7/25/2019 scra Annex-C-03

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ir to

ecrt&

that

we

hava

h&ed the

at&nahedppsmt[eur

for

outwsrd

rcmnittsnsr*

i-om

$.C.R.A

of MIS

for sa

amount

of

.snd

ound

t

to be n compliance

ith the

eriterinprcvidedby SBP,Furtherwenlsaundertske o makegood he

[ets

n

csscof

any

brechlnon-rsmpliance

is-fr=vis

SFrs

c&e*rl*rt,

Uat

mey

be

h&hl&hted

during

any

subsquent

amdih

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$,s,

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riad$kulatorg.f2l

7/25/2019 scra Annex-C-03

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A}TNEXURE'B'

Balance

wilable

in

SCRA

as

ou

Less

ast outward

emitteilce

'idp

SBp

rypr.oval

Ne.

dated

s

T0JrAt

cRE[){Xs

Credits

on

a/c

of

sale

proceerls

of shares

Credits

on

a/c

of divideads

t]redits

on

a/c

af inward

rernittances

Creditsonalchrrsfer from otherSCRAg

Total

se&s

ff,

TCITALDESTT$

Debits

on

a/b

ofpurchase

fshares

Debits

on#c of lacaldirbursements

Debib

sn a/c

of

outward

remithaneeside

SBp approlal

No.

dated

neUits

*naforsfurto

other

SCR s

Totql

deffis

Irbt balance

qrthe

date sf asication

7/25/2019 scra Annex-C-03

3/3

r)

r)

2)

3)

4)

s)

6)

b)

l)

2)

3)

4)

5)

6)

7,

8)

c)

$,rttg$mxRe

::t:Y,1t-Pest.whether

sp*cific

on

ca.se

o

case asis

or

standing

nshlctioils.

uopylres)

of

divide.nd(s)

warrantr;i*;

order{s).

----'r

copy(ies)

of

cash

tatement(s)reflectinscrrrent astr arance(s)n the$cRA aswpll a.q

fffn{t*

stafgrent

n

r,u'iJu;ffi?h

divictenct(s}

ur,

*rdit

d

n

he

ccoust.

^evloenc-e.

'g.

Cl)c

cartificat

*h.;d

investment'of

o,

rugi trrtion

of security

n

the

nane

of

&e

investor.

liqilTtt

*Suil*t

outwardremitlancc

f divirtends

n

case

ofpartiat

remittancas,

o

avoid

any

exae$s

utllorv.

&rsure

hat

he

souraeg

f

cradits

nto

he

SCRA are

not other

han

a)

Fareign

nwand

smittances

i.e.

FTT,

by debiting

an FCA

or VOSTR{)

account).

b)

Credits

due

o

saleproceeds

fshares

anddil.idends.

c)

Transfers

rom anotler SCRA. _

.P$pcEEqs

r,$r{sRsff.

Client

egnest

vhether

pecilic

on

case

o

case

basis

or

standing

nstnrctions.

The

elated

Sale

bitl

somthe

member

f

the

StockExchange f,owing

he

amount

of

sale

proceeds.

Where.the

Pecurity

s

on

the

Cenhal

Depository

System,

he

CDS's

ckonological

tstr$action

tatem*nt

howing

all

movements

fthe **c*ity'in the

name

of the nve..star

Only

the

gtatement

offoreign

investor's

ndividual

accousf

r his sub-accouflt

aintained

by theparticipantcf f;X'Sslrnul.J g 6s6i+ilteet.he stafement f ffoup accountor rnain

account

hould

not

be

accepte*

In

case

+'here

lre

s*cwity

is

not

on

th*

CDS.

r*pafridion should

only

be allowed

against

those

securities

hat

are

registered

n the

narne

of the foreign inveitor

anclnot

tJta

in

sbeet

name,

etc.

lash

stalement(s)

eflecting

he

arraitability

f

funds.

Enstne

hat

the

diffsrence

-between

the

date

of

credit

of sale

proceeds

n SCRA

and he

date

ofdebit

ofshmes

rom

the

cu,stody

hauld

not be

more

han hvo

vorking

days.

Vigilance

agaitst

outward

cruittance

f

sale

proceeds

n casee

f

partial

rimiliances

o

avoid

Bily

exce$s

utflow.

Esrgure

hat

he

sourc+s

f credits

nto

the

scRA arenot other hao

a)

Foreign

Inward

remittances

i.e.

FTT, by debiting

an FCA

or VOSTRO

account).

b)

Credits

due

o saleproceeds

f ehares nddividends.

ci

Transfers

rom

another

SCRA.

npsqr,T*gHs

1|

copy

of

inntructions

eceived

rom the

foreign

non-residentlient.

?)

Casl

statement(s)

eflecting

ar,railabilig

fttre

funds.

3i MainteruleeofCDC

recount{s}.

4)

Ensrne

hat

be

sources

fcredit-q

nto he

s(;RA

aresot cfher has

a)

Forergr-r

mt'ard

remittances

{i.e.

FTI, by debiting an FCA

or VOSTRO

account).

b) Credirs

due

c

sale

proceeds

f

shares

nddividenrls.

c)

Trmsfersfrom

anotler

SCRA.