U O B K A Y H I A N P R I V A T E L I M I T E D 8 Anthony Road #01-01 Singapore 229957

Tel : 6535 6868 Fax : 6532 6919

Website : www.uobkayhian.com Bus Reg : 197000447W

UPDATE OF CLIENT PARTICULARS Client Name: (as in Trading Account) ______________________________________________________________________________________________

NRIC / Passport No. / Company Registration No.: __________________________________________________________________________________

1. Update of Address Please attach Proof of RESIDENTIAL AND MAILING Address ( eg, NRIC, Bank Statement, or Utility Bill dated less than 3 months)

Any update of address for Joint Account has to be authorized by both Account Holders.

Residential / Registered Address * (Please fill in Mailing Address if differs from Residential. Update of Residential address will apply to ALL trading accounts.) _____________________________________________________________________________________________________________________________________

Postal Code _______________________ City/State ________________________________ Country __________________________________________

Mailing Address Same as Residential / Registered Address _____________________________________________________________________________________________________________________________________

Postal Code _______________________ City/State ___________________________________ Country __________________________________________

Note: Update of Mailing Address will apply to All Trading Account(s) except for account(s) linked to CDP securities account. Otherwise, please specify trading account number(s): ____________________________________________________________________________

2. Update of Contact Details (will apply to ALL trading accounts)

Any update of email address for Joint Account has to be authorized by both Account Holders.

Email Address :________________________________________________________________________________________________________________________

Home Tel No. +( _____ )___________________ Office Tel No. +( _____ )_____________________ Mobile Tel No. +( _____ )________________________

For Joint Account holders, please complete a separate form for each Account Holder for any updates to the sections below.

3. Update of Name, Nationality, PR Status, NRIC/Passport No. Please provide copy of NRIC (for Singapore citizen & Singapore PR) or Passport (for other Nationalities).

Name Change of Nationality

______________________________________________________________________________________________ Please specify: _________________________________________________________________________________

Permanent Resident (PR) Status

Singapore PR

Non-Singapore PR

NRIC No. (for Singapore Citizen,

Singapore PR and Malaysian)

_____________________________

Passport No. (For other Nationalities)

_____________________________

4. Tax Residence Information (Mandatory) Please indicate all jurisdictions where you are a resident for tax purposes and TIN for each jurisdiction indicated. For Corporate Accounts, please submit UOBKH CRS Entity and Controlling Person Tax Residency Self-Certification Forms.

If a TIN is unavailable, please provide the appropriate reason A, B or C where indicated below:

Reason A - I am a resident of a country/jurisdiction which does not issue TINs to its residents. Reason B - I am otherwise unable to obtain a TIN or equivalent number (Please explain why you are unable to obtain a TIN below if you have selected this reason.) Reason C - No TIN is required. (Note: To be selected only if the law of the tax residence country does not require TIN to be collected.)

Country/Jurisdiction of Tax Residence

Tax Identification No. If no TIN available, indicate

Reason A, B, or C Explanation for Reason B

If you are US tax resident, please provide us with a completed and signed Form W-9. The Form is available at http://www.utrade.com.sg or from our Client Services Department. Note: A US citizen is considered a tax resident of the United States even he/she is a tax resident of another jurisdiction.

5. Update of Annual Income

$30,000 & Below $30,001 - $60,000 $60,001 - $100,000 $100,001 - $200,000 $200,001 - $300,000 Above $300,001

6. Update of Employment Information

Occupation _____________________________________ Employer Name _________________________________________________________

Employer Address __________________________________________________ Postal Code ___________ City/State ____________ Country ______________

7. Other Updates

_____________________________________________________________________________________________________________________________________

Declaration: 1. I/We hereby authorize and consent to the update of the above information to all my/our trading account(s) maintained with UOBKH. 2. I/We hereby represent and warrant and undertake to UOBKH that all my/our particulars and information given or to be given from time to time to UOBKH are and will be true and accurate in form and substance, any changes thereto will be notified to UOBKH promptly and I/we have not willfully withheld any material facts. 3. I/We hereby acknowledge and consent to UOBKH collecting, processing and disclosing any and all such information on me/us to such persons as UOBKH in its sole and absolute discretion deems it to be necessary or required by applicable laws and regulations.

______________________________________________________ _____________________________________ _________________________________ Signature of Account Holder Signature of Joint Account Holder Date (For Corporate Account, please affix Company’s stamp)

For Office Use Only Signature Witnessed/Verified By/Date:

Input By/Date:

Reviewed By/Date:

Input Checked By/Date:

2 April 2018

https://www.irs.gov/businesses/corporations/fatca-related-forms