Underground Space Development in Singapore Rocks

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    Underground Space Development in Singapore Rocks

    ZHAO Jian Professor of Rock Mechanics and Tunnelling, EPFL Tan Swan Beng Endowed Visiting Professor, NTU

    PTRC and NCUS Workshop on Underground Space and Rock Cavern Development in Singapore, NTU, 17 January 2012

    College of Engineering School of Civil and Environmental Engineering

    Nanyang Centre of Underground Space

    Underground Space in Singapore Rocks

    Singapore Geology and bedrocks

    Potential Cavern Development in Singapore Rocks

    Some Existing Cavern Development Studies

    Technology and Innovation Challenges

    Nanyang Centre of Underground Space (NCUS)

    Singapore Geology and Bedrocks

    Main Geological Formations

    Igneous rocks (north and central-north): Bukit Timah granite, Gombak norite Sedimentary rocks (west and south-west): Jurong Formation Quaternary deposits (east): Old Alluvium Recent deposits (throughout the island): Kallang Formation

    Bt Timah

    Bt Gombak

    Changi Jurong

    Tuas Kallang Punggol

    Bukit Timah Granite

    Gombak Norite

    Sajahat Formation

    Jurong Formation

    Old Alluvium

    Kallang Formation

    Simplified Singapore Geology Section

    Singapore Geology and Bedrocks Singapore Geology and Bedrocks

    Age of the Main Geological Formations

    Bukit Timah Granite: Triassic (250 million years)

    Jurong Sedimentary Formation: Jurassic (230 million years)

    Old Alluvium: Quaternary (5 million years)

    Kallang Formation: Recent (< 2 million years)

    Older Rocks: Gombak Norite, Sajahat Formation (oldest)

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    Singapore Geology and Bedrocks

    Bukit Timah Granite

    Varying granite, through adamelite to granodiorite, acidic igneous. Main minerals are quartz (30%), feldspar (60-65%), biotite and hornblende. Medium to coarse grains, usually light grey, also pinkish

    Bukit Timah Granite underlies about one-third of the Singapore Island and the whole of Pulau Ubin.

    Bukit Timah granite is considered as the base bedrock of the Singapore Island, i.e., underlies below the Jurong Formation and the Old Alluvium.

    Typical Bukit Timah granite and jointing

    Singapore Geology and Bedrocks

    Singapore Geology and Bedrocks

    Bukit Timah Granite

    Weathering is extensive, mainly decomposition. Depth varying between a few to 80 m. Undulating bedrock surface with sharp change from residual soil to granite. Sometimes large boulders.

    The fresh granite intact rock has average UCS 180 MPa, highest being over 300 MPa. Weathered materials has much lower strength.

    Singapore Geology and Bedrocks

    Bukit Timah Granite

    The granite rock mass is mostly of good and above quality, but varies from locations. The rock mass has 4 to 5 joint sets, dominant one is sub-vertical, with NNW-SSE strike.

    Groundwater flow is only likely in fractured zones and faults.

    High in situ horizontal stress (about 3-4 times vertical stress) in NNE-SSW direction.

    Singapore Geology and Bedrocks

    Jurong Sedimentary Formation

    Jurong Formation covers west and southwest Singapore Island, and southern islets.

    Jurong formation was formed during Triassic and lower to middle Jurassic.

    The formation consists of various types of mudstone, shale, siltstone, sandstone, conglomerates and limestone, with low degree of metamorphism.

    Jurong Formation Sedimentary Rocks

    Singapore Geology and Bedrocks

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    Singapore Geology and Bedrocks

    Jurong Sedimentary Formation

    Many layers are thin (to a few meters). Weak layers and strong layers are often sandwished.

    The Jurong Formation has been intensely folded. The strike of folds is NWW-SEE.

    Horizontal stress in SSW-NNE is 4-6 times the vertical stress in some strong rocks. Folding and high horizontal stress is related to regional tectonic movement.

    Pandan limestone at Pandan, Pasir Panjang, Tuas, Seraya, etc. In some locations, the limestone is partially metamorphised to marble.

    Jurong Formation Rocks

    Singapore Geology and Bedrocks

    Singapore Geology and Bedrocks

    Jurong Sedimentary Formation

    Most of the rocks of the Jurong Formation are of weak.

    Rock mass quality if general below good, most fair to poor, due to intensive fracturing and low strength.

    Rock type and quality can vary rapidly, due to folded rock layers.

    Relatively high permeability due to fractures.

    Singapore Geology and Bedrocks

    Old Alluvium Formation

    East Singapore Island, is underlain by the extension of the Bukit Timah granite. The thickness of these Quaternary deposits varies from a few ten meters to more than 200 meters.

    Old Alluvium is formed by the sediments brought down by the rivers in the region during the Pleistocene time.

    Semi-consolidated/lithofied sand and fine gravel with silt and clay lenses.

    Old Alluvium

    Singapore Geology and Bedrocks Singapore Geology and Bedrocks

    Gombak Norite

    Noritic and gabbroic rocks. Coarse-grained and plagioclase-rich with varying amounts of clino- and ortho- pyroxene minerals in intergranular texture. Engineering properties similar to the Bukit Timah granite, high strength and modulus.

    Sajahat Formation

    Appears at the northeast Singapore, Punggol, Pulau Tekong. It consists of well lithified quartzite, quartz sandstone, and argillite. Formed during the lower Paleozoic and is the oldest rock formation in Singapore.

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    Singapore Geology and Bedrocks

    General Hydrogeology of Singapore

    Near surface groundwater: Replenished by constant rainfall, usually stable and at a few metres below ground level.

    Subsurface groundwater: Determined by the permeability and storage capacity of the rock masses at depth.

    Granite: Groundwater in residual soil, permeability increase with depth, very high permeability at soil-rock interface. Little flow in rock masses except in some faults.

    Sedimentary: Very high permeability at soil-rock interface. Likely flow in highly fractured rock masses, difference in layers and rock types.

    Cavern Development in Singapore Rocks

    Examples of Rock Caverns

    Cavern Development in Singapore Rocks

    Examples of Rock Caverns Key Factors for Site Selection

    Rock mass quality

    Geological characteristics

    Topographic features

    Potential Sites Rocks

    Granite the whole granite and norite at various locations and depths

    Carbonate rocks e.g., Pandan

    Sandstone and siltstone e.g., NTU, Labrador, Sentosa, Mount Faber, Kent Ridge, Southern Islands, Jurong Island.

    Cavern Development in Singapore Rocks

    Caverns in Bukit Timah Granite

    Extremely good rock quality, low permeability, groundwater flow restricted to some major joints.

    Caverns with very large span.

    Deep caverns in eastern Singapore below OA.

    Cavern Development in Singapore Rocks

    Caverns in Pandan Limestone

    Uniform in lithology and extensive thickness.

    Good rock mass quality from 50 m below limestone surface.

    Oil and gas storage caverns can be built.

    Good medium for LPG storage caverns.

    Cavern Development in Singapore Rocks

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    Caverns in Jurong Sandstones

    Good to very good rock mass quality usually from 50 m below surface. Caverns of 20 m span are technically feasible.

    General car parks, offices, laboratories, libraries, and recreational facilities.

    Industrial hydrocarbon storage, warehouses, factory and workshop.

    Military storage for ammunitions, radar and air control, coastal artillery, naval and ship service base.

    Cavern Development in Singapore Rocks Cavern Development in Singapore Rocks

    Bedrock for Cavern Development

    Granite/Norite are ideal for

    large caverns.

    Jurong Formation sandstones and limestone are

    suitable for caverns.

    Granite bedrock below OA is suitable

    for deep caverns.

    Earlier Studies and Construction (1990-2005)

    General cavern constructablity in Buki Timah granite and Jurong Formation (NTU-PWD), Underground Science City and Jurong Rock Caverns (NTU-JTC), various preliminary studies.

    UAF construction (DSTA).

    Recent Studies and Construction (2005-date) JRC construction (JTC).

    USC further study, warehouse, power station, incineration plant, ash-fill, waste water treatment, desalination plant, LNG storage etc.

    Some Cavern Development Studies

    Caverns in Bukit Timah Granite 1990-1994

    Caverns in Jurong Formation 1995-1998

    USC at Kent Ridge (1997-2000)

    Underground Ammunition Storage (1999-2002)

    JRC in Jurong Island (2001-)

    Some Cavern Development Studies

    Underground Science City at Kent Ridge

    Some Cavern Development Studies

    Section shown in next slide

    Room-and-pillar caverns

    Exhibition-Walkway tunnels

    Exit to mid-hill walkways

    Surface Building

    Underground Science Centre at Mount Faber

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    Caverns Below the Jurong Hill for the Bird Park extension

    Some Cavern Development Studies

    Some Cavern Development Studies

    Construction of the Jurong Rock Caverns for oil and gas storage, following earlier studies by JTC-NTU Team

    Some Cavern Development Studies

    Warehouse cavern complex, under study by MND-JTC

    Some Cavern Development Studies

    Incineration plant underground, under study by MND-JTC

    Proposed Largest Cavern (120x80x30m)

    Gjvic Cavern (92x62x25m)

    62 m

    80 m

    Some Cavern Development Studies

    Largest Rock Cavern in Singapore Granite

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    Largest Rock Cavern in Singapore Granite

    Bukit Timah granite: High strength (UCS > 180 MPa) Favourable jointing (sub-vertical) High horizontal stress Low permeability The very good quality rock provides good medium for large cavern.

    Some Cavern Development Studies

    Comparisons of the Proposed Cavern and the Gjvik Cavern

    Gjvik Cavern Proposed Cavern

    Cavern dimensions 92x62x25 m 120x80x30 m

    Excavated volume 114,100 m3 250,000 m3

    Floor area 5,700 m2 9,600 m2

    Maximum seating capacity 5,000 above 10,000

    Rock mass quality (Q-value) 1~12 6~100

    Rock cover 15~50 m 50~60 m

    Horizontal rock stress 0.5~1.8 MPa 2.7~5.4 MPa

    Groundwater Limited Limited

    Some Cavern Development Studies

    Largest Rock Cavern in Singapore Granite

    The large cavern should be located in the granite formation and with easy surface access, e.g., Daily Farm, Upper Bukit Timah, Rifle Range.

    The cavern can be used for a multi-purpose hall for functions including sports, entertainment, exhibition and congress, and mass activities, for more than 10,000 people. It can be used as a defence shelter in wartime.

    As this will be the world largest cavern, it will be a tourist attraction and a showcase for underground space utilisation and technology in Singapore.

    Some Cavern Development Studies

    Technology Innovation

    There are many challenges in engineering, planning, environment and sustainability, and they are interdisciplinary.

    Technology and Innovation Challenges

    Interdisciplinary nature of underground space technology

    Civil engineering, construction technology

    Environment engineering, sustainability

    Architecture,urban planning,

    mobility

    Geo

    ther

    mal

    ene

    rgy,

    re

    sour

    ces

    engi

    neer

    ing G

    eology, earthquake engineering

    Safety and risk, protective technology

    Law, economics, sociology,

    engineering design

    Information technology, system

    engineering

    Cavern Technology

    A cavern is a large opening excavated in underground rock masses that are fractured and discontinuous and varying in properties.

    Cavern construction involves: (i) knowledge of the subsurface rocks, (ii) optimisation of cavern construction, and (iii) coping with environment.

    Technology and Innovation Challenges

    Knowledge of the Subsurface Rocks

    Technologies to assess rock mass quality and strength, and to detect discontinuities, and water and gas.

    Model to predict the behaviour and response of rock mass during and after construction.

    Technology and Innovation Challenges

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    Optimisation of Cavern Construction

    Improve excavation using machine and explosive, minimise blasting damage, and optimise excavation sequence.

    Optimise cavern dimensions and shape with ground conditions.

    Minimise support by utilise rocks self-support capability.

    Technology and Innovation Challenges

    Coping with Environment

    Method of excavate and support caverns in adverse rock mass.

    Method of construction cavern in urban area.

    New construction method for various environment constraints.

    Methods to refurbish caverns.

    Technology and Innovation Challenges

    Knowledge associated with Applications

    A caverns is built for specific usage. Knowledge associated cavern application involves the response and long-term stability of rocks under various conditions of cavern operation, including extreme temperature and stress conditions, fire, explosion, earthquake and natural hazards.

    Technology and Innovation Challenges

    LNG

    -180C

    Frozen Zone

    Nanyang Centre of Underground Space

    Nanyang Centre for Underground Space (NCUS) is to provide sustainable technology solutions for Singapores underground space creation by:

    Conceptualizing, planning and undertaking feasibility studies for large scale deep underground space utilization in Singapore in coordination with national agencies.

    Leading technology development and innovation for underground space development at the national and international scene.

    Establishing a broad-based education and research platform in the area of underground space technology and sustainable development.

    Nanyang Centre of Underground Space

    Planning and optimising

    underground space with

    geology

    Safety against natural and man-made

    hazards, earthquakes and

    tsunamis

    Comfort and appearing of underground

    space and human factors

    Coupling underground

    space and resource/energy

    utilisations

    Green and zero-energy concepts

    and sustainability of

    underground space

    Land ownership, subsurface space pricing, public-

    private partnership

    Construction technology for

    large scale urban underground development

    Integrating above- and

    under-ground spaces to create

    a linked space system

    Challenges in research and

    development to create

    underground space

    NCUS will conduct R&D on (i) creating multilayered underground space, integrating above- and under-ground urban system, to offer the best technology solutions of developing and utilising physical underground space for a sustainable and global city.

    Space Integration

    Underground Science City integrates Science Parks 1 and 2

    USC Main Concourse connecting Science Parks 1&2

    Science Park 1

    Science Park 2

    Kent Ridge

    Kent Ridge

    Nanyang Centre of Underground Space

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    Strategic Development

    Underground water reservoir in rock caverns to increase the reservoir capacity and to improve water security and safety.

    Nanyang Centre of Underground Space Nanyang Centre of Underground Space

    Innovation is not just on construction technology, but also on architecture and planning, to cope with the economic and social needs.

    Underground space is to achieve a better living quality and environment in Singapore.

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    General Aspects of Rock Tunnel and Cavern Engineering

    Jian ZHAO Professor of Rock Mechanics and Tunnelling, EPFL Tan Swan Beng Endowed Visiting Professor, NTU

    PTRC and NCUS Workshop on Underground Space and Rock Cavern Development in Singapore, NTU, 17 January 2012

    College of Engineering School of Civil and Environmental Engineering

    Nanyang Centre of Underground Space

    Rock Tunnel and Cavern Engineering

    Introduction to Rock Tunnelling

    Engineering Rock Mechanics

    Rock Excavation and Support

    Design and Construction of Caverns

    Rock Tunnelling

    Rock tunnelling is an engineering process to construct a permanent and safe opening (tunnel, cavern, shaft) in rock for specific utilisations.

    Rock tunnelling involves:

    (a) excavation of the tunnel, and,

    (b) support of the tunnel.

    Introduction to Rock Tunnelling Introduction to Rock Tunnelling

    Rock Tunnelling Methods

    Excavation: Rock tunnels are generally excavated by 2 main methods: (a) drill-and-blast, and (b) tunnel boring machine. Excavations can also be done by roadheader and other excavation machines.

    Support: Rock tunnels are generally supported by rock bolts, sprayed concrete, cast-in-situ concrete, or concrete segments, and in some cases, steel sets, wire mesh, and other means.

    Drill-and Blast Tunnelling

    TBM Tunnelling

    Introduction to Rock Tunnelling

    Figure by AlpTransit Gotthard

    Figure by AlpTransit Gotthard

    TBM excavation is a continuous process.

    Drill-and-blast is a cyclic process.

    Drilling

    Charging

    Blasting

    Ventilation

    Scaling

    Mucking

    Bolting

    Shotcreting

    Introduction to Rock Tunnelling

    Figure by AtlasCopco

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    Introduction to Rock Tunnelling

    Key Principles of Rock Tunnelling

    Rocks are generally hard/strong materials, to be broken dynamically by blasting and impact loading.

    In poor and weak rocks, the rock mass may be unstable and therefore need temporary support.

    Most rocks are stronger than concrete. Rock tunnel stability can be achieved by utilising the surrounding rock mass to be self-supported, i.e., the surrounding rock mass is reinforced to be a supporting structure.

    Introduction to Rock Tunnelling

    Governing Rock Properties and Rock Mechanics

    Rock properties influences all aspects of rock tunnelling: excavation, support, and use of excavated materials.

    Rock mechanics form the basis of rock tunnel engineering, particular rock support.

    Engineering Rock Mechanics

    Rock of Tunnelling Scale

    Tunnels are at least a few metres in diameter and up to a few ten kilometres in length. (Largest span 62, longest length 57 km).

    Rock to be engineered at a tunnelling site is therefore a large mass of rock at the site. It is represented by the in situ rock mass, consists of intact rock blocks and all types of discontinuities (joints, faults etc).

    Engineering Rock Mechanics

    Rock mass = Rock materials + Rock discontinuities

    Engineering Rock Mechanics

    Rock Mass Quality and Classifications

    Rock mass can be of good or poor qualities, and are assessed by rock mass classifications (Q and RMR).

    Rock mass classifications consider several rock mass parameters, e.g., RQD, rock material strength, joint set and spacing, joint surface condition, groundwater, and in situ stress.

    Q = (RQD/Jn) (Jr/Ja) (Jw/SRF)

    RMR = Rstrength + RRQD + RJS + RJC + RGW

    Engineering Rock Mechanics

    Rock mass classification provides the basis of rock support design, and engineering parameters.

    Figure by Barton et al. 1992

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    Engineering Rock Mechanics

    Rock Mass Strength

    Rock mass strength can be approximately expressed by the Mohr-Coulomb (linear) criterion, or better by the Hoek-Brown (non-linear) criterion.

    Rock mass strength is governed by the degree of fracturing and joint strength.

    1

    3

    c

    t

    Engineering Rock Mechanics

    Hoek-Brown Strength Criterion

    Using the GSI, Hoek-Brown equation can estimate rock mass strength based on rock type, rock material strength, rock mass structure, and joint surface condition.

    1 = 3 + (mb 3 ci + s ci2)a

    Rock mass parameters is available by this approach.

    Figure after Hoek 1997

    Engineering Rock Mechanics

    Rock Mass Deformability

    Rock mass deformation modulus can be obtained approximately from rock mass quality (Q and RMR).

    Figure after Bieniawski 1978, Serafim and Pereira 1983

    Engineering Rock Mechanics

    Rock Discontinuities

    Rock mass failure, particularly in hard rock tunnelling, is governed by the existing rock joints and discontinuities.

    Projection graphic tools and discontinuous numerical modelling can be used for the analysis.

    Rock Excavation and Support

    Basic Rock Tunnel Excavation Approaches

    Rock are hard materials to be removed during tunnelling. At presented, they are excavated primarily by using explosive or using powerful excavation machines. Other means are also being explored.

    Rocks need to be broken into suitable sizes to be transported from tunnel face to outside.

    Common Rock Excavation Methods

    Drill-and blast (full face, heading and benching) medium to very hard rocks

    Full face excavation with face reinforcement poor/weak rocks

    Sequential excavation and invert closing (NATM) poor/weak rocks

    Partial face machines and roadheader soft to medium rocks

    Full face tunnel boring machine (TBM) poor, soft to hard rocks

    Rock Excavation and Support

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    Tunnel Boring Machine

    Cutting the rock full face by pushing and rotating the cutterhead, equipped with roller cutters.

    Rock Excavation and Support

    Rock is fragmented by the roller cutters.

    Rock Excavation and Support

    Rock properties, e.g., material strength, brittleness and abrasivity, and joint spacing and orientation, have great impact on TBM progress.

    TBMs encounter problems in high fractured and blocky rock masses, and mixed faces.

    Rock Excavation and Support

    Other Mechanised Methods

    Cutting rocks with excavation machines for partial face, e.g., roadheader.

    Rock Excavation and Support

    Drill-and-Blast

    Drilling charge holes advancing into rocks and using explosives to blast the rocks.

    Figures by AtlasCopco

    Rock Excavation and Support

    Excavation of Soft/Poor Rocks

    Excavating small sections and quickly closing of invert.

    Rock Excavation and Support

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    Rock Properties related to Rock Excavation

    Rock cuttablity/drillability: rock material strength, abrasivity.

    Rock fragmentation: rock strength.

    Others: groundwater (and permeability), deformation (squeezing and swelling), stress (rock burst and spalling), rock type (for reuse).

    Rock Excavation and Support

    Excavation Selection and Rock Properties

    TBM Low to high strength, high groundwater possible. Less flexible with changing geology, problem for squeezing, spalling and rock burst.

    Drill-and-blast Variable geology, medium to high strength. Possible for full face and heading-benching. Problem with groundwater inflow.

    Roadheader As D&B, low to medium strength.

    Sequential excavation Only for poor rock mass.

    Rock Excavation and Support

    Basic Approaches in Rock Support Design

    (a) Rock is used as a structural material, i.e., rock reinforcement instead of rock support.

    (b) Design is based primarily on precedents, i.e. empirical methods.

    (c) Design is related to and optimised on rock mechanics and construction methods.

    (d) Numerical methods can be used to predict problem areas and to extrapolate experience

    (e) Monitoring used to verify the design.

    Rock Excavation and Support

    Rock Support based on Rock Mass Classifications

    Design of support and reinforcement for hard rocks are primarily based on rock mass classifications (Q or RMR) prior to construction.

    (a) Temporally reinforcement is applied immediately after excavation. It often serves also as permanent reinforcement.

    (b) Further permanent reinforcement is applied later, as required by rock mass classification.

    (c) Monitoring is often done to verify design.

    Rock Excavation and Support

    Design of Rock Support

    1

    2

    3

    4

    Q = 1.33, tunnel span 20 m

    3

    Support for Soft/Poor Rocks

    Support design for poor rock is based on the interaction between the displacement of rock mass surrounding the tunnel and the load mobilised from the support material, Rock-Support Interaction.

    displacement

    pressure

    Displacement,

    Pre

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    required t

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    it d

    ispla

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    P

    Rock Excavation and Support

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    Deformation accelerates,

    additional support installed,

    stabilisation achieved.

    Rock Excavation and Support

    Use of Numerical Methods

    (a) Numerical methods can be continuum (FEM) and discontinuum (DEM) based.

    (b) FEM are often used to obtained ground deformation characteristics. DEM is more specifically for stability for jointed rock mass.

    (c) Numerical models are also used to extrapolate and to check the empirical designs, and to back calculate.

    Rock Excavation and Support

    DEM modelling on stability and support for cavern in hard rock.

    FEM modelling on sequential excavation and support in poor rock.

    Rock Excavation and Support

    Selection of Support Design Method

    Rock mass classification poor to good rock masses, best suited for fair to excellent rock masses.

    Ground response and observation generally best suited for poor rock masses.

    Rock Excavation and Support

    Basic Rock Support Elements

    Reinforcement elements: bolts, cables, sprayed concrete, fibre reinforced spray concrete.

    Support elements: steel sets, cast-in concrete, segmental lining.

    Other elements: waterproof and drainage

    drainage

    layer

    Concrete

    lining

    Plastic

    membrane

    Shotcrete

    surface

    Rock Excavation and Support

    Rock Bolts and Cables

    Frictional

    End-anchored

    Grouted

    Rock mechanics

    Stress and deformation of rock mass, rock-bolt interaction.

    Expansion shell anchor bolt

    Swellex

    Rock Excavation and Support

  • 7

    Sprayed Concrete

    Wet concrete

    Steel fibre reinforced

    Other fibre reinforced

    Rock mechanics

    Cement penetration and rock blocks locking, improved rock mass behaviour.

    Rock Excavation and Support

    Cast-in Concrete

    Steel Sets

    Segmental Lining

    Rock Excavation and Support

    Selection of Rock Support Techniques

    Fair to good rock mass bolts, sprayed concrete

    Poor rock mass steel set, sprayed concrete, cast-in concrete

    Squeezing rock yielding steel sets, sprayed concrete, cast-in concrete

    Rock Excavation and Support

    A rock cavern is a man-engineered cave, for a specific application.

    There are over 20,000 caverns built around the world, for a variety of applications, ranging from storage of oil and gas to sport and concert halls.

    Design and Construction of Caverns

    Suitable Geology

    Rock caverns are generally unsupport openings. They are generally constructed in competent rock masses so the rock masses can be self-supported.

    Most caverns are constructed in granitic and crystalline rocks. Limestone and strong clastic sedimentary rocks are also possible hosts.

    Design and Construction of Caverns

    Basis of Design

    a) The rock is used as a structural material.

    b) Geotechnical design is based primarily on precedents, i.e. empirical methods.

    c) The design is related to construction procedures.

    d) The design is optimised on the basis of rock mechanics, construction methods and usage, etc.

    e) Numerical methods can be used to predict problem areas and to extrapolate experience.

    f) Monitoring used to verify the design.

    Design and Construction of Caverns

  • 8

    Design Sequence (i)

    a) Identification of the geometrical and physical requirements for the cavern.

    b) Identification of areas with geology suitable for cavern construction.

    c) Evaluation of the topography in relation to the geometrical requirements.

    d) Location of suitable access to the underground facility.

    e) Evaluation of geological and hydrogeological data.

    Design and Construction of Caverns

    Design Sequence (ii)

    f) Determination of optimal location, orientation, lay-out and geometry for the cavern or cavern system based on the above factors.

    g) Optimisation of the design with respect to cavern use and construction methods, which may include modification of the cavern use.

    h) Evaluation of rock support measures.

    Design and Construction of Caverns

    Design Consideration on Location and Orientation

    a) Adequate rock cover.

    b) Avoid weakness zones.

    c) Cross weakness zones in the shortest possible distance.

    d) Avoid adverse orientation relative to major joint sets.

    e) Make favourable use of groundwater pressures.

    f) Avoid rock with abnormally low stresses, or with very high stresses.

    Design and Construction of Caverns

    Minimum Rock Cover (i)

    The rock cover should be sufficient so that the roof and walls will be self-supporting. The minimum rock cover is determined from many factors:

    a) the quality of the geological information and the rock properties,

    b) thickness of superficial deposits and depth of weathering,

    c) the cavern span and,

    d) cost implications.

    Design and Construction of Caverns

    Minimum Rock Cover (ii)

    As a general rule, the minimum cover of strong rock should be not less than half the cavern span. In general, reduced cover increases the amount and cost of ground investigation and rock support work and this cost must be offset by advantages in adopting reduced cover. Reduced rock cover is normally limited to small areas, such as the section of cavern closest to the portal.

    Design and Construction of Caverns

    Weakness Zones

    Weakness zones can be formed by weak rocks, faults and deeply weathering, with thickness from a few centimetres to several hundred metres. In dealing with weakness zones,

    a) weakness zones must be identified,

    b) if possible, avoid weakness zone,

    c) minimise excavation in weakness zone,

    d) consider the orientation of the weakness zones.

    Design and Construction of Caverns

  • 9

    Joints

    The orientation of joints with respect to the axis of the excavation influence the stability of a cavern.

    The orientation of joints influence the amount of overbreak.

    Optimization of excavation direction with respect to joint orientation can be achieved. E.g., the longitudinal axis of the cavern is ideally oriented normal to the line of intersection of the two dominant joint sets.

    Design and Construction of Caverns

    Groundwater

    The location of the groundwater surface and predictions of changes created by the underground openings can be important considerations in determining the elevation of a cavern scheme.

    a) Groundwater inflow can be problem for excavation.

    b) Most cavern applications need dry environment.

    c) Water curtains are used to confine the oil and gas in caverns.

    Design and Construction of Caverns

    In Situ Stresses

    In situ stresses influence the stability of excavations.

    a) In generally, increased stresses give increased stability.

    b) Excessive high in situ stresses influence can cause strength failure of cavern.

    c) Stresses in hard rocks are normally anisotropic, can influence cavern stability.

    d) For high stresses, cavern section shape can be optimised.

    Design and Construction of Caverns

    Cavern Layout and Shape (i)

    The design of cavern geometry and layout of a system of caverns is normally based on:

    a) Requirements given by the cavern usage.

    b) Costing of excavation and support operations.

    c) Geometry of the opening, i.e. the total height and arch shape, influences the cost of excavation and support.

    Design and Construction of Caverns

    Cavern Layout and Shape (ii)

    The main parameters defining cavern layout and geometry are the cavern size and shape and the spacing between caverns. They are primarily based on empirical guidelines from previous experiences.

    Large span caverns, caverns in difficult ground conditions and multi-cavern schemes are commonly subjected to stability and stress distribution analyses using various methods.

    Design and Construction of Caverns

    Design of Cavern Shape (General)

    Rock mass is discontinuous of low tensile strength. The design of shape is to evenly distribute the compressive stresses in the surrounding rock mass:

    a) Use an arched roof;

    b) Avoid intruding corners;

    c) Optimise cross-section sizes to the lowest combined excavation and support costs;

    d) Optimise cross-section shape to the best stress distribution.

    Design and Construction of Caverns

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    Design of Cavern Shape (Roof)

    Roof arch in generally is design to have height:span of 1:5, and,

    a) The roof shape is not commonly altered to suit particular geological structures;

    b) Height may be reduced if the dominant joints have a shallow dip;

    c) Usually height will not be increased as economically not justified;

    d) Increasing the roof arch height only if the space under the arch for ducts and services is needed.

    Design and Construction of Caverns

    Design of Cavern Shape (Wall)

    Cavern walls are normally vertical. Wall stability is a function of wall height, the in situ stresses and the orientation and properties of the principal joint sets.

    a) The flat wall surface has no arching action and high walls tend to be unstable;

    b) Major joints and seams can dominate wall stability and can affect the chosen wall height;

    c) The cost and scale of stabilising measures can increase substantially with wall height;

    Design and Construction of Caverns

    Design of Cavern Shape (Wall)

    d) Joints with shallow dip favour wall stability as the dominating vertical stresses in the walls increase joint friction;

    e) Steeply dipping joints with strikes parallel to the wall reduce stability as the horizontal stresses on the joints are small.

    Design and Construction of Caverns

    Design of Cavern Shape (Stress)

    Anisotropic and high stresses may have to be taken into account in cavern design.

    a) For exceptionally high stresses, the shape of the cross-section should be optimised;

    b) Optimisation of shape can be analysed based on stress condition;

    c) There are cases that cavern cross-section reshaped due to anisotropic high stresses.

    Design and Construction of Caverns

    Design of Cavern Horizontal Spacing (Pillar Width)

    Pillar width depends primarily on the rock quality, the discontinuity orientation, the cavern spans and heights.

    a) Pillar widths are normally equal to 0.51.0 full cavern span or height, whichever is the greater;

    b) Pillar widths are normally determined on the basis of judgement and simple analysis, e.g., possible sliding on unfavourable joints;

    c) Narrow pillars may be necessary because of site availability and other factors.

    Design and Construction of Caverns

    Design of Cavern Vertical Spacing (i)

    Vertical separation in generally should not be less than span or height. It depends on the rock quality, the orientation of the discontinuities, the cavern dimensions, and in situ stresses.

    a) It generally requires detail analysis and modelling;

    b) It should consider overbreak and loosening of rock in both upper and lower caverns;

    c) It should consider the risk of outfall of rock may cause stability of upper cavern;

    Design and Construction of Caverns

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    Design of Cavern Vertical Spacing (ii)

    d) It should consider the cost for blast and support;

    e) The stability of the separating rock may be improved by pre-grouting and bolting from either the upper or lower cavern;

    f) Excavation of the upper caverns before the lower caverns is recommended. This avoids the risk of damage to the roof support installed in the lower cavern by vibrations from the heavy charges used in the bottom of the upper caverns.

    Design and Construction of Caverns

    Basis of Cavern Support Design

    a) The rock is used as a structural material, i.e., primarily reinforcement

    b)Support design is based rock mass quality and precedents, i.e. empirical methods

    c) Numerical methods can be used to predict problem areas and to extrapolate experience

    d)Monitoring used to verify the design

    Design and Construction of Caverns

    Cavern Support Design Approach

    Preliminary design of rock support may be based on rock classifications (Q or RMR), to provide the most suitable types of support for the various rock classes that have been identified.

    Temporally reinforcement (often bolts and shotcrete in hard rock tunnelling) applied immediately after excavation can also serve as permanent reinforcement.

    Further permanent reinforcement is applied (bolts and shotcrete) later.

    Design and Construction of Caverns

    Cavern Support Design

    Roof: Use Q-support design chart directly.

    Wall: For Q > 10, Qwall = 5 Q

    For 0.1 < Q < 10, Qwall = 2.5 Q

    For Q < 0.1, Qwall = Q

    Design and Construction of Caverns

    Design of Rock Support

    1

    2

    3

    4

    Q = 1.33, tunnel span 20 m, wall 8 m

    3

    Wall

    Roof

    Cavern Support Design

    Temporary support: use the following adjustment,

    Increase ESR to 1.5 ESR or

    Increase Q to 5 Q (applicable to roof and wall).

    Maximum unsupported span = 2 ESR Q0.4

    Example: Q = 10, ESR = 1, maximum unsupported span = 5 m

    Design and Construction of Caverns

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    Construction Method

    Rock caverns are generally excavated by drill-and-blast method, and supported by bolts and shotcrete.

    Cavern excavation is usually done by:

    face blasting with horizontal drillholes for tunnelling or top heading excavation,

    benching with horizontal drillholes, or

    benching with vertical drillholes.

    Design and Construction of Caverns

    A good rock tunnelling practice can be achieved by:

    Good knowledge of rock properties through appropriate site investigation;

    Good rock mechanics analysis, including using physical and numerical modelling, to anticipate the response of rock mass during and after construction;

    Good engineering practice supported by monitoring and risk control exercises.

    Design and Construction of Caverns