SEC News Digest, December 22, 2000 · Donna Yun Jerry Burch Case Number 699-cv-1 17-ORL-22USDC...

SEC NEWS DIGEST

Issue 2000-245December 22 2000

COMMISSION ANNOUNCEMENTS

FEE RATE ADVISORY 13

On December 21 the President signed the fiscal 2001 Commerce Justice State and

related agencies appropriationsbill that funds the SEC Effective 1201 a.m EST

today the fee rate on filings made pursuant to Section 6b of the Securities Act of

1933 decreased to $250 per $1000000 or .00025 of the aggregate offering amount

If you have any questions about the new fee rate please contact the Filer Support Unit

in the Office of Filings and Information Services at 202 942-8900 Press Rel 2000-

194

RULES AND RELATED MATTERS

ELECTRONIC FILING BY IN VESTMENT ADVISERS AMENDMENTS TO FORM

ADV TECHNICALAMENDMENTS

The Commission has issued release adopting technical amendments to Forms ADV

ADV-W ADV-H ADV-NR and related rules under the Investment Advisers Act of

1940 The technical amendments make minor revisions to these forms and rules as the

Commission amended them in September FOR FURTHER INFORMATION

CONTACT Jennifer McHugh Division of Investment Management at

202 942-0691 Rel IA-1916 34-43758

ENFORCEMENT PROCEEDINGS

COMMISSION SANCTIONS H.J MEYERS CO INC FOR MARKET

MANIPULATION

The Commission entered an Order Making Findings and Imposing Remedial Sanctions

and Cease And Desist Order Against H.J Meyers Co Inc H.J Meyers H.J Meyers

while neither admitting nor denying the Orders findings consented to the entry of the

Order and the imposition of sanctions against it During the relevant time period H.J

Meyers based in Rochester NY was broker-dealer registered with the Commission

and had 15 offices across the United States and employed approximately700

employees

On June 24 1996 H.J Meyers underwrote the initial public offering IPO of Borealis

Technology Corporation Borealis small capitalization company H.J Meyers sold

approximately1.9 million or 80% of the Borealis IPO shares to its retail customers

The Order finds that H.J Meyers manipulated the price of Borealis stock by effecting

series of transactions in which it purchased total of approximately 914405 Borealis

shares and sold approximately 1048253 Borealis shares and by raising the priceof

Borealis from the IPO price of $5.00 to $8.49 The Order further finds that H.J Meyers

fraudulently sold Borealis shares to its customers at undisclosed excessively marked up

prices by basing its markups on inside interdealer ask prices rather than on its

contemporaneous cost and failing to disclose the size of the markups it was charging on

the Borealis stock

The Order finds that H.J Meyerss conduct violated Section 17a of the Securities Act

of 1933 Securities Act and Sections 10b and 15ci of the Securities Exchange Act

of 1934 Exchange Act and Rules lOb-5 15c1-2 and 15c1-8 thereunder The Order

requires H.J Meyers to cease and desist from committing or causing any current or

future violations of Section 17a of the Securities Act and Sections 10b and 5c1

of the Exchange Act and Rules Ob-5 15 ci -2 and 15 ci -8 thereunder The Order further

requires disgorgement against H.J Meyers in the amount of $514000 The obligation of

H.J Meyers shall be satisfied by guaranteed dividend of $50000 pursuant to further

order of the bankruptcy court in H.J Meyers Co Inc No 99-21 107 Bankr

W.D.N.Y. Rel 34-43759 File No 3-10141

SEC SETTLES FOREIGN CORRUPT PRACTICES ACT CASE AGAiNST IBM

The Commission today announced the filing of settled cease and desist proceeding

against International Business Machines Corporation IBM The case involves

violations of the books and records provisions of the Securities Exchange Act of 1934

resultingfrom presumed illicit payments to foreign officials by one of IBMs wholly-

owned subsidiaries during 1994 Without admitting or denying the Commissions

findings IBM consented to the entry of an Order that requires IBM to cease and desist

from committing or causing any future violation of Section 13b2A of the Exchange

Act In addition the Commission announced the filing of complaint in the United

States District Court for the District of Columbia against IBM seeking civil money

NEWS DIGEST December 22 2000

penalty Without admitting or denying the allegations in the complaint IBM consented

to the entry of judgment ordering IBM to pay $300000 penalty

The Order finds that IBM violated Section 13b2A of the Exchange Act in connection

with $250 million contract to integrateand modernize the computer system of

commercial bank owned by the Argentine government According to the Order certain

former senior management of IBM-Argentina S.A IBM-Argentina wholly-owned

subsidiary of IBM caused IBM-Argentina to enter into subcontract with Capacitacion

Computacion Rural S.A CCR and money paid to CCR by IBM-Argentina in

connection with the subcontract was apparently subsequently paid by CCR to certain

bank officials Specifically the Order finds that during 1994 and 1995 IBM-Argentina

paid CCR approximately $22 million under the subcontract of which at least $4.5 million

was transferred to several bank directors by CCR

The Order further finds that in connection with the subcontract IBM-Argentinas

former senior management overrode IBM procurement and contracting procedures and

hid the details of the subcontract from the technical and financial review personnel

assigned to the contract In the Order the Commission finds that IBM-Argentinas

former senior management provided IBM-Argentinas procurement department with

fabricated documentation including backdated authorization letter and document that

stated incomplete and inaccurate reasons for hiring CCR According to the Order IBM-

Argentina recorded the payments to CCR in its books and records as third-party

subcontractor expenses This information was incorporated into IBMs 1994 Form 10-

which was filed with the Commission on March 23 1995 Rel 34-43761 AAE Rel

1355 File No 3-10397 INTERNATIONAL BUSINESS MACHINES

CORPORATION USDC for the District of Columbia 00CV03040 JRI LR-16839

SEC BARS JON WILLIAMS FROM ASSOCIATION WITH BROKER-DEALERS

The Commission has instituted and simultaneously settled administrative proceedings

against Jon Williams former principalof Global Strategies Group Inc Global

registered broker dealer based in San Francisco California The Commission entered an

order barring Williams from association with any broker or dealer

The Commissions order was based upon the entry of judgment against Williams in the

United States District Court for the Northern District of California SEC Jon

Williams et al In that action the Commission alleged that Williams and others engaged

in fraudulent scheme to sell stock repurchase agreements by falsely portraying the

risks of the investment and the use of investor funds The district court enjoined

Williams from future violations of Section 17a of the Securities Act and Section 10b

of the Exchange Act and Rule lOb-S Williams consented to the entry of the district

court judgment without admitting or denying the Commissions allegations of fraud In

addition to the injunction Williams consented to pay penalty of $100000 Re 34-

43764 File No 3-10398


SEC OBTAINS JURY VERDICT AGAINST TWO DEFENDANTS IN SCHOLASTIC

INSIDER TRADING CASE

The Commission announced today that on December 14 federal jury found two

Tampa-area real estate agents Donna Yun of Longwood Florida and Jerry Burch of

Heathrow Florida liable for illegal insider trading in options on the stock of Scholastic

Corporation The jury returned its verdict after an eight-day trial presided over by U.S

District Judge Ann Aldrich

In its complaint filed on February 1999 the Commission alleged the following on or

before February 18 1997 Yuns husband an officer of Scholastic told Yun in

confidence that Scholastic would announce that it expected loss for the quarter ending

at the end of that month Yuns husband also told her that he expected Scholastic

common stock then trading at approximately $65 per share to decline to $55 as result

of the announcement At cocktail party that evening Yun disclosed this information to

her co-worker Burch During the following two days Burch purchased 130 Scholastic

put option contracts which would rise in value if Scholastic stock went down After the

close of trading on the second day Scholastic announced the expected loss The next

day the price of Scholastic common stock dropped approximately 40 percent and Burch

exercised his put options making net profit of approximately $269000

The Court entered judgment against Yun and Burch on December 19 At later date the

Court will determine the appropriate relief which may include permanent injunctions

civil penalties and disgorgement of ill-gotten gains Donna Yun Jerry Burch

Case Number 699-cv-1 17-ORL-22 USDC MIDFL Tampa Division LR-16840

HOLDING COMPANY ACT RELEASES

NATIONAL GRID GROUP PLC

An order has been issued authorizing National Grid Group plc National Grid

registered public utility holding company to solicit proxies from its common

shareholders to obtain required approval for proposed merger between National Grid

and Niagara Mohawk Holdings Inc public utility holding company exempt from

registrationunder Section 3a1 of the Act Rel 35-27312 International Series Rel

1240

SELF-REGULATORY ORGANIZATIONS


NOTICE OF CORRECTION AND EXTENSION OF COMMENT PERIOD

The Commission has extended the comment period on File No SR-NASD-98-U due to

typographical error in the original notice Publication of the notice and correction in

the Federal Registi is expected during the week of December 25 Rel 34-43507A

SECURITIES ACT REGISTRATIONS

The following registrationstatements have been filed with the SEC under the Securities Act

of 1933 The reportedinformation appears as follows Form Name Address and Phone

Number if available of the issuer of the security Title and the number and/or face amount

of the securities being offered Name of the managing underwriter or depositor if

applicable File number and date filed Assigned Branch and designation if the statement

is New Issue

Registration statements may be obtained in person or by writing to the Commissions Public

Reference Branch at 450 Fifth Street NW Washington D.C 20549 or at the following

mail box address publicinfosec.gov In most cases this information is also available

on the Commissions website www.sec.gov

S-3 CYTEC INDUSTRIES INC/DE/ FIVE GARRET MOUNTAIN PLAZA WEST PATERSON

NJ47424 973 3573100 400000000 $400000000 COMMON STOCK FILE

33351876 DEC 15 BR

S8 NET4MUSIC INC 6210 BURY DRIVE EDINA MN 55346 612 9379611

2007676 $5646589 COMMON STOCK FILE 33351884 DEC 15 BR

S-8 TRANSPORTATION LOGISTICS INTL INC 136 FREEWAY DR EAST ORANGE NJ

07018

973 2667020 2000000 $3688750 COMMON STOCK FILE 33351886

DEC 15 ER

s-3 NORTEL NETWORKS LTD 8200 DIXIE ROAD SUITE 100 BRAMPTON A6 00000

905 8631191 $1800000000 STRAIGHT BONDS FILE 33351888 DEC

15ER

S-8 BLUEPOINT LINUX SOFTWARE CORP A301 EAST SEG SCIENCE INDUSTRY

PARKHUAQIAN SHENZHEN GUANGDONG PROVINCE CHINA 400000 $369800

COMMON STOCK FILE 333-51890 DEC 15 BR


S8 MANATRON INC 2970 9TH ST KALANAZOO MI 49009 616 3755300


S8 MJUTATRON INC 2970 9TH ST KALAMAZOO MI 49009 616 3755300


S-4 NEXTEL INTERNATIONAL INC 10700 PARKRIDGE BLVD SUITE 600 RESTON

VA20191 703 4334000 650000000 $216666667 STRAIGHT BONDS

FILE33351900 DEC 15 BR

S-3 AGWAY INC 333 BUTTERNUT DR DEWITT NY 13214 315 449-6431

49000000 $49000000 OTHER SECURITIES INCLUDING VOTING TRUST


S-8 GENZYME CORP ONE KENDALL SQ CAMBRIDGE MA 02139 617 252-7500


S-B ALZA CORP 1900 CHARLESTON RD PD BOX 7210 MOUNTAIN VIEW CA 94309


51908

DEC 15 BR

S-8 CYSIVE INC 10780 PARKRIDGE BLVD STE 400 RESTON VA 20191


DEC 15 BR

S8 TIMBERLAND CO 200 DOMAIN DR STRATHAM NH 03885 603 772-9500

20000000 $20000000 OTHER SECURITIES INCLUDING VOTING TRUST


S3 AFFYMETRIX INC 3380 CENTRAL EXPRESSWAY SANTA CLARA CA 95051


DEC 15 BR

SB-2 EXCEL PUBLISHING INC 2250 WEST CENTER STREET SPRINGVILLE UT 84663


DEC 15 NEW ISSUE

S-8 FINISAR CORP 1308 MOFFETT PARK DR SUNNYVALE CA 94089 408 548-

1000

947990 $32828893.70 COMMON STOCK FILE 33351920 DEC 15

BR

S-B KIMBERLY CLARK CORP BOX 619100 DFW AIRPORT STATION DALLAS TX

75261 972 2811200 1000000 $65080000 COMMON STOCK FILE

33351922 DEC 15 BR

S-3 MAXYGEN INC 515 GALVESTON DRIVE REDWOOD CITY CA 94063 650 298-

5300


BR


S-8 NEWTEK CAPITAL INC 1500 HEMPSTEAD TURNPIKE EAST MEADOW NY 11554

516 3902252 2250000 $12686062.50 COMMON STOCK FILE 333

192DEC 15 BR

s-8 BACH-HAUSER INC 2080 FLAMINGO RD STE 112 LAS VEGAS NV 89119


DEC 15 BR

S-3 CMS ENERGY CORP FAIRLANE PLZ STE 1100 330 TOWN CENTER DR

DEARBORNMI 48126 313 4369261 2000000000 $2000000000 COMMON STOCK

FILE 33351932 DEC 15 BR

SB-2 FIRST BANCTRUST CORP 206 SOUTH CENTRAL AVENUE PARIS IL 61944

217 4656381 1388625 $13886250 COIvION STOCK FILE 33351934

DEC 15 NEW ISSUE

5-8 LEVEL SYSTEMS INC 8000 REGENCY PARKWAY CARY NC 27511 212 244-

1234


S-4 RATIONAL SOFTWARE CORP 18880 HOMESTEAD RD CUPERTINO CA 95014


51940

DEC 15 BR

SB-2 TELMARK WORLDWIDE INC 60 JOHNS STREET JOHNSTOWN PA 16901

814 5351400 6110000 $7310000 COI1ON STOCK FILE 33351942

DEC 15 NEW ISSUE

S-3 HOST MARRIOTT CORP/ 10400 FERNWOOD ROAD DEPT 907 BETHESDA MD

20817


DEC 15 BR

S-3 FIRST CONSULTING GROUP INC 111 OCEAN BLVD 4TH FL LONG BEACH CA

90802 562 6245200 222222 $964443.48 COMMON STOCK FILE

33351948 DEC 15 BR

S-i CONTROL DELIVERY SYSTEMS INC/MA 313 PLEASANT ST WATERTOWN MA

02427

617 9265000 $86250000 COMMON STOCK FILE 33351954 DEC 15

Si TRANSGENOMIC INC 5600 SOUTH 42ND ST OMAHA NE 68107 402 7385480


S-2 FORTIS BENEFITS INSURANCE CO1 500 BIELENBERG DRIVE WOODBURY MN

55 125

651 7384000 400000 $400000 VARIABLE ANNUITY ISSUES FILE

33351962 DEC 15 BR 20


S-3 3TEC ENERGY CORP TWO SHELL PLZ 777 WALKER STE 2400 HOUSTON TX

77002

713 2226275 FILE 33351964 DEC 15 BR

S-4 STONE ENERGY CORP 625 KALISTE SALOOM RD LAFAYETTE LA 70508

318 2370410 19891754 $460613455.70 COMMON STOCK FILE

33351968 DEC 15 BR

SB-2 SIMTEK CORP 1465 KELLY JOHNSON BLVD STE 301 COLORADO SPRINGS CO

80920 719 5319444 5150000 $2575500 COMMON STOCK FILE

33351970 DEC 15 BR

S-8 WIT SOUNDVIEW GROUP INC 826 BROADWAY 6TH FL NEW YORK NY 10003


51972DEC 15 BR

S-3 XYBERNAUT CORP 12701 FAIR LAKES CIRCLE STE 550 FAIRFAX VA 22033


51974DEC 15 BR

S-3 SUNRISE TECHNOLOGIES INTERNATIONAL INC 3400 WEST WARREN AVENUE

FREMONT CA 94538 510 6239001 2800000 $9450000 COMMON STOCK

FILE 33351976 DEC 15 BR

S-4 SONIC AUTOMOTIVE INC 5401 EAST INDEPENDENCE BLVD P0 BOX 18747

CHARLOTTE NC 28212 704 5323354 10000000 $66875000 COMMON

STOCKFILE 33351978 DEC 15 BR

S-8 SILVERSTREN SOFTWARE INC TWO FEDERAL ST BILLERICA MA 01821


51980

DEC 15 BR

S-3 GLOBALMEDIA COM 83 VICTORIA CRESCENT UNIT 29 NANAIMO BC CANADA

V9 Al

00000 604 6889994 4082429 $7557969.55 COMMON STOCK FILE

33351982 DEC 15 BR

S-3 IMPAX LABORATORIES INC 30831 HAYWARD AyE HAYWARD CA 94544


DEC 15 BR

S3 ESYNCH CORP/CA 15502 MOSHER AVE TUSTIN CA 92710 949 8331220


S-4 COMMERCE BANCSHARES INC /MO/ 1000 WALNUT KANSAS CITY MO 64106


DEC 15 BR

S-8 ZYGO CORP LAUREL BROOK RD MIDDLEFIELD CT 06455 860 347-8506



S-8 WILLIAMS COMPANIES INC ONE WILLIAMS CTR TULSA OK 74172 918 573-

200012000000 $413250000 COMMON STOCK FILE 33351994 DEC 15

BR

SB-2 DIAMOND ENTERTAINMENT CORP 800 TUCKER LN WALNUT CA 91789


DEC 15 BR

S-8 NEW YORK COMMUNITY BANCORP INC 615 MERRICK AyE WESTBURY NY 11590


DEC 15 BR

S-3 WIRELESS DATA INC 750 LEXINGTON AVENUE NEW YORK NY 10022


52002DEC 18 BR

S-8 3DO CO 600 GALVESTON DR REDWOOD CITY CA 94063 650 261-3000


BR

S3 ADVANCEPCS 5215 OCONNOR STE 1600 IRVING TX 75039 214 830

6199

200000 $200000000 STRAIGHT BONDS 780000 $15600000

COMMON STOCK FILE 333-52010 DEC 18 BR

S-8 CACHEFLOW INC 650 ALMANOR AVENUE SUNNYVALE CA 94086 408 220-

2200

414025 $25980068.75 COMMON STOCK FILE 33352012 DEC 18 BR

RECENT 8K FILINGS

Form 8-K is used by companies to file current reports on the following events

Item Changes in Control of Registrant

Item Acquisition or Dispqsition of Assets

Item Baiiikmpty or Receivership

Item Changes in Registrants Certifying Accountant

Item Other Materialiy Important Events

Item Resignation5 of Registrants Directors

Item Financial Statements and Exhibits

Item Change in Fiscal Year

Item Regulation FD Disclosure

The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports

prev1ousy filed responding to the items of the form specified 8-K reports may be obtained in person

or by writing to the Commissiofls Public Reference Branch at 450 Fifth Street N.W Washington.D.c

20549 or at the following e-mail box address [email protected] In most cases this information is

also available on the Commissions website www.sec.go\


NAME OF ISSUER

AANES FINANCIAL CORP/DE DE

ABN ANRO MORTGAGE CORP SERIES 2000-

ACKERLEY GROUP INC

ACNIELSEN CORP

ADMIRALTY BANCORP INC

ADVANTA BUSINESS RECIEVABLES CORP

AEGIS REALTY INC

AEI ENVIRONMENTAL INC

AGL RESOURCES INC

ALN4OSA PCS HOLDINGS INC IDE

ALCAN ALUMINIUM LTD /NEW

ALICO INC

ALLCITY INSURANCE CO /NY/

ALLEGHENY ENERGY INC

ALTREX INC

AMERICAN PAD PAPER CO

AMERICAN TOWER CORP /MA/

ANERISTAR CASINOS INC

ANSOUTH AUTO TRUST 2000-1

ANCHOR GAMING

APACHE MEDICAL SYSTEMS INC

AQUA VIE BEVERAGE CORP

ARONEX PHARMACEUTICALS INC

ASSET BACKED SECURITIES CORP

ASYST TECHNOLOGIES INC /CA/

ATT CORP

ATHEY PRODUCTS CORP

ATWOOD OCEANICS INC

AUTOINFO INC

AVERT INC

AVICI SYSTEMS INC

BALANCED CARE CORP

BALTIMORE GAS ELECTRIC CO

BANC ONE AUTO GRANTOR TRUST 1997-B

BANC ONE HELOC TRUST 1998-1

BANC ONE HELOC 1999-1

BANC STOCK GROUP INC

BANK OF AMERICA MORTGAGE SECURITIES

INC

BANK ONE TEXAS NATIONAL ASSOCIATION

BANKRATE INC

BARD INC /NJ/

BEAR STEARNS CO1ERCIAL MORTGAGE SE

CURITIES INC

BEAR STEARNS COIvERCIAL MORTGAGE SE

CURITIES INC

BELLSOUTH CORP

BIOLABS INC

BOUNCEBACKTECHNOLOGIES COM INC

BRIGHTPOINT INC

CABOT OIL GAS CORP

CACHEFLOW INC

CAPITAL ONE MASTER TRUST

STATE 8K ITEM NOCODE DATE COMMENT

12/19/00

12/21/00

12/15/00

12/17/00

12/12/00

12/20/00

12/20/00

12/21/00

10/06/00 AMEND

12/20/00

10/12/00 AMEND

08/31/00

12/20/00

12/19/00

XXXXXXX 12/19/00

12/21/00

12/19/00

12/18/00

12/15/00

12/08/00

12/12/00

12/14/00

12/12/00

12/15/00

12/07/00

12/20/00

12/08/00

12/20/00

12/06/00

12/19/00

12/21/00

12/12/00

12/19/00

12/20/00

12/20/00

12/20/00

12/15/00

12/20/00

12/20/00

12/14/00

12/14/00

12/14/00

12/16/00

12/19/00

12/05/00

12/20/00 AMEND

12/20/00

12/08/00

12/15/00

12/15/00

DE

DE

DE

MD

CO

GA

DE

FL

NY

MD

DE

DE

NV

NY

NV

DE

DE

DE

DE

CA

NY

DE

TX

DE

CO

DE

DE

MD

NY

OH

OH

FL

DE

FL

NJ

DE

DE

GA

MN

DE

DE

DE

VA

10 NEWS DIGEST December 22 2000

OF ISSUER

CARNIVAL CORP

CENTER TRUST INC

CENTRAL BANCORP INC /MA/

CENTRAL GARDEN PET COMPANY

CHASE MANHATTAN AUTO OWNER TRUST 20

00ACHASE MANHATTAN BANK USA

CHESAPEAKE ENERGY CORP

CHESAPEAKE ENERGY CORP

CHEVRON CORP

CHRIS CRAFT INDUSTRIES INC

CISCO SYSTEMS INC

CITICORP MORTGAGE SECURITIES INC

CKF BANCORP INC

CLARCOR INC

CLEAR CHANNEL COITh4UNICATIONS INC

CLEVELAND CLIFFS INC

CNL HOSPITALITY PROPERTIES INC

COLORADO MEDTECH INC

COMMONWEALTH BANCORP INC

COMPETITIVE TECHNOLOGIES INC

COMPUTER ASSOCIATES INTERNATIONAL

NC

COMSTOCK RESOURCES INC

CONSECO FINANCE CORP

CONS ECO FINANCE CORP

CONSECO FINANCE SECURITIZATIONS COR

COOPER COMPANIES INC

COOPER INDUSTRIES INC

CRAWFORD CO

CREDITSUISSE FIRST BOSTON MORT SEC

CORP SE 00 WM2

CREDIT SUISSE FIRST BOSTON MORTGAGE

SECURITIES CORP

CROSS TIMBERS OIL CO

CROSSNET COMMUNICATIONS INC

CTC COMMUNICATIONS GROUP INC

CUMULUS MEDIA INC

CURAGEN CORP

JEWELRY INC

DARDEN RESTAURANTS INC

DEUTSCHE FLOORPLAN RECEIVABLES

DEUTSCHE MORTGAGE ASSET RECEIVING

CORP SERIES 2000-Cl

DEUTSCHE RECREATIONAL ASSET FUNDING

CORP

DIGITAL RECORDERS INC

DIGITAL VIDEO SYSTEMS INC

DIME BANCORP INC

DISCOVERY LABORATORIES INC IDE

DLJ COMMERCIAL MORT COMM MOR PASS

HR CERT SER 2000-CF1


12/21/00

12/20/00

12/18/00

12/19/00

12/07/00

12/07/00

12/20/00

12/21/00

12/21/00

12/21/00

12/14/00

12/21/00

12/14/00

12/18/00

12/20/00

12/20/00

12/06/00

12/21/00

12/19/00

12/21/00

12/21/00

12/18/00

05/30/00

12/15/00

05/30/00

12/12/00

12/21/00

12/21/00

12/06/00

12/15/00

12/05/00

09/25/00 AMEND

12/19/00

12/18/00

12/20/00

12/12/00

12/20/00

11/30/00

12/15/00

NV 11/30/00

12/18/00

12/06/00

12/20/00

12/15/00

12/11/00

DE

MD

MADE

DE

DE

OK

OK

DE

DE

CA

DE

DE

DE

TX

OH

FL

CO

PA

DE

DE

NV

DE

DE

DE

DE

OH

GA

DE

DE

DE

CO

DE

IL

DE

A6

FL

DE

DE

XX

AMEND

AMEND

NC

DE

DE

DE

DE


NP OF ISSUER

DLJ COMMERCIAL MORT COMM MOR PASS

HR CERT 2000-CKP1

DLJ MORTGAGE ACCEPTANCE CORP

DST SYSTEMS INC

DTVN HOLDINGS INC

DUKE CAPITAL CORP

DURA PHARMACEUTICALS INC

DUSA PHARMACEUTICALS INC

DUTCHFORK BANCSHARES INC

DYCOM INDUSTRIES INC

DYNATEC INTERNATIONAL INC

EASYRIDERS INC

EBIZ ENTERPRISES INC

EDGEWATER TECHNOLOGY INC/DEl

EDISON BROTHERS STORES INC

ELDORADO BANCSHARES INC

EMERSON ELECTRIC CO

EMULEX CORP IDEENTROPIN INC

ENZON INC

FERRELLGAS PARTNERS FINANCE CORE

FERRELLGAS PARTNERS

FIDELITY HOLDINGS INC

FIRST ALLIANCE CORP IDEFIRST ENTERTAINMENT HOLDING CORP

FIRST LANCASTER BANCSHARES INC

FIRST NATIONAL BANK OF ATLANTA

FIRST NATIONAL BANK OF ATLANTA

FIRST SECURITY AUTO GRANTOR TRUST

97BFIRST SECURITY AUTO GRANTOR TRUST UT

998AFIRST SECURITY AUTO OWNER TRUST 199 DE

81FIRST SECURITY AUTO OWNER TRUST 199 UT




02FIRST SIERRA RECEIVABLES II INC

FIRST SIERRA RECEIVABLES III INC

FIRST UNION COMMERCIAL MORTGAGE SEC

URITIES INC

FIRST UNION CORP

FIRST UNION MASTER CREDIT CARD TRUS

FIRSTFED FINANCIAL CORP

FISHER COMPANIES INC

FORD MOTOR CO

FX ENERGY INC

GE CAPITAL COMMERCIAL MORTGAGE CORP

12/19/00

12/18/00

12/21/00

11/27/ 00

12/20/00

12/21/00

12/20/00

12/21/00

11/22/00 AMEND

12/18/00

10/05/00 AMEND

12/21/00

12/20/00

12/14/00

12/20/00

12/07/00

12/14/00 AMEND

12/20/00

12/20/00

12/20/00

12/11/00

12/13/00

12/20/00

12/14/00

11/30/00

11/30/00

11/25/ 00

11/23/00

11/23/00

11/25/00

11/25/00

11/23/00

11/23/00

12/01/00

12/01/00

12/18 00

12/19/00

12/15/00

12/20/00

12/14/00

12/21/00

12/18/00

12/20/00

DE 12/11/00


DE

DE

DE

DE

DE

NJ

DE

FL

UT

DE

NV

DE

DE

DE

MO

DE

CO

DE

DE

DE

NV

DE

NVDE

UT

DE

DE

NC

NC

DE

WADE

NV

DE


GMAC COMMERCIAL MORTGAGE SECURITIES

INC

GRIND COURT LIFESTYLES INC

GREATER BAY BANCORP

GREENPOINT CREDIT LLC

GREENPOINT HM EQ LN AS BK NT SR 200

0-1 CL A2 VA RT AS

GS MORTGAGE SEC CORP

THRO CERT SER 1997GL1

QUOTIENT INC

HCA-THE HEALTHCARE CO

HEALTHCENTRAL COM

HIBERNIA CORP

HIBERNIA CORP

HIGHWOODS PROPERTIES INC

HIGHWOODS REALTY LTD PARTNERSHIP

HINES HORTICULTURE INC

HITSGALORE COM INC

HOMECOM COMMUNICATIONS INC

HONDA AUTO RECEIVABLES 1997-B GRANT

OR TRUST

HONDA AUTO RECEIVABLES 1999-1 OWNER

TRUST

HONDA AUTO RECEIVABLES 2000-1 OWNER

TRUST

HOOKER FURNITURE CORP

HOSOI GARDEN MORTUARY INC

HOTELWORKS COM INC

HPSC INC

HSBC USA INC /MD/

HYPEPI4EDIA COMMUNICATIONS INC

IASIAWORKS INC

IJC VENTURES CORP

IMMULABS CORP

INCOME GROWTH PARTNERS LTD

INCYTE GENOMICS INC

INHALE THERAPEUTIC SYSTEMS INC

INTEGRATED BUSINESS SYSTEMS SERVI

CES INC

INTERNATIONAL BANCSHARES CORP

INTERNATIONAL MENU SOLUTIONS CORP

IXATA GROUP INC

JABIL CIRCUIT INC

JACOBS ENGINEERING GROUP INC IDE

JOHNS MANVILLE CORP /NEW/

JUNIPER NETWORKS INC

KENT ELECTRONICS CORP

KITTY HAWK INC

STATE 8K ITEM NOCODE DATE COENT

12/18/00

12/20/00

12/19/00

11/15/00

DE 12/13/00

12/31/00

12/14/00

12/14/00

12/18/00

12/21/00

12/14/00

12/14/00

12/01/00

11/20/00

12/18/00

11/30/00

11/30/00

11/30/00

12/19/00

08/31/00 AMEND

12/15/00

12/21/00

12/21/00

12/15/00

12/21/00

12/21/00

12/20/00

12/20/00

12/21/00

12/21/00

11/20/00

12/21/00

12/20/00

12/05/00

12/19/00

12/20/00

12/19/00

12/08/00

10/10/00 AMEND

11/27/00

NA OF ISSUER

GE CAPITAL COMMERCIAL MORTGAGE CORP DE 12/21/00

GENERAL MAGIC INC DE 12/19/00

GENESEE WYOMING INC DE 12/07/00

GLACIER BANCORP INC DE 12/21/00

GLOBAL TELEPHONE COMMUNICATION INC MV 12/20/00

NVDE 12/15/00

DE

CA

DE

BK NT

II COMM MORT

VADE

DE

LA

LA

MD

NC

DE

FL

DE

CA

CA

CA

VAHI

NY

DE

MD

CA

DE

CO

CA

DE

DE

SC

TX

NV

DE

DE

DE

DE

DE

TX

DE


NAME OF ISSUER

KLA TENCOR CORP

KNOLL INC

LEAP WIRELESS INTERNATIONAL INC

LOCKHEED MARTIN CORP

LOGIC DEVICES INC

STATE 8K ITEM NOCODE DATE CONT

DE 11/07/00

DE 12/31/00

DE 12/21/00

MD 12/08/00

CA 12/19/00

NV 12/20/00

WA 12/15/00

NC 12/20/00

DE 12/19/00

DE 12/20/00

DE 12/15/00

UT 12/20/00

MN 12/19/00

DE 11/17/00

TX 12/18/00

12/15/00

DE 12/21/00

DE 12/15/00

LOGIO INC

LONGVIEW FIBRE CO

LOWES COMPANIES INC

MANUGISTICS GROUP INC

MARINE TRANSPORT CORP

MATTSON TECHNOLOGY INC

MEDICAL DISCOVERIES INC

MEDTRONIC INC

METRO GLOBAL MEDIA INC

MICROGRAFX INC

MITEL CORP

ML LEE ACQUISITION FUND

MORGAN JP COMMERCIAL NOR FIN CORP

OR PAS THR CE SER 2000-C9

MORGAN STANLEY DEAN WITTER CAPITAL

INC

MUTUALFIRST FINANCIAL INC

TANDEM TRUST

NATIONAL CITY CREDIT CARD MASTER TR

UST

NATIONAL DATA CORP

NATIONSLINK FUNDING CORP COMM MORT

PASS THR CER SER 1999 SL

NDC AUTOMATION INC

NE RESTAURANT CO INC

NIGHTINGALE INC

NISSAN AUTO RECEIVABLES 2000-B OWNE

TRUST

NISSAN AUTO RECEIVABLES 2000-C OWNE

TRUST

NOVAMED INC

NOVAVAX INC

NU KOTE HOLDING INC /DE/

OMNI ENERGY SERVICES CORP

ON TECHNOLOGY CORP

ONEOK INC /NEW/

OPAL TECHNOLOGIES INC

ORASURE TECHNOLOGIES INC

ORLEANS HOMEBUILDERS INC

OZ COM

PACIFIC CENTURY FINANCIAL CORP

PACIFIC WEBWORKS INC

PACIFIC WEBWORKS INC

PACKAGING RESOURCES INC

PAN PACIFIC RETAIL PROPERTIES INC

PARADISE MUSIC ENTERTAINMENT INC

PARK NATIONAL CORP /OH/

PARTNERS FIRST CREDIT CARD MASTER

RU ST

DE 12/15/00

12/08/00

12/07/00

12/15/00

12/20/00

12/10/00

12/19/00

11/20/00

12/20/00

11/15/00

11/15/00

12/22/00

10/04/00 AMEND

09/30/00

12/21/00

12/18/00

12/20/00

12/14/00

12/18/00

10/13/00 AMEND

12/05/00 AMEND

12/20/00

12/20/00

12/20/00 AMEND

12/13/00

12/21/00

12/15/00

12/21/00

11/30/00

MD

CA

DE

DE

DE

DE

UT

DE

TX

LA

DE

OK

NV

DE

DE

DE

NV

NV

DE

MD

DE

OH

DE


NAME OF ISSUER

STATE BK ITEM NOCODE DATE CONT

PATHWAYS GROUP INC

PAYCHEX INC

PER SE TECHNOLOGIES INC

PHARMACEUTICAL FORMULATIONS INC

PICCADILLY CAFETERIAS INC

PICCADILLY CAFETERIAS INC

PIONEER NATURAL RESOURCES CO

PMR CORP

POWELL INDUSTRIES INC

PPL CORP

PRECIS SMART CARD SYSTEMS INC

PRECISE SOFTWARE SOLUTIONS LTD

PRESIDENT CASINOS INC

PROGRESS FINANCIAL CORP

PROGRESS FINANCIAL CORP

PROGRESSIVE CORP/OH

PROTECTION ONE ALARM MONITORING INC

PROTECTION ONE INC

PROTECTIVE LIFE CORP

PROVIDENT BANKSHARES CORP

PRUDENTIAL SECURITIES SECURED FINAN

CING CORP

QINNET COM INC

QUADRAMED CORP

QUALTON INC

QUITMPN BANCORP INC

QWEST COMMUNICATIONS INTERNATIONAL

INC

RADYNE COMSTREAM INC

RAINING DATA CORP

RECYCLING INDUSTRIES INC

REGENCY CENTERS LP

REGIONS FINANCIAL CORP

REII INC

REMINGTON OIL GAS CORP

RESIDENTIAL ACCREDIT LOANS INC

RESIDENTIAL ASSET MORTGAGE PRODUCTS

INC


INC


INC

RESIDENTIAL ASSET SECURITIES CORP

RESIDENTIAL FUNDING MORTGAGE SECURI

TIES INC

RESIDENTIAL FUNDING MORTGAGE SECURI

TIES II INC

RETEK INC

RJ REYNOLDS TOBACCO HOLDINGS INC

RUSSIAN CAVIAR COM

SAF LOK INC

SAFECO CORP

SCOTIA PACIFIC CO LLC

SEAGRAM CO LTD

10/20/00 AMEND

12/20/00

12/08/00

12/20/00

12/20/00

12/21/00

12/21/00

12/20/00

12/15/00

12/21/00

12/07/00

12/05/00

02/28/01

12/14/0

12/21/00

12/15/00

12/21/00

12/21/00

12/21/00

12/20/00

12/01/00

12/15/00

12/14/00

10/17/00 AMEND

12/19/00

12/21/00

12/13/00

10/23/00

12/19/00

12/15/00

12/17/00 AMEND

12/31/00

12/19/00

12/21/00

12/18/00

DE 12/18/00

DE 12/21/00

12/20/00

12/21/00

DE 12/14/00 AMEND

12/15/00

12/11/00

12/07/00

12/20/00

12/21/00

12/20/00

12/21/00

DE

DE

DE

DE

LA

LA

DE

DE

NVPA

OK

DE

DE

DE

OH

DE

DE

DE

MD

DE

DE

DE

DE

GA

DE

NY

DE

CO

FL

DE

DE

DE

DE

DE

XX

DE

DE

DE

DE

CA

FL

WADE

CA

XX


OF ISSUER

SECURITY CAPITAL CORP/DEl

SEPRAGEN CORP

SERVICE MERCHANDISE CO INC

SFW HOLDING CORP

SHELDAHL INC

SHOPPERS FOOD WAREHOUSE CORP

SIERRA HEALTH SERVICES INC

SIGNAL APPAREL COMPANY INC

SILICON GAMING INC

SILICON LABORATORIES INC

SIMIONE CENTRAL HOLDINGS INC

SOFTNET SYSTEMS INC

SOLECTRON CORP

SONUS CORP

SOUTHERN COMMUNITY BANCSHARES INC

SPEECHWORKS INTERNATIONAL INC

STRATEGIA CORP

STRUCTURED ASSET SEC CORP COM MORT

PAS THR CERTS SER 2000-C3

STRUCTURED ASSET SEC CORP COMM MORT

PAS THR CERT SER 2000 C5

SYS

REIT INC

TC PIPELINES LP

TCPI INC

TECO ENERGY INC

TELEGEN CORP /CO/

TELEPHONE DATA SYSTEMS INC IDE

TELIGENT INC

TERAGLOBAL COMMUNICATIONS CORP

TGC INDUSTRIES INC

THERAPY LASERS INC

THINKING TOOLS INC

TIFFANY CO

TOTAL ENTERTAINMENT RESTAURANT CORP

TOYOTA MOTOR CREDIT RECEIVABLES COR

TOYOTA MOTOR CREDIT RECEIVABLES COR

TRIMOL GROUP INC

TRITON ENERGY LTD

TXU ELECTRIC CO

UNISYS CORP

UNITED AIR LINES INC

UNITED STATES CELLULAR CORP

UNITED STATIONERS INC

UNITED STATIONERS SUPPLY CO

US AIRWAYS GROUP INC

US AIRWAYS INC

UTI ENERGY CORP

VARI CO INC

VERTEX PHARMACEUTICALS INC MA

VIDEOPLEX INC

VIRATA CORP

STATE 8K ITEM NOCODE 123456789 DATE COMMENT

12/13/00

12/18/00 AMEND

10/30/00

12/11/00

12/20/00

12/11/00

12/22/0

12/04/00

12/19/00

12/20/00

12/20/00

12/20/00

12/18/00

12/14/00

12/20/00

12/21/00

12/05/00

12/15/00

DE 12/08/00

12/22/ 00

12/06/00

12/13/00

12/20/00

12/20/00

06/29/00

12/21/00

12/07/00

12/21/00

12/20/00

12/11/00 AMEND

03/31/00

12/20/00

12/18/00

12/15/00

CA 12/15/00

12/19/00

12/20/00

12/14/00

12/07/00

12/21/00

12/21/00

12/20/00

12/20/00

12/14/00

12/14/00

12/19/00

12/15/00

12/21/00

12/20/00

12/21/00

DE

CA

TN

DE

DE

NV

IN

CA

DE

DE

DE

DE

Al

DE

DE

KY

DE

XX

CA

VADE

FL

FL

CA

DE

DE

DE

TX

NV

DE

DE

DE

CA

DE

E9

TX

DE

DE

DE

DE

IL

DE

DE

DE

CO

MANJ

DE


NPNE OF ISSUER

VOICESTREPN WIRELESS CORP IDE

WACHOVIA CREDIT CARD MASTER TRUST

WASHINGTON HOMES INC

WEATHERFORD INTERNATIONAL INC /NEW/

WEBMETHODS INC

WEIGHT WATCHERS INTERNATIONAL INC

WEINERS STORES INC

WELLS FARGO ASSET SECURITIES CORP

WELLS FARGO ASSET SECURITIES CORP

WESTECH CAPITAL CORP

WESTERFED FINANCIAL CORP

WESTMORELAND COAL CO

WHITE ROCK ENTERPRISES LTD

WHITNEY INFORMATION NETWORK INC

WINDSOR PARK PROPERTIES

WINDSOR PARK PROPERTIES

WINTER SPORTS INC /NEW

XEROX CORP

YOUTH STREAM MEDIA NETWORKS INC

STATE 8K ITEN NOCODE DATE CONT

12/14/00

11/30/00

12/14/00

12/21/00

12/06/00

12/14/00

12/22/00

12/20/00

12/21/00

12/21/00

12/21/00

12/20/00

12/15/00

09/30/00 AMEND

12/07/00

12/07/00

12/20/00

12/21/00

12/20/00

DE

MD

DE

DE

VADE

DE

DE

NY

DE

DE

NVCO

CA

CA

MT

NY

DE


SEC News Digest, December 22, 2000 · Donna Yun Jerry Burch Case Number 699-cv-1 17-ORL-22USDC...

Documents

Transcript of SEC News Digest, December 22, 2000 · Donna Yun Jerry Burch Case Number 699-cv-1 17-ORL-22USDC...