Thomas B Russell Financial Disclosure Report for 2010

8/3/2019 Thomas B Russell Financial Disclosure Report for 2010

1/12

FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 2010

Report Required by the Ethicsin Government Act of 1978(5 U.S. C. app. 101-111)

1. Per son R epor ting ( las t name, f ir s t , middle in i t ia l)R usse l l , Tho mas B .

4. Title (Article IlI judges indicate active or senior status;magistrate judges indicate full- or part- time)A r t i c l e l l I - A c t i v e

7. Chambers or O ff ice Address5 0 1 Bro ad w ay , Fed era l Bu i ld in gPaducah , KY 42 001

2. Court or OrganizationUni t ed S t a t e s Di s t r i c t Cour t -

3. Date of Report05/11/2011

5a. Report Type (check appropriate type)] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5b. [] Amended Report8.On the bas is o f the in formation conta ined in th is Repor t and anymodif icat ions per taining thereto, i t i s , in my opinion, in com pliancewith appl lcable l aws and regulat ions .

Reviewing Of f ice r Date

6. Repor ting Per iod01/01/2010

to12/31/2010

IMPO RTANT NOT ES: The ins truc~ons accompanying this form must be fol lowe& Com plete a i i pa~,checking the NON E box for each pa rt where you have no reportable information. Sign on last pag~

I . P O S I T I O N S . ~ R e ~ , o r ~ . g i ,d ~ v t a ~ t o n t y ; s e e p p . 9 - 1 3 of fi l ing instruct ions. )D N O N E ( N o reportable positions.)

P O S I T I O N1 . Par tne r2.3.

4.5.

N A M E O F O R G A N I Z A T IO N / E N TI TYF i r s t I n v es to r s o f P ad uc ah ( In v es t men t C l ub) See ad d i t i o n a l i n f o r mat i o n

II.AGREEMENTS. m e p o , ~ ,g ~ , a ~ v ~ a ~ o t o ~ t y ; s e e p S , , t 4 - ~ 6 of filing instructions.)~] N O N E (No reportable agreements.)

D A TE P A R TIE S A N D TE R M S

R u s se ll T h o m a s B .


2/12

F IN A N C I A L D I SC L O S U R E R E P O R TPage 2 of 11

N a m e o f P e r s o n R e p o r t i n gRussell, Thomas B.

D a t e o f R e p o r t05/I 1/2011

I I I . N O N - I N V E S T M E N T I N C O M E . t R e p o ~ n g individual andspouse; see pp. 17-24 of filing instruction&)A. Fliers Non-Investment Income[] NONE non- inves tmen t i ncome . )N o reportable

DATE SOURCE AND TYPE

2.

3.

4.

INCOME(yours, no t spouses)

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you were m arried during any port ion of the report ing year, complete th is sect ion.(Dollar am ount not required except for honoraria.)

~] N O N E ( N o reportable non-investment income.)DATE SOURCE AND TYPE

1.

2.

3.

4.

I V . R E I M B U R S E M E N T S --transportation, lodging, food, entertainment.(Includes those to spouse and dependent chiMren; see pp. 25-27 of filing instructions.)

N O N E (No reportable reimbursements.)S O U R C E D A TE S L O C A TIO N

1.2.3.4.5.

P U R P OSE ITEM S PAID OR PROVIDED


3/12

FINANCIAL DISCLOSURE REPORTP a g e 3 o f 1 1

Name of Per son Repor tingR u s s e l l , T ho m a s B .

Date of Report05/I 1/2011

V . G I F T S . a n c t u d ~ , h o s e t o s p o , ~ e o n d d e p e n d e , t children; see p p . 2 8 - 3 1 of fillng instructions.)N O N E ( N o reportable .gi f t s . )

S O U R C E D E S C R I P T I O N1 .2.3.4.5.

VALUE

V I . L I A B I L I T I E S . a n d " d e s ~ o s e o / s p o ~ e o n d dependent children; see p p . 3 2 - 3 3 of filing instruction&)[] N O N E ( N o reportab le l iabi l it ies.)

C R E D I T O R .DESCRIPTION1 .2.3.

4.5.

V A L U E C O D E


4/12

FI N A N C I A L D I SC L O S U R E R E PO R TPage 4 of 11

N a m e o f P e r s o n R e p o r t in gRussell, Thomas B.

D a t e o f R e p o r t05/11/2011

V l I . I N V E S T M E N T S a n d T R U S T S - i n c o , ~ e , v a u e , t ra n s a c t io n s a n c i u d , ~ ~ h o s e o / s p o n s e a n d d e p e n d e , ~ c h i ldre n; se e pp . 3 4 - 6 0 of filing instructions.)~-~ (No reportable assets, orO N E income, transactions.)

D e s c r i p t io n o f A s s e ts T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s )

P l a c e " C A ) " a f te r e a c h a s s e texempt from prior disclosure

In c o m e d u r in g G ro ss v a lue a t e n dr e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(1 ) (2 ) (!) (2)A m o u n t T y pe ( e . g ., Value ValueC o d e 1 d iv . , r en t , C o d e 2 M e th o d( A - H ) o r i n t . ) (J - P ) C o d e 3( Q - W )

1 . C h e c k i n g A c c o u n t - P a d u c a h B a n k A Interest J T2. C h e c k i n g A c c o u n t - R e g i o n s B a n k A Interest J T3. I R A , U B S ( S e e S e c . V I I I ) A Div id en d L T4. A m e r F D S C a p . W o r l d G r . I n c.5. Am erican M u tu a l Fun d s6. Am er . Fun d s I n ves tmen t s Co . o f Amer ica7. Am er . Fu n d s , Wash in g to n M u tu a l I n ves to rs8. I R A , U B S ~ S e e S e c V I I I) A Div id en d K T9. Am erFDS Cap i t a l Wo rld Gro w th

1 0 . Am er . Fun d s , I n ves tmen t Co . o f Amer ica1 1 . S a v i n g s A c c t . R e g i o n s B a n k A Interest J T1 2 . C o m m o n S t o c k , R e g i o n s B an k A Div id en d K T1 3 . I R A - R e g i o n s B a n k ( S e e S e c . V I I I ) A Div/ In t N T1 4 . U.S. Treas . SE C St r ip1 5 . Regions Trus t Money Marke t

1 6 . F a n n i e M a e D T P

O) (2 ) (3) (4) (5 )T y p e ( e . g . , D a t e Value G ain Idenlity of

b uy, sell, m m/dd /yy C o d e 2 C o d e I buyer/sellerr e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t e

wamac t ion)

Buy 08/02/10 L1 7 . F e d e r a l H o m e L o a n B a n k

2. Value Codes J =$15. 000 or I ~ K =$15,001 - $50.000 L =$50,001 - $100,000 M =$100,001 - $250,000(S e e C o lum n s C 1 a n d D3) N =$250.0~1 - $500,000 O =$500,001 - $1,000,000 P I =$i~0~0,001 - $5,000,000 P2 =$5,0~0,001 - $25,000,000

P3 = $2 5 .000 .001 - $50. 000. 000 P4 =Mo re than $50,000,0003. Value Method Codes Q =Appraisal R =Cost (Real E~tate Only) S =As s e s s m e n t T =C a s h Ma rke t(Se e C olum n C 2 ) U =Book V alue V - - - O t h e r W =Estimated


5/12



D a t e o f R e p o r t05/11/2011

V II. INVESTM ENTS and TRUSTS - in ....... l u e , transactions (Includes those of sponse and dependent children; seepp. 34-60 of fillng instructions.)

1 8 .

1 9 .

20 .21 .22 .23 .24 .25 .26 .27 .28 .29 .

30 .31 .32 .33 .

N O N E ( N o reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s( i nc l udi ng t r us t asse t s)

P l a c e ~ ( X ) R a f t e r e a c h a s s e texempt from prior disclosure

Income dur i ngr epor t i ng per i od

(I) (2)A m o u n t T y p e ( e . g . ,C o d e ] di v. , r en t ,(A-H) or i n t . )

G r o s s v a l u e a t e n d T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o dof v . -por t i ng per i od

(1 ) (2 ) (I) (2 ) (3 ) (4 )V a l u eC o d e 2( J - P )

Al l i anz C CM Capi t a l - Mutual F undM a n a g e r s C a d e n c e C a pAm er i can Cen tury Eq uity Income - Mutua lFundFed era ted Kau fman n C L - M u tu a l Fu n dFi rs t I n ves to rs o f Pad u cah (See See . V I I I )U S B a n e (c o m m o n )I B M ( c o m m o n )A b b o t t L a b ( c o m m o n )C i s c o S y s ( c o m m o n )I n t el ( c o m m o n )S c h lu m b e r g e ( c o m m o n )S i m o n P ( c o m m o n )A n a d a r k o ( c o m m o n )L o e w s ( co m m o n )F a s te n a l ( c o m m o n )

A Dividend L

Mi cr o s o f t ( co m m o n )

(5 )V a lue T y p e ( e .g . , D a t e V a l u e Gain Iden t i ty o f

M e tho d b uy , s e ll , m m / d d / y y C o d e 2 C o d e I b u y e d s c l l e rC o d e 3 r e d e m p t i o n ) (J-P). ( A - H ) (ifpdvate( Q - W ) t r a n s a c t i o n )

S o l d 09/27/10 K ABu y 09/27/10 K

So ld 01/08/10 J(part) A

34 . C o k e ( c o m m o n )

2 . V alue C odes J =$15,000 or less K =$15,001 - $50,000 L --$50,001 ~ $100,000 M =$100,001 - $250,000(S e e C o lum n s C I a n d D3) N =$250,1)01 - $500,000 O =$500,001 - $1,000,000 PI =$1,000,00i- $5,000,000 P 2 = $ 5 , 1 1 0 0 , 0 0 1 - $ 2 5 , 0 0 0 , 0 0 0

P3 =$25,000.001 - $50,0~0,000 P4 =More t i tan $50,000.0003 . V alue M ethod C odes Q =A ppraisal R =~2es t (Real Es tate Only) S = A s s es s men t T = C a s h M a r k e l(S e e C o lum n C 2 ) U =Book Value V -~)~her W = E s t imated


6/12



D a t e o f R e p o r t05/I 1/2011

V l l . I N V E S T M E N T S a n d T R U S T S - income, vaue, ~,o,~ocao,~ and~d~ those of spouse a,~t delta,dent cmld, en; see ~t. ~4-60NONE (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s c t s( inc lu d ing ta u s t a s se ts )

P l a c e " ( X ) " a f t e r e a c h a s s e texempt from prior disclosure

35. Johnson (common)3 6. M i n n es ot a (3 M ) ( co mm o n)

3 7 . B B & T Co rp . (c om m on )

38 . Proctor (common)

39 . CSI (common)

4 0. Ex on M o b il (c om m on )41 . Oracle (common)

42 . Texas Instruments (common)

4 3. C om cas t (c om m on )

B . C . D.I n c o m e during G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

r epor t i ng per i od o f r e p o r t i n g p e r i o d(i) (2) (l) (2) 0) (2) (3) (4) ( 5 )

A m o u n t Type (e.g., V a lue V a lue Type (e.g., D a te V a lu e Gai n I d e n t i t y o fC o d e 1 di v. , r en t , C o d e 2 M e tho d buy , se l l , m m / d d ] y y C o d e 2 Code I buyer / se l l er( A - H ) or i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r iva te( Q -W ) t r a n s a c t i o n )

44 . W a l g r e e n ( co m m o n )45 . A d o b e S y s ( c o m m o n )46 . B . P . P L C ( c o m m o n )47 . H o s p i r a ( c o m m o n )48 . E b a y ( co m m o n )49 . T e x a s I n d s (c o m m o n )50. A p p l e ( c o m m o n )51 . K a u c x ( c o m m o n )

Sold 01/27/10 J A( p a r t )Sold 04/14/10 J A(part)

S o l d 04/13/10 J A

2 . Va lue : C ~ e s J =$15, 000 or I ~ K =$15,001 - $50,000 L =$50,001, $100,000 M =$100,001 - $250,000(S e e C o lun m s C I a n d D3) N =$2 50.001 - $500.000 O =$500.001 - $1 ,000,000 el =$1,000,001- $5,000,000 P2 --$5.000,001 - $25,000.000

P3 =$25.000.001 - $50,1)00.000 P 4 = M o r e t h a n $ 5 0 0 0 0 ,0 0 03 . Value Method Codes Q =Appraisal R = Cos t ( R ea l E s t a t e O n ly ) S = A s s es s men t T =C a s h Ma rke t(S e e C o lum n C 2 ) U =Book Value V - - - O t h e r W = E s t imated

E--$15,001- $50,000


7/12

FINANCIAL DISCLOSURE REPORTPage 7 of 11 Ia m e o f P e r s o n R e p o r t in gRussell, Thomas B . Date of Report05/11/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v , a u e , t , o , ~ o c a o , s a n c l ~ d e s t h o s e o y s ~ , o ~ e o n d d e p e , ~ e , ~ children; see p p . 3 4 - 6 0 o f f i r i n g instru~on~)~ NO~ income, or ~ansac~ons.)~ o reportable assets,

A. B. C. D.Description of Assets Incom e during G ross value at end Transactions during reporting period

(inc luding m ist assets) rep ortin g pe rio d o f rep ortin g pe rio d(I) (2) (I) (2) (1 ) (2) (3) (4) ( 5 )

P l a c e " C A ) " a f te r ~ a c h a s s e t Amount T y p e ( e . g . , Value Value Type (e.g., D a t e Value Gain Identity ofexempt f~om prior disclosure C o d e I div. , rea l C ode 2 Method buy, sell, m m / d d ~ " C ode 2 C o d e I buyeffsallcr(A-H) o r i n t . ) ( J - P ) C ode 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e

( Q - W ) t r a n s a c t i o n )

52 . Ishares ( IWM)(comm on)53 . Best Buy (common)54 . H e l i x ( comm on)55 . Allscripts (common)56 . SL F5 7. P ortfo lio58 . S P D R59 . Cit igroup60. Trin ity61 . Dell6 2 . S ead dl l ( p rev io u sl y m i s lab l ed a s S c an d r il l)63 . W e l ls F a r g o64. A IG65. G ilead66 . China Mobi l e67 . C o m i n g68 . F I u o r

So ld 09/27/10 J A

2. Value Codes J = $ 1 5 , 0 0 0 o ~ " l e ~ K =$15,001 - $50,000 L =$50,001 - $100,(X )0 M =$100.001 - $250,000(S e e C o lun m s C I a n d D3) N =$2 50,001 - $500,000 O =$500,001 - $1 ,000,000 Pl =$I,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 - $50,0~0,000 P4 =More than $50,000,0003 . V alu e M eth od Codes Q =Appraisal R = Cos t ( R ea l E s t a t e O n ly ) S =As s e s s m c m T =C a s h Ma rke t(S e e C o lum n C 2 ) U =Book Value V - - 0 1h ~ W = E s t imated

E = $1 5 ,0 0 1 - $5 0 ,0 0 0


8/12


Name of Per son Repor tingR u s s e l l , T ho m a s B .

Date of R e p o r t05/11/2011

V I I . I N V E S T M E N T S a n d T R U S T S - ~ . c o , , , e . , , ,, t ,, e , t r , , ,~ , , ~ i o , ~ a , , d , , d . ~ a , o s ~ o f s p o , , s e ,, , ,, ~ d e p e , , d e , , t d t i l d , e , ,; s e ~ p p . 3 4 - 6 0 of filing instruction&)D (No reportable income, assets, orO N E transactions.)

D e s c r i p t io n o f A s s e t s T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g I r u s t a s s e t s )P l a c e " C A ) " a f t er e a c h a s s e t

exempt from prior disclosure

I n c o me d ur in g G ro s s v a lue a t e n dre po rt in g p erio d o f r e po rt in g p er iO d

(1 ) (2 ) (1) (2)A m o u n t T y p e ( e . g . , Value V a L u eC o d e 1 d i v . , r e n t , C od e 2 M e th o d( A - H ) o r i n t . ) ( J - P ) C o d e 3( Q - W )

( 1 )T y p e ( e . g . ,b u y , s e l l,r e d e m p t i o n )

(2) O) (4) ( 5 )D a t e V a L u e G a i n I d e n t i t y o fm m / d d / y y C o d e 2 C o d e 1 b ~ y e r l s e l l e r

( J - P ) ( A - H ) ( i f p r i v a t e

69 . N a t i o n al ( N O V )70 . U S S t e e l S o ld 09 /27 /1 0 J A71 . C l e a n72 . S ig m a (S IG M ) S o ld J A7 3 . K Y TF X S o l d 0 5 / 2 8 / 1 0 J A74 . A m S e m i ( A M S C )75 . Cresud76 . Plexu s77 . A s h l an d ( A S H ) Buy 05/07/10 J78 . D y n a m i c (B O O M ) Buy 02/04/10 J79 . Tata (TTM) Buy 02/04/10 J80 . Y u m ( Y U M ) Buy 02/04/10 J81 . V a n g u ar d ( V W O ) Bu y 02/05/10 J82 . V a n g u a r d ( V E A ) Buy 02/05/I0 J83 . Q u a lc o m m ( Q C O M ) Bu y 0 4 /22 /1 0 J84 . Toyota (TM) Bu y 08/11 / I0 J85 . F ord (F ) Buy 0 4 /1 3 /1 0 J

2. V alu e Code~ J =$15,0~0 or le~ K =$15,001 - $50,000 L =$50.001 - $100.000 M =$100.001 - $250,0~0(S e e C o lura n s C I a n d D3) N =$250,001 - $500,000 O = $ 5 0 0 , 0 0! ~ $1,000,000 Pl =$1,000,001 - $5.000,000 P2 =$5,000,001 - $25,000,0~0P3 =$25,000,001 - $50.000,000 P4 =More than $50,000,0003 . V alu e M eth od Codes Q =Appraisal R =C~ (R ea l Es la te On ly ) S =Assessment T =C a s h Ma rke l(S e e C o lum n C 2 ) U =Book Value V -~3ther W = E s t imated

E = $1 5 ,0 0 1 - $5 0 ,0 0 0


9/12



D a t e o f R e p o r t05/11/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , ~ e , v a l u e , , r a , ~ c ti o ,~ a n c t u d e s t h o s e o / s p o u s e a ~ d e p e n d e n t children; see p p . 3 4 - 6 0 of filing instructions.)N O N E ( N o reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s )

Place "(X)" after each assetexempt from prior disclosure

I n c o m e d u r i n g G r o s s v a l u e a t e n dr epor t i ng per i od o f r e p o r t i n g p e r i o d

( 1 ) (2 ) (I) (2 )A m o u n t Type (e.g., V a l u e V a l u eC o d e 1 di v. , r en t , Code 2 Method( A - H ) or i n t . ) ( J - P ) C o d e 3( Q - W )

( 1 )Type (e.g.,

buy, se l l ,r e d e m p t i o n )

(2) O) (4) (5 )D a t e Value G a i n I d e n t i t y o f

m m /d diy y C o de 2 C o d e 1 buyer / se l l er( J- P ) (A - H ) (if p r iv a te

t r a n s a c t i o n )

86 . Tesoro (TSO ) Bu y 0 4 / 1 3 / 1 087 . H ewle t t (H PQ ) Buy 0 9/28 /1 088 . Sturm (RG R) Buy !0 9 /28 /1 089 . C A T Bu y 0 1 /27 /1 090 . C A T So ld 08/11 / I0

JJJ

J

J

2. Value Codes J =$15.000 or less K =$15,001 - $50,000 L =$50,001 - $100,000 M =$100,001 - $250,000(S e e C o lun m s C I a n d D3) N =$2 50,001 - $500,000 O =$500,001 - $I,000,000 PI =$1,000,001 - $5~000,000 P2 =$5,000,001 - $25,000,000

P3 =$25.000.001 - $50.000.000 P4 =More than $50,000,0003 . V alue M ethod C odes Q =A ppraisa l R = Cos l ( R ea l E s t a t e O n ly ) S = A s s es s men t T =C a s h Ma rke t

(S e e C o lum n C 2 ) U =Book Value V -~3ther W = E s l imated

E =$15,001 - $50,000


10/12


N a m e o f P e r s o n R e p o r t in gRussell, Thomas B .

Date of Report05/11/2011

V I II . A D D I T IO N A L I N F O R M A T IO N O R E X P L A N A T I O N S . (lndicatepartofrepor~)I . P O S I T I O N SI n O cto ber o f 1 996 , I became a m emb er o f an in ves tmen t c lu b kn o w n as F i rs t I n ves to rs o f Pad u cah , w h ich i s o rg an ized as a p a r tn ersh ip . Th ere a re 1 5 p ar tn ersd iv id ed in to 7 t eam s . E ach t eam in ves t s th e ir p o r t io n . I o n ly h ave co n t ro l o ver th e in ves tmen t o f m y team. I d o h ave a 1 /1 5 in te res t in a l l i n ves tmen t s .V I I . I N V E S T M E N T S A N D T R U S T S( N o . 3 - 7 ) I R A - U B S( N o . 8 - I 0 ) I R A - U B S( N o . 1 3 - 2 1 ) I R A - R e g i o n s B a n kI h a v e a n I R A w i t h R e g i o n s B a n k a n d U B S . O t h e r t h a n m a k i n g a n a l l o c a t i o n c h o i c e b e t w e e n b o n d s , s t o ~ k s , m o n e y m a r k e t s , e t c . , I h a v e n o c o n t r o l o v e r t h e I R Aa c c o u n t . I a m n o t c o n s u l t e d n o r d o I g i v e a d v i c e o n t h e i n d i v i d u a l i n v e s t m e n t s .( N o . 2 2 - 9 0 ) F i r s t I n v e s t o r s o f P a d u c a h i s a n i n v e s t m e n t c l u b o r g a n i z e d a s a p a r t n e r s h i p . T h e r e a r e 1 5 p a r t n e r s d i v i d e d i n t o 7 t e a m s . E a c h t e a m m a k e s a ni n d e p e n d e n t i n v e s t m e n t o f t b e i r p o r t i o n . I h a v e n o c o n t r o l o v e r t h e i n v e s t m e n t s o f t h e o t h e r 6 t e a m s . I d o h a v e a 1 / 1 5 i n t e r e s t i n a l l o f t h e i n v e s t m e n t s . I t e m s 2 3t h r u 9 0 r e p r e s e n t t h e s t o c k i n v e s t m e n t s o f t h e c l u b . L i n e 2 2 r e f l e c t s t h e e s t i m a t e o f m y 1 / 1 5 i n t e r e s t .( N o 1 9 ) A l l i a n c e ( C M C a p i t a l ) e x c h a n g e f o r M a n a g e r s C a d e n e C a p i t a l - 9 / 2 / I 0 V a l u e J , G a i n A .( N o . 7 2 ) S i g m a - s o l d I 0 / I 0 / 0 9 C o d e J , G a i n C o d e A .( N o . 7 6 ) P l e x u s ( P L X S ) - I b e l i e v e t h i s w a s m i s t a k e d l y o m i t t e d f r o m m y 2 0 0 9 r e p o r t . I t w a s p u r c h a s e d i n 9 / 5 / 0 8 a n d h a s a v a l u e c o d e ( J ) a n d a g a i n c o d e o f ( A ) .


11/12


12/12

CHAMBERS OFTHOMAS B. RUSSELLCHIEF UNITED STATES DISTRICT JUDG E

UNITED STATES DISTRICT COURTWESTERN D ISTRICT OF KENTUCKY

August 25, 2011

FEDERAL BUILDIN G501 BROADWAY. ROOM 121PADUCAH, KY 42001

(270) 415-6430

Judge Bob by R. BaldockChair, Judicial Conference of the United StatesComm ittee on Financial DisclosureOne Columb us Circle, N.E.W ashington, D.C. 20544D ear Judge Baldock:

I thank you for your letter of August 1 0, 201 1, requesting clarification of Part V II, page 7,l ines 57 and 5 8, where I l isted "Portfol io" and "SPDR.""Portfol io" is Portfol io Recovery Associates with a symb ol ofPRAA. "SPDR" is SPD RSeries Trusts, an Exchange Trade Fund (ETF), which invests in pu blic equity m arkets in theUnited States.Please advise if additional information is needed.

Very truly yours,

United States District Court ge

TBR:Im

Thomas B Russell Financial Disclosure Report for 2010

Documents

Transcript of Thomas B Russell Financial Disclosure Report for 2010