Won as Member of Audit Committee
3.2
ForForReelect Yun Ke-Sup as Member of Audit Committee
3.3
ForForReelect Lee Sang-Kyung as Member of Audit Committee
3.4
AgainstForApprove Total Remuneration of Inside Directors and Outside Directors
4
Showa Shell Sekiyu K.K.
Meeting Date: 03/28/2013 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 9
For For
ForForAmend Articles To Reduce Directors' Term 2
ForForElect Director Kato, Shigeya 3.1
Page 352 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Showa Shell Sekiyu K.K.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Arai, Jun 3.2
ForForElect Director Douglas Wood 3.3
AgainstForElect Director Miyauchi, Yoshihiko 3.4
AgainstForElect Director Masuda, Yukio 3.5
AgainstForElect Director Ahmad O. Al-Khowaiter 3.6
AgainstForElect Director Takeda, Minoru 3.7
AgainstForElect Director Chiew Nguang-Yong 3.8
AgainstForAppoint Alternate Statutory Auditor Mura, Kazuo
4
STX Corp.
Meeting Date: 03/28/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 125 per Common Share and KRW 360 per Preferred Share
For For
AgainstForAmend Articles of Incorporation 2
ForForElect Three Inside Directors and Two Outside Directors (Bundled)
3
ForForElect Two Members of Audit Committee 4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
STX Offshore & Shipbuilding Co. Ltd.
Meeting Date: 03/28/2013 Country: South Korea
Meeting Type: Annual
Page 353 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
STX Offshore & Shipbuilding Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
AgainstForAmend Articles of Incorporation 2
ForForReelect Shin Sang-Ho as Inside Director 3.1
ForForReelect Kim Tae-Jung as Inside Director 3.2
ForForElect Cho Jung-Cheol as Inside Director 3.3
ForForReelect Yoon Yeon as Outside Director 3.4
ForForReelect Chung Tae-Sung as Outside Director 3.5
ForForReelect Jung Wun-Oh as Outside Director 3.6
ForForElect Jung Kyung-Chae as Outside Director 3.7
ForForReelect Chung Tae-Sung as Member of Audit Committee
4.1
ForForReelect Jung Wun-Oh as Member of Audit Committee
4.2
ForForElect Jung Kyung-Chae as Member of Audit Committee
4.3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Sumitomo Rubber Industries Ltd.
Meeting Date: 03/28/2013 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 20
For For
ForForElect Director Mino, Tetsuji 2.1
ForForElect Director Ikeda, Ikuji 2.2
ForForElect Director Nakano, Takaki 2.3
ForForElect Director Tanaka, Hiroaki 2.4
ForForElect Director Onga, Kenji 2.5
Page 354 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Sumitomo Rubber Industries Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Nishi, Minoru 2.6
ForForElect Director Ii, Yasutaka 2.7
ForForElect Director Ishida, Hiroki 2.8
ForForElect Director Kuroda, Yutaka 2.9
ForForElect Director Kosaka, Keizo 2.10
AgainstForElect Director Uchioke, Fumikiyo 2.11
Tokai Carbon Co. Ltd.
Meeting Date: 03/28/2013 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 3
For For
ForForElect Director Kudo, Yoshinari 2.1
ForForElect Director Nakai, Kiyonari 2.2
ForForElect Director Murofushi, Nobuyuki 2.3
ForForElect Director Nagasaka, Hajime 2.4
ForForElect Director Takahashi, Naoshi 2.5
ForForElect Director Hosoya, Masanao 2.6
ForForElect Director Serizawa, Yuuji 2.7
ForForElect Director Fukuda, Toshiaki 2.8
AgainstForElect Director Watanabe, Masahiro 2.9
AgainstForAppoint Alternate Statutory Auditor Kusaba, Masahiro
3
Tokyo Tatemono Co. Ltd.
Meeting Date: 03/28/2013 Country: Japan
Meeting Type: Annual
Page 355 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Tokyo Tatemono Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 5
For For
ForForAmend Articles To Indemnify Directors and Statutory Auditors - Amend Business Lines - Decrease Maximum Board Size
2
ForForElect Director Hatanaka, Makoto 3.1
ForForElect Director Sakuma, Hajime 3.2
ForForElect Director Kato, Kazumasa 3.3
ForForElect Director Shibayama, Hisao 3.4
ForForElect Director Nomura, Hitoshi 3.5
ForForElect Director Yoshida, Shinji 3.6
ForForElect Director Kamo, Masami 3.7
AgainstForElect Director Ishikawa, Hirokazu 3.8
AgainstForAppoint Statutory Auditor Toyama, Mitsuyoshi 4.1
AgainstForAppoint Statutory Auditor Ogoshi, Tatsuo 4.2
ForForApprove Retirement Bonuses and Special Payments in Connection with Abolition of Retirement Bonus System
5
ForForApprove Performance-Based Cash Compensation for Directors
6
Yamazaki Baking Co. Ltd.
Meeting Date: 03/28/2013 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, With a Final Dividend of JPY 16
For For
ForForApprove Merger by Absorption 2
ForForAmend Articles To Amend Business Lines 3
Page 356 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Yokohama Rubber Co. Ltd.
Meeting Date: 03/28/2013 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 12
For For
ForForElect Director Nagumo, Tadanobu 2.1
ForForElect Director Noji, Hikomitsu 2.2
ForForElect Director Kobayashi, Toru 2.3
ForForElect Director Goto, Yuuji 2.4
ForForElect Director Kawakami, Kinya 2.5
ForForElect Director Oishi, Takao 2.6
ForForElect Director Morita, Fumio 2.7
ForForElect Director Katsuragawa, Hideto 2.8
ForForElect Director Kuze, Tetsuya 2.9
ForForElect Director Okada, Hideichi 2.10
ForForAppoint Statutory Auditor Daio, Masayoshi 3
ForForApprove Adjustment to Aggregate Compensation Ceiling for Directors
4
Daewoo Engineering & Construction Co.
Meeting Date: 03/29/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Jeong Sun-Tae as Outside Director 2.1
ForForElect Kim Hyung-Jong as Non-Independent Non-Executive Director
2.2
ForForElect Kim Hyung-Jong as Member of Audit Committee
3
Page 357 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Daewoo Engineering & Construction Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
AgainstForAmend Terms of Severance Payments to Executives
5
Daum Communications Corporation
Meeting Date: 03/29/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,110 per Share
For For
ForForAmend Articles of Incorporation 2
ForForElect Choi Joon-Ho as Outside Director 3.1
ForForElect David Hoffman as Outside Director 3.2
ForForReelect Han Soo-Jung as Member of Audit Committee
4.1
ForForElect Choi Joon-Ho as Member of Audit Committee
4.2
ForForElect David Hoffman as Member of Audit Committee
4.3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Doosan Co.
Meeting Date: 03/29/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 3,000 per Common Share, KRW 3,050 per Preferred Share 1, KRW 3,000 per Preferred Share 2
For For
Page 358 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Doosan Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Articles of Incorporation 2
ForForReelect Park Yong-Man as Inside Director 3.1
ForForElect Two Outside Directors (Bundled) 3.2
ForForElect Kim Chang-Hwan as Member of Audit Committee
4
AgainstForApprove Total Remuneration of Inside Directors and Outside Directors
5
ForForApprove Stock Option Grants 6
Doosan Heavy Industries & Construction Co.
Meeting Date: 03/29/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 750 per Share
For For
ForForAmend Articles of Incorporation 2
ForForElect Three Outside Directors (Bundled) 3
ForForElect Two Members of Audit Committee 4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
ForForApprove Stock Option Grants 6
Doosan Infracore Co Ltd.
Meeting Date: 03/29/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Lee Oh-Gyu as Inside Director 2
Page 359 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Doosan Infracore Co Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Kwon Tae-Shin as Outside Director 3
ForForElect Kwon Tae-Shin as Member of Audit Committee
4
AgainstForApprove Total Remuneration of Inside Directors and Outside Directors
5
ForForApprove Stock Options Previously Granted by Board
6
ForForApprove Stock Option Grants 7
Eregli Demir ve Celik Fabrikalari TAS
Meeting Date: 03/29/2013 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForAuthorize Presiding Council to Sign Minutes of Meeting
2
Do Not Vote
ForAccept Board Report 3
Do Not Vote
ForAccept External Audit Report 4
Do Not Vote
ForAccept Financial Statements 5
Do Not Vote
ForRatify Director Appointments 6
Do Not Vote
ForApprove Discharge of Board and Auditors 7
Do Not Vote
ForApprove Allocation of Income 8
Do Not Vote
ForApprove Director Remuneration 9
Do Not Vote
ForElect Directors 10
Do Not Vote
ForRatify External Auditors 11
Page 360 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Eregli Demir ve Celik Fabrikalari TAS
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
12
Do Not Vote
ForAmend Company Articles 13
Do Not Vote
ForApprove Working Principles of the General Assembly
14
Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties
15
Receive Information on Related Party Transactions
16
Receive Information on Charitable Donations 17
Do Not Vote
ForApprove Upper Limit of Donations for 2013 18
Receive Information on Company Disclosure Policy
19
Wishes 20
Haci Omer Sabanci Holding A.S
Meeting Date: 03/29/2013 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForAuthorize Presiding Council to Sign Minutes of Meeting
2
Do Not Vote
ForAccept Statutory Reports 3
Receive Information on Charitable Donations 4
Receive Information on Related Party Transactions
5
Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties
6
Page 361 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Haci Omer Sabanci Holding A.S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Receive Information on Corporate Governance Compliance Report
7
Do Not Vote
ForAccept Financial Statements 8
Do Not Vote
ForApprove Discharge of Board 9
Do Not Vote
ForApprove Discharge of Auditors 10
Do Not Vote
ForApprove Allocation of Income 11
Do Not Vote
ForApprove Upper Limit of Donations for 2013 Documents
12
Do Not Vote
ForAmend Company Articles 13
Do Not Vote
ForAppoint Internal Auditor 14
Do Not Vote
ForApprove Working Principles of the General Assembly
15
Do Not Vote
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
16
Hanjin Heavy Industries & Construction Co.
Meeting Date: 03/29/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForAmend Articles of Incorporation 2
ForForElect Two Inside Directors and Four Outside Directors (Bundled)
3
ForForReelect Two Members of Audit Committee 4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Page 362 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
KEPCO Engineering & Construction Inc.
Meeting Date: 03/29/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,932 per Share
For For
ForForAmend Articles of Incorporation 2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
ForForAuthorize Board to Fix Remuneration of Internal Auditor
4
Korea Electric Power Corp.
Meeting Date: 03/29/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForApprove Total Remuneration of Inside Directors and Outside Directors
2
Korea Gas Corp.
Meeting Date: 03/29/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,640 per Share
For For
ForForApprove Total Remuneration of Inside Directors and Outside Directors
2
Page 363 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
NHN Corp.
Meeting Date: 03/29/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 616 per Share
For For
ForForElect Kim Soo-Wook as Outside Director 2.1
ForForElect Lee Moon-Ja as Outside Director 2.2
ForForElect Jeong Eui-Jong as Outside Director 2.3
ForForElect Hong Joon-Pyo as Outside Director 2.4
ForForElect Kim Soo-Wook as Member of Audit Committee
3.1
ForForElect Jeong Eui-Jong as Member of Audit Committee
3.2
ForForElect Hong Joon-Pyo as Member of Audit Committee
3.3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Orion Corp.
Meeting Date: 03/29/2013 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 3,000 per Share
For For
AgainstForElect Four Inside Directors and One Outside Director (Bundled)
2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
ForForAuthorize Board to Fix Remuneration of Internal Auditor
4
Page 364 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Public Power Corporation S.A.
Meeting Date: 03/29/2013 Country: Greece
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting
ForForApprove Investment in the Area of Ptolemaida 1
Shareholder Proposal Submitted by the Greek State
AgainstNoneRatify the Appointment of Directors in Replacement of Resigned Directors
2
Shin Corporation Public Co. Ltd.
Meeting Date: 03/29/2013 Country: Thailand
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Matters to be Informed For For
ForForApprove Minutes of Previous Meeting 2
ForForAcknowledge Operations Report 3
ForForAccept Financial Statements 4
ForForApprove Allocation of Income and Annual Dividend of THB 3.78 Per Share
5.1
ForForApprove Interim Dividend of THB 1.88 Per Share for the Period of Jan. 1, 2013 to March 28, 2013
5.2
ForForApprove KPMG Phoomchai Audit Ltd. as Auditors and Authorize Board to Fix Their Remuneration
6
ForForElect Boon Swan Foo as Director 7.1
ForForElect Bodin Asavanich as Director 7.2
ForForElect Somchai Supphatada as Director 7.3
AgainstForApprove Remuneration of Directors 8
ForForApprove Issuance of Warrants to Directors and Employees of the Company and its Subsidiaries
9
Page 365 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Shin Corporation Public Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Allocation of New Ordinary Shares Reserved for the Exercise of the Warrants
10
ForForApprove Allocation of Warrants of More Than 5 Percent of the Total Warrants Under the Plan to Somprasong Boonyachai
11.1
ForForApprove Allocation of Warrants of More Than 5 Percent of the Total Warrants Under the Plan to Suphajee Suthumpun
11.2
ForForApprove Allocation of Warrants of More Than 5 Percent of the Total Warrants Under the Plan to Anek Pana-apichon
11.3
ForForApprove Allocation of Warrants of More Than 5 Percent of the Total Warrants Under the Plan to Wichai Kittiwittayakul
11.4
ForForApprove Allocation of Warrants of More Than 5 Percent of the Total Warrants Under the Plan to Kim Siritaweechai
11.5
ForForApprove Allocation of Warrants of More Than 5 Percent of the Total Warrants Under the Plan to Wannapim Bunyapandhu
11.6
AgainstForOther Business 12
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForMatters to be Informed 1
ForApprove Minutes of Previous Meeting 2
ForAcknowledge Operations Report 3
ForAccept Financial Statements 4
ForApprove Allocation of Income and Annual Dividend of THB 3.78 Per Share
5.1
ForApprove Interim Dividend of THB 1.88 Per Share for the Period of Jan. 1, 2013 to March 28, 2013
5.2
ForApprove KPMG Phoomchai Audit Ltd. as Auditors and Authorize Board to Fix Their Remuneration
6
ForElect Boon Swan Foo as Director 7.1
ForElect Bodin Asavanich as Director 7.2
ForElect Somchai Supphatada as Director 7.3
ForApprove Remuneration of Directors 8
Page 366 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Shin Corporation Public Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Issuance of Warrants to Directors and Employees of the Company and its Subsidiaries
9
ForApprove Allocation of New Ordinary Shares Reserved for the Exercise of the Warrants
10
ForApprove Allocation of Warrants of More Than 5 Percent of the Total Warrants Under the Plan to Somprasong Boonyachai
11.1
ForApprove Allocation of Warrants of More Than 5 Percent of the Total Warrants Under the Plan to Suphajee Suthumpun
11.2
ForApprove Allocation of Warrants of More Than 5 Percent of the Total Warrants Under the Plan to Anek Pana-apichon
11.3
ForApprove Allocation of Warrants of More Than 5 Percent of the Total Warrants Under the Plan to Wichai Kittiwittayakul
11.4
ForApprove Allocation of Warrants of More Than 5 Percent of the Total Warrants Under the Plan to Kim Siritaweechai
11.5
ForApprove Allocation of Warrants of More Than 5 Percent of the Total Warrants Under the Plan to Wannapim Bunyapandhu
11.6
ForOther Business 12
T. Is Bankasi AS
Meeting Date: 03/29/2013 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForElect Presiding Council of Meeting and Authorize Presiding Council to Sign Minutes of Meeting
1
Do Not Vote
ForAccept Statutory Reports 2
Do Not Vote
ForAccept Financial Statements 3
Do Not Vote
ForApprove Discharge of Board 4
Page 367 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
T. Is Bankasi AS
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Discharge of Auditors 5
Do Not Vote
ForApprove Allocation of Income 6
Do Not Vote
ForElect Directors 7
Do Not Vote
ForApprove Director Remuneration 8
Do Not Vote
ForApprove Working Principles of the General Assembly
9
Do Not Vote
ForRatify External Auditors 10
Do Not Vote
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
11
Receive Information on Charitable Donations 12
Receive Information on Remuneration Policy 13
Do Not Vote
ForAmend Company Articles 14
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
ForElect Presiding Council of Meeting and Authorize Presiding Council to Sign Minutes of Meeting
1
ForAccept Statutory Reports 2
ForAccept Financial Statements 3
ForApprove Discharge of Board 4
ForApprove Discharge of Auditors 5
ForApprove Allocation of Income 6
ForElect Directors 7
ForApprove Director Remuneration 8
ForApprove Working Principles of the General Assembly
9
ForRatify External Auditors 10
Page 368 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
T. Is Bankasi AS
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
11
Receive Information on Charitable Donations 12
Receive Information on Remuneration Policy 13
ForAmend Company Articles 14
Tofas Turk Otomobil Fabrikasi Anonim Sirketi
Meeting Date: 03/29/2013 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForAccept Board Report 2
Do Not Vote
ForAccept Audit Reports 3
Do Not Vote
ForAccept Financial Statements 4
Do Not Vote
ForRatify Director Appointments 5
Do Not Vote
ForApprove Discharge of Board 6
Do Not Vote
ForApprove Discharge of Auditors 7
Receive Information on Profit Distribution Policy
8
Do Not Vote
ForApprove Allocation of Income 9
Receive Information on Remuneration Policy 10
Do Not Vote
ForApprove Director Remuneration 11
Do Not Vote
ForRatify External Auditors 12
Page 369 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Tofas Turk Otomobil Fabrikasi Anonim Sirketi
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Working Principles of the General Assembly
13
Receive Information on Related Party Transactions
14
Receive Information on Company Disclosure Policy
15
Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties
16
Do Not Vote
ForApprove Upper Limit of Donations for 2013 and Receive Information on Charitable Donations made in 2012
17
Do Not Vote
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
18
Wishes 19
Turk Hava Yollari A.O.
Meeting Date: 03/29/2013 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForAmend Company Articles 2
Do Not Vote
ForApprove Working Principles of the General Assembly
3
Do Not Vote
ForAccept Audit Reports 4
Do Not Vote
ForAccept Financial Statements 5
Do Not Vote
ForAccept Board Report 6
Do Not Vote
ForApprove Discharge of Board 7
Do Not Vote
ForApprove Discharge of Auditors 8
Page 370 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Turk Hava Yollari A.O.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Allocation of Income 9
Do Not Vote
ForApprove Director Remuneration 10
Do Not Vote
ForElect Directors 11
Do Not Vote
ForRatify Internal Auditor Appointments Made During the Year
12
Do Not Vote
ForRatify External Auditors 13
Do Not Vote
ForAppoint Internal Statutory Auditors 14
Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties
15
Receive Information on Related Party Transactions
16
Receive Information on Charitable Donations made in 2012 and Approve Upper Limit of Donations for 2013
17
Wishes 18
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
ForOpen Meeting and Elect Presiding Council of Meeting
1
ForAmend Company Articles 2
ForApprove Working Principles of the General Assembly
3
ForAccept Audit Reports 4
ForAccept Financial Statements 5
ForAccept Board Report 6
ForApprove Discharge of Board 7
ForApprove Discharge of Auditors 8
ForApprove Allocation of Income 9
ForApprove Director Remuneration 10
ForElect Directors 11
Page 371 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Turk Hava Yollari A.O.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForRatify Internal Auditor Appointments Made During the Year
12
ForRatify External Auditors 13
ForAppoint Internal Statutory Auditors 14
Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties
15
Receive Information on Related Party Transactions
16
Receive Information on Charitable Donations made in 2012 and Approve Upper Limit of Donations for 2013
17
Wishes 18
Turkiye Halk Bankasi A.S.
Meeting Date: 03/29/2013 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForAuthorize Presiding Council to Sign Minutes of Meeting
2
Do Not Vote
ForAccept Statutory Reports 3
Do Not Vote
ForAccept Financial Statements 4
Do Not Vote
ForApprove Discharge of Board and Auditors 5
Do Not Vote
ForAuthorize Issuance of Bonds and/or Commercial Papers
6
Do Not Vote
ForAmend Company Articles 7
Do Not Vote
ForElect Directors 8
Do Not Vote
ForApprove Director Remuneration 9
Page 372 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Turkiye Halk Bankasi A.S.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForAppoint Internal Statutory Auditors and Approve Their Remuneration
10
Do Not Vote
ForRatify External Auditors 11
Do Not Vote
ForApprove Working Principles of the General Assembly
12
Do Not Vote
ForApprove Remuneration, Donation, Disclosure, Profit Distribution Policy
13
Receive Information on Dematerialization of Shares
14
Receive Information on Charitable Donations 15
Wishes 16
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
ForOpen Meeting and Elect Presiding Council of Meeting
1
ForAuthorize Presiding Council to Sign Minutes of Meeting
2
ForAccept Statutory Reports 3
ForAccept Financial Statements 4
ForApprove Discharge of Board and Auditors 5
ForAuthorize Issuance of Bonds and/or Commercial Papers
6
ForAmend Company Articles 7
ForElect Directors 8
ForApprove Director Remuneration 9
ForAppoint Internal Statutory Auditors and Approve Their Remuneration
10
ForRatify External Auditors 11
ForApprove Working Principles of the General Assembly
12
ForApprove Remuneration, Donation, Disclosure, Profit Distribution Policy
13
Receive Information on Dematerialization of Shares
14
Page 373 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Turkiye Halk Bankasi A.S.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Receive Information on Charitable Donations 15
Wishes 16
Turkiye Vakiflar Bankasi TAO
Meeting Date: 03/29/2013 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForAuthorize Presiding Council to Sign Minutes of Meeting
2
Do Not Vote
ForAccept Statutory Reports 3
Do Not Vote
ForAccept Financial Statements 4
Do Not Vote
ForApprove Discharge of Board 5
Do Not Vote
ForApprove Discharge of Auditors 6
Do Not Vote
ForAmend Company Articles 7
Do Not Vote
ForApprove Working Principles of the General Assembly
8
Do Not Vote
ForApprove Allocation of Income 9
Do Not Vote
ForElect Directors 10
Do Not Vote
ForAppoint Internal Statutory Auditors 11
Do Not Vote
ForApprove Remuneration of Directors and Internal Auditors
12
Do Not Vote
ForRatify External Auditors 13
Receive Information on Charitable Donations 14
Wishes 15
Page 374 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Turkiye Vakiflar Bankasi TAO
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Close Meeting 16
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
ForOpen Meeting and Elect Presiding Council of Meeting
1
ForAuthorize Presiding Council to Sign Minutes of Meeting
2
ForAccept Statutory Reports 3
ForAccept Financial Statements 4
ForApprove Discharge of Board 5
ForApprove Discharge of Auditors 6
ForAmend Company Articles 7
ForApprove Working Principles of the General Assembly
8
ForApprove Allocation of Income 9
ForElect Directors 10
ForAppoint Internal Statutory Auditors 11
ForApprove Remuneration of Directors and Internal Auditors
12
ForRatify External Auditors 13
Receive Information on Charitable Donations 14
Wishes 15
Close Meeting 16
United Bank Limited
Meeting Date: 03/29/2013 Country: Pakistan
Meeting Type: Annual
Page 375 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
United Bank Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForApprove Minutes of Previous Meeting 1
ForAccept Financial Statements and Statutory Reports
2
ForApprove Final Cash Dividend of PKR 3.50 Per Share
3
ForApprove KPMG Taseer Hadi & Co. and BDO Ebrahim & Co. as Auditors and Authorize Board to Fix Their Remuneration
4
Special Business
ForRatify Remuneration of Non- Executive Directors
5
ForOther Business 6
Yapi Ve Kredi Bankasi AS
Meeting Date: 03/29/2013 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForAccept Financial Statements and Statutory Reports
2
Do Not Vote
ForRatify Director Appointments 3
Do Not Vote
ForApprove Discharge of Board and Auditors 4
Do Not Vote
ForApprove Sales of Assets and Discharge Directors Involved in Transaction
5
Do Not Vote
ForAmend Company Articles 6
Do Not Vote
ForElect Directors 7
Receive Information on Remuneration Policy 8
Page 376 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Yapi Ve Kredi Bankasi AS
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Director Remuneration 9
Do Not Vote
ForApprove Allocation of Income 10
Receive Information on Profit Distribution Policy
11
Receive Information on Company Disclosure Policy
12
Do Not Vote
ForRatify External Auditors 13
Do Not Vote
ForApprove Working Principles of the General Assembly
14
Receive Information on Charitable Donations 15
Receive Information on Related Party Transactions
16
Wishes 17
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
ForOpen Meeting and Elect Presiding Council of Meeting
1
ForAccept Financial Statements and Statutory Reports
2
ForRatify Director Appointments 3
ForApprove Discharge of Board and Auditors 4
ForApprove Sales of Assets and Discharge Directors Involved in Transaction
5
ForAmend Company Articles 6
ForElect Directors 7
Receive Information on Remuneration Policy 8
ForApprove Director Remuneration 9
ForApprove Allocation of Income 10
Receive Information on Profit Distribution Policy
11
Receive Information on Company Disclosure Policy
12
Page 377 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Yapi Ve Kredi Bankasi AS
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForRatify External Auditors 13
ForApprove Working Principles of the General Assembly
14
Receive Information on Charitable Donations 15
Receive Information on Related Party Transactions
16
Wishes 17
Asya Katilim Bankasi AS
Meeting Date: 03/30/2013 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForAuthorize Presiding Council to Sign Minutes of Meeting
2
Do Not Vote
ForAccept Board Report 3
Do Not Vote
ForAccept Statutory Reports 4
Do Not Vote
ForAccept Financial Statements 5
Do Not Vote
ForApprove Discharge of Board and Auditors 6
Do Not Vote
ForApprove Allocation of Income 7
Do Not Vote
ForApprove Director Remuneration 8
Do Not Vote
ForRatify Director Appointments 9
Do Not Vote
ForAmend Company Articles 10
Do Not Vote
ForRatify External Auditors 11
Do Not Vote
ForApprove Working Principles of the General Assembly
12
Page 378 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Asya Katilim Bankasi AS
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Receive Information on Charitable Donations 13
Do Not Vote
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
14
Receive Information on Remuneration Policy 15
Wishes 16
Kuwait Investment Projects Co
Meeting Date: 03/31/2013 Country: Kuwait
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForApprove Board Report on Company Operations
1
ForApprove Auditors' Report on Company Financial Statements
2
ForAccept Financial Statements 3
ForApprove Dividends 4
ForApprove Stock Dividend Program 5
ForApprove Related Party Transactions 6
ForApprove Remuneration of Directors 7
ForAuthorize Issuance of Bonds 8
ForAuthorize Share Repurchase Program 9
ForApprove Charitable Donations 10
ForApprove Share Option Plan 11
ForApprove Discharge of Directors 12
ForRatify Auditors and Fix Their Remuneration 13
Page 379 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Kuwait Investment Projects Co
Meeting Date: 03/31/2013 Country: Kuwait
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
ForAmend Articles to Reflect Changes in Capital 1
Ooredoo(formerly Qatar Telecom (Qtel) QSC)
Meeting Date: 03/31/2013 Country: Qatar
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForApprove Board Report on Company Operations
1
ForApprove Auditors' Report on Company Financial Statements
2
ForAccept Financial Statements 3
ForApprove Dividends 4
ForApprove Corporate Governance Report 5
ForApprove Discharge of Directors and Fix their Remuneration
6
ForRatify Auditors and Fix Their Remuneration 7
Extraordinary Business
ForAmend Articles 2 and 53.1 of Bylaws Re: Company Name and Legal Reserve
1
Prime Bank Ltd
Meeting Date: 03/31/2013 Country: Bangladesh
Meeting Type: Annual
Page 380 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Prime Bank Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For
ForApprove 10 Percent Cash Dividend and 10 percent Stock Dividend
2
ForElect Directors 3
ForApprove Auditors and Authorize Board to Fix their Remuneration
4
Britvic plc
Meeting Date: 01/08/2013 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to Merger with A.G. Barr plc
For
Britvic plc
Meeting Date: 01/08/2013 Country: United Kingdom
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Court Meeting
ForApprove Scheme of Arrangement 1
Zodiac Aerospace
Meeting Date: 01/09/2013 Country: France
Meeting Type: Annual/Special
Page 381 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Zodiac Aerospace
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForApprove Financial Statements and Discharge Management and Supervisory Board Members
1
ForApprove Consolidated Financial Statements and Discharge Management and Supervisory Board Members
2
ForApprove Allocation of Income and Dividends of EUR 1.40 per Share
3
ForAcknowledge Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions and Approve Ongoing Transactions
4
ForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
5
ForReelect Gilberte Lombard as Supervisory Board Member
6
ForReelect FFP as Supervisory Board Member 7
ForConfirm Appointment of Fidaudit as New Auditor of the Company Since Jan. 10, 2012
8
ForDecision not to Renew mandate of March Schelcher as Supervisory Board Member
9
Extraordinary Business
ForApprove Reduction in Share Capital via Cancellation of Repurchased Shares
10
ForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Million
11
ForAuthorize Capitalization of Reserves for Bonus Issue or Increase in Par Value
12
ForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Million
13
ForApprove Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 1.5 Million
14
ForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 11, 13, and 14
15
ForAuthorize Capital Increase of Up to EUR 2.5 Million for Future Exchange Offers
16
Page 382 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Zodiac Aerospace
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions
17
ForApprove Employee Stock Purchase Plan 18
ForAmend Article 29 of Bylaws Re: Proxy Voting 19
ForAuthorize Filing of Required Documents/Other Formalities
20
Koninklijke Boskalis Westminster NV
Meeting Date: 01/10/2013 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting
Open Meeting 1
Presentation of the Intented Public Offer on Dockwise Ltd.
2
ForGrant Board Authority to Issue Shares Up To 10 Percent of Issued Capital
3a
ForAuthorize Board to Exclude Preemptive Rights from Issuance under Item 3a
3b
Other Business (Non-Voting) 4
Close Meeting 5
AGO AG Energie + Anlagen
Meeting Date: 01/14/2013 Country: Germany
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Announcement of Net Loss Amounting to Half of Issued Equity (Non-Voting)
Page 383 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
AGO AG Energie + Anlagen
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Receive Management Report on Company's Business Situation (Non-Voting)
2
Randstad Holding NV
Meeting Date: 01/16/2013 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting
Open Meeting 1
ForAmend Articles to Create New Class of Preference Shares Re: Introduction of Preference Shares C
2
ForGrant Board Authority to Issue Preference Shares C Up To EUR 200 Million
3
ForAuthorize Repurchase of Up to 3 Percent of Issued Share Capital
4
ForElect F. Béharel to Executive Board 5
Other Business (Non-Voting) 6
Close Meeting 7
Family Dollar Stores, Inc.
Meeting Date: 01/17/2013 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Mark R. Bernstein For
ForElect Director Pamela L. Davies 1.2
ForElect Director Sharon Allred Decker 1.3
ForElect Director Edward C. Dolby 1.4
ForElect Director Glenn A. Eisenberg 1.5
Page 384 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Family Dollar Stores, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Director Edward P. Garden 1.6
ForElect Director Howard R. Levine 1.7
ForElect Director George R. Mahoney, Jr. 1.8
ForElect Director James G. Martin 1.9
ForElect Director Harvey Morgan 1.10
ForElect Director Dale C. Pond 1.11
ForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForApprove Qualified Employee Stock Purchase Plan
3
ForRatify Auditors 4
AgainstAdopt ILO Based Code of Conduct 5
Sodexo
Meeting Date: 01/21/2013 Country: France
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Financial Statements and Discharge Directors
1
ForForApprove Allocation of Income and Dividends of EUR 1.59 per Share
2
AgainstForAcknowledge Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions
3
AgainstForReelect Pierre Bellon as Director 4
ForForReelect Robert Baconnier as Director 5
ForForReelect Astrid Bellon as Director 6
ForForReelect Francois-Xavier Bellon as Director 7
ForForReelect Paul Jeanbart as Director 8
ForForReelect Alain Marcheteau as Director 9
ForForAppoint Anik Chaumartin as Alternate Auditor 10
Page 385 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Sodexo
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
11
Extraordinary Business
AgainstForAuthorize up to 2.5 Percent of Issued Capital for Use in Restricted Stock Plan
12
AgainstForAuthorize Issuance of Warrants (BSA) without Preemptive Rights up to 0.5 Percent of Issued Capital Reserved for Employees and Corporate Officers
13
ForForApprove Employee Stock Purchase Plan 14
ForForAmend Article 11 of Bylaws Re: Directors Length of Term
15
Ordinary Business
ForForAuthorize Filing of Required Documents/Other Formalities
16
Marston's plc
Meeting Date: 01/22/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForRe-elect David Thompson as Director 3
ForForRe-elect Andrew Andrea as Director 4
ForForRe-elect Rosalind Cuschieri as Director 5
ForForRe-elect Ralph Findlay as Director 6
ForForRe-elect Neil Goulden as Director 7
ForForRe-elect Robin Hodgson as Director 8
ForForRe-elect Robin Rowland as Director 9
ForForElect Nicholas Backhouse as Director 10
ForForElect Peter Dalzell as Director 11
ForForReappoint PricewaterhouseCoopers LLP as Auditors
12
Page 386 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Marston's plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Board to Fix Remuneration of Auditors
13
ForForApprove Remuneration Report 14
ForForAuthorise Issue of Equity with Pre-emptive Rights
15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise Market Purchase of Ordinary Shares 17
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
18
Siemens AG
Meeting Date: 01/23/2013 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2011/2012 (Non-Voting)
ForForApprove Allocation of Income and Dividends of EUR 3.00 per Share
2
ForForApprove Discharge of Management Board for Fiscal 2011/2012
3
ForForApprove Discharge of Supervisory Board for Fiscal 2011/2012
4
ForForRatify Ernst & Young GmbH as Auditors for Fiscal 2012
5
ForForReelect Josef Ackermann to the Supervisory Board
6a
ForForReelect Gerd von Brandenstein to the Supervisory Board
6b
ForForReelect Gerhard Cromme to the Supervisory Board
6c
ForForReelect Michael Diekmann to the Supervisory Board
6d
ForForReelect Hans Michael Gaul to the Supervisory Board
6e
ForForReelect Peter Gruss to the Supervisory Board 6f
Page 387 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Siemens AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Nicola Leibinger-Kammueller to the Supervisory Board
6g
ForForElect Gerard Mestrallet to the Supervisory Board
6h
ForForElect Gueler Sabanci to the Supervisory Board 6i
ForForElect Werner Wenning to the Supervisory Board
6j
ForForApprove Settlement Agreement Between Siemens AG and Thomas Ganswindt Concluded on November 20/28, 2012
7
ForForApprove Spin-Off and Takeover Agreement with Osram Licht AG
8
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2011/2012 (Non-Voting)
1
ForApprove Allocation of Income and Dividends of EUR 3.00 per Share
2
ForApprove Discharge of Management Board for Fiscal 2011/2012
3
ForApprove Discharge of Supervisory Board for Fiscal 2011/2012
4
ForRatify Ernst & Young GmbH as Auditors for Fiscal 2012
5
ForReelect Josef Ackermann to the Supervisory Board
6a
ForReelect Gerd von Brandenstein to the Supervisory Board
6b
ForReelect Gerhard Cromme to the Supervisory Board
6c
ForReelect Michael Diekmann to the Supervisory Board
6d
ForReelect Hans Michael Gaul to the Supervisory Board
6e
ForReelect Peter Gruss to the Supervisory Board 6f
ForReelect Nicola Leibinger-Kammueller to the Supervisory Board
6g
ForElect Gerard Mestrallet to the Supervisory Board
6h
ForElect Gueler Sabanci to the Supervisory Board 6i
Page 388 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Siemens AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Werner Wenning to the Supervisory Board
6j
ForApprove Settlement Agreement Between Siemens AG and Thomas Ganswindt Concluded on November 20/28, 2012
7
ForApprove Spin-Off and Takeover Agreement with Osram Licht AG
8
WH Smith plc
Meeting Date: 01/23/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Walker Boyd as Director 4
ForForElect Steve Clarke as Director 5
ForForElect Annemarie Durbin as Director 6
ForForRe-elect Drummond Hall as Director 7
ForForRe-elect Robert Moorhead as Director 8
ForForRe-elect Henry Staunton as Director 9
ForForRe-elect Kate Swann as Director 10
ForForReappoint Deloitte LLP as Auditors 11
ForForAuthorise Board to Fix Remuneration of Auditors
12
ForForAuthorise EU Political Donations and Expenditure
13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
Page 389 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
WH Smith plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
Air Products and Chemicals, Inc.
Meeting Date: 01/24/2013 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director William L. Davis, III For
ForElect Director W. Douglas Ford 1b
ForElect Director Evert Henkes 1c
ForElect Director Margaret G. McGlynn 1d
ForRatify Auditors 2
ForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForApprove Omnibus Stock Plan 4
AgainstDeclassify the Board of Directors 5
Rexam plc
Meeting Date: 01/24/2013 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Return of Cash to Shareholders Through the Issue of B Shares and Share Capital Consolidation
For Abstain
ForForAuthorise Issue of Equity with Pre-emptive Rights
2
ForForAuthorise Issue of Equity without Pre-emptive Rights
3
ForForAuthorise Market Purchase of New Ordinary Shares
4
Page 390 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Nuance Communications, Inc.
Meeting Date: 01/25/2013 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Paul A. Ricci For
ForElect Director Robert G. Teresi 1b
ForElect Director Robert J. Frankenberg 1c
ForElect Director Katharine A. Martin 1d
ForElect Director Patrick T. Hackett 1e
ForElect Director William H. Janeway 1f
ForElect Director Mark B. Myers 1g
ForElect Director Philip J. Quigley 1h
ForElect Director Mark R. Laret 1i
ForAmend Omnibus Stock Plan 2
ForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForRatify Auditors 4
Hormel Foods Corporation
Meeting Date: 01/29/2013 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Terrell K. Crews For
ForElect Director Jeffrey M. Ettinger 1.2
ForElect Director Jody H. Feragen 1.3
ForElect Director Glenn S. Forbes 1.4
ForElect Director Stephen M. Lacy 1.5
ForElect Director Susan I. Marvin 1.6
ForElect Director John L. Morrison 1.7
Page 391 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Hormel Foods Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Director Elsa A. Murano 1.8
ForElect Director Robert C. Nakasone 1.9
ForElect Director Susan K. Nestegard 1.10
ForElect Director Dakota A. Pippins 1.11
ForElect Director Christopher J. Policinski 1.12
ForRatify Auditors 2
ForApprove Incentive Bonus Plan 3
ForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Oshkosh Corporation
Meeting Date: 01/29/2013 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Richard M. Donnelly For
ForElect Director Michael W. Grebe 1.2
ForElect Director Peter B. Hamilton 1.3
ForElect Director Kathleen J. Hempel 1.4
ForElect Director Leslie F. Kenne 1.5
ForElect Director J. Peter Mosling, Jr. 1.6
ForElect Director Stephen D. Newlin 1.7
ForElect Director Craig P. Omtvedt 1.8
ForElect Director Duncan J. Palmer 1.9
ForElect Director John S. Shiely 1.10
ForElect Director Richard G. Sim 1.11
ForElect Director Charles L. Szews 1.12
ForElect Director William S. Wallace 1.13
ForRatify Auditors 2
ForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Page 392 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Oshkosh Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstAdopt Retention Ratio for Executives 4
Imperial Tobacco Group plc
Meeting Date: 01/30/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Dr Ken Burnett as Director 4
ForForRe-elect Alison Cooper as Director 5
ForForRe-elect Robert Dyrbus as Director 6
ForForElect David Haines as Director 7
ForForRe-elect Michael Herlihy as Director 8
ForForRe-elect Susan Murray as Director 9
ForForRe-elect Iain Napier as Director 10
ForForElect Matthew Phillips as Director 11
ForForRe-elect Berge Setrakian as Director 12
ForForRe-elect Mark Williamson as Director 13
ForFor Re-elect Malcolm Wyman as Director 14
ForForReappoint PricewaterhouseCoopers LLP as Auditors
15
ForForAuthorise Board to Fix Remuneration of Auditors
16
ForForAuthorise EU Political Donations and Expenditure
17
ForForAuthorise Issue of Equity with Pre-emptive Rights
18
ForForApprove Share Matching Scheme 19
ForForApprove Long Term Incentive Plan 20
Page 393 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Imperial Tobacco Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove International Sharesave Plan 21
ForForAuthorise Issue of Equity without Pre-emptive Rights
22
ForForAuthorise Market Purchase of Ordinary Shares 23
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
24
Tyson Foods, Inc.
Meeting Date: 02/01/2013 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director John Tyson For
ForElect Director Kathleen M. Bader 1b
ForElect Director Gaurdie E. Banister, Jr. 1c
ForElect Director Jim Kever 1d
ForElect Director Kevin M. McNamara 1e
ForElect Director Brad T. Sauer 1f
ForElect Director Robert Thurber 1g
ForElect Director Barbara A. Tyson 1h
ForElect Director Albert C. Zapanta 1i
ForAmend Omnibus Stock Plan 2
ForAmend Nonqualified Employee Stock Purchase Plan
3
ForRatify Auditors 4
Accenture plc
Meeting Date: 02/06/2013 Country: Ireland
Meeting Type: Annual
Page 394 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Accenture plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForElect Director William L. Kimsey 2.1
ForForElect Director Robert I. Lipp 2.2
ForForElect Director Pierre Nanterme 2.3
ForForElect Director Gilles C. Pelisson 2.4
ForForElect Director Wulf von Schimmelmann 2.5
ForForApprove Auditors and Authorize Board to Fix Their Remuneration
3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
AgainstForAmend 2010 Share Incentive Plan 5
ForForAuthorize the Holding of the 2014 AGM at a Location Outside Ireland
6
ForForAuthorize Open-Market Purchases of Class A Ordinary Shares
7
ForForDetermine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock
8
ForAgainstReport on Lobbying Payments and Policy 9
NextRadio TV
Meeting Date: 02/07/2013 Country: France
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
ForForAmend Terms of Warrants (BSAAR) Issued in 2008
1
Page 395 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
TUI AG
Meeting Date: 02/13/2013 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2011/2012 (Non-Voting)
ForForApprove Allocation of Income and Omission of Dividends
2
ForForApprove Discharge of Management Board for Fiscal 2011/2012
3
ForForApprove Discharge of Supervisory Board for Fiscal 2011/2012
4
ForForRatify PricewaterhouseCoopers as Auditors for Fiscal 2012/2013
5
ForForApprove Creation of EUR 10 Million Pool of Capital without Preemptive Rights Against Contributions in Cash for Issuance of Employee Stock
6
ForForApprove Creation of EUR 64.5 Million Pool of Capital with Partial Exclusion of Preemptive Rights
7
ForForAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
8
ForForApprove Remuneration of Supervisory Board 9
ForForElect Angelika Gifford to the Supervisory Board
10
HSBC Global Liquidity Funds plc - Euro Liquidity Fund
Meeting Date: 02/15/2013 Country: Ireland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Association Re: Right of Repurchase
For
ForAmend Articles of Association Re: Termination of Funds or Share Class
2
ForAmend Memorandum and Articles of Association Re: Editorial Changes
3
Page 396 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
HSBC Global Liquidity Funds plc - Euro Liquidity Fund
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAmend Articles of Association Re: Editorial Changes
4
easyJet plc
Meeting Date: 02/21/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Sir Michael Rake as Director 4
ForForRe-elect Charles Gurassa as Director 5
ForForRe-elect Carolyn McCall as Director 6
ForForRe-elect Chris Kennedy as Director 7
ForForRe-elect Adèle Anderson as Director 8
ForForRe-elect David Bennett as Director 9
ForForRe-elect John Browett as Director 10
ForForRe-elect Rigas Doganis as Director 11
ForForRe-elect Keith Hamill as Director 12
ForForRe-elect Andy Martin as Director 13
ForForReappoint PricewaterhouseCoopers LLP as Auditors
14
ForForAuthorise Board to Fix Remuneration of Auditors
15
ForForAuthorise EU Political Donations and Expenditure
16
ForForAuthorise Issue of Equity with Pre-emptive Rights
17
ForForAuthorise Issue of Equity without Pre-emptive Rights
18
ForForAuthorise Market Purchase of Ordinary Shares 19
Page 397 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
easyJet plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
20
Novartis AG
Meeting Date: 02/22/2013 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Share Re-registration Consent For
Novartis AG
Meeting Date: 02/22/2013 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For
ForApprove Discharge of Board and Senior Management
2
ForApprove Allocation of Income and Dividends of CHF 2.30 per Share
3
ForApprove Remuneration System 4
ForElect Verena Briner as Director 5.1
ForElect Joerg Reinhardt as Director 5.2
ForElect Charles Sawyers as Director 5.3
ForElect William Winters as Director 5.4
ForRatify PricewaterhouseCoopers AG as Auditors
6
Page 398 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
ASOS plc
Meeting Date: 02/25/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForElect Brian McBride as Director 2
ForForElect Kate Bostock as Director 3
ForForRe-elect Peter Williams as Director 4
ForForRe-elect Mary Turner as Director 5
ForForReappoint PricewaterhouseCoopers LLP as Auditors
6
ForForAuthorise Board to Fix Remuneration of Auditors
7
ForForAuthorise Issue of Equity with Pre-emptive Rights
8
ForForAuthorise Issue of Equity without Pre-emptive Rights
9
ForForAuthorise Market Purchase of Ordinary Shares 10
Apple Inc.
Meeting Date: 02/27/2013 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director William Campbell For
ForElect Director Timothy Cook 1.2
ForElect Director Millard Drexler 1.3
ForElect Director Al Gore 1.4
ForElect Director Robert Iger 1.5
ForElect Director Andrea Jung 1.6
ForElect Director Arthur Levinson 1.7
ForElect Director Ronald Sugar 1.8
Page 399 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Apple Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAmend Articles of Incorporation 2
ForRatify Auditors 3
ForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
AgainstStock Retention/Holding Period 5
AgainstEstablish Board Committee on Human Rights 6
Deere & Company
Meeting Date: 02/27/2013 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Samuel R. Allen For
ForElect Director Crandall C. Bowles 1b
ForElect Director Vance D. Coffman 1c
ForElect Director Charles O. Holliday, Jr. 1d
ForElect Director Dipak C. Jain 1e
ForElect Director Clayton M. Jones 1f
ForElect Director Joachim Milberg 1g
ForElect Director Richard B. Myers 1h
ForElect Director Thomas H. Patrick 1i
ForElect Director Aulana L. Peters 1j
ForElect Director Sherry M. Smith 1k
ForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForAmend Executive Incentive Bonus Plan 3
ForRatify Auditors 4
Page 400 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Murray & Roberts Holdings Ltd
Meeting Date: 02/27/2013 Country: South Africa
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt New Memorandum of Incorporation For
Royal Bank Of Canada
Meeting Date: 02/28/2013 Country: Canada
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director W. Geoffrey Beattie For
ForElect Director D.F. Denison 1.2
ForElect Director Paule Gauthier 1.3
ForElect Director Richard L. George 1.4
ForElect Director Timothy J. Hearn 1.5
ForElect Director Alice D. Laberge 1.6
ForElect Director Jacques Lamarre 1.7
ForElect Director Brandt C. Louie 1.8
ForElect Director Michael H. McCain 1.9
ForElect Director Heather Munroe-Blum 1.10
ForElect Director Gordon M. Nixon 1.11
ForElect Director David P. O'Brien 1.12
ForElect Director J. Pedro Reinhard 1.13
ForElect Director Edward Sonshine 1.14
ForElect Director Kathleen P. Taylor 1.15
ForElect Director Bridget A. van Kralingen 1.16
ForElect Director Victor L. Young 1.17
ForRatify Deloitte LLP as Auditors 2
Page 401 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Royal Bank Of Canada
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAdvisory Vote on Executive Compensation Approach
3
Shareholder Proposals
AgainstSP 1: Increase Disclosure of Pension Plans 4
AgainstSP 2: Adopt Policy for Equitable Treatment under the Pension Plans
5
AgainstSP 3: Adopt Policy on Gender Equality in Executive Positions
6
AgainstSP 4: Adopt an Internal Pay Ratio 7
AgainstSP 5: Publish Summary of Annual Meetings and Questions Raised at Meetings
8
AgainstSP 6: Amend Bylaws- Shareholder Bill of Rights
9
AgainstSP 7: Revoke Appointment of Deloitte & Touche LLP as Auditor
10
AgainstSP 8: Amend Bylaws- Director Remuneration 11
AgainstSP 9: Amend Bylaw to Limit Number of Directors
12
The Sage Group plc
Meeting Date: 03/01/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForElect Donald Brydon as Director 3
ForForRe-elect Guy Berruyer as Director 4
ForForRe-elect Paul Harrison as Director 5
ForForRe-elect Tamara Ingram as Director 6
ForForRe-elect Ruth Markland as Director 7
ForForRe-elect Ian Mason as Director 8
ForForRe-elect Mark Rolfe as Director 9
Page 402 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
The Sage Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReappoint PricewaterhouseCoopers LLP as Auditors
10
ForForAuthorise Board to Fix Remuneration of Auditors
11
ForForApprove Remuneration Report 12
ForForAuthorise Issue of Equity with Pre-emptive Rights
13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise Market Purchase of Ordinary Shares 15
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
16
ForForApprove Increase in the Aggregate Limit of Fees Payable to Directors
17
Club Mediterranee
Meeting Date: 03/07/2013 Country: France
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Financial Statements and Statutory Reports
1
ForForApprove Consolidated Financial Statements and Statutory Reports
2
ForForApprove Treatment of Losses 3
ForForApprove Auditors' Special Report on Related-Party Transactions
4
ForForApprove Remuneration of Directors in the Aggregate Amount of EUR 305,000
5
ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
6
ForForReelect Alain Dinin as Director 7
ForForReelect Georges Pauget as Director 8
AgainstForReelect CMVT International as Director 9
ForForRenew Appointment of Deloitte et Associes as Auditor
10
Page 403 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Club Mediterranee
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRenew Appointment of Ernst and Young Audit as Auditor
11
ForForRenew Appointment of Beas Alternate Auditor 12
ForForRenew Appointment of Auditex as Alternate Auditor
13
Extraordinary Business
ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of 50 Percent of Issued Share Capital
14
AgainstForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of 15 Percent of Issued Share Capital
15
AgainstForApprove Issuance of Equity or Equity-Linked Securities for up to 15 Percent of Issued Capital for Private Placements
16
AgainstForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions
17
ForForApprove Employee Stock Purchase Plan 18
ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
19
ForForAuthorize Filing of Required Documents/Other Formalities
20
Vivalis
Meeting Date: 03/07/2013 Country: France
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Holders of Shares with Double Voting Rights
ForRemove Double-Voting Rights for Long-Term Registered Shareholders and Amend Article 14 of Bylaws Accordingly
1
ForAuthorize Filing of Required Documents/Other Formalities
2
Page 404 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Vivalis
Meeting Date: 03/07/2013 Country: France
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
ForForApprove Merger by Absorption of Intercell AG 1
ForForIssue 17,836,719 Ordinary Shares and 17,836,719 Preferred Shares in Connection with Acquisition under Item 1
2
ForForApprove Allocation of Merger Premium 3
ForForApprove Change of Corporate Form to Societas Europaea (SE), and Adopt new Set of Bylaws
4
ForForAuthorize Share Repurchase of Intercell AG Ordinary and Preferred Shares
5
ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
6
ForForAcknowledge Intercell AG Shareholders' Right to Claim under Austrian Jurisdiction
7
ForForTransfer of Intercell AG Convertible Bonds Issued on February 23, 2011 to Vivalis
8
ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Million
9
ForForApprove Employee Stock Purchase Plan 10
Ordinary Business
ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
11
ForForSubject to Approval of Merger, Elect James Sulat as Supervisory Board Member
12
ForForSubject to Approval of Merger, Elect Alexander von Gabain as Supervisory Board Member
13
ForForSubject to Approval of Merger, Elect Hans Wigzell as Supervisory Board Member
14
ForForSubject to Approval of Merger and Capital Issuance Request Under Item 9 Above, Elect Anne-Marie Graffin as Supervisory Board Member
15
ForForAuthorize Filing of Required Documents/Other Formalities
16
Page 405 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Zon Multimedia - Servicos de Telecomunicacoes e Multimedia SGPS SA
Meeting Date: 03/07/2013 Country: Portugal
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Ratify Directors For
ForApprove Merger Agreement with Optimus - SGPS, S.A. and Amend Articles to Reflect Changes in Capital
2
ForAuthorize Board to Ratify and Execute Approved Resolutions
3
Mapfre S.A.
Meeting Date: 03/09/2013 Country: Spain
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements
For For
ForForApprove Discharge of Board 2
AgainstForRatify Co-option of and Elect José Ignacio Goirigolzarri Tellaeche as Director
3
AgainstForRatify Co-option of and Elect Manuel Lagares Gómez-Abascal as Director
4
ForForRatify Co-option of and Elect Esteban Pedrayes Larrauri as Director
5
ForForElect Adriana Casademont i Ruhí as Director 6
ForForElect Rafael Casas Gutiérrez as Director 7
ForForApprove Allocation of Income and Dividends 8
ForForAdd New Article 33 bis 9
AgainstForAuthorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities without Preemptive Rights
10
AgainstForApprove Listing of New Shares 11
Page 406 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Mapfre S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAuthorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 2 Billion
12
ForForAuthorize Share Repurchase of up to 10 Percent
13
AgainstForAdvisory Vote on Remuneration Policy Report 14
ForForRenew Appointment of Ernst & Young as Auditor
15
ForForAuthorize Board to Ratify and Execute Approved Resolutions
16
ForForAuthorize President and Secretary to Ratify and Execute Approved Resolutions
17
ForForAuthorize Board to Clarify or Interpret Previous Agenda Items
18
ForForThank Individuals Who Loyally Contribute to Company's Management in FY 2012
19
Ubisoft Entertainment SA
Meeting Date: 03/11/2013 Country: France
Meeting Type: Warrant Holder
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Holders of Warrants (BSA, April 10 2012-Oct. 10 2013) Isin FR0011229566
ForForAppoint Alain Martinez as Warrant Holders Representative
1
ForForAppoint Catherine Vignand as Warrant Holders Alternate Representative
2
ForForSet Location of Attendance List, Bondholder Rights, Minutes of Meeting, and Related Documents
3
ForForAuthorize Filing of Required Documents/Other Formalities
4
Banco Bilbao Vizcaya Argentaria, S.A.
Meeting Date: 03/14/2013 Country: Spain
Meeting Type: Annual
Page 407 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Banco Bilbao Vizcaya Argentaria, S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Standalone and Consolidated Financial Statements, Allocation of Income, Distribution of Dividend, and Discharge Directors
For For
ForForReelect Francisco González Rodríguez as Director
2.1
ForForReelect Ángel Cano Fernández as Director 2.2
ForForReelect Ramón Bustamante y de la Mora as Director
2.3
ForForReelect Ignacio Ferrero Jordi as Director 2.4
ForForApprove Merger by Absorption of Unnim Banc SA
3
ForForApprove Increase in Capital via Issuance of New Shares Charged to Voluntary Reserves
4.1
ForForApprove Increase in Capital via Issuance of New Shares Charged to Voluntary Reserves
4.2
ForForApprove Deferred Share Bonus Plan for FY 2013
5
ForForRenew Appointment of Deloitte as Auditor 6
ForForApprove Company's Corporate Web Site 7
ForForAuthorize Board to Ratify and Execute Approved Resolutions
8
ForForAdvisory Vote on Remuneration Policy Report 9
Nordea Bank AB
Meeting Date: 03/14/2013 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Chairman of Meeting For
ForPrepare and Approve List of Shareholders 2
ForApprove Agenda of Meeting 3
ForDesignate Inspector(s) of Minutes of Meeting 4
Page 408 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Nordea Bank AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAcknowledge Proper Convening of Meeting 5
Receive Financial Statements and Statutory Reports
6
ForApprove Financial Statements and Statutory Reports
7
ForApprove Allocation of Income and Dividends of EUR 0.34 per Share
8
ForApprove Discharge of Board and President 9
ForDetermine Number of Members (9) and Deputy Members (0) of Board
10
ForFix Number of Auditors at One 11
ForApprove Remuneration of Directors in the Amount of EUR 252,000 for Chairman, EUR 108,100 for Deputy Chairman, and EUR 77,900 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors
12
ForReelect Bjorn Wahlroos (Chairman), Peter Braunwalder, Marie Ehrling, Svein Jacobsen, Tom Knutzen, Lars Nordstrom, Sarah Russell, and Kari Stadigh as Directors: Elect Elisabeth Grieg as New Director
13
ForRatify KPMG as Auditors 14
ForAuthorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee
15
ForApprove Issuance of Convertible Instruments without Preemptive Rights
16
ForAuthorize Share Repurchase Program 17a
ForAuthorize Reissuance of Repurchased Shares 17b
ForAuthorize Repurchase of Shares in Connection with Securities Trading
18
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
19
Danske Bank A/S
Meeting Date: 03/18/2013 Country: Denmark
Meeting Type: Annual
Page 409 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Danske Bank A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
ForRecieve and Approve Financial Statements and Statutory Reports
2
ForApprove Allocation of Income and Omission of Dividends
3
ForDetermine Number of Members (8) of Board 4.1
ForReelect Ole Andersen as Director 4.2a
ForReelect Niels Christiansen as Director 4.2b
ForReelect Urban Backstrom as Director 4.2c
ForReelect Jorn Jensen as Director 4.2d
ForReelect Trond Westlie as Director 4.2e
ForElect Lars Forberg as New Director 4.2f
ForElect Carol Sergean as New Director 4.2g
ForElect Jim Snabe as New Director 4.2h
Shareholder Proposals Submitted by Egon Geertsen
AgainstElect Egon Geertsen as New Director 4.2i
Management Proposals
ForRatify KPMG as Auditors 5
ForAmend Board's Authorization to Increase Company's Share Capital
6
ForAuthorize Repurchase of up to 10 Percent of Share Capital
7
ForApprove Remuneration of Directors in the Amount of DKK 1.35 Million for Chairman, DKK 900,000 for Vice Chairman, and 450,000 for Other Directors; Approve Remuneration for Committee Work
8
Shareholder Proposals
AgainstRequire Danske Bank to Support Imposition of Tax on Speculation (FTT)
9.1
AgainstRefrainig from Introducing Fees for Customers Whose Total Volume of Business With the Bank Ammounts to Less Than DKK 60.000
9.2
AgainstAling Salary Developement of Executive Board with That of Other Employees
9.3
Page 410 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Danske Bank A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstApprove Termination of Chairman of the Executive Board Eivind Kolding
10
Other Business 11
Britvic plc
Meeting Date: 03/19/2013 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForRe-elect Joanne Averiss as Director 3
ForForRe-elect Gerald Corbett as Director 4
ForForRe-elect John Gibney as Director 5
ForForRe-elect Ben Gordon as Director 6
ForForRe-elect Bob Ivell as Director 7
ForForElect Simon Litherland as Director 8
ForForRe-elect Michael Shallow as Director 9
ForForReappoint Ernst & Young LLP as Auditors 10
ForForAuthorise Board to Fix Remuneration of Auditors
11
ForForAuthorise EU Political Donations and Expenditure
12
ForForApprove Extension of Share Incentive Plan 13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
Page 411 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Abertis Infraestructuras S.A
Meeting Date: 03/20/2013 Country: Spain
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements
For For
ForForApprove Allocation of Income and Dividends 2
ForForApprove Discharge of Board 3
ForForAuthorize Increase in Capital Charged to Reserves for Bonus Issue
4
ForForAmend Articles Re: Board Composition, Convening Board Meeting and Quorum
5
Receive Amendments to Board of Directors' Regulations
6
AgainstForRatify Appointment of and Elect Pablis SL as Director
7.1
ForForRatify Appointment of and Elect Carlos Colomer Casellas as Director
7.2
AgainstForRatify Appointment of and Elect Obrascón Huarte Lain SA as Director
7.3
AgainstForRatify Appointment of and Elect OHL Concesiones SAU as Director
7.4
AgainstForRatify Appointment of and Elect OHL Emisiones SAU as Director
7.5
ForForReelect Salvador Alemany Más as Director 7.6
AgainstForReelect Isidro Fainé Casas as Director 7.7
AgainstForReelect Marcelino Armenter Vidal as Director 7.8
AgainstForElect Director 7.9
AgainstForElect Director 7.10
ForForApprove Stock-for-Salary 8
ForForAdvisory Vote on Remuneration Policy Report 9
ForForAuthorize Board to Ratify and Execute Approved Resolutions
10
CapMan OYJ
Meeting Date: 03/20/2013 Country: Finland
Meeting Type: Annual
Page 412 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
CapMan OYJ
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForAcknowledge Proper Convening of Meeting 4
ForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports
6
ForAccept Financial Statements and Statutory Reports
7
ForApprove Allocation of Income and Omission of Dividends
8
ForApprove Discharge of Board and President 9
ForApprove Monthly Remuneration of Directors in the Amount of EUR 4,000 for Chairman, 3,200 for Vice Chairman, and 2,800 for Other Directors; Approve Attendance Fees
10
ForFix Number of Directors at Six 11
ForReelect Koen Dejonckheere, Karri Kaitue, Nora Kerppola, Claes de Neergaard, and Heikki Westerlund as Directors; Elect Ari Tolppanen as New Director
12
ForApprove Remuneration of Auditors 13
ForRatify PricewaterhouseCoopers as Auditors 14
ForAuthorize Repurchase of up to 8 Million Class B Shares
15
ForApprove Issuance of up to 17.5 Million Class B Shares without Preemptive Rights
16
ForApprove Issuance of up to 4.23 Million Stock Options for Key Employees
17
Close Meeting 18
Novo Nordisk A/S
Meeting Date: 03/20/2013 Country: Denmark
Meeting Type: Annual
Page 413 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Novo Nordisk A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
ForApprove Financial Statements and Statutory Reports
2
ForApprove Remuneration of Directors for 2012 in the Aggregate Amount of DKK 9.4 Million
3.1
ForApprove Remuneration of Directors for 2013 in the Amount of DKK 1.5 Million for Chairman, DKK 1 Million for Vice Chairman, and Base Amount of DKK 500,000 for Other Members; Approve Remuneration for Committee Work
3.2
ForApprove Allocation of Income and Dividends of DKK 18 per Share
4
ForElect Goran Ando (Chairman) as Director 5.1
ForElect Jeppe Christiansen (Vice Chairman) as New Director
5.2
ForElect Bruno Angelici as Director 5.3a
ForElect Henrik Gürtler as Director 5.3b
ForElect Liz Hewitt as Director 5.3c
ForElect Thomas Koestler as Director 5.3d
ForElect Hannu Ryöppönen as Director 5.3e
ForRatify PricewaterhouseCoopers as Auditors 6
ForApprove DKK 10 Million Reduction in Class B Share Capital via Share Cancellation
7.1
ForApprove Creation of up to DKK 78 Million Pool of Capital with or without Preemptive Rights
7.2
ForAuthorize Repurchase up to 10 Percent of Share Capital
7.3
ForApprove Guidelines for Incentive-Based Compensation for Executive Management and Board
7.4
Other Business 8
Svenska Handelsbanken
Meeting Date: 03/20/2013 Country: Sweden
Meeting Type: Annual
Page 414 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Svenska Handelsbanken
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
ForElect Chairman of Meeting 2
ForPrepare and Approve List of Shareholders 3
ForApprove Agenda of Meeting 4
ForDesignate Inspector(s) of Minutes of Meeting 5
ForAcknowledge Proper Convening of Meeting 6
Receive Financial Statements and Statutory Reports; Receive Consolidated Financial Statements and Statutory Reports; Receive Board's Report; Receive Auditor's Report; Receive Review by CEO
7
ForApprove Financial Statements and Statutory Reports; Approve Consolidated Financial Statements and Statutory Reports
8
ForApprove Allocation of Income and Dividends of SEK 10.75 per Share
9
ForApprove Discharge of Board and President 10
ForAuthorize Repurchase of Up to 40 Million Class A and/or Class B Shares and Reissuance of Repurchased Shares
11
ForAuthorize Repurchase of Up to 2 Percent of Issued Share Capital for the Bank's Trading Book
12
ForDetermine Number of Members (11) of Board 13
ForDetermine Number of Auditors (2) 14
ForApprove Remuneration of Directors in the Ammount of SEK 3.15 Million for Chairman, SEK 875,000 for Vice Chairmen, and SEK 600,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors
15
ForReelect Anders Nyren (Chairman), Fredrik Lundberg, Jon Baksaas, Par Boman, Tommy Bylund, Lone Schroder, Jan Johansson, Sverker Martin-Lof, Bente Rathe, Ole Johansson and Charlotte Skog as Directors
16
ForRatify KPMG and Ernst & Young as Auditors 17
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
18
Page 415 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Svenska Handelsbanken
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Proposal Concerning the Appointment of Auditors in Foundations Without Own Management
19
Shareholder Proposals
NoneAmend Articles of Association: Composition of Board (Gender)
20
Close Meeting 21
Swedbank AB
Meeting Date: 03/20/2013 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting; Recieve Address by Chairman of the Board
ForElect Claes Zettermarck as Chairman of Meeting
2
ForPrepare and Approve List of Shareholders 3
ForApprove Agenda of Meeting 4
ForDesignate Inspector(s) of Minutes of Meeting 5
ForAcknowledge Proper Convening of Meeting 6
Receive Financial Statements and Statutory Reports
7a
Receive Auditor's Report 7b
Receive President's Report 7c
ForApprove Financial Statements and Statutory Reports
8
ForApprove Allocation of Income and Dividends of SEK 9.90 Per Preference Share and SEK 9.90 Per Common Share
9
ForApprove Discharge of Board and President 10
ForDetermine Number of Board Members (10) 11
Page 416 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Swedbank AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Remuneration of Directors in the Amount of SEK 1.35 Million to the Chairman, SEK 675,000 to the Vice Chairman, and SEK 400,000 to Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors
12
ForReelect Olav Fjell, Ulrika Francke, Goran Hedman, Lars Idermark, Anders Igel, Pia Rudengren, Anders Sundstrom (Chair), Charlotte Stromberg, Karl-Henrik Sundstrom, and Siv Svensson as Directors
13
ForAuthorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee
14
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
15
ForAuthorize Repurchase Program of up to One Percent of Issued Share Capital in Accordance with the Securities Market Act
16
ForAuthorize Share Repurchase Program 17
ForApprove Issuance of Convertibles without Preemptive Rights
18
ForApprove Collective Remuneration Program 2013
19a
ForApprove Resolution Regarding Deferred Variable Remuneration in the form of Shares under Program 2013
19b
ForAuthorize Transfer of Own Ordinary Shares under Program 2013
19c
Shareholder Proposals
NoneProposal to Decrease the Share Dividend (refer to item 9); Proposal to Make the Bank to Again Become a Full Service Bank
20
Close Meeting 21
Banco Santander S.A.
Meeting Date: 03/21/2013 Country: Spain
Meeting Type: Annual
Page 417 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Banco Santander S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.A Approve Consolidated and Standalone Financial Statements
For For
ForForApprove Discharge of Board 1.B
ForForApprove Allocation of Income and Dividends 2
ForForReelect Guillermo de la Dehesa Romero as Director
3.A
ForForReelect Abel Matutes Juan as Director 3.B
ForForReelect Ángel Jado Becerro de Bengoa as Director
3.C
AgainstForReelect Javier Botín-Sanz de Sautuola y O'Shea as Director
3.D
ForForReelect Isabel Tocino Biscarolasaga as Director
3.E
AgainstForReelect Fernando de Asúa Álvarez as Director 3.F
ForForRenew Appointment of Deloitte as Auditor 4
ForForApprove Company's Corporate Website 5
ForForApprove Acquisition of Banco Español de Crédito SA
6
ForForApprove Merger by Absorption of Banif Sa 7
ForForAmend Article 58 Re: Board Remuneration 8.A
ForForAmend Article 61 Re: Company's Corporate Website
8.B
ForForApprove Capital Raising 9
AgainstForAuthorize Increase in Capital up to 50 Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 20 Percent
10
ForForAuthorize Capitalization of Reserves for Scrip Dividends
11.A
ForForAuthorize Capitalization of Reserves for Scrip Dividends
11.B
ForForAuthorize Capitalization of Reserves for Scrip Dividends
11.C
ForForAuthorize Capitalization of Reserves for Scrip Dividends
11.D
AgainstForAuthorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion
12.A
Page 418 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Banco Santander S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion
12.B
ForForApprove Deferred Share Bonus Plan 13.A
ForForApprove Deferred Share Bonus Plan 13.B
ForForApprove Employee Stock Purchase Plan 13.C
ForForAuthorize Board to Ratify and Execute Approved Resolutions
14
ForForAdvisory Vote on Remuneration Policy Report 15
Bankinter S.A.
Meeting Date: 03/21/2013 Country: Spain
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements
For
ForApprove Allocation of Income and Dividends 2
ForApprove Discharge of Board 3
ForAuthorize Capitalization of Reserves for Bonus Issue
4
ForAuthorize Company to Call EGM with 15 Days' Notice
5
ForRenew Appointment of Deloitte as Auditor 6
ForReelect Pedro Guerrero Guerrero as Director 7.1
ForReelect Marcelino Botín-Sanz de Sautuola y Naveda as Director
7.2
ForReelect Fernando Masaveu Herrero as Director
7.3
ForReelect Rafael Mateu de Ros Cerezo as Director
7.4
ForReelect Pedro González Grau as Director 7.5
ForFix Number of Directors at Ten 7.6
ForApprove Stock-for-Salary/Bonus Plan 8.1
ForApprove Deferred Share Bonus Plan 8.2
Page 419 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Bankinter S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAuthorize Board to Ratify and Execute Approved Resolutions
9
ForAdvisory Vote on Remuneration Policy Report 10
Receive Amendments to Board of Directors' Regulations
11
Carlsberg
Meeting Date: 03/21/2013 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
ForApprove Financial Statements and Statutory Report; Approve Discharge of Directors
2
ForApprove Allocation of Income and Dividends of DKK 6.00 per Share
3
ForApprove Remuneration of Directors in the Amount of DKK 800,000 for the Chairman, DKK 600,000 for the Vice Chairman, and DKK 400,000 for Other Directors; Approve Remuneration for Committee Work
4.1
ForApprove Guidelines for Incentive-Based Compensation for Executive Management and Board
4.2
ForReelect Flemming Besenbacher as Director 5.1
ForReelect Jess Soderberg as Director 5.2
ForReelect Per Christian Ohrgaard as Director 5.3
ForReelect Lars Stemmerik as Director 5.4
ForReelect Richard Burrows as Director 5.5
ForReelect Cornelis Job van der Graaf as Director 5.6
ForReelect Donna Gordner as Director 5.7
ForReelect Elizabeth Fleuriot as Director 5.8
ForReelect Soren-Peter Olesen as Director 5.9
ForElect Nina Smith as New Director 5.10
ForRatify KPMG as Auditors 6
Page 420 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
DSV A/S
Meeting Date: 03/21/2013 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
ForReceive and Approve Financial Statements and Statutory Reports
2.1
ForApprove Remuneration of Directors for 2012 in the Amount of DKK 1.05 Million for the Chairman, DKK 525,000 for the Vice Chairman, and DKK 350,000 for Other Members; Approve Remuneration for Committee Work
2.2
ForApprove Remuneration of Directors for 2013 in the Amount of DKK 1.2 Million for the Chairman, DKK 600,000 for the Vice Chairman, and DKK 400,000 for Other Members; Approve Remuneration for Committee Work
2.3
ForApprove Allocation of Income and Dividends of DKK 1.25 per Share
3
ForReelect Kurt Larsen as Director 4.1
ForReelect Erik Pedersen as Director 4.2
ForReelect Kaj Christiansen as Director 4.3
ForReelect Annette Sadolin as Director 4.4
ForReelect Birgit Norgaard as Director 4.5
ForReelect Thomas Plenborg as Director 4.6
ForRatify KPMG as Auditors 5
ForApprove DKK 8 Million Reduction in Share Capital via Share Cancellation; Amend Articles Accordingly
6.1
ForAuthorize Share Repurchase Program 6.2
ForAmend Articles Re: Editorial Change to Harmonize with Danish Law
6.3
ForAmend Articles Re: Board Remuneration as Separate Voting Item to Comply with Corporate Governance Code
6.4
Other Business 7
Page 421 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Ferrovial SA
Meeting Date: 03/21/2013 Country: Spain
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements
For For
ForForApprove Allocation of Income 2.1
ForForApprove Dividends 2.2
ForForApprove Discharge of Board 3
ForForRenew Appointment of Deloitte as Auditor 4
AgainstForReelect Rafael del Pino y Calvo-Sotelo as Director
5.1
AgainstForReelect Santiago Bergareche Busquet as Director
5.2
AgainstForReelect Joaquín Ayuso García as Director 5.3
ForForReelect Íñigo Meirás Amusco as Director 5.4
AgainstForReelect Jaime Carvajal Urquijo as Director 5.5
AgainstForReelect Portman Baela SL as Director 5.6
AgainstForReelect Juan Arena de la Mora as Director 5.7
ForForReelect Gabriele Burgio as Director 5.8
AgainstForReelect María del Pino y Calvo-Sotelo as Director
5.9
ForForReelect Santiago Fernández Valbuenaas Director
5.10
ForForReelect José Fernando Sánchez-Junco Mans as Director
5.11
AgainstForReelect Karlovy SL as Director 5.12
AgainstForApprove 2013-2015 Restricted Stock Plan for Executive Directors
6.1
AgainstForApprove 2013-2015 Restricted Stock Plan for Senior Management
6.2
AgainstForAuthorize Share Repurchase Program 7
ForForAuthorize Board to Ratify and Execute Approved Resolutions
8
AgainstForAdvisory Vote on Remuneration Policy Report 9
Receive Amendments to Board of Directors' Regulations
10
Page 422 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Ferrovial SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Information on Issuance of Convertible Securities as Agreed at EGM on Oct. 22, 2009
11
Getinge AB
Meeting Date: 03/21/2013 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
ForElect Carl Bennet as Chairman of Meeting 2
ForPrepare and Approve List of Shareholders 3
ForApprove Agenda of Meeting 4
ForDesignate Inspector(s) of Minutes of Meeting 5
ForAcknowledge Proper Convening of Meeting 6
Receive Financial Statements and Statutory Reports
7a
Receive Consolidated Financial Statements and Statutory Reports
7b
Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management
7c
Receive the Board's Dividend Proposal 7d
Receive the Board's Report and the Board Committee Reports
8
Receive President's Report 9
ForApprove Financial Statements and Statutory Reports
10
ForApprove Allocation of Income and Dividends of SEK 4.15 per Share
11
ForApprove Discharge of Board and President 12
ForDetermine Number of Members (7) and Deputy Members of Board (0)
13
ForApprove Remuneration of Directors in the Amount of SEK 1.05 Million for Chairman and SEK 525,000 for Other Directors; Approve Remuneration for Committee Work
14
Page 423 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Getinge AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForReelect Carl Bennet, Johan Bygge, Cecilia Wennborg, Carola Lemne, Johan Malmquist, Johan Stern, and Mats Wahlstrom as Directors
15
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
16
Close Meeting 17
Givaudan SA
Meeting Date: 03/21/2013 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports, Including Remuneration Report
For
ForApprove Compensation Policy 2
ForApprove Discharge of Board and Senior Management
3
ForApprove Allocation of Income and Dividends of CHF 36.00 per Share from Capital Contribution Reserves
4
ForAmend Articles Regarding the Contribution in Kind and Acquisition of Assets
5
ForRelect Peter Kappeler as Director 6.1
ForReelect Irina du Bois as Director 6.2
ForRatify Deloitte S.A. as Auditors 7
Givaudan SA
Meeting Date: 03/21/2013 Country: Switzerland
Meeting Type: Annual
Page 424 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Givaudan SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Share Re-registration Consent For
GN Store Nord A/S
Meeting Date: 03/21/2013 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
ForApprove Financial Statements and Statutory Report; Approve Discharge of Directors
2
ForApprove Allocation of Income and Omission of Dividends
3
ForApprove Remuneration of Directors in the Aggregate Amount of DKK 6.08 Million; DKK 600,000 for Chairman, DKK 400,000 for Vice Chairman, and DKK 200,000 for Other Directors; Approve remuneration for Committee Work
4
ForReelect Per Wold-Olsen as Director 5.1
ForReelect William Hoover Jr as Director 5.2
ForReelect Wolfgang Reim as Director 5.3
ForReelect Rene Svendsen-Tune as Director 5.4
ForReelect Carsten Thomsen as Director 5.5
ForElect Helene Barnekow as New Director 5.6
ForRatify KPMG as Auditors 6
ForApprove Amendment to Guidelines for Incentive-Based Compensation for Executive Management and Board
7.1
ForAuthorize Share Repurchase Program 7.2
ForApprove DKK 20.4 Million Reduction in Share Capital via Share Cancellation; Amend Articles of Association Accordingly
7.3
Page 425 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
GN Store Nord A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForExtend Board's Authorizations to Create up to DKK 130 Million Pool of Capital Without Preemptive Rights until April 30, 2014
7.4
Other Proposals From Shareholders (None Submitted)
8
Other Business 9
H. Lundbeck A/S
Meeting Date: 03/21/2013 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
ForApprove Financial Statements and Statutory Reports
2
ForApprove Remuneration of Directors in the Amount of DKK 900,000 for Chairman, DKK 600,000 for Vice Chairman, and DKK 300,000 for Other Directors; Approve Remuneration for Committee Work
3
ForApprove Allocation of Income and Dividends of DKK 2.00 per Share
4
ForReelect Håkan Björklund as Director 5a
ForReelect Christian Dyvig as Director 5b
ForReelect Thorleif Krarup as Director 5c
ForReelect Jes Østergaard as Director 5d
ForReelect Melanie Lee as Director 5e
ForElect Lars Rasmussen as Director 5f
ForRatify Deloitte as Auditors 6
ForAuthorize Repurchase of up to Ten Percent of Share Capital
7a
ForAuthorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration
7b
Other Business 8
Page 426 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Skandinaviska Enskilda Banken
Meeting Date: 03/21/2013 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
ForElect Chairman of Meeting 2
ForPrepare and Approve List of Shareholders 3
ForApprove Agenda of Meeting 4
ForDesignate Inspector(s) of Minutes of Meeting 5
ForAcknowledge Proper Convening of Meeting 6
Receive Financial Statements and Statutory Reports
7
Receive President's Report 8
ForApprove Financial Statements and Statutory Reports
9
ForApprove Allocation of Income and Dividends of 2.75 SEK per Share
10
ForApprove Discharge of Board and President 11
Receive Report on Work of Nomination Committee
12
ForSet Number of Directors at 12; Set Number of Auditors at One
13
ForApprove Remuneration of Directors in the Amount of SEK 2.4 Million for Chairman, SEK 580,000 for the Vice Chairmen, and SEK 500,000 for Other Directors: Approve Remuneration for Committee Work, Approve Remuneration of Auditors
14
ForReelect Johan Andresen, Signhild Hansen, Annika Falkengren, Urban Jansson, Birgitta Kantola, Thomas Nicolin, Jesper Ovesen, Jacob Wallenberg, and Marcus Wallenberg (Chairman) as Directors, Elect Samir Brikho, Winnie Fok, and Sven Nyman as New Directors
15
ForRatify PricewaterhouseCoopers as Auditors 16
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
17
ForApprove Share Deferral Plan for President, Group Executive Committee, and Certain Other Executive Managers
18a
Page 427 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Skandinaviska Enskilda Banken
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Share Matching Plan for Executive Management and Key Employees
18b
ForApprove Profit Sharing Program 18c
ForAuthorize Repurchase of up to Two Percent of Issued Shares
19a
ForAuthorize Repurchase of Class A and/or Class C Shares of up to Ten Percent of Issued Shares and Reissuance of Repurchased Shares in Connection with Long-Term Incentive Plan
19b
ForAuthorize Reissuance of Repurchased Class A Shares in Connection with 2013 Long-Term Equity Programmes
19c
ForAppointment of Auditors of Foundations that Have Delegated their Business to the Bank
20
Shareholder Proposal
NoneAmend Articles: Composition of Board (Gender)
21
Close Meeting 22
Andritz AG
Meeting Date: 03/22/2013 Country: Austria
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports (Non-Voting)
ForApprove Allocation of Income 2
ForApprove Discharge of Management Board 3
ForApprove Discharge of Supervisory Board 4
ForApprove Remuneration of Supervisory Board Members
5
ForRatify Auditor 6
ForAmend Articles Re: Share Ownership Disclosure Threshold
7
ForAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
8
Page 428 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Pohjola Bank plc
Meeting Date: 03/22/2013 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForAcknowledge Proper Convening of Meeting 4
ForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports
6
ForAccept Financial Statements and Statutory Reports
7
ForApprove Allocation of Income and Dividends of EUR 0.46 Per A Share and EUR 0.43 per K share
8
ForApprove Discharge of Board and President 9
ForApprove Monthly Remuneration of Directors in the Ammount of EUR 8,000 for Chairman, EUR 5,500 for Vice Chairman, and EUR 4,500 for Other Directors; Approve Attendance Fees for Board and Committee Work
10
ForFix Number of Directors at Eight 11
ForReelect Jukka Hienonen, Jukka Hulkkonen, Mirja-Leena Kullberg, Harri Sailas, and Tom von Weymarn as Directors; Elect Marja Partio as New Director; Ratify Reijo Karhinen (Chair) and Tony Vepsalainen (Deputy Chair) as Directors
12
ForApprove Remuneration of Auditors 13
ForRatify KPMG as Auditors 14
ForApprove Issuance of up to 24 Million Series A Shares and 6 Million Series K Shares without Preemptive Rights
15
Close Meeting 16
Page 429 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Elisa Corporation
Meeting Date: 03/25/2013 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForAcknowledge Proper Convening of Meeting 4
ForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports, the Board's Report, and the Auditor's Report; Receive Review by the CEO
6
ForAccept Financial Statements and Statutory Reports
7
ForApprove Allocation of Income and Dividends of EUR 1.30 Per Share
8
ForApprove Discharge of Board and President 9
ForApprove Monthly Remuneration of Directors in the Amount of EUR 9,000 for Chairman, EUR 6,000 for Vice Chairman and Chairman of Audit Committee, and EUR 5,000 for Other Directors; Approve Attendance Fees
10
ForFix Number of Directors at Seven 11
ForReelect Ari Lehtoranta, Raimo Lind, Leena Niemisto, Eira Palin-Lehtinen, Mika Salmi, and Mika Vehvilainen as Directors; Elect Jaakko Uotila as a New Director
12
ForApprove Remuneration of Auditors 13
ForFix Number of Auditors at One 14
ForRatify KPMG Oy Ab as Auditors 15
ForAuthorize Share Repurchase Program of up to 5 Million Shares
16
Close Meeting 17
Snam SpA
Meeting Date: 03/25/2013 Country: Italy
Meeting Type: Annual/Special
Page 430 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Snam SpA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
ForAmend Articles Re: 2, 5, 6, and 17 1
ForAmend Articles Re: 9 and 12 (General Meetings)
2
ForAmend Articles Re: 13, 16, and 20 (Board-Related)
3
Ordinary Business
ForAccept Financial Statements and Statutory Reports
1
ForApprove Allocation of Income 2
ForApprove Remuneration Report 3
ForFix Number of Directors 4
ForFix Directors Term 5
Appoint Directors (Slate Election) - Choose One of the Following Slates
NoneSlate Submitted by CDP RETI SRL 6.1
NoneSlate Submitted by Institutional Shareholders 6.2
ForElech Chairman of the Board 7
ForApprove Remuneration of Directors 8
Appoint Internal Statutory Auditors (Slate Election) - Choose One of the Following Slates
NoneSlate Submitted by CDP RETI SRL 9.1
NoneSlate Submitted by Institutional Shareholders 9.2
ForAppoint Chairman of Internal Statutory Auditors
10
ForApprove Internal Auditors' Remuneration 11
Electrolux AB
Meeting Date: 03/26/2013 Country: Sweden
Meeting Type: Annual
Page 431 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Electrolux AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Chairman of Meeting For
ForPrepare and Approve List of Shareholders 2
ForApprove Agenda of Meeting 3
ForDesignate Inspector(s) of Minutes of Meeting 4
ForAcknowledge Proper Convening of Meeting 5
Receive Financial Statements and Statutory Reports
6
Receive President's Report 7
ForApprove Financial Statements and Statutory Reports
8
ForApprove Discharge of Board and President 9
ForApprove Allocation of Income and Dividends of SEK 6.50 per Share
10
ForDetermine Number of Members (10) and Deputy Members (0) of Board; Receive Report on the Work of the Nominating Committee
11
ForApprove Remuneration of Directors in the Ammount of SEK 1.7 Million for Chairman, SEK 590,000 for Vice Chairman, and SEK 515,000 for Other Directors; Approve Remuneration for Committee Work
12
ForReelect Marcus Wallenberg (Chairman), Lorna Davis, Hasse Johansson, Ronnie Leten, Keith McLoughlin, Fredrik Persson, Ulrika Saxon, Torben Sorensen, and Barbara Thoralfsson as Directors; Elect Bert Nordbergas New Director
13
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
14
ForApprove 2013 Share-Related Long Term Incentive Plan
15
ForAuthorize Repurchase of Class B Shares of up to 10 Percent of Issued Shares
16a
ForAuthorize Reissuance of Repurchased Class B Shares in Connection to Company Acquisitions
16b
ForAuthorize Reissuance of up to 1.85 Million Repurchased Class B Shares in Connection with Long-Term Incentive Program
16c
Page 432 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Electrolux AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Close Meeting 17
Kemira OYJ
Meeting Date: 03/26/2013 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForAcknowledge Proper Convening of Meeting 4
ForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports
6
ForAccept Financial Statements and Statutory Reports
7
ForApprove Allocation of Income and Dividends of EUR 0.53 Per Share
8
ForApprove Discharge of Board and President 9
ForApprove Remuneration of Directors in the Amount of EUR 74,000 for Chairman, EUR 45,000 for Vice Chairman, and EUR 36,000 for Other Directors; Approve Meeting Fees
10
ForFix Number of Directors at Five; Reelect Winnie Fok, Juha Laaksonen, Jari Paasikivi (Vice Chairman), Kerttu Tuomas, and Jukka Viinanen (Chairman) as Directors
11
ForApprove Remuneration of Auditors 12
ForRatify Deloitte & Touche as Auditors 13
ForAuthorize Repurchase of up to 4.5 Million Issued Shares
14
ForAuthorize Issuance of 15.6 Million Shares, and Reissuance of 7.8 Million Shares without Preemptive Rights
15
Close Meeting 16
Page 433 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Outotec Oyj
Meeting Date: 03/26/2013 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForAcknowledge Proper Convening of Meeting 4
ForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports; Receive the Board's Report, and the Auditor's Report; Receive Review by the CEO
6
ForAccept Financial Statements and Statutory Reports
7
ForApprove Allocation of Income and Dividends of EUR 1.20 Per Share
8
ForApprove Charitable Donations of up to EUR 100,000
9
ForApprove Discharge of Board and President 10
ForApprove Remuneration of Directors in the Amount of EUR 72,000 for Chairman, EUR 36,000 for Other Directors; Approve Additional Remuneration of EUR 12,000 for Vice Chair and Chair of Audit Committee; Approve Attendance Fees
11
ForFix Number of Directors at Seven 12
ForReelect Eija Ailasmaa, Tapani Järvinen, Hannu Linnoinen, Timo Ritakallio, and Chaim Zabludowicz as Directors; Elect Matti Alahuhta (Chairman) and Anja Korhonen as New Directors
13
ForApprove Remuneration of Auditors 14
ForRatify PricewaterhouseCoopers Oy as Auditors
15
ForApprove 3:1 Stock Split 16
ForAuthorize Repurchase of up to 4.6 Million Shares
17
ForApprove Issuance of up to 4.6 Million Shares without Preemptive Rights
18
Page 434 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Outotec Oyj
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Establishment of Nominating Committee
19
Close Meeting 20
Banco Espirito Santo
Meeting Date: 03/27/2013 Country: Portugal
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Vice-Chairman of the General Meeting Board
For
ForAccept Individual Financial Statements and Statutory Reports for Fiscal 2012
2
ForAccept Consolidated Financial Statements and Statutory Reports for Fiscal 2012
3
ForApprove Allocation of Income and Dividends 4
ForApprove Discharge of Management and Supervisory Board
5
ForApprove Remuneration Policy 6
ForRatify Director 7
ForAuthorize Repurchase and Reissuance of Shares and Debt Instruments
8
ForAllow Directors to Be Involved with Other Companies
9
ForAmend Pension Plan 10
European Aeronautic Defence and Space Company EADS NV
Meeting Date: 03/27/2013 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting
Page 435 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
European Aeronautic Defence and Space Company EADS NV
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Open Meeting 1
Receive Report of Management Board Re: Proposed Changes in Company's Governance and Shareholding Structure
2
Discuss Agenda Items 3
ForAmend Articles Re: Ownership Restrictions and Legal Updates
4.1
ForAuthorize Repurchase of Up to 15 Percent of Issued Share Capital
4.2
ForApprove Cancellation of Repurchased Shares 4.3
ForElect T. Enders as Executive Director 4.4
ForElect M. Bischoff as Non-Executive Director 4.5
ForElect R.D. Crosby as Non-Executive Director 4.6
ForElect H.-P. Keitel as Non-Executive Director 4.7
ForElect H.-J. Lamberti as Non-Executive Director 4.8
ForElect A. Lauvergeon as Non-Executive Director
4.9
ForElect L.N. Mittal as Non-Executive Director 4.10
ForElect J. Parker as Non-Executive Director 4.11
ForElect M. Pébereau as Non-Executive Director 4.12
ForElect J. Piqué i Camps as Non-Executive Director
4.13
ForElect D. Ranque as Non-Executive Director 4.14
ForElect J.-C. Trichet as Non-Executive Director 4.15
Close Meeting 5
London Stock Exchange Group plc
Meeting Date: 03/27/2013 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition by London Stock Exchange (C) Limited of LCH.Clearnet Group Limited
For Abstain
Page 436 of 439
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Metso Corporation
Meeting Date: 03/28/2013 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForAcknowledge Proper Convening of Meeting 4
ForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports
6
ForAccept Financial Statements and Statutory Reports
7
ForApprove Allocation of Income and Dividends of EUR 1.85 Per Share
8
ForApprove Discharge of Board and President 9
ForApprove Remuneration of Directors in the Amount of EUR 100,000 for Chairman, EUR 60,000 for Deputy Chairman and Audit Committee Chairman, and EUR 48,000 for Other Directors; Approve Meeting Fees
10
ForFix Number of Directors at Eight 11
ForReelect Jukka Viinanen, Mikael von Frenckell, Christer Gardell, Ozey Horton, Erkki Pehu-Lehtonen, Pia Rudengren, and Eeva Sipila as Directors; Elect Mikael Lilius as New Director
12
ForApprove Remuneration of Auditors 13
ForRatify Ernst & Young Oy as Auditors 14
ForAuthorize Repurchase of up to 10 Million Shares
15
ForAmend Articles Re: Age Limitation for Directors
16
ForApprove Establishment of Nominating Committee
17
Close Meeting 18
Page 437 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Nobel Biocare Holding AG
Meeting Date: 03/28/2013 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Share Re-registration Consent For
Nobel Biocare Holding AG
Meeting Date: 03/28/2013 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For
ForApprove Remuneration Report 2
ForApprove Treatment of Net Loss 3.1
ForApprove Transfer From Capital Contribution Reserves to Free Reserves and Dividends of CHF 0.20 per Share
3.2
ForApprove Discharge of Board and Senior Management
4
ForReelect Daniela Bosshardt-Hengartner as Director
5.1
ForReelect Raymund Breu as Director 5.2
ForReelect Edgar Fluri as Director 5.3
ForReelect Michel Orsinger as Director 5.4
ForReelect Juha Raeisaenen as Director 5.5
ForReelect Oern Stuge as Director 5.6
ForReelect Rolf Watter as Director 5.7
ForReelect Georg Watzek as Director 5.8
ForElect Franz Maier as Director 6
ForRatify KPMG AG as Auditors 7
Page 438 of 439
Vote Summary ReportReporting Period: 01/01/2013 to 03/31/2013
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd.
Randstad Holding NV
Meeting Date: 03/28/2013 Country: Netherlands
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Open Meeting 1
Receive Report of Management Board (Non-Voting)
2a
ForAdopt Financial Statements and Statutory Reports
2b
Receive Explanation on Company's Reserves and Dividend Policy
2c
ForApprove Dividends of EUR 1.25 Per Share 2d
ForApprove Discharge of Management Board 3a
ForApprove Discharge of Supervisory Board 3b
ForGrant Board Authority to Issue Shares Up To 3 Percent of Issued Capital
4a
ForAuthorize Board to Exclude Preemptive Rights from Issuance under Item 4a
4b
ForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
4c
ForApprove Remuneration Report Containing Remuneration Policy for Management Board Members
5a
ForApprove Restricted Stock Plan Re: Item 5a 5b
ForProposal to Reappoint Ton Risseeuw as Director of Foundation StichtingAdministratiekantoor Preferente AandelenRandstad Holding
6
ForRatify PricewaterhouseCoopers as Auditors 7
Other Business (Non-Voting) 8
Close Meeting 9
Page 439 of 439