Table of Contents - Practising Law Institute Level Data in Public Offerings of Asset-Backed...

For More Information: W: www.pli.edu P: 800.260.4754

2018 Curriculum: Corporate & Securities

Inside

Commercial

Compliance

Contracts

Corporate Finance

Corporate Governance

Enforcement

Financial Products

General

Investment Fund Management

Mergers & Acquisitions

Political Law

Publications

2

3

7

8

10

12

15

16

23

24

26

27

Table of Contents

Table of Contents | 2



Introductory Ethics for Financial Industry Lawyers 2017 Ethics in Banking and Financial Services 2018 Secured Transactions 2018: What Lawyers Need

to Know About UCC Article 9 Intermediate Corporate Whistleblowing in 2018 Doing Business in India 2018 Ethics in Banking and Financial Services 2017 Hot Topics in Mergers & Acquisitions 2017 Hot Topics in Mergers & Acquisitions 2018 Secured Transactions 2018: What Lawyers Need

to Know About UCC Article 9 Advanced Doing Business in India 2018 Hot Topics in Mergers & Acquisitions 2018

Commercial

http://www.pli.edu/re.aspx?mpk=8614&t=KVT8_COR18&utm_campaign=KVT8&utm_source=COR18&utm_medium=FLYER�




















General Applicability 49th Annual Institute on Securities Regulation 50th Annual Institute on Securities Regulation Cloud Computing 2018: Key Issues and

Practical Guidance Hot Topics for In-House Counsel 2018 Private Placements and Hybrid Securities

Offerings 2018 The SEC Speaks in 2018 Social Media 2018: Addressing Corporate Risks Introductory Anti-Money Laundering Due Diligence and Compliance

2018: What Lawyers, Accountants, and Other Service Providers Need to Know

Antitrust Counseling & Compliance 2017 Antitrust Counseling & Compliance 2018 Antitrust Institute 2017: Developments & Hot Topics Broker-Dealer Retail Wealth Management 2018: Current Legal and Compliance Issues Facing Dual Registrants Cloud Computing 2018: Key Issues and Practical Guidance Cybersecurity: Data Breach Scenario Developments in Antitrust Law & Regulation 2018 Doing Business in and with Emerging Markets 2018 Enforcement 2018: Perspectives from Government Agencies Environmental Regulation 2018: Hot Topics, Regulatory Developments, and Practical Guidance for Corporate Compliance Ethics for In-House Corporate Counsel 2017 Financial Services Industry Regulatory Compliance Forum 2017 Financial Services Industry Regulatory Compliance

Forum 2018 The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2018 Hot Topics for In-House Counsel 2018 Insider Trading Law 2017 Insider Trading Law 2018 Internal Investigations 2018 Internal Investigations Game Marketplace Lending and Crowdfunding 2017 Marketplace Lending and Crowdfunding 2018 Outsourcing 2017: ITO, BPO and Cloud Outsourcing 2018: ITO, BPO and Cloud Private Placements and Hybrid Securities

Offerings 2018

Compliance

(Continued)







































http://www.pli.edu/re.aspx?pk=210246&t=KVT8_COR18&utm_campaign=KVT8&utm_source=COR18&utm_medium=FLYER�













































The SEC Speaks in 2018 Social Media 2018: Addressing Corporate Risks Understanding Financial Products 2017 Understanding Financial Products 2018 Understanding the Securities Laws 2017 Understanding the Securities Laws 2018 Intermediate Anti-Money Laundering Due Diligence and Compliance


Antitrust Counseling & Compliance 2018 Antitrust Institute 2017: Developments & Hot Topics Audit Committees and Financial Reporting 2018: Recent Developments and Current Issues Broker/Dealer Regulation and Enforcement 2017 Broker/Dealer Regulation and Enforcement 2018 Broker-Dealer Retail Wealth Management 2018: Current Legal and Compliance Issues Facing Dual Registrants Cloud Computing 2018: Key Issues and

Practical Guidance Compliance & Ethics Essentials 2018 Coping with U.S. Export Controls and Sanctions 2018 Corporate Governance - A Master Class 2018 Corporate Political Activities 2017: Complying with

Campaign Finance, Lobbying and Ethics Laws Corporate Political Activities 2018: Complying with

Campaign Finance, Lobbying and Ethics Laws Developments in Antitrust Law & Regulation 2018 Directorsʼ Institute on Corporate Governance

(Fifteenth Annual) Directors' Institute on Corporate Governance

(Sixteenth Annual) Doing Business in and with Emerging Markets 2018 Doing Business in India 2018 Enforcement 2018: Perspectives from

Government Agencies Environmental Regulation 2018: Hot Topics,

Regulatory Developments, and Practical Guidance for Corporate Compliance

Ethics for In-House Corporate Counsel 2017 The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2018 Hedge Fund Management 2017 Hedge Fund Management 2018 Hot Topics for In-House Counsel 2017 Hot Topics for In-House Counsel 2018

(Continued)

Compliance

(Compliance Introductory continued)


















































































Internal Investigations 2018 Marketplace Lending and Crowdfunding 2018 Outsourcing 2017: ITO, BPO and Cloud Outsourcing 2018: ITO, BPO and Cloud Preparing For Shareholder Activism: What You Need

To Be Doing Now 2017 Preparing for Shareholder Activism: What You Need

to Be Doing Now 2018 Private Fund Regulatory Developments and

Compliance Challenges 2018 Private Placements and Hybrid Securities

Offerings 2018 The SEC Speaks in 2018 Securities Filings 2017: Practical Guidance in a

Changing Environment Social Media 2018: Addressing Corporate Risks Storming the Gatekeepers: When Compliance Officers

and In-House Lawyers Are at Risk 2017 Storming the Gatekeepers: When Compliance Officers

and In-House Lawyers Are at Risk 2018 Understanding Financial Products 2018

Advanced Advanced Compliance and Ethics Workshop 2017 Advanced Compliance and Ethics Workshop 2018 Cloud Computing 2018: Key Issues and

Practical Guidance Coping with U.S. Export Controls and Sanctions 2018 Corporate Governance - A Master Class 2018 Doing Business in India 2018 Hot Topics for In-House Counsel 2017 Hot Topics for In-House Counsel 2018 Preparing for Shareholder Activism: What You Need



Offerings 2018 The SEC Speaks in 2018 Social Media 2018: Addressing Corporate Risks Storming the Gatekeepers: When Compliance Officers


and In-House Lawyers Are at Risk 2018

Compliance

(Compliance Intermediate continued)








































































One-Hour Briefings 2017 Proxy Season Roundtable and Outlook for

2018 Proxy Season The 100 Day Mark – Where are EEOC and

OFCCP Heading? Accounting (The SEC Speaks in 2017: Workshop F) Asset Level Data in Public Offerings of

Asset-Backed Securities Bio-Rad: In-House Counsel – Trusted Adviser,

Whistleblower or Both? Business Immigration Under the Trump Administration:

Be Ready for Changes and Enforcement China’s New Cybersecurity Law Coping with the New Risk Retention Rules in

Securitization Transactions Corporate Compliance in a Trump World Corporation Finance (The SEC Speaks in 2017: Workshop A) Cybersecurity: Data Breach Scenario Doing Business in Latin America – Developing an Effective Compliance Program False Claims Act: 2016 Year in Review Global Advertising Law: Year in Review ISO 37001 Anti-Bribery Management Systems:

Substance, Certification, and Open Questions New Revenue Recognition Rules: Implications for M&A Transactions Overseas Joint Ventures: Opportunities, Risks, and Potential Pitfalls Preparing for the New CEO Pay Ratio Disclosure --

What You Need to Know Proposed Form 5500 Overhaul in the Trump

Administration: An Insight into the Minds of the Regulators

State Political Activity Compliance: Understanding the Rules and Assessing Risks Trump Administrationʼs Wage and Hour Priorities – The Fate of the Overtime Regulations, Administrator Interpretations and Opinion Letters, and Enforcement Priorities Whirlwind Tour of the World’s Employment Laws:

Navigating Compliance with Overseas Employment Rules

Compliance
































































































Introductory Drafting and Negotiating Corporate Agreements 2018 Securities Filings 2018: Practical Guidance in a Changing Environment Intermediate Corporate Whistleblowing in 2018 Securities Filings 2018: Practical Guidance in a Changing Environment One-Hour Briefings Federal Supply Schedule Contracting: Navigating the Government Marketplace for Commercial Goods and Services

Contracts























General Applicability Private Placements and Hybrid Securities

Offerings 2018 Introductory Acquiring or Selling the Privately Held Company 2018 Asset Based Financing Strategies 2018 Basics of Mutual Funds and Other Registered Investment Companies 2018 Doing Deals 2018: The Art of M&A Transactional Practice How to Prepare an Initial Public Offering 2018 How to Read Financial Statements 2018 Pocket MBA 2017: Finance for Lawyers and Other Professionals Pocket MBA 2018: Finance for Lawyers and Other Professionals Private Placements and Hybrid Securities Offerings 2018 Secured Transactions 2018: What Lawyers Need to Know About UCC Article 9 Securities Offerings 2018: A Public Offering from Start to Finish Venture Capital 2018: Nuts and Bolts Intermediate Acquiring or Selling the Privately Held Company 2018 Annual Disclosure Documents 2017: Current Developments and Best Practices Asset Based Financing Strategies 2018 Eighteenth Annual Private Equity Forum Investment Management Institute 2018 Leveraged Financing 2018 Marketplace Lending and Crowdfunding 2018 Nineteenth Annual Private Equity Forum Private Placements and Hybrid Securities Offerings 2018 Secured Transactions 2018: What Lawyers Need to Know About UCC Article 9 Seventeenth Annual Institute on Securities Regulation in Europe: Practical Implications of U.S. Law on EU Practice Spin-offs 2018 Venture Capital 2018: Nuts and Bolts

Corporate Finance







































































Advanced Annual Disclosure Documents 2017:

Current Developments and Best Practices Mergers & Acquisitions 2018: Advanced Trends

and Developments Private Placements and Hybrid Securities

Offerings 2018 Seventeenth Annual Institute on Securities Regulation in Europe: Practical Implications of U.S. Law on EU Practice One-Hour Briefings Accessing the U.S. Capital Markets: What Foreign

Governments Need to Know Brexit and the U.S. Presidential Election: Capital

Markets in an Uncertain Climate Leveraged Finance – Commitment Papers Basics

and Best Practices Marketplace Lending and Crowdfunding in a 2017

Trump Administration Planning for Financings in Volatile Markets Preparing for the New CEO Pay Ratio Disclosure --

What You Need to Know XBRL is Here for FPIs Using IFRS

Corporate Finance















































General Applicability 49th Annual Institute on Securities Regulation 50th Annual Institute on Securities Regulation Hot Topics for In-House Counsel 2018 The SEC Speaks in 2018 Securities Offerings 2017: A Public Offering:

How it is Done Introductory 49th Annual Institute on Securities Regulation 50th Annual Institute on Securities Regulation Cool Compensation Considerations for the Private

Company 2018: Pay, Performance and Perspectives Delaware Law Developments 2017: What All Business

Lawyers Need to Know Delaware Law Developments 2018: What All Business

Lawyers Need to Know Doing Deals 2018: The Art of M&A

Transactional Practice Hot Issues in Executive Compensation 2017 Hot Issues in Executive Compensation 2018 Hot Topics for In-House Counsel 2018 How to Prepare an Initial Public Offering 2018 Internal Investigations 2018 The SEC Speaks in 2018 Securities Offerings 2018: A Public Offering from

Start to Finish Intermediate 49th Annual Institute on Securities Regulation 50th Annual Institute on Securities Regulation Audit Committees and Financial Reporting 2018:

Recent Developments and Current Issues Cool Compensation Considerations for the Private

Company 2018: Pay, Performance and Perspectives Corporate Governance - A Master Class 2018 Delaware Law Developments 2018: What All Business

Lawyers Need to Know Directorsʼ Institute on Corporate Governance


(Sixteenth Annual) Hot Issues in Executive Compensation 2018 Hot Topics for In-House Counsel 2017 Hot Topics for In-House Counsel 2018 Internal Investigations 2018


(Continued)

































































Preparing For Shareholder Activism: What You Need To Be Doing Now 2017

Preparing for Shareholder Activism: What You Need to Be Doing Now 2018

The SEC Speaks in 2018 Seventeenth Annual Institute on Securities Regulation

in Europe: Practical Implications of U.S. Law on EU Practice

Sixth Annual Institute on Corporate & Securities Law in Hong Kong 2018

Spin-offs 2018 Advanced 50th Annual Institute on Securities Regulation Corporate Governance - A Master Class 2018 Directors' Institute on Corporate Governance

(Sixteenth Annual) Hot Topics for In-House Counsel 2017 Hot Topics for In-House Counsel 2018 Mergers & Acquisitions 2018: Advanced Trends

and Developments The SEC Speaks in 2018 Seventeenth Annual Institute on Securities Regulation


Sixth Annual Institute on Corporate & Securities Law in Hong Kong 2018

One-Hour Briefings 2017 Proxy Season Roundtable and Outlook for 2018

Proxy Season Accounting (The SEC Speaks in 2017: Workshop F) Business Divorce 101: A Primer Clawbacks: Lessons (to be) Learned Corporation Finance (The SEC Speaks in 2017:

Workshop A) Preparing for the New CEO Pay Ratio Disclosure --

What You Need to Know


(Corporate Governance Intermediate continued)




































































General Applicability 49th Annual Institute on Securities Regulation 50th Annual Institute on Securities Regulation The SEC Speaks in 2018 Introductory 49th Annual Institute on Securities Regulation 50th Annual Institute on Securities Regulation Anti-Money Laundering Due Diligence and Compliance


Broker-Dealer Retail Wealth Management 2018: Current Legal and Compliance Issues Facing Dual Registrants

Broker/Dealer Regulation and Enforcement 2017 Broker/Dealer Regulation and Enforcement 2018 Enforcement 2018: Perspectives from

Government Agencies Financial Services Industry Regulatory Compliance

Forum 2017 Financial Services Industry Regulatory Compliance

Forum 2018 The Foreign Corrupt Practices Act and International

Anti-Corruption Developments 2018 Fundamentals of Investment Adviser Regulation 2018 Fundamentals of Swaps & Other Derivatives 2017 Fundamentals of Swaps & Other Derivatives 2018 Insider Trading Law 2017 Insider Trading Law 2018 Government Investigations 2018: Investigations

Arising From Data Breach and Privacy Concerns and Parallel Proceedings

Internal Investigations 2018 The SEC Speaks in 2018 Understanding the Securities Laws 2017 Understanding the Securities Laws 2018 White Collar Crime 2017: Prosecutors and

Regulators Speak Intermediate 49th Annual Institute on Securities Regulation 50th Annual Institute on Securities Regulation Annual Disclosure Documents 2017:

Current Developments and Best Practices Anti-Money Laundering Due Diligence and Compliance


Enforcement

(Continued)


















































































Broker/Dealer Regulation and Enforcement 2017 Broker/Dealer Regulation and Enforcement 2018 Broker-Dealer Retail Wealth Management 2018:

Current Legal and Compliance Issues Facing Dual Registrants

Coping with U.S. Export Controls and Sanctions 2018 Corporate Governance - A Master Class 2018 Corporate Political Activities 2017: Complying with

Campaign Finance, Lobbying and Ethics Laws Corporate Political Activities 2018: Complying with

Campaign Finance, Lobbying and Ethics Laws Enforcement 2018: Perspectives from

Government Agencies The Foreign Corrupt Practices Act and International

Anti-Corruption Developments 2018 Global Capital Markets & the U.S. Securities

Laws 2018 Government Investigations 2018: Investigations

Arising From Data Breach and Privacy Concerns and Parallel Proceedings

Hedge and Private Fund Enforcement & Regulatory Developments 2018

Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017

Insider Trading Law 2017 Insider Trading Law 2018 Internal Investigations 2018 Investment Management Institute 2018 Private Fund Regulatory Developments and

Compliance Challenges 2018 The SEC Speaks in 2018 Seventeenth Annual Institute on Securities Regulation


Understanding the Securities Laws 2018 White Collar Crime 2017: Prosecutors and

Regulators Speak Advanced 49th Annual Institute on Securities Regulation 50th Annual Institute on Securities Regulation Advanced Swaps & Other Derivatives 2017 Advanced Swaps & Other Derivatives 2018 Corporate Governance - A Master Class 2018 Private Fund Regulatory Developments and

Compliance Challenges 2018 The SEC Speaks in 2018 Seventeenth Annual Institute on Securities Regulation


Enforcement (Enforcement Intermediate continued)
































































































One-Hour Briefings Kokesh v. SEC: Supreme Court Says Disgorgement is a

Penalty Subject to Statute of Limitations Mismarkings or Over-Valuations: Reasonable

Estimates and Estimable Reasons? Recent Developments and Strategies for Litigants Concerning Actions by Prosecutors and Regulators

Supreme Court Weighs in on Insider Trading: Salman v. United States

NY Attorney General and NY Department of Financial Services: Statutory Authority and Recent Initiatives Im-pacting the Financial Services Industry

Enforcement






































Introductory Basics of Mutual Funds and Other Registered

Investment Companies 2018 Fundamentals of Broker-Dealer Regulation 2017 Fundamentals of Broker-Dealer Regulation 2018 Fundamentals of Investment Adviser Regulation 2018 How to Prepare an Initial Public Offering 2018 Fundamentals of Swaps & Other Derivatives 2017 Fundamentals of Swaps & Other Derivatives 2018 Securities Law and Practice 2018: How the SEC Works Securities Offerings 2018: A Public Offering from

Start to Finish Understanding Financial Products 2018 Intermediate Advanced Venture Capital 2018 Fiduciary Investment Advice 2018 Global Capital Markets & the U.S. Securities

Laws 2018 Hedge and Private Fund Enforcement & Regulatory

Developments 2018 Hedge Fund and Private Equity Enforcement &

Regulatory Developments 2017 Hedge Fund Management 2017 Hedge Fund Management 2018 New Developments in Securitization 2017 New Developments in Securitization 2018 Securities Arbitration 2018 Understanding Financial Products 2018 Advanced Advanced Swaps & Other Derivatives 2018 Advanced Venture Capital 2017 Advanced Venture Capital 2018 One-Hour Briefings Fed’s TLAC Rule

Financial Products












































General Applicability 49th Annual Institute on Securities Regulation 50th Annual Institute on Securities Regulation All Star Business Development for Lawyers 2018* Private Placements and Hybrid Securities

Offerings 2018 Introductory 49th Annual Institute on Securities Regulation 50th Annual Immigration and Naturalization Institute 50th Annual Institute on Securities Regulation Acquiring or Selling the Privately Held Company 2018 Advising Nonprofit Organizations 2018 All Star Business Development for Lawyers 2018* The Attorney-Client Privilege and Internal

Investigations 2017 The Attorney-Client Privilege and Internal

Investigations 2018 Basics of Accounting for Lawyers 2017: What Every

Practicing Lawyer Needs to Know Basics of Accounting for Lawyers 2018 Bridge the Gap I: Ethics and Skills for Newly Admitted

New York Attorneys 2018 Bridge-the-Gap II: Ethics and Skills for Newly Admitted

New York Attorneys 2018 Broker/Dealer Regulation and Enforcement 2017 Broker/Dealer Regulation and Enforcement 2018 Cool Compensation Considerations for the Private

Company 2018: Pay, Performance and Perspectives Delaware Law Developments 2017: What All Business

Lawyers Need to Know Delaware Law Developments 2018: What All Business

Lawyers Need to Know Doing Business in and with Emerging Markets 2018 Drafting and Negotiating Corporate Agreements 2018 Ethics and Conflicts of Interest in Law Practice 2017 Ethics for Corporate Lawyers 2017 Ethics for Corporate Lawyers 2018 Ethics for In-House Corporate Counsel 2017 Ethics for In-House Corporate Counsel 2018 Ethics in Discovery 2018 The Ethics Game Show 2017: A Review of

Ethical Issues Financial Statements Game Hot Issues in Executive Compensation 2017 Hot Issues in Executive Compensation 2018 Hot Topics in Electronic Discovery 2018:

What Corporate and Outside Counsel Need to Know

General

(Continued) *CLE credit is not available for this program.









































































How to Read Financial Statements 2018 Illinois Basic Skills for Newly Admitted Attorneys 2018 Legal Process Improvement Marketplace Lending and Crowdfunding 2017 Marketplace Lending and Crowdfunding 2018 New Jersey Basic CLE Marathon 2018 Ohio New Lawyers Training 2018 Pocket MBA 2017: Finance for Lawyers and

Other Professionals Pocket MBA 2018: Finance for Lawyers and

Other Professionals Presentation Skills for Attorneys 2018 Private Placements and Hybrid Securities

Offerings 2018 Project Management for Lawyers 2018 Secured Transactions 2018: What Lawyers Need

to Know About UCC Article 9 Securities Arbitration 2017 Securities Arbitration 2018 Securities Filings 2017: Practical Guidance in a

Changing Environment Understanding the Securities Laws 2017 Understanding the Securities Laws 2018 Venture Capital 2018: Nuts and Bolts Women Lawyers in Leadership 2018 Writing for Transactional Lawyers 2017 Writing for Transactional Lawyers 2018 Intermediate 49th Annual Institute on Securities Regulation 50th Annual Immigration and Naturalization Institute 50th Annual Institute on Securities Regulation Acquiring or Selling the Privately Held Company 2018 Advanced Venture Capital 2018 Advising Nonprofit Organizations 2018 All Star Business Development for Lawyers 2018* Annual Disclosure Documents 2018: Current

Developments and Best Practices The Attorney-Client Privilege and Internal

Investigations 2018 Broker/Dealer Regulation and Enforcement 2017 Broker/Dealer Regulation and Enforcement 2018 CMBS and the Real Estate Lawyer 2018: Lender and

Borrower Issues in the Capital Market Compliance & Ethics Essentials 2018 Cool Compensation Considerations for the Private

Company 2018: Pay, Performance and Perspectives Cybersecurity 2017: Managing Cybersecurity

Incidents

(Continued)

(General Introductory continued)

General

*CLE credit is not available for this program.








































































Cybersecurity 2018:

Managing Cybersecurity Incidents Delaware Law Developments 2018: What All Business

Lawyers Need to Know Directorsʼ Institute on Corporate Governance


(Sixteenth Annual) Doing Business in and with Emerging Markets 2018 Effective Management of Outside Counsel 2017:

Fully Leveraging the Attorney-Client Relationship Effective Management of Outside Counsel 2018: Fully Leveraging the Attorney-Client Relationship Ethics and Conflicts of Interest in Law Practice 2018 Ethics for In-House Corporate Counsel 2017 Ethics for In-House Corporate Counsel 2018 Ethics in Discovery 2018 Fiduciary Investment Advice 2018 Hedge and Private Fund Enforcement & Regulatory

Developments 2018 Hedge Fund and Private Equity Enforcement &

Regulatory Developments 2017 Hot Issues in Executive Compensation 2018 Hot Topics in Electronic Discovery 2018: What

Corporate and Outside Counsel Need to Know Hot Topics in Mergers & Acquisitions 2017 Hot Topics in Mergers & Acquisitions 2018 Illinois Professional Responsibility MCLE

Marathon 2018 Legal Process Improvement Leveraged Financing 2018 Marketplace Lending and Crowdfunding 2018 Online Platforms 2017: Hot Topics in Liability &

Social Responsibility Preparing For Shareholder Activism: What You Need

To Be Doing Now 2017 Preparing for Shareholder Activism: What You Need



Offerings 2018 Project Management for Lawyers 2018 The Rapidly Shifting Law Firm and Company Legal

Department Relationship Secured Transactions 2018: What Lawyers Need

to Know About UCC Article 9 Securities Arbitration 2018 Securities Litigation 2018: From Investigation to Trial

(Continued)

(General Intermediate continued)

General






















































































Select Concepts in Drafting Contracts 2015:

Analyzing Ambiguities and Contract Boilerplate Sixth Annual Institute on Corporate & Securities Law

in Hong Kong 2018 Storming the Gatekeepers: When Compliance Officers


and In-House Lawyers Are at Risk 2018 Understanding the Securities Laws 2018 Venture Capital 2018: Nuts and Bolts Women Lawyers in Leadership 2018 Advanced 49th Annual Institute on Securities Regulation 50th Annual Institute on Securities Regulation Advanced Compliance and Ethics Workshop 2017 Advanced Compliance and Ethics Workshop 2018 Advanced Venture Capital 2017 Advanced Venture Capital 2018 All Star Business Development for Lawyers 2018* Annual Disclosure Documents 2018: Current

Developments and Best Practices Cybersecurity 2017:

Managing Cybersecurity Incidents Directors' Institute on Corporate Governance

(Sixteenth Annual) Effective Management of Outside Counsel 2017:

Fully Leveraging the Attorney-Client Relationship Effective Management of Outside Counsel 2018:

Fully Leveraging the Attorney-Client Relationship Hot Topics in Mergers & Acquisitions 2018 Online Platforms 2017: Hot Topics in Liability &

Social Responsibility Preparing for Shareholder Activism: What You Need



Offerings 2018 Securities Litigation 2018: From Investigation to Trial Sixth Annual Institute on Corporate & Securities Law in

Hong Kong 2018 Storming the Gatekeepers: When Compliance Officers


and In-House Lawyers Are at Risk 2018

(General Intermediate continued)

General

*CLE credit is not available for this program.


















































































Pro Bono Advising Nonprofit Organizations 2018 Pro Bono Basics New York 2017: Best Practices

and Ethics Serving on a Nonprofit Board: Practical and Ethical

Considerations for Attorneys One-Hour Briefings 2017 Proxy Season Roundtable and Outlook for 2018

Proxy Season Accessing the U.S. Capital Markets: What Foreign

Governments Need to Know Accessing the U.S. Capital Markets from Europe without

SEC Registration: Understanding the Interplay between Different Regulatory Regimes and Market Practice

Accounting (The SEC Speaks in 2017: Workshop F) All Things Canadian: Cross-Border Securities Offerings Artificial Intelligence: Addressing the Legal Risks and

Avoiding the Tort, Commercial and IP Pitfalls in Usage and Agreements

Asset Level Data in Public Offerings of Asset-Backed Securities

Basics of Export Controls 2017 Basics of the Federal Election Campaign Act 2017 Bio-Rad: In-House Counsel – Trusted Adviser,

Whistleblower or Both? Blockchain, Cryptocurrencies and Smart Contracts –

What Lawyers Need to Know Brexit and the U.S. Presidential Election:

Capital Markets in an Uncertain Climate Brexit: Disclosure Implications for U.S.-Listed

Companies Brexit: Impact on UK-Based Banks – Earthquake

or Tremor? Building and Sustaining Client Relationships in the

Digital Age Business Divorce 101: A Primer Business Search Warrants: A Primer Cannabis Law: A New Frontier in California

and Beyond Clawbacks: Lessons (to be) Learned Commodity Exchange Act Basics for Lawyers Confronting Collective Labor Worldwide: How

Multinational Headquarters Can Craft an Effective Global Labor Strategy That Accounts for Foreign “Trade Unions” and “Works Councils”

Converging Approaches of Delaware and Canadian Courts in M&A Litigation

(Continued)

General



































































































Coping with the New Risk Retention Rules in Securitization Transactions

Corporate Compliance in a Trump World Corporation Finance (The SEC Speaks in 2017:

Workshop A) Doing Business in Latin America – Developing an

Effective Compliance Program FASB’s New Financial Instrument Impairment

(CECL) Standard Fed’s TLAC Rule Federal Supply Schedule Contracting: Navigating

the Government Marketplace for Commercial Goods and Services

Fourth Annual Form 10-K Tune-Up From Performance Management to Performance

Sustainability and Beyond Getting Ready for the Hague Securities Convention Growing Trend of Chinese Investments in

Financially-Distressed U.S. Businesses and Assets Health Care M&A: Three Hot Topics Integrating Automation, Data, and Technology into

Your Compliance Program ISO 37001 Anti-Bribery Management Systems:

Substance, Certification, and Open Questions Kokesh v. SEC: Supreme Court Says Disgorgement

is a Penalty Subject to Statute of Limitations Lateral Partner Movement Today:

What Candidates Should Be Considering Law Firm Finance 101: The Numbers and Why

They Matter Leadership for Lawyers Leveraged Finance – Commitment Papers Basics

and Best Practices Marketplace Lending and Crowdfunding in a 2017

Trump Administration Mismarkings or Over-Valuations: Reasonable

Estimates and Estimable Reasons? Recent Developments and Strategies for Litigants Concerning Actions by Prosecutors and Regulators

Monitorships and Integrity Services: Practical Perspectives and Re-establishing Trust

“New” New York Rules Governing Attorney Discipline New to a Firm? Tips on Creating First-Rate

Work Product Overcoming the Challenges for Women Lawyers Overseas Joint Ventures: Opportunities, Risks,

and Potential Pitfalls Packaged Retail and Insurance-based Investment

Products: Final Preparations Planning for Financings in Volatile Markets

(One-Hour Briefings continued)

General

(General One-Hour Briefings continued)

(Continued)








































































































Playing Well with Others: The Necessity of Professionalism Among Lawyers

Preparing for Year-End SEC Reporting Private Equity Transactions – Recurring Issues The Rapidly Shifting Law Firm and Company

Legal Department Relationship SEC Report of Investigation: Implications for Offers

and Sales of Blockchain Tokens and Other Digital Assets

Senior Investors: Litigation Trends and Regulatory Update

Shadow-Boxing in 2017: An Update on Shadow Banking Reform

Shareholder Litigation Developments and Trends State Political Activity Compliance: Understanding

the Rules and Assessing Risks Successful Pro Bono Models for In-House Counsel:

How to Effectively Provide Legal Assistance to Low-Income People

Succession Planning for Law Firms Supreme Court -- October Term 2016:

Labor and Employment Docket in an Unusual Term Supreme Court Weighs in on Insider Trading:

Salman v. United States Third Annual Form 10-K Tune-Up Top 10 Tips to Building and Maintaining a

Successful Legal Career Top Ten Insurance Issues for Non-Insurance Lawyers UK and European Insurance Regulatory Developments Unmanned Aircraft Systems: The Evolving

Legal Landscape What is CLOC: Understand the Changes Impacting

In-House Legal Services Delivery XBRL is Here for FPIs Using IFRS

(General One-Hour Briefings continued)

General






































































Introductory Basics of Mutual Funds and Other Registered

Investment Companies 2018 Broker-Dealer Retail Wealth Management 2018:


ERISA Plans in the Financial Markets 2018 Fundamentals of Broker-Dealer Regulation 2017 Fundamentals of Broker-Dealer Regulation 2018 Fundamentals of Investment Adviser Regulation 2018 Fundamentals of Swaps & Other Derivatives 2017 Fundamentals of Swaps & Other Derivatives 2018 Securities Filings 2018: Practical Guidance in a

Changing Environment Securities Law and Practice 2017: How the SEC Works Securities Law and Practice 2018: How the SEC Works Understanding Financial Products 2018 Intermediate Broker-Dealer Retail Wealth Management 2018:


Eighteenth Annual Private Equity Forum ERISA Plans in the Financial Markets 2018 Global Capital Markets & the U.S. Securities

Laws 2018 Hedge Fund Management 2017 Hedge Fund Management 2018 Investment Management Institute 2018 New Developments in Securitization 2017 Pension Plan Investments 2018: Current Perspectives Securities Filings 2018: Practical Guidance in a

Changing Environment Understanding Financial Products 2018 Advanced Advanced Swaps & Other Derivatives 2017 Advanced Swaps & Other Derivatives 2018 Pension Plan Investments 2018: Current Perspectives

Investment Fund Management


























































Introductory Acquiring or Selling the Privately Held Company 2018 Delaware Law Developments 2017: What All Business Lawyers Need to Know Delaware Law Developments 2018: What All Business Lawyers Need to Know Doing Deals 2018: The Art of M&A Transactional Practice Drafting and Negotiating Corporate Agreements 2018 Fashion and Retail Law 2018: Trends and Developments Intermediate Acquiring or Selling the Privately Held Company 2018 Delaware Law Developments 2018: What All Business Lawyers Need to Know Eighteenth Annual Private Equity Forum Fashion and Retail Law 2018: Trends and Developments Hot Topics in Mergers & Acquisitions 2017 Hot Topics in Mergers & Acquisitions 2018 Nineteenth Annual Private Equity Forum Real Estate M&A and REIT Transactions 2018 Seventeenth Annual Institute on Securities Regulation


Spin-offs 2018 Advanced Hot Topics in Mergers & Acquisitions 2017 Hot Topics in Mergers & Acquisitions 2018 Mergers & Acquisitions 2018: Advanced Trends

and Developments Real Estate M&A and REIT Transactions 2018 Seventeenth Annual Institute on Securities Regulation


One-Hour Briefings CFIUS Process, Risks, Opportunities, and Change Confronting Collective Labor Worldwide:

How Multinational Headquarters Can Craft an Effective Global Labor Strategy That Accounts for Foreign “Trade Unions” and “Works Councils”


(Continued)
















































































Converging Approaches of Delaware and Canadian Courts in M&A Litigation

Health Care M&A: Three Hot Topics Leveraged Finance – Commitment Papers Basics

and Best Practices New Revenue Recognition Rules: Implications

for M&A Transactions Qualified Small Business Stock Trends in Venture

Financings and Mergers and Acquisitions Shareholder Litigation Developments and Trends Trump Administration’s Potential Impact on M&A


Mergers & Acquisitions One-Hour Briefings continued)























Introductory Corporate Political Activities 2017: Complying with

Campaign Finance, Lobbying and Ethics Laws Government Contracts 2017 One-Hour Briefings Basics of the Federal Election Campaign Act 2017 State Political Activity Compliance: Understanding

the Rules and Assessing Risks

Political Law














Publications Accountantsʼ Liability, Second Edition Anti-Money Laundering Deskbook: A Practical

Guide to Law and Compliance - Looseleaf Antitrust Law Answer Book, 2015 Edition Broker-Dealer Regulation, Second Edition Consumer Financial Services Answer Book,

2017 Edition Corporate Compliance Answer Book, 2018 Edition Corporate Legal Departments: Practicing Law

in a Corporation, Fourth Edition Corporate Political Activities Deskbook Corporate Whistleblowing in the Sarbanes-Oxley/

Dodd-Frank Era, Second Edition Covered Bonds Handbook Cybersecurity: A Practical Guide to the Law of

Cyber Risk Derivatives Deskbook: Close-Out Netting,

Risk Mitigation, Litigation, Second Edition Deskbook on Internal Investigations, Corporate

Compliance and White Collar Issues, Second Edition Directorsʼ and Officersʼ Liability: Current Law,

Recent Developments, Emerging Issues, Third Edition Doing Business Under the Foreign Corrupt Practices

Act, Second Edition Exempt and Hybrid Securities Offerings,

Third Edition FDA Deskbook: A Compliance and Enforcement Guide Financial Institutions Answer Book: Law, Governance,

Compliance, 2017 Edition Financial Product Fundamentals: Law, Business,

Compliance, Second Edition Financial Services Regulation Deskbook Financially Distressed Companies Answer Book,

2017 Edition Global Business Fraud and the Law: Preventing and

Remedying Fraud and Corruption Health Care Mergers and Acquisitions Answer Book,

2017 Edition Hedge Fund Regulation, Second Edition Initial Public Offerings: A Practical Guide to Going

Public, Second Edition Insider Trading Law and Compliance Answer Book,

2017 Edition Insurance and Investment Management

M&A Deskbook International Corporate Practice: A Practitioner’s

Guide to Global Success

Publications

(Continued)

























































































International Trade Law Answer Book: U.S. Customs

Laws and Regulations, 2017 Edition Investment Adviser Regulation: A Step-by-Step

Guide to Compliance and the Law, Third Edition Life at the Center: Reflections on Fifty Years of

Securities Regulation Maritime Law Answer Book, 2016 Edition Mergers, Acquisitions and Tender Offers:

Law and Strategies – Corporate, Securities, Taxation, Antitrust, Cross Border

Mutual Funds and Exchange Traded Funds Regulation, Third Edition

Private Equity Funds: Formation and Operation, Second Edition

Proskauer on Privacy: A Guide to Privacy and Data Security Law in the Information Age, Second Edition

Public Company Deskbook: Complying with Federal Governance & Disclosure Requirements, Third Edition

SEC Compliance and Enforcement Answer Book, 2017 Edition

Securities Investigations: Internal, Civil and Criminal, Second Edition

Securities Law and Practice Deskbook, Sixth Edition The Securities Law of Public Finance, Third Edition Securities Litigation: A Practitioner’s Guide,

Second Edition Social Media and the Law, 2017 Edition - Softcover Soderquist on Corporate Law and Practice,

Fourth Edition A Starter Guide to Doing Business in the United States Technology Transactions: A Practical Guide to Drafting

and Negotiating Commercial Agreements Variable Annuities and Variable Life Insurance

Regulation, Second Edition

(Publications continued)

Publications

Updated for 12/31/17





































































Table of Contents - Practising Law Institute Level Data in Public Offerings of Asset-Backed...

Documents

Transcript of Table of Contents - Practising Law Institute Level Data in Public Offerings of Asset-Backed...