Investment Company Report BABA Meeting Type: Proposal Vote ...
Transcript of Investment Company Report BABA Meeting Type: Proposal Vote ...
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 117 of 571
ALIBABA GROUP HOLDING LIMITED
Security: 01609W102
Ticker: BABA
ISIN: US01609W1027
Meeting Type: Annual
30-Sep-20Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935265086
Loomis Sayles Growth Fund
For ForMgmt1. Amend and restate the Company'sMemorandum and Articles of Association toexpressly permit completely virtualshareholders' meetings and reflect suchupdates as are detailed in the proxystatement and set forth in Exhibit A thereto.
For ForMgmt2.1 Election of Director: MAGGIE WEI WU (Toserve for a three year term or until suchdirector's successor is elected or appointedand duly qualified).
For ForMgmt2.2 Election of Director: KABIR MISRA (To servefor a three year term or until such director'ssuccessor is elected or appointed and dulyqualified).
For ForMgmt2.3 Election of Director: WALTER TEH MINGKWAUK (To serve for a three year term oruntil such director's successor is elected orappointed and duly qualified).
For ForMgmt3. Ratify the appointment ofPricewaterhouseCoopers as the independentregistered public accounting firm of theCompany for the fiscal year ending March 31,2021.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 118 of 571
ALPHABET INC.
Security: 02079K305
Ticker: GOOGL
ISIN: US02079K3059
Meeting Type: Annual
02-Jun-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935406264
Loomis Sayles Growth Fund
For ForMgmt1A. Election of Director: Larry Page
For ForMgmt1B. Election of Director: Sergey Brin
For ForMgmt1C. Election of Director: Sundar Pichai
For ForMgmt1D. Election of Director: John L. Hennessy
For ForMgmt1E. Election of Director: Frances H. Arnold
Against AgainstMgmt1F. Election of Director: L. John Doerr
For ForMgmt1G. Election of Director: Roger W. Ferguson Jr.
Against AgainstMgmt1H. Election of Director: Ann Mather
For ForMgmt1I. Election of Director: Alan R. Mulally
For ForMgmt1J. Election of Director: K. Ram Shriram
For ForMgmt1K. Election of Director: Robin L. Washington
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 119 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt2. Ratification of the appointment of Ernst &Young LLP as Alphabet's independentregistered public accounting firm for the fiscalyear ending December 31, 2021.
Against AgainstMgmt3. Approval of Alphabet's 2021 Stock Plan.
For AgainstShr4. A stockholder proposal regarding equalshareholder voting, if properly presented atthe meeting.
Against ForShr5. A stockholder proposal regarding thenomination of human rights and/or civil rightsexpert to the board, if properly presented atthe meeting.
Against ForShr6. A stockholder proposal regarding a report onsustainability metrics, if properly presented atthe meeting.
Against ForShr7. A stockholder proposal regarding a report ontakedown requests, if properly presented atthe meeting.
For AgainstShr8. A stockholder proposal regarding a report onwhistleblower policies and practices, ifproperly presented at the meeting.
Against ForShr9. A stockholder proposal regarding a report oncharitable contributions, if properly presentedat the meeting.
Against ForShr10. A stockholder proposal regarding a report onrisks related to anticompetitive practices, ifproperly presented at the meeting.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 120 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
Against ForShr11. A stockholder proposal regarding a transitionto a public benefit corporation, if properlypresented at the meeting.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 121 of 571
AMAZON.COM, INC.
Security: 023135106
Ticker: AMZN
ISIN: US0231351067
Meeting Type: Annual
26-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935397592
Loomis Sayles Growth Fund
For ForMgmt1A. Election of Director: Jeffrey P. Bezos
For ForMgmt1B. Election of Director: Keith B. Alexander
For ForMgmt1C. Election of Director: Jamie S. Gorelick
For ForMgmt1D. Election of Director: Daniel P. Huttenlocher
For ForMgmt1E. Election of Director: Judith A. McGrath
For ForMgmt1F. Election of Director: Indra K. Nooyi
For ForMgmt1G. Election of Director: Jonathan J. Rubinstein
For ForMgmt1H. Election of Director: Thomas O. Ryder
For ForMgmt1I. Election of Director: Patricia Q. Stonesifer
For ForMgmt1J. Election of Director: Wendell P. Weeks
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 122 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt2. RATIFICATION OF THE APPOINTMENT OFERNST & YOUNG LLP AS INDEPENDENTAUDITORS.
For ForMgmt3. ADVISORY VOTE TO APPROVEEXECUTIVE COMPENSATION.
For AgainstShr4. SHAREHOLDER PROPOSAL REQUESTINGA REPORT ON CUSTOMER DUEDILIGENCE.
Against ForShr5. SHAREHOLDER PROPOSAL REQUESTINGA MANDATORY INDEPENDENT BOARDCHAIR POLICY.
Against ForShr6. SHAREHOLDER PROPOSAL REQUESTINGADDITIONAL REPORTING ONGENDER/RACIAL PAY.
For AgainstShr7. SHAREHOLDER PROPOSAL REQUESTINGA REPORT ON PROMOTION DATA.
Against ForShr8. SHAREHOLDER PROPOSAL REQUESTINGA REPORT ON PACKAGING MATERIALS.
For AgainstShr9. SHAREHOLDER PROPOSAL REQUESTINGA DIVERSITY AND EQUITY AUDIT REPORT.
Against ForShr10. SHAREHOLDER PROPOSAL REQUESTINGAN ALTERNATIVE DIRECTOR CANDIDATEPOLICY.
For AgainstShr11. SHAREHOLDER PROPOSAL REQUESTINGA REPORT ON COMPETITION STRATEGYAND RISK.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 123 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For AgainstShr12. SHAREHOLDER PROPOSAL REQUESTINGAN ADDITIONAL REDUCTION INTHRESHOLD FOR CALLING SPECIALSHAREHOLDER MEETINGS.
For AgainstShr13. SHAREHOLDER PROPOSAL REQUESTINGADDITIONAL REPORTING ON LOBBYING.
For AgainstShr14. SHAREHOLDER PROPOSAL REQUESTINGA REPORT ON CUSTOMER USE OFCERTAIN TECHNOLOGIES.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 124 of 571
AUTODESK, INC.
Security: 052769106
Ticker: ADSK
ISIN: US0527691069
Meeting Type: Annual
16-Jun-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935412899
Loomis Sayles Growth Fund
For ForMgmt1A. Election of Director: Andrew Anagnost
For ForMgmt1B. Election of Director: Karen Blasing
For ForMgmt1C. Election of Director: Reid French
For ForMgmt1D. Election of Director: Dr. Ayanna Howard
For ForMgmt1E. Election of Director: Blake Irving
For ForMgmt1F. Election of Director: Mary T. McDowell
For ForMgmt1G. Election of Director: Stephen Milligan
For ForMgmt1H. Election of Director: Lorrie M. Norrington
For ForMgmt1I. Election of Director: Betsy Rafael
For ForMgmt1J. Election of Director: Stacy J. Smith
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 125 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt2. Ratify the appointment of Ernst & Young LLPas Autodesk, Inc.'s independent registeredpublic accounting firm for the fiscal yearending January 31, 2022.
For ForMgmt3. Approve, on an advisory (non-binding) basis,the compensation of Autodesk, Inc.'s namedexecutive officers.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 126 of 571
AUTOMATIC DATA PROCESSING, INC.
Security: 053015103
Ticker: ADP
ISIN: US0530151036
Meeting Type: Annual
11-Nov-20Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935276130
Loomis Sayles Growth Fund
For ForMgmt1A. Election of Director: Peter Bisson
For ForMgmt1B. Election of Director: Richard T. Clark
For ForMgmt1C. Election of Director: Linnie M. Haynesworth
For ForMgmt1D. Election of Director: John P. Jones
For ForMgmt1E. Election of Director: Francine S. Katsoudas
For ForMgmt1F. Election of Director: Nazzic S. Keene
For ForMgmt1G. Election of Director: Thomas J. Lynch
For ForMgmt1H. Election of Director: Scott F. Powers
For ForMgmt1I. Election of Director: William J. Ready
For ForMgmt1J. Election of Director: Carlos A. Rodriguez
For ForMgmt1K. Election of Director: Sandra S. Wijnberg
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 127 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt2. Advisory Vote on Executive Compensation.
For ForMgmt3. Ratification of the Appointment of Auditors.
Against ForShr4. Stockholder proposal, if properly presented atthe meeting, to prepare a Report onEmployee Representation on the Board ofDirectors.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 128 of 571
CERNER CORPORATION
Security: 156782104
Ticker: CERN
ISIN: US1567821046
Meeting Type: Annual
19-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935364822
Loomis Sayles Growth Fund
For ForMgmt1A. Election of Class II Director: Mitchell E.Daniels, Jr.
For ForMgmt1B. Election of Class II Director: Elder Granger,M.D.
For ForMgmt1C. Election of Class II Director: John J. Greisch
For ForMgmt1D. Election of Class II Director: Melinda J. Mount
For ForMgmt2. Ratification of the appointment of KPMG LLPas the independent registered publicaccounting firm of Cerner Corporation for2021.
For ForMgmt3. Approval, on an advisory basis, of thecompensation of our Named ExecutiveOfficers.
For AgainstShr4. Shareholder proposal to eliminatesupermajority voting, if properly presented atthe meeting.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 129 of 571
CISCO SYSTEMS, INC.
Security: 17275R102
Ticker: CSCO
ISIN: US17275R1023
Meeting Type: Annual
10-Dec-20Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935287498
Loomis Sayles Growth Fund
For ForMgmt1a. Election of Director: M. Michele Burns
For ForMgmt1b. Election of Director: Wesley G. Bush
For ForMgmt1c. Election of Director: Michael D. Capellas
For ForMgmt1d. Election of Director: Mark Garrett
For ForMgmt1e. Election of Director: Dr. Kristina M. Johnson
For ForMgmt1f. Election of Director: Roderick C. McGeary
For ForMgmt1g. Election of Director: Charles H. Robbins
Did not VoteMgmt1h. Election of Director: Arun Sarin
For ForMgmt1i. Election of Director: Brenton L. Saunders
For ForMgmt1j. Election of Director: Dr. Lisa T. Su
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 130 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt2. Approval of the reincorporation of Cisco fromCalifornia to Delaware.
For ForMgmt3. Approval of amendment and restatement ofthe 2005 Stock Incentive Plan.
For ForMgmt4. Approval, on an advisory basis, of executivecompensation.
For ForMgmt5. Ratification of PricewaterhouseCoopers LLPas Cisco's independent registered publicaccounting firm for fiscal 2021.
For AgainstShr6. Approval to have Cisco's Board adopt a policyto have an independent Board chairman.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 131 of 571
COLGATE-PALMOLIVE COMPANY
Security: 194162103
Ticker: CL
ISIN: US1941621039
Meeting Type: Annual
07-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935355392
Loomis Sayles Growth Fund
For ForMgmt1a. Election of Director: John P. Bilbrey
For ForMgmt1b. Election of Director: John T. Cahill
For ForMgmt1c. Election of Director: Lisa M. Edwards
For ForMgmt1d. Election of Director: C. Martin Harris
For ForMgmt1e. Election of Director: Martina Hund-Mejean
For ForMgmt1f. Election of Director: Kimberly A. Nelson
For ForMgmt1g. Election of Director: Lorrie M. Norrington
For ForMgmt1h. Election of Director: Michael B. Polk
For ForMgmt1i. Election of Director: Stephen I. Sadove
For ForMgmt1j. Election of Director: Noel R. Wallace
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 132 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt2. Ratify selection of PricewaterhouseCoopersLLP as Colgate's independent registeredpublic accounting firm.
For ForMgmt3. Advisory vote on executive compensation.
For AgainstShr4. Stockholder proposal on independent BoardChairman.
Against ForShr5. Stockholder proposal to reduce the ownershipthreshold to call special stockholder meetingsto 10%.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 133 of 571
DEERE & COMPANY
Security: 244199105
Ticker: DE
ISIN: US2441991054
Meeting Type: Annual
24-Feb-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935323143
Loomis Sayles Growth Fund
For ForMgmt1A. Election of Director: Tamra A. Erwin
For ForMgmt1B. Election of Director: Alan C. Heuberger
For ForMgmt1C. Election of Director: Charles O. Holliday, Jr.
For ForMgmt1D. Election of Director: Dipak C. Jain
For ForMgmt1E. Election of Director: Michael O. Johanns
For ForMgmt1F. Election of Director: Clayton M. Jones
For ForMgmt1G. Election of Director: John C. May
For ForMgmt1H. Election of Director: Gregory R. Page
For ForMgmt1I. Election of Director: Sherry M. Smith
For ForMgmt1J. Election of Director: Dmitri L. Stockton
For ForMgmt1K. Election of Director: Sheila G. Talton
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 134 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt2. Advisory vote on executive compensation.
For ForMgmt3. Ratification of the appointment of Deloitte &Touche LLP as Deere's independentregistered public accounting firm for fiscal2021.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 135 of 571
EXPEDITORS INT'L OF WASHINGTON, INC.
Security: 302130109
Ticker: EXPD
ISIN: US3021301094
Meeting Type: Annual
04-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935356255
Loomis Sayles Growth Fund
For ForMgmt1.1 Election of Director: Robert R. Wright
For ForMgmt1.2 Election of Director: Glenn M. Alger
For ForMgmt1.3 Election of Director: Robert P. Carlile
For ForMgmt1.4 Election of Director: James M. DuBois
For ForMgmt1.5 Election of Director: Mark A. Emmert
For ForMgmt1.6 Election of Director: Diane H. Gulyas
For ForMgmt1.7 Election of Director: Jeffrey S. Musser
For ForMgmt1.8 Election of Director: Liane J. Pelletier
For ForMgmt2. Advisory Vote to Approve Named ExecutiveOfficer Compensation.
For ForMgmt3. Ratification of Independent Registered PublicAccounting Firm.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 136 of 571
FACEBOOK, INC.
Security: 30303M102
Ticker: FB
ISIN: US30303M1027
Meeting Type: Annual
26-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935395891
Loomis Sayles Growth Fund
1. DIRECTOR
1 Peggy Alford Withheld AgainstMgmt
2 Marc L. Andreessen Withheld AgainstMgmt
3 Andrew W. Houston For ForMgmt
4 Nancy Killefer For ForMgmt
5 Robert M. Kimmitt For ForMgmt
6 Sheryl K. Sandberg For ForMgmt
7 Peter A. Thiel For ForMgmt
8 Tracey T. Travis For ForMgmt
9 Mark Zuckerberg For ForMgmt
For ForMgmt2. To ratify the appointment of Ernst & YoungLLP as Facebook, Inc.'s independentregistered public accounting firm for the fiscalyear ending December 31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 137 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
Against AgainstMgmt3. To approve an amendment to the directorcompensation policy.
For AgainstShr4. A shareholder proposal regarding dual classcapital structure.
Against ForShr5. A shareholder proposal regarding anindependent chair.
For AgainstShr6. A shareholder proposal regarding childexploitation.
For AgainstShr7. A shareholder proposal regarding human/civilrights expert on board.
For AgainstShr8. A shareholder proposal regarding platformmisuse.
For AgainstShr9. A shareholder proposal regarding publicbenefit corporation.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 138 of 571
FACTSET RESEARCH SYSTEMS INC.
Security: 303075105
Ticker: FDS
ISIN: US3030751057
Meeting Type: Annual
17-Dec-20Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935289896
Loomis Sayles Growth Fund
For ForMgmt1a. Election of Director: Robin A. Abrams (Toserve a three-year term expiring inconcurrence with the Annual Meeting ofStockholders for 2023.)
For ForMgmt1b. Election of Director: Laurie Siegel (To serve athree-year term expiring in concurrence withthe Annual Meeting of Stockholders for 2023.)
For ForMgmt1c. Election of Director: Malcolm Frank (To servea three-year term expiring in concurrence withthe Annual Meeting of Stockholders for 2023.)
For ForMgmt1d. Election of Director: Siew Kai Choy (To servea one-year term expiring in concurrence withthe Annual Meeting of Stockholders for 2021.)
For ForMgmt1e. Election of Director: Lee Shavel (To serve aone-year term expiring in concurrence withthe Annual Meeting of Stockholders for 2021.)
For ForMgmt2. To ratify the appointment of the accountingfirm of Ernst & Young LLP as our independentregistered public accounting firm for the fiscalyear ending August 31, 2021.
For ForMgmt3. To vote on a non-binding advisory resolutionto approve the compensation of our namedexecutive officers.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 139 of 571
ILLUMINA, INC.
Security: 452327109
Ticker: ILMN
ISIN: US4523271090
Meeting Type: Annual
26-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935395485
Loomis Sayles Growth Fund
Against AgainstMgmt1A. Election of Director: Caroline D. Dorsa
Against AgainstMgmt1B. Election of Director: Robert S. Epstein, M.D.
For ForMgmt1C. Election of Director: Scott Gottlieb, M.D.
Against AgainstMgmt1D. Election of Director: Gary S. Guthart
For ForMgmt1E. Election of Director: Philip W. Schiller
For ForMgmt1F. Election of Director: John W. Thompson
For ForMgmt2. To ratify the appointment of Ernst & YoungLLP as our independent registered publicaccounting firm for the fiscal year endingJanuary 2, 2022.
Against AgainstMgmt3. To approve, on an advisory basis, thecompensation of the named executive officersas disclosed in the Proxy Statement.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 140 of 571
INTUITIVE SURGICAL, INC.
Security: 46120E602
Ticker: ISRG
ISIN: US46120E6023
Meeting Type: Annual
22-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935347460
Loomis Sayles Growth Fund
For ForMgmt1A. Election of Director: Craig H. Barratt, Ph.D.
For ForMgmt1B. Election of Director: Joseph C. Beery
For ForMgmt1C. Election of Director: Gary S. Guthart, Ph.D.
For ForMgmt1D. Election of Director: Amal M. Johnson
For ForMgmt1E. Election of Director: Don R. Kania, Ph.D.
For ForMgmt1F. Election of Director: Amy L. Ladd, M.D.
For ForMgmt1G. Election of Director: Keith R. Leonard, Jr.
For ForMgmt1H. Election of Director: Alan J. Levy, Ph.D.
For ForMgmt1I. Election of Director: Jami Dover Nachtsheim
For ForMgmt1J. Election of Director: Monica P. Reed, M.D.
For ForMgmt1K. Election of Director: Mark J. Rubash
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 141 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt2. To approve, by advisory vote, thecompensation of the Company's NamedExecutive Officers.
For ForMgmt3. The ratification of appointment ofPricewaterhouseCoopers LLP as theCompany's independent registered publicaccounting firm for the fiscal year endingDecember 31, 2021.
For ForMgmt4. To approve the Company's Amended andRestated 2010 Incentive Award Plan.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 142 of 571
MICROSOFT CORPORATION
Security: 594918104
Ticker: MSFT
ISIN: US5949181045
Meeting Type: Annual
02-Dec-20Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935284478
Loomis Sayles Growth Fund
For ForMgmt1A. Election of Director: Reid G. Hoffman
For ForMgmt1B. Election of Director: Hugh F. Johnston
For ForMgmt1C. Election of Director: Teri L. List-Stoll
For ForMgmt1D. Election of Director: Satya Nadella
For ForMgmt1E. Election of Director: Sandra E. Peterson
For ForMgmt1F. Election of Director: Penny S. Pritzker
For ForMgmt1G. Election of Director: Charles W. Scharf
For ForMgmt1H. Election of Director: Arne M. Sorenson
For ForMgmt1I. Election of Director: John W. Stanton
For ForMgmt1J. Election of Director: John W. Thompson
For ForMgmt1K. Election of Director: Emma N. Walmsley
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 143 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt1L. Election of Director: Padmasree Warrior
For ForMgmt2. Advisory vote to approve named executiveofficer compensation.
For ForMgmt3. Ratification of Deloitte & Touche LLP as ourindependent auditor for fiscal year 2021.
Against ForShr4. Shareholder Proposal - Report on EmployeeRepresentation on Board of Directors.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 144 of 571
MONSTER BEVERAGE CORPORATION
Security: 61174X109
Ticker: MNST
ISIN: US61174X1090
Meeting Type: Annual
15-Jun-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935419499
Loomis Sayles Growth Fund
1. DIRECTOR
1 Rodney C. Sacks For ForMgmt
2 Hilton H. Schlosberg For ForMgmt
3 Mark J. Hall For ForMgmt
4 James L. Dinkins For ForMgmt
5 Gary P. Fayard For ForMgmt
6 Jeanne P. Jackson For ForMgmt
7 Steven G. Pizula For ForMgmt
8 Benjamin M. Polk For ForMgmt
9 Mark S. Vidergauz For ForMgmt
For ForMgmt2. Proposal to ratify the appointment of Deloitte& Touche LLP as the independent registeredpublic accounting firm of the Company for thefiscal year ending December 31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 145 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt3. Proposal to approve, on a non-binding,advisory basis, the compensation of theCompany's named executive officers.
Against ForShr4. To consider a stockholder proposal regardinga by-law amendment for an annual vote andreport on climate change; if properlypresented at the Annual Meeting.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 146 of 571
NOVARTIS AG
Security: 66987V109
Ticker: NOVN
ISIN: US66987V1098
Meeting Type: Annual
02-Mar-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935332584
Loomis Sayles Growth Fund
For ForMgmt1. Approval of the Operating and FinancialReview of Novartis AG, the FinancialStatements of Novartis AG and the GroupConsolidated Financial Statements for the2020 Financial Year.
For ForMgmt2. Discharge from Liability of the Members of theBoard of Directors and the ExecutiveCommittee.
For ForMgmt3. Appropriation of Available Earnings ofNovartis AG as per Balance Sheet andDeclaration of Dividend for 2020.
For ForMgmt4. Reduction of Share Capital.
For ForMgmt5. Further Share Repurchases.
For ForMgmt6A. Binding Vote on the Maximum AggregateAmount of Compensation for the Board ofDirectors from the 2021 Annual GeneralMeeting to the 2022 Annual General Meeting.
For ForMgmt6B. Binding Vote on the Maximum AggregateAmount of Compensation for the ExecutiveCommittee for the Financial Year 2022.
For ForMgmt6C. Advisory Vote on the 2020 CompensationReport.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 147 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt7A. Re-election of Joerg Reinhardt as Memberand Chairman.
For ForMgmt7B. Re-election of Nancy C. Andrews
For ForMgmt7C. Re-election of Ton Buechner
For ForMgmt7D. Re-election of Patrice Bula
For ForMgmt7E. Re-election of Elizabeth Doherty
For ForMgmt7F. Re-election of Ann Fudge
For ForMgmt7G. Re-election of Bridgette Heller
For ForMgmt7H. Re-election of Frans van Houten
For ForMgmt7I. Re-election of Simon Moroney
For ForMgmt7J. Re-election of Andreas von Planta
For ForMgmt7K. Re-election of Charles L. Sawyers
For ForMgmt7L. Re-election of Enrico Vanni
For ForMgmt7M. Re-election of William T. Winters
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 148 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt8A. Re-election of Patrice Bula to theCompensation Committee.
For ForMgmt8B. Re-election of Bridgette Heller to theCompensation Committee.
For ForMgmt8C. Re-election of Enrico Vanni to theCompensation Committee.
For ForMgmt8D. Re-Election of William T. Winters to theCompensation Committee.
For ForMgmt8E. Election of Simon Moroney to theCompensation Committee.
For ForMgmt9. Re-election of the Statutory Auditor.
For ForMgmt10. Re-election of the Independent Proxy.
For ForMgmt11. Amendment to Article 20 Paragraph 3 of theArticles of Incorporation.
Against AgainstMgmt12. General instructions in case of alternativemotions under the agenda items published inthe Notice of Annual General Meeting, and/orof motions relating to additional agenda itemsaccording to Article 700 paragraph 3 of theSwiss Code of Obligations.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 149 of 571
NVIDIA CORPORATION
Security: 67066G104
Ticker: NVDA
ISIN: US67066G1040
Meeting Type: Annual
03-Jun-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935402343
Loomis Sayles Growth Fund
For ForMgmt1A. Election of Director: Robert K. Burgess
For ForMgmt1B. Election of Director: Tench Coxe
For ForMgmt1C. Election of Director: John O. Dabiri
For ForMgmt1D. Election of Director: Persis S. Drell
For ForMgmt1E. Election of Director: Jen-Hsun Huang
For ForMgmt1F. Election of Director: Dawn Hudson
For ForMgmt1G. Election of Director: Harvey C. Jones
For ForMgmt1H. Election of Director: Michael G. McCaffery
For ForMgmt1I. Election of Director: Stephen C. Neal
For ForMgmt1J. Election of Director: Mark L. Perry
For ForMgmt1K. Election of Director: A. Brooke Seawell
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 150 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt1L. Election of Director: Aarti Shah
For ForMgmt1M. Election of Director: Mark A. Stevens
For ForMgmt2. Approval of our executive compensation.
For ForMgmt3. Ratification of the selection ofPricewaterhouseCoopers LLP as ourindependent registered public accounting firmfor fiscal year 2022.
For ForMgmt4. Approval of an amendment to our charter toincrease the number of authorized shares ofcommon stock from 2 billion shares to 4billion shares.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 151 of 571
ORACLE CORPORATION
Security: 68389X105
Ticker: ORCL
ISIN: US68389X1054
Meeting Type: Annual
04-Nov-20Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935274554
Loomis Sayles Growth Fund
1. DIRECTOR
1 Jeffrey S. Berg For ForMgmt
2 Michael J. Boskin For ForMgmt
3 Safra A. Catz For ForMgmt
4 Bruce R. Chizen For ForMgmt
5 George H. Conrades For ForMgmt
6 Lawrence J. Ellison For ForMgmt
7 Rona A. Fairhead For ForMgmt
8 Jeffrey O. Henley For ForMgmt
9 Renee J. James For ForMgmt
10 Charles W. Moorman IV For ForMgmt
11 Leon E. Panetta For ForMgmt
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 152 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
12 William G. Parrett For ForMgmt
13 Naomi O. Seligman Withheld AgainstMgmt
14 Vishal Sikka Withheld AgainstMgmt
For ForMgmt2. Advisory Vote to Approve Compensation ofNamed Executive Officers.
For ForMgmt3. Approve the Oracle Corporation 2020 EquityIncentive Plan.
For ForMgmt4. Ratification of Selection of IndependentRegistered Public Accounting Firm.
For AgainstShr5. Stockholder Proposal Regarding Pay EquityReport.
Against ForShr6. Stockholder Proposal Regarding IndependentBoard Chair.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 153 of 571
QUALCOMM INCORPORATED
Security: 747525103
Ticker: QCOM
ISIN: US7475251036
Meeting Type: Annual
10-Mar-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935327569
Loomis Sayles Growth Fund
For ForMgmt1A. Election of Director: Sylvia Acevedo
For ForMgmt1B. Election of Director: Mark Fields
For ForMgmt1C. Election of Director: Jeffrey W. Henderson
For ForMgmt1D. Election of Director: Gregory N. Johnson
For ForMgmt1E. Election of Director: Ann M. Livermore
For ForMgmt1F. Election of Director: Harish Manwani
For ForMgmt1G. Election of Director: Mark D. McLaughlin
For ForMgmt1H. Election of Director: Jamie S. Miller
For ForMgmt1I. Election of Director: Steve Mollenkopf
For ForMgmt1J. Election of Director: Clark T. Randt, Jr.
For ForMgmt1K. Election of Director: Irene B. Rosenfeld
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 154 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt1L. Election of Director: Kornelis "Neil" Smit
For ForMgmt1M. Election of Director: Jean-Pascal Tricoire
For ForMgmt1N. Election of Director: Anthony J. Vinciquerra
For ForMgmt2. To ratify the selection ofPricewaterhouseCoopers LLP as ourindependent public accountants for our fiscalyear ending September 26, 2021.
For ForMgmt3. To approve, on an advisory basis, ourexecutive compensation.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 155 of 571
REGENERON PHARMACEUTICALS, INC.
Security: 75886F107
Ticker: REGN
ISIN: US75886F1075
Meeting Type: Annual
11-Jun-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935414627
Loomis Sayles Growth Fund
For ForMgmt1A. Election of Director: N. Anthony Coles, M.D.
For ForMgmt1B. Election of Director: Arthur F. Ryan
For ForMgmt1C. Election of Director: George L. Sing
For ForMgmt1D. Election of Director: Marc Tessier-Lavigne,Ph.D.
For ForMgmt2. Ratification of the appointment ofPricewaterhouseCoopers LLP as theCompany's independent registered publicaccounting firm for the fiscal year endingDecember 31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 156 of 571
SALESFORCE.COM, INC.
Security: 79466L302
Ticker: CRM
ISIN: US79466L3024
Meeting Type: Annual
10-Jun-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935416811
Loomis Sayles Growth Fund
For ForMgmt1A. Election of Director: Marc Benioff
For ForMgmt1B. Election of Director: Craig Conway
For ForMgmt1C. Election of Director: Parker Harris
For ForMgmt1D. Election of Director: Alan Hassenfeld
For ForMgmt1E. Election of Director: Neelie Kroes
For ForMgmt1F. Election of Director: Colin Powell
For ForMgmt1G. Election of Director: Sanford Robertson
For ForMgmt1H. Election of Director: John V. Roos
For ForMgmt1I. Election of Director: Robin Washington
For ForMgmt1J. Election of Director: Maynard Webb
For ForMgmt1K. Election of Director: Susan Wojcicki
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 157 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt2. Amendment and restatement of our 2013Equity Incentive Plan to increase the numberof shares reserved for issuance.
For ForMgmt3. Ratification of the appointment of Ernst &Young LLP as our independent registeredpublic accounting firm for the fiscal yearending January 31, 2022.
For ForMgmt4. An advisory vote to approve the fiscal 2021compensation of our named executiveofficers.
Against ForShr5. A stockholder proposal requesting that theBoard of Directors take steps necessary totransition Salesforce to a Public BenefitCorporation, if properly presented at themeeting.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 158 of 571
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
Security: 806857108
Ticker: SLB
ISIN: AN8068571086
Meeting Type: Annual
07-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935338170
Loomis Sayles Growth Fund
For ForMgmt1.1 Election of Director: Patrick de LaChevardière
For ForMgmt1.2 Election of Director: Miguel M. Galuccio
For ForMgmt1.3 Election of Director: Olivier Le Peuch
For ForMgmt1.4 Election of Director: Tatiana A. Mitrova
For ForMgmt1.5 Election of Director: Maria M. Hanssen
For ForMgmt1.6 Election of Director: Mark G. Papa
For ForMgmt1.7 Election of Director: Henri Seydoux
For ForMgmt1.8 Election of Director: Jeff W. Sheets
For ForMgmt2. Approval of the advisory resolution to approveour executive compensation.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 159 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt3. Approval of our consolidated balance sheetas of December 31, 2020; our consolidatedstatement of income for the year endedDecember 31, 2020; and our Board ofDirectors' declarations of dividends in 2020,as reflected in our 2020 Annual Report toStockholders.
For ForMgmt4. Ratification of the appointment ofPricewaterhouseCoopers LLP as ourindependent auditors for 2021.
For ForMgmt5. Approval of an amendment and restatementof the 2017 Schlumberger Omnibus StockIncentive Plan.
For ForMgmt6. Approval of an amendment and restatementof the Schlumberger Discounted StockPurchase Plan.
For ForMgmt7. Approval of an amendment and restatementof the 2004 Stock and Deferral Plan for Non-Employee Directors.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 160 of 571
SEI INVESTMENTS COMPANY
Security: 784117103
Ticker: SEIC
ISIN: US7841171033
Meeting Type: Annual
02-Jun-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935428246
Loomis Sayles Growth Fund
For ForMgmt1A. Election of Director: Carl A. Guarino
For ForMgmt1B. Election of Director: Carmen V. Romeo
For ForMgmt2. To approve, on an advisory basis, thecompensation of named executive officers.
For ForMgmt3. To ratify the appointment of KPMG LLP asindependent registered public accountants forfiscal year 2021.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 161 of 571
STARBUCKS CORPORATION
Security: 855244109
Ticker: SBUX
ISIN: US8552441094
Meeting Type: Annual
17-Mar-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935326935
Loomis Sayles Growth Fund
Against AgainstMgmt1A. Election of Director: Richard E. Allison, Jr.
Did not VoteMgmt1B. Election of Director: Rosalind G. Brewer(Withdrawn)
For ForMgmt1C. Election of Director: Andrew Campion
Against AgainstMgmt1D. Election of Director: Mary N. Dillon
For ForMgmt1E. Election of Director: Isabel Ge Mahe
For ForMgmt1F. Election of Director: Mellody Hobson
For ForMgmt1G. Election of Director: Kevin R. Johnson
For ForMgmt1H. Election of Director: Jørgen Vig Knudstorp
Against AgainstMgmt1I. Election of Director: Satya Nadella
For ForMgmt1J. Election of Director: Joshua Cooper Ramo
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 162 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
Against AgainstMgmt1K. Election of Director: Clara Shih
Against AgainstMgmt1L. Election of Director: Javier G. Teruel
Against AgainstMgmt2. Advisory resolution to approve our executiveofficer compensation.
For ForMgmt3. Ratification of selection of Deloitte & ToucheLLP as our independent registered publicaccounting firm for fiscal 2021.
Against ForShr4. Employee Board Representation.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 163 of 571
THE BOEING COMPANY
Security: 097023105
Ticker: BA
ISIN: US0970231058
Meeting Type: Annual
20-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935340884
Loomis Sayles Growth Fund
For ForMgmt1A. Election of Director: Robert A. Bradway
For ForMgmt1B. Election of Director: David L. Calhoun
For ForMgmt1C. Election of Director: Lynne M. Doughtie
For ForMgmt1D. Election of Director: Edmund P. GiambastianiJr.
For ForMgmt1E. Election of Director: Lynn J. Good
For ForMgmt1F. Election of Director: Akhil Johri
For ForMgmt1G. Election of Director: Lawrence W. Kellner
For ForMgmt1H. Election of Director: Steven M. Mollenkopf
For ForMgmt1I. Election of Director: John M. Richardson
For ForMgmt1J. Election of Director: Ronald A. Williams
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 164 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt2. Approve, on an Advisory Basis, NamedExecutive Officer Compensation.
For ForMgmt3. Ratify the Appointment of Deloitte & ToucheLLP as Independent Auditor for 2021.
For AgainstShr4. Additional Report on Lobbying Activities.
For AgainstShr5. Written Consent.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 165 of 571
THE WALT DISNEY COMPANY
Security: 254687106
Ticker: DIS
ISIN: US2546871060
Meeting Type: Annual
09-Mar-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935328206
Loomis Sayles Growth Fund
For ForMgmt1A. Election of Director: Susan E. Arnold
For ForMgmt1B. Election of Director: Mary T. Barra
For ForMgmt1C. Election of Director: Safra A. Catz
For ForMgmt1D. Election of Director: Robert A. Chapek
For ForMgmt1E. Election of Director: Francis A. deSouza
For ForMgmt1F. Election of Director: Michael B.G. Froman
For ForMgmt1G. Election of Director: Robert A. Iger
For ForMgmt1H. Election of Director: Maria Elena Lagomasino
For ForMgmt1I. Election of Director: Mark G. Parker
For ForMgmt1J. Election of Director: Derica W. Rice
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 166 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt2. To ratify the appointment ofPricewaterhouseCoopers LLP as theCompany's registered public accountants forfiscal 2021.
For ForMgmt3. To approve the advisory resolution onexecutive compensation.
Against ForShr4. Shareholder proposal requesting an annualreport disclosing information regarding theCompany's lobbying policies and activities.
Against ForShr5. Shareholder proposal requesting non-management employees on director nomineecandidate lists.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 167 of 571
VARIAN MEDICAL SYSTEMS, INC.
Security: 92220P105
Ticker: VAR
ISIN: US92220P1057
Meeting Type: Special
15-Oct-20Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935274821
Loomis Sayles Growth Fund
For ForMgmt1. To approve and adopt the Agreement andPlan of Merger, dated as of August 2, 2020(as it may be amended from time to time, the"merger agreement").
For ForMgmt2. To adjourn the Special Meeting, if necessaryor appropriate, to solicit additional proxies infavor of the proposal to approve and adoptthe merger agreement if there are notsufficient votes at the time of suchadjournment to approve and adopt the mergeragreement.
Against AgainstMgmt3. To approve, on a non-binding, advisory basis,certain compensation that will or may be paidor become payable to Varian's namedexecutive officers that is based on orotherwise relates to the merger.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 168 of 571
VISA INC.
Security: 92826C839
Ticker: V
ISIN: US92826C8394
Meeting Type: Annual
26-Jan-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935315576
Loomis Sayles Growth Fund
For ForMgmt1A. Election of Director: Lloyd A. Carney
For ForMgmt1B. Election of Director: Mary B. Cranston
For ForMgmt1C. Election of Director: Francisco JavierFernández-Carbajal
For ForMgmt1D. Election of Director: Alfred F. Kelly, Jr.
For ForMgmt1E. Election of Director: Ramon Laguarta
For ForMgmt1F. Election of Director: John F. Lundgren
For ForMgmt1G. Election of Director: Robert W. Matschullat
For ForMgmt1H. Election of Director: Denise M. Morrison
For ForMgmt1I. Election of Director: Suzanne Nora Johnson
For ForMgmt1J. Election of Director: Linda J. Rendle
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 169 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt1K. Election of Director: John A. C. Swainson
For ForMgmt1L. Election of Director: Maynard G. Webb, Jr.
For ForMgmt2. Approval, on an advisory basis, ofcompensation paid to our named executiveofficers.
For ForMgmt3. Ratification of the appointment of KPMG LLPas our independent registered publicaccounting firm for the 2021 fiscal year.
For ForMgmt4. Approval of the Visa Inc. 2007 EquityIncentive Compensation Plan, as amendedand restated.
For ForMgmt5. Approval of an amendment to our Certificateof Incorporation to enable the adoption of aspecial meeting right for Class A commonstockholders.
Against ForShr6. To vote on a stockholder proposal requestingstockholders' right to act by written consent, ifproperly presented.
Against ForShr7. To vote on a stockholder proposal to amendour principles of executive compensationprogram, if properly presented.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 170 of 571
WORKDAY, INC.
Security: 98138H101
Ticker: WDAY
ISIN: US98138H1014
Meeting Type: Annual
08-Jun-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935410477
Loomis Sayles Growth Fund
1. DIRECTOR
1 Aneel Bhusri For ForMgmt
2 Ann-Marie Campbell For ForMgmt
3 David A. Duffield For ForMgmt
4 Lee J. Styslinger III For ForMgmt
For ForMgmt2. To ratify the appointment of Ernst & YoungLLP as Workday's independent registeredpublic accounting firm for the fiscal yearending January 31, 2022.
Against AgainstMgmt3. To approve, on an advisory basis, thecompensation of our named executive officersas disclosed in the Proxy Statement.
1 Year ForMgmt4. To approve, on an advisory basis, thefrequency of future advisory votes concerningthe compensation of our named executiveofficers.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 171 of 571
YUM CHINA HOLDINGS, INC.
Security: 98850P109
Ticker: YUMC
ISIN: US98850P1093
Meeting Type: Annual
27-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935395649
Loomis Sayles Growth Fund
For ForMgmt1A. Election of Director: Fred Hu
For ForMgmt1B. Election of Director: Joey Wat
For ForMgmt1C. Election of Director: Peter A. Bassi
For ForMgmt1D. Election of Director: Edouard Ettedgui
For ForMgmt1E. Election of Director: Cyril Han
For ForMgmt1F. Election of Director: Louis T. Hsieh
For ForMgmt1G. Election of Director: Ruby Lu
For ForMgmt1H. Election of Director: Zili Shao
For ForMgmt1I. Election of Director: William Wang
For ForMgmt1J. Election of Director: Min (Jenny) Zhang
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 172 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt2. Ratification of the Appointment of KPMGHuazhen LLP as the Company's IndependentAuditor.
For ForMgmt3. Advisory Vote to Approve ExecutiveCompensation.
For ForMgmt4. Approval of an Amendment to the Company'sAmended and Restated Certificate ofIncorporation to Allow Stockholders Holding25% of the Company's Outstanding Sharesthe Right to Call Special Meetings.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 173 of 571
YUM! BRANDS, INC.
Security: 988498101
Ticker: YUM
ISIN: US9884981013
Meeting Type: Annual
11-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935373198
Loomis Sayles Growth Fund
For ForMgmt1A. Election of Director: Paget L. Alves
Against AgainstMgmt1B. Election of Director: Keith Barr
Against AgainstMgmt1C. Election of Director: Christopher M. Connor
Against AgainstMgmt1D. Election of Director: Brian C. Cornell
For ForMgmt1E. Election of Director: Tanya L. Domier
For ForMgmt1F. Election of Director: David W. Gibbs
Against AgainstMgmt1G. Election of Director: Mirian M. Graddick-Weir
For ForMgmt1H. Election of Director: Lauren R. Hobart
Against AgainstMgmt1I. Election of Director: Thomas C. Nelson
For ForMgmt1J. Election of Director: P. Justin Skala
For ForMgmt1K. Election of Director: Elane B. Stock
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 174 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt1L. Election of Director: Annie Young-Scrivner
For ForMgmt2. Ratification of Independent Auditors.
Against AgainstMgmt3. Advisory Vote on Executive Compensation.