Spatial Behavior of UWB Channel Pertinent to Indoor ... · [4] S. Gezici et al, “Localization via...

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Spatial Behavior of UWB Channel Pertinent to Indoor Geolocation Yunxing Ye, Ferit Ozan Akgul, Kaveh Pahlavan Center for Wireless Information Network Studies Worcester Polytechnic Institute Worcester, MA, 01609, USA (yunxingye, ferit, kaveh)@wpi.edu Abstract— This paper describes the results of frequency- domain dynamic channel sounding in a typical office environment for studying the spatio-temporal channel behavior pertinent to indoor geolocation. It consists of detailed characterization of complex frequency responses of ultra-wideband (UWB) signals having a nominal center frequency of 5.5GHz and bandwidth of 5GHz. The effects of distance, threshold for picking paths, bandwidth, and occurrence of none-line-of-sight (NLOS) on multipath parameters such as number of multipath-components (MPCs) and path persistency are presented. Furthermore, a novel model for the dynamic behavior of number of MPCs is proposed. I. I NTRODUCTION Recently, indoor geolocation technologies has been attract- ing tremendous attention. Applications are envisioned for indoor location sensing in commercial, public safety, and military settings. The well known GPS system [1] falls short of expectations when it comes to indoor areas. For in- door environments, the fine time resolution of ultra-wideband (UWB) signals enables the potentiality of accurate distance measurement of the direct path (DP) between a number of reference sources and the people or assets of interest. However, the rich multipath environment often causes the received signal strength (RSS) of indirect paths being greater than that of the direct path, sometimes resulting in undetected direct path (UDP) conditions [2]. Once the DP is not available or shadowed, substantial amount of errors will be introduced into the ranging measurements hence leading to large local- ization errors when combined from multiple sources [3]. The existence of these UDP conditions and how they affect the ranging/positioning accuracy can be found in [4], [5]. The measurement accuracy in UDP conditions can be improved in some cases by exploiting the geolocation infor- mation contained in the indirect path measurements, which can be found in [3], or exploiting multipath signals by using them as additional measurements within a nonlinear filter [6]. Both of these approaches will need the help of other indirect paths rather than only the DP component. The intuition for using multipath is that even in the absence of DP, there will be multipath components that might show stable and persistent behavior and hence can be related to the DP to aid in more precise localization. Therefore, the dynamic behavior (persistency) of paths which is time varying due to the motion of the mobile terminal (MT) and changes in the surrounding objects is an important issue in mitigating the UDP error. To explain path persistency, we will consider the following channel model [2] : h(t, θ)= N-1 k=0 α k p(t - τ k - θ k )e k (1) where N is the number of multipath components (MPCs), p(t) is the pulse (with a certain bandwidth ω) transmitted, and α k k k k are the amplitude, propagation delay (TOA), angle of arrival(AOA) and phase of the kth MPC respectively, which can be considered as traceable features of the paths. Persistency is basically the lifetime of a particular path during which its traceable features exhibit differential changes in accordance with the receiver’s differential motion. If we can track the paths that exhibit persistent behavior even when the DP is not present, then we can use this additional information to properly adjust the ranging measurements for true distance [3]. The objectives of this paper are twofold. Firstly, to study the dynamic behavior of indoor propagation channels in order to provide information for dynamic spatio-temporal channel parameters modeling. Secondly, to present the results on the effect of bandwidth, path detection threshold and NLOS occurrence on multipath parameters. REFERENCES [1] E. D. Kaplan, Understanding GPS principles and applications. Boston: Artech Houses, 1996. [2] K. Pahlavan and X. Li, “Indoor geolocation science and technology,” IEEE Communications Magazine, February 2002. [3] F. O. Akgul and K. Pahlavan, “Path persistency for high precision ranging in different building architectures,” in IEEE Personal Indoor Mobile Radio Communications Conference (PIMRC), February 2007. [4] S. Gezici et al, “Localization via ultra-wideband radios,” IEEE Signal Processing Magazine, July 2005. [5] B. Denis, J. Keignart, and N. Daniele, “Impact of nlos propagation upon ranging precision in uwb systems,” in IEEE conference on Ultra Wideband Systems and Technologies, 2003. [6] D. E. Gustafson, J. M. Elwell, and J. A. Soltz, “Innovative indoor geolocation using rf multipath diversity,” in IEEE Position, Location, And Navigation Symposium(ION), April 2006.

Transcript of Spatial Behavior of UWB Channel Pertinent to Indoor ... · [4] S. Gezici et al, “Localization via...

Page 1: Spatial Behavior of UWB Channel Pertinent to Indoor ... · [4] S. Gezici et al, “Localization via ultra-wideband radios,” IEEE Signal Processing Magazine, July 2005. [5] B. Denis,

Spatial Behavior of UWB Channel Pertinent toIndoor Geolocation

Yunxing Ye, Ferit Ozan Akgul, Kaveh PahlavanCenter for Wireless Information

Network StudiesWorcester Polytechnic InstituteWorcester, MA, 01609, USA

(yunxingye, ferit, kaveh)@wpi.edu

Abstract— This paper describes the results of frequency-domain dynamic channel sounding in a typical office environmentfor studying the spatio-temporal channel behavior pertinent toindoor geolocation. It consists of detailed characterization ofcomplex frequency responses of ultra-wideband (UWB) signalshaving a nominal center frequency of 5.5GHz and bandwidthof 5GHz. The effects of distance, threshold for picking paths,bandwidth, and occurrence of none-line-of-sight (NLOS) onmultipath parameters such as number of multipath-components(MPCs) and path persistency are presented. Furthermore, a novelmodel for the dynamic behavior of number of MPCs is proposed.

I. I NTRODUCTION

Recently, indoor geolocation technologies has been attract-ing tremendous attention. Applications are envisioned forindoor location sensing in commercial, public safety, andmilitary settings. The well known GPS system [1] fallsshort of expectations when it comes to indoor areas. For in-door environments, the fine time resolution of ultra-wideband(UWB) signals enables the potentiality of accurate distancemeasurement of the direct path (DP) between a number ofreference sources and the people or assets of interest. However,the rich multipath environment often causes the receivedsignal strength (RSS) of indirect paths being greater than thatof the direct path, sometimes resulting in undetected directpath (UDP) conditions [2]. Once the DP is not available orshadowed, substantial amount of errors will be introducedinto the ranging measurements hence leading to large local-ization errors when combined from multiple sources [3]. Theexistence of these UDP conditions and how they affect theranging/positioning accuracy can be found in [4], [5].

The measurement accuracy in UDP conditions can beimproved in some cases by exploiting the geolocation infor-mation contained in the indirect path measurements, whichcan be found in [3], or exploiting multipath signals by usingthem as additional measurements within a nonlinear filter [6].Both of these approaches will need the help of other indirectpaths rather than only the DP component. The intuition forusing multipath is that even in the absence of DP, therewill be multipath components that might show stable andpersistent behavior and hence can be related to the DP to aidin more precise localization. Therefore, the dynamic behavior(persistency) of paths which is time varying due to the motion

of the mobile terminal (MT) and changes in the surroundingobjects is an important issue in mitigating the UDP error.To explain path persistency, we will consider the followingchannel model [2] :

h(t, θ) =N−1∑k=0

αkp(t− τk, θ − θk)ejϕk (1)

where N is the number of multipath components (MPCs),p(t) is the pulse (with a certain bandwidthω) transmitted,andαk, τk, θk, ϕk are the amplitude, propagation delay (TOA),angle of arrival(AOA) and phase of the kth MPC respectively,which can be considered as traceable features of the paths.Persistency is basically the lifetime of a particular path duringwhich its traceable features exhibit differential changes inaccordance with the receiver’s differential motion. If we cantrack the paths that exhibit persistent behavior even when theDP is not present, then we can use this additional informationto properly adjust the ranging measurements for true distance[3].

The objectives of this paper are twofold. Firstly, to studythe dynamic behavior of indoor propagation channels in orderto provide information for dynamic spatio-temporal channelparameters modeling. Secondly, to present the results onthe effect of bandwidth, path detection threshold and NLOSoccurrence on multipath parameters.

REFERENCES

[1] E. D. Kaplan,Understanding GPS principles and applications.Boston:Artech Houses, 1996.

[2] K. Pahlavan and X. Li, “Indoor geolocation science and technology,”IEEE Communications Magazine, February 2002.

[3] F. O. Akgul and K. Pahlavan, “Path persistency for high precision rangingin different building architectures,” inIEEE Personal Indoor MobileRadio Communications Conference (PIMRC), February 2007.

[4] S. Gezici et al, “Localization via ultra-wideband radios,”IEEE SignalProcessing Magazine, July 2005.

[5] B. Denis, J. Keignart, and N. Daniele, “Impact of nlos propagationupon ranging precision in uwb systems,” inIEEE conference on UltraWideband Systems and Technologies, 2003.

[6] D. E. Gustafson, J. M. Elwell, and J. A. Soltz, “Innovative indoorgeolocation using rf multipath diversity,” inIEEE Position, Location, AndNavigation Symposium(ION), April 2006.

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WPI Precision Personnel Location System: RapidDeployment Antenna System and Sensor Fusion for

3D Precision LocationAndrew Cavanaugh

Precision Personnel Location LaboratoryDepartment of Electrical and Computer Engineering

Worcester Polytechnic Institute, Worcester, MA, USAEmail: [email protected]

Research Advisors: Professor David Cyganski and Professor R. James Duckworth

Abstract—An RF-based system is being developed for trackingof first responders and other personnel in indoor environ-ments. The system assumes no existing infrastructure, no pre-characterization of the area of operation and is designed forspectral compliance and rapid deployment. The RF 3D locationsystem, based on a recently developed multicarrier signal fusionalgorithm, has previously demonstrated sub-meter positioningaccuracy of a transmitter, even in difficult indoor environmentswith high multi-path, with all receivers placed outside thebuilding. However, the current version of the system requiresa set of 12 to 16 antennas be distributed outside three to foursides of the building in order to obtain the necessary diversityof information necessary to precisely resolve 3D location. This isundesirable as a practical application of a Precision PersonnelLocation (PPL) system requires rapid deployment of any antennanodes at a time when almost all manpower at the fire sceneis dedicated to rapid and safe entry into the building and firesuppression activities. Thus, the act of antenna deployment mustbe extremely fast, easy and forgiving. This paper reports onthe development and evaluation outcomes of an approach thatpermits 3D location based upon deployment of two antennaarrays on any one face of the building.

The positioning performance of the PPL system with thenew antenna system will be compared to performance from theprevious incarnation of the PPL system with widely distributedantennas. In the case of the new antenna system, outcomeswill be shown for both the cases of Bayesian inference basedupon additional sensor information and without this sensorinformation. The previously described [1]–[5] WPI PPL systemhas demonstrated 3D accuracies of better than 1 m in indoortests. We will show that the new version of the system does notperform at the level of precision as that with a diverse antennadistribution, however, at a level sufficient to still significantly aidin search and rescue missions.

I. INTRODUCTION

The Worcester Polytechnic Institute(WPI) Precision Person-nel Location(PPL) system, being developed at WPI, is an RFbased system for locating first responders inside of a building.More specifically, the goal is to have a system that is accuratewithin +/- one meter, portable, rugged, and rapidly deployablewith no site preparation or on-site calibration procedures [2].In recent years, the system has been expanded to consider fire,

police, military, and even robotic vehicles in both urban andwilderness settings.

Figure 1 is an artist’s rendition of the PPL concept. Thelocator units worn by personnel emit a Multi-Carrier Wide-Band(MC-WB) signal that is received by multiple antennaslocated outdoors, around the building at known positions.The receiving antennas are connected to our transceiver units,which send the spectrum of the received signal to a centralcomputer through a wireless network. The computer processesthe data from all of the received antennas, and calculatesthe location of the firefighter based on the time-difference-of-arrival(TDOA) like algorithm involving a signal fusionapproach.

Fig. 1. PPL concept illustration.

The goal of the WPI precision personnel location project isdevelopment of a system appropriate for use by first responders

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incorporating no pre-installed infrastructure, rapid deployabil-ity, medium (not ultra-wide) bandwidth, flexible and spectrallycompliant signals, and low cost personnel tags [2]. Previouspapers have described: development and performance of newsignal processing and location techniques for the ameliorationof the extreme multi-path conditions such as found in typicalcommercial and industrial structures [1]–[5], which usuallyfrustrate all attempts to achieve precision location; incor-poration of physiological monitoring sensors and real timedisplay; automated solution of outdoor sensor positions forrapid deployment; synchronization technology for wirelesslyconnected transceiver nodes [6]. This paper describes a nextgeneration of the PPL fast-deployment antenna system andrequisite sensor and algorithmic support for solution of 3Dindoor location from antennas located on only a single side ofa building. An approach has been developed in which signalsare captured from antennas mounted on two extension laddersthat can be transported easily by fire truck and then quicklyextended and leaned against a building face. However, dueto the poor geometry this presents for 3D precision locationwithin the context of the present TDOA-like multicarriersolution technique and especially when challenged withinthe high multipath indoor environment, large errors in thedirection perpendicular to the antenna plane are experienced.To ameliorate this degradation of location precision, a new datafusion system has been developed that uses Bayesian inferenceto introduce additional, not necessarily precise or low varianceinformation, to obtain a refined global solution. The flexibleBayesian inference engine allows additional information to beobtained from sources as diverse as low-cost inertial sensorsand simple radio ranging sensors.

The following sections will describe the current WPI lo-cation algorithm(σART), pure RF signal based tests of boththe unrestricted and rapid deployments, additional sensor in-formation introduced in this paper, and the results of the rapiddeployment system information fused with these additionalsources of information. [7]

II. CONCLUSION

The importance of precision indoor positioning with nopre-installed infrastructure is well understood, and this pa-per presents significant progress toward that goal. Previ-ously this research group constructed a system using RF-only technology with diversely distributed antennas whichsuccessfully demonstrated the concept of the new positioningapproach while realizing that deployment requirements of thefire fighting environment and severe deployment restrictionswould additionally need to be addressed. This paper explainedthese deployment requirements, the problem posed by them,the solution implemented, and the performance of a systemenhanced by fusion of information from three sources.

While the Rapid Deployment/Fusion outcomes are lessprecise than the unrestricted deployment approach, the flooris always correctly identified (with half meter precision). Thefloor occupied by the subject to be rescued is considered, byfirefighters, to be the single most valuable piece of information

to promote timely rescues. The Y direction information hasapproximately 2 meter maximum error (4 ladder case), whichcan be probed with classic swinging firefighter’s “pike” orax handle. The larger (2-4 meter) X direction errors can beaccommodated with rapid linear search, which is faster thansearching the circular area swept by this same distance. Thusthis paper documents what must be considered a successfuldemonstration of firefighter location technology with a rapiddeployment system.

The new hardware (with mobile transceiver capability)which enabled the tests described in this paper also unlocksother opportunities that surpass in potential the basic fusionsystem just described. We are continuing active research aimedat further improving the precision of X,Y and Z estimates inthe rapid deployment configuration.

ACKNOWLEDGMENT

The support of the Department of Homeland Security, U.S.Army Natick Soldier Research and Engineering Center andthe Federal Emergency Management Agency is gratefullyacknowledged. I would also like to thank the rest of the PPLteam, particularly Matthew Lowe, and my advisors ProfessorsCyganski and Duckworth.

REFERENCES

[1] D. Cyganski, J. Orr, R. Angilly, and B. Woodacre, “Performancelimits and field tests of a precision indoor positioning system using amulti-carrier approach,” in Proceceedings of the Institute of NavigationNational Technical Meeting, San Diego, California, January 2005.[Online]. Available: http://www.ece.wpi.edu/Research/PPL/Publications/Files/ionntm05c.pdf

[2] D. Cyganski, J. A. Orr, and W. R. Michalson, “Performance of aprecision indoor positioning system using a multi-carrier approach,”in Proceceedings of the Institute of Navigation National TechnicalMeeting, San Diego, California, January 2004. [Online]. Available: http://www.ece.wpi.edu/Research/PPL/Publications/Files/ionjan2004v6.pdf

[3] D. Cyganski, J. Orr, D. Breen Jr., and B. Woodacre, “Error analysis ofa precision indoor positioning system,” in Proceceedings of the Instituteof Navigation National Annual Meeting, Dayton, Ohio, June 2004.[Online]. Available: http://www.ece.wpi.edu/Research/PPL/Publications/Files/iondayton04final.pdf

[4] D. Cyganski, J. Orr, and W. R. Michalson, “A multi-carrier techniquefor precision geolocation for indoor/multipath environments,” inProceceedings of ION GPS/GNSS, Portland, Oregon, September 2003.[Online]. Available: http://www.ece.wpi.edu/Research/PPL/Publications/Files/ionsept03v10.pdf

[5] D. Cyganski, R. J. Duckworth, S. Makarov, W. Michalson, J. Orr,V. Amendolare, J. Coyne, H. Daempfling, S. Kulkarni, H. Parikh, andB. Woodacre, “WPI Precision Personnel Locator System: Demonstrationsand RF Design Improvements,” in Proceedings of the Institute ofNavigation Annual Meeting, Cambridge, Massachusetts, April 2007.[Online]. Available: http://www.ece.wpi.edu/Research/PPL/Publications/Files/ION-AM SessE4 Apr2007.pdf

[6] V. Amendolare, D. Cyganski, and Duckworth, “WPI precision personnellocator system: Synchronization of wireless transceiver units,” 2009 JointNavigation Conference, Orlando, Florida, June 2009.

[7] A. Cavanaugh, M. Lowe, D. Cyganski, and R. J. Duckworth, “ WPI Preci-sion Personnel Location System: Rapid Deployment Antenna System andSupporting Algorithms for 3D Precision Location,” in ION InternationalTechnical Meeting, Jan. 2010.

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On Wideband Modular Design of Small Arrays of

Planar Dipoles

Vishwanath Iyer, Daniel Harty, Brian Janice

Antenna Laboratory

Department of Electrical and Computer Engineering

Worcester Polytechnic Institute, Worcester, MA, USA

Email: [email protected]

Research Advisor: Professor Sergey Makarov

Abstract-A new approach to the design of small size wideband

arrays of planar dipoles situated over a ground plane is introduced. While these arrays are intended for use in the VHF-UHF region of the spectrum, they can be easily scaled for operation at higher frequencies. The modular design results in increased impedance bandwidth (≥ 2.5:1), as well as higher directive gain at the low frequencies. The design of these arrays also includes an analytical model for the power combiner. We will also compare two different approaches to implementing the balun. The simulation results for a 2x1 array and a 4x1 array will confirm our hypothesis.

I. INTRODUCTION

In this paper we propose a new approach to design small

broadside arrays comprised of identical square radiators

attached side to side. The individual radiator (the unit cell) has

the size ~λ/2×λ/2, where λ is the wavelength at the center

frequency. We believe that the individual radiator may be

designed in such a way that the 2x1 array, 3x1 array, 2x2 array,

4x1 array, 3x2 array, 3x3 array, 4x2 array and the 4x4 array of

these identical radiators may have the same impedance

bandwidth of ~2.5:1, over the same band of frequencies. At the

center frequency, the array gain will always approach a value

predicted by the array area rule [1]-[3], for any considered

array geometry. While single antenna systems do achieve

bandwidths far greater than 2:1, there is a degree of complexity

in their design and construction. Some of the common

examples of such antennas are the spiral [4], [5] and the log-

periodic antennas [6]. Furthermore, the arrays so designed will

have a superior gain at lower frequencies. The present modular

approach may be used for low-cost larger-volume small

broadside array design.

II. UNIT CELL BASED FINITE ARRAY CONFIGURATIONS

A. Unit Cell Structure and 2x1 Array

The unit cell serves as the basic building block for all the

arrays and is shown in Fig. 1. It comprises of a resonant dipole

of total length 2L, and width W placed over a finite ground

plane of dimensions yx SS ×××× at a height h. A conical impedance

matching structure is included to control the impedance match

between the feed point and the dipole. A wide blade dipole is

chosen since it is easier to impedance match to such dipoles

(thick dipoles if considering cylindricals) [7], [8].

As mentioned in the introduction, we investigate whether

bandwidth improvement can be obtained by using one more

identical unit cell either along the x or the y axes. Our goal is

to at least achieve a bandwidth of 2.5:1. The bandwidth

definition used is shown below,

L

U

f

fB ==== (1)

where, U

f and L

f represents the upper and lower frequencies

which satisfy the S11 < -10 dB criterion. The 2x1 array is

shown in Fig. 2, along with the port numbering scheme. In this

case we have two ports, but due to symmetry we only need the

reflection coefficient data from either port. The antennas are

excited uniformly and are not intended to have scanning

capability. The simulation is performed in ANSOFT HFSS. It

is clear from Fig. 3 that we can indeed achieve a larger

bandwidth. The 2x1 array is capable of an impedance

bandwidth of 2.5:1 as compared to the single antenna, which

provided about 35 % fractional bandwidth. The bandwidth

shown in in Fig. 3 is calculated on the basis of the reflection

coefficient measured at one port when all other ports are

terminated into 50Ω impedance. We are currently in the

process of using the full active S-parameters for optimizing

and calculating the bandwidth. The active S-parameters will

allow for a more accurate modeling of the array performance.

Fig. 1. Top view of unit cell consisting of a resonant dipole above a ground

plane (dotted line as border). Conical matching section can be seen extending

to the feed for impedance matching purpose.

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Fig. 2. The 2x1 array configuration of planar dipoles above a ground plane

(dotted line as border) with port numbering scheme clearly indicated.

Fig. 3. Simulated S11 for the 2x1 array providing a bandwidth of 2.5:1.

B. Power Combiner Model

Arrays inherently require a power combining/dividing

network to function. Typically such power combining

networks are based on the common Wilkinson power divider

[9]. However, since the antenna impedance is frequency

dependant, we have to optimize the array performance by

including the impedance transformation through the power

combiner/divider. An analytical model for the impedance

transformation will be introduced that calculates the input

impedance at the input port of the 2-way power combiner, Zin,

with the array elements as the load as follows:

(2)

where, Z1and Z2 represent the active antenna impedances, Z0 is

the characteristic impedance and Rd is the dissipation resistor

within the Wilkinson combiner.

C. Peak Broadside Gain

For a large array that is uniformly excited, and possesses no

grating lobes, the peak directive gain is given in [1]– [3]and

restated here as:

22

44

λπ

λπ yxyx

d

SSNNNAG ======== (3)

where Gd is the peak directive gain of the array, N is the total

no. of elements in the array (with Nx elements along the x

direction, Ny elements along the y direction), A represents the

array area , Sx and Sy are the inter element separation within the

array. It is our firm belief that small arrays such as the ones

being considered in this paper will outperform the theoretical

limit given in Eq. (3) at the lower frequencies. We intend to

provide the comparison for the 2x1 and the 4x1 arrays.

III. CONCLUSION

Modular design of small arrays has the potential to provide

bandwidths of at least 2.5:1 together with higher and uniform

gain over the operating bandwidth. Modeling the effects of the

power combiner on the active array impedances allows for

better accuracy in optimization which should translate to

improved performance when implemented in hardware.

Current work is focused on design optimization and the

hardware implementation.

REFERENCES

[1] M. King and R. Thomas., “Gain of large scanned arrays,” IRE Trans.

on Antennas and Propagation, vol. 8, no.6, pp.635-636, November

1960.

[2] A. A. Oliner and R. G. Malech, “Mutual Coupling in Infinite Scanning

Arrays,” in R. C. Hansen (ed.), Microwave Scanning Antennas,

Volume II, New York, Academic Press, 1966, Chapter 3, pp. 301-306.

[3] R. C. Hansen, Phased Array Antennas, New York, Wiley, 1998,

Chapter 2, pp.41-45.

[4] V. H. Rumsey, “Frequency Independent Antennas,” 1957 IRE

National Convention Record, pt. 1, pp. 114 – 118.

[5] J. D. Dyson, “The Equiangular Spiral Antenna,” IRE Trans. on

Antennas and Propagation, Vol. AP-7, pp.181-187, April 1959.

[6] R. H. DuHamel and D. E. Isbell, “ Broadband Logarithmically

Periodic Antenna Structures,” 1957 IRE National Convention record,

pt.1 pp. 119-128.

[7] C. A. Balanis, Antenna Theory. Analysis and Design, Wiley, New

York, 2005, third edition.

[8] V. Iyer, S. N. Makarov, D. D. Harty, F. Nekoogar, and R. Ludwig, "A

lumped circuit for wideband impedance matching of a non-resonant,

short dipole or monopole antenna," IEEE Trans. Antennas and

Propagation, vol. 58, no. 1, Jan.2010

[9] Wilkinson, E.J.; , "An N-Way Hybrid Power Divider," Microwave

Theory and Techniques, IRE Transactions on , vol.8, no.1, pp.116- 118,Jan.1960.

(((( ))))dd

doin

RZZZRZ

ZRZZZ

2211

212

4

2

++++++++++++++++====

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1

Group Device Pairing: Secure CommunicationBootstrapping for Wireless Body Area Networks

Ming Li, Dept. ECE, WPIAdvisor: Wenjing Lou

Abstract—Body Area Networks (BAN) is a key enablingtechnology in E-healthcare such as ubiquitous health monitoring.An important security issue is to bootstrap secure communicationwithin BAN during the setup phase, including establishing trustrelationship among a group of sensor devices and generatenecessary secret keys to protect the subsequent wireless com-munications. Due to the ad hoc nature of the BAN and theextreme resource constraints of sensor devices, providing secure,fast, efficient and user-friendly communication bootstrapping isa challenging task. In this paper, we propose a lightweightscheme for secure communication bootstrapping in BAN. Agroup of sensor nodes, having no prior shared secrets beforethey meet, establish initial trust through group device pairing(GDP), which is an authenticated group key agreement protocolwhere the legitimacy of each member node can be visuallyverified by a human. Various kinds of secret keys can begenerated on demand after deployment. The GDP supports batchdeployment of sensor nodes to save setup time, does not relyon any additional hardware devices, and is mostly based onsymmetric key cryptography, while allowing batch node additionand revocation. We implemented GDP on a sensor networktestbed and evaluated its performance. Experimental results showthat that GDP outperforms several state-of-the-art schemes.

I. I

In recent years, wireless body area networks (BAN) haveemerged as an enabling technique for E-healthcare systems,which will revolutionize the way of hospitalization [1]. ABAN is composed of small wearable or implantable sensornodes that are placed in, on or around a patient’s body, whichare capable of sensing, storing, processing and transmittingmedical data via wireless communications. The BAN is usedin a wide range of applications, such as ubiquitous healthmonitoring (UHM) and emergency medical response (EMS).A typical structure of the BAN and its relationship with theE-healthcare system is depicted in Fig. 1. Usually for eachpatient, a controller acts as the gateway node between theBAN and the communication infrastructure.

A fundamental security problem during the setup phaseof a BAN is to associate a group of sensor devices to thecorrect patient (sensor association), without which wrong orfaked medical data maybe treated as genuine. Essentially,this requires secure communication bootstrapping for BAN,which aims at initializing secure wireless communicationamong a group of sensor nodes. In particular, the sensornodes must authenticate with each other and form a groupwith the controller. They cooperatively generate a secret keywhich is only known to the group, so as to protect thesubsequent communications. The primary requirements in thisprocess are fast, efficient, and user-friendly. Here the uniquechallenge is, the sensor nodes may not share any prior common

Fig. 1: A typical body area sensor network and its relationship withthe E-healthcare system.

security contexts since they come from different vendors andmay have never meet each other before. This means securecommunication must be established out of an insecure channel.Previous works were mostly based on “device pairing” [2],where two devices sharing no secrets are securely pairedtogether. However, current device pairing algorithms are eitherdesigned for pairing two devices [2], or are too slow to be used[3] in BAN bootstrapping.

Therefore, in this paper, we propose a novel scheme groupdevice pairing (GDP), where a group of sensor devices boot-strap secure communication through establishing a common,authenticated group key based on no prior shared secrets. Weleverage device pairing and group key agreement techniquesin an unique way, so that the sensor devices authenticatethemselves to the whole group in one batch, which takesless than 30 seconds. During this process, a human user canvisually make sure (by watching simultaneous LED blinkingpatterns) that the authenticated group of devices include andonly include the intended devices that s/he wants to associatetogether to a patient. Other salient features of GDP includecomputationally efficient, user-friendly, and also error-proof.In addition, GDP neither requires a public key infrastructure(PKI) nor additional hardware, which makes it suitable forcommercial BAN applications. We implement GDP on a 10node sensor network testbed. Experimental results show thatgroup sensor association can be done within 30 seconds withlow overhead, and is intuitive-to-use.

II. GDP: S C B BANIn our proposed scheme, group device pairing is performed

among the sensor nodes and the controller to setup a sharedgroup key, so that the controller can securely associate thecorrect group of nodes to the patient it belongs to. In GDP,the key idea is to authenticate the protocol transcript of agroup key agreement scheme by simultaneously comparing

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2

Decomposition Commu. Comput. LED blink. Idle TotalTime (ms) 409 8905 15360 3187 27861

Energy (mJ) 24.5 48.1 1152 1.5 1226.1

TABLE I: Decomposition of overhead in GDP (N=10).

LED blinking patterns for a group of nodes. Using the derivedgroup key, nodes can establish pairwise secret keys betweeneach other to protect the subsequent wireless communicationswithin the BAN.

The GDP is carried out only for a group of size less thannmax where nmax is a parameter. If the size of the intendedgroup N = |G| > nmax, the user randomly picks nmax nodesfrom G in a batch to form several subgroups and multipleGDP runs are needed. Each GDP run consists the followingfour phases:• Counting and initialization. In this phase, the user picks

sensor nodes and counts their number, which is input intothe controller. The member count information is used toprotect against member masquerade attacks.

• Executing the unauthenticated group key agreementprotocol. In this phase, a traditional, participatory groupkey agreement protocol is executed, where each memberdevice contributes a key share based on which the groupkey will be derived. We use the one in [4] (UDB) due toits security and efficiency.

• The authentication steps. In this phase, the protocol tran-script of UDB is authenticated. We leverage the commit-ment schemes where the information to-be-authenticatedis first committed and then revealed, so that it cannot bemaliciously altered by others. The result of this phase isthe derivation of a short authentication string (SAS) whichis synchronously displayed by the LEDs of all memberdevices, which should be consistent and can be visuallyverified by a human. During this phase, only two roundsof broadcast communication is needed for each device.

• Key derivation and confirmation. In this final phase, thegroup key is derived and confirmed by exchanging a fewmore messages among the group members.

III. E

A. ImplementationWe implemented GDP on a sensor network platform con-

sisting of 10 Tmote-Sky nodes, each with 8MHz TI-MSP430microcontroller, 10KB RAM and 48KB Flash (ROM). We letone of the sensor nodes be the controller. We convert the GDPto its elliptic curve cryptography (ECC) version. To provide80-bit key security, we derive a 160-bit group key; so the sizeof the finite field used is 160-bits. Also, the length of the SASis ρ = 16.

B. ResultsIn the following, we choose nmax = 10.1) Time required for sensor associationWe plot the time for one GDP run (Tgdp(N)) against the

group size N in Fig. 2. The Tgdp is almost constant whenN increases. This is because all nodes display LED blinkingpatterns simultaneously, while the computations are quite fast.We also decompose Tgdp in Table. I. We then compare GDP

2 4 6 8 100

50

100

150

200

250Comparison between GDP and Scheme I

Group size

Sen

sor

asso

ciat

ion

time

(s)

Scheme IGDP

Fig. 2: Sensor association time.

2 4 6 8 101100

1120

1140

1160

1180

1200

1220

Comparison between GDP and Scheme I

Group size

Ene

rgy

cons

umpt

ion

(mJ)

Scheme IGDP

Fig. 3: Energy consumptionper sensor node.

Comparison criteria GD

P

MiB

[6]

KA

Lw

EN

[7]

Keo

het

.al.

[5]

SAS-

GA

KA

[8]

Secu

rity Key secrecy, authenticity

√ √ √ √ √Key confirmation

√ √ × √ ×Exclusiveness

√ √ √ √ ×

Usa

bilit

y Fast batch deployment√ √ √ × √

Error-proof√ √ √ √ ×

# of human interactions k N / / N NHuman effort L M M H M

Cos

t Requires no PKI√ √ √ × √

No additional hardware√ × × √ √

No interface on sensors√ √ √ √ ×

Involvement of PKC L NA NA M H

TABLE II: Comparison of GDP with related previous schemes: securesensor association [5]; key deployment [6], [7]; group key agreement[8]. L: low; NA: none; M: medium; H: high.

with Scheme I, where pairwise device pairing is appliedmultiple (N) times. From Fig. 2, Tsc1(N) is linear with N.For N = 20, this is 475s. Obviously, when N ≥ 3 the time ofGDP is far less than Scheme I (and also [5]).

2) Energy ConsumptionWe plot the average EC for each sensor node in GDP against

the group size (N ≤ 10) in Fig. 3. The EC of GDP is small;although it is a little higher than that of Scheme I, since ituses extra ECC point multiplication and addition operations,the difference is small (below 50 mJ). Also we break downthe EC of GDP in Table. I.

3) UsabilityThe result is summarized in Table. II.

R

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