Unit 4 Sampling

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    Unit 4

    1Teena Y. Sharma

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    Introduction Theory of Sampling:

    It is the study of relationships existing between a populationand various populations drawn from this population. The

    sample so selected has to be truly representative of thepopulation.

    Sampling is one of the most fundamental conceptunderlying any research work.

    A sample enables a researcher to intelligently estimate the

    population parameters. Most of the researchers utilize the concept of Sampling.

    The other method used by researchers is Census Method,but Sampling is more predominant.

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    Theory of Sampling Mainly studies relationship between a population and

    the samples drawn form that population.

    It helps in moving from particular to generalconcept, by moving from a sample to population

    Generally applicable to random samples only.

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    Sample v/s CensusCensus Method Sampling Method

    Has almost 100% accuracy, asall elements are studied (+)

    All units are studied (+)

    Consumes a lot of resources(time &money) (-)

    Expensive (-)

    Unmanageable whenpopulation is large (-)

    No cautions required forchoosing elements, as all areconsidered for study (+)

    Has good accuracy (+)

    Only some units, whichrepresent all units are studied (-)

    Saves resources

    Reasonable (+)

    Sample is of a reasonable size, so

    manageable (+) Caution is required for selecting

    elements which will fall in thesample, so that they trulyrepresent the population (-)

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    Sample v/s CensusParameter Conditions favoring use of

    SAMPLE CENSUS

    Budget Small Large

    Time Available Short Long

    Population Size Large Small

    Variance in Characteristics of Elements Small Large

    Cost of Sampling Errors Low High

    Cost of Non-Sampling Errors High Low

    Attention to Individual Cases Required No Yes

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    Concepts in Sampling Population/ Universe- Finite / Infinite

    Census

    Sample Sample Survey

    Parameters

    Statistics

    Sampling Unit

    Sampling Frame

    Sampling Error

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    Concepts.. Non-sampling Errors

    Sample Size

    Random error Bias

    Precision

    Non-response Errors

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    Objectives of Sampling Statistical estimation: The prime objective of

    Sampling is to intelligently estimate populationparameters

    Testing a hypothesis: Sampling is also used to test astatistical hypothesis. A sample is drawn and the datacollected from the sample is analyzed so as to accept orreject the hypothesis based on the difference between

    the two values. (hypothesis value and sample statistic) Statistic Interference: Generalizations regarding

    populations and accuracy of these generalizations canbe done using the theory of Sampling.

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    Need of Sampling Sampling saves time and money. A Sampling study is

    usually less expensive than census study and producesresults at relatively faster speed.

    Sampling usually enables more accurate measurements fora study, as it is generally conducted by trained andexperienced.

    Sampling remains the only way when population containsinfinitely many members.

    It also remains the only way when a test involves thedestruction of the items under study. Sampling usually enables to estimate sampling errors and

    thus assist in obtaining information concerning somecharacteristics of this population.

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    Limitations of sampling Need of specialized knowledge

    Need of discipline

    Chances of bias Need of large samples as there are Errors due to small

    samples

    Complicated sampling plans

    Sampling errors

    Difficulties in sticking to a sample

    Impossibility of sampling

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    Sample Design Definition : Sample design is a definite plan for

    obtaining a sample from a given population

    It refers to the technique or procedure the researcherwould adopt in selecting items for the sample

    Sample design also lays down the number of items tobe included in a sample.

    It is determined prior to data collection.

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    Steps in Sample design Type of Universe: Whether finite or infinite.

    Sampling unit:Whether geographic, social, or

    construction or any other. Source list:Also known as Sampling Frame , and

    contains all names of the universe. Hence, it should becomprehensive, correct, reliable and appropriate.

    Size of sample: should neither be large nor too small. Itshould be optimum. Before deciding about thesample, researcher should determine the desiredprecision needed and the parameters to be estimated.

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    Steps.. Parameters of interest

    Budgetary constraints

    Sampling procedure

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    Characteristics of a good sample

    design Sample design must result in truly representative

    sample.

    It should result in small sampling errors. Sample design must be viable in context of funds

    available for research study.

    It should be such that systematic biases can be

    controlled. Sample should be such that the results of sample study

    can be applied for the universe with a reasonable levelof confidence.

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    Types of Sampling Techniques

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    Different types of Sampling

    Techniques

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    Element SelectionTechnique

    Probability Sampling Non-probabilitySampling

    Unrestricted Sampling Simple Random Sampling Haphazard Sampling orConvenience Sampling

    Restricted Sampling Complex RandomSampling ( ClusterSampling, SystematicSampling, StratifiedSampling)

    Purposive Sampling( Quota Sampling,Judgment Sampling)

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    Probability Sampling Concept of Probability: Probability is termed as the

    chance of a certain event happening or not happening.

    Probability Sampling:

    It gives each element in the population an equal probability ofgetting into the sample.

    All choices are independent of each other.

    Probability of any bias taking place is generally done away.

    If we design a random sample of size n from a finitepopulation N then NCnpossible samples has sameprobability.

    Each element has 1/NCn of being chosen.

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    Uses of Probability Sampling

    method Generally applied in the case of critical decisions

    where accuracy is at premium, regardless of time andcost involved.

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    Merits of Probability Sampling It is the only approach where in it is possible to

    formulate determinable representative sampling plans.

    The population parameters are more accurate andreliable.

    Most widely applied method in descriptive researchstudies aiming at quantitative estimates.

    It results in more apt representative samples

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    Demerits of Probability Sampling

    method For reliable results , and generalizations, the size of

    sample required is considerably large.

    Cannot be used in situations with budgetaryconstraints.

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    Types of Probability Sampling

    method.

    ProbabilitySampling

    Simple RandomSampling

    SystematicSampling

    Cluster Sampling Area SamplingMulti-phase

    Sampling Stratified RS

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    Random Sampling Simple Random Sampling

    There is total absence of human judgment.

    Each element has equal chances of getting selected

    It does not mean picking up in haphazard manner

    There are various methods present to do so:

    Lottery Method

    Using Random number tables Use of Computers

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    Advantages of Random Sampling Produces least biased and most representative

    samples.

    Simple, as researcher does not need to make a decisioncriteria

    Does not require prior knowledge of composition ofpopulation

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    Systematic Sampling Also known as Quasi-random or Pseudo-random sampling. Is a special form of Simple Random Sampling. Is not a true random sampling in the sense in selecting a

    sample of n units from a population of N units, only firstelement is selected randomly and thereafter every (N/n)this selected for inclusion into the sample.

    The number (N/n) is designated as i and is termed assampling fraction.

    First, element is k, a random number between 1 to i, laterall elements are chosen corresponding to k. Hence, we have the elements as k, k+(i),

    k+2(i)..k+z(i)

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    Cluster Sampling Generally used when , the population element are

    spread over a wide area.

    In this case, sampling unit is a cluster.

    Certain clusters are selected.

    For each cluster a simple or stratified samplingmethod is applied to arrive at a sample.

    This method is widely applicable in test-marketing ofproducts, socio-economic surveys, demographicstudies, public opinion polls etc.

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    Steps in Cluster Sampling Divide the population in sub-groups, call a group of

    sub-groups as a Cluster.

    Identify a cluster based on objective of study anddistribution of population.

    Examine cluster for intra-cluster homogeneity.

    Determine the stages single or multi-stage sampling.

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    Area Sampling It is a peculiar type of cluster sampling in which

    samples are clustered together on the basis ofgeographical area basis

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    Multiphase or Sequential SamplingA multi-phase sample is such a sample which is

    designed in such a way that some information iscollected from the entire sample and the other

    information is collected only from a part of the sample.

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    Stratified Random Sampling

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    If a population from which a sample is to be drawndoes not constitute a homogenous group , Stratifiedtechnique is generally applied to obtain a

    representative sample. Here a population is divided into several sub-

    populations that are individually more homogenousthan total population, and then select samples fromeach stratum.

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    Major issues in Stratified Sampling How to form a strata?

    How many stratum should be formed?

    The sample size within each stratum.

    How to form a strata? It is determined according to the objective of the study or

    variable being studied.

    Number of stratum: If more than always beneficial

    But budget is also to be considered

    Hence, most cost-effective number should be thought of.

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    Issues Sample Size within each Stratum:

    Can be done in two ways:

    Proportionate stratified random sampling: Here cases are

    drawn from each sample in same proportion as they appear inthe original population.

    Disproportionate stratified random sampling: Dependson the variability, size, characteristics of the stratum.

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    Non-probability Sampling These are methods which are not based on the concept

    of probability.

    These methods are also called non-random samplingtechniques.

    Here there is no rule or formulae or method by whichone can determine the chance or probability that a

    specific element is selected in a sample.

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    Non-probability Can be of following types

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    Non-probabilitysampling

    Purposive/JudgmentalSampling

    Convenience/Accidental sampling

    Quota Sampling Snowballing

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    Purposive / Judgmental Sampling Elements are selected on a pre-determined criteria.

    This criteria of decision is given by some experts.

    It is a kind of sampling where, special elements are putinto the sample.

    These elements are special because, they possess someknowledge, which is not possessed by any other element

    of the population.

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    Convenience/ Accidental Sampling Convenience of the researcher, convenient location for

    field work is the prime criteria for selection.

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    Quota Sampling Most widely used non-probability sampling method.

    It is a non-probabilistic version of stratified method.

    Population is divided into Stratum, and each strata hasa quota, reserved to give a sample in the total sample.

    Here clear understanding of the population isrequired.

    The parameters should also be known. Then the quotas can be decided.

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    Snowballing Here initial members of the sample lead the researcher

    to newer sample constituents.

    The first element, gives you information about thenext element.

    Example:Suppose a survey is being conducted on the

    problems faced by dentists who treat small children,the first dentist you identify can tell you about theother dentist who specializes for treatment of dentaldiseases in children.

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