Sandra S Beckwith Financial Disclosure Report for 2009

8/3/2019 Sandra S Beckwith Financial Disclosure Report for 2009

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a o 1 o I FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b y l k e E t h i c sin Government Act of 1978

Roy. t /20W [ FOR CALENDAR YEAR 2009 0 u.s.c, app. §§ I01-111)

I . P e r s o n R e p o r t i n g ( l a s t n a m e , f i r s t , m i d d l e i n i t i a l ) 2. Court or O rganiza t ion 3 . D a t e o f R e p o r t

Beckwith, Sandra S. U. S. Dis t r ict Cou r t 04f23/2010

4 . T i t l e ( A r t i c l e I 1 1 j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ; S t . R e p o r t T y p e ( c h e c k a p p r o p r i a t e t y p e ) 6. Reporting Period

r n a g i s l a ’ a to j u d g e s i n d i c a t e f u l l - o r p a r t - t i m e )

[ ] N om i n a t i on , D a t e01/01/2009

Senior Status [] Initial [] A n n u a l [] Final I0

1 2 / 3 1 1 2 0 0 9

S b . [] A m e n d e d R e p o r t

7. Chambers or Office A d d r e s s g. On the basis of the information contained In this Report an d anymodifications pertaining thereto, It Is, In my opinion, la c o m p l i a n c e

8 1 0 P o t t e r S te w a r t U . S . C o u r t h o u s e w i t h app licable laws and r e g u l a t i o n s .

100 East Fifth StreetCincinnat i . OH 45202 Reviewing O fficer D a ~ e

1 M P O R T A N T N O T E S : The instructions accompanying thls form must be followed Complete all parts,

checking the NON E box for each part where you have no reportable informatiott Sign on last page.

I . P O S I T I O N S . ~ , ~ o r t ~ , ~ individ,M o n t y ; see pp. 9-13 o/,atlng tnstr~ctlons.)

N O N E (No reportable posit ions.)

p O S I T I O N NAM E OF ORG ANIZATION/ENTITY

I.

I I . A G R E E M E N T S . rR o p o . ~ ,g i , ,~ i , i ~ . * t o o O , : , e , p ~ , . U - ~ of fdi~g instructions.)

NONE (No r e po r tab l e ag r e e me n ts .)

DA T E p A R T I E S A N D T ~ E R M S

1.



FINANCIAL DISCLOSURE REPORT X . m e o r P e ~ , o . R e p o .~ , g D , t , o f a ~ p o .

of 9 Beckwi th , S a n d r a S . 0 4 / 2 3 / 2 0 1 0

I II . N O N -I N V E S T M E N T I N C O M E . t~o~,o,~g i,dm~.,t ona ~, .... ~ ~ e t r t x ~ 7 - 2 d of filing instructions.)

A. Fl ier’s Non-Investment Incom e

N O N E (No repor table non- inves tment income.)

D A TE SQ U R C E A N D TY P E ~(yours, not spouse’s)

I.

2.

3.

4.

B . S p o u s e ’s N o n - I n v e s tm e n t I n c o m e - If you were married during an),portlon af ~he reporting year, complete thi~ ~ec~o~

(Dollar omount not required e.rcepf for honoraria.)

D NONE (No reportable non-investment income.)

D A TE SO U RC E A N D TY PE

1 . 2 0 0 9 Antique Business

2. 2009 Retired - Pensions

3.

4.

IV. REIM BURSEM ENTS -,ro. ,po,~.ao. ,Oncludes those m s~use and ~dent c~ildren; see pp. 25-27 of f i l ing i~mctions . )

N O N E ( No r e po r tab l e r e imb ur se me n c s . )

SOURCE ~ L~ CAT1ON PURPOSE I TEM S p A I D O R P R O V I D ED

1.

2.

3.

4.

5.



FINANCIAL DISCLOSURE REPORT .~,,,, of re.on Reportil~g DateefReporl

I of 9 B e c k w i t h , S a n d r a S . 0 4 / 2 3 / 2 0 1 0

V . G I F T S . a , a . ~ o ~ , h o s o , o , r , .. . . , ~ de~nde.t children; s~ r ~ 2 8 - 3 1 of filing instru~’ons.)

NONE ~o reportable g~s.)

SOURCE DESCRIPTION ~

1.

2.

3.

5.

~ N O N E (No repor table l iabi l i t ies .)

CREDITOR ~ VALUE CODE

I.

2.

3.

4.

5.



N a m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r ~FINANCIAL DISCLOSURE R E P O R T

[ Beck v, i th, Sa.dra S.age 4 of 9 0 4 / 2 3 / 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S -i.com,. ,,t,. ~o.,.¢tlo.~ a n o ~ u a ~ , t h o ~ , o l ,p o . , , o ~ d d ~ , , .d , n , children; , , ¢ p p . 3 1 - ~ 0 of fding in,truction,.)

N O N E (No repo r table incom e, asse ts, or transac t ions. )

A. B, C. [D.

Des~ion of Assets Income during G r o s s value at end T ~ n s a c l io m d u r i n g r c ~ i n g ~ d( i~luding ~st ~sets) r~o~ p~iod ofr~ng period ~

I ~de I 1 div . , r~; C~2 [ M e ~ a d [ buy, ~It m~ [ C~2J C~c I [ buycr/sdlerxemp, from pdor disclosu~" ( A - H ) _ _ _ o r i n t . ) O’ P ) Co de3 ’ ~d:mp6on) [ (J-P) (A-It) ’ (i fp~valc

I. U . S . B a ~ P o ~ o l io See Note i n P~ VII I

2. General Electric Corp. Common Stock A Div iden d Sold 5/4/09 J

3. BP Amoco Pie C ommon Stock B Div iden d K T B u y 3/20/09 J¯ (add’l)

4. Johnson and Johnson Common Stock A Div iden d K T

5, Microsoft Corp . Common Stock A Dividend K T

" ~ i ’ Proctor & Gamble Common Stock A Dividend K X

7. Sysco Corp. Common Stock B Div iden d K T

8. Emerson Elect r ic Co. 7.125% 8/15/10 B Interest K T

i 9 . D eere a n d Co mpa n y Co mmo n S t o ck A Div iden d Sold 7/13/09 J B

I0 . I Shares TR-DJ U .S. Healthcare Sector None Sold 3/20/09 J See Note in PaR VII1Common Stock

I 1 . Schlumberger Ltd. Common Stock A Div iden d K T B u y 3/20/09 J

I 1 2 . Exelon Corpora t ion Common Stock A Div iden d Sold 11/23/09 J See Note in P an VI I I

1 3 . Peps ico, Inc. Common Stock A Div iden d K T

1 4 . U.S. Treasury Note 4.625% 8/31/11 B Interesl L T 8 1 1 5 / 0 9 K

!5 . U.S. Treasury Note 4 .875% 8/15/09 B Interest K Matured 8/15/09

!6 . Gilead Sciences Inc. Common Stock None K T

1 7 . U.S. Treasury Note 4 .000% 8 /31/09 B Interest 8 ~ 9 ] / 0 9 K Matured 8/31/09



FINANCIAL DISCLOSURE REPORT r ~ , m e o r r , ,~ o , a e p o ~ t l n ~ D , , e o~ R e ~ , ~

of 9 Beckwt th , S a n d r a S . 0 4 1 2 3 / 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - i , c o , ., .

NONE (No reportable income, ~sets; or transactions.)

A. i B. C. D.

D e s c r i p t i o n o f A s s e t s ~ome during G r o g s v a l u e a t e n d T~ions d~ng ~ng( i ncl~ ing ~s ~ a s ~) ~ ~ n i n g p e r io d offing

Place "(X)" aft~ each ~¢t ~ount ~ T~(e .g . , Value [ Value T~e (e.g . , ~ ~ Value Gain ld~ti~, of

. [ C ~ e I I I C~ 2I

Me~od b u y , ~ 1 1 , ]m~’~ [ ~ 2 Code I buyer/~ller

_-- or inL)

U’P) C o d e 3 r e d e m pt i o n ) O - P ) ( i fp~vat¢

..................... (~ [ t~n~ion)

1 8 . Monsanto Co. Common Stock A D i ~ d e n d Sold 7/13~ K B

1 9 . First American Govt. Obligation Fund C L Y A Interest M T

2 0 . Clermont County, Ohio 2 .250% 11/01/25 B Interest 11/02/09 J See Note in Par~ VII I

21 . Clermont County, Ohio 2.250% I 1/01/25 Sold 12/29/09 L See Note in Pa rt Vlli

22 . U.S. Treasury Note 1.000% 8131/11 None L T Bu y 8/25/09 L

2 3 . U.S. Treasury Note 1 .000% 9/30/ I I None K T B u y 9 1 2 2 / 0 9 K

2 4 . lnt’l. Business Machines Corp. C ommon None K T B u ~ ; 11/17/09 KStock

2 5 . Cincinnati Police Credit Union A Interest J T

26 , Public Employees Deferred Comp. #1 None 3/18/09 M See Note in Part VII1

2 7 . Public Employees Deferred Comp. #2 None 3/18/09 O See Note in P an VI I I

2 8 . Public Employees Deferred Comp, #3 None 3/18/09 L See Note in Par~ VIll

2 9 . U.S. Bank IRA I See Note in Part VIII

3 0 . Walgreen Company C ommon Stock A Dividend K T

3 1 . Aleon, Inc. Common Stock None Sold 1/30/09 J

3 2 . F ir s t A mer ican Go v ’ t . Ob l ig a t io n Fu n d CL’ A Interest L T

33 . I Sha res DJ U. S. Bas ic M ater i a l Common A Div iden d L T B u y 3/20/09 KStock

3 4 . l Shares MSCI Bra z i l ln dev . Co mmo n S to ck B Div iden d L T B u y 3/20/09 K

( s e e C d u m n s C I a n d D 3 ) N ~250,~1 - S5~,~ O = $ 5 ~ ,~ 1 -

V a / ~ M c t ~ C ~ Q -Appr~l R ~ o ~ ( R e a l E s ~ te O n l y ) S -~sess~ T ~h Ma~(See Cda~ C2) U = B ~ R V a lu e V ~her W



FINANCIAL DISCLOSURE REPORT r ~ a m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r t

of 9 Betkw ith, Sandra S. 04/23/2010

V I I . I N V E S T M E N T S a n d T R U S T S - i . c o . ,e , ~ a t . e , transactions (lnclud¢~ those of spouce and dependent children; ,¢,rp. J#-60 offing Instru~ion~)

~ N O N E ~ o reportable income, assets, or tra~actions.)

Dc~pt io n o f A ss~ I n . m e d ~ n g G~ss value at end Tran~cf ions dur i ng ~ ing( incl~ing t~t ~sets) r~o ~in g ~f io d of r~aing peri~ ....

O) (2) (1) (~) (l) (2) (3) "] (4)

P l a c e " ( X ) " a f i e ~ ~ c h a s s e l ;Amoun t . T~ (c.g,. Value Valu e T~ (g . , D a t e V a l u e ~ O a ~ ldent i~ of

~p t f rom pr io r d i s cl~u~ ~e 1[

diD., r~L ~de 2 Me~od b u y , sell, m~ C~ 2 Code buy~/seIle~

~ ( A - H ) orint.) ( J - P ) C o ~ 3 r e d e m p t i o n ), {J -P) [ . ( A - I t ) ( i f p r i v a t e

3 5 . I S h a ~ s M S C I E ~ r g i n g M k ~ . I n d e x F D A D i ~ d e n d L T B u y 3 / 2 0 / 0 9 KCommon St~k

3 6 . L¢Family LP Bond Int . Varies 6/01/2034 D ]nteresl N T B u y 3 / 3 0 1 0 9 N

3 7 . 1 Sha resNAS D AQ B io t¢ ch In dex F u n d None B u y 3 1 2 0 1 0 9 KCommon Stock

3 8 . I Sha res NASDAQ Bio tech Index Fun d None Sold 7 1 2 1 0 9 K CCommon Stock

3 9 . ] Shares S&P Glb] Energy Sect . Common B Div iden d L T B u y 3/20/09 KStock

4 0 . I Sha res S&P G lbl E nergy Sect . Common B Div iden d L T B u y 5/21/09 K See Note in Part VIIIStock

4 1 . l Shares S&P Glbl Energy Sect . Common B Div iden d L T Sold ! |2114/09 K B See Note in Part VIIIStock (part)

42 . I Sha res F&SE /Xinhua Ch ina 25 Index FD A Div iden d L T Bu y 3/20/09 K

Corr~mon Stock

43 . I Shares DJ U.S. Tech Sector Lad F D A D iv iden d B u y 3/20/09 KCommon Stock

4 4 . 1 Shares DJ U.S. Tech Sector lnd FD A Div iden d Sold 8/7/09 K DCommon Stock

1 4 5 . Yam Brands Inc. Common Stock A Div iden d K T B u y 5/6 /09 K

46 . BVIC Software Inc. Common Stock None K T Bu y 5/5!09 K

47 . U.S. Treasury Note 1 . 6 6 0 % 8/3 I/11 None M T B u y 8!25/09 L

48 .3 M C o . Co mmo n S t o ck None K T B u y 12/23/09 K

49 . US. Bank IP,.A II See Note in Part VIII

5 0 . Wa lg reen Co mpa n y C o mmo n S t o ck None See Note in P an VI I I

5 1 . FPL Grou p Inc. Common Stock None See Note in Part VIII

3 Value M~bod C~¢s Q =Ap~al s~l R ~os l (R e al Es ts te Only) S =Ass~sm~l T ~Cash M~k~

(S ~ ~01~n C2 ) U ~ B ~ k Value V ~ W = E ¢ ~ a ~ ed :



FINANCIAL DISCLOSURE REPORT S a ~ e o ~ P e , ~ o . R , ~ r t l n ~ D n , e o t R , ~ o r ,

of 9 Beckw ith , Sandra S. 04/23/2010

VII . INVESTME NTS and TRUSTS -in ...... . t u e . , , ~ .... t i~ s ( I~ c ~ a d e s ~ h ~ s ~ f sp ~ u s ~ n d d ~ p e n d ~ n ~ ¢ h ~ d ~ ; ~ e ~ p p .~ 4 ~ 6 ~ f ~ in g ~ n s ~ r ~ c ~ n s ~ )

[ N O N E (No reportable income, assets, or transactions.)

A . ~ a. - .......~ ....... ~ D. " ...............

~scfiption of Asse~ ] Income d~ng G r o s s v a l u e ~ t e n d ~ T~nsacl ions dur ing re~ing ~dod: (including t~sl ~se~) [ ~p~ ing per iod of ~poning period

~ ~ U) [ (~) O) (2),[ O) (~ ) (3 )

~ exempt from ~or disclosu~ Code I die.. ~nt, C o d e 2 [ Method buy, sell,

m~Code 2

~de I buy~/~ller( A - H ) o r i n L ) ( l - P ) [ C o d e 3 ~demption) ( J - P ) ( A - H ) ( i f p r i v a t e

_

5 2 , F ir s l A m~can Go v ’ t . Ob l ig a t io n Fu n d CL ~ A Int¢~st L T

5 3 . Kansas C~W Southe~ Common Stock None Sold I/ I 5 /09 J S¢Not~ in Pa~ VIII

5 4 . U.S, Bank IRA III See Note in Part VIII

5 5 . " I Shares Iboxx &Inv estment Grade Corp. A Dividend Sold ! 12/14/09 J See Note in Part VIIICommon Stock

5 6 . FPLGroup , Inc. Common Slock A Dividend K T

5 7 . FPL G roup, Inc. Common Stock A Dividend K T 3/17 /09 See Note in Pa rt Vlll

5 8 . Apple Computer Inc. C ommon Stock None K T

5 9 . First American Gov’t. Obligation Fund C L Y A Interest L T

6 0 . CdgeneC orp . Common Stock None K T Bu y 3/20/09(add’l)

6 1 . Walgreen Co. C ommon StockA Dividend ] T 3/17 /09 See Note in Pa rt VIII

6 2 . I Shares Barclays 3 yrs. TRS BD A Interest Sold 12/14/09 K

6 3 , Starbucks Corp. Common Stock None K T Bu y ! 1/16/09 K

’ 6 4 . Priceline.com Inc. Common Stock None K T B u y 11/24/09 K

6 5 . U.S. TreasuwNote 3 .125% 12/31/16 None L T B u y 12/31/09 L

6 6 . Indian Creek Christian Church Inc. Taxable B Interest Bu y 5/4/09 LBond Int. Varies

6 7 . Indian Creek Christian Church Inc. Taxable B Interest Sold 12/29/09 L See Note in Parl VIII

Bond Int. Varies

6 8 . U.S. Treasury Note 1.000% 8/3 I/ I I None M T B u y 8/25/09 L

P3 =$~,~.~ I ̄ 150,0~,~0 P4 =More ~ $50,~,0~



N a m e o f P e r s o n R e p o r t i n g D a t e o f ~ e p o r t

P a g e F IN A N C I A L 8 o f 9 D I S C L O S U R E R E P O R T ] neckwith , Sandra S . 0 4 " 1 2 3 / 2 0 1 0

VIII. ADDITIONAL INFORM ATION OR EX PLANATIONS. a~’c,,,~,a,~fR,ror,~

Ieems l , 29, 49 and 54 a re accou nt headers

I tems 2 through 24 am the U.S. Bank P ort folio*

I tems 13 through 48 a re U.S. Bank IRA I*

Item 20, transaction partial call, no gain or loss

ltems40 & 41, Co lumns B, C & D (3) are for total I Shares S& P Glbl Energy Sect . Common Stock - un able to separate

I tems 50 through 53 were U.S. Bank IRA I I*

I tems 55 through 68 a re U.S. Bank IRA [I I*

*I tems 19, 32, 52 and 59 a re cash holding vehicles for their respect ive accounts

I tems2, 10, 21,22, 31, 53, 55, 62 an d 67 wer e sold at losses

I tems 20 and 21 - no loss or ga in

I tems 26 and 27 were t ransferred into U.S. Bank IRA l

I tem 28 was t ransferred into U.S. Bank IR A Ill

I tems 50 through 53 were t ransferred into U.S. Bank IR A III . U.S. Bank IR A II closed.

hem 67 - reflects income for both i tems 66 & 67



FINANCIAL DISCLOSURE REPORT N , m e o f P e r s o n R t p e r ~ | v g D . t ¢ o f R e p o g

of 9 B e c k w i t h , Sandra S. 1M/ 23/2010

IX . CERTIFICATION.

! ce r t i f y tha t a ll in fo rmat io n g iv en ab o v e ( in c lu din g in fo rmat io n pe r t a in in g to my spo u se an d min o r o r depen den t ch i ldren , i f an y ) i saccura te , t rue , and complete to the bes t o f my kno wledge and bel i e f , and tha t any i n fo rma t ion n o t repor ted was wi thheld becaus e I t met ap pl i cable s ta tu to ry

p ro ~q s io n s pe rmit tin g n o n -disc lo su re .

I f u r the r ce r t i fy tha t ea rn ed in co me f ro m o u t s ide emplo y men t an d ho n o rar ia a n d the accep tn n ce o f g i f t s which hav e b een r epo r ted a r e inco mpl ian ce wi th the p ro v is io n s o f 5 U .S .C. app . § 50 1 e t . seq ., 5 U .S .C. § 73 53 , an d Ju dic ia l Co n fe ren ce r eg u l a t io n s .

N O T E : A NY I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I E S O R F A L L S T O F I L E T i ll s R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . § 1 0 4 )

FILING INSTRUCTIONS

M ai l s i g n ed o r i g i n a l an d 3 add i t ion a l cop i e s t o :

C o m m i t te e o n F i n a n c i a l D i sc lo su r eA dm i n i st r a t iv e O f f i ce o f t he Un i t ed S t a t e s C o u r t sS u i te 2 - 3 0 1O n e C ol u m bu s C i r c l e , N .E .W a s h in g t o n , D . C . 2 0 5 4 4

Sandra S Beckwith Financial Disclosure Report for 2009

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