Smart cities - Comparison among EU models
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Transcript of Smart cities - Comparison among EU models
Public Management Project – December 2013
Smart Cities Comparison among EU models
Smart city is a program set by European Union. In this work we focus on
cities of Berlin and Rzeszow in order to make comparison with the
program set by Region of Sardinia.
Alessandro Sitzia
Andrea Padricelli
Aneta Mazurkienicz
Antonio Marco Camboni
Gianfranco Puggioni
Marcus Teege
Mirko Podda
1
Summary
1. Introduction...................................................................................................................... 2
2. Theory framework.......................................................................................................... 2
3. European Union and Smart Cities............................................................................ 4
4. The Covenant of Mayors............................................................................................. 6
5. Smart cities in Europe................................................................................................... 8
5.1. Berlin, Germany.................................................................................................. 8
5.2. Rzeszow, Poland.............................................................................................. 10
5.3. Smart cities in Sardinia, Italy....................................................................... 11
6. Conclusions ................................................................................................................... 13
7. Bibliography................................................................................................................... 14
2
1. Introduction
The general objective of the work is to make comparisons among cities in different countries.
Our research is focused on giving a general overview of smart cities situated in Germany,
Poland and Sardinia.
Starting from two European programs named: “The Smart Cities and Communities EIP” and
“Covenant of Majors”, we show how these cities have used these ones in order to be “Smart”.
In particular we consider the cities of Berlin, Rzeszow and Cagliari, which is the most involved
in the “Sardinian Regional smart city program”.
2. Theory framework A city can be defined as ‘smart’ when investments in human & social capital, traditional and
modern communication infrastructures influence sustainable economic development and a
high quality of life, with a wise management of natural resources, through participatory action
and engagement. A Smart City is a city well performing considering 6 characteristics, built on
the ‘smart’ combination of activities of self-decisive, independent and aware citizens.
A smart city is a city that presents some of these characteristics:
Performs well in activities like economy, governance, mobility, environment and
living. It’s possible because of the collaboration with smart and independent citizens;
Measure and monitors critical infrastructures like roads, subways and airports in
order to optimize its resources and plan its activities;
Connection of physical infrastructure, information and technology infrastructure,
social infrastructure, and the business infrastructure to increase the level of intelligence of
the city; More efficient, sustainable, equitable and livable;
Combination of ICT and Web 2.0 technology with processes, in order to speed up
bureaucracy and dematerialize that;
Identification of new solutions in manage the complexity of the city in order to
improve sustainability and livability;
Interconnection of infrastructure components and services using smart computing
technologies.
It is possible to define a set of parameters that a city has to follow in order to be considered
smart:
(1) management and organization,
(2) technology,
(3) governance,
(4) policy,
(5) people and communities,
(6) the economy,
(7) built infrastructure,
(8) the natural environment.
3
Management and organization: these factors are very important to success in major
challenges inside the city and among cities. Smart cities programs differ from general
government programs in some characteristics, but there is much in common because most
initiative in smart cities are driven by governments.
Technology: in order to manage infrastructures the smart city needs smart computing system.
It refers to a new generation of integrated hardware and software. This system should provide
people more realistic information to make better decisions. ICTs are the tool of a smart city
and the integration of these tools can change the urban landscape and offer much more
opportunities.
Governance: Smart cities projects involve a lot of stakeholders. Better governance is needed to
manage this project and satisfy different needs. The governance is a system of laws that define
government activities in order to achieve goals and objectives. ICT should be used to increase
stakeholder relations and support leadership, alliances and works under different jurisdictions.
Smart governance is the most important element of smart cities initiatives, characterized by
citizens’ participation and private/public partnerships. Smart governance depends on the
implementation of a smart governance infrastructure that should be accountable, responsive
and transparent.
Policy context: this context represents political elements as city council, city government, and
external pressures like policy agendas. The policy context is able to create conditions enabling
urban development. Managers have to take into account laws and regulations when set up
strategies.
People and communities: smart cities have an impact on the quality of life of citizens.
Economy: cities with high level of economic competitiveness must have some characteristics of
smart cities. A competitive city presents these characteristics: smart economy, smart people,
smart governance, smart mobility, smart environment, and smart living.
Built infrastructure: ICT infrastructures include wireless infrastructure, service-oriented
information systems. In smart cities initiative we could denote some barriers for the ICT
implementation. We refer to e-government technological barriers that figure out some
challenges in IT infrastructure, Security and privacy and Operational costs.
Natural environment: the core element of a smart city is to use technology to increase
sustainability and manage natural resources in a better way. The main factors that have an
effect on sustainability and livability of a city are: waterways, sewers, and green spaces.
4
3. European Union and Smart Cities “The Smart Cities and Communities EIP” (SCC) is a partnership which includes the areas of energy,
transport and information and communication with the objective to improve services in cities
where energy production, mobility and transport and ICTs are connected, reducing at the same
time energy consumption, greenhouse gas and polluting emissions.
The EU wants to develop a new model of city, investing for sustainable and territorial
development. Cities should take into account all aspects of the sustainability, the environment,
the development of infrastructure, the co-participation of citizens, in order to be more
competitive and more livable. This would involve ambitious and pioneer measures in buildings,
energy networks and transport. This Initiative will support cities and regions in taking ambitious
and pioneering measures to progress by 2020 towards a 40% reduction of greenhouse gas
emissions through sustainable use and production of energy. Now we briefly analyze all of these
aspects.
Buildings: after 2015 new private buildings must be made with net zero energy requirements or
net zero carbon emission, while for all new buildings of the local public authorities it can be
anticipated.In the building renovations it’s necessary to reduce the energy consumption levels,
with for example innovative insulation material.
Energy networks: here we have to consider two aspects: heating and cooling; electricity. For the
first one it’s better to invest ininnovative and cost effective biomass, solar thermal and geothermal
applications. For the second one they have to focus on Smart appliances (ICT, domestic
appliances), lighting (in particular solid state lighting for street and indoor), equipment (e.g. motor
systems, water systems).
Transport: these systems have significant impacts on the environment, accounting for between
20% and 25% of world energy consumption and carbon dioxide emissions. Road transport is also a
major contributor to local air pollution and smog. A sustainable mobility should consider:
advanced smart public transport, intelligent traffic management and congestion avoidance,
demand management, information and communication, freight distribution, walking and cycling.
European lighthouse projects span both the three aspects considered before. They should make
strong partnerships with local leaders and municipal authorities to promote to citizens the
adoption of these models and to reduce gas emissions and energy consumption and more in
general to improve the urban environment. EU Cohesion Policy can provide support for research
and innovation in these areas.
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The commission motivates cities to share their experiences and best practices at global level, in
particular with countries (or cities) which are more sustainable for obtaining suggestions and
inspiration for their development. Cities are also stimulated to promote their successes, because
Commissioners for Energy, Transport and Digital Agenda organize, from 2014, a biennial prize.
According to the research conducted by the Vienna University of Technology with the Delft
University of Technology and the University of Ljubljana, the top 5 smart cities in Europe are:
Luxembourg (LU), Aarhus (DK), Turku (FI), Aalborg (DK), Odense (DK).
Four to five of these cities are located in Northern Europe, where people are very sensitive to the
environment and base their competitive advantage in these fields.
European initiatives on Smart Cities – Indicative Roadmap (source: EU website)
6
4. The Covenant of Mayors
The Covenant of Mayors is the mainstream European movement involving local and regional
authorities, voluntarily committing to increasing Energy efficiency of renewable energy sources on
their territories. By their commitment, Covenant signatories aim to meet and exceed the European
Union 20% CO2 reduction objective by 2020.
In 2008 the European Commission launched the Covenant of Mayors to endorse and support the
efforts deployed by local authorities in the implementation of sustainable energy policies. Indeed,
local governments play a crucial role in mitigating the effects of climate change, all the more so
when considering that 80% of energy consumption and CO2 emissions is associated with urban
activity.
For its unique characteristics, being the only movement of its kind mobilizing local and regional
actors around the fulfillment of EU objectives, the Covenant of Mayors has been portrayed by
European institutions as an exceptional model of multi-level governance.
In order to translate their political commitment into concrete measures and projects,
Covenant signatories notably undertake to prepare a Baseline Emission Inventory and submit,
within the year following their signature, a Sustainable Energy Action Plan outlining the key
actions they plan to undertake.
Beyond energy savings, the results of signatories’ actions are manifold: creation of skilled and
stable jobs, not subject to delocalization; healthier environment and quality of life; enhanced
economic competitiveness and greater energy independence. These actions serve as examples for
others to follow, notably through referring to the “Benchmarks of Excellence”, a database of best
practices submitted by Covenant signatories.
Covenant Indicators
Covenant indicators are periodically compiled based on the data provided by signatories in their
Sustainable Energy Action Plan (SEAP) templates. These indicators aim at providing an overview
of the signatory municipalities’ situation in terms of energy consumption, associated CO2
emissions and 2020 targets.
The sample used for producing these indicators includes 1,287 SEAPs that have been accepted by
the Joint Research Centre (JRC) of the European Commission before the 11th of June 2013. The
sample covers 50.9 million inhabitants, which represents 44% of the population covered by all the
submitted SEAPs.
Due to the flexibility of approaches adopted by signatories the indicators presented hereafter only
provide an approximate figure. Note that the comparison of Covenant indicators with similar
national or EU-level indicators is expected to reveal some differences. This disparity can be
explained by the sectors addressed within the Covenant of Mayors initiative, in which the main
focus areas are municipal buildings, equipment/facilities, tertiary buildings, equipment/facilities,
residential buildings and transport, whereas industry is optional.
7
CO2 emissions per capita
Covenant Signatories release on average seven tonnes of CO2 equivalent per capita per year. Over
90% of the signatories have adopted IPCC (Intergovernmental Panel on Climate Change) emission
factors for fuel combustion. Signatories that have adopted a life cycle assessment approach report
a greater level of emissions (12 tonnes of CO2 equivalent per capita), since it includes not only
emissions due to fuel combustion but also emissions of the entire energy supply chain.
Breakdown of CO2 emissions by sector
The buildings sector is responsible for more than half of the overall CO2 emissions, followed by
transport. Although industry is an optional sector within the Covenant of Mayors initiative, it still
has a considerable representation in terms of overall CO2 emissions.
Final energy consumption per capita
On average, final energy consumption per capita in signatory municipalities is 25 MWh/capita. This
refers to the amount of energy consumed by person per year.
Final energy consumption in buildings represents more than half of the energy consumed in
signatory municipalities. In particular, the residential sector is responsible for one third of the
overall consumption, followed by transport with 31%.
CO2 emissions reduction target by 2020
Signatories commit to reducing their emissions on average by 29% by 2020, thus voluntarily
exceeding the EU 20% CO2 emissions reduction target. Their commitment of reducing 113 Mt of
CO2 equivalent represents 10% of the EU-27 CO2 emissions reduction target by 2020 (1,117 Mt CO2
to be reduced).
Breakdown of expected CO2 emissions reduction by field of action in 2020
Over 40% of the CO2 emissions reduction target by 2020 is expected to result from actions
addressing mainly the buildings sector, 20% from the transport sector and 13% from local energy
production.
8
5. Smart Cities in Europe
5.1 Berlin, Germany
With being one of the global players in Europe and the capital of Germany, Berlin acts as a pioneer
for German smart cities. By analyzing the structure of the Smart City Berlin, it becomes obvious,
that the project Smart City is just beginning and lots of projects have been planned but not yet
realized. Furthermore, to understand the topic of Smart Cities, different aspects have to be
considered.
Focused on the case of Berlin, the topic has to be divided into different fields of application. The
main part is the field of development and research, which is way more important compared to the
already existing part, the usage of smart technologies or other kind of smart supporters.
Research:
In addition to the regularities of the European Union, it’s occurring obligatory standards and the
nation-wide plans of the German government, the municipality of Berlin set up a wide range of
different research and supporting programs for the development of a Smart City.
Two of the most interesting research programs in the municipality of Berlin are the work of the
“Fraunhofer Institute”, which belongs to the “Fraunhofer Society”, a German research
organization working in many areas of sciences and the “Urban Laboratory”, which was
established at the Technical University of Berlin with the focus of research and scientific
monitoring of Smart Cities as a main topic.
The “Fraunhofer Institute” works mainly on four topics in connection with Smart Cities. The fields
of communication, energy, mobility and security are considered to be the dramatic problems of
the future. The work of the organization is financed by the public sector (50%) but also depends of
obtaining commissions for economical, industrial or political sector.
9
The transport system of Berlin is (like in many other urban metropolis) a current problem. Even
though public transport is existing, there's too much traffic in the streets. Therefore scientists
work on an intelligent traffic-system which helps to avoid certain crowded areas by sending GPS-
signals to the cars. Due to the European Union-conditions for reducing gas emissions, Berlin also is
implementing “smart elements” in new buildings. But not only buildings, also public areas and its
elements, such as street lighting play an important role. The produced light waves should be
transformed to be able to transport data with the aim of creating a public Wi-Fi-network spread
over the entire city.
The “Urban Laboratory” of the Technical University of Berlin has been created in order to offer a
simulation platform for several pilot projects and their consequences and benefits for the city. At
the moment, a energy-monitoring system for single street-districts is tested with the goal of
reducing energy consumption up to 20%. Furthermore, the “Urban Laboratory” is highly
connected with representatives of economy and politics in Berlin. The strategy is to involve
stakeholders from local authorities, companies and industry partners for building a planning
committee for future projects.
Current use of smart technologies:
The approaches of smart thinking can already been experienced today. Berlin is known as a city of
“sharing”, many companies offer different kind of rentable transportation. The “drop-and-go”
system makes it possible to rent a car or bike for the way to work and dropping it at any place in
the city. Another offered service by the public sector is the „shared-garden“, a huge garden in the
centre of the city accessible for everyone. Due to the lack of space and the shrinking green areas,
those places can be a valuable oasis in the city.
A last problem that has already been worked on is the public safety in the city. The existing
monitory system reduced crime rates in certain areas but also receives bad reviews in order to
implement a police state. The digitalization of the berlin also has its downside that has to be dealt
with in the future.
10
5.2 Rzeszow, Poland
The idea of a “smart city” in Poland is quite new, not a well-known or a common thing, but more
and more cities are trying to be smart. For now they are focusing mostly on rationalizing energetic
economy. The best example for that is Polish Network Energy Cities (PNEC), which is a network
that concentrates tens of polish cities that are trying to implement at least some part of a ‘smart
city’ concept.
PNEC projects concerns on a matters such as: energetic management, use of renewable energy,
building sewage system infrastructure etc. According to the website smart-cities.eu there are five
cities in Poland that we can call ‘intelligent’ – Bydgoszcz, Białystok, Szczecin, Rzeszów and Kielce.
Those cities are actually very similar in most matters that makes them smart–level of
cosmopolitanism, creativity, innovative and safe transport system, pollution and environmental
protection. The smartest city in Poland is Rzeszów, a city almost 1 thousand years old, placed on a
southern-east of Poland, the capital of Podkarpackie region and winner of the “Best managed
polish city in 2012”.
Rzeszów has about 200 thousands inhabitants, 6 Higher Schools, well developed air, informatics
and pharmaceutical industry and also people with great skills in leveraging funds from European
Union (about 260 projects co-financed with EU Funds). As we know – smart cities are trying to
organize Intelligent Transport System (ITS) to achieve informatically operated well-balanced
traffic, which in consequence will lower the expenses for transport infrastructure, improve the air
condition and general city impression. The thing that places Rzeszów higher than other cities is the
implementation of “Rzeszowski Transport Program” – a program that is a kind of introduction for
the real ITS and cost over 100million euros from which more than 800 thousands were European
Union Funds.
Rzeszowski Transport Program includes – zone traffic management system, public transport
management system, passengers information system (e-info) and electronic ticket system (e-
ticket). However Rzeszów is the 1st city in the polish ranking – it’s still far away from the top in
general classification (48 place). Growth of high technologies makes cities more and more
computerized but when it comes to Poland the technological delay is one of the biggest problems
11
that holds down exploitation of resources In cities. Informatics services, use of innovative IT
solutions in public administration or creating conditions for IT society development are still very
important and not so well-managed matters. Therefore, one of the challenges for Poland in the
next few years will be implementation of IT solutions.
5.3 Smart Cities in Sardinia, Italy
In Sardinia there is a project “Smart city – Comuni di classe A” that we can find inside the project
called “ Sardegna CO2.0” supported by the Region of Sardinia.
The aim of this project is to reduce gradually the emission of CO2 trough coordinated and
integrated actions.
This program offers support in favour of municipalities that implement specific protocols for the
reduction of emission and sustainable development.
To facilitate the concession of financial resources the Region established a found called “JESSICA”.
Thanks to “JESSICA” the Region will provide money to the municipalities to:
Promote the sustainable use of renewable energy
Implement intervention for urban regeneration and energy efficiency
Support local government and regional bodies to planning operations that
guarantee economic, social and environmental effects that are self-sustainable from a
financial perspective
This project is also supported by the European Union, inside the initiative called “Covenants of
major”.
With this project all the municipalities aim to reduce the 20% of CO2 emission within 2020.
To obtain this result the local government should prepare this document:
Baseline emission inventory
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Sustainable Energy Action Plan development with stakeholders and citizens (SEAP)
A report every two year about the carrying out of the SEAP
The SAEP is actually the guideline document that helps municipalities in the achievement of the
final result of reduction of emission.
The actions of the SAEP can involved not only the Public sector, but also the private. The principal
actions should concern the facilities and the public sector, but also concern the local energy and
heating / cooling production.
This project involved 63 Sardinian municipalities :
Arborea, Marrubiu, Palmas Arborea, San Nicolò d'Arcidano, Santa Giusta, Terralba, Uras,
Sant'Anna Arresi, Perdaxius, Masainas, Piscinas, San Giovanni Suergiu, Santadi, Tratalias,
Villaperuccio, Fluminimaggiore, Buggerru, Borutta, Ozieri, Erula, Tula, Borore, Birori, Bolotana,
Bortigali, Macomer, Noragugume, Silanus, Sindia, Florinas, Arzana, Elini, Dolianova, Barrali, Donori,
Serdiana, Soleminis, Seulo, Baradili, Sadali, Escolca, Assolo, Barumini, Villagrande Strisaili, Selegas,
Belvì, Oniferi, Ghilarza, Abbasanta, Aidomaggiore, Busachi, Fordongianus, Zerfaliu, Norbello,
Nughedu Santa Vittoria, Ollastra, Paulilatino, Samugheo, Siamaggiore, Soddi, Solarussa, Tadasuni
In this project we can find a lot of opportunities also for the enterprises:
Actively participate with ideas and project to the drafting of the SAEP
Apply for realization of the actions
Get a view of future planning based on SMEs , Environment, Renewable energy and
energy saving.
For the Capital city of Sardinia, Cagliari, there is also a big project called “Cagliari 2020”. The aim of
this project is to transform Cagliari in a “Smart City”. This means in particular to solve the
problems about mobility and to research innovative solutions for decrease the environmental
impact.
Cagliari is a perfect case study, thanks to his innovative traffic information infrastructure. The first
revolution will be to connect all bus stop with an operation centre 24/h per day, to get
information in real time, about frequency and timing of the buses. This will be possible with
geolocation of buses, with a gps device, that communicate its position to the operation centre.
This will aloud to have all information about the traffic and the possibility to organize the traffic
light in order to delete all advances and delays.
The final objective will be to have information in real time about traffic and extraordinary events
(strikes and incidents) and provide solution in real time. Other info collected will be about parking
and on demand shuttle.
13
Another interesting aspect is the acquisition of data on the impact energy and the environment
that has the traffic on the city. The buses are exploited as probes with sensors that record the
emission of pollutants ether. The device will be planted on the vehicle, to collect data and
transmit it to the operation centre. From the acquired picture of the air quality it will possible to
find out how much energy is consumed to cover a certain distance, and how the mobility system
impacts on population from the point of view of health.
6. Conclusions As we said before, the aim was to compare how cities in Europe follow the guidelines suggested by
the European Union. The Europe is investing for sustainable and territorial development in order
to set up a new model of city.
Berlin, that is the capital and one of the most important cities in Europe, has not realized the
program yet. But many programs have started and one of the most interesting is The “Fraunhofer
Institute” that works mainly on four topics in connection with Smart Cities. The fields of
communication, energy, mobility and security are considered to be the dramatic problems of the
future. Most important aspect is to reduce CO2 emissions.
Also in the city of Rzeszow, Poland the program is not started yet. It involves a network that
concentrates tens of polish cities that are trying to implement at least some part of a ‘smart city’
concept. The aim of this project is to reduce gradually the emission of CO2 trough coordinated and
integrated actions. This program concerns support in favour of municipalities that implement
specific protocols for the reduction of emission and sustainable development.
Cagliari is adopting new policies for developing its infrastructures, in order to be a Smart City. With
“Cagliari 2020” they are trying to find a solution in mobility and innovation research, for the
reduction of the environmental impact. At the moment we saw a lot of revolutions in transports,
mobility, and greenhouse, but it’s not enough.
It’s interesting to notice that Sardinia is going to follow the Smart City program from a regional
point of view, and it’s quite simple to spot why. It is quite similar to Poland, where some cities are
going to set up a network in order to reach the Energy’s objective.
14
7. Bibliography H. Abut, editor. Vector Quantization. IEEE Press, 1990
Understanding Smart Cities: An Integrative Framework - 2012 45th Hawaii International
Conference on System Sciences
European Commission papers:
SETIS, European Initiative on Smart Cities. (www.setis.ec.europa.eu)
ENERGY, Smart Cities and communities – European Innovation Partnership. 2012 Brussels
Communication from the commission
Other sources:
Smart cities w Polsce / Inteligetne miasta (www.inteligentnemiasta.pl – www.rzeszow.pl)
TU Berlin Urban Lab (www.smartcity.tu-berlin.de)
FOKUS-Fraunhofer-Institut für Offene Kommunikationssysteme (www.fokus.fraunhofer.de) Bundesregierung (www.bundesregierung.de)