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    Paper Presented at the International Conference The History Heritage and Urban Issues of Capital Dhaka,

    17-19 February, 2010, Dhaka.

    Imprints of the Changing Doctrines on Housing in Dhaka

    Shayer Ghafur

    Professor, Dept. of Architecture

    Bangladesh University of Engineering and Technology

    e-mail: [email protected]

    Introduction

    The nature and extent of urban house forms are rarely autonomous in the process of their

    generation but products of a process emerging and evolving in response to the changing political

    and economic forces of society. These forces mediate with culture, climate and technology in

    housing production. This paper submits a proposition toward mapping the broad project of the

    social production of housing in Dhaka: Broader forces emanate from and are embedded in concrete

    doctrines that, among others, leave physical, spatial and social imprints on housing. The notion of

    imprints refers to the discrete feature and/or characterization of the product or process of housing.

    Discrete doctrine at a given point in time influences the decisions of the authorities in conditioning

    communitys capacity as much as guiding public action in marking imprints on housing production

    and consumption.

    This paper reflects on capital Dhakas four hundred years history as a palimpsest to trace the

    changing doctrines, and identify the respective imprints they have had marked in the construction

    and reconstruction of housing. It helps explain the existing housings possible linkages to the past,

    i.e. whether the changing doctrines tangible imprints have been occurring-recurring, differing or

    layering in time. The imprints identified are but exhaustive. This sequential tracing and narrating

    the changing doctrines that have had acted upon housing in Dhaka suggests their two major

    locations. They are: First, the hegemonic objectives of the distant ruling regimes during the pre-

    colonial Mughal and colonial periods that contributed to the Eastern Bengals subjugation and

    colonization respectively. Second, the global production of development discourse during the

    postcolonial period that has been emerging beyond the sovereign nation-state. The former had led

    to its trickle down foundational imprints on housing in Dhaka; while the latter has been acting

    upon housing in Dhaka directly through state mediation despite housing policies very late

    emergence as a discrete discourse and instrument in guiding public actions for housing production.

    Pre-colonial Mughal Period

    Revenue collection was a main reason behind the Mughal Empires subjugation of different

    regions of India by establishing a number of subah or provinces; each subah was divided into

    different sarkars and each sarkarintoparganas or mahals. The Mughal revenue was of two kinds

    land revenue and sairduties.iThe stated objectives of the Mughal revenue administration aimed

    at collecting revenue as much as possible but by maintaining the general well-being of the peasants

    so that they could bring more lands under cultivation.ii

    A network of cities and town across India

    served the purpose of Empires maintaining authority and control over the subjugated provinces.

    There were 120 cities (shahar) and 3,200 townships (qusbah) during Akbars Empire.iii

    Mughal

    cities and towns were seats of administration and military presence to ensure peace in the

    surrounding areas for unhindered collection of revenues as well as sites of manufacture, trade andcommerce. Trade and commerce flourished in these cities and towns under imperial protection and

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    patronage to the extent of becoming a separate source ofsairduties besides land revenue. We can

    safely assume the well-being implications of collecting revenue in land were equally present in

    collecting sair duties in cities and towns. That Mughal cities and towns produced only luxury

    goods for the consumption by their rulers is an understatement as the producers of a commodity

    in small towns arranged with dealers of these goods in a big city to supply them with finished

    goods for distribution inland or for export outside.iv

    Islam Khan Chisti made Dhaka the capital of Bengal province from Rajmahal in 1610 on strategic

    grounds that Dhaka would provide better opportunity to command over the surrounding naval

    routs and keep constant vigilance against enemies. Capital Dhaka was suggested to perform two

    major tasks: first, to guard the imperial territories and suppress the rebel chiefs; second, to receive

    imperial revenues and guard revenue interests.

    vTotal land revenue and sair duties collected in

    1658 were Rs. 8,800,000; even during the period of Dhaka naibatthe revenue was significant as it

    amounts to Rs. 2.700,000.vi

    Although pre-Mughal Dhaka was reported by foreign travellers to be a flourishing trading post of

    52 galies and 53 bazaars, the capital Dhaka in its early years needed to be prepared for

    accommodating the new administrative and military establishments. Spatial ordering and social

    mosaic are the major imprints on housing by the Mughal regime in preparing Dhaka as a

    provincial capital.

    The administration of justice was an added role that ensured public

    wellbeing and safety of highways and waterways from robbery. Besides province administration,

    Kotwals andMuhtasibs looked after the day-to-day affairs in maintaining citys peace and morals.

    These points make a ground to argue that the surplus extracted by the Mughal regime from

    different products and land was not totally transferred outside Dhaka, or Bengal, but partly

    invested for the improvement and maintenance of Dhaka.

    Spatial Ordering: The most significant imprint on housing in Dhaka was arguably the initial

    spatial ordering of Dhaka, including the pre-Mughal areas, that followed Mughal way ofhierarchical layering of the public and private realms. S. P. Blake gives an idea of the Mughal

    reference, The geographical layout of the residences within the padshahi shahar (imperial city)

    centered on mansions of the important amirs and the larger houses of the lesser amirs and rich

    merchants. The thatched huts ... spread themselves around the spacious residences of the amirs

    and rich merchants.vii

    The (Lalbagh) Fort as the place of highest significance spread outwards for the hierarchical

    disposition of the city dwellers, while the riverfront had always remained a prime location for the

    powerful and the wealthy. The morphological study of the evolution of (old) Dhaka by Iftekher M.

    Khan provides insights on how mahal (house), mahalla (neighbourhood) and bazaar (market)

    contributed to the development of the socio-spatial order in the native city.

    viii

    Social Mosaic: Mughal administrators had a policy of inviting and retaining different occupational

    group in the city by offering them rent-free lakheraj lands.

    He has explained the

    ways in which the implantation of the (North Indian) Mughal morphological features ofmahal and

    mahalla were mediated by local culture, climate and geographical context of Dhaka. Common

    peoples house was most often a household production unit; places of living and working of

    different professional groups usually overlapped. The agglomeration of houses with homogenous

    occupation into a specialized neighbourhood was evident in their naming, e.g. Shankhari Bazaar or

    Tanti Bazaar. The linear form a bazaar had acquired was due to the arrangement of adjacent

    shop/workspace frontages of a number of deep plot houses.

    ixAll new groups were added to the pre-

    existing caste- and occupation-based groups in Dhaka. That each of these groups was initially

    formed around a rather homogenous mahalla suggests their living in harmony with each other.

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    Mughal Dhaka, however, also manifested social divide despite being a site of different social

    groups living side-by-side. Traders, merchants and middlemen made profit from manufacturing

    activities part of which they spent on building mansions; contemporary travelogues give account

    of numerous brick-built mansions often within enclosed walls. But in the case of weavers, who

    were made to live on a subsistent level, no profit let alone meagre savings was possible to allow

    their construction of houses other than makeshift bamboo-straw huts. T. Raychaudhuri explains,

    Virtually every relevant feature of the economy, society and the state was designed to hold the

    artisan family firmly down to his lowly place in the scheme of things allowing very little scope for

    upward mobility or differentiation.x Peoples gainful living in Dhaka was evident in its

    phenomenal population growth during the peak Mughal reign: the reported population of Dhaka

    was 900,000 in 1700.xi

    Colonial Period

    The East India Company came to India for business. The Companys acquisition of Dewani in

    1765 had led to the colonization of Bengal, and brought devastating consequences for living and

    working conditions in Dhaka; their acquiring of Dewani and subsequent monopoly in trading

    created a scope for maximizing their profit. The jubilant reaction of the Court of Directors after

    hearing the news of acquisition of Dewani from Kolkata indicates the Companys future role in

    Bengal; they asked the Company to enlarge every channel for conveying to us as early as possible

    the annual produce of our acquisitions, and to increase the investment of your Company to the

    utmost extent you can.xii

    The Companys hunt for increasing revenue had ultimately ended by

    introducing the Permanent Settlement Act in 1793. Shortly before enacting this Act, in 1790, at

    least one-third of the cultivable land of Bengal was reported to have been under junglexiii

    , and the

    Company was driven by the possibility of bringing more land under cultivation to increase

    revenue. The Company looked at the revenue collection as a means of increasing their capital;

    transfer of resources from India constituted a form of primitive accumulation contributing to theindustrial capital formation in Britain.

    xivCities in Bengal like Dhaka were affected by the

    Companys reversal of trade policy from buying finished products for export to buying raw

    (agricultural) materials for processing in Kolkata. Later, the Companys introduction of heavy

    duties on locally manufactured products alongside importing industrial products from England had

    led to an uneven competition that eventually ruined countless artisans and weavers, especially in

    and around Dhaka. In short, the Company doctrine aimed at maximizing surplus extraction

    through land revenue as much as possible, and its later transfer to England. The Company was

    least interested in the investment of the revenue income for the public well-being of the city.xv

    Three major imprints on housing in Dhaka can be suggested to have had occurred in the first and

    second halves of the nineteenth century; they are housing atrophy, and service provision and

    planned land development.

    Housing Atrophy: The declining trade and commerce related to the manufacturing sector had

    resulted in the drastic reduction of population in and around Dhaka during 1801-1840.

    xviii

    xviThe

    reported population of Dhaka had decreased from 200,000 in 1801 to 75,000 in Walters 1830

    census in 1832, and further reduced to 68,610 in 1838.xvii

    The departure of the weaver community

    and the associated merchants and traders had turned Dhaka into a city of glorious ruins,

    pestilential forests and water bodies. Diminishing economy caused housing atrophy. The housing

    stock of 44,000 in 1801 was successively reduced to 16,279 and 10,830 respectively in 1830 and

    1838. This reduction in quantity was not without implications on the quality of the housing

    stock. As the city imploded due to declining population and economic activities and deteriorating

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    law and order situationxix

    , the major parts of Dhaka grew overcrowded as people moved to the

    inner Mughal areas. People were reported to build makeshift choppers on the side of the main

    roads. During the Company doctrine non-perishable building materials like brick were

    prohibitively expensive allowing only the rich to build brick houses. By referring to the

    comparative prices of brick to rice, Sirajul Islam has shown how brick in the beginning of the

    nineteenth century was ten times expensive than that in 1990.xx

    Service Provision: The most significant imprint of the colonial doctrine on housing in Dhaka

    relates to the progressive extension of basic urban services sanitation, pure drinking water, metal

    roads and much later electricity. These events were documented in utmost details by Sharif uddin

    Ahmed.

    xxi

    Land Development and Detached Residence: Indigenous Bangla gharthe rustic huthad

    inspired the British to produce a climatically adaptive house suited to their cultural values and

    norms which they called Bungalow.

    Implementation of these services, however, had taken place upon the spatial layout of

    the pre-existing Mughal mahals and mahallas in Dhaka. These services had positively contributed

    to improve the lives of Dhaka dwellers, especially in reducing the incidents of diseases.

    xxii

    Colonial and post-colonial imaginations were captivated by what was once there as evident in the

    ruinous housing. But attentions to what was not there and why in the broader political and

    economic contexts of the presidency of Bengal was rare. The melancholic depiction, description

    and disposition of the picturesque Mughal ruins in Dhaka during the Company regime created a

    mental block; it restricts our going beyond a politics of privies in examining housing in colonial

    Dhaka since the second half of the nineteenth century. The accumulation of capital from Dhaka,

    Eastern Bangle in the broader sense, had its concrete presence more in the colonial and merchant

    mansions in Kolkata than in Dhaka.xxiii

    Despite mass production of Bungalow in different parts ofIndia we note a conspicuous absence of Bungalow laden civil lines in Dhaka until the arrival of the

    20th

    century. Bungalows arrived late because the political significance attached to Dhaka had

    always guided the British establishments urban development initiatives in Dhaka. This view

    becomes evident when town and landscape planning of Dhaka were initiated in 1905 as capital of

    the proposed Eastern Bengal and Assam Province, and then abandoned later. However, emergence

    of a new English-educated professional group created a demand for improved and westernized

    mode of living conditions. A unique initiative of planned land development for housing the middle

    income professionals took place in Wari in 1880 long before building the Bungalows in Ramna.

    The extended housing loan and the enforced building control evident in the development of Wari

    later proved to be the pre-cursor of all subsequent planned residential area developments in the

    post-colonial period.

    As the company policy depopulated Dhaka, by debasing

    from its manufacturing past, why would the Company located at Kolkata, with comfort and pomp,care for investing in a shrinking Dhaka? Could there be any rational justification other than

    discrete individual civilian efforts? It seems the takeover of India by the British Empire after the

    unsuccessful sipoy revolution in 1857 had made a rational ground to look after the wellbeing of its

    cities and towns: sanitation-taxation-pacification.xxiv

    It was the period when the western

    industrialization was stabilized, and the European countries were in a state of finding new markets

    for their industrial products. There was then a need to reconceptualise Indian cities and towns in

    their functioning as the distribution centres of industrial products, and docile city dwellers

    becoming potential consumers. This need aimed at reorganizing the Indian cities and towns within

    an evolving colonial space. Colonial urbanisms linkage to capitalist world economy underpinned

    the colonial policys rising above the Companys apathy and neglect toward a morale ground

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    strengthened by the Victorian zeal for cleaner habitat since the second half of the nineteenth

    century.

    Development Doctrines during the Post-colonial Period

    Decolonization of developing countries did not lead to the end of relationship colonialism once

    had with capitalism. Decolonization was rather a natural response in resolving the contradictions

    capitalist mode of production had faced to make adaptation in the changing circumstances global

    economic pressure, domestic tensions and geopolitical relations.

    xxvii

    xxvCapitalist world economy

    delivered the concept of development during the post World War II scenarios. US President

    Harry Truman in his inaugural speech in 1947 referred to the presence of a larger underdeveloped

    areas in Asia, Africa and Latin America.xxvi

    He envisaged, unlike the old imperialism, a bold new

    programme based on the benefits of the developed countries scientific advances and industrial

    progress would lead to the improvement and growth of these underdeveloped countries. The notion

    development implies deliberate action to specifically promote change and progress in the broader

    sense; in critical perspective, (post-colonial) development ideology is doctrinal.

    Modernization Theory (1947-70)

    The following

    sections describe the ways in which postcolonial development discourses have been mediated first

    by the formulation of housing policies at the global level followed by their translation at the local

    level in marking imprints on housing in Dhaka.

    Development Global: Modernization theories the aftermath of decolonization had emerged in

    reorganizing the unequal capitalist relationship between the developed core and undeveloped

    periphery countries. Modernization theories in essence were how to develop manuals for the

    undeveloped countries; they were problem-solving and policy-oriented theories of social change

    and economic development.xxviii

    Underdeveloped countries relative location at the lower ends of a

    five-stage hierarchy of development had underpinned rationale of and approaches to

    development.xxix

    Housing Global: Public provision of conventional housing was the hallmark of housing in

    developing countries under modernization paradigm. Housing was seen as an item of welfare and

    social control whose provision was a state responsibility. Developing countries assumed that they

    would adequately address the housing needs of the government employees and the formal

    industrial sector workers. Features of state provision include: capital intensive, high standard,

    industrial technology, and centralized management systems. There was an absence of global

    agency of housing and settlements during the 1950-60 periods in mediating modernization

    agendas translation into housing in the national context. This led to grand experimentations for

    modern cities epitomized by Nehrus celebrated phrase for Chandigarh - unfettered by the

    traditions of the past. Modern cities like Chandigarh in India and Brasilia in Brazil are the notable

    modern experiments in outlining the master plan for urban living with one of its most enduring

    features separation of the places of living from the places of working through zoning.

    Development policy regime had expected underdeveloped countries to pursue

    economic growth through industrialization in their efforts to proceed towards advanced

    developed stages by emulating the experiences of the Western industrialized countries.

    Housing Local: Pakistan emerged as an independent nation state after decolonization of the

    British India in 1947; the new-born nation was split into Eastern and Western provinces with an

    alleged unity by religion but separated by different cultures and languages. During the initial years

    of high hopes and optimism since 1947, the provincial capital of Dhaka had assumed a prominentrole to contribute to the nation state building schemes. In this scheme, modernization of Dhaka had

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    become an immediate necessity. But the centuries-long colonial legacy had effectively limited

    Dhakas capacity to develop and function as a provincial capital of a new nation state. Major

    problems that Dhaka had faced as a performing provincial capital are: inheritance of an inadequate

    urban infrastructure and services of the colonial regime; shortage of public and private housing to

    accommodate an increasing urban population; a great influx of displaced persons from India after

    1947 requiring additional places of living and scopes of working; and lack of industrial setup to

    substitute production of commodities whose import from India had stopped overnight.

    Housing had predominantly been a private sector activity, confined within Old Dhaka. Public

    housing in Dhaka, prior decolonization, had mainly been limited by constructing Bungalows for

    the high-ranking government officials. As Dhaka became the provincial capital, the government

    took the responsibility of housing provision and address the prevailing housing shortage. In East

    Pakistan, the estimated housing shortage in 1958 was 150,000 dwelling units.xxx

    Justification of

    undertaking a low-cost public housing programme has an economic overtone, especially, in its

    contribution to the reproduction of labour amidst ongoing industrialization. A government

    document made explicit its intention; it states, Investment in housing increases labour output. A

    worker who can spend most of his spare time in a comfortable house does not feel repressed and

    can resume his daily task with renewed vigour, thus being able to work more and produce

    more.xxxi

    Concerted housing development hardly takes place without guided by Town Planning. Dhaka was

    no exception. The Dhaka Master Plan in 1959 was the first significant attempt to tap on western

    modernity, and initiate a process of peoples transition from traditional to modern housing. In

    terms of housing, what Dhaka Master Plan had proposed in fact were pockets of new development

    and redevelopment of existing localities.xxxii

    Imprints of modernization theory on housing in Dhaka are: township and neighbourhood

    development, rationalization of housing design, and squatter formation.

    The Master Plan detailed out its development scheme

    in seven different localities; development outcome would create housing for 490,530 people in

    place of the existing 65,900 people. In the case of redevelopment, however, it identified parts of

    the old Dhaka as slum in presence of high density (i.e. overcrowding), service deficiencies and

    lack of open spaces; suggested slum clearance was to be followed by their redevelopment in line

    with the Western precedents.

    Township and Neighbourhood Concept: The government undertook a number of projects for

    building townships in areas like in Dhanmondi and Gulshan, and housing estates as Azimpur,

    Motijheel and Lalmatia. By employing the neighbourhood concept, modern housing was

    conceived, planned and implemented in its most generic terms in sites and service schemes like

    Dhanmondi, Gulshan, Banani and Lalmatia; leaving aside the design merits, one can locate in

    them the presence of residential plots, roads with setbacks for footpath and trees, community open

    spaces, non-residential uses like shops etc. Western priority for ensuring health and hygiene, as a

    pre-condition of modern living, were markedly present in the buildings judicious setback from the

    road and other buildings to allow ample air, light and green.

    Rationalization of Housing Design: Modernization of social life had influenced the design of

    housing. In the case of public housing, the relative allocation and organization of different

    domestic spaces taking into account the difference in household heads income had resulted into

    different types of residences, often in multi-storey and multi-family flats. Flat types usually varied

    in size although containing generic domestic spaces of modern house like living room, bed room,

    dining room, kitchen and toilets. Employment hierarchy began to determine an employees access

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    to dwelling unit. Dhakas first generation urbanites were given a modern setup to dwell and make

    adaptation from their traditional modes of dwelling.

    Squatter Formation: Squatter settlements in and around Dhaka did not formed to the extent of a

    township like African and Latin American countries. Illegal squatter settlements, however, were

    formed inside Dhaka but usually alongside rail tracks and in isolated pockets close to the squatters

    places of work. City authority had tolerated the temporary squatters to ensure the continued supply

    of cheap construction labours. It was in the interest of modern Dhaka building that this pool of

    cheap labour was left undisturbed but unaddressed in the provision of basic urban services.

    Redistribution with Growth and Basic Needs (1971-1990)

    Development Global: By the late 1960 it became apparent that the objectives of modernization

    theory in pursuit of development through industrialization in developing countries had failed.

    Rural migrants continued pouring into the cities and the squatter settlements began to proliferate

    as the benefits of growth generated by such industrialization policy didnt trickle down to the poor.

    As a result, a case for achieving growth with equity had led to formulate a new set of policies.Chenery et al, among others, had argued for increased growth and alleviation of poverty; they had

    taken a view that economic growth can be achieved by focusing attention to the pressing problems

    of poverty, unemployment and inequality. Improvements in the absolute income of the poor could

    be achieved through transfers and subsidies, and improved access to essential goods and services

    (e.g. water, electricity, sewerage, housing, health facilities and schools etc.).xxxiii

    The emerged policy package became known within the rubrics of Redistribution with Growth

    (RWG) and Basic Needs. The main goals of RWG strive to make an improvement in the absolute

    income of the poor rather than an attack on relative inequality; a distribution of income increments

    rather than a redistribution of existing incomes and assets; labour-intensive approaches were

    devised to increase the productivity, output and employment opportunities of the poor.xxxiv

    RWGand Basic Needs strategies aspired to alleviate poverty, unemployment and inequality through first,

    balancing growth with redistributive measures; second, the stimulation of small-scale enterprises

    and labour-intensive technologies; third, the deregulation of the urban informal sector; and lastly,

    the introduction of transfer strategies in public service expenditure.xxxv

    Housing Global: Implications of RWG and Basic Needs strategies for housing was the realization

    that the governments should move from its direct provision to assisted self-help housing initiatives.

    The World Bank emerged as a major lending agency that began to expand from its traditional

    sector loans for basic economic infrastructure to address the strategies of the redistribution with

    growth goals. The Habitat conference in 1976 at Vancouver had made a ground for preparing

    policies to guide housing for the poor. Sites and service schemes and settlement upgrading werethe key forms of assisted self-help housing that the World Bank and the newly formed United

    Nations Centre for Human Settlements (UNCHS) had provided finance and technical assistance in

    cities in developing countries. Lending was provided by a project by project basis. The World

    Bank became the dominant actor in the urban areas with its lending programme for housing and

    infrastructure projects. The model World Bank followed in its urban projects was affordability-

    cost-recovery-replicability. Case studies, however, had shown that the model was not replicable

    and had limitations in achieving a wider coverage.

    The voluminous works on informal housingxxxvi

    , urban informal sectorxxxvii

    xxxviii

    and intermediate

    technology had provided essential supports for formulating policy goals in the fields of

    housing, services and employment. Aspects of John Turners work that matched with the World

    Bank policies for RWG are: the need for self-help contributions; the incorporation of progressive

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    development procedures; the reduction in housing standards; access to financial resources; and

    access to and development of appropriate technologies and building materials. The initiatives that

    developed from these policy objectives are: sites-and-service and self-help housing projects; core

    housing, slum and squatter upgrading; the stimulation of informal sector activities and small-scale

    enterprises in project areas; access to financial, managerial and technical assistance; regularization

    of tenure and the extended provision of public services. Housing intervention became inter-

    sectoral in response to the urban poor households physical, social and economic needs.xxxix

    Housing Local: Bangladeshs involvement in the new development paradigmRWG and Basic

    Needswas disrupted and delayed for two main reasons; first, the war-reconstruction efforts

    under severe financial constraints; second, the adoption of a socialist economy in the First Five

    Year Plan (1973-1978) leading to the nationalization of the private industries. A highly restrictive

    trade regime was put into practice alongside nationalization of the private industries toward an

    import-substitution industrialization strategy of the government.

    xl

    Partly entangled by the promise and high hopes of independence euphoria, partly handicapped by a

    local policy vacuum, the state in Dhaka had continued the path of the earlier public housing

    provision approach. The state in its formative years attempted to address the housing problem in

    Dhaka through the supply-side. From 1972 to 1973, the state had constructed 27,000 dwelling

    units throughout the country of which 4303 units were built in Mirpur; after 700 units were

    occupied, the entire project was invaded. While a survey report

    But a change of political regime

    in 1975 led the national economys gradual shifting from the earlier nationalization to privatization

    of the industries. The shift from the import-substitution to export-oriented industrialization had

    taken place in response to the structural transformation of the global economy. A brief review of

    the implications of the pre- and post-1975 economic scenario for housing is outlined below to later

    elaborate their identified imprints on housing.

    xlion the state of the squatters in

    three major cities in Bangladesh, carried out in 1974, was submitted in 1976 the Dhaka city

    authorities had already completed a squatter eviction drive in 1975. An estimated 172,589

    squatters comprising 24,757 families in 119 locations were forcibly evicted followed by their

    planned rehabilitation in three different peripheral locations around Dhaka.xlii

    In the post-1975 economic scenario, export-oriented industrialization was most evident in the

    expanding Readymade Garments (RMG) units in Dhaka. Under pervasive rural poverty, RMG

    industries had attracted an influx of cheap urban labour force, women in particular, in Dhaka.

    During the initial years of the liberalized trade regime, new housing demands of the labourers as

    well as the entrepreneurs were created in the informal and formal sector housing respectively. The

    formal housing market duly met the entrepreneurs effective demand but failed the labourers only

    to be catered by the informal sector squatters. Reference to an absence of the distributionalconsequences of economic growth is essential for discussing imprints on housing. Divestiture of

    public sector enterprises and cheap credit through Development Finance Institutions (DFI) were

    the two major state interventions in promotion of the private sector industrialization.xliii

    But a

    section of the entrepreneurs deliberate failure to repay the loansdefaultingled to a situation

    which the economists declined to identify as primitive accumulation of capital.xliv

    A part of the

    usurped loans ended up as investments in and consumptions of housing. Economists incisive note

    reveals that A part [of loans] went into local real estate investment, and financing of a lavish life

    style quite incommensurate with the modest social origins of a large section of this class (authors

    emphasis).xlv

    Distinct imprints on housing in Dhaka made under the RWG and Basic Needs strategy relate to thefollowing expansion, upgradation and transformation of housing.

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    Expansion of Housing: The earlier sites-and-service housing schemes for the high- and upper-

    middle income groups in Dhaka were continued through state land acquisition and development.

    Supply of land through Uttara and Baridhara planned residential area developments were made

    with state subsidy. State initiated squatter eviction followed by planned resettlement programme in

    the peripheries of Dhaka had indeed contributed to the supply of land for self-help housing of the

    low-income people. As most of the rehabilitated poor households were seen to return Dhaka to live

    close to their place of work, the allotment of the land changed hands several times.

    Upgradation of Housing: City-wide steady formation of slums and squatter settlements since

    independence in 1971 has had made Dhaka appeared a city of slums; slums proliferated due to

    urban poor households failure to access housing either through state provision or formal market.

    A 1996 survey reports the formation of slums in Dhaka during the 1971-1980 and 1981-1990

    periods were 26 and 45.5 per cent respectively; the figures for the pre-1971 and post-1990 are 10.5

    and 18 per cent respectively.xlvi

    Transformation of Housing: Since the mid 1980s, private real estate developers were gradually

    gaining momentum in the scale of their operation. At the advent of the private sector developers,

    multi-storey and multi-family apartment as a specific housing typology emerged in Dhaka.

    Apartment construction initiated a transformation of housing from the earlier low-rise single-user

    to walk-up multi-family housing. This transformation of housing, however, had not yet gained

    momentum in different planned residential areas, Dhanmondi in particular, as late as in 1991.xlvii

    Dhakas initial reaction to the slum formation was eviction by

    rehabilitation; later responses, however, were directed toward provision of urban basic services;

    UNICEF-Dhaka had played a vital role in focusing the urban poors needs, womens in particular,

    for urban basic services than shelter per se. Instead of assisted self-help housing schemes slum

    upgradation emerged as a key form of intervention in Dhaka but without tackling the land tenure

    issue.

    Neo-liberalism (1990 - )

    Development Global: A global economic slump during the early 1980s had significantly reduced

    the growth rates in developing countries due to the following conditions: reduced demand in

    developing countries; high interest rates on ever-increasing debts; a dramatic decline in foreign

    capital inflows; and declining foreign investment rates.xlviii

    They produced a decline in standards of

    living, and worsening rates and levels of unemployment, poverty and inequality in cities in

    developing countries. As a way out of this crisis a new macroeconomic development strategy had

    emerged. Structural Adjustment Policies (SAP) became dominantxlix

    , and was based on the neo-

    liberal supply-side theories of development. The basic goals of structural adjustment strategies set

    for developing countries include: to restore the countrys balance of payments situation; toincrease its debt-service capacity; to attract foreign investment; to achieve economic growth by

    restructuring trade and financial flows.l

    Developing countries had shifted from their earlier import-substitution to export-oriented

    industrialization strategies to produce goods and provide services for the developed country

    markets. Transnational corporations, and their local agents, engaged the cities and their cheap

    labours in developing countries for producing goods for export to the west. In contrast to the

    earlier urban bias perception, a renewed interest was placed on cities. A growing realization that

    the primacy of market in generating economic growth had not been tackling urban povertycontributed to provide exclusive focus on urban poverty.

    Loans to developing countries by the International

    Monetary Fund and the World Bank were made conditional upon their acceptance of these

    adjustment measures.

    liAcknowledging the significance of

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    cities, global development agencies came to a consensus to harmonize urban policies and national

    development policies by devising strategies to increase urban productivity, alleviate urban poverty

    and ensure good governance.lii

    Housing Global: In the late eighties global housing policy scenario changed significantly from the

    earlier Habitat I policies under the neo-liberal development doctrine. A neo-liberal analysis of thefailure of the earlier affordability-cost-recovery-replicability model had provided a basis for a

    new set of (urban) policies. Significance was now attached to policy, institutional, and managerial

    reforms instead of the earlier brick and mortar approach for housing the poor. A shift from the

    earlier site specific project to sector- or city-wide programme consideration came into place. UN-

    Habitat and World Bank initiated housing policy measures reflected the general goals of the neo-

    liberal analysis: elimination of supply- and demand-side constraints; withdrawal of the state and

    encouragement of privatization; elimination and targeting of subsidies; deregulation and regulatory

    reforms; institutional capacity-building; increased participation; and political/administrative

    decentralization.

    liii

    The concept of enablement attained a central position in the neo-liberal thought on housing. The

    earlier problem of up-scaling the housing projects to meet the growing need was thought to be

    addressed through market enablement. Housing was left to the market to be taken care of as the

    principle demand- and supply-side constraints on the housing market arise due to direct state

    provision or production. The state, therefore, ought to withdraw from the direct production and

    provision, and facilitate or enable the private sector, formal and informal, to provide land, housing

    and services. The state should assume the regulatory and coordinating roles. Previous experiences

    and a series of UN conferences during the first half of the 1990s made a ground to shift from

    Global Shelter Strategys (GSS) market-based approach to Habitat Agendas right-based

    approach adopted in Habitat II in 1996. Global housing policy goals have now been realigned

    within a neo-liberal perspective in Habitat II in 1996 by taking into account the emerging concernsof sustainability.

    liv

    Housing Local: Dhaka grew in significance for national development as a location of economic

    growth producing sectors since the late 1980s; notable among the private sector include: the

    rapidly growing RMG in the industrial and housing in the construction sectors. Their respective

    contributions to the national GDP were significant. The share of real estate and housing sector and

    construction sector as percentage of GDP during the financial year 2002 were 8.3 and 8.0

    respectively

    lv

    The first concrete step towards adopting a neo-liberal housing strategy was the preparation of the

    National Housing Policy (NHP); the draft NHP was completed in 1993, and later amended in

    2004. The formulation of NHP was initiated in compliance with the state commitment to GSS. The

    making of a neo-liberal housing strategy was further consolidated with the completion of two

    major policy documents in the same year. The first document was the Urban Shelter Sector

    Review carried out with UNDP and UNCHS technical and financial assistance;

    . While the growth of GDP in Bangladesh during 1992-2002 was 4.6 the growths of

    real estate and housing sector and construction sector during the same period were 3.4 and 7.5

    respectively. Investments in housing and construction sector accounted for 47.3 per cent of the

    total private investments. Liberalization of trade and commerce, as adjustment measures, helped

    the private sectors importing foreign as well as producing local building materials.

    lvithe second

    document was the ADB assisted Housing Sector Institutional Strengthening Project.lvii

    It became apparent, again, that the economic growth through increasing global integration has had

    failed to abolish poverty and arrest income disparity in Dhaka. The benefits of trade liberalization

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    and privatization had accrued within a small section of society in the context of the

    commercialization of politics.lviii

    Although urban poverty had reduced in percentage of total urban

    population but increased in absolute numbers. Manifest concentration of poverty in slums and

    squatters has been a constant reminder to the international donors and national policy makers for

    urgent intervention. Concern for urban poverty, especially the urban poors access to basic urban

    services remained as important as in the previous development paradigms. The neo-liberal scheme

    for the alleviation of poverty in Dhaka became more comprehensive than the past efforts as

    evident in the following two ADB assisted efforts: the Urban Poverty Study in Bangladesh in

    1995lix

    and the Urban Poverty Reduction Project in 1996.lx

    The first half of the 1990s had been a busy period of policy formulations and institutional reforms

    in tune with the neo-liberal (global) policy objectives in facilitating the private housing sector. The

    produced documents are objective, egalitarian and politically correct; they are an idealization of

    what should and ought to be in ensuring peoples access to housing. The problem, however, is the

    gap between what has been spelled out in the document and what actually happened in reality.

    While they assign the task of meeting the housing need to the market by giving the regulatory and

    coordinating roles to the state, market failure in absence of enablers has been the reality as far as

    low-income peoples access to housing is concerned. Donor-assisted government efforts aim

    toward policy and institutional reforms to prepare Dhaka's operating in a neo-liberal development

    scenario. The state involvement as a major provider of land contradicts its enabling intentions.

    Understanding of and actions for the

    urban poor living and livelihoods are among the key issues addressed in these documents.

    In development planning terms, neo-liberalism has set an agenda for Dhaka to increase

    productivity through provision of infrastructure and alleviation of poverty with support of good

    governance. As Bangladesh hinged toward an export-oriented industrialization policy, RMG sector

    had made significant expansion of its share of the total national export earnings. The number of

    readymade garments firm increased from 4 in 1976 to 2313 in 1997.lxi

    In 1997, RMG sector

    contributed nearly three billion US dollars or 68 per cent of the national export earnings. It became

    apparent since the early 1980s that to maintain a competitive edge at the global market RMG units

    have to be located in and around Dhaka, among others, for their cheap labour force had to be

    accommodated within slums and squatters. Presence of cheap labour force for RMG and other

    formal and informal sector activities is increased at the cost of the quality of their living.Economic

    success of the entrepreneurs in the RMG and other sectors had created an effective demand for

    housing in Dhaka that has mainly been catered by the private sector real estate developers. A 2000

    study reported the need of 20,000 better housing units for the RMG middle and high ranking

    managers.lxii

    We would now discuss the specific imprints the neo-liberal development strategies have on

    housing in Dhaka under the auspices of a series of institutional reforms.

    If other cases in the industrial and service sectors, besides RMG sector, are

    considered then the effective housing demand in the private sector increases many-folds.

    De-Housing of the Urban Poor: Since the late 1990s, continuous squatter evictions without

    rehabilitation have reduced the absolute space available for the urban poor housing (Table 1). As a

    result, the urban poor are pushed to the peripheral area and forced either to floating homelessness

    or over-crowding in the inner-city slums and squatters. An indication of over-crowding is evident

    in the increasing number of households living in lesser average floor area. In 1974 around 41 per

    cent households lived in less than 100 sq.ft area; this figure has increased successively from 65 per

    cent to 81 per cent in 1995 and 2005 respectivelylxiii

    . Besides floor space, squatter evictions had

    abolished the slum improvement initiatives provision of urban basic services to the urban poorhouseholds.

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    Table 1: Declining Profile of the Squatter Settlements in Dhakalxiv

    Note: DMA and DMC refer to Dhaka Metropolitan Area and Dhaka Metropolitan Corporation respectively.

    Distortion of Land Supply: Land in Dhaka is a scarce commodity, and the most important factor

    of production than capital, labour and technology. The public supply of developed land for housing

    has been limited, and argued to cause market distortion by its selling below the market price. The

    distortion of land supply by the private housing sector in Dhaka, on the other hand, is caused by its

    observed nature of supply land piracy, land poaching and wet-land filling. In land piracy, land

    becomes an item of illegal encroachment of government land by the vested interest group, oftenmediated by rampant corruption and political protection. In land poaching, large private land

    developers force small land owners to sell off their lands. In land filling, large private land

    developers fill up designated wet-lands surrounding Dhaka for township developments. The

    distortion of private land supply creates environmental externalities by defying existing law.

    Reorganization of Formal Housing: The high effective demand for formal housing that has been

    created by the affluence of the neo-liberal regime contributed to the reorganization of formal

    housing in Dhaka to the extent of redefining the urban landscape. Market led densification initiates

    this reorganization that is most evident in the near complete transformation of Dhakas planned

    residential areas from low-rise single user residences to multi-storied and multi-family apartments.

    Private formal housing became a packaged commodity in this reorganization.

    Endnote

    This paper traced and narrated the changing doctrines, and the imprints they have had marked on

    housing in Dhaka. It has shown how the local housing in Dhaka has increasingly been linked to the

    broader global situations. Discussion of this paper provides a basis toward mapping the broad

    project of the social production of housing in Dhaka.

    i During Mughal period sair duties included various duties like those imposed on buying and selling of

    products in markets and trade, on produce of rivers and tanks, duties on salts and elephants and receipt from

    zakats. See for details A. Karim, Mughal Revenue System, in S. Islam (ed.)History of Bangladesh 1704-

    1971. Vol. 2 Economic History (Dhaka, 1992), p. 166.ii See excerpt fromAin-i-Akbari, vol. II, 46 cited in A. Karim, ibid, p. 165.iii

    A. H. Kidwai, Urban Atrophy in Colonial India: Some Demographic Indicators, in I. Banga (ed.) The

    City in Indian History (New Delhi, 2005), p. 152.iv K. M. Ashraf,Life and Conditions of the People of Hindustan, New Delhi, 1970, p. 124-125 cited in J. S.

    Grewal, Historical Writing on Urbanization in Medieval India, in I. Banga (ed.) The City in Indian History

    (New Delhi, 2005), p. 70.v

    A. Karim, Origin and Development of Mughal Dhaka, in S. U. Ahmed (ed.)Dhaka. Past Present Future(Dhaka, 1991), p. 28.

    Year Slum Population Total Land

    (in acre)

    Density

    (person per acre)

    Slums inPublic and Private Land

    (in percentage)

    2005a

    3,420,321 (DMA) 3840 891 9.0 and 89.8

    1995b

    1,104,600 (DMA) 1038 1064 22.5 and 77.4

    1988c 1,010,042 (DMC) 1340 665 29.2 and 65.1

    1982d

    730,000 (DMC) 600 1216 29.4 and 63.9

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    vi S. U. Ahmed,Dacca. A Study in Urban History and Development(London, 1986), p. 24.vii See S. P. Blake, Dar-ul-Khilafat-i-Shahjahanabad; The Padshahi Shahar in Mughal India: 1556-1739

    (Chicago, 1974), p. 15 cited in H. Spodek Studying the History of Urbanization in India,Journal of Urban

    History, Vol. 6 (3), pp.251-295.viii

    I. M. Khan, Alternative Approach to the Redevelopment of Old Dacca, Ph.D. thesis (KatholiekeUniversiteit Leuven,, 1982).ix

    S. U. Ahmed, ibid, p. 11.x T. Raychaudhuri, Non-Agricultural Production: Mughal India, in T. Raychaudhuri and I. Habib. (eds.)

    The Cambridge Economic History of India, Vol. 1: c.1200-c.1750 (Cambridge, 1982), p. 284.xi See S. Hossain, Echoes From Old Dhaka, Bengal Past and Present, 111, (April-June, 1909), p. 231

    quoting Rahman Ali Taish, Tarikh-i-Dhakha cited in S. U. Ahmed, ibid, p. 13.xii B. Chaudhuri, Agrarian Relations: Eastern India, In D. Kumar and M. Desai (eds.) The Cambridge

    Economic History of India, Vol. 2: c.1757-c.1970 (Cambridge, 1983), p. 88.xiii

    S. Islam, Permanent Settlement and Peasant Economy, in S. Islam (ed.)History of Bangladesh, 1704-

    1971, Vol. 2 Economic History (Dhaka, 1992), p. 248.xiv

    I. Habib, Bharat Barsher Itihas Prasanga (Essays in Indian History-Towards Marxist Perception)(Kolkata, 2004).xv

    From total revenue of 19.8 million pound, collected during 1851-52, only 0.17 million pounds was

    invested on roads, embankments, bridges and other public well being projects. See Marxs New York

    Herald-Tribune letter on 23rd July, 1858. http://www.marxists.org/archive/marx/works/1858/07/23.htm

    retrieved on 12.10.2009.xvi

    S. U. Ahmed, ibid, p.129.xviiibid, p. 125.xviiiibid, p. 147.xix

    S. Islam, Social Life in Dhaka, 1763-1800, in S. U. Ahmed (ed.)Dhaka. Past Present Future (Dhaka,

    1991).

    xx See Note No. 12, ibid, p. 87.xxi

    S. U. Ahmed, ibid.xxii A. D. King, The Bungalow: the Production of a Global Culture (London, 1984).

    xxiii For an account of Garden Houses ( Bagan Bari) see S. Chattopadhyay (2007), The Other Faces of

    Primitive Accumulation, in P. Scriver, and V. Prakash (eds.) Colonial Modernities. Building, Dwelling and

    Architecture in British India and Ceylon (London, 2007).xxiv

    V. T. Oldenburg, Peril, Pestilence and Perfidy: The Making of Colonial Lucknow, 1856-1877, Ph.D.

    dissertation (University of Illinois, 1979) cited in H. Spodek, ibid, p. 162.xxv For a detail discussion see A. Hoogvelt, Globalization and the Postcolonial World. The new political

    economy of development(Baltimore, 2001).

    xxviD. Harrison, The Sociology of Modernization and Development(London, 1988).

    xxvii See D. Slater, Geopolitics and the Post-colonial. Rethinking North-South Relations (Oxford, 2004); A.

    Escobar, Encountering Development: Making and Unmaking of the Third World(Princeton, 1995); W.

    Sachs (ed.), The Development Dictionary. A Guide to Knowledge and Power(London, 1996).xxviii

    A. Hoogvelt, ibid, p.35.

    xxix W. W. Rostow, The Stages of Economic Growth: A Non-Communist Manifesto (London, 1960).xxx

    Works Department,Low Cost Public Housing Programme (Dhaka, 1968).xxxiIbid.xxxii S. Minoprio and P. W. Macfarlen,Master Plan for Dhaka (London, 1959).xxxiii

    H. B. Chenery, J. H. Duloy, and R. Jolly (eds.),Redistribution with Growth: Policies to Improve Income

    Distribution in Developing Countries in the Context of Economic Growth (Oxford, 1974).

    xxxiv R. Burgess, Helping Some to Help Themselves: Third World Housing Policies and Development

    Strategies, in C. Mathey (ed.)Beyond Self Help Housing (London, 1992).

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    xxxv R. Burgess, M. Carmona and T. Kolstee (eds.) The Challenge of Sustainable Cities. Neoliberalism and

    Urban Strategies in Developing Countries (London, 1997).xxxvi

    J. F. C. Turner did pioneering works on informal housing; see J. F. C. Turner, Barriers and Channels

    for housing Development in Modernising Countries,Journal of the American Institute of Planners, Vol. 33

    (3), pp. 354-63; J. F. C. Turner,Housing by People (London, 1976).xxxviiInternational Labuor Office (ILO),Meeting Basic Needs (Geneva, 1975).xxxviii

    E. Schumacher, Small is Beautiful (London, 1974).xxxix

    See for a review of the issues in S. Ghafur, Beyond Homemaking: The Role of Slum Improvement in

    Home-based Income Generation in Bangladesh, Third World Planning Review, Vol. 23 (2), 2001, pp. 111-

    135.xl S. Raihan, Trade liberalization and poverty in Bangladesh, Macao Regional Knowledge Hub, Working

    Papers, No. 15, 2008.xli

    Urban Development Directorate (UDD), Squatters in Bangladesh Cities. A survey of urban squatters in

    Dacca, Chittagong and Khulna 1974 (Dhaka, 1976).xlii The squatter resettlement projects at Tongi, Damra and Bhashantek had been designed at sites of 100, 103

    and 88 acres respectively; the number of plots developed in these projects was 4063, 4000 and 4000respectively. For details see C. L. Chouguill,New Communities for Urban Squatters. Lessons from the Plan

    that Failed in Dhaka, Bangladesh (New York, 1987).xliii A. Abdullah (ed.),Modernisation at Bay. Structure and Change in Bangladesh (Dhaka, 1991), p. 21.xliv

    Ibid, p. 25.xlv

    A. Abdullah, ibid, p. 26.xlvi ADB-GOB-LGED, Urban Poverty Reduction Project, Draft Final Report (Dhaka, 1996), p. 5.xlvii An observation on 39 developers in 1991 reports only 9 out of their total 89 projects were located in

    different planned residential areas in Dhaka 6 and 3 in Dhanmondi and Banani respectively. T. M. Seraj

    and M. S. Alam, Housing Problem and Apartment Development in Dhaka City, in S. U. Ahmed (ed.)

    Dhaka. Past Present Future (Dhaka, 1991).xlviii

    R. Burgess, M. Carmona and T. Kolstee, Contemporary Macroeconomic Strategies and Urban Policiesin Developing Countries: A Critical Review, in R. Burgess et al, ibid.xlix P. Streeten, Structural Adjustment: A Survey of Issues and Options, World Development, Vol. 15 (12),

    1987, pp.1469-82.lR. Burgess et al, ibid, p. 18.

    li One influential critique of SAP was offered by G. A. Cornia, R. Jolly and F. Stewart, Adjustment with a

    Human Face (Oxford, 1987).lii The most significant documents are UNCHS, Global Shelter Strategy to the Year 2000 (Nairobi, 1991);

    UNDP, Cities, People and Poverty: Urban Development Cooperation for the 1990s (New York, 1991);

    World Bank, Urban Policy and Economic Development, an Agenda for the 1990s (Washington D.C, 1991).liii R. Burgess, M. Carmona and T. Kolstee, Contemporary Spatial Strategies and Urban Policies in

    Developing Countries: A Critical Review, in Burgess et al, ibid, pp.114-115.liv UN-Habitat, The Habitat Agenda and Istanbul Declaration, Second United Nations Conference on

    Human Settlements(New York, 1996).lv CPD, Strengthening the Role of Private Sector Housing in Bangladesh Economy: The Policy Challenges,

    paper presented to the dialogue organised by Real Estate & Housing Association of Bangladesh (REHAB)

    and Centre for Policy Dialogue (CPD), March 11 (Dhaka, 2003).lvi UNDP-UNCHS,Bangladesh Urban and Shelter Sector Review (Dhaka, 1993).lvii GOB-ADB,Housing Sector Institutional Strengthening Project. Final Report(Dhaka, 1993).lviii

    M. Hossain, R. Afsar and M. L. Bose, Growth and Distribution of Income and Incidence of Poverty inDhaka City (Dhaka, 1999); R. Sobhan, From Two Economics to Two Societies, The Daily Star, 25 August

    (Dhaka, 1998); S. Ghafur, For Whom are Our Cities?, The Daily Star, October 7(Dhaka, 1999).lix

    N. Islam, N. Huda, F. B. Narayan and P. B. Rana (Eds.), Addressing the Urban Poverty Agenda inBangladesh. Critical Issues and the 1995 Survey Findings (Dhaka, 1997).

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    lx ADB-GOB-LGED, Urban Poverty Reduction Project. Draft Final Report(Dhaka, 1996).lxi K. Mainuddin, Case of the Garment Industry of Dhaka, Bangladesh, Urban Partnership Background

    Series 6 World Bank (Dhaka, 2000).lxii

    ibid, p.21.

    lxiii Figures are taken from the following sources: UDD, ibid, p.65; N. Islam et al, ibid, p. 205; CUS et al,ibid, p.40.lxiv

    The figures are the taken from the following sources in order of citations: (a) CUS, Measure Evaluation

    and NIPORT, Slums of Urban Bangladesh: Mapping and Census, 2005. Draft Report (Dhaka, 2006); (b)

    ADB-GOB-LGED, ibid; (c) A. Q. M.Mahbub and N. Islam, The Growth of Slum in Dhaka City: A Spatio-

    Temporal Analysis, in S. U. Ahmed (ed.) Dhaka. Past Present Future (Dhaka, 1991); (d) CUS, Slums inDhaka City. A Socio-economic Survey for Feasibility of Slum Clearance and Urban Renewal Programme in

    Dhaka City (Dhaka, 1983).