Shelter After Disaster Guidelines 2010

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    helter after disaster

    Shelterafterdis

    aster

    settlement and reconstruction

    strategies for transitional

    s

    ettlementandrecon

    struction

    s

    trategiesfortransitional

    Coordination

    1.3 Activities

    1

    ntroduction

    1.1 articiation

    1. ramework

    1.4 nformation

    1.5 trateg

    trategy

    1

    .1 articiation

    . lanning

    .3 Temlate

    .4 nuts

    .5 Assessment

    rogramme level

    Assessment

    3.1 articiation

    3. Assessment

    3.3 Tools

    3.4 Teams

    3.5 mlementation

    4

    mplementation

    4.1 articiation

    4. tions

    4.3 esonse4.4 Methods

    4.5 Coordination

    T2 Strategy

    T3 Assessment

    T4 Implementation

    Country level

    oolkits

    T1 Coordination

    At national level, centralgovernment and humanitarian

    coordinators agree how the

    shelter, settlement and reconstruction

    resonse will be coordinated, as a

    service gathering and disseminating

    information to link each affected area

    and ever sector.

    As art of this coordination

    mechanism, a strateg is develoed

    with the articiation of the affected

    oulation. The strateg is reviewedand udated continuall, as more

    information becomes available and as

    the context to the resonse changes.

    At rogramme level, local government

    and the humanitarian agencies

    imlementing the resonse undertake

    ongoing assessments and monitoring ofthe affected oulation, caacities and

    resources in order to identif gas

    and overlas in resonse, to inform the

    strateg and to udate rogress against

    meeting the agreed objectives of the

    resonse.

    mlementation of the resonse is

    described through a series of otions

    for dislaced oulations and otions

    for non-dislaced oulations, each

    suorted b a contribution of 18assistance methods.

    These guidelines offer governments coordinators and implementer a framework

    for integrated shelter settlement and reconstruction following natural disasters.

    This framework is intended to be consistent with government structures and

    humanitarian coordination mechanisms supporting both in developing and

    implementing a single strategy policy or plan for each response.

    helter after disastersettlement and reconstruction

    strategies for transitional

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    helter after disaster

    settlement and reconstruction

    strategies for transitional

    Building back more safely

    elocateebuildepair5HWURW

    ccupancywith no

    legal statusousetenant

    ouseowner-

    occupier

    Apartmenttenant

    andtenant

    Apartmentowner-

    occupierural self-settlement

    Collectivecentre

    elf-settledcamps

    rbansettlement

    ostfamilies

    lannedcamps

    isplaced population:

    transitional settlement

    s transitional

    shelter appropriate?

    18 assistance methods

    4 labour methods

    A temshelter construction itemseneral items

    materials methods

    quality assurance methods

    Capacitybuilding

    upervision and

    technical expertise

    Cash ouchers

    Marketinterventions

    ocal

    informationcentres

    eturn and

    transit items

    nfrastructure and

    settlement planning

    nsurances loansand guarantees

    % Advocacy legaland administrative

    9 support methods

    nvironmental andresource management

    ivelihoodrecovery

    Community labourirect labour Contract labour elf-help

    s transitional

    shelter appropriate?

    on-displaced population:

    transitional reconstruction

    eintegrateelocateeturn

    ndirectly affectedpopulation

    urable solutions

    econstruction withmanaged risk

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    vi vii

    Table of contents

    art B rogramme

    Chapter Assessment 6

    3DUWLFLSDWLRQ identif caacit of dislaced and non-dislaced oulations 8

    $VVHVVPHQW undertake different assessments to inform the develomentof the strateg, suorting rogramme and roject lans

    3

    7RROV identif and design tools required to imlement assessments 84

    7HDPV establish assessment teams required to imlement assessments 85

    ,PSOHPHQWDWLRQ carr out assessments, monitoring and evaluation to informstrategic, rogramme and roject imlementation

    88

    &KDSWHU mplementation 9

    3DUWLFLSDWLRQ engage affected oulations and coordinate with other sector 11

    2SWLRQV VXSSRUWUDSLGDVVHVVPHQWWRQGRXWZKRZKDWZKHUH 13

    5HVSRQVH establish which settlement or reconstruction otions are safeand aroriate to imlement

    11

    0HWKRGV manage assistance ackages for affected oulations 113

    &RRUGLQDWLRQ manage activities and inform strategic lanning rocess 14

    oolkits Coordination tools

    2 Strategy tools

    3 Assessment tools

    4 Implementation tools

    esources lossar of terms 35

    Acronms 35

    Annotated Bibliograh 3e references 334

    nternet esources 34

    ndex 345

    Acknowledgements iii

    oreword b alerie Ann Amos v

    ist of diagrams, tables and checklists viii

    ntroduction xiii

    mergenc to recover xiii

    uiding rinciles for shelter after disaster xvi

    Note to stakeholders xviii

    azards and natural disasters xx

    The shelter sector, humanitarian reform and clusters xxv

    art A esponse

    &KDSWHU Coordination

    3DUWLFLSDWLRQ ensure all stakeholders are involved and reresented 3

    UDPHZRUN agree a structure for coordination 8

    $FWLYLWLHV establish and oerate the shelter sector coordination bod 13

    ,QIRUPDWLRQ manage information to assist resonse monitoring andsuort decision making

    WUDWHJ\ snthesise information to facilitate strategic lanning 5

    Chapter trategy

    3DUWLFLSDWLRQ achieve agreement on stakeholder involvement 34

    3ODQQLQJ coordinate lanning among strategic, rogramme and rojectlans

    4

    7HPSODWH use a consistent lanning temlate to otimise the resonse 45

    ,QSXWV incororate relevant issues to inform the strateg 5

    $VVHVVPHQW maintain the strateg as a live document

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    xii xiii

    Coordination

    Activities 1.3

    1

    ntroduction

    articiation 1.1

    ramework 1.

    nformation 1.4

    trateg 1.5

    trategy

    1

    articiation .1

    lanning .

    Temlate .3

    nuts .4

    Assessment .5

    rogramme level

    Assessment

    articiation 3.1

    Assessment 3.

    Tools 3.3

    Teams 3.4

    mlementation 3.5

    4

    mplementation

    articiation 4.1

    tions 4.

    esonse 4.3

    Methods 4.4

    Coordination 4.5

    Strategy T2

    Assessment T3

    Implementation T4

    Country level

    oolkits

    Coordination T1

    1mergency to recovery1. These guidelines introduce the aroaches of transitionalVHWWOHPHQWUHFRQVWUXFWLRQDQGVKHOWHU7UDQVLWLRQDOKRXVLQJshelter, settlement, and reconstruction should not be considered

    as an additional hase, but rather as an incremental shelteringof affected oulations over the eriod of their dislacementDQGRIUHFRQVWUXFWLRQZKLFKRIWHQODVWVPDQ\\HDUV7KHWHUPtransitional ma be used in resonse to two questions:

    RUWKRVHGLVSODFHG ZKHUHGR WKH\ OLYH RYHU WKH\HDUVreconstruction usuall takes?

    RUWKRVHQRWGLVSODFHG RUZKRKDYHUHWXUQHG KRZ FDQreconstruction be suorted when it is needed, from the initialresonse, as some families ma need roof tiles not a tent?

    2. This aroach of arallel suort is resented in theIROORZLQJJXLGDQFHSXEOLVKHGRUDZDLWLQJSXEOLFDWLRQ$OOWKLVguidance includes the same series of otions facing dislacedoulations and otions facing non-dislaced oulationsDJUHHGE\WKHVKHOWHUFRPPXQLW\IDFLOLWDWHGE\6KHOWHU&HQWUH

    Transitional settlement: dislaced oulations(Corsellis and itale, xfam 5)KWWSZZZVKHOWHUFHQWUHRUJOLEUDU\WUDQVLWLRQDOVHWW

    OHPHQWGLVSODFHGSRSXODWLRQV

    afer omes, tronger Communities (orld Bank,ZZZKRXVLQJUHFRQVWUXFWLRQRUJKRXVLQJ

    umanitarian Charter and Minimum tandards inisaster esonse (here roject, forthcomingZZZVSKHUHSURHFWRUJ

    Assistance in urban areas to oulations affectedb humanitarian crises (NC and helter Centre,IRUWKFRPLQJKWWSZZZVKHOWHUFHQWUHRUJ

    urvival and recovery3. ettlement, reconstruction and shelter are all critical toERWKVXUYLYDODQG UHFRYHU\IROORZLQJQDWXUDO GLVDVWHUVQ Dgrowing number of resonses the constitute together thelargest sector, in terms of exenditure er caita, over theGXUDWLRQRILQWHUQDWLRQDOLQWHUYHQWLRQ

    ettlement,

    reconstruction

    and shelter

    olistic

    guidance

    argest sector

    er caita

    exenditure

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    xxx

    helter after isaster: strategies for transitional settlement and reconstruction

    xxxi

    Coordination

    Activities 1.3

    1

    ntroduction

    articiation 1.1

    ramework 1.

    nformation 1.4

    trateg 1.5

    trategy

    1

    articiation .1

    lanning .

    Temlate .3

    nuts .4

    Assessment .5

    rogramme level

    Assessment

    articiation 3.1

    Assessment 3.

    Tools 3.3

    Teams 3.4

    mlementation 3.5

    4

    mplementation

    articiation 4.1

    tions 4.

    esonse 4.3

    Methods 4.4

    Coordination 4.5

    Strategy T2

    Assessment T3

    Implementation T4

    Country level

    oolkits

    Coordination T1

    1discussions for the develoment of consistent cluster strategieswithin the wider framework for coordination of emerging needsand riorities and facilitate discussions for the develoment ofDVKHOWHUVWUDWHJ\ZLWKLQWKHZLGHUIUDPHZRUIRUFRRUGLQDWLRQ

    hy these guidelines use sector and not

    cluster

    79. These guidelines describe universal rincials ofhumanitarian resonse for transitional settlement andUHFRQVWUXFWLRQ7KH\DUHLQWHQGHGIRUXVHLQUHVSRQVHWRVPDOOand large scale disasters where the Cluster Aroach is inSODFH

    80. There are currentl a number of countries where theCluster Aroach is not imlemented, either due to the lackof a umanitarian Countr Team or because the governmentalread has other coordination structures in lace to resondWRGLVDVWHUV

    81. These guidelines therefore use the term sector asoosed to cluster to iml a wider use, inclusive of, andextending beond scenarios in which the Cluster Aroach isXVHG

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    ii

    Activities 1.3

    1

    1ntroduction

    articiation 1.1

    ramework 1.

    nformation 1.4

    trateg 1.5

    trategy

    articiation .1

    lanning .

    Temlate .3

    nuts .4

    Assessment .5

    rogramme level

    Assessment

    articiation 3.1

    Assessment 3.

    Tools 3.3

    Teams 3.4

    mlementation 3.5

    4

    mplementation

    articiation 4.1

    tions 4.

    esonse 4.3

    Methods 4.4

    Coordination 4.5

    Strategy T2

    Assessment T3

    Implementation T4

    Country level

    oolkits

    Coordination

    Coordination

    1

    Coordination82. Coordination is an activit which continues throughoutthe resonse to a disaster so that common decisions can be

    made and imlemented to best serve the needs of the affectedoulation. B coordinating efforts in resonse, gas andoverlas can be avoided as can dulication of efforts. t is alsoa wa of ensuring that the affected oulation can la a kerole in decision making.

    83. The urose of coordination is to develo a single sectorstrateg for resonding to the settlement and reconstructionneeds of the affected oulation. These needs will changethroughout the resonse and the mechanism established forFRRUGLQDWLRQWKHUHIRUHQHHGVWREHH[LEOHDQGDGDSWLQRUGHU

    to offer aroriate suort and assistance.

    84. The structure of the chater is as follows.

    articipation: ensure that all stakeholders are involved andreresented.

    ramework: agreeing a structure for coordination.

    Activities: establish and oerate the shelter sector coordinationbod.

    nformation: manage information to assist resonse monitoringand to suort decision making.

    trategy: snthesise information to facilitate strategic lanning.

    ummary of why coordination is needed

    overnments are resonsible for coordinating the resonse toa natural disaster in their territor and should:

    identif a national coordinator and establish acoordination structure;

    write terms of reference for the coordination grous toclarif articiation; and

    identif focal ersons to lead coordination grous atdifferent levels.

    1.1

    1.

    1.3

    1.4

    1.5

    overnment

    ramework

    1.

    nformation

    1.4 1.5

    trategActivities

    1.3

    articiation

    1.1

    1.11.11.1

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    helter after isaster: strategies for transitional settlement and reconstruction

    t t

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    3 31

    Coordination

    Activities 1.3

    1

    ntroduction

    articiation 1.1

    ramework 1.

    nformation 1.4

    trateg 1.5

    trategy

    articiation .1

    lanning .

    Temlate .3

    nuts .4

    Assessment .5

    rogramme level

    Assessment

    1

    articiation 3.1

    Assessment 3.

    Tools 3.3

    Teams 3.4

    mlementation 3.5

    4

    mplementation

    articiation 4.1tions 4.

    esonse 4.3

    Methods 4.4

    Coordination 4.5

    Strategy 2

    Assessment T3Implementation T4

    Country level

    oolkits

    Coordination T1

    trategy175. trategies hel everone resonding to a disaster towork together. trategies are ractical, simle tools that canbe develoed ver quickl. The initial strateg should be

    SUHSDUHGLQWKHUVWGD\VDIWHUDGLVDVWHU7KHVWUDWHJ\VKRXOGbe reviewed and changed regularl throughout the resonse,as more information becomes available.

    176. This chater suorts the develoment of a singlestrateg. overnment and all other agencies should agreethe lan and not have different olicies. here ossible,government should lead the develoment of the strateg,suorted b humanitarian agencies and donors. The strategshould describe the resonse to the shelter needs of thoseimacted b disasters. The strateg should include resonse to

    immediate shelter needs but also to longer-term reconstruction,suorting the entire oulation affected.

    177. ive sections are considered in this chater:

    articipation: engage stakeholders to develo a strateg.

    lanning: coordinate sector strateg, rogramme and rojectlans.

    Template: base the structure of the strateg uon a documenttemlate.

    nputs: incororate inter-sectoral considerations into thestrategic lanning rocess.

    Assessment: udate and maintain the strateg as a livedocument.

    ummary of why a strategy is needed

    The following oints exlain the value of a strateg and how itEHQHWVHDFKJURXSLQYROYHGLQWKHUHVSRQVH

    nsure that rogramme and roject lans lock into thesector strateg, lan of action or olic.

    ngage in regional consultations and rovide high qualitinut information to aid the lanning rocess.

    iscuss contributions for caacit with donors.

    articiation

    .1 .

    lanning

    .3

    Temlate

    .5

    Assessment

    .4

    nuts

    .1

    .

    .3

    .4

    .5

    overnment

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    helter after isaster: strategies for transitional settlement and reconstruction

    The helter ector esonse lan was elaborated anddeveloed in consensus with man stakeholders. talso clearl communicates the sector strateg and itsood ractice

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    3

    Coordination

    Activities 1.3

    1

    ntroduction

    articiation 1.1

    ramework 1.

    nformation 1.4

    trateg 1.5

    trategy

    articiation .1

    lanning .

    Temlate .3

    nuts .4

    Assessment .5

    rogramme level

    Assessment

    1

    articiation 3.1

    Assessment 3.

    Tools 3.3

    Teams 3.4

    mlementation 3.5

    4

    mplementation

    articiation 4.1

    tions 4.

    esonse 4.3

    Methods 4.4

    Coordination 4.5

    Strategy 2

    Assessment T3

    Implementation T4

    Country level

    oolkits

    Coordination T1

    gobjective to hel stakeholders reach agreements.

    nter-sectoral coordination meetings were co-chaired bthe aitian government with a continuous resence ofother sectors, such as earl recover and water andsanitation, leading to one of the fastest shelter-reliefoerations in recent ears. Nearl ercent of the 1.3million dislaced oulation received emergenc shelterVXSSOLHVLQWKHUVWWKUHHPRQWKV American edCross, 1.

    isaster risk reduction was well integrated into the6KHOWHU6HFWRUHVSRQVHODQVSHFLFDOO\LQDQWLFLSDWLRQof the hurricane season. The strateg included warningsstems, evacuation routes, communit training for basic

    UVWDLGUHVSRQVHDQGDGDSWLQJGUDLQDJHDQGDGHXDWHlatrine sstems.

    hile the government co-chaired the coordinationPHHWLQJVLWVFDSDFLW\ZDVVLJQLFDQWO\OLPLWHGE\WKHaftermath of the earthquake. As a result, the two hasesof the helter ector esonse lan were not effectivelcoordinated and communicated to all stakeholders,including the affected oulation. This led to tensionsand frustrations, as eole were not aware of their rights

    and entitlements and were unaware that lans werebeing made for both the long and short term.

    Although the strateg was develoed, udated andelaborated in the weeks following the earthquake,DFWLYLWLHVRQWKHJURXQGZHUHQRWDOZD\VUHHFWHGLQWKHstrateg in a timel manner.

    nter-sectoral activities, such as rubble removal, logisticsand land roert and tenure, were not effectivelcoordinated. This led to overlas and gas in theimlementation of the helter ector esonse lan.

    Challenges

    helter after isaster: strategies for transitional settlement and reconstruction

    Assessment

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    4 5

    Strategy T2

    Assessment 3

    Implementation T4

    Coordination T1

    Coordination

    Activities 1.3

    1

    ntroduction

    articiation 1.1

    ramework 1.

    nformation 1.4

    trateg 1.5

    trategy

    Participation 2.1

    lanning .

    Temlate .3

    nuts .4

    Assessment .5

    rogramme level

    Assessment

    1

    articiation 3.1

    Assessment 3.

    Tools 3.3

    Teams 3.4

    mlementation 3.5

    4

    mplementation

    articiation 4.1

    tions 4.

    esonse 4.3

    Methods 4.4

    Coordination 4.5

    Country level

    oolkits

    Coordination T1

    273. This chater suorts the coordination of the existingassessments of sector stakeholders b structuring assessmentcontributions for transitional settlement and reconstruction into

    four stages: reliminar assessment, raid assessment, jointassessment, and monitoring and evaluation.

    274. This chater suorts the coordination of the existingassessments b categorising the four assessment subjectsinto four tes: who within the affected oulation has selectedwhat otions for settlement and reconstruction and where,the hazards and risks that threaten the affected oulation,the livelihood caitals that the affected oulation ma drawuon including human, social and olitical, natural, hsicalDQGQDQFLDODQGWKHH[WHQWRIWKHGDPDJHWREXLOGLQJVDQG

    infrastructure.

    3. 3.3 3.4 3.53.1

    articiation Assessment Tools Teams mlementation

    275. The structure of the chater is as follows.

    articipation: involve all stakeholders to carr out assessment,monitoring and evaluation.

    Assessment: understand different stages and tes ofassessment subjects.

    Tools: identif and design tools required to imlementassessments.Teams: establish assessment teams required to imlementassessments.

    mplementation: decisions to inform strategic, rogrammeand roject imlementation.

    ummary of why assessment is needed

    iaise with the government to collect baseline data onwho is affected and where, and to decide on how theauthorities ma articiate in and be reresented inassessments.

    Collaborate with the government to use national survesand mas to understand the re-disaster context forcomarison.

    &RQWDFWQDWLRQDOUHJLRQDODQGORFDORIFHVDQGOLQHministries to gather, review and disseminate assessmentinformation.

    3.1

    3.

    3.3

    3.4

    3.5

    overnment

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    helter after isaster: strategies for transitional settlement and reconstruction

    ntroduction

    Monitoring and evaluation need to be undertakento understand the effect of a rogramme on theenvironment, for examle on the unsustainable use ofresources, damage to water sources and its imact onthe fertilit of farming land.

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    4 5

    Strategy T2

    Assessment 3

    Implementation T4

    Coordination T1

    Coordination

    Activities 1.3

    1

    articiation 1.1

    ramework 1.

    nformation 1.4

    trateg 1.5

    trategy

    Participation 2.1

    lanning .

    Temlate .3

    nuts .4

    Assessment .5

    rogramme level

    Assessment

    1

    articiation 3.1

    Assessment 3.

    Tools 3.3

    Teams 3.4

    mlementation 3.5

    4

    mplementation

    articiation 4.1

    tions 4.

    esonse 4.3

    Methods 4.4

    Coordination 4.5

    Country level

    oolkits

    Coordination T1

    nvironmental degradation resulting from a rogrammema include contamination of land b chemicals and

    hazardous waste. This also affects shelter rogrammesas loss of forests result in reduced access to fuel woodand building materials.

    An integrated assessment can onl be achieved withinand among sectors b identifing the caacities andavailable resources from all sectors in the differentdiscilines, as well as identifing locall acquiredknowledge and revious disaster exeriences in theaffected countr or region.

    nter-sectoral assessment should take into accounteconomic, social and environmental considerationstogether; and continuousl udate information on allstakeholders across the sectors.

    nter-sector

    linkage

    helter after isaster: strategies for transitional settlement and reconstruction

    4ntroduction351. mlementation is the act of delivering the humanitarian

    objectives laid out in the strateg b develoing and utting into

    mplementation

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    Implementation 4

    oolkits

    Assessment

    Strategy T2

    Assessment T3

    Coordination T1

    Coordination

    Activities 1.3

    1

    articiation 1.1

    ramework 1.

    nformation 1.4

    trateg 1.5

    trategy

    Participation 2.1

    lanning .

    Temlate .3

    nuts .4

    Assessment .5

    rogramme level

    1

    articiation 3.1

    Assessment 3.

    Tools 3.3

    Teams 3.4

    mlementation 3.5

    mplementation

    articiation 4.1

    tions 4.

    esonse 4.3

    Methods 4.4

    Coordination 4.5

    Country level

    objectives laid out in the strateg b develoing and utting intoractice rogramme and roject lans.

    352. The urose of imlementation is to ensure that theaffected oulation receives the most aroriate, needsbased transitional settlement and reconstruction assistance.PSOHPHQWDWLRQLVQRWD[HGDFWLYLW\EXWVKRXOGFKDQJHDQGadat in line with the needs of the affected oulations as themove between otions for settlement and reconstruction.

    353. The structure of the chater is as follows:

    articipation: ensure the affected oulations andgovernments are involved in all imlementation activities;

    ptions:VXSSRUWUDSLGDVVHVVPHQWWRQGRXWZKRZKDWwhere;

    esponse: establish which settlement or reconstructionotions are safe and aroriate to imlement;

    Methods: decide what combination of labour, material, suortand qualit assurance is most aroriate;

    Coordination: manage imlementation activities and inform

    strategic lanning rocess;

    ummary of why implementation is needed

    354. iscuss the rogramme and roject lanning rocesseswithin coordination meetings and ensure that results of

    imlementation are fed back into the strategic lanning.

    Aim at reasonable and diverse articiation ofstakeholders;

    btain local inut that is consistent and aroriate withsustainable result;

    ollow through immediate with suggestions and lessonsOHDUQHGVRDVWRPD[LPL]HHIIHFWLYHQHVVRIWKHUHVSRQVH

    4.1

    4. 1 4 6

    4.3

    4.4 ???

    4.5

    overnment

    articiation

    4.1 1 4 6

    tions

    4.

    esonse

    4.3 ??

    ?

    Methods

    4.4

    Coordination

    4.5

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    helter after isaster: strategies for transitional settlement and reconstruction

    4ntroduction

    Country level

    ntegrated imlementation should be maintained bkeeing an overview of cross-sectoral activities andcontinuous linkages. acilitate and ensure cross-sectorallanning and assessment rocesses.

    uarantee linkages through the use of sectorreresentatives with the goal of maintaining strategies forrearedness, earl warning, emergenc resonse and

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    13 131

    Implementation 4

    oolkits

    Assessment

    Strategy T2

    Assessment T3

    Coordination T1

    Coordination

    Activities 1.3

    1

    articiation 1.1

    ramework 1.

    nformation 1.4

    trateg 1.5

    trategy

    Participation 2.1

    lanning .

    Temlate .3

    nuts .4

    Assessment .5

    rogramme level

    1

    articiation 3.1

    Assessment 3.

    Tools 3.3

    Teams 3.4

    mlementation 3.5

    mplementation

    articiation 4.1

    tions 4.esonse 4.3

    Methods 4.4

    Coordination 4.5

    long term recover.

    helter after isaster: strategies for transitional settlement and reconstruction

    ntroduction

    Country level

    Coordination toolkit477. This toolkit suorts the shelter sector coordinationactivities b offering a set of resources and tools, whichcomlement the guidance offered in Chater 1:Coordination.

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    Assessment

    Strategy T2

    Assessment T3

    Implementation T4

    Coordination

    Coordination

    Activities 1.3

    1

    articiation 1.1

    ramework 1.

    nformation 1.4

    trateg 1.5

    trategy

    Participation 2.1

    lanning .

    Temlate .3

    nuts .4

    Assessment .5

    rogramme level

    1

    articiation 3.1

    Assessment 3.

    Tools 3.3

    Teams 3.4

    mlementation 3.5

    mplementation

    articiation 4.1

    tions 4.esonse 4.3

    Methods 4.4

    Coordination 4.5

    oolkits

    4

    T1.4T1.ramework Activitities

    T1.3nformation

    T1.4 T1.5trateg

    T1.1articiation

    478. The toolkit is divided into the following sections:

    articipation: considerations for coordination withgovernments in emergenc situations;

    Coordination ramework: nformation on the coordinationframework can be found in ection 1.: ramework;

    Coordination Activities: including tools for coordinators, toolsfor oerating the sector coordination bod and tools forFRRUGLQDWHGQDQFLDOSODQQLQJ

    nformation Management: tools rovided include an overviewof was in which oulation ma have been affected, examlesof rint media uses for communication and an overview ofgrievances redress mechanisms;

    trategy: trateg tools are rovided in Toolkit 2: Strategy.

    479. Toolkits from other sections can rovide additionalinformation in the coordination of the shelter resonse.

    480. This toolkit informs and assists the effective coordinationof the shelter sector resonse. ach tool comlements theguidance rovided in Chater 1:Coordination and deliversfurther assistance when coordinating, assessing, lanning,funding, imlementing and monitoring activities in suort ofan ongoing sector resonse. The tools offered below are notexhaustive but rather rovide examles of the te of tool thatma be used.

    T1.1

    T1.

    T1.3

    T1.4

    T1.5

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    helter after isaster: strategies for transitional settlement and reconstruction

    Coordination1

    ntroduction

    1

    Country level

    538.An examle of ublic media used to inform individuals andcommunities on earthquake resistant techniques, in this casebracing is used.

    Construction techniquesiagram T1.

    xample :

    Construction

    techniques

    T1.4. Communicating with the affected population

    534. The communication of the roosed shelter strateg tothe affected oulation is vital to ensure transarenc andfairness, and to encourage accetance of the scheme, followingVXIFLHQWIHHGEDFDQGDGXVWPHQW

    535. here it is necessar to introduce the affected oulationto new techniques and ideas, it is imortant to roduceinformation and training materials which can be understood bthe local oulation. xamles of new information ma include

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    Assessment

    Strategy T2

    Assessment T3

    Implementation T4

    Coordination

    Activities 1.3

    articiation 1.1

    ramework 1.

    nformation 1.4

    trateg 1.5

    trategy

    Participation 2.1

    lanning .

    Temlate .3

    nuts .4

    Assessment .5

    rogramme level

    articiation 3.1

    Assessment 3.

    Tools 3.3

    Teams 3.4

    mlementation 3.5

    mplementation

    articiation 4.1

    tions 4.

    esonse 4.3

    Methods 4.4

    Coordination 4.5

    oolkits

    4

    www.shelterhaiti.org

    the conveance of new construction techniques, or safetissues relating to new building materials.

    536.uidance This section offers three examles of ublic media, usedto conve new ideas to affected oulations, for the uroseRI UH VDIHW\ EXLOGLQJ WHFKQLXHV DQG ORQJWHUP VWUDWHJ\resectivel:

    iagram T1.1: ire safet

    iagram T1.: Construction techniques

    iagram T1.3: Communicating strateg

    537. An examle of ublic media used to conve the safe useRIUHDQGDPHV

    ire safety

    www.humanitarianreform.org

    iagram T1.1

    xample 1: ire

    safety

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    helter after isaster: strategies for transitional settlement and reconstruction

    Coordination1

    2ntroduction

    1

    Country level

    546. This toolkit suorts the shelter strateg develoment boffering a set of resources and tools, which comlement theguidance offered in Chater : trateg.

    T. T.3 T.4 T.5T.1

    articiation lanning Temlate nuts Assessment

    Strategy oolkit

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    4

    Assessment

    Strategy 2

    Assessment T3

    Implementation T4

    Coordination T1

    Activities 1.3

    articiation 1.1

    ramework 1.

    nformation 1.4

    trateg 1.5

    trategy

    Participation 2.1

    lanning .

    Temlate .3

    nuts .4

    Assessment .5

    rogramme level

    articiation 3.1

    Assessment 3.

    Tools 3.3

    Teams 3.4

    mlementation 3.5

    mplementation

    articiation 4.1

    tions 4.

    esonse 4.3

    Methods 4.4

    Coordination 4.5

    oolkits

    547. The toolkit is divided into the following sections:

    articipation:activities to encourage increased organisationalengagement in sector strateg;

    lanning: rinciles and legal frameworks for coordinatingsector strateg, rogramme and roject lans;

    Template: indicators, standards and activities; and

    nputs: land and tenure issues incororating inter-sectoralconsiderations into the strategic lanning rocess.

    Assessment:T3.

    548. Toolkits from other sections can rovide additionalinformation in the develoment of a shelter resonse strateg.

    549. The toolkit for strateg rovides a set of tools, which informand assist the develoment of an effective shelter strateg.ach tool comlements the guidance rovided in Chater :

    trateg and delivers further assistance when coordinating,assessing, lanning, funding, imlementing and monitoringactivities in suort of an ongoing sector strateg. The toolsoffered below are not exhaustive but rather rovide examlesof the te of tool that ma be used when making decisionsfor imlementing transitional settlement and reconstructionrogrammes and rojects.

    T.1

    T.

    T.3

    T.4

    T.5

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    helter after isaster: strategies for transitional settlement and reconstruction

    Coordination1

    2ntroduction

    articiation 1.1

    ramework 1.

    1

    Country level

    617. The antt chart is one of the most common and usefultechniques used in lanning and scheduling. The followingdiagram illustrates an examle T2.1.b.

    rearing to lan

    lanning process

    *DQWWFKDUWH[DPSOH

    4 6

    et commitment

    utline lan rocess

    nitial lanning meeting

    ocumentation read

    orm lanning team

    iagram T.

    antt chart

    H[DPSOH

    uidance

    619.Navigation This section of the trateg Toolkit contains resourceswhich ma be used when undertaking tasks outlined in .4:

    .4.1 timeline of resonse oeration and associatedrelevant land issues; and

    .4. land and tenure issues in the strategic lanningrocess.

    620.uidance This section includes tools, which ma be used toconsider the external inuts that need to be accounted for

    T.4nuts

    Toolkit for nputsContinued

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    4

    Assessment

    Strategy 2

    Assessment T3

    Implementation T4

    Coordination T1

    Activities 1.3

    nformation 1.4

    trateg 1.5

    trategy

    Participation 2.1lanning .

    Temlate .3

    nuts .4

    Assessment .5

    rogramme level

    articiation 3.1

    Assessment 3.

    Tools 3.3

    Teams 3.4

    mlementation 3.5

    mplementation

    articiation 4.1

    tions 4.

    esonse 4.3Methods 4.4

    Coordination 4.5

    oolkits

    etermine deadlines

    ield mission lanned

    lanning retreat

    lanning scenario set

    ituation assessment

    ield missions

    raft lans

    ollow u meeting

    Agree os design

    evelo rojects

    evelo budgets

    rocurement

    Coordination lan set

    inalised lan

    618.ork breakdown A work breakdown is a useful lanning technique foridentifing the ke arts of an comlex task and for showingthe relationshis that exist between tasks. An examle of awork breakdown is shown below. The rocess of breakingdown the work involves analsing the ke sub-tasks that haveto be carried out in a sstematic manner.

    utut 1

    Activit 1

    Task 1 Task 1

    Task Task

    Task 3 Task 3

    utut

    Activit

    utut 3

    Activit 3

    roject

    Task 1

    Task

    Task 3

    iagram T.3

    ork

    breakdown

    H[DPSOH

    consider the external inuts that need to be accounted forwhen develoing an effective integration strateg. These arelisted in 4..4, as: livelihoods, land use, lanning and tenure,environment and disaster risk reduction issues.

    T.4.1 Timeline of response operation and associatedrelevant land issues

    621.uidance This tool outlines the timeline for resonse oerations andthe relevant land issues at each stage.

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    helter after isaster: strategies for transitional settlement and reconstruction

    Coordination1

    3ntroduction

    articiation 1.1

    ramework 1.

    1

    Country level

    627. The assessment chater suorts the coordination ofthe assessments of sector stakeholders b structuring theassessment rocess into four stages: reliminar 3..1,raid 3.., in-deth 3..3, and monitoring and evaluation3..4. This toolkit on assessment offers additional suort to

    guide the imlementation of assessment activities.

    T3. T3.3 T3.4 T3.5T3.1

    articiation Assessment Tools Teams mlementation

    Assessment toolkit

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    1

    4

    Assessment

    Strategy T2

    Assessment 3

    Implementation T4

    Coordination T1

    Activities 1.3

    nformation 1.4

    trateg 1.5

    trategy

    Participation 2.1lanning .

    Temlate .3

    nuts .4

    Assessment .5

    rogramme level

    articiation 3.1Assessment 3.

    Tools 3.3

    Teams 3.4

    mlementation 3.5

    mplementation

    articiation 4.1

    tions 4.

    esonse 4.3Methods 4.4

    Coordination 4.5

    oolkits

    articipation: issues to consider and tools to use to guide thearticiation of the affected oulation in assessment;

    Assessment: tools for assessing livelihoods and needs aroundmarkets, the environment, hazards and vulnerabilities;

    Tools: activities that guide the design of assessment toolswhich identif what is needed and what caacit is available tomeet these needs;

    Teams: activities that guide the establishment of assessmentteams; and

    mplementation: guidance and activities for collecting andmanaging information.

    628. This toolkit is organised around these four subjects.arious other tools that ma be aroriate for each of the fourstages of the assessment monitoring and evaluation rocessare resented, such as tools for assessing damage and loss,and hazards and risks.

    629. Man agencies conduct damage assessments thatLQFOXGH XDQWLHG HVWLPDWHV RI SK\VLFDO GDPDJH UHVXOWLQJfrom disaster. ome agencies use a mixture of damage andneed assessment to conve a more comrehensive account.ome tools resented here ma be suitable for more than oneassessment subject (i.e. needs and damage). The urose ofthese tools is to guide different tes of assessment roceduresto facilitate the resonse and include all relevant stakeholders,including the affected oulation and vulnerable grous.

    630. The tools offered below are not exhaustive but ratherrovide examles of the te of tool that ma be used to guideassessments of transitional settlement and reconstructionrogrammes and rojects.

    T3.1

    T3.

    T3.3

    T3.4

    T3.5

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    helter after isaster: strategies for transitional settlement and reconstruction

    Coordination

    Activities 1.3

    1

    3ntroduction

    articiation 1.1

    ramework 1.

    nformation 1.4

    trateg 1.5

    1

    Country level

    T..4 nsuring information consistency

    742.uidance This section rovides a brief overview of how to manageDVVHVVPHQW LQIRUPDWLRQ E\ KLJKOLJKWLQJ D H\ SRLQW WKDWinformation collected remain consistent. urther informationcan be found in Toolkit 1 T1.5; T1.6; 3.5.

    743. As different organisat ions and assessment teamscollect data at different times and with different scales, therisk dulicating their efforts and imeding a smooth transitionbetween the relief, recover and reconstruction hases of theresonse. This has been known to cause assessment fatigueamong the affected oulation and also comromise theaccurac and reliabilit of the information collected.

    744. hile assessment teams assess the level of damage andreconstruction needed, standard guidelines and tools shouldbe available to ensure that this assessment is conducted in a

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    4 4

    4

    Assessment

    Strategy T2

    Assessment 3

    Implementation T4

    Coordination T1

    trategy

    Participation 2.1

    lanning .

    Temlate .3

    nuts .4

    Assessment .5

    rogramme level

    articiation 3.1

    Assessment 3.

    Tools 3.3

    Teams 3.4

    mlementation 3.5

    mplementation

    articiation 4.1

    tions 4.

    esonse 4.3

    Methods 4.4

    Coordination 4.5

    oolkits

    be available to ensure that this assessment is conducted in aconsistent manner. This information is adated from the orldBank handbook orld Bank, 1.

    745. ome useful tools for ensuring consistent assessmentinformation:

    temlates can structure and regularise the collection ofdamage data;

    training for assessment teams hels them understandcommon information collection methods and usecommon temlates. uch training ma include ractisingon damaged houses and comaring results;

    common rates and benchmarks can be used to maintaincommon estimates across teams and agencies.

    helter after isaster: strategies for transitional settlement and reconstruction

    Coordination

    Activities 1.3

    1

    4ntroduction

    articiation 1.1

    ramework 1.

    nformation 1.4

    trateg 1.5

    1

    Country level

    Implementation toolkit746. The imlementation chater of these guidelines rovidesguidance on imlementing rogramme and roject lans fortransitional settlement and reconstruction.

    T4. T4.3 T4.4 T4.5T4.1

    articiation tions esonse Methods

    1

    4 6?

    ?

    ?

    Coordination

    747. 7KHFKDSWHURIIHUVYHFROOHFWLYHGHFLVLRQVRUZRUVWDJHVfor consideration.

    articipation: RIIHUVWRROVIRUEHQHFLDU\LGHQWLFDWLRQ

    ptions:RIIHUVWRROVIRULGHQWLI\LQJDQGHYDOXDWLQJGLIIHUHQW

    T4.1

    1

    4 6T4.

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    48 4

    Implementation 4

    oolkits

    4

    Assessment

    Strategy T2

    Assessment T3

    Coordination T1

    trategy

    Participation 2.1

    lanning .

    Temlate .3

    nuts .4

    Assessment .5

    rogramme level

    articiation 3.1

    Assessment 3.

    Tools 3.3

    Teams 3.4

    mlementation 3.5

    mplementation

    articiation 4.1

    tions 4.

    esonse 4.3

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    WUDQVLWLRQDOVHWWOHPHQWDQGUHFRQVWUXFWLRQRSWLRQV

    esponse: SURYLGHV D JXLGLQJWRRO IRU EXLOGLQJ EDF PRUH

    VDIHO\Methods: rovides information to assist decisions on labour,PDWHULDOVXSSRUWDQGXDOLW\IRUEXLOGLQJEDFPRUHVDIHO\

    Coordination:T1

    748. TKLV WRROLW LV VWUXFWXUHG DURXQG WKHVH YH FROOHFWLYHGHFLVLRQVDQGRIIHUVVXSSRUWWRGHFLVLRQPDHUVE\SURYLGLQJDselection of tools relevant to each decision.

    749. URJUDPPHDQGSURHFWPDQDJHUVVKRXOGFRQVLGHUWKHYH

    decisions described in Chater 4 of these guidelines in order todevelo an aroriate rogramme and roject lan. The toolsRIIHUHGEHORZDUHQRWH[KDXVWLYHEXWUDWKHUSURYLGHH[DPSOHVRIWKHW\SHRIWRROWKDWPD\EHXVHGZKHQPDLQJGHFLVLRQVfor imlementing transitional settlement and reconstructionrogrammes and rojects.

    4 6

    ?

    ?

    ?

    Navigation

    uidance

    T4.3

    T4.4

    T4.5

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    lossary of termsTerms 'HQLWLRQ

    $FFRXQWDELOLW\ The state of being accountable;liabilit to be called on torender an account.

    Aftershocks arthquakes that follow the largest shock of anearthquake sequence. The are smaller than the main

    shock and occur within a distance of one to two ruturelengths from the main shock. Aftershocks can continueover a eriod of weeks, months or ears. n general, thelarger the main shock, the larger and more numerous theaftershocks, and the longer the will continue (,htt:earthquake.usgs.gov).

    $SDUWPHQWRZQHURFFXSLHU

    or the uroses of these guidelines, this term describesthe transitional reconstruction otion where the occuantowns their aartment, a self-contained housing unit thatoccuies onl art of a building, formall or informall.

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    34 35

    $SDUWPHQWWHQDQW

    or the uroses of these guidelines, this term describesthe transitional reconstruction otion where the aartmentis rented b the occuant, formall or informall

    $VVHVVPHQW The surve of a real or otential disaster to estimatethe actual or exected damages and to makerecommendations for revention, rearedness,resonse, and reconstruction.

    $VVLVWDQFH

    methods

    or the uroses of these guidelines, this term describes

    the variet of material or service contributions that areFRPELQHGDQGRIIHUHGWREHQHFLDULHVLQLPSOHPHQWLQJDtransitional settlement or reconstruction roject.

    DVHOLQHGDWD The initial information collected during an assessment,including facts, numbers, and descritions that ermitcomarison with the situation that existed before andmeasurement of the imact of the roject imlemented.

    DVLFQHHGV The items that eole need to survive. This can includesafe access to essential goods and services such asfood, water shelter, clothing, health care, sanitation, and

    education.LRORJLFDOGLVDVWHU

    isaster event caused b exosure of living organisms togerms and toxic substances.

    XLOGDFNBetter

    Aroach to reconstruction that aims to reducevulnerabilit and imrove living conditions, while alsoromoting a more effective reconstruction rocess.

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    HUQDFXODUDUFKLWHFWXUH

    7KHGZHOOLQJVDQGRWKHUEXLOGLQJVWKDWUHHFWSHRSOHVenvironmental contexts and available resourcescustomaril owner or communit built, utilising traditionalWHFKQRORJLHV9HUQDFXODUDUFKLWHFWXUHUHHFWVWKHVSHFLFneeds, values, economies and was of life of the culturethat roduces them. The ma be adated or develoedover time as needs and circumstances change.

    UEDQVHOIVHWWOHPHQW

    or the uroses of these guidelines, this term describesa transitional settlement otion, consistent with theIROORZLQJGHQLWLRQ'LVSODFHGSRSXODWLRQVPD\GHFLGHWR

    settle in an urban settlement, or in arts of it unaffectedb the disaster, occuing unclaimed roerties or land,RUVHWWOLQJLQIRUPDOO\&RUVHOOLVDQG9LWDOH

    XOQHUDELOLW\ The characteristics of a erson or grou in terms of theircaacit to anticiate, coe with, resist and recover fromWKHLPSDFWRIDQDWXUDORUPDQPDGHKD]DUG&

    XOQHUDEOHJURXSV

    rous or members of grous articularl exosed to theimacts of hazards, such as dislaced eole, women,the elderl, the disabled, orhans and an grou subject

    to discriminationDUQLQJ Mechanisms used to ersuade and enable eole and

    $FURQ\PV$FURQ\P 'HQLWLRQ

    AC $OWHUQDWLQJ&XUUHQW

    AB $VLDQ'HYHORSPHQW%DQ

    $'3& $VLDQ'LVDVWHUUHSDUHGQHVV&HQWUH

    A Agenc-riven econstruction in-itu

    $$3 Active earning Network for Accountabilit and erformancein umanitarian Action

    AM Assessment, Monitoring, valuation

    ATC $SSOLHG7HFKQRORJ\&RXQFLO

    &35 %XUHDXIRU&ULVLVUHYHQWLRQDQGHFRYHU\

    B %LOORIXDQWLWLHV

    CA &DVK$SSURDFK

    &$3 &RQVROLGDWHG$SSHDOVURFHVVCBA &RPPXQLFDWLRQ%DVHG $VVHVVPHQW

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    DUQLQJsystems

    Mechanisms used to ersuade and enable eole andorganizations to take actions to increase safet andreduce the imacts of a hazard.

    CBA &RPPXQLFDWLRQ%DVHG$VVHVVPHQW

    CB &RPPXQLW\%DVHG2UJDQL]DWLRQ

    CCCM &DPS&RRUGLQDWLRQDQG&DPS0DQDJHPHQW

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    CA &DOLIRUQLDDUWKXDH$XWKRULW\

    C &HQWUDOPHUJHQF\HVSRQVHXQG

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    &$3 &RPPRQ+XPDQLWDULDQ$FWLRQODQ

    C &RPPXQLW\+RXVLQJRXQGDWLRQ

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    CA &DQDGLDQQWHUQDWLRQDO'HYHORSPHQW$JHQF\

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    C &HQWUH2Q+RXVLQJLJKWVDQGYLFWLRQV

    C &DWKROLFHOLHI6HUYLFHVC &LYLO6RFLHW\2UJDQLVDWLRQV

    C &OXVWHURULQJ*URXSRQDUO\HFRYHU\

    aA amage and oss Assessment

    eartment for nternational eveloment ( overnment)

    &$'27

    ''&RQLFWDQG+XPDQLWDULDQ$IIDLUV'HSDUWPHQWerations Team

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    T Terms of eference

    7L*V Technical orking rous

    nited Nations

    / nited Nations nternational trateg for isaster iskeduction

    /CA QLWHGDWLRQV2IFHIRUWKH&RRUGLQDWLRQRI+XPDQLWDULDQAffairs

    AC 'LVDVWHU$VVHVVPHQWDQG&RRUGLQDWLRQ

    '3 nited Nations eveloment rogramme

    '3&35 QLWHGDWLRQV'HYHORSPHQWURJUDPPH&ULVLVUHYHQWLRQand ecover

    nited Nation isaster elief rganisation

    3 nited Nations nvironment rogramme

    C QLWHGDWLRQVGXFDWLRQDO6FLHQWLFDQG&XOWXUDOrganization

    DELWDW nited Nations uman ettlements rogramme

    C QLWHGDWLRQV+LJK&RPPLVVLRQHUIRUHIXJHHV

    53 nited Nations ousing ights rogramme

    $QQRWDWHGELEOLRJUDSK\

    &RUGHUR&,QWHUQDWLRQDOHGHUDWLRQRI5HG&URVVDQG5HG&UHVFHQWRFLHWLHV,5&

    2ZQHU'ULYHQRXVLQJ5HFRQVWUXFWLRQ*XLGHOLQHVwww.ifrc.org

    htt:www.sheltercentre.orgsitesdefaultfiles_uidelines_edNet.df

    7RSLFV rogramme develoment

    articiator rocess

    Technical assistance

    inancial assistance

    E W Th id li d d ith t ib ti f

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    53 nited Nations ousing ights rogramme

    C QLWHGDWLRQV&KLOGUHQVXQG

    A nited tates Agenc for nternational eveloment

    A ater, anitation and giene

    orld conomic orum

    3 orld ood rogramme

    orld ealth rganization

    XEHFW These guidelines were roduced with contributions fromnumerous National ocieties and build on the ost-disasterreconstruction exerience develoed within the Movement.These guidelines demonstrate an aroach that seeksto increase communities sense of ownershi and self-UHOLDQFHDQGDUHH[LEOHWRDQGHQFRXUDJHDZLGHYDULHW\of cultural and local construction ractices. These guidelinesDUH LQWHQGHG WRDVVLVW SURJUDPPHFRRUGLQDWRUVDQGHOGdelegates to suort articiator lanning and decision-

    making, including the stes required to ensure qualitFRQWURO DSSURSULDWH WHFKQLFDO VXSHUYLVLRQ DQG QDQFLDOPDQDJHPHQWDGDSWHGIURP&

    *HQGHUDQGERRNLQXPDQLWDULDQ$FWLRQ

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    www.humanitarianreform.org

    KWWSZZZVKHOWHUFHQWUHRUJOLEUDU\RPHQ*LUOV%R\VDQ

    dMenifferentNeedsqualortunities

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