Strategic Thinking.Independent Advice.

ROGERS GROUP FINANCIAL

Vancouver’s Trusted Financial Advisors

At Rogers Group Financial, we build relationships

with those who seek a future that provides security

and choice. Founded in 1973 by Jim Rogers, we

have a proven planning approach to making our

clients’ financial goals a reality.

Independent AdviceRogers Group Financial is an independentfinancial services firm owned and operatedby its financial advisors. We are not afinancial institution and do not representany single bank, trust company, lifeinsurance or investment firm. Nor are weassociated with, or have to answer to, alarger parent company.

Experienced, Professional AdvisorsOur advisors are professionally qualifiedwith one or more accreditations and anaverage of over 15 years of experiencein the financial services industry. We takea long-term view to financial planning andbuilding strong client relationships.

Comprehensive Planning ApproachEvery client situation is unique, and werecognize that there is no one-size-fits-allsolution. Our disciplined strategic processstarts with thoroughly reviewing your current financial position. The more weknow about your financial concerns,goals and objectives, the better we canserve you.

We then invest the time to examine theopportunities available to you, and identifypotential risks. After analyzing your situation, we create a written financial plan,or “Road Map”, to outline the steps requiredto achieve your personal objectives.

Independent ImplementationAs investment advisors, portfolio managers and insurance agents, RogersGroup Financial advisors are fully qualified to implement comprehensivesolutions. Our independence allows our advisors the freedom to compareavailable alternatives in the marketplaceand recommend what we believe is the best financial plan for your unique circumstances.

Ongoing CommitmentWe’ve built our reputation on our commitment to providing consistent, quality service through periodic reviews,comprehensive reporting and close monitoring of our clients' plans.

IT IS DIFFICULT TO FIND

WORDS THAT ADEQUATELY

EXPRESS THE "PEACE-

OF-MIND" FACTOR THAT

ACCOMPANIES OUR

TRUST IN YOUR EXPERT

GUIDANCE AND

COUNSELLING.

Velma and Reg D.

WE ARE MORE THAN

SATISFIED WITH OUR

ADVISOR’S ADVICE AND

HE IS THERE WHEN WE

NEED HIM. IT IS A GREAT

RELIEF TO BE ASSOCIATED

WITH ROGERS GROUP

FINANCIAL.

David and Norma H.

Guiding Principles

Financial planning is not a one-time event.Rather, it is a dynamic process thatchanges throughout your lifetime. As aclient of Rogers Group Financial, you willreceive financial advice and guidance asyou transition through the three phasesof the Financial Life Cycle. Whether youare a young couple, business owner orprofessional, approaching retirement oralready retired – we are there every step of the way.

Accumulation PhaseThis phase is often associated with realizing lifestyle goals such as buyingyour first home, saving for your children’seducation, and saving for retirement.Balancing living today versus meetingtomorrow’s needs is one of the greatestchallenges of the accumulation phase.

Retirement PhaseThis stage requires a strategy that allowsyou to generate your desired retirementincome through the integration of yourpension sources with your investmentassets.

Estate Planning PhaseThe estate planning phase must be taken into consideration during both theaccumulation and retirement phases. In simple terms, estate planning meanshaving your affairs in order, enabling your family and loved ones to make decisions on your behalf upon your deathor in the event of mental incapacity.

The Financial Life Cycle

WE COUNT OURSELVES

LUCKY TO HAVE

ENCOUNTERED THIS

FIRM WHEN WE DID.

Graham and Rosemary K.

FOR THE PAST FOUR

YEARS, MY ADVISOR

HAS DONE A TOTALLY

OUTSTANDING JOB OF

MANAGING MY FINANCES.

EACH INVESTMENT HAS

BEEN THOROUGHLY

THOUGHT OUT AND

RESEARCHED, EXPLAINED

WITH ALL MY QUESTIONS

FULLY AND PATIENTLY

ANSWERED. HER

PERSONAL INVESTING

PHILOSOPHY – SLOW,

STEADY AND SOLID – IS A

GOOD FIT WITH MY OWN

GOALS AND RISK LEVELS.

Sharon A.

Rogers Group Financial is committed tohelping you achieve your lifestyle andfinancial goals through a planning-basedapproach, customized solutions andimplementation.

How are we paid?As providers of financial advice, portfoliomanagement, and various financial andinsurance products, we are compensatedin a variety of ways, including:

• Fee for service: A flat or hourly financial planning fee.

• Investment management fee:Based on assets under our management.

• Commission: Typically embedded in investment and insurance products or paid when a financial security such as a stock or bond is purchased.

Your Financial Advisor will outline the various fee and compensation structuresavailable to you.

Disciplined Process

IN LARGE MEASURE

BECAUSE OF MY ADVISOR,

WITHIN TWO YEARS I WAS

ABLE TO REACH MY GOAL

OF EARLY RETIREMENT,

CONFIDENT THAT, WITH

HER ADVICE, MY ASSETS

WOULD CONTINUE TO

WORK FOR ME IN A MORE

EFFECTIVE WAY THAN

I COULD EVER HAVE

ACHIEVED ALONE.

Nancy G.

WE’RE ESPECIALLY

IMPRESSED WITH HOW

FAST OUR QUESTIONS

AND CONCERNS ARE

DEALT WITH. WE HAVE

ALREADY REFERRED

SEVERAL OTHERS TO

OUR ADVISOR AND WILL

CONTINUE TO DO SO.

Paul and Cheryl A.

I AM ENTIRELY SATISFIED

AND THANKFUL TO HAVE

THE INTEREST AND HELP

FROM RGF THROUGH MY

VERY MUCH APPRECIATED

ADVISOR.

Shirley J.

5th Floor, 1770 West 7th Ave.Vancouver BC V6J 4Y6

Tel. 604 732 6551Fax. 604 732 6553Toll-Free 1 800 784 6066www.rogersgroup.com

Strategic Thinking. Independent Advice.

Rogers Group Financial Advisors Ltd. Rogers Group Investment Advisors Ltd., Member CIPF