UPDATED ENVIRONMENTAL GUIDELINES - All · PDF fileUPDATED ENVIRONMENTAL GUIDELINES HANOI, ......

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CENTRAL PROJECT OFFICE (CPO) RED RIVER DELTA RURAL WATER SUPPLY AND SANITATION PROJECT (IDA Credit No. 4115-VN) _____________________________________________________________________ UPDATED ENVIRONMENTAL GUIDELINES HANOI, 2009 Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized

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CENTRAL PROJECT OFFICE (CPO) RED RIVER DELTA RURAL WATER SUPPLY AND SANITATION PROJECT

(IDA Credit No. 4115-VN)

_____________________________________________________________________

UPDATED

ENVIRONMENTAL GUIDELINES

HANOI, 2009

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ABBREVIATION

BTNMT/MONRE Ministry of Natural Resources and Environment (Abbreviation of

Vietnamese original words)

BYT Ministry of Health (Abbreviation of Vietnamese original words)

CPO Central Project Office

DONRE Department of Natural Resources and Environment

DPC District People Committee

EIA Environmental impacts assessment

EA Environmental assessment

EMP Environmental Management program

EPC Environmental Protection Commitments

FS Feasibility Studies

GOV Government of Vietnam

IDA International Development Association

MARD Ministry of Agriculture and Rural

BTNMT/MONRE Ministry of Natural Resources and Environment

ND Decree (Abbreviation of Vietnamese original words)

ODA Official Development Assistance

OPs Operational Policies

PIP Project Implementation Plan

PMM Project Management Manual

PFS Pre-Feasibility Study

PPMU Provincial Project Management Units

PPC Provincial People Committee

PM Pipeline network

PS Pumping station

QCVN Vietnamese National technical regulation (Abbreviation of Vietnamese

original words)

RRD-RWSSP The Red River Delta Rural Water Supply and Sanitation

RWSS Rural Water Supply and Sanitation

TCVN Vietnam Standard

TOR Term of Reference

WB World Bank

WTP Water Treatment Plant

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TABLE OF CONTENTS

1. INTRODUCTION .......................................................................................................... 1

2. PROJECT AREA ........................................................................................................... 2

3. ENVIRONMENTAL LEGISLATIONS APPLICABLE TO THE PROJECT ........... 2 3.1 Vietnam Environmental Legislations .......................................................................... 2

3.2. WB Environmental Safeguard Policies ...................................................................... 3

4. PROJECT PROPOSAL, ENVIRONMENTAL ASSESSMENT PROCESS

APPLICABLE TO RURAL WATER SUPPLY SCHEMES ........................................... 4 4.1. Project proposals ....................................................................................................... 4

4.2. Project Siting ............................................................................................................. 4

4.3. Environmental Screening ........................................................................................... 5

4.4. Impacts Assessment ................................................................................................... 8

4.4.1. Physical Activities to be implemented:................................................................ 8

4.4.2 Potential Impacts ................................................................................................. 8

4.4.3. Preparation of Environmental Managmeent Plan (EMP) ................................... 14

4.4.4 Public consultation and information disclosure .................................................. 15

4.5. Institutional Arrangements for the EA Process ......................................................... 15

4.5.1. Responsibilities ................................................................................................. 15

4.5.2. Manpower Requirements .................................................................................. 16

4.5.3. Clearances ........................................................................................................ 16

4.5. Guidance on Mapping: ............................................................................................ 17

4.6. Implementation of EMP .......................................................................................... 17

4.7. Estimation of the EMP implementation cost ........................................................... 18

5. IMPLEMENTATION RESPONSIBILITIES .............................................................. 18

6. REPORTING ................................................................................................................ 21 ANNEX 1. Environmental screen: Matrix describes of potential Environmental Impacts 23

ANNEX 2. Measures to mitigate the Potential Impacts ................................................... 27

ANNEX 3. The Content and method of monitoring on the FS and detail design ............. 42

ANNEX 4. Contractor’s Environmental Conditions Statement: ...................................... 44

ANNEX 5. Contractor’s Environmental Responsibilities ................................................ 45

ANNEX 6. The content and method of monitoring on during the operation .................... 55

ANNEX 7. Beneficiaries’ responsibilities ...................................................................... 58

ANNEX 8. Guidance for Commune Monitoring and Reporting ...................................... 60

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1. INTRODUCTION

The Red River Delta Rural Water Supply and Sanitation (RRD RWSS) Project (the Project)

funded by International Development Association (IDA) of the World Bank. This project

covers rural areas of 12 provinces of the Red River Delta including: Bac Ninh, Quang Ninh,

Phu Tho, Vinh Phuc, Ha Tay (now Hanoi), Hung Yen, Ha Nam, Thanh Hoa, Hai Duong, Thai

Binh, Nam Dinh and Ninh Binh.

The project’s objective is to improve water and household level sanitation services and their

effective use in the project selected provinces in the Red River Delta in ways that are

financially, technically and environmentally sustatainable, thereby contributing to poverty

alleviation in participating rural communities. The project has been designed with two phases,

in which phase 1 has stated in 2006 to cover four provinces, including: Ninh Binh, Thai Binh,

Nam Dinh and Hai Duong. And the second phase will be executing in 8 provinces: Vinh Phuc,

Phu Tho, Ha Nam, Thanh Hoa, Quang Ninh, Hung Yen, Ha Tay and Bac Ninh.

Approximately 28-30 communes per Province will be benefited from the project.

The RRD RWSS Project has four main components:

- Component 1: Water and Sanitation Infrastructure Development;

- Component 2: Hygiene and Sanitation Behavior Change;

- Component 3: Strengthening the Capacity of Community and Local authority

Institutions and Management Entities;

- Component 4: Support for Project Management, Monitoring and Evaluation.

The Project has been classified by the World Bank as Environmental Category B . During the

project preparation phase, a Environmental Guidelines document has been prepared for IDA

for review and no-objection.. As part of the preparation for the Additional Financing (AF)

Project, the Environmental Guidelines document has been updated in November 2009 taking

into account technical advices provided by IDA during previsous supervision missions.

Review of the environmental safeguard issues of the parent project has been conducted as part

of the preparation for the additional financing. Findings from the supervision mission’s

review and lessons learnt during the implementation of Project Phase 1, particularly the

in-depth technical guidance document provided by IDA supervision team during previous

mission, and the updates of Vietnamese environmental legislation are taken into account in

this updated Environmental Guideline. .

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2. PROJECT AREA

Red River Delta, one of pivotal economic regions in Vietnam with 70% of rural population, is

in pressing need of water supply and sanitation. According to survey results, the water sources

which are in use in the Delta now are mainly rain water, underground water, and surface water

of rivers and lakes. These sources are prone to pollution, especially surface water of rivers,

because of agricultural cultivation, waste water of life activities and from industrial zones and

trade villages.

The project is covering in the rural areas of 12 provinces in Red River Delta with two phases.

In the first phase, the project is implemented in four provinces of Ninh Binh, Nam Dinh, Thai

Binh, and Hai Duong. And in the second phase, the project is implemented in 8 provinces: Ha

Nam, Thanh Hoa, Hung Yen, Quang Ninh, Bac Ninh and former Ha Tay.

3. ENVIRONMENTAL LEGISLATIONS APPLICABLE TO THE PROJECT

3.1 Vietnam Environmental Legislations

There are in Vietnam a number of legislative documents on the environmental safeguard

activities for investment projects.

The environmental legislations listed in the table below are be applicable to the RRD RWSS

1. Vietnam Environmental Law 2005 No 52/2005/QH11 is approved by Vietnam

National Assembly on 29/11/2005 and has impementation validity from 01/7/2006.

2. Vietnam Water resources Law No 08/1998/QH10 is approved by Vietnam National

Assembly on 20/05/1998 and has impementation validity from 01/01/1999

3. Vietnam land Law No 13/2003/QH11 is approved by Vietnam National Assembly on

26/11/2003 and has impementation validity from 01/07/2004

4. Decree No 16/2005/ND-CP date 07/02/2005 of government on contrustion investment

project management;

5. Decree No.80/2006/NĐ-CP date 9/8/2006 of Vietnam Government on Detailed

Regulations and Guidelines for Implementation of Some Articles of Law on

Environmental Protection 2005.

6. Decree No 21/2008/ND-CP dated 28/2/2008 of Vietnam Govenment on modifying

and suplementing decree No 80/2006/NĐ-CP date 9/8/2006 of Vietnam Government

on Detailed Regulations and Guidelines for Implementation of Some Articles of Law

on Environmental Protection 2005.

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7. Circular No. 05/2008/TT-BTNMT date 08/12/2008 of Ministry of Natural Resources

and Environment on guiding strategic environmental assessment, environmental

impact assessment and environmental protection commitment.

The table below presents Vietnamese standards related to wastewater quality, solid waste and

air quality that are suitable to be applied for the RRD RWSS project

Table 1: Vietnamese environmental standards related to the the RRD RWSS projects

Number of standard Name of standard

QCVN 02:2009/BYT National technical regulation on domestic water quality

QCVN 08: 2008/BTNMT National technical regulation on surface water quality

QCVN 09: 2008/BTNMT National technical regulation on underground water quality

QCVN 14:2008/BTNMT National technical regulation on domestic wastewater

QCVN 01:2009/BYT National technical regulation on drinking water quality

QCVN 06:2009/BTNMT National technical regulation on hazardous subtances in

ambient air

QCVN 05:2009/BTNMT National technical regulation on ambient air quality

TCVN 5949-1998 Allowed limitation values for noise in public and residential

areas

QCVN 03:2008/BTNMT National technical regulation on the allowable limits of

heavy metals in the soils

3.2. WB Environmental Safeguard Policies

OP 4.01 Environmental Assessment is triggered in this Project:

1. To ensure projects proposed for financing are environmentally & socially sound and

sustainable;

2. To inform decision makers of the nature of environmental and social risks involved in

the project;

3. To increase transparency and participation of all project-affected people in the

decision-making process.

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4. PROJECT PROPOSAL, ENVIRONMENTAL ASSESSMENT PROCESS

APPLICABLE TO RURAL WATER SUPPLY SCHEMES

4.1. Project proposals

In each of the 12 project province, the project will provide rural water supply systems and

public sanitation facilities for 28 to 30 communes. It is likely that each the sub-project scheme

are developed in the scale of a commune or several communes.

Design and Construction works supporting the project include: water intakes facility, raw

water pump station, water supply treatment plants, pipe water supply system, public toilets.

Because the land area that needs clearance for the project is very large,

4.2. Project Siting

This is the first step during the preparation of a rural water supply scheme under the RRD

RWSS. Siting of water treatment plants (WTP), water intake, pipe trenches should avoid the

followings, where possible:

- high productivity crop land, particularly rice fields

- Physical Cultural/Historical Structures;

- forest and reserved land, natural habitats such as natural reserves, forest, national

parks, wetlands, etc.;

- areas or objects of spiritual importante to local communities (e.g. sacred trees or

pieces of stones), etc.

- trees cuttings

- removal of existing infrastructure such as drainage, power line, telephone cables, or

damages to existing roads or irrigation canals

- construction works/operation of the works would cause impacts to cultural, historical

objects potentially affected, including graves, churches, temples, pagodas, sack trees,

historical sites etc

Siting of WTP ancillary items will satisfy the followings, if possible:

- siting water intakes as far as possible from downstream of landfill, toilets, or

wastewater discharge points

- Siting the water intake point (distance from river bank, depth) taking into account

pumping rate to minimise impacts on river bed/river bank

- pumping station is located at least 200 m from the nearest building

- siting concrete mixing plant as far as possible from noise-sensitive sites such as

classrooms, clinics, offices, religion practices

- Waste disposal sites, construction materials temporary loading sites, concrete mixing

sites must be at least 50 m from any surface water source.

Siting of Public toilets will satisfy the followings, if possible:

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- - At sites not subjected to frequent flooding

- Located at the end of prevail wind direction

- convenience access to the users

- Not barely exposed to public areas or culturally sensitive structures.

- Ensuring water from septic tank to outside drainage must be good

4.3. Environmental Screening

As soon as project sites has been proposed with siting criteria been followed, environmental

screening should be carried out to determine whether the project would cause adverse

environmental impacts.

If screening results shows that a subproject may cause adverse environmental impacts,

reselection of project sites will be carried out and environmental impacts will be screened. If

the potential advervse impacts are unavoidable, then a detail Environmental Impacts will be

required. If the sub-project will not cause any adverse environmental impacts, PPMU will

prepare an Environmental Protection Commitment, and attached with an Environmental

Managment Plan.

FORM 1 – ENVIRONMENTAL SCREENING

Red River Delta Rural Water Supply and Sanitation Project

Province:

District:

Commune:

Screening Question Yes No Remarks

1. Project's sitting:

Is the Project site adjacent to or within

any of the following environmental

sensitive areas?

- In the case select"yes", describe

detailed information such as: name of

historical property, nearest distance

from the sensitive area to the Project

site etc..

• high productivity crop land,

particularly rice fields

• Physical Cultural/Historical

Structures

• Protected areas

• forest and reserved land, natural

habitats such as natural reserves,

forest, national parks, wetlands,

etc

• areas or objects of spiritual

importante to local communities

(e.g. sacred trees or pieces of

stones), etc

• removal of existing

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Screening Question Yes No Remarks

infrastructure such as drainage,

power line, telephone cables

• damages to existing roads or

irrigation canals

• construction works/operation of

the works would cause impacts

to graves, churches, temples,

pagodas, sack trees, historical

sites etc

2. Water sources supplying to

sub-project

Describe detailed information such as:

name, purpose of source water, sources

of wastewater flow into river,

organoleptic characteristics, etc..

• Canals and irrigation system

• Reservoirs

• River

• Underground water

3. Siting of WTP

• siting water intakes as far as

possible from downstream of

landfill, toilets, or wastewater

discharge points

• Siting the water intake point

(distance from river bank, depth)

taking into account pumping rate

to minimise impacts on river

bed/river bank

• pumping station is located at

least 200 m from the nearest

building

• siting concrete mixing plant as

far as possible from

noise-sensitive sites such as

classrooms, clinics, offices,

religion practices

• Waste disposal sites,

construction materials temporary

loading sites, concrete mixing

sites must be at least 50 m from

any surface water source

Conclusion:

The proposed sub-project will cause potential adverse impacts?

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Yes � A detail EIA will be prepared.

No � EPC and EMP will be prepared

PPMU staff who responsibles for social and environmental safeguard will fill in this form and

determine which environmental documents (Full EA/EPC) will be prepared in the next step.

Copy of the screening form should be signed by this staff and attached to the final EA/EPC.

Where a full EA is required for a sub-project, PPMU will preprare an TOR and submit to the

Bank for prior-review and clearance. Selection of consultant is also subjected to the Bank’s

no-objection.

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4.4. Impacts Assessment

4.4.1. Physical Activities to be implemented:

Physical activities to be implemented from pre-construction to operation of a rural water

supply project will include:

Pre-construction phase

- Trees cutting/ damage to vegetation cover, loss of crop land to free construction space

- Land acquisition: remove existing houses and infrastructures

- Site clearance: removal of vegetation, top soil layer etc.

Construction phase

- Excavation at the water treatment plant and for distribution pipe installtation

- Exploit and transport materials, equipments of project such as soil, stone, sand, cement,

gravel, iron, wood,...

- Interruption to exiting infrastructures or services such as drainages, power lines,

telephone cables, or damages to existing roads or irrigation canals

- Dust/smoke/ Odour from soil dropped from trucks, Gases emitted from vehicle exhausts;

- Oil, fuel, chemical overflow, spills or leakage

- Landscape disruption

- Concrete preparation, transport

- Construction waste disposal

- Environmental hazards from chemical leakage, spills or fires

- Wastewater discharged from construction sites and workers’ camps

- Piling

Operation phase

- Backwash filtration tanks

- Removing and disposal of sludges

- Operate pumping machines

- Stored and handle water treatment chemicals such as alumn, lime etc.

4.4.2 Potential Impacts

With the physical activities listed in section 4.3.1, the potential socio-environmental impacts

can be identified and discussed in Table 2 below.

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Table 2 - Project Potential environment Impacts

No Sources/Impact activities Environmental impact

1. Revoke land for project

implementation

- Change the land using objectives

- A part of inhabitants in countryside will lose

agricultural land.

- Some farmers lose job because losing agricultural land

- Some social issues emerge because farmers get a big

amount of money from land compensation

2.

Disseminate project

information for community, and

announce environmental

protection commitment,

resettlement program to

community,...

- Community understands about project’s role and

meaning more clearly. Community has the responsibility

to take part in the project.

- Community helps investor monitor consultancy

agency, construction agency and investor as well in

implementing minimize solutions..

- Project’s sustainability is improved

II Construction phase

3.

Observe and apply

environmental protection

solution committed in EIA/EPC

- Minimize emerged environmental impact/problem

- Construction’s effect is improved

- Show responsibility of investor/contractor to the

construction

- Inhabitants feel safe when using water

4.

Monitoring construction phase

of contractor, investor and

environmental consultant as

well

- Ensure the implemenation of minimize solution

- Minimize environmental impacts emerging during

project implementation

- Construction’s quality is increased

- Project’s sustainability is improved

5.

Community participates

monitoring in the construction

phase

- Compel consultancy agency/contractor/ PPMU/water

supply joint-stock company to implement and observe

minimize solutions related to environment

- Inhabitant’s responsibility to project is increased

- Project’s sustainability is improved

6. Trees cuttings or damages to

vegetation cover

- Affect inhabitant’s production activities

- Affect field’s ecosystem

- Create an amount of organic solid waste that

disintegrates easily. When disintegrating, solid waste is

an ideal environment for alive pathogenic

microorganism, creates odor and a fixed amount of CH4,

H2S,... affecting air and water

- Affect landscape

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No Sources/Impact activities Environmental impact

7.

Exploit and transport materials,

equipments of project such as

soil, stone, sand, cement,

gravel, iron, wood,...

- Trucks damage road system along transport route

- Trucks carrying cumbersome equipments can break

electric lines or cable along transport route

- Materials, especially soil and sand scattering along this

route affect inhabitants’ health

- Too many transport means create traffic jam or

accidents along the route

- Exhaust fumes, such as CO2, CO, SO2, NOx, CH4,...

created by fuel burning procedure help to increase air

pollution, green house effect.

8. Level space in project area

- Lose cultivated layer in project area

- Might interrupt irrigation system leading to the risk of

waterlogged problem when it rains heavily. It affects

agricultural activities in the area

- Affect air environment because if dust, exhaust fumes

such as CH4, CO2, SO2, NOx,...

- Residence of some organisms disappear which affects

area’s ecosystem

9.

Gather, store and maintain

construction materials in

working area

- Is the dust source if not being shielded carefully

- Lose area’s good looking

- Arise social problems such as thief, public order,...

10. Operations of vehicles and

construction equipments

- Arise noise, especially from heavy vehicles such as

bulldozer, shovel machine, cement truck, rammer or

pump,...

- Exhaust fumes such as CO2, CO, NOx, CH4,... are

made during fuel burning procedure of vehicles

- Lubricant to maintain/lubricate equipments can be

leaked out which affects land and water quality in the

area

- Sediment for lubricant, oil tank … is hazardous wastes

which need to be collected and treated strictly

11.

Execute constructions such as

water pump station, water

treatment station and water pipe

system

- Change area’s landscape

- Construction procedure creates noise, dust and exhaust

fumes

- Affect the growth and development of organism in the

area, especially microorganism in the land and water.

Many species are wiped out, however new species will

appear

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No Sources/Impact activities Environmental impact

12. Dig road to construct water

system

- Traspor system along the route will be downgraded

- Affect inhabitants’ traffic because of

excavating/gathering construction materials

- Arise dust during construction process. It affects air

enviroment in the area

- Landscape will be seriously affected during

construction process

- Interrupt/affect irrigation system if water pipe passes by

13. Workers’ life activities

- Create an amount of solid wastes and household

sewage. They are solid wastes which easily disintegrate

and contain pathogenic microorganism

- Affect public order in the area

- Emerged social issues if not managed

- Food safety need to be paid more attention

14.

Manage and treat solid waste,

household waste and sewage

made by workers

- Household solid waste and sewage made by workers

affect water and land quality in the area if not being

collected and treated

- Household waste is an ideal environment for

pathogenic microorganism to develop. Therefore if it is

not managed and treated, the risk of epidemic diseases

breakout is very high

15.

Construction solid waste such

as cement packing, broken

brick,...

- Construction solid waste is difficult to disintegrate.

They will be swept into lakes/rivers.. when it rains. If not

being collected and treated, it affects water source’s

quality.

- When being burried in the land, these solid wastes

prevent the growth and development of land organism

leading to degradation.

- Lose area’s good looking

16. Rain-water overflows in

working area

Overflowing water will sweep materials/wastes in the

working area into lakes/rivers.... It makes water source

polluted, affects organism living in the water

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No Sources/Impact activities Environmental impact

17. Oil overflows and leaks out

from machines, equipments

Oil is dangerous waste needing to be collected and

treated strictly. If oil leaks out or overflows, it will has

negative impact on environment. For instance:

- Land pollution in the leaked-out area

- Underground water layer pollution if land absorb these

waste

- If leaking out or flowing into lakes/rivers… it makes

water polluted, prevents the growth and development of

organism living in the water

18. Fire

Fire’s causes mainly come from electricity. Construction

process made by electrical conductivity equipments is

temporary, therefore the risk of fire or electric leakage

easily happens. When fire or electric leakage happens, it

threatens people’s life and seriously damages.

19.

Waterlogged, flooded problem

by blocked water flow because

of gravelly soil in working area

- Construction materials not only block water flow but

also affects water source quality if not being managed

- Flood, waterlog will happen on the large scale which

has bad impact on society and area’s environment,

construction progress.

20. Labor safety

Problem related to labor safety can happens every time

during construction process because of following

reasons:

- Construction means mainly are heavy mechanical ones

- Direct workers mainly are unskilled labors

When labor accident happens, it affects human health

directly

III Operation phase

21. Water treatment procedure is

observed and logical

Observed water treatment procedure

22. Monitor water periodically

- Frequently monitoring input quality and water after

treatment to have suitable adjustment

- Warning environmental problems because of water

using

23.

Make table to keep track of

supplied water quality every

day

Making table to keep track of supplied water quality

every day helps operator find out fluctuation rule of

water source, and have logic solutions to adjust

chemicals quantity such as precipitate, chlorination

reasonably. At the same time, we adjust filter and

sedimentation speed to meet the demand of household

water criteria.

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No Sources/Impact activities Environmental impact

24.

After treatment water quality

doesn’t meet environmental

criteria

- Directly affect inhabitants’ health using water source

- Diseases arise in the community

- Construction’s sustainability is destroyed

25.

Pump’s operation - Noise affects life and health of inhabitants living

around, especially workers directly operating factory

- The risk of leaked-out lubricant

26.

Store and mix chemicals

unreasonably

- Pollute area’s air, especially in the house storing and

mix chemical

- Long-term impact on health of workers operating

factory

27.

Sludge waste from filter and

septic tank

- Sludge contains polluted substances such as heavy

metals, organic substance,... Therefore if we don’t have

treatment method, sludge will have bad impact on

environment

- Sludge is more and more created which makes

landscape worse

28.

Workers’ life activities

participating in operating

treatment factory

- Creating solid waste and household sewage. These

wastes have bad impact on environment if not being

collected and treated

29.

Oil sediment to lubricate

machine, equipments, broken

lamp or clout covered in oil...

This is dangerous wastes which need to be collected and

treated strictly. These solid wastes seriously affects

environment and human health if not being collected and

treated:

- Lubricant/clout covered in oil affects the growth and

development of organism living in the water if they are

thrown into lakes/rivers…

- Lubricant/clout covered in oil affects the growth and

development of organism living in the land; create land

degradation if they are buried in the land

- Broken lamp is glass and contains H2S if human beings

step on, it will affect human health directly

30.

Fire because of electric leakage - Interrupt and affect water treatment process

- Water loss in the whole water supply system during

repair time

Other impacts can be identified by field survey and public consultations. Therefore, staff/

consultants who prepare EA/EPC should use the information listed in Table 2 for reference

and prepare a similar table for each subproject, based on the information collected from

project background documents, field survey and public consultations.

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4.4.3. Preparation of Environmental Managmeent Plan (EMP)

During EA/EPC preparation, close cooperation with the Engineering Consultant will be

required. As the Engineering Consultant will carry out an extensive survey in the project

areas, information will be obtained among others on socioeconomic conditions, public health,

water resources, and sanitary conditions. These data should be incorporated in the EA.

Considering the likely nature of subprojects, perhaps the most important stage in the EA

process will be developing and implementing an appropriate EMP. The EMP should be

prepared after taking into account comments from authorised local environmental

management agencies, and the WB where applicable, as well as any conditions upon which

clearance of the feasibility study or other documents was based.

The integration of mitigation and environmental monitoring measures into project

implementation and operation is supported by clearly defining the environmental

requirements within an EMP. The EMP provides an essential link between the impacts

predicted, mitigation measures specified and implementation and operation activities. EMP

outlines the summary of anticipated environmental impacts, the mitigation measures to

minimize these impacts, the environmental monitoring program, responsibilities for

mitigation and monitoring, timescales, plan for building capacity for environmental

management, costs of the implementation of EMP and sources of funding.

The EMP will address the following topics:

� Summary of impacts.

� Description of mitigation measures.

� Description of monitoring programs (during construction and operation).

� Institutional arrangements.

� Implementation schedule and reporting procedures.

� Cost estimates which should include a sum of costs for mitigation (if not yet included

in construction cost), monitoring, and capacity building and sources of funds.

Sound environmental practices are to be incorporated into the technical standards and

specifications and into contract documentation. The engineer responsible for the detailed

design will use and complete the findings of the EA as part of the final design, to ensure that

environmental considerations are fully taken into account. The PPMUs will submit the EMP

for review to relevant local environmental management authorities.

The PPMU will submit the EMPs with the DPC’s views for all selected sites proposed in the

respected provinces to MARD and WB for approval.

Annex provides examples of mitigation measures and monitoring programs as part of an EMP.

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4.4.4 Public consultation and information disclosure

The Bank's safeguard policies (OP 4.01) require the client/CPO/PPMUs to facilitate public

consultation and information disclosure. Accordingly, consultation with project affected

people (PAPs) and local NGOs is recommended for Category B projects.

During environmental screening or preparation of the EPC, public consultation must be

carried out in a form convenient to the local people (e.g. survey, meeting, leaflet, signboard

etc.) and information on the main findings of environmental impact and proposed mitigation

measures must be provided in the local language. Records of feedback from public

consultation should be attached to the final draft EMP. These documents should clearly state

that environmental concerns and suggestions for environmental improvement made by the

public have been incorporated. It is advisable that EMPs include a summary table to show the

number of meetings, the place, the number of PAPs attended meetings. Some minutes of the

meetings need to be attached

The Client should confirm with the Bank that copies of the final draft EMPs (in Vietnamese)

are displayed at the project place accessible to the public and the time for such disclosure. The

Client should also confirm the release of theEMP for disclosure at the Vietnam Development

Information Center (VDIC) . The EA documents must be disclosed before site work starts.

4.5. Institutional Arrangements for the EA Process

4.5.1. Responsibilities

The responsibility for carrying out the EA process and documenting it rests with the Borrower,

which exercises its responsibility through its implementing agencies MARD. CPO and

PPMUs responsible for each subproject. CPO/PPMUs may need to hire consultants for EA

and preparation of EMPs or other related documents, for example an EIA/EPC/EMP, if they

are required. CPO/PPMU will supervise the work and preparation of reports. The

CPO/PPMUs will ensure the active and effective participation and support of community in

the preparation and implementation of EIA.

Once the EMP and, if needed, other documents have been prepared, WB/MARD as the case

may be reviews the document to ensure compliance with National Environmental Guidelines

and the World Bank's relevant Safeguard Policies. Thereafter, the EMP is forwarded to local

environmental management agencies (DONRE/DPC's as appropriate) for an environmental

certificate and to World Bank for review and clearance. PPMUs are responsible for ensuring

close coordination with DONRE during project preparation and implementation. Relevant

Vietnamese authorised authorities, which in most cases for subprojects will be the District

People’s Committee will review and approve EMPs and issue an Environment Certificate.

Responsbility for implementing the EMPs or other management documents also rests with

CPO, once again exercised through the PPMUs responsible for the subproject. EMPs are

included in consctruction contracts and contractors are required to follow them. Performance

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of contractors is monitored by the CPO and PPMUs, by independent monitoring consultants

and by community monitors. Funds for implementing EMP will be included in subproject

costs.

4.5.2. Manpower Requirements

CPO and each PMU will assign one person to be responsible for environmental matters.

Together with consultants, CPO environmental consultant will provide training to the

PPMU’s environmental staff in the environmental planning and programming process.

Environmental consultant will carry out spot-checks during the course of project

implementation to ensure that the procedures set out in these guidelines are being applied.

4.5.3. Clearances

The clearance process is set out in Table 3.

Table 3: Environmental clearance, Implementation, monitoring and supervision process

Steps Environmental Clearance Procedure

1 First draft Feasibility Study (FS) becomes available

2 Environmental Screening to determine EA or EPC be prepared.

3 If EA is not required, EPC are prepared in Vietnamese language and in accordance

with MONRE circular No.21/2008/TT-BTNMT dated 28 February 2008 On

Detailed Regulations and Guidelines for Implementation of Some Articles of Law

on Environmental Protection. Each EA/EPC will be included an EMP be prepared in

accordance to this guideline document.

4 If EA is required, TOR is prepared and submitted to WB for no-objection.

Recruit consultant to prepare EA documents

EA and EMP will be subjected to WB prior review and no-objection

5 Public consultation on main findings of EA and EMP.

6 Vietnamese versio of he draft EA/EPC which includes EMP are submitted to

relevant Vietnamese authority (DPC) and CPO following consultation.

All EIA and correspondent EMP will be subjected to the Bank’s prior review. Most

of the EPC/EMP are subjected to the Bank’s post review except when being selected

random prior-review

7 EMP (and where necessary EIA or other documents) are revised taking into DPC

and CPO/the Bank’s comments and submitted to DPC for approval.

8 Disclosure of EMP.

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9 Developer obtains endorsement from local Authority for site clearance.

10 Inclusion of EMP into “Design and Build” bidding documents, contracts, and into

“construction supervision contract.

11 Stake holders implement the EMP (more detail in section 4.6).

Construction supervisors and PPMU carry out day-to-day supervision.

Environmental Independent Monitoring Consultant carry outperiodical independ

monitoiring and capacity building activities for PPMU, CPO, contractor and other

relevant stake holders

CPO and WB carry periodical monitoring

4.5. Guidance on Mapping:

A map of the project area should be prepared, including delineation and mapping of project

site. If existing, the location of Environmental and Cultural/Historical Critical Areas and

National Protected Areas etc. should be indicated

4.6. Implementation of EMP

CPO/PPMU is in charge of supervising the implementation of EMP and reports preparation on

a regular basis. This needs to be done through the monitoring of EMP implementation by the

PPMUs technical staff, an independent environment monitoring consultant (IEMC) hired by

the respective CPO or PPMU, and a designated community leader (community-based

monitoring).

PPMUs/IEMC will carry out conduction and management of the project according to the

regulations of the Government such as bidding process, control of time schedules, financial

issues and quality control. To the PPMU include director, deputy directors, chief accountant,

specialist of planning, construction, finance, law and environment, and administrative staff.

PPMU are encouraged to involve beneficiaries in monitoring contractor’s compliance to

EMP. The daily monitoring will be done in the community level, but PPMU will be in charge

of the sampling and analysing, which might be needed and reporting. PPMU will supervise the

Contractor in implementation of mitigation measures. PPMU is reporting the implementation

of EMP to the World Bank and DONRE based on the reports prepared by the Contractor and

the communities based on the contractual arrangements for environmental monitoring.

PPMU collects the environmental monitoring reports from the Contractors and the

communities and submits them to DONRE. PPMU should work closely with community

authorities to promote community participation in the planning, management, operation and

monitoring of the project. The resident shall be educated to understand the infrastructure

problems and their role in overcoming the problems like cleaning and maintenance of drainage

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system, proper house connection, prevention of illegal water supply and electricity

connections, solid waste collection, condition of roads and street lighting.

PPMU should have cooperation with the concerning companies in charge of water supply,

sanitation, solid waste collection, street maintenance and electricity during the operation of the

project to monitor the operation and maintenance.

4.7. Estimation of the EMP implementation cost

The EC for RRD-RWSSP project shall:

(i) estimate the cost needed for the implementation of the EMP for RRD-RWSSP

project; and

(ii) identify the source of fund.

The The cost is needed to implement the following:

- Mitigation measures (to be included in the bidding documents);

- Environmental monitoring plan;

- Environmental training.

The cost will be incorporated in the Project’s overall cost calculation tables

5. IMPLEMENTATION RESPONSIBILITIES

Environmental mitigation program are presented above in particular for each individual

sub-project constructed during the details designing based on the recommendations presented

therein. Environmental management will be implemented by contractor and implemented by

community groups. Provincial Project Management Unit and project management units will

implement monitoring and assessment of the environmental management program. Provincial

Project Management Unit will be also responsible for reporting to the provincial People's

Committee (PPC), PCO and World Bank.

Table 6: Environmental Implementation Roles and Responsibilities

Who What

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Who What

CPO - Coordinate training for PPMUs: based environmental staff including provincial

training needs assessment and hiring of training consultants.

- Provide/coordinate backup as requested on specific environmental issues.

- Cross-check sub-projects identified by Provincial Environmental Officers as

requiring EIAs and review mapping to check that all sensitive roads projects have

been properly identified.

- Coordinate with local authorities in community consultation and other coordinated

- Organizing training courses for PPMUs staff, commune representatives and

contractor's teams on mitigation measures and safety methods (professional experts

on environment shall be involved).

- Prepare regular progress reports and annual report.

Independe

nt

environm

ent

Monitor

Consultan

t (SIMC)

- Independent monitoring consultant shall carry out random check at the sites,

review project environmental records maintained by the contractor, PPMU and

CPO, interview local people, taking samples for analysis and prepare Environmental

Monitoring Report (EMR). The EMRs are subjected to the Bank’s no-objection

before payment can be made by CPO.

- IEMC will also evaluate current environmental management capacity of project

implementing agencies and its stake holders, identify the gaps then propose and

implement an environmental capacity building program

- Other responsibilities have been specified in IEMC’s TOR

Communi

ties/

Beneficiar

ies

- Provide input on key environmental issues so that they can be fully considered in

community assessments.

- Participate in environmental assessments, studies or reviews and provide feedback

and recommendations for consultants and project staff.

- Take a lead role in community-based natural resource management including

demarcation and protection of special use areas and protection

- Determine in cooperation with the District Environmental Officer whether

environmental contract conditions have been met and approve release of final

payments to contractors.

- Provide recommendations on post-qualification of contractors for future work.

- Provide feedback on observed changes in environmental conditions as a result of

project implementation or completion and recommendations on their cause and

possible alleviation

PPMU - Provincial Project Management Unit (PPMU) is responsible for project

implementation at provincial level.

- Overall planning, management and monitoring of the environmental management.

- Check the FS, Design drawings, bidding documents, contract documents to make

sure that environmental considerations, specifications are included.

- Ensuring that all environmental protection and mitigation measures of

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Who What

environmental impacts are carried out in accordance with policies, regulations on

environment and other relevant laws.

- Coordinating with province's people committees, province's power services and

district's people committee in environmental management activities.

- Carrying out internal monitoring and supervising independent monitoring, which

will be contracted with other consulting services of the project.

- Supervising and providing budget for monitoring activities.

- Reporting on environmental information to CPO, the relevant DONRE and the

WB.

- Implement changes or adjustments according to DONRE recommendations to

protect the environment according to Vietnam's standards, laws, and

regulations.Provide technical support and backup, environmental extension

materials and messages to District Environmental Officers.

- Review submitted sub-project Environmental Screening Checklists to ensure they

are complete and correct; review and clear sub-project proposals and Commune

Development Plans.

- Identify roads requiring full Environmental Impact Assessment (EIA) and

sub-projects requiring additional environmental assessments, studies and reviews.

- Write terms of reference for environmental assessments, studies and reviews

during preparation of investment reports, feasibility studies and operational plans.

- Coordinate hiring of environmental consultants for sub-project preparation.

- Review completed environmental assessments, studies and reviews, comment and

report.

Commune

Developm

ent Board

(CDB)

The CDB will:

- Pre-Construction: Review and comment on alignment of relevant projects (roads,

irrigation schemes) and screenning

- Construction: Assist PPMU and DPMU with monitoring of environemental

implementation

- Operation: Assist with the monitoring and management of sub-project operations.

District

People's

Committe

e (DPC)

The DPC's responsibilities include:

- Ratifying methods of environmental protection and management

- Coordinating with DoNRE on supervision of implementation process of

environmental impact mitigation and protection during and after construction phase

- Approve Environmental Protection Commitment

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6. REPORTING

Contractors will report to PPMU with input in the appropriate section. The objective of the

report is to feedback on activities and observation from sub-projects implemented over the

review period in the district.

In turn, the PPMU will consolidate the reports of Contractors and report to CPO. The guidance

of the report is presented in the Annex 9

Independent Environmental Monitoring Consultant (IEMC) will report directly to CPO on the

mitigation implementation in the project area.

The CPO must assimilate the information from PPMU, Safeguards Independent Monitoring

Consultants, Contractors, and Communes. To achieve this task, the CPO needs to develop a

systematic and simple format for reporting safeguards activities for supervisory mission

reports, semi-annual reports, annual reports, and completion reports.

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ANNEX

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ANNEX 1. Environmental screen: Matrix describes of potential Environmental Impacts

No Impacts/ issues

Subjects and levels are affected

Noise Air Water Soil Ecosystem Landscape Health socio-

economic

II Construction phase

1. Chopping trees to free

construction space -I -II -I -II -III -III -I -I

2.

Exploit and transport

materials, equipments of

project such as soil, stone,

sand, cement, gravel, iron,

wood,...

-II -III -II -I -II -II -I -I

3. Level space in project area -II -II -II -III -III -II -I -I

4.

Gather, store and maintain

construction materials in

working area

-I -II -II -II -I -I -I -I

5. Operations of vehicles and

construction equipments -III -III -II -II -II -II -II -II

6. Set up tents for workers -I -I -I -I -I -II 0 -I

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No Impacts/ issues

Subjects and levels are affected

Noise Air Water Soil Ecosystem Landscape Health socio-

economic

7.

Execute constructions such

as water pump station, water

treatment station and water

pipe system

-I -III -II -II -II -II -I -I

8. Dig road to construct water

system -II -II -I -III -II -III -I -III

9. Workers’ life activities -I -I -II -I -I -I 0 -II

10.

Manage and treat solid

waste, household waste and

sewage made by workers

0 +III +III +III +III +III +II +III

11.

Construction solid waste

such as cement packing,

broken brick,...

12. Rain-water overflows in

working area 0 0 -III -II -II -II -I -I

13. Oil overflows and leaks out

from machines, equipments 0 0 -III -III -III -II -II -II

14. Fire incident -III -III -III -II -III -III -III -III

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No Impacts/ issues

Subjects and levels are affected

Noise Air Water Soil Ecosystem Landscape Health socio-

economic

15.

Waterlogged, flooded

problem by blocked water

flow because of gravelly soil

in working area

0 0 -II -II -III -III 0 -II

16. Labor safety 0 0 0 0 0 0 -III -II

III Operational phase

17. Suck water to provide for

treatment station 0 0 -III -II -II -I 0 -I

18. Water treatment procedure is

observed and logical +I +I +III +I +I 0 +III +II

19. Monitor water periodically 0 0 +III 0 0 0 +III +I

20.

Make table to keep track of

supplied water quality every

day

0 0 +III +I +I 0 +III +I

21.

After treatment water quality

doesn’t meet environmental

criteria

0 0 -III -II -II 0 -III -III

22. Pump’s operation -II -I -I -I -I -I -I -I

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No Impacts/ issues

Subjects and levels are affected

Noise Air Water Soil Ecosystem Landscape Health socio-

economic

23. Store and mix chemicals

unreasonably 0 -II -III -I -II -I -III -II

24. Sludge waste from filter and

septic tank 0 0 -II -III -III -II -I -II

25.

Workers’ life activities

participating in operating

treatment factory

0 0 -I -I 0 0 0 -I

26.

Oil sediment to lubricate

machine, equipments,

broken lamp or sticky clout

covered in oil...

0 -I -III -III -III -II -II -I

27. Fire because of electric

leakage -II -III -III -III -III -III -II -III

28. Chemical, lubricant… leak

out 0 -I -III -III -II -II -I -III

Note

III: Impact strength II: Averager impact I: Virtually no impact

+: Positive impact -: Negative impact 0: No impact

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ANNEX 2. Measures to mitigate the Potential Impacts

TT Impacts / Issues Source of impacts Mitigation measure Phase to

implement Implementers

Water Supply Schemes

1. Choosing supplied

water source

Water source used

for construction

- Make a survey of current situation of surface water sources

in the project area (quality, reserves stability of water

sources). Top priority to using surface water of big rivers,

not using water sources from irrigation streams/canals.

- Determine and assess pollution sources for water

(household sewage, sewage from factories, companies

along the water source, capacity of water sources...)

- Refer to yearly monitoring data of water quality

- Check raw water quality and compare to regulation

QCVN 02:2009/BYT on National technical regulation

on domestic water quality

- Determine the place to take water: we have to calculate the

water level, not places garbage dump, toilet or water

discharge location near economic places in the area. Pay

attention to impacts being created by waterway transport

means

- Design sign, fences, and secure corridor in the design

documents

Design

Design

consultant

2. Construction safety Choosing places for

water treatment

- Places for water treatment construction need to be surveyed

seriously in geography, geology, social issues to ensure

Design Authority at

commune level,

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TT Impacts / Issues Source of impacts Mitigation measure Phase to

implement Implementers

construction,

especially elevator

reservoir. Water

extractors prevent or

endanger waterway

transport means

long-term safety of construction

- Places of pump station need to be far away 200 m

residential area (if possible). This ensures that noise doesn’t

affect inhabitants life.

- Places of elevator reservoir (if have) need to be far at least

200m from residential area. This is a construction built high

with heavy load carried. Upheavals easily break out if

geographical structure is weak or construction quality is not

good.

- Avoid choosing place WTP in cultivated land with high

productivity, especially in the rice field

- WTP construction places, water pipe system need to avoid

cultural, historical buildings such as funeral, temple,

church, pagoda, big tree, historical monument, etc.

PPMU and

Design

consultant

- Inform community about construction plan immediately

when contractors are available in the project area.

- Put warning sign in dangerous places of construction site,

holes, drains...

- Place and maintain fences, speed limit sign in

construction site, water extractor places level 1 where

waterway transport means pass by

- Minimize impact on infrastructure such as housing,

irrigation system/canal passing by transport route

- Assign workers to regulate transport in and out of

Construction PPMU,

Contractor

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TT Impacts / Issues Source of impacts Mitigation measure Phase to

implement Implementers

construction site, or unload construction materials

causing an obstruction

- Making a temporary way for households and shops

3. Environmental

impact assessment

(EIA)/environmental

protection

commitment (EPC)

Environmental

minimized methods

stated in EIA/IPC

report

- EIA/EPC are made by an excellent consultant agency

- EIA/EPC report completely foresee impact sources,

impact scale, impacted subjects and impact level in each

issue (limit qualitative).

Design PPMU and

consultancy

agency making

report EIA/EPC

4. Bidding documents

and consultant/

construction

contract.

- The bidding documents should have mentioned the

environmental issues to the contractor free to propose

solutions to reduce and this will be one of the criteria for

assessing bid

- The contract between the investor (PPMU) and

contractors must have the terms of the commitments and

responsibilities of contractors in the implementation of

environmental mitigation measures as stated in the

environmental protection commitment and the technique

plan proposed by contractors

- At the time of work acceptance, water quality treatment

meets the standards of the Ministry of Health QCVN

02:2009/BYT on National technical regulation on

domestic water quality

Design PPMU and

Contractors units

5. Recover land for

project

Policies of

compensation and

resettlement of the

- Setup a management board for ground clearance

including representatives of the People's Committee at

commune level where the project affected

Design

The PPMU to

coordinate with

clearance board,

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TT Impacts / Issues Source of impacts Mitigation measure Phase to

implement Implementers

project - Minimize Recover land that has been granted to

households. Try using the land managed by the commune

People's Committee

- Inform people who are effected directly from the project

- Have reasonable compensation policy for people with

land acquisition

- Selection of land replacement

local authorities,

mass

organizations

6. Trees were cut down

or damaged.

Loss of arable land

The period of land

acquisition,site

clearance before

construction

- Avoid WTP site selection, water place, pipes drain on

cultivation land for high yield, especially in fields where

rice can grow well.

- Avoid the design of pipeline along the grown trees

- Design to plant trees in and around WTP

- Inform so timely to farmers that they can adjust

cultivation time if possible

Design Design unit

- Limit cutting down the tree or having bad influence to the

crops around during clearance and construction as much

as possible.

- Limit cutting down trees for camping, gather the material

if possible.

- Replanting trees in affected locations.

- Keep the soil layer before digging, using the layer to

restore land.

- Plant new trees in case cutting down trees: identify plants

(stems, leaves,...) should be collected immediately to

Construction Contractors

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TT Impacts / Issues Source of impacts Mitigation measure Phase to

implement Implementers

handle (can utilize as fertilizer, firewood,...)

- Before the project goes into operation, we need to plant

more trees in and around the range of water treatment

stations to minimize the impacts by noise to the

surrounding environment, and create a scene around the

area.

Operation PPMU

7. The infrastructure

such as drainage,

power lines,

telephone cables,

roads and drainage

canna will be

damaged.

Transportation of

vehicles,

construction works

such as digging,

ground leveling

- Select reasonable location for ROW, WTP, to avoid

disrupting the existing infrastructure

- Design the temporary piles for ditches, irrigation canals

were stopped.

Design Design unit

- Coordinate with the local authorities to ask for relocation

of infrastructure as required.

- Inform local people where the services were temporarily

cut before at least three days.

- Before driving under power lines or unloading of

materials, equipment and the cable. The driver must

check and observe the height cable.

- Use equipment in accordance with load, no damage to

roads.

- Repaire the damage.

Construction Contractors,

local authority

8. noise Machines and

transportations such

as, bulldozer

- -Staking on construction must be done in accordance

with procedures,using advanced equipment to pile.

- Checking the noise level of equipment. If the noise level

Construction Contractors

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TT Impacts / Issues Source of impacts Mitigation measure Phase to

implement Implementers

machines, concrete

mixers, water

pumps,

is greater than limitation, we need to have sound

reduction equipment.

- Only operating good machines during the construction.

Not use the old and outdate equipments which is capable

of causing loud noise.

- Planning and arrange the motorbike to limit the noise at

rush hours.

- Using and maintain noise reduction equipments and

noise barriers. Turning off some machines to limit noise

if they are not necessary.

- Some machines cause high noise such as drilling

machines, hammers.. will not operate them at night time

to avoid the impact of living of workers and nearby

residential.

- Reducing noise by planting trees.

- Equiping for workers the means of protection against

noise.

- Monitoring of the noise during the construction process

- Forbidening the abuse of using horn and turning off the

engine when stopping.

- The workers will be equipped with adequate labor

protection when operate pumping machines.

- Make the plan of pumping water to avoid noise at the

same time.

Operation PPMU,

Operation

workers

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TT Impacts / Issues Source of impacts Mitigation measure Phase to

implement Implementers

9.

Vibration

Heavy machines

such as concrete

mixers, drilling

machines, long

trucks and vehicles.

- Balancing machine, installing the shocks off power, etc..

- Use of elastic structures such as vibration reduction box

with oil, elastic metal, the metal elastic cushion, elastic

rubber piece, rubber -elasticity cushion, etc. fitted

between the machine and bed frame. They are also

periodically checked or replaced;

- Use individual anti-vibration tools to reduce vibration

energy in the process to make sure that vibrations

transmitted to the human body as well as the surrounding

environment at permission level.

- Pour sand piles around the area to limit the spread

shocks.

- Arrange workers and have a good policy for them in

health.

Construction Contractors

10.

Dust and emissions

From the surface

Clearance site

- The process of

burning fuel by

means of execution

- means of transport.

- To strictly control construction vehicle, control

emissions of these vehicles under the law of

environmental protection and QCVN 06:2009 on

National technical regulation on hazardous substances in

ambient air.

- Require contractors to use standard equipment during

construction

- Organizing special team responsible for collecting

material falling around construction site and area nearby.

2collectors/ team and 2 times/day.

Construction Contractors

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TT Impacts / Issues Source of impacts Mitigation measure Phase to

implement Implementers

- Do not use the old mean of transport for sand, soil and

rocks.

- Do not carry materials left overload.

- Encourage the use of tank trucks. Benefits of vehicle

tanks are not only sealed to prevent the possibility of dust

dispersed into the environment but also limited the state

to carry overload

- With mean of transportation for buiding material need to

be cover to limit spreading dust.

- Do not transport building materials in raining days to

avoid affecting the transportation system due to the fall

of material along the roads

- Priority select supply of materials near the project to

reduce distance transport and storage reduction and

minimize dust and other waste as well as the risk of

incidents occurring.

- Use leveled materials with high humidity I sand with

humidity from 50-60% for leveling). In the process of

leveling, we also intergrate with bulldozing land.

Reinforced the internal roads to avoid dispersal of dust

from the operation of means of transportation.

- The drivers should drive and transport at the same time.

When passing to residential areas, need to reduce speed

to avoid accidents

- To arrange manpower and water pumps at the gateway of

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TT Impacts / Issues Source of impacts Mitigation measure Phase to

implement Implementers

the construction site (if possible) to ensure all the

vehicles are clean especially the wheel before they leave

the site.

- The planting of trees in the project area should be

calculated and made from the construction phase

- In dry weather, need to conduct water spray (daily) on the

being digged road (2 times)

11. Solid Waste Construction and

domestic waste

- Establishing a team included 2-3 people of collection all

solid wastemand solid waste construction daily.

- Classification of solid waste, solid waste construction

and hazardous waste. These types of solid waste can

re-use, particularly for solid waste construction can

utilize for the purpose of ground leveling.

- Arrange for at least 3 types of trash-150 litter in

construction site to classify, collect and treat waste in

accordance with regulations on environmental sanitation.

- Agreement with local authorities / DONRE of temporary

garbage yards at a place away from water

- To arrange a mobile toilet in the construction site.

- Preparation of internal regulations on sanitation in camp

education workers on sense of hygiene and

environmental protection. Strictly forbidden literring

- Strictly forbidden all acts of discharging pollutants,

Construction Contractors,

local authorities,

beneficiary

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TT Impacts / Issues Source of impacts Mitigation measure Phase to

implement Implementers

harmful substances.

- Provide at least two trash -150 litter to collect and

classify solid waste and domestic waste of workers (one

container of waste to decompose and acontainer of

hard-to- decompose solid waste)

- Assignment of timeline to workers in cleaning the area.

- Need a septic toilet. Forbidden any action of making a

mess.

Operation Workers and

Unit

management

Hazardous waste as

used fuel and oil,

containers of used

chemicals,

washcloth with oil,

broken light bulbs,..

- Collecting toxic wastes such as oil tanks, oil

- Have the containers of hazardous solid waste separately

- Used oil must be collected in containers

Construction Contractors

- Unit of management should conduct records of

management and monitoring of hazardous and solid

waste registration and periodically report to the

functional units for environmental management -

Department of Natural Resources and Environment to

monitor the production process of solid waste at

treatment station.

- The management, monitoring of hazardous waste shall

comply with Circular No. 12/2006/TT-BTNMT on

December 26, 2006 by Department of Natural Resource

and Environment to"guide and set records, registration,

granting to practice, management codes of hazardous

waste”.

Operation Workers and

Unit

management

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TT Impacts / Issues Source of impacts Mitigation measure Phase to

implement Implementers

- hazardous solid wastes will separate from non-hazardous

solid wastes

- workers work under the time shift should be responsible

for collecting all hazardous solid waste and put it at a

certain place for functional units collecting and

processing.

- For the washcloth with oil, the packaging with chemical

need to handle after using.

- The handling of hazardous solid waste must be leased

funtional units in accordance with the regulations on

collection and treatment of hazardous solid waste.

12.

Sludge

Sludge collected

from the pits.

- Periodically vacuum mud from drying

- Each province can use a dedicated car for collecting

dried mud at water treatment plant to landfill for

treatment.

- If the condition does not allow, we can arrange a private

waste area and grow some plants to collect the pollutants,

especially heavy metals (spinach, water-fern,

bindweed..). However, these plants must then be handled

as hazardous solid waste

Operation Workers and

Unit

management

13. Waste water Flowed Rainwater - Mix and materials containing areas are seperated during

construction.

- Do not focus on the materials, next to the water line to

prevent leakage in drainage lines.

Construction Contractors

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TT Impacts / Issues Source of impacts Mitigation measure Phase to

implement Implementers

- Build spillway dam around work with iron bars and gas

holé to stop water from running to water releasing system

in area.)

- Check, dredge, enlarge regularly to avoid waste causing

jam in water releasing ways

- Restrictions on the implementation of construction in

raining days

- Do not pour solid waste (construction waste, sand,

stone...) and oil waste down the flow.

- Periodically check and dredge drainage

- Regular cleaning water supply area

Operation Operation

workers

Domestic Waste - Increase to employ local workers having self facility.

- Arrange a movable septic tank in work area

Construction Contractors

- Build a septic tank in water processing station.

- Prohibit strictly workers to make a mess around area.

Operation Operation

management

The increase of

Wastewater from

households

- Build and maintain sewage spillways to avoid being

stuck.

- Carry out campaigns IEC about economize and recycle

water

Operation Beneficiary

14. Effects for the

cultural, historical,

archaeological

works

Excavation and

levelling on PS,

WTP and water

supply pipeline

- Construction of WTP, pipe trenches avoid as many as

possible the cultural, historical objects potentially

affected, including graves, churches, temples, pagodas,

sack trees, historical sites etc..

Design Design Unit

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TT Impacts / Issues Source of impacts Mitigation measure Phase to

implement Implementers

network In case unknown archaeological objects are found during

construction phase, act following chance findings

procedures described below:

- If cultural artifacts are uncovered the Contractor must

stop work at the site, secure the site and inform the

supervision Engineer.

- The Contractor should arrange with the Engineer to move

his activities to another site. Construction works at the

site where objects were found only be resumed at

permission of PPMU.

- The Engineer will inform PPMU, the one who inform the

provincial Department of Cultural, Sports and Tourism

(DCPS).

- Officer from DCPS will inspect the side, evaluate the

importance of the objects found and decide on the next

steps.

Construction Contractors,

Supervision

Engineer

Provincial

Department of

Cultural, Sports

and Tourism

Environmental

disasters

Traffic safety

Labor safety

Fire

Chemical leak

Workers exposed to

chemicals

- Chemical house have vents, windows and setup blower,

etc.

Design Design unit

- Have equipping the fire extinguisher

- There are signs labor safety in the contruction site

Construction Contractors

- Provide portable fight fighting equipment and training in

the WTP

- Restrict access to the water treatment plant and chemical

house by design solutions such as fence, lock and

Operation Operation

workers

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TT Impacts / Issues Source of impacts Mitigation measure Phase to

implement Implementers

signboards

- Provide auto-watering system, provide shower next

within treatment plant

- Store chemical in water-tight containers and cover as

appropriate

- Chemical containers are placed in a contained basement

so as leakage can be contained and collected in a certain

area.

- Maintain labels stating the name and toxicity of

chemicals

- Maintain first-aid kits in workers’ camps and WTP

- Frequently check to detect leakage

- Do not place flammable or explosive materials near

chemical storages and place fobbing sign boards

- Prepare emergency evacuation plan and place at entrance

at suitable places in the water treatment plant

Add mitigation for toilets

- Design following Vietnamese standards (see what

previously prepared EMPs said) with 3

- Toilets must be designed to form beautiful, and conform

surrounding landscape

- Toilet with separate blocks. There are with neon lamp,

hand washing sinks.

Construction PPMU and

consultant

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TT Impacts / Issues Source of impacts Mitigation measure Phase to

implement Implementers

- The block must have a key inside

- Toilets are designed ventilation

- The floor and wall with ceramic tile is not slippery

Toilets must be enough water, make sure to wash the toilet

- Appoint a management and monitoring cleaned daily

- Dredging sediment on septic tank with periodically (3 or

6 months)

- Do not discharge into the septic tank as: rain water, waste

water flooding, water softeners, tampons, fabrics,

plastics, rubber, oil,..., or any other substances can affect

the working efficiency of septic tanks.

Operation User

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ANNEX 3. The Content and method of monitoring on the FS and detail design

Phase Content implementation Monitoring

method

Who and

when to

monitor

Siting

Environmental Criteria for Site Selection

Siting of WTP, water intake, pipe trenches will avoid

the followings, where possible:

- high productivity crop land, particularly rice fields

- trees cuttings

- existing infrastructure such as drainage, power line,

telephone cables, or damages to existing roads or

irrigation canals

- cultural, historical objects potentially affected,

including graves, churches, temples, pagodas, sack

trees, historical sites etc

- Siting of WTP ancillary items will satisfy the

followings, if possible:

- siting water intakes as far as possible from

downstream of landfill, toilets, or wastewater discharge

points

- Siting the water intake point (distance from river bank,

depth) taking into account pumping rate to minimise

impacts on river bed/river bank

- pumping station is located at least 200 m from the

nearest building

- siting concrete mixing plant as far as possible from

noise-sensitive sites such as classrooms, clinics, offices,

religion practices

- Waste disposal sites, construction materials temporary

loading sites, concrete mixing sites must be at least 50 m

from any surface water source.

Check the maps,

visit the sites,

check meeting

minutes, written

agreements

maintained by

the Design

Consultant

PPMU

CPO

Engineering

design

Environmental Criteria incorporated into

Engineering Design

Construction sites and WTP in general: Cost Estimation

include the followings:

- Planting trees included in cost table, the quantity

aiming at one-to-one compensation to the trees chopped

down during construction phase

- Costs for reinstatement /compensation for the

Check draft and

final versions of

drawings, Bill of

Quantities, Cost

Estimation

Tables

PPMU

CPO

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Phase Content implementation Monitoring

method

Who and

when to

monitor

disturbed sites, objects and services including storage of

top soils, levelling, compacting; rehabilitate roads,

irrigation canals, drains; revegetation, tree plantings etc

where applicable

- Design slops protection as necessary

Specific environmental requirements for engineering

design: the items listed below shall be included

- Water Intake (surface water): signaling system to

inform waterway traffic drivers

- Water Treatment System

+ Fence, restriction, safety signboards

+ Sedimentation basin and sludge drying beds are

included for wastewater treatment

- Pumping Station

+ direction of the gates, doors and placement of

pumping machines is optimised to minise the level, and

frequency of the noise reaching the nearest buildings

+ noise barriers such as double layer doors or planting

trees

- Chemical House

+ ventilation holes and exhaust fence

+ hand washing / shower and sanitation facility

+ auto-rescue system such as auto water dripping when

chemical concentration in the air exceeding limits

detected

+ equipped with portable fight fighting equipment

+ The tiles on the floor in the chemical house should not

be slippery. The floor and the walls of the chemical

house should be lined with materials that allow easy

cleaning

Bidding

document

preparation

Specific environmental requirements for Cost

Estimations and Bidding documents:

- Relevant information to environmental impacts and

mitigation measures during preparation and

construction projects must be presented in the bids

Check cost

estimation and

bidding

document

CPO,

PPMU

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ANNEX 4. Contractor’s Environmental Conditions Statement:

(The contractor’s representatives shall read carefully the statements given below, fill in the

relevant information in the blanks and sign. This form will form part of the contractor’s bid and

construction contract signed with the successful Bidder)

I hereby acknowledge that I have read and fully understood the requirements of the

Environmental Specifications set out in the Bidding document for the packages..............

..................................................................................................................................................

I confirm that our bid price has included all of the costs needed to ensure proper implementation

of the Project Environmental Management Plan and compliance to environmental

specifications stated in the Biding document.

I acknowledge that, if construction contract is awarded to our organisation, I will appoint

Mr/Mrs................................................ to be the Workplace Safety and Environmental Officer

(SEO) for the package(s) that we bid for. This person will work full time at the site and be

responsible for carrying out all of the tasks assigned to him/her in accordance with the

Environmental Specifications.

I also acknowledge that any non-compliance with these conditions may result in penalties being

awarded against my company.

Signed: ........................... Date:..............................................

Name:............................. Position in Company:.....................

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ANNEX 5. Contractor’s Environmental Responsibilities

No Impacts /

Issues Mitigation measure

Monitoring

indicator

Monitoring

method,

location

Monitoring

(frequency/

when)

1 Trees

cutting

Damages to

vegetation

cover

- Limit trees cutting or

vegetation disturbance

within minimal areas

needed

No trees outside the

areas needed were

chopped down

Observe all

disturbed

areas,

including

water intake,

ROW, WTP,

workers’

camps

Once,

Recover

land

- Choose worker’s camp

sites, areas for loading

equipment and materials

on area without

vegetation cover where

possible

Materials and

equipments are not

loaded on top of

vegetation where

land without

vegetation cover

available

Observe

construction

materials

store, loadings

daily

- Inform local authority in

advance so as farmers

can adjust crop schedule

if possible, or plan to

make good use of

chopped down trees

Local authority

representative

acknowledge

contractor’s notice

interview

affected

farmers

Once, when

Recover

land started

- Reinstate disturbed sites

with vegetation cover

Grass, vegetation

grow well on

reinstated sites

Observe

disturbed

areas, check

contractor’s

log book

Once, as

soon as

excavation

works starts

- Store top soil layer

before excavation, use it

for reinstatement

Top soil dumps can

be found, new top

soil layer recognised

Observe

excavated

areas

As soon as

excavation

works starts,

daily

- Replanting trees within

and surrounding the

WTP

Trees planted grow

well (where there

was no trees before

construction)

Observe

reinstated

areas

Once before

commission

ing

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No Impacts /

Issues Mitigation measure

Monitoring

indicator

Monitoring

method,

location

Monitoring

(frequency/

when)

2 Interruption

to existing

infrastructur

e or services

such as

drainage,

power line,

telephone

cables, or

damages to

existing

roads or

irrigation

canals

- Coordinate with relevant

local authority for

relocation of exiting

infrastructure as needed

- Build diversion paths for

disrupted drains,

irrigation canals

- Use construction plants

with suitable loads not

to cause damage to

existing roads. Repair

where damages are

caused

telephone, irrigation

service reconnected

after relocation

road surface in

acceptable

conditions

Observe at all

infrastructure

affected

daily During

land

acquisition

- Inform local authority,

who would then inform

affected households at

least three days in

advance where services

would be cut off

temporarily

interviewed people

acknowledge the

notices given

regarding service

disruption

Interview

local authority

and

community

Weekly

when

disruptions

take place

- Drivers check, observe

clearance height of

cables when driving,

before crossing under

the lines or unloading

materials, equipment

under the cables

No wires broken due

to project vehicles

Interview

local authority

and

community

Weekly

3 Noise - use machineries with

operation license only.

Copy of licence

submitted

Check

document in

contractor’s

office

Once, at

mobilisation

of contractor

- Maintenance

construction plant and

equipment regularly to

reduce noise, pollutant

emission rate

No exceed noise

level recognised, no

black fumes from

exhaust observed

Observe

vehicle

exhaust

Monthly

- Training to raise

awareness for drivers

Training records are

maintained

Check

document in

One within

three

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No Impacts /

Issues Mitigation measure

Monitoring

indicator

Monitoring

method,

location

Monitoring

(frequency/

when)

not to abuse horns and to

turn engine off as soon

as machine stop working

No overuse of horns

observed

Drivers turn off

engine as soon as

vehicle stops.

contractor’s

office,

interview

locals

months

since

contractor’s

mobilisation

- Construction activities

that generate high level

of noise such as piling,

concrete pouring,

excavation, unloading

bulky equipment and

gravels etc. not allowed

before 6am and after 10

pm within 200 m from

residential houses

- Carry out consultation

with local community if

schedule to work at

night

No complaints about

noise from

interviewed people

Check

logbook,

records in

contractor’s

office,

interview

locals

Weekly

4

Dust, smoke

and

odour

- Cover trucks during

transport

- Avoid excavation /

loading granular

materials in strong wind

condition

- In dry weather, water the

road sections where

excavation work is

on-going (daily)

- Transport excavated

materials away from

residential areas as soon

as possible

- Collect materials

dropped along the pipe

trenches and within 100

m from the other

construction sites,

including worker’s

Trucks carrying

granular materials

are covered

Interviewees

acknowledge that the

contractor water

adequately, no

complaint about dust

No soil dropped

within 100 m from

construction site

Observe

trucks coming

and leaving

the sites,

observe the

areas

surrounding

the sites, and

along the pipe

trenches

Check log

book

Interview

locals

Daily

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No Impacts /

Issues Mitigation measure

Monitoring

indicator

Monitoring

method,

location

Monitoring

(frequency/

when)

camps (daily)

5 Increased

erosion risk

- Avoid excavation works

in rainy weather

- Rehabilitate excavated

areas with levelling,

compacting and/or

vegetation cover as soon

as possible

- Plant trees or grass on

barren land disturbed

Construction

The site flat at

acceptable level,

ground is solid, or

covered with

vegetation

New trees grown on

the sites disturbed by

the Project

Observe all

excavated

areas

Check log

books

Daily

- Where construction

materials is supplied,

only licensed

manufacturer or their

authorised agent can be

contracted

suppliers to submit

copy of exploitation

license before

signing contract

Check

document in

contractor’s

office,

interview

locals

Once, at

contractor’s

mobilisation

6 Reduced

slop

stability

- Place supports inside the

trenches as necessary

No wall/soil

collapsed observed

or reported

Observe the

water intake,

along ROW

Weekly

- Return vegetation

cover/build slop

protection as soon as

possible

Grass, vegetation

cover/slop protection

layer exist

Where

structures are

built on slops

Monthly

7 Landscape

disruption

- Siting dumping sites

away from public direct

visions where possible

Dumping site not

visible from the main

road

Observe from

nearest point

on the main

road

As many

times as

needed

under

satisfied

dumping

site is

determined

- Rehabilitate dumping

sites during and after

exploitation: levelling,

top soil recovery,

vegetation

The slop is at

acceptable level, the

top is covered with

organic soil layer

Dumping site

Weekly

since

rehabilitatio

n started

8 Waste - Make use of recyclable / Location/purpose Interview

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No Impacts /

Issues Mitigation measure

Monitoring

indicator

Monitoring

method,

location

Monitoring

(frequency/

when)

managemen

t

Sanitation

reusable materials as

much as possible, for

example excavated soil,

formworks etc.

where these

materials are reused

identified

locals

Observe the

wastes

disposed off at

or near

construction

sites

Weekly

during land

acquisition

- Agreed with local

authority/DONRE on

disposal sites

Copy of

Licence/written

agreement is

submitted

Check copy at

contractor’s

office

Once, as

soon as

contractor is

mobilised

- Provide appropriate

sanitation facility

(toilets) for workers to

use

Toilets are available

for workers to use

Check

worker’s camp

areas,

Once, as

soon as

contractor is

mobilised

- Place garbage bins in

camps

- Collect, clean up wastes

and soils dropped along

the pipes trenches and

within 100m from the

WTP and worker’s

camps

- Dispose off all the

wastes at approved sites

Camps and

surrounding are is

free of garbage

Observe

worker’s camp

areas,

interview

workers

Check log

books

Daily

- Used oil must be

collected in water-tight

and covered containers,

stored in safe manner

and finally transported

to licensed collector.

No sign of oil

leakage on the

ground

Copy of licence is

submitted

Observe

chemical

storage areas,

construction

sites

Vehicle and

equipment

parking areas

Daily

- Chemical containers,

construction materials

packages must be placed

in roofed areas and be

safe from rain water.

Ground is free of

chemical

No sign of chemical

entering surface

Observe

chemical

storage areas,

construction

sites

daily

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No Impacts /

Issues Mitigation measure

Monitoring

indicator

Monitoring

method,

location

Monitoring

(frequency/

when)

Containers must be

placed on some

materials that leakage

can be contained,

collected and clean up

easily

runoff Vehicle and

equipment

parking areas

- Collect all the wastes

and disposed off

properly before the

contractor is

demobilised from the

site. Consultation with

locals should be

conducted, non-toxic

recyclable/reusable

materials should be sold

to vendor or give away

Sites free of garbage Observe all

disturbed

sites,

including

camps,

materials

loading sites,

stores etc

Once before

commission

ing

9

Soil/Water

quality

degradation

: increased

turbidity, oil

and grease

- Drain water away from

excavated materials.

Drains are built and

maintained

Observe at

construction

all sites

Daily

- Sediments from

drainage canals monthly

or as directed by the

Supervision Engineer

and dump into approved

sites.

Drains are not

blocked

Observe

drains

Daily

- Cover construction

materials, construction

plants and equipment to

prevent soil, oil, gas, and

fuel from parking sites

entering water sources

- No service, changing

parts of construction

plants are allowed

on-site but must be done

in workshop.

No oil, chemical

leakage on the

ground

Construction

plants parking

area

Daily

Community

disturbance

- Maintain signaling and

warning system during

Flags, buoys are in Observe at Before starts

of water

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No Impacts /

Issues Mitigation measure

Monitoring

indicator

Monitoring

method,

location

Monitoring

(frequency/

when)

10 and safety construction take place

in river

place water intake intake

construction

and daily

- Announce community

about construction

schedule as soon as the

contractor is mobilised

to the site.

- Inform affected

households at least one

day before excavation

works, power cut off

take place.

Interviewees aware

of the project and

services disruption

plan

Interview

people where

relocation of

infrastructure

takes place

Weekly

during land

acquisition

- Place and maintain

fence, restriction

signboards at the

construction site

- Fence/put signaling

objects along the open

trench, on top of deep

holes or any other

danger sites the

contractor may

determine

Fences, signboards

are in place

No accidents at

construction sites

reported or recorded

Observe

construction

sites, open

trenches, deep

holes

Check log

book

Interview

locals near the

sites

Daily

Monthly

- Allocate workers to

coordinate traffics when

trucks enter and leaving

the sites, or when

materials unloading

block traffic

No traffic accidents

related to

construction works

recorded or reported

Observe

entrance to

construction

sites or where

construction

activity

disturb traffic

Interview

locals living

near

construction

sites

Daily

weekly

- Provide temporary

access to households

accessible are not

blocked

Along the pipe

trenches

daily

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No Impacts /

Issues Mitigation measure

Monitoring

indicator

Monitoring

method,

location

Monitoring

(frequency/

when)

and business

11 Worker’s

safety

- Hire locals to carry out

manual works to

minimise the risk of

social conflicts between

local community and the

contractor

Local people are

hired

Observation,

Interview

locals

Weekly

- Provide protective

clothing for workers

including gloves and

masks, and monitor the

use by workers

Protective clothings

used by workers

Observe

construction

sites

daily

- Contractor’s vehicles

and drivers are fully

licensed.

Vehicle licence

submitted

Check copy of

document

One at the

beginning of

the project

- Allocate worker to

coordinate traffics when

trucks enter and leaving

the sites

No disruption to

traffic flow

Observe

traffic flow

daily

- Materials such as bricks

shall not be loaded

higher than 2.5m

No accident

happened

Observe

materials

loads, estimate

height and

risks of the

loads

Daily

- Conduct awareness

raising for workers on

HIV/ AIDs to prevent

transmission between

workers and local

people

Workers aware of

the risks

interview

workers

Check training

records,

Once, three

months after

mobilisation

of workers

- Place warning signs at

danger sites

Signs in place and

maintained

Observe

trenches, holes

daily

- Store fuel and oil,

chemicals away from

No leakage, fires

reported

Observe

chemical

weekly

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No Impacts /

Issues Mitigation measure

Monitoring

indicator

Monitoring

method,

location

Monitoring

(frequency/

when)

flammable materials.

Containers must be

labelled, informing the

substance to be stored,

danger, pre-cautionary

advice etc

storage areas

12 Impacts on

cultural,

historical,

archaeologi

cal sites

- Construction of WTP,

pipe trenches avoid as

many as possible the

cultural, historical

objects potentially

affected, including

graves, churches,

temples, pagodas, sack

trees, historical sites etc

Loading of

construction

materials and

equipment avoided

such sites

Observe the

sites where

construction

materials are

loaded

weekly

13 Environmen

tal hazard

from

chemical

leakage,

spills or

fires

- Store chemical in

water-tight containers

and cover as appropriate

- Chemical containers are

placed in a contained

basement so as leakage

can be contained and

collected in a certain

area.

- Maintain labels stating

the name and toxicity of

chemicals

- Maintain first-aid kits in

workers’ camps and

WTP

- Frequently check to

detect leakage

- Do not place flammable

or explosive materials

near chemical storages

and place fobbing sign

boards

chemical stored in

water-tight

containers and

covered

Chemical containers

are placed in a

contained basement

The area

surrounding

construction site is

clean, free from

chemicals

Containers having

labels with sufficient

information

first-aid kits in

workers’ camps

WTP

chemical packages

are placed away

from power point,

cooking stoves etc

Observe

chemical

storage areas

weekly

14 Increased

domestic

None

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No Impacts /

Issues Mitigation measure

Monitoring

indicator

Monitoring

method,

location

Monitoring

(frequency/

when)

wastewater

15 Mosquito

breeding

- Weekly clean up drains

used by the contractor

during construction

phase

No blockage of

drains used by the

contractor

Observe

sediments in

drains

weekly

16

Sustainabili

ty of water

sources

Apply suitable construction

method to minimise water

pollution when construction

works is carried out in the

water sources

Specific measures

proposed,

implemented and

recorded

Interview

contractor’s

chief engineer

At the

beginning

and monthly

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ANNEX 6. The content and method of monitoring on during the operation

No Impacts / Issues Mitigation measure Implementers

1 Trees cuttings or

damages to

vegetation cover

Loss of crop

land

- Replanting trees within and surrounding the WTP

- Take care of the trees until they grow well

PPMU

Operators

3 Noise - Provide ears protection for workers

- Plan pumping schedule to avoid noise sensitive time if

possible

PPMU

Operators

4

Dust, smoke

and

odour

- Chemicals are stored in closed containers

- Wearing protective equipment when in chemical house

or in contact with lime, alum, chlorine or other

disinfectants

- Handle chemicals in such a way that limits blowing of

fine particles

- Collect and disposed off spilled, leakages and dump in

a safe manner

- Turn exhaust fence on when abnormal dust, odour

inside the chemical house is recognised

Operators

5 Waste

management

Sanitation

- Dispose of domestic wastes at approved sites

- Periodically clean up inside and surrounding the sites

- Provide appropriate sanitation facility for workers to

use

- Collect all the wastes and disposed off properly before

the contractor is demobilised from the site.

Consultation with locals should be conducted,

non-toxic recyclable/reusable materials should be sold

to vendor or give away

Operators

9

Soil/Water

quality

degradation:

increased

turbidity, oil

and grease

- Check the outlets of the sedimentation ponds, desluding

tanks at WTP, observe clarity of water at the outlet so as

any abnormality in the system can be discovered timely

- Wasted oil must be stored in tight container and returned

to licensed vendor

- Chemical containers must be collected and returned to

manufacture or dumped at approved sites

- Regularly check the water intake and fix up timely when

failures is detected

Operator

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No Impacts / Issues Mitigation measure Implementers

11 Community

disturbance and

safety

- Regularly check the water supply system to ensure that

equipments to ensure safety for community and

workers are maintained

PPMU

12 Worker’s safety - Place warning signs at danger sites

- Store fuel and oil, chemicals away from flammable

materials. Containers must be labelled, informing the

substance to be stored, danger, pre-cautionary advice etc

PPMU

Operator

- Monitor the measures implemented by Design Engineer

and contractor

PPMU

13 Environmental

hazard from

chemical

leakage, spills

or fires

- Prepare emergency evacuation plan and place at

entrance at suitable places in the water treatment plant

PPMU

Operators

14 Increased

domestic

wastewater as a

result of water

supply

- Conduct IEC campaigns on saving water and water

reuse

- Monitor the measures implemented by Beneficiaries

PPMU

16

Sustainability

of water

sources

- Develop and implement water quality protection

program, from source to taps

CPO

coordinates

- Establish and maintain drinking water source protection

zone. Conduct site survey regularly to discover

additional discharges into the source and take necessary

actions timely

PPMU in

coordination

with local

authorities

- Place signboards encouraging people to protect water

sources and saving clean water

- Conduct IEC campaigns to raise awareness on clean

water use, water saving, water source protection

PPMU

- Restrict access to treated water tanks at WTP by fence,

lock and warning sign boards.

- Regularly test water quality and compare to MOH’s

QCVN 02:2009/BYT on National technical regulation

on domestic water quality

- Maintain hotline for community to report on water

quality problem or violations on discharge of

waste/wastewater into drinking water source

- Maintain close supervisions on visitors

- Regularly check the water supply system and fix up

PPMU

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No Impacts / Issues Mitigation measure Implementers

timely when failures is detected

- Monitor the measures implemented by Beneficiaries

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ANNEX 7. Beneficiaries’ responsibilities

No Impacts / Issues Mitigation measure Phase to

implement

1 Trees cuttings or

damages to vegetation

cover

Loss of crop land

- Support Recover land process Land

acquisition

2 Interruption to existing

infrastructure or services

such as drainage, power

line, telephone cables, or

damages to existing

roads or irrigation canals

- Facilitate relocation process Land

acquisition

3 Noise - Not specified

4

Dust, smoke and

odour

- Not specified

5 Increased erosion risk - Not specified

6 Reduced slop stability - Not specified

7 Landscape disruption - Siting dumping sites away from public

direct visions where possible

- Rehabilitate dumping sites during and after

exploitation: levelling, top soil recovery,

vegetation

- As it is likely that contractors would buy

construction materials from supplier rather

than excavation by themselves, contractors

should require suppliers to submit copy of

exploitation license before signing contract

Construction

8 Waste management

Sanitation

- Make use of recyclable / reusable materials

as much as possible, for example excavated

soil, formworks etc.

- Agreed with local authority/DONRE on

disposal sites

Construction

9

Soil/Water quality

degradation: increased

turbidity, oil and grease

- Not specified

10 Community disturbance - Not specified

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No Impacts / Issues Mitigation measure Phase to

implement

and safety

11 Worker’s safety - Facilitate contractor’s works as required

12 Impacts on cultural,

historical,

archaeological sites

- Inform contractor about objects known to

be of cultural, historical values that project

may cause negative impacts on

13 Environmental hazard

from chemical leakage,

spills or fires

- Assist to fix up problems as required

14 Increased domestic

wastewater as a result of

water supply

- Create and maintain drainage path for

wastewater to avoid blockage

Operation

15 Mosquito breeding - Create and maintain drainage path for

wastewater to avoid blockage, cover drains

wherever possible

- Cover water containers

Operation

16

Sustainability of water

sources

- Report to Operators/PPMU on any failure

or violations breached to the water supply

system

- Practice water saving practice

+ install buoys to prevent water overflow

from tanks.

+ keep taps closed when not being used. Fix

up or replace timely when they are broken

+ Reuse used water for gardening

+ Inform operators when leakage is

discovered

- Monitor monthly readings from water

meter, ask operators to come and check

when the reading is abnormally high.

- Create and maintain drainage path for

wastewater to avoid blockage, cover drains

wherever possible

Operation

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ANNEX 8. Guidance for Commune Monitoring and Reporting

Each Contractor will submit reports to PPMU during pre-construction, construction phases.

The reporting process needs to be simple:

EXAMPLE COMMUNE-LEVEL CONSTRUCTION MONITORING FORMAT

Commune Name:................................................................................................................

District Name:......................................................................................................................

Reporting Period:.................................................................................................................

Environmental Impacts:

Impact / Mitigation Measure

Commune

Representative

Comments

Community

Comments

Project vehicles or activities increased ambient dust

levels

Project vehicles or activities increased ambient

noise levels

Project activities polluted local rivers or lakes

Project cleared vegetation and this caused

environmental impacts

Project activities created impacts on agricultural

and/or residential land

Project activities impacted cultural property

Project construction caused traffic impacts

Project caused solid waste or liquid waste impacts

Project caused Social and health impacts of workers

Accidents

Dust suppression measures

Erosion and sediment controls

Siting of materials etc. to avoid exacerbation of

flood effects, chemical pollution etc.

Waste management practices

Other

Recommendations

Signature of Commune Representative:

Title of Commune Representative:

Date: