User guide Net short positions - Mondo Visione · 2018-04-03 · User’s guide related to the net...

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User guide Net short positions

Transcript of User guide Net short positions - Mondo Visione · 2018-04-03 · User’s guide related to the net...

Page 1: User guide Net short positions - Mondo Visione · 2018-04-03 · User’s guide related to the net short position notification in accordance with Regulation (EU) n°236/2012 on short

User guide Net short positions

Page 2: User guide Net short positions - Mondo Visione · 2018-04-03 · User’s guide related to the net short position notification in accordance with Regulation (EU) n°236/2012 on short

Be careful: At the first connection, you have to change your password

Please enter your login and password

To create an account please contact [email protected] forward to us the documents and information as mentionned in the ANNEX A

Page 3: User guide Net short positions - Mondo Visione · 2018-04-03 · User’s guide related to the net short position notification in accordance with Regulation (EU) n°236/2012 on short

Please click here

Please select the box relating to your situation

Page 4: User guide Net short positions - Mondo Visione · 2018-04-03 · User’s guide related to the net short position notification in accordance with Regulation (EU) n°236/2012 on short

Please click here to notifynet short positions

Select your language

Page 5: User guide Net short positions - Mondo Visione · 2018-04-03 · User’s guide related to the net short position notification in accordance with Regulation (EU) n°236/2012 on short

Please click here to notify net short positions in shares

Please click here to notify net short positions in French sovereign debt

Page 6: User guide Net short positions - Mondo Visione · 2018-04-03 · User’s guide related to the net short position notification in accordance with Regulation (EU) n°236/2012 on short

Notification of net short positions in shares (1/3)

Please click here to formallysubmit a notification to the AMF

Page 7: User guide Net short positions - Mondo Visione · 2018-04-03 · User’s guide related to the net short position notification in accordance with Regulation (EU) n°236/2012 on short

Notification of net short positions in shares (2/3)

Please enter the name of the issuer(the isin code will be completedautomatically). If you encounter anydifficulties to find the accurate full name of an issuer, please click on the html link http://www.amf-france.org/inetbdif/sch_cpy.aspx?lang=en

Please complete « number of equivalent shares and the % of the issued share capital »

Please enter the position date with the calendar

Please enter the date of previous notification (if needed)

To formally submit a notification, please refer to the previous slide « Notification of net short positions in shares (1/3) »

Page 8: User guide Net short positions - Mondo Visione · 2018-04-03 · User’s guide related to the net short position notification in accordance with Regulation (EU) n°236/2012 on short

Notification of net short positions in shares (3/3)

The submissionis confirmed

Page 9: User guide Net short positions - Mondo Visione · 2018-04-03 · User’s guide related to the net short position notification in accordance with Regulation (EU) n°236/2012 on short

Notification of net short positions in sovereign debt (1/2)

Please click here to formallysubmit a notification to the AMF

Page 10: User guide Net short positions - Mondo Visione · 2018-04-03 · User’s guide related to the net short position notification in accordance with Regulation (EU) n°236/2012 on short

Notification of net short positions in sovereign debt (2/2)

Please enter the adjusted nominal amount

Please enter the position date with the calendar

Please enter the date of previous notification (if needed)

To formally submit a notification, please refer to the previous slide « Notification of net short positions in sovereign debt (1/2) »

Page 11: User guide Net short positions - Mondo Visione · 2018-04-03 · User’s guide related to the net short position notification in accordance with Regulation (EU) n°236/2012 on short

After two consecutive notifications, you have to enter a code for security reasons

Please enter the code which appears

Please click here

Page 12: User guide Net short positions - Mondo Visione · 2018-04-03 · User’s guide related to the net short position notification in accordance with Regulation (EU) n°236/2012 on short

Annex A : Required documents and informations

Position holder: (the information and documents relating to the position holder must be forwarded to the AMF in all cases) 1.a) Required information

� Full name of the legal entity � Type of identity or legal type ? (company, partnership, sole trader etc…) � Full address � Contact Person :

o Last name o Phone number o E-mail address o Fax number, if available

If the entity is regulated :

� Bank Identifier Code (BIC) � Home regulator name

1.b) Documents to be sent to the AMF Legal persons :

� Formal document certifying legal existence of the entity o KBIS for French entities o Comparable document for foreign entities

� Photocopy of identity card or passport of the person who is referred to in the above document as being the legally representative of the entity

� When necessary, certificate duly signed and dated by the legal representative of the entity giving authorisation to identified person to declare the short positions on behalf of the entity

If you are a foreign and regulated entity:

• A certificate from your home regulator confirming that your entity is regulated by them (ideally an authorisation to exercise your activity issued by your home regulator)

If you are not regulated:

� Your articles of association / charter Reporting person: (the information and documents mentioned below must be forwarded to the AMF where the reporting person is not the position holder)

2.a) Required information

� Full name of the reporting person � Type of identity or legal type ? (company, partnership, sole trader etc…) � Full address � Contact Person :

o Last name o Phone number o E-mail address o Fax number, if available

2.b) Documents to be sent to the AMF

� Same documents as those required of the holder of a short position (please refer to paragraph 1.b) above)