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    Dilatant stresses at the interface of granular fills andgeogrid strip reinforcements

    M. C. Alfaro1 and Y. P. Pathak2

    1 Associate Professor, Department of Civil Engineering, University of Manitoba, Winnipeg, MB R3T 5V6,

    Canada, Telephone: 1 204 474 8155, Telefax: 1 204 474 7513, E-mail: [email protected] Assistant, Department of Civil Engineering, University of Manitoba, Winnipeg, MB R3T 5V6,

    Canada, Telephone: 1 204 474 8072, Telefax: 1 204 474 7513, E-mail: [email protected]

    Received 22 May 2004, revised 25 April 2005, accepted 23 May 2005

    ABSTRACT: Design guidelines for geosynthetic-reinforced soil walls recommend the use of

    densely compacted granular soils as select fills. The prevailing construction practices employ two

    reinforcement layouts. In one, geosynthetics are laid out continuously throughout the length of

    reinforced area ( sheet reinforcement): this layout is usually associated with wrap-around and

    modular block-type facing units. In the other, geosynthetics are laid out discretely (strip

    reinforcement): this is usually associated with panel-type facing units. These two reinforcement

    layouts interact differently with densely compacted granular fills, which are inherently dilatant.

    Sheet reinforcement corresponds to a free dilatancy condition whereas strip reinforcement

    corresponds to a restrained dilatancy condition. The effect of restrained dilatancy results in an

    increase in normal stresses or mobilization of dilatant stresses at the soil reinforcement interface

    during reinforcement pullout and in turn generates additional localized compressive stresses in the

    surrounding granular fill. This has a generally positive influence because it enhances the pullout

    resistance of the reinforcement and also raises the effective stresses, resulting in an increase in the

    shear strength of the granular fill and thus improving the internal stability of reinforced soil walls.

    This paper presents an extension to earlier work by Alfaro et al. on the pullout interaction

    mechanisms of geogrid strip reinforcements. It examines the mobilization of dilatant stresses at the

    soilreinforcement interface during reinforcement pullout. The study shows that it is essential to

    take into account the influence of dilatant stresses in the internal stability analysis of reinforced

    soil walls that use geogrid strip reinforcements.

    KEYWORDS: Geosynthetics, Geogrid, Restrained dilatancy, Granular soil, Soil geosynthetic

    interaction, Reinforced soil

    REFERENCE: Alfaro, M. C. & Pathak, Y. P. (2005). Dilatant stresses at the interface of granular

    fills and geogrid strip reinforcements. Geosynthetics International, 12, No. 5, 239252.

    1. INTRODUCTION

    Current internal stability analyses of geosynthetic-rein-

    forced soil walls consider two reinforcement failure

    modes: (1) rupture due to tensile over-stressing in the

    high-stress zone within the reinforced soil mass, and (2)

    pullout or slippage of the reinforcement in the low-stress

    zone within the reinforced soil mass. The recommended

    method of analysis to determine the arrangement and

    number of reinforcement layers is based on the tie-back

    wedge method of limit equilibrium analysis. In this

    approach the factor of safety of each layer of reinforce-

    ment against over-stressing and pullout is referenced to an

    internal Rankine active plane propagating from the toe of

    the wall at an angle 45 + /28 to the horizontal, where is the internal friction angle of the reinforced soil. The

    design tensile load in each layer of reinforcement based

    on the contributory area about each reinforcement layer

    must be in excess of the allowable long-term design load

    of the reinforcement. The pullout resistance in each layer

    of reinforcement is dependent on the interface normal

    stress, the anchored length of reinforcement beyond the

    failure plane, and the soil geosynthetic interaction. Fac-

    tors that influence soil geosynthetic interaction include

    the mechanisms of interaction, the physical and mechani-

    cal properties of the soil, and the mechanical properties,

    shape and geometry of the geosynthetic reinforcement

    (Lopes 2002). Soil geosynthetic reinforcement interaction

    is usually evaluated in the laboratory by direct shear test

    and pullout test.

    There are three main soil geosynthetic reinforcement

    interaction mechanisms, as illustrated in Figure 1 (Jewellet al. 1984): (1) skin friction along the reinforcement; (2)

    soil-to-soil shear; and (3) passive thrust in the form of

    Geosynthetics International, 2005, 12, No. 5

    2391072-6349 # 2005 Thomas Telford Ltd

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    punching shear on the transverse members of reinforce-

    ment. The interaction mechanism for planar geosynthetic

    reinforcements such as geotextiles is purely through skin

    friction. Interaction parameters for geotextile reinforce-

    ments are conveniently evaluated by performing direct

    shear tests. For geosynthetic grid reinforcements such as

    geogrids, the passive thrust of transverse members of the

    grids and the soil-to-soil shear are also considered, if

    relative movements occur in the soil at the apertures of the

    grids. The interaction parameters related to geogrids are

    evaluated using pullout tests.

    Most design guidelines (e.g. Elias et al. 2001; AASHTO

    2002) recommend the use of densely compacted granular

    soils as select fills because of their strength, stiffness,

    good drainage, and ease of construction. The prevailing

    construction practices employ two reinforcement layouts:

    (1) sheet reinforcement and (2) strip reinforcement. Insheet reinforcement layout, geosynthetic reinforcements

    are laid out continuously throughout the length of the

    reinforced area (full coverage): this is usually associated

    with wrap-around and modular block-type facing units, as

    shown in Figure 2a. In strip reinforcement layout, the

    geosynthetic reinforcements are laid out discretely (partial

    coverage): this is usually associated with panel-type facing

    units, as shown in Figure 2b. These two reinforcement

    layouts interact differently with densely compacted gran-

    ular fills, which are inherently dilatant. Sheet reinforce-

    ment corresponds to the condition of free dilatancy

    whereas strip reinforcement corresponds to the condition

    of restrained dilatancy (Alfaro et al. 1995; Sobolevsky

    1995). The outcome of restrained dilatancy is the develop-

    ment of increased normal stresses or the mobilization of

    dilatant stresses that enhance the pullout resistance of the

    reinforcement.

    Investigators (Lo 1998, 2003; Wang and Richwien

    2002) have proposed simplified analytical models to

    evaluate the pullout resistance of strip reinforcements in

    dilatant soils. These models were validated through the

    apparent interface friction coefficient derived from pullout

    force measurements. The apparent interface friction coef-

    ficient is calculated as (Schlosser and Elias 1978)

    f F

    2BLen(1)

    where F is the pullout force, B is the strip width, Le is the

    effective length of the pullout strip, and n is the averagenormal stress acting at the reinforcement level. The

    resulting apparent interface friction coefficient was found

    generally to be greater than unity, which was attributed to

    the increase in normal stress through a mechanism of

    restrained dilatancy. Increases in normal stresses at the

    soilreinforcement interface are generally not known, but

    Hayashi et al. (1997, 1999) attempted to measure the

    normal stresses directly near the interface. These measure-

    ments, together with a selected analytical model found in

    the literature, were used in this paper to study the

    mobilization of dilatant stresses at the interface during

    pullout of geogrid strip reinforcements, and to investigate

    their influence on the internal stability of reinforced soil

    walls.

    2. CONDITIONS OF FREE AND

    RESTRAINED DILATANCYThe condition of free dilatancy is illustrated in Figure 3a.

    A geosynthetic reinforcement placed at a certain level

    Slip planesTransverse

    member(b)

    (a)

    b

    Figure 1. Soil geogrid interaction mechanisms (re-plotted

    from Jewell et al. 1984): (a) shear between soil and plane

    surfaces; (b) soil bearing on reinforcement surfaces

    (a)

    (b)

    Figure 2. Two types of geosynthetic reinforcement layout: (a)

    sheet reinforcement; (b) strip reinforcement

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    within a densely compacted granular fill is subjected to a

    normal stress, n. The application of pullout force, F,generates shear in the soil at the vicinity of the interface,

    which is accompanied by grain repacking. Shearing of soil

    can be generated by one or more of the interaction

    mechanisms described earlier: skin friction along the

    reinforcement, soil-to-soil shear, and passive thrust on the

    transverse members of reinforcement. Associated with soil

    shearing of densely compacted granular fill is the volume

    increase, or what is called dilatancy. For the sheet

    reinforcement layout, dilatancy in the process of shearing

    does not influence the value of the applied normal stress,

    n. Soil dilatancy would only cause uplifting of thebackfill soil lying uppermost.

    The condition of restrained dilatancy is illustrated in

    Figure 3b. Geosynthetic reinforcement is placed under the

    same situation as before. The application of pullout force

    leads to the mobilization of shear at the vicinity of the

    interface, and generates soil dilatancy. But for strip

    reinforcement, dilatancy will be restrained by the sur-

    rounding non-dilating soil, which induces an increase in

    normal stress or dilatant stress, n, at the soilreinforce-ment interface (Sobolevsky 1995; Hayashi et al. 1996).

    This dilatant stress generates an increase in the interface

    shear resistance and subsequent enhancement of the pull-out resistance.

    Early reinforced soil structures utilized narrow metallic

    strip reinforcements (Schlosser and Elias 1978) and, more

    recently, high-tenacity polyester straps (Lo 2003). Geogrid

    strip reinforcements were also used in lieu of metallic strip

    reinforcements (e.g. Jones 2002). The width of geogrid

    strip can range from 200 mm to 1000 mm, which is larger

    than that commonly used for metallic strips (about

    100 mm). Alfaro et al. (1995) have shown that, as the strip

    becomes wider, combined free and restrained dilatancy

    conditions can develop (Figure 4). The free dilatancy

    condition develops at the middle portion, and the re-

    strained dilatancy develops at both edges of the strip

    reinforcement. An expedient assumption of this conceptual

    mechanism is setting the extent at which restrained

    dilatancy develops at the edge of strip (represented by

    width Be in Figure 4). Plausible support for this assump-

    tion comes from the results of pullout tests conducted with

    various strip widths, B. Studies (Ochiai et al. 1992; Farrag

    et al. 1993) show that, as B increases, the pullout

    resistance decreases. Here, pullout resistance is defined as

    the pullout force per width of geogrid (F/B) measured at a

    specific condition of displacement. Our interpretation of

    these studies implies that the effect of restrained dilatancy,

    which developed dilatant stresses and thus enhanced pull-

    out resistance at the soilreinforcement interface, was

    averaged out over the entire width of the strip even thoughit was localized only at a certain extent of the strip edge

    (see Figure 5). Distributing the effect of restrained

    Initial conditions Stress conditions during shear

    Reinforcement

    H

    n5 H

    n

    2d

    d

    d

    n

    n

    F

    n5 H

    Initial conditions

    n

    H

    Reinforcement

    d< 0d< 0

    Stress conditions during shear

    nn

    nn

    F

    (a)

    (b)

    Figure 3. Stress conditions in reinforced soil (re-plotted from Hayashi et al. 1996): (a) free dilatancy condition in sheet

    reinforcement layout; (b) restrained dilatancy condition in strip reinforcement layout

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    dilatancy to the whole portion of the strip, even if the free

    dilatancy condition applies in the middle portion, will

    result in a decrease of pullout resistance with increasing

    strip width.

    The development of the restrained dilatancy condition

    for strip reinforcements has practical implications in

    optimizing the width of the geogrid strip. The use of

    narrow rather than wide geogrid strip has both technical

    and economical implications in relation to the pullout

    resistance that can be achieved in a geogrid strip. The

    mobilization of dilatant stress, n, at the soilreinforce-ment interface will also result in additional compressive

    stresses in the surrounding granular soil. This has a direct

    positive effect in the vicinity of the strip reinforcements because it raises the effective stresses, resulting in an

    increase in the shear strength of the granular fill and thus

    improving the internal stability of the reinforced soil walls.

    By exploiting the superposition of additional compressive

    stresses within the granular fill, geogrid strip reinforce-

    ments can be positioned in both vertical and horizontal

    directions, providing optimal design spacing (Sobolevsky

    1995). However, it is recognized that the development of

    dilatant stresses at the soilreinforcement interface is

    associated with a decrease in compressive stresses away

    from the reinforcements (Hayashi et al. 1997; Milligan

    and Tei 1998). Any additional stresses generated by super-

    position at zones away from the reinforcements may be

    compensated for by that decrease in compressive stresses.

    Future studies can be undertaken to incorporate this effect

    in a 3D numerical analysis of reinforced soil structures

    with strip reinforcement layouts.

    3. PULLOUT TEST DATA

    3.1. General

    Before discussing the mobilization of dilatant stresses, it

    may be of interest to describe briefly the pullout test data

    that partly form the basis of this particular study. The testset-up, procedures and materials used in the pullout tests

    will be briefly described here; the details can be found in

    Non-dilating

    zone

    Dilating zone

    Shear stress

    occurs at

    border between

    dilating zone

    and non-dilating

    zone

    Dilating zone

    Non-dilating

    zone

    Restrained dilatancy interaction

    Applied

    normal stress

    n

    n

    Be B2 2Be Be

    Free dilatancy interaction

    n

    n

    B< 2Be

    (a) (b)

    (c) (d)

    Increase in

    normal stress

    Figure 4. Conceptualized pullout interaction mechanisms of strip reinforcement (re-plotted from Alfaro et al. 1995): shear

    stress and strain mobilized around (a) wide strip, (b) narrow strip; distribution of normal stress on (c) wide strip, (d) narrow

    strip

    Strip reinforcement

    Be

    B

    Be

    n

    n

    Figure 5. Idealized distribution of normal stress at soil

    reinforcement interface for wide strip

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    Alfaro et al. (1995) and Hayashi et al. (1997, 1999). The

    pullout box is 1500 mm long by 600 mm wide by 400 mm

    deep. The test apparatus is capable of performing pullout

    tests following both the American standard test method

    (ASTM D 6706) and the Japanese standard test method

    (as described in Hayashi et al. 1994). Friction between the

    soil and the side walls of the box was minimized by using

    lubricated rubber membranes. This was verified by instal-ling pressure cells across the width of the box near the

    reinforcement level. Pressure cell readings indicated simi-

    lar measured values at the center and near the side wall

    locations, demonstrating effective reduction of wall fric-

    tion. The pressure cell readings at different applied normal

    stresses also allowed calibration of the pressure cells when

    placed within the soil. This was important, because the

    measured normal stresses were generally greater than the

    applied normal stresses (air pressure plus overburden soil

    pressure). With greater cell stiffness relative to the

    surrounding soil, a stress concentration or arching effect

    occurred on the pressure cells, resulting in measured

    normal stresses that were higher than those that were

    applied (Dunnicliff and Green 1988; Lazebnik and Tsinker

    1998). The normal stresses in the vicinity of the soil

    reinforcement interface during reinforcement pullout were

    measured with 450 mm-diameter miniature earth pressure

    cells (Kyowa Electronic Instruments 1993). Load cells

    were used to measure the applied pullout force. Linear

    variable differential transformers (LVDTs) were used to

    measure the junction (or node) displacements along the

    length of the geogrid reinforcement length, and the soil

    dilatancy during pullout load. Measuring junction displa-

    cements along the reinforcement length allows for proper

    interpretation of the interface load transfer and also provides proper evaluation of the pullout resistance.

    The granular fill used is a well-graded sandy gravel

    with the following grain size properties: average particle

    size, d50 4.74 mm; uniformity coefficient, Cu 15; andcoefficient of curvature of the gradation curve, Cc 1.67.The maximum and minimum dry unit weights are

    19.10 kN/m3 and 14.32 kN/m3 respectively. Triaxial tests

    carried out by Inaba (1994) on the compacted soil

    indicated that the internal friction angle, , is about 438

    for a relative density of 90%. For the material and stress

    range of 20100 kPa, the corresponding shear modulus,

    G, is estimated to be about 7 MPa. Tensar SR-80, a

    uniaxial geogrid normally used for reinforced soil walls

    and steep slopes, was employed as the geogrid strip

    reinforcement specimen. The shape and geometry of the

    geogrid used are shown in Figure 6.

    3.2. Free dilatancy test set-up

    The condition of free dilatancy is simulated in the

    laboratory using a reinforcement width that is slightly less

    than the width of the pullout box (width of strip, B 580 mm; width of pullout box, Bo 600 mm; B/Bo ! 1).The free dilatancy condition is representative for this type

    of test set-up, as the lubricated side walls do not induce a

    restraining effect. Soil dilatancy associated with soil

    shearing at the interface would only cause uplifting of the

    backfill soil lying above the reinforcement. Relationships

    between measured soil dilatancy, v, and shear displace-ment, h, for various applied normal stresses are given inFigure 7. A schematic of measurement locations is also

    given in the figure. The shear displacements in Figure 7

    represent the average of the two junction displacements at

    locations encompassing the point where dilatancy was

    measured. It can be seen that soil dilatancy is suppressed

    at higher applied normal stresses. This implies that

    dilatant stresses, n, resulting from the restrained dila-tancy condition are expected to diminish with increasing

    applied normal stresses, n. The measured soil dilatancywith shear displacements from the free dilatancy test set-

    up will be used later to provide an expression for the

    mobilization of dilatant stress.

    3.3. Restrained dilatancy test set-up

    The condition of restrained dilatancy is simulated in the

    laboratory using a reinforcement width that is much

    smaller than the width of the pullout box (width of strip,

    B 300 mm; width of pullout box, Bo 600 mm; B/Bo 0.50). The restrained dilatancy condition is representa-tive for this type of test set-up because dilatancy will be

    restrained by the surrounding non-dilating soil, which

    induces dilatant stresses, n, at the soilgeogrid inter-

    Rollwidth(transverse)

    Roll

    length

    (longitudinal)

    Transverse members (junctions)

    16 mm 16 mm

    6.4 mm

    Ribs

    160 mm

    1.4 mm 3.9 mm max

    3.6 mm minTypical dimensions

    Figure 6. Geometry of geogrid used in pullout test

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    face. The results indicate that, for the type of geogrid and

    granular fill used, the restrained dilatancy condition begins

    to cover the whole strip when the strip width B % 200 to300 mm or Be % 100 to 150 mm (Alfaro et al. 1995;Hayashi et al. 1997). This was determined by conducting

    pullout tests at various strip widths and by subsequently

    distinguishing the pullout resistance due to restrained

    dilatancy from that due solely to the free dilatancy

    condition. The pullout resistance due to restrained dila-

    tancy begins to decrease with decreasing B: that is, when

    Be at both ends of the strip begins to merge (see Figure 8).

    Hayashi et al. (1997, 1999) measured the changes in

    dilatant stresses with shear displacements directly using pressure cells placed near the interface of a geogrid strip

    with width B 300 mm. Only one applied normal stress(n 20 kPa) was investigated, but the data should

    provide information on the mobilization of dilatant stres-

    ses with shear displacements. Figure 9 shows the position-

    ing of the pressure cells. Four pressure cells, positioned

    across the width of the box, represent one section along

    the length of the geogrid specimen. Three sections were

    identified as follows: Section I is right in front of a

    transverse member (junction); Section II is further away in

    front of a transverse member; and Section III is right at

    the back of a transverse member. Sections II and III are

    both located at the ribs of the geogrid, whereas Section I

    is located right in front of the transverse member or junction. The junction is defined as the point at which the

    ribs are interconnected in order to provide structure and

    dimensional stability; the rib is the continuous elements of

    the geogrid (ASTM D 6706).

    4. MOBILIZATION OF DILATANTSTRESSES AT SOILGEOGRIDINTERFACE

    4.1. Measured dilatant stresses

    Figures 10a and 10b show the changes in measured

    normal stress during reinforcement pullout. Figure 10a

    corresponds to the test set-up in which the reinforcement

    width is much less than the width of the pullout box (B/Bo, 1; strip reinforcement layout, condition of restrained

    dilatancy). Figure 10b corresponds to the test set-up in

    which the reinforcement width is slightly less than the

    width of the pullout box (B/Bo ! 1; sheet reinforcementlayout, condition of free dilatancy). The two cases have

    shown similar negative changes in measured normal stress.

    However, in general, higher positive changes in measured

    normal stress were observed for B/Bo , 1 than for B/Bo! 1. This demonstrates the effect of restrained dilatancy

    as illustrated in the preceding section of this paper. It isrecognized that positive changes in normal stress are

    measured for the condition of free dilatancy (Lopes 2002).

    This is most likely attributed to the 3D nature of geogrids

    that have apertures. The effect of restrained dilatancy in

    the context of this paper can then be estimated from the

    difference between the changes in measured normal stress

    of the two conditions.

    An interesting observation about the results in Figure

    10 is the general trend of an increase changes in measured

    positive normal stress in front of the junction and then a

    decrease with shear displacements for pressure cell read-

    ings at Section I (pressure cells located in front of thegeogrid junction). This trend is related to the horizontal

    distance of the transverse member (junction) relative to

    the position of the pressure cells. Note that displacements

    of junctions were monitored during the reinforcement

    pullout using tell-tales. As the junction approaches the

    pressure cell location at Section I, the normal stress

    increases, but once it passes that location the dilatant

    stress begins to decrease. Conversely, the pressure cells at

    Sections II and III, which are located in the ribs of the

    geogrid, recorded negative values. A reasonable explana-

    tion for the decreasing normal stresses at the rib locations

    during reinforcement pullout comes from the study of

    soil geogrid interaction by Milligan et al. (1990) usingphotoelastic stress patterns, as shown in Figure 11. Recall

    the interactions mechanisms in Figure 1, where the

    20.5

    0

    0.5

    1.0

    1.5

    2.0

    2.5

    3.0

    Verticaldisplacement,

    v(mm)

    Shear displacement, h (mm)

    Location of normal displacement measurements

    Reinforcement junction

    150 mm

    250 mm

    a

    0 10 20 30 40

    b

    n5 20 kPa

    n5 30 kPa

    n5 40 kPa

    6 5 4 3 2 1

    Figure 7. Measured soil dilatancy against shear displacement

    during geogrid pullout for various applied normal stresses

    (re-plotted from Alfaro et al. 1995)

    Strip reinforcement

    B< 2Be

    Be Be

    n

    n

    Figure 8. Idealized distribution of normal stress at soil

    reinforcement interface for narrow strip

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    transverse members of the geogrid reinforcement induced

    punching shear in front of the transverse members during

    pullout. The punching shear in front of the transverse

    members can be viewed as the zone where there is an

    intense development of dilatant stresses. As for the non-

    development of dilatant stresses at the rib locations, this

    observation may be explained by the behavior of anchor

    plates in sand reported by Rowe and Davis (1982). It was

    shown in their theoretical investigation through the velo-

    city fields that, when anchor plates were pulled, there was

    flow of soil into the back of the anchors; in the case of a

    geogrid this is at the ribs or the back of the transverse

    members. The tendency of soil to flow into the back of

    the transverse member during geogrid pullout results in

    decreasing normal stress at the ribs.

    4.2. Mobilized dilatant stresses from measured soil

    dilatancy

    Dilatant stresses are not normally measured in standardpullout tests (e.g. ASTM D 6706). However, soil dilatancy

    measurements are easily incorporated in such a test.

    Measured soil dilatancy with shear displacements can be

    used to determine the mobilized dilatant stresses with

    shear displacements. Simple analytical models are avail-

    able in the literature to provide an expression for the

    mobilized dilatant stresses at the interface during pullout

    of soil nails. Milligan and Tei (1998) developed an

    analytical model for estimating the average dilatant stress,

    n, at the interface of a soil nail:

    n 4G

    2r hr (2)

    where G is the shear modulus of the soil, r is the radius of

    the nail, r is the radial expansion of the soil in thesheared zone around the nail (in the context of this paper

    r is soil dilatancy), and h is the thickness of the shearedzone. The value of h has been found to be a function of

    the mean particle size of the soil, d50, and the angle of soildilatancy, (Milligan and Tei 1998). Another form ofequation was given by Luo et al. (2000):

    20

    Position

    no. 2

    Position

    no. 4

    Position

    no. 3

    Position

    no. 1

    110 190 130 130 40

    Pressure cellsRubber membranewith silicone grease

    Wall of pullouttest box

    (Note: All dimensions are in mm)

    (a)

    Pullout

    direction

    I IIIII

    Pressure

    cells3 @ 42.5

    Section no. Position no.

    No. 3

    No. 1

    No. 4

    No. 2

    Transverse members

    (junctions) no.

    Geogrid 170

    1500

    40

    130

    130

    190

    110

    Bo

    321 4 5 6

    CL

    A

    CL

    Geogrid-B-

    -Bo5 600-

    (b)

    A

    B

    Figure 9. Schematic showing locations of pressure cells (re-plotted from Hayashi et al. 1997): (a) plan: (b) cross-section AA

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    n 2Gr

    r

    (3)

    The equation developed by Luo et al. (2000) to estimate

    dilatant stresses will result in about the same estimate as

    that by Milligan and Tei (1998). The former is simpler, as

    it does not require the value of the thickness of the

    sheared zone. As the shearing of soil is related mainly to

    the interface area, it is therefore reasonable to convert the

    circular section of the nail to an equivalent rectangular

    section of the strip with the same perimeter as that of the

    circular section (Luo et al. 2000). Neglecting the thickness

    of reinforcement, the dilatant stress, n, at the interfaceof strip reinforcement can be approximated by

    n 2Gv

    B(4)

    where v is the vertical displacement (soil dilatancy) of

    the soil during pullout of the geogrid strip under freedilatancy (unrestrained) conditions, and B is the width of

    the strip. Sobolevsky (1995) has a similar expression:

    2160

    2120

    280

    240

    0

    40

    80

    120

    160

    200

    240

    280

    320

    360

    Geogrid

    Pullout direction

    Section II

    rel

    Section I

    rel

    0 20 40

    40200

    Changesinmeasuredn

    ormalstress(kPa)

    Relative horizontal displacement of pressure cell and junction 2, rel (mm)

    (a)

    Pressure cell position no. 2

    Pressure cell position no. 3

    Pressure cell position no. 4

    Transverse member (junction 2)

    Section III

    rel

    0 20 40

    100 80 60 40 20 0 20 40 60 80 100

    2160

    2120

    280

    240

    0

    40

    80

    120

    160

    200

    240

    280

    320

    360

    Changesinmeasurednormalstress(kPa)

    100

    Relative horizontal displacement of pressure cell and junction 2, rel (mm)

    (b)

    80 60 40 20 0 20 40 60 80 100

    Section II

    rel

    40200

    Section I

    rel

    0 20 40

    Section III

    rel

    0 20 40

    Geogrid

    Pullout directionTransverse member (junction 2)

    Pressure cell position no. 2Pressure cell position no. 3

    Pressure cell position no. 4

    Figure 10. Measured change in normal stresses against horizontal displacements of transverse member relative to location of

    pressure cells for n 20 kPa (re-plotted from Hayashi et al. 1997): (a) strip reinforcement layout; (b) sheet reinforcement

    layout

    Figure 11. Photoelastic stress patterns during pullout of

    geogrid reinforcement (after Milligan et al. 1990)

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    n 2Gv

    1 B(5)

    where is the Poissons ratio of the soil and is a factorfor conversion from circular cross-section to rectangular

    cross-section of reinforcement, which is a function of

    length and width of sheared area.

    For simplicity, Equation 4 will be used in estimating themobilization of dilatant stresses. Recall that relationships

    between soil dilatancy and shear displacement vary with

    applied normal stress, as shown in Figure 7. A polynomial

    equation representing these relationships can be expressed

    as follows:

    v a2h bh (6)

    where v is the soil dilatancy, h is the shear displace-ment, and the coefficients a and b are fitting parameters

    that vary with the applied normal stresses. Values of these

    fitting parameters are determined from pullout tests

    simulating the free dilatancy condition (see Figure 7). Thevalues are summarized in Table 1. Substituting Equation 6

    in Equation 4 results to an expression for the mobilization

    of dilatant stresses with shear displacements:

    n 2G

    Ba2h bh

    (7)

    It should be noted that, in geosynthetics testing, the

    pullout test is considered to be a performance test. This

    means that it is necessary to determine the interaction

    properties (i.e. the vh relationships) of geosyntheticsand soil materials in association with site-specific environ-

    ments. Evaluation of the dilatant stress from vhrelationships under free dilatancy follows the same line of

    thought as Goodman (1980) applied in rock mass disconti-

    nuities. The relationships between shear stress and shear

    displacement (h relationships) under restrained condi-tions had been estimated from vh relationships underfree dilatancy conditions.

    Figure 12 shows the relationships between dilatant

    stresses and shear displacements for various applied

    normal stresses using Equation 7. Also shown in the

    figure are the measured dilatant stresses under an applied

    stress, n 20 kPa (the difference of the changes inmeasured normal stress between Figures 10a and 10b).

    Overall, the tendency of increasing dilatant stresses with

    shear displacements using the analytical model developed

    by Luo et al. (2000) seems to be reasonable. No attempt

    has been made to capture the decrease in dilatant stress

    after reaching the peak value at large shear displacements

    (. 25 mm). The mobilization of dilatant stress was ver-

    ified further by converting the mobilized dilatant stress

    (peak value) into an equivalent apparent interface friction

    coefficient and comparing the resulting value with the

    value recommended by AASHTO (2002) for metallic strip

    reinforcements. To do this, the equation given by Alfaro et

    al. (1995) to estimate the pullout force of strip reinforce-

    ment is used:

    F 2BLen tan 4Ben tan (8)

    where F is the pullout force, B is the strip width, Le is the

    effective length of the pullout strip, n is the normal stressacting at the interface, is the interface friction angle, Beis the width at the edge of strip where dilatant stress is

    developed, andn is the dilatant stress. The first term ofthe equation is the pullout capacity from the free dilatancy

    condition. The second term is from the effect of the

    restrained dilatancy condition through the development of

    dilatant stress. Using Equation 8 and appropriate material

    properties derived in Alfaro et al. (1995), the estimated

    pullout force for a strip reinforcement located at about

    1 m from the top of the wall (n % 20 kPa) is

    F 2 3 0:3 3 1:17 3 203 tan 328 4

    3 0:15 3 1:17 3 1603 tan 328 79 kN

    The apparent interface friction coefficient can then becalculated using Equation 1:

    f 79

    23 0:33 1:173 20 5:6

    This value is about three times higher than the value given

    in the AASHTO guidelines, but conforms with field

    pullout test results by Runser et al. (2001), whose values

    of fback-calculated from measured pullout force ranged

    from 4 to 6.8 for reinforcements located a few meters

    below the top surface of the wall.

    Although dilatant stresses are produced at relatively

    lower applied stresses (less than 100 kPa), they have

    implications especially for reinforcements at upper levelsof the wall, because the internal stability at these levels is

    likely to be governed by reinforcement pullout rather than

    Table 1. Fitting parameters for measured dilatancy against

    shear displacements

    n (kN/m2) a b

    20 0.0007 0.008530 0.0006 0.001

    40 0.0005 0.0109

    250

    0

    50

    100

    150

    200

    250

    300

    350

    Dilatantstress,

    n

    (kPa)

    Shear displacement, h (mm)

    Measured (n5 20 kPa)

    Calculated (n5 varies)

    0 10 20 30 40

    n5 20 kPa

    n5 30 kPa

    n5 40 kPa

    Figure 12. Mobilization of dilatant stresses with shear

    displacements for various applied normal stresses

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    reinforcement rupture. The mobilization of dilatant stres-

    ses at the interface enhances the pullout resistance of the

    reinforcement and induces localized additional compres-

    sive stresses in the surrounding granular fill, and thus

    influences the internal stability of reinforced soil walls.

    5. INFLUENCE OF DILATANT STRESSESON INTERNAL STABILITY OFREINFORCED SOIL WALLS

    Pullout of reinforcements from the granular fill mobilizes

    dilatant stresses within the reinforced zone. The maximum

    shear displacements associated with reinforcement pullout

    occur along the internal Rankine active plane (potential

    failure plane shown in Figure 13). Therefore it is in the

    vicinity of this plane where the maximum dilatant stresses

    are expected to be mobilized at each reinforcement layer.

    The mobilization of dilatant stresses at the soilreinforce-

    ment interface induces localized compressive stresses in

    the surrounding granular fill, the distribution of which can

    be approximated using a solution of a uniform strip

    loading within a soil mass. No analytical solution is

    readily available for determining compressive stresses

    within the soil for this type of loading, but a classical

    solution for point load acting in the interior of an infinite

    elastic body as shown in Figure 14 is available. This

    solution can be written in Cartesian coordinates (Davis

    and Selvadurai 1996) as follows:

    z P

    4m

    nz

    R3

    3z3

    R5

    (9)

    where R ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi

    z2 x2 y2p

    , m (1 ), n (1 2), is the Poissons ratio of the soil, and the rest of the terms

    are as shown in Figure 14. Integrating Equation 9 results

    in an expression to calculate the compressive stresses due

    to line loading within the soil mass, Q (load per unit

    length):

    z

    11

    Q dy

    4m

    nz

    R3

    3z3

    R5

    Q

    4m

    nz

    x2 z2

    2z3

    x2 z2 2

    " #(10)

    Equation 10 can be integrated to calculate the compressive

    stresses due to strip loading, q (load per unit area), as

    shown in Figure 15:

    z

    x2

    x1

    q dx 4m

    nz

    x2 z2

    2z3

    x2 z2 2

    " #(11)

    If we let x z tan and q n, the result of theintegration can be written in a simpler trigonometric form:

    z n

    4mn

    d 2

    cos2 d

    !(12)

    Interface shear

    stress,

    Distribution of interface

    shear stress along

    reinforcement length

    Potential failure plane

    Reinforcement length, L

    45 1/2

    max

    Figure 13. Interface shear stress distribution along reinforce-

    ment length

    y

    z

    2P

    x

    Infinite

    elastic

    body

    Figure 14. Point load acting in the interior of an infinite

    elastic body using Kelvins solution (after Davis and

    Selvadurai 1996)

    2x

    z

    z

    x

    z

    d

    x

    B

    Infinite

    elastic

    body

    q

    x dx

    Q 5qdx

    `

    Figure 15. Induced normal stress components in an infinite

    elastic body (soil) due to strip loading acting in the interior of

    body

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    z n

    4 1 2 1 sin cos 2

    (13)

    Equation 13 represents stresses within the soil mass due to

    dilatant stress, n. Using the superposition concept of

    elastic theory, these stresses can be added to the over- burden pressures and the stresses induced by surcharge

    loading (if any).

    Two cases were investigated to show the influence of

    dilatant stresses on the granular fill. In Case 1 B 300 mm: the dilatant stresses are imposed throughout the

    width of the geogrid strip (full restrained dilatancy condi-

    tion, B 2Be: see Figure 8). In Case 2 B 1000 mm: thedilatant stresses are acting only at a certain extent of the

    edges of the geogrid strip (Be 150 mm). This is the caseof combined free and restrained dilatancy conditions (see

    Figure 5). Figure 16 shows the isobars of additional

    compressive vertical stresses for Case 1, and Figure 17

    shows them for Case 2. Note that the isobars are the samefor different elevations of reinforcement layers. However,

    their magnitudes vary as the dilatant stress decreases with

    decrease in reinforcement elevation. It can be seen that the

    narrower strip width is more effective in inducing addi-

    tional compressive stresses in the soil mass. If dilatant

    stresses can reach up to 100 kPa, the superposition of

    isobars can result in considerable additional compressive

    stresses in the soil mass that are worthy of considerationin the internal stability analysis of geosynthetic-reinforced

    soil walls.

    A typical reinforced soil wall as shown in Figure 18

    was analyzed to illustrate the influence of dilatant stresses

    on the internal stability of reinforced soil walls. A uniform

    surcharge equal to 10 kPa was assumed, and the reinforce-

    ment layout in Case 1 above was used (full restrained

    dilatancy condition). The total vertical stress distribution

    along the height of the wall is shown in Figure 18.

    Dilatant stresses at the interface increase the interface

    normal stresses and subsequently the pullout resistance.

    These values decrease with reinforcement locations from

    top to bottom of the wall, until the elevation where the

    applied normal stresses completely suppress the develop-

    ment of dilatant stresses.

    The stress conditions within the reinforced zone are

    examined through the stress path of a soil element at the

    vicinity of the soilreinforcement interface. Soil elements

    without and with mobilization of dilatant stresses are

    considered (soil elements A and B respectively in Figure

    19). Note that reinforcement pullout is associated with

    lateral movements of the wall and thus reduction of

    horizontal stress. Assuming there is no change in the

    intermediate principal stress (2), and the vertical and

    horizontal stresses are the major and minor principalstresses respectively (1 and 3), the stress path followedfor soil element A will be

    0

    0.5

    1.0

    1.5

    2.0

    2.5

    3.0

    Depth,z

    (m)

    0 0.5 1.0 1.5 2.0

    Horizontal distance (m)

    Horizontal spacing 5 0.6 m on centres

    Vertical spacing 5 0.6 m

    Figure 16. Normalized vertical dilatant stress (z/n) iso-

    bars mobilized from geogrid strip width B 300 mm

    0

    0.5

    1.0

    1.5

    2.0

    2.5

    3.0

    Depth,z

    (m)

    0 0.5 1.0 1.5 2.0

    Horizontal distance (m)

    Horizontal spacing 5 0.6 m on centres

    Vertical spacing 5 0.6 m

    Figure 17. Normalized vertical dilatant stress (z/n) iso-

    bars mobilized from geogrid strip width B 1000 mm

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    q 1 2 3 0 0 3 3

    p 1

    31 2 3

    1

    30 0 3

    1

    33

    and thus stress path q/ p will have a negative slope. The

    stress path followed for soil element B will be

    q 1 2 3 n 0 3

    n 3

    p 1

    31 2 3

    1

    3n 0 3

    1

    3n 3

    It is expected that the absolute value ofn will be higherthan that of3 so that the stress path of soil element B(q/ p) will have a positive slope. Moreover, the mobili-

    zation of dilatant stresses enhances the pullout resistance

    of the reinforcements and in turn reduces pullout displace-

    ments and lateral movements of the wall. This means thatthe reduction in lateral stress 3 for soil element B islower than the corresponding reduction for soil element A.

    It can be seen in Figure 19 that soil element B has a stress

    path with an increasing mean effective stress, whereas soil

    element A has a stress path with a decreasing mean

    effective stress. Even if the absolute value ofn is lowerthan that of 3, the stress path for soil element B isalways to the right of the stress path for soil element A.

    This implies that the presence of dilatant stresses increases

    the mean effective stresses (and therefore the shear

    strength) of the granular fill and thus enhances the internal

    stability of the wall. These particular influences were also

    shown in a finite element analysis carried out by Otaniet al. (1992).

    It is recognized that the analysis presented here regard-

    4.0

    3.5

    3.0

    2.5

    2.0

    1.5

    1.0

    0.5

    0

    Geogrid strip

    (width 5 0.3 m)

    q5 10 kPa

    Depth,z

    (m)

    Dilatant stress

    Surcharge

    Geostatic stress

    L5 geogrid length

    45 1/2

    5 20 kN/m3

    5 43

    1

    3

    0 40 80 120 160Normal stress, n (kPa)

    Figure 18. Typical geogrid-reinforced soil wall with total vertical stress distributions

    Mean effective stress,p

    Deviatoric

    stress, q

    M

    1ve2ve

    A2

    A1

    A B

    Critical-state line

    Initial stress state

    15 0

    3

    15n

    3

    Figure 19. Stress paths for soil element within reinforced

    zone with and without restrained dilatancy effect

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    ing the influence of dilatant stress on the internal stability

    of reinforced soil walls is simplistic. The internal stability

    of reinforced soil walls is strongly coupled and interactive.

    Pullout of reinforcements results in lateral movements and

    produces shear displacements at the soil reinforcement

    interface. The mobilization of dilatant stresses enhances

    pullout resistance of the reinforcement, increases the

    strength of the granular fills, and in turn reduces pulloutdisplacements and lateral movements of the wall. In terms

    of improvement towards a more realistic analysis of the

    stress and strain conditions in the reinforced soil zone,

    numerical modeling that incorporates the appropriate

    stress path of the soil and the coupled and interactive

    behavior within the reinforced soil is recommended.

    6. CONCLUDING REMARKS

    A study was undertaken of the mobilization of dilatant

    stresses at the interface between soil and reinforcement

    during pullout of geogrid strip reinforcements. Mobiliza-

    tion of dilatant stresses using the measured soil dilatancy

    was represented through a simple analytical model avail-

    able in the literature. The mobilization of dilatant stresses

    at the soilreinforcement interface can result in additional

    localized compressive stresses in the surrounding granular

    fill. This can have a positive influence, because it

    enhances the pullout resistance of the geogrid strip

    reinforcement and raises the effective stresses, resulting in

    an increase in the shear strength of the granular soil in the

    vicinity of strip reinforcements. It is therefore essential to

    take the influence of dilatant stresses into account in the

    internal stability analysis of reinforced soil walls using

    geogrid strip reinforcements.

    NOTATIONS

    Basic SI units are given in parentheses.

    a, b fitting parameters (dimensionless)

    B width of geogrid specimen (m)

    Be width along edge of reinforcement influenced

    by restrained dilatancy (m)

    Bo width of pullout box (m)

    Cc coefficient of curvature of soil particle size

    distribution curve (dimensionless)Cu coefficient of uniformity of soil particle size

    distribution (dimensionless)

    d50 average particle size (m)

    F pullout force (N)

    f apparent interface friction coefficient

    (dimensionless)

    G shear modulus of soil (N/m2)

    H overburden height (m)

    h thickness of sheared zone (m)

    K coefficient of earth pressure (dimensionless)

    Ka coefficient of earth pressure in active state

    (dimensionless)

    K0 coefficient of earth pressure at rest(dimensionless)

    M slope of critical-state line (dimensionless)

    P applied point load (N)

    p mean normal stress (N/m2)

    Q load per unit length (N/m)

    q strip load per unit area, surcharge load,

    deviatoric stress (N/m2)

    r radius of nail (m)

    x x-coordinate, horizontal distance (m)

    y y-coordinate (m)z z-coordinate, depth (m)

    , , angles of rotation (degrees) unit weight of soil (N/m3)

    rel relative horizontal displacement between

    pressure cell location and junction (m)

    h shear displacement of soil (m)r radial expansion of soil in shear zone around

    a soil nail (m)

    v vertical displacement of soil due to dilatancy(m)

    Poissons ratio of soil (dimensionless)b bearing stress of soil on reinforcement

    surfaces (N/m2)

    n applied normal stress (N/m2)

    n dilatant stress (N/m2)

    napp applied normal stress (N/m2)

    nmeas pressure cell reading (N/m2)

    x horizontal stress (N/m2)

    vo initial vertical stress (N/m2)

    z vertical stress (N/m2)

    1 major principal stress (N/m2)

    2 intermediate principal stress (N/m2)

    3 minor principal stress (N/m2)

    soil internal friction angle (degrees)

    angle of dilatancy (degrees) conversion factor from circular cross-section

    to rectangular cross-section of reinforcement

    (dimensionless)

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