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    Coral Bay Nickel Corporation

    Tailings Storage Facility No.2

     Final Report

    Volume I

     Main Report

     June 2009

    Sumitomo Mitsui Construction Co., Ltd.

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    Coral Bay Nickel Corporation

    Tailings Storage Facility No.2

    Constitution of the Report

    Volume I Main Report

    Volume II Drawings

    Volume III Specification

    Volume IV Design Calculation

    Volume V Quantity Calculation

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    Coral Bay Nickel Corporation Tailings Storage Facility No.2 Final Report

    Volume I Main Report

    (i) 

    Coral Bay Nickel Corporation

    Tailings Storage Facility No.2

    Volume I Main Report

    Table of Contents

    Page

    Chapter 1.  Introduction.........................................................................................................1  1.1  Background...........................................................................................................1 1.2  Scope of This Document.......................................................................................2 1.3  Work Excluded .....................................................................................................3 1.4  References provided by CBNC.............................................................................4 1.5  Guidelines and Standards......................................................................................5 

    Chapter 2.  Design Conditions ...............................................................................................6 2.1  Topographical Conditions.....................................................................................6 2.2  Geological Conditions ..........................................................................................6 

    2.2.1  Regional Geology........................................................................................... 6 2.2.2  Structural Geology ......................................................................................... 8 2.2.3  Site Geology................................................................................................... 9 

    2.3   Natural and Social Environment...........................................................................13 2.4  Precipitation and Runoff Analysis ........................................................................13 2.5  Design Philosophy of TSF No.2 ...........................................................................13 2.6  Design Seismic Coefficient...................................................................................14 

    Chapter 3.  Design Review of Dam Embankment................................................................17 3.1  Topographical and Geological Condition .............................................................17 

    3.1.1  Topography and Geology of Dam Site........................................................... 18 3.1.2  Topography and Geology of Reservoir .......................................................... 20 3.1.3  Fault at Right Side of southern Dam site ....................................................... 21 

    3.2  Staged Construction..............................................................................................23 3.3  Dam Type..............................................................................................................24 

    3.3.1  Southern Dam................................................................................................. 24 3.3.2   Northern Dam.................................................................................................25 

    3.4  Dam Foundation ...................................................................................................26 3.4.1  Additional Boring Test ................................................................................... 26 3.4.2  Test Pit Investigation...................................................................................... 28 3.4.3  Geological Investigation Result ..................................................................... 29 

    3.5  Dam Axis ..............................................................................................................31 3.6  Zoning and Embankment Materials......................................................................32 

    3.6.1  Zoning of Rockfill Dam................................................................................. 32 

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    3.6.2  Possible Borrow Areas of Embankment Materials.........................................34 3.6.3  Borrow Areas of Embankment Materials....................................................... 40 

    3.7  Material Properties for Each Zone........................................................................52 3.7.1  Core Zone....................................................................................................... 52 3.7.2  Filter Zone...................................................................................................... 54 3.7.3  Rock Zone ...................................................................................................... 58 

    3.8  Instrument .............................................................................................................59 3.8.1  Objectives of Instrumentation ........................................................................ 59 3.8.2  Function and Arrangement of Instruments..................................................... 60 3.8.3  Data Collection............................................................................................... 62 

    Chapter 4.  Design Review of Water Management...............................................................64 4.1  Hydrological Analysis...........................................................................................64 

    4.1.1  Precipitation ................................................................................................... 65 4.1.2

     Peak Discharge............................................................................................... 69

     4.1.3  Probable Maximum Flood for Dam Safety .................................................... 71 4.1.4  Precipitation and Peak discharge in Dry Season ............................................ 75 

    4.2  Consideration of Precipitation Data at Rio Tuba ..................................................79 4.3  Diversion Method .................................................................................................82 

    4.3.1  Required Function.......................................................................................... 82 4.3.2  Diversion Procedure....................................................................................... 82 4.3.3  Hydraulic Design ........................................................................................... 83 

    4.4  Spillways...............................................................................................................87 4.4.1  Required Function and Freeboard.................................................................. 87 4.4.2  Spillway for First Stage.................................................................................. 88 4.4.3  Spillway for Final Stage................................................................................. 90 

    Chapter 5.  Structural Analysis..............................................................................................92 5.1  Stability Analysis of Foundation and Embankment..............................................92 

    5.1.1  General ........................................................................................................... 92 5.1.2  Factor of Safety.............................................................................................. 92 5.1.3  Slope Stability Analysis ................................................................................. 94 

    Chapter 6.  RECOMMENDATIONS ....................................................................................102 6.1  General..................................................................................................................102 6.2   Necessity of Trial Embankment............................................................................102 6.3  Quality Control .....................................................................................................103 

    LIST OF TABLES IN REPORTPage

    Table R 2.2.1  Summary of Regional Geology by HATCH........................................................... 8 Table R 2.4.1  Average Monthly Rainfall at Mangingidong .......................................................... 13 Table R 2.5.1  Storage Capacity of TSF-2...................................................................................... 14 

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    Table R 3.4.1  Results of Additional Boring Test at Southern Dam Foundation............................ 27 Table R 3.4.2  Unified Soil Classification System (ASTM D2487)............................................... 28 Table R 3.4.3  Falling Head Permeability Test Results at Borehole...............................................28 Table R 3.4.4  Test Pit Excavation Result at FTP-1 ....................................................................... 29 Table R 3.4.5  Test Pit Excavation Result at FTP-2 ....................................................................... 29 Table R 3.6.1  Test Pit Excavation Result at CTP-1....................................................................... 41 Table R 3.6.2  Test Pit Excavation Result at CTP-2....................................................................... 42 Table R 3.6.3  Results of Additional Boring Test at Rock Quarry ................................................. 46 Table R 3.6.4  Results of Specific Gravity Test of Additional Boring Core Samples.................... 46 Table R 3.6.5  Samples for Laboratory Test of Embankment Material .......................................... 49 Table R 3.6.6  Required Laboratory Tests for Materials in Their Natural States ........................... 50 Table R 3.6.7  Required Laboratory Tests for Blended Core Material........................................... 50 Table R 3.7.1  Gradation Limits of Core Zone ............................................................................... 52 Table R 3.7.2  Assumed Density of Core Zone .............................................................................. 53 Table R 3.7.3  Cohesion and Internal Friction Angle of Core Zone ............................................... 53 Table R 3.7.4  Filter Criteria........................................................................................................... 55 Table R 3.7.5  Gradation Limits of Fine Filter Zone...................................................................... 56 Table R 3.7.6  Assumed Density of Fine Filter Zone ..................................................................... 56 Table R 3.7.7  Cohesion and Internal Friction Angle of Fine Filter Zone ...................................... 56 Table R 3.7.8  Gradation Limits of Coarse Filter Zone .................................................................. 57 Table R 3.7.9  Assumed Density of Coarse Filter Zone ................................................................. 57 Table R 3.7.10  Cohesion and Internal Friction Angle of Coarse Filter Zone.................................. 57 Table R 3.7.11  Gradation Limits of Rock Zone .............................................................................. 58 Table R 3.7.12  Assumed Density of Rock Zone..............................................................................58 Table R 3.7.13  Cohesion and Internal Friction Angle of Rock Zone .............................................. 59 Table R 4.1.1  Parameter for Rainfall Intensity Curve for Puerto Station ...................................... 65 Table R 4.1.2  Design Precipitation and Design Duration for Rio Tuba TSF-2 ............................. 67 Table R 4.1.3  Peak Discharge for Each Return Period..................................................................70 Table R 4.1.4  Annual Maximum Daily Precipitation .................................................................... 73 Table R 4.1.5  Parameters for PMP ................................................................................................ 74 Table R 4.1.6  Peak Discharge for PMP ......................................................................................... 74 Table R 4.1.7  Mean Monthly Precipitation and Number of Rainy Days at Puerto Princesa

    (1961 to 2000) ......................................................................................................... 75 Table R 4.1.8 Maximum Daily Precipitation in Dry Season............................................................76 Table R 4.1.9  Peak discharge in Dry Season for 25-year Return Period....................................... 77 Table R 4.2.1  Precipitation Data at Puerto Princesa (1961 to 2000) ............................................. 79 Table R 4.2.2  Precipitation Data at CBNC Rio Tuba (2004 to 2008)............................................79 Table R 4.2.3  Maximum Daily Precipitation at CBNC Rio Tuba (2004 to 2008).........................80 Table R 4.2.4  Comparative Table of Probable Daily Precipitation ............................................... 81 Table R 4.2.5  Revised Design Flood for Each Return Period ....................................................... 81 Table R 4.3.1  Flow Capacity of Existing Channel (Stage 1)......................................................... 84 Table R 4.3.2  Reservoir Water Level during Stage 1 .................................................................... 84 Table R 4.3.3  Reservoir Water Level during Stage 2 .................................................................... 85 

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    Table R 4.4.1  Flow Capacity of Spillway (First Stage) ................................................................. 88 Table R 4.4.2  Revised Design Flood ............................................................................................. 89 Table R 4.4.3  Reservoir Water Level of First Stage during 1000-year Probable Flood................ 89 Table R 4.4.4  Flow Capacity of Spillway (First Stage) ................................................................. 90 Table R 4.4.5  Revised Design Flood ............................................................................................. 91 Table R 4.4.6  Reservoir Water Level of Final Stage during Probable Maximum Flood............... 91 Table R 5.1.1  Minimum Required Factors of Safety for Slope Stability by Agencies.................. 93 Table R 5.1.2  Minimum Required Factors of Safety for Slope Stability in this Study.................. 93 Table R 5.1.3  Design Values of Each Zone for Slope Stability Analysis (Southern Dam) ........... 94 Table R 5.1.4  Cases of Slope Stability Analysis............................................................................95 Table R 5.1.5  Results of Slope Stability Analysis (First Stage) .................................................... 96 Table R 5.1.6  Results of Slope Stability Analysis (Final Stage) ................................................... 97 Table R 5.1.7  Design Values of Each Zone for Slope Stability Analysis for Northern Dam........ 98 Table R 5.1.8  Cases of Slope Stability Analysis for Northern Dam.............................................. 99 Table R 5.1.9  Results of Slope Stability Analysis for Northern Dam ........................................... 100 Table R 6.3.1  Items of Quality Control Test for Embankment...................................................... 104 

    LIST OF FIGURES IN REPORTPage

    Fig. R 1.1.1  Location of Rio Tuba Mine..................................................................................... 1 Fig. R 1.1.2  Layout of TSF-2 planed by HATCH....................................................................... 2 Fig. R 2.1.1  Catchment Area of TSF-2 (1:50,000 Scale Map).................................................... 6 Fig. R 2.2.1  Regional Geology of South Palawan (1:1,000,000 Scale Map).............................. 7 Fig. R 2.6.1  Seismicity of the Philippines 1907-2000 by PHIVOLCS....................................... 16 Fig. R 3.1.1  1/50,000 Map around Rio Tuba Mine..................................................................... 17 Fig. R 3.1.2  Birds-eye View of Rio Tuba Mine.......................................................................... 17 Fig. R 3.1.3  Estimated Fault at right side of Southern Dam ....................................................... 21 Fig. R 3.2.1  Construction of a tailings embankment using Upstream Method ........................... 23 Fig. R 3.2.2  Construction of a tailings embankment using Downstream Method ...................... 23 Fig. R 3.2.3  Construction of a tailings embankment using Centerline Method .......................... 24 Fig. R 3.4.1  Location of Additional Boring Test at Southern Dam Foundation ......................... 26 Fig. R 3.4.2  Results of Additional Boring Test at Southern Dam Foundation............................ 27 Fig. R 3.4.3  Location of Test Pit Excavation at Southern Dam Foundation............................... 29 Fig. R 3.5.1  Layout of Southern and Northern Dams (from HATCH Report) ........................... 31 Fig. R 3.6.1  Typical Section of Rockfill Dam with Sloping Upstream Core.............................. 32 Fig. R 3.6.2  Location of Possible Borrow Areas of Filter Material ............................................ 36 Fig. R 3.6.3  Location of Additional Boring Test of Possible Quarry Site .................................. 37 Fig. R 3.6.4  Location of Fine Core Borrow Area and Rock Quarry Site.................................... 40 Fig. R 3.6.5  Planned Borrow Area of Fine Components of Core Material................................. 40 Fig. R 3.6.6  Planned Quarry Site of Coarse Components of Core Material ............................... 43 Fig. R 3.6.7  Location of Additional Boring Test and Planned Rock Quarry.............................. 45 Fig. R 3.7.1  Gradation Limits of Core Zone ............................................................................... 52 

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    Fig. R 3.7.2  Gradation of Core Material (Maximum Diameter: 4.75 mm)................................. 55 Fig. R 3.7.3  Gradation Limits of Fine Filter Zone...................................................................... 56 Fig. R 3.7.4  Gradation Limits of Coarse Filter Zone .................................................................. 57 Fig. R 4.1.1  Procedure for Hyetograph and Hydrograph Preparation......................................... 64 Fig. R 4.1.2  Location of Puerto Princesa .................................................................................... 65 Fig. R 4.1.3  Rainfall Intensity Curve for Short Duration in Puerto Station................................ 66 Fig. R 4.1.4  Rainfall Intensity Curve for Long Duration in Puerto Station ................................ 66 Fig. R 4.1.5  Flood Arrival Time and Rainfall Intensity Curve ................................................... 67 Fig. R 4.1.6  Hyetograph for 2-year Return Period...................................................................... 68 Fig. R 4.1.7  Hyetograph for 5-year Return Period...................................................................... 68 Fig. R 4.1.8  Hyetograph for 10-year Return Period.................................................................... 68 Fig. R 4.1.9  Hyetograph for 25-year Return Period.................................................................... 68 Fig. R 4.1.10  Hyetograph for 50-year Return Period.................................................................... 69 Fig. R 4.1.11  Hyetograph for 100-year Return Period.................................................................. 69 Fig. R 4.1.12  Hydrograph for 2-year Return Period ..................................................................... 70 Fig. R 4.1.13  Hydrograph for 5-year Return Period ..................................................................... 70 Fig. R 4.1.14  Hydrograph for 10-year Return Period ................................................................... 70 Fig. R 4.1.15  Hydrograph for 25-year Return Period ................................................................... 71 Fig. R 4.1.16  Hydrograph for 50-year Return Period ................................................................... 71 Fig. R 4.1.17  Hydrograph for 100-year Return Period ................................................................. 71 Fig. R 4.1.18  Calculation Procedure for PMP and PMF............................................................... 73 Fig. R 4.1.19  Hyetograph for PMP ............................................................................................... 75 Fig. R 4.1.20  Hydrograph for PMF............................................................................................... 75 Fig. R 4.1.21  Monthly Precipitation for 40 Years (1961 to 2000)................................................ 76 Fig. R 4.1.22  Probable Daily Precipitation in Dry Season............................................................ 77 Fig. R 4.1.23  Hydrograph in Dry Season for 25-year Return Period............................................ 78 Fig. R 4.1.24  Hydrograph in Dry Season for 25-year Return Period............................................ 78 Fig. R 4.2.1  Differences of Precipitation between at CBNC Rio Tuba and at Puerto Princesa .. 80 Fig. R 4.2.2  Probable Daily Precipitation at CBNC Rio Tuba.................................................... 80 Fig. R 4.3.1  Diversion Procedure (Stage 1) ................................................................................ 82 Fig. R 4.3.2  Diversion Procedure (Stage 2) ................................................................................ 83 Fig. R 4.3.3  Reservoir Water Level during Stage 1 .................................................................... 84 Fig. R 4.3.4  Reservoir Water Level during Stage 2 (All Season) ............................................... 85 Fig. R 4.3.5  Reservoir Water Level during Stage 2 (Dry Season).............................................. 85 Fig. R 4.4.1  Reservoir Water Level of First Stage during 1000-year Probable Flood................ 89 Fig. R 4.4.2  Reservoir Water Level of Final Stage during Probable Maximum Flood............... 91 Fig. R 5.1.1  Calculation Model of Southern Dam ...................................................................... 94 Fig. R 5.1.2  Calculation Model of Southern Dam ...................................................................... 98 

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    LIST OF PICTURES IN REPORTPage

    Picture R 1.1.1  Existing TSF-1 and HPAL (high-pressure acid leaching) Plant..............................1 Picture R 3.1.1  Open Channel and Small Faults .............................................................................. 18 Picture R 3.1.2

     Serpentinite exposed along Right Abutment of Southern Dam .............................. 19

     Picture R 3.1.3  Boundary between Serpentinite and Mudstone (Open Channel) ............................ 19 Picture R 3.1.4  Boundary between Serpentinite and Mudstone (Northern Dam)............................ 19 Picture R 3.1.5  Magas-Magas Siltation Pond .................................................................................. 20 Picture R 3.1.6  Fault between Serpentinite and Mudstone observed at Location A........................ 21 Picture R 3.1.7  Fault between Serpentinite and Mudstone observed at Location B ........................ 22 Picture R 3.1.8  Fault between Serpentinite and Mudstone observed at Location C ........................ 22 Picture R 3.3.1  Available Embankment Material for Homogeneous Earthfill Type Dam............... 26 Picture R 3.4.1  Siltstone Boring Core (Sedimentary Structure is Broken) ...................................... 28 Picture R 3.5.1  Axis of Southern Dam............................................................................................. 31 Picture R 3.5.2  Axis of Northern Dam............................................................................................. 32 Picture R 3.6.1  Whitish Soil at Downstream of Southern Dam....................................................... 35 Picture R 3.6.2  Condition of Existing Concrete Aggregate Production Site.................................... 36 Picture R 3.6.3  Basalt exposed along Valley ................................................................................... 37 Picture R 3.6.4  Serpentinite exposed at Left Abutment of Southern Dam....................................... 38 Picture R 3.6.5  Condition of Existing Mined Area at Left Abutment of Southern Dam ................. 38 Picture R 3.6.6  Reforestation around Mined Land...........................................................................38 Picture R 3.6.7  Mined Land located at 1.5 km Northwest of TSF-2................................................39 Picture R 3.6.8  Mined Land located at Northern Part of TSF-1 ...................................................... 39 Picture R 3.6.9  Mined Land located at 1.5 km Northwest of TSF-1................................................ 39 Picture R 3.6.10  Dusky-read Silty Sand or Sandy Silt, Low Viscosity, 0.5m to 3.2m Depth............ 41 Picture R 3.6.11  Brownish Yellow Silt or Clayey Silt, High Viscosity, 3.2 to 4.0m Depth .............. 41 Picture R 3.6.12  Partially Weathered Serpentinite, 4.0 to 4.6m Depth.............................................. 41 Picture R 3.6.13  Reddish Silty Sand or Sandy Silt, Low Viscosity, 0.8 to 2.0m depth ..................... 42 Picture R 3.6.14  Brownish Yellow Silt or Clayey Silt, High Viscosity, 2.0 to 2.9m Depth .............. 42 Picture R 3.6.15  Sand and Gravel at Planned Coarse Core Borrow Area 1....................................... 44 Picture R 3.6.16  Sand and Gravel at Planned Coarse Core Borrow Area 2....................................... 44 Picture R 3.6.17  Planned Rock Quarry Viewed from the North........................................................ 47 Picture R 3.6.18  Serpentinite exposed by Mining.............................................................................. 47 Picture R 3.6.19  Highly Weathered Rocks with Siliceous Smaller Vain........................................... 48 Picture R 3.6.20  Crumbled Serpentinite at BH-1, 15.0 to 16.5m depth............................................. 48 

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    CHAPTER 1.  INTRODUCTION1.1  BACKGROUNDCoral Bay Nickel Corporation (CBNC), nickel mining and refinery processing project in Rio Tuba

    at the southernmost tip of Palawan Philippines, plans to expand its annual output to 20,000 ton.

    Tailings from existing plant are pumped to Tailings Storage Facility No.1 (TSF-1) located about

    100m to the north of the plant. TSF-1 has a maximum impoundment capacity of 12 million m3.

    Fig. R 1.1.1 Location of Rio Tuba Mine

    Picture R 1.1.1 Existing TSF-1 and HPAL (high-pressure acid leaching) Plant

    Palawan Island

    Rio Tuba Mine

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    In order to achieve storage of tailings to be increased, CBNC proposed to construct a large valley

    impoundment (TSF-2) within a broad bowl shaped valley to the northwest of the existing Tailings

    facility (TSF-1). The works include the construct of:

    -  A staged approx. 50 m high dam (Southern Dam) along the southern boundary of the facility,-  A saddle dam (Northern Dam) along the northern perimeter of the facility, and.-  Ancillary works including a new slurry pipeline, supernatant water return pipeline and return

    water pond, associated road works and drainage interceptor trenches

    In this project, HATCH (Australia) has been finished the basic design of TSF-2 for bidding.

    (Herein referred to as “Hatch Report”).

    Fig. R 1.1.2 Layout of TSF-2 planed by HATCH

    1.2  SCOPE OF THIS DOCUMENTThe scope of work includes revision of work designed by HATCH compiled as the Hatch Report.

    The main part of revision is on zone constitution and material characteristics based on the results

    of additional geological investigation and laboratory tests executed in this study. Structural

    calculation including re-bar arrangement for appurtenant structures of starter dam (southern dam,

    initial stage), if necessary. Technical specification for embankment, excavation and so on are also

    included in this study.

    Southern Dam (Plan)

     Northern Dam (Plan)

    HPAL Plant

    Existing TSF-1

    TSF-2 (Plan)

    Return Water Pond Plan)

    1000m0 200 400 600 800

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    1.3  WORK EXCLUDEDThe following items are excluded from the Scope of Work:

    -  Basic design data such as geography, hydrology, geology, earthquake, material parameters has been collected and analyzed in Hatch Report, which will be presented by SMM. The revisionaldesign work will be performed with those data. Hence, following tasks and evaluation are

    excluded from the Scope of Work:

    -  Survey drawing and geographical plan;-  Collection and analysis of hydrology data such as probable runoff and probable maximum

    flood;

    -  Geological survey at the dam site, the analysis of the survey result (includes geological plan) and the analysis of the parameters used for the design;

    -  Collection of earthquake data, the analysis of the collected data and the evaluation ofdesign seismic coefficient and design seismic acceleration;

    -  Geological investigation of embankment material, the analysis of the test result (includesgeological plan), laboratory soil test and evaluation of material parameters such as

    internal friction angle.

    Above-mentioned data, the result of analyses and parameters shall be presented by CBNC and

    those data are used as initial condition of the work.

    -  The construction of the tailings dam consists of two stages as proposed by CBNC. Theelevation of the dam crest is at RL 60 in the first stage, then at RL 80m in the final stage.

    Revision of the height of the dam crest with the design storage of tailings is excluded from this

    work.

    -  The design of the utilities such as the return water pond, decant system, underdrainage systemin the reservoir and the slurry distribution pipeline is referred in Hatch Report and excluded.

    -  The permission of the construction by Department of Environment and Natural Resources(DENR) may be required before TFS is constructed. The preparation of the documentation for

    this process is excluded.

    -  According to CBNC, tailings and sediments disacidified in the facilities includes no toxicchemicals such as heavy metals. Hence, leakage prevention at the bottom and the side of TSF-2

    is not necessary and not presented in this work. The quality of seepage water and its effect to

    the underground water is not evaluated in this work.

    -  Structural details including calculation and drawings are studied for starter dam (southern dam,initial stage) only. Technical Specification stipulates the works for starter dam (southern dam,

    initial stage) only.

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    1.4  REFERENCES PROVIDED BY CBNCFollowing references are proposed to be presented by CBNC.

    -  Geographical Plan(AutoCAD file) -  Slope stability analysis (Static Analysis, Dynamic Analysis in each stage of the construction)

    and the results;

    -  Seepage analysis of the bedrock and the embankment, and the results;-  Drawings of the embankment, the spillway and the related structures (AutoCAD file)-  Hydrological data (e.g. precipitation, intensity of rainfall and runoff data) and the result of the

    analyses (e.g. probable rainfall, probable runoff, flood hydrograph with different return

     periods, probable maximum flood and probable maximum flood hydrograph)

    -  Geological survey data (including accumulation layer) and the result of the analyses (e.g.Location map of boring, geologic column section, photograph of boring core, geological

    longitudinal and lateral profile, permeability test results and laboratory test results)

    -  Embankment material data and the result of the analyses (e.g. geographical and geologicaldata at the quarry and borrow pit, and laboratory soil test results)

    -  Hatch, Sumitomo Metal Mining, Tailings Storage Facility No.2, Design Progress Report,December 2006, H323681-RPT-AU02-10005

    -  Hatch, Coral Bay Nickel Corporation, Tailings Storage Facility No. 2, EmbankmentConstruction Materials, May 2007, H323681-00-C-24-0001

    -  Hatch, Sumitomo Metal Mining, Coral Bay Nickel Corporation, Geotechnical Investigationfor TSF-2, November 2007, H323681-00-C-24-0003

    -  Hatch, Sumitomo Metal Mining, Tailings Storage Facility No.2, Supernatant and Storm waterRecovery System – Options Assessment and System Recommendation, April 2007,

    H323681-RPT-AU02-10006

    -  Hatch, Tailings Storage Facility No.2, Addenda to December 2006 Design Progress Report,January 2007, H323681-MP-AU01-100016

    -  ARS, Factual Report Geotechnical investigation, CBNC Existing Tailings Dam, January 2009,ARS-13689-13631-09

    -  Guria Consulting, Seismic Review of the Tailings Dam in Bataraza, Palawan Island, 2006-  Hatch, Sumitomo Metal Mining, Coral Bay Nickel Corporation, Concept Study for New

    Tailings Dam, July 2006, H322605-0000-C-24-0001

    -  Hatch, Sumitomo Metal Mining, Coral Bay Nickel Corporation, Final Design Report forTSF-2, 200?, H?-0000-?-000?

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    1.5  GUIDELINES AND STANDARDSThe following guidelines and standards will be followed for the review design.

    (1) Standards on TSF

    -  Philippines DENR Memorandum Order No. 99-32;-  Guidelines on the Safe Design and Operating Standards for Tailings Storage, Department of

    Minerals and Energy, Western Australia;

    -  ICOLD Bulletin 106-1996 A Guide to Tailings Dams and Impoundments - Design,Construction, Use and Rehabilitation;

    -  ANCOLD, 1999 Guidelines on Tailings Dam Design, Construction and Operation.(2) Department of Public Works and Highways (DPWH) Design Criteria and Standards

    -   National Building Code of the Philippines (NBCP);-  Guidelines, Criteria and Standards for Public Works and Highways, Volumes I and II;-  DPWH : Department Orders;-  Philippine National Standards (PNS).

    (3) Others

    -  Design of Reinforced Concrete: ACI 318-05 Code Edition, American Concrete Institute;-  American Association of the State Highway and Transportation Officials (AASHTO)

    Standard Specifications, 17th Edition, 2002;

    -  American Society for Testing Materials (ASTM);-  Japanese Industrial Standards (JIS).

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    CHAPTER 2.  DESIGN CONDITIONSDesign conditions are recognized in the HATCH reports presented by CBNC.

    2.1  TOPOGRAPHICAL CONDITIONSHATCH Report summarized topographical condition around TSF-2 as follows;

    The site of the new TSF-2 is located within a broad valley approximately 2.5km north west of the

    existing CBNC plant site. The base of the valley is approximately 30m above sea level. In plan the

    valley is bowl shaped with a broad straddling the northern perimeter of the site. A very sharp

    ridgeline with steep densely forested slopes forms the western abutment of the southern dam. The

    eastern abutment is obscured by a low-grade laterite ore stockpile. The ore stock pile will be

    removed and processed prior to commencement of construction.

    The total catchment area upstream of the proposed dam site has been estimated to be 240ha

    (2.4km2). This was estimated by HATCH from the 1:50,000 topographical map published by the

     NMRIA (National Mapping and Resource Information Authority).

    Fig. R 2.1.1 Catchment Area of TSF-2 (1:50,000 Scale Map) 

    2.2  GEOLOGICAL CONDITIONSHATCH Report summarized geological condition around TSF-2 as follows:

    2.2.1  Regional GeologyBased on the 1:1,000,000 scale regional geological map of Southern Palawan

      1  (Ref. Fig.

    R 2.2.1) and the 1:50,000 scale site geology map (1990), the regional geology consists of:

    1  Mines and Geosciences Bureau, 1989, Department of Environment and National Resources

    Basin Boundary

    Southern Dam Site

     Northern Dam Site

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    -  Cobble and boulder alluvial deposits along all major river systems with finer grained clayeyalluvium to the south of the mining prospects,

    -  Sedimentary rocks, typically comprising quarts sandstone, mudstone and siltstone with minorcalcareous limestone beds,

    -  Quarts sandstone to the north and east of the mining prospects,-  Urtramafic rocks including Serpentinised Periodotite, Harzburghite and Dunite,-  Pillow Basalts with intruded Granodiorites (Quarts Diorite intrusion), and-  Karstic Limestone to the northeast of the mining prospect.

    Fig. R 2.2.1 Regional Geology of South Palawan (1:1,000,000 Scale Map)

    The major geological units mapped within the RTN mining lease are summarized in Table

    R 2.2.1.

    Rio Tuba Mine

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    Table R 2.2.1 Summary of Regional Geology by HATCH

    Geological Unit Age Unit Name

    Qa Holocene Alluvium

    Ma MioceneSayab Formation

    Quarts Sandstone

    Ebu EoceneMt. Beauford Ultramafics

    Sepentinised Peridotite and Dunite

    KEbp EocenePanas Formation

    Sandstone interbedded with Mudstone and Shale

    Keb CretaceousEspina Basalt

    Pillow Basalt and Basalt flow with Chert

    The existing Rio Tuba Nickel mine is located on a prominent hill comprising ultramafic bedrock

    units from the Mt. Beauford ultramafic units. The ultramafic hill is extensively weathered and is

    the principal source of low-grade lateritic nickel ore used in the plant. The hill is typically gently

    sloping and protrudes some 60m above the surrounding landscape.

    The low-lying regions to the south and east of the site comprise alluvial sediments overlying

    interbedded sandstone, shale and mudstone units of the Panas formation. To the west of the

    existing mining areas, the Bulanjao mountain range has been thrust partially over the Panas

    formation to the south and the Espina basalt to the northwest. The contact between the basalt and

    sedimentary rocks has been partially obscured by the over-thrust ultramafics, although north of the

    mining lease region geotechnical mapping did encounter the basalt units, which are

    distinguishable by change in vegetation.

    2.2.2  Structural GeologyThe ultramafic rock at the site is part of the Palawan ophiolite, which consists of a complete

    ophiolite sequence that ranges from basal mantle Harzburgnite to a pillow lava-chert sequence.

    The major geological structure at the site is associated with the boundary of the ultramafic unit,

    which has been thrust over the underlying sedimentary and pillow-lava bedrock to form the

    Guintalunan deposit and Mt. Bulanjao ranges. The contact between the ultramafic unit and

    underlying rock has been mapped as alow angle thrust fault dipping to the south west. Based upon

    regional history, the fault has been mapped as inactive and unlikely to reactivate in the future due

    to limited seismic activity within the study region.

    A number of high angle faults have been mapped as part of the initial 1:50,000 geological survey

    undertaken during exploration for the existing mine. The high angle faulting in the location of the

    new TSF has been inferred from aerial photography and trends NNE to SSW. These faults are

    likely to be associated with stress relief during regional thrust faulting. No ground proofing of

    these structures exists on the geological mapping.

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    2.2.3  Site Geology1)  Site Geology of Southern Dam

    The results from the geotechnical investigation indicate that there are six major geotechnical

    units within the footprint of the Southern Dam. These units include:

    -  Fill from the low grade stokpiles,-  Alluvial sediments and slopewash from the surrounding highland,-  Residual soils derived from weathering of the mudstone, siltstone and ultramafics rock

    units,

    -  Highly shared mudstones and siltstones with minor interbedded indurated sandstone beds,-  Predominantly intact, albeit closely fractured, ultramafic rocks comprising Peridotite,

    Harzburghite and Dunite. All are slightly to moderately serpentinised with minor Talc

    filled defects,

    -  Highly shared and broken Dunite and Peridotite. These rocks have been metamorphosedto Serpentinite, with abundant Talc and clay minerals. This unit is typically associated

    with thrust faulting during from the formation of the Mt. Bulanjao ranges.

    The southern dam will be constructed across a broad valley located at the site of the existing

    Magas-Magas siltation pond. The valley floor is generally flat with minor stream channels,

    which have been incised through the surficial soils. The valley floor comprises silty to clayey

    alluvial soils derived from the transportation of weathered ultramafic rocks within the

    upstream cathments. The alluvial soils are of variable thickness and are typically thickest

    along the eastern side of the valley, corresponding to the alignment of an old natural stream

    channel. The channel has since been obscured by the L1 low-grade ore stockpile, however

     boreholes within this area confirm the approximate alignment of the original channel. The

    alluvial soils overly residual soils, which are clearly evident in the sidewalls of the existing

    Magas-Magas spillway channel.

    The residual soils in the base of the valley are derived from the weathering of mudstone,

    claystone and siltstone, and therefore comprise a high percentage of silt and clay size

     particles (generally with more than 80% passing the 0.075 mm sieve). The fines are typically

    of medium to high plasticity and classify as Sandy Clays to Clays (CL-CH) rather than Silts

    (ML-MH). The inverse is true of the residual soils derived from weathering of the ultramafics

    rocks.

    The bedrock beneath the valley floor comprises siltstone and mudstone rocks with minor

    indurated quarts sandstone beds. The siltstone and mudstone intersected during the

    investigation was typically highly shared with distinct slickensided surfaces present

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    throughout the core samples. Bedding planes could not be measured due to the fractured

    nature of the rockmass. Where sandstone beds were intersected, the recovered core was

    highly fractuated with very close to closely spaced jointing. The rockmass structure of the

    siltstones and sandstones suggest historical large scale regional faulting within the site of the

     proposed dam. The results from the field data tends to confirm the existence of a regional

    thrust fault along the base of the Mt. Bulanjao ranges, which has been mapped from aerial

     photography.

    The valley side slopes are generally moderate to steep with minor ultramafics rock outcrop

    along the eastern abutment. The northern most section of the Magas-Magas spillway has been

    cut through highly shared dunite. Residual soils within the cutting consist of elastic clayey

    silts and sandy silts (MH) and had an average thickness of between 1.5 to 2.0m.

    The eastern abutment has been completed obscured by the existing L1 low grade ore

    stockpile, which will be processed prior to construction of the dam. Rock exposures within

    old mine workings upslope of the proposed crest of the southern dam comprise highly altered

     peridotites and hazburghites. In places these rocks have been completely altered to

    serpentinites with minor talc seams intersected during investigations. The thickness of the

    overburden residual soils were difficult to determine particularly since the lateritic ore

    stockpile is of identical origin to the residual soils derived from weathering of the peridotite

    and harzburghite rock. However, in exposed mine workings to the north of the southern dam,

    the combined thickness of the limonite and saprolite horizons were in excess of 10m.

    The relative relationships between the major geological units are defined by a number of

    major geological structures. These geological structures include some near vertical normal

    faulting along the abutments and a low angle thrust fault within the western abutment of the

    dam.

    Six multi-staged Consolidated Un-drained (CU) Tri-axial tests were performed on

    undisturbed 63mm diameter thin walled tube samples taken from within the foundation of the

    southern embankment (BH07S, BH11S, BH12S, BH13S, BH15S and BH16S). Two of the

    tests were carried out on low plasticity clay, indicative of the alluvial soils within the valley.

    The remaining four tests were conducted on sandy clay derived from the weathering of the

    mudstone and siltstone units.

    The strength parameters for the alluvial and residual foundation soils (grouped together due

    to their similar characteristics) indicated peak effective strength parameters, φ’ ranges from

    23 to 33˚ and c’ from 0 to 11 kPa. Upon analyzing the results, a corrected average line of best

    fit with values of φ’ = 30˚ and c’ = 0 kPa, and a corrected lower bound limit of φ’ = 26˚ and

    c’ = 0 kPa were obtained.

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    2)  Site Geology of Northern DamThe results from the geotechnical investigation have identified five major geotechnical units

    within the footprint of the Northern dam. These units are:

    -  Residual clayey silts associated with the Laterite and Limonite soils profiles,-  Residual clayey mudstones within the central southern sections of the alignment,-  Extremely weathered ultramafics rock comprising cobbles and boulders in a soil matrix

    (Saprolite horizon),

    -  Highly shared mudstones and siltstones, and-  Predominantly intact, albeit closely fractured ultrafic rocks coprising Periodite and

    Harzburghite. All are slightly to moderately serpentinised and comprise minor Talc filled

    defects.

    The majority of the northern embankment alignment is situated on residual ultramafics

    comprising ferruginised clayey silts overlying extremely weathered rock. The extremely

    weathered rock comprises low to medium strength serpentinised peridotite and harzburghite

     boulders in a clayey silt to sandy silt matrix. The upper residual material is commonly termed

    the limonite horizon and is currently mind for low grade feed ore to the HPP facility. The

    underlying saprolite horizon is higher grade ore which is dried, stockpiled and then direct

    shipped to Japan for refining.

    Remnant structures were observed in a number of road cuttings and the old mine workings to

    the north east of the proposed alignment. These structures are generally sub-vertical and

    reflect the major joint sets within the underlying bedrock and may form conduits for seepage

    through the foundations.

    The serpentinised peridotite and harzburghite bedrock underlying the saprolite zone is

    typically highly to moderately weathered and highly altered in places. Brecciation was also

    observed in the core samples recovered during the geotechnical investigations, indicating

    some re-cementation of the fractured rock. Based on the site history the rock is likely to have

     been shared during formation of the Mt. Bulanjao rock is generally of low strength with the

    matrix materials comprising calcite, serpentinite and minor talc.

    At the location of BH04N and BH05N, siltstone and laminated sandstone was intersected.

    The rock appears to be part of the Panas formation and is continuous through the footprint of

    the proposed TSF-2 impoundment. The boundary of the sedimentary rock appears to

    correspond with the base of the saddle and has a plan thickness of approximately 150m to

    200m.

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    Two multi-staged Consolidated Un-drained Tri-axial Tests were performed on undisturbed

    63mm diameter thin walled tube samples taken from within the foundation of the northern

    embankment (BH07N). Both samples are representative of low plasticity clayey silt typical of

    the residual limonitic soils developed on the ultramafics rocks at the northern embankment

    site.

    The strength parameters for the limonitic soils indicated peak effective strength parameters,

    φ’ ranges from 40 to 50˚  and c’ from 0 to 5 kPa. Upon analyzing the results, a corrected

    average line of best fit with values of φ’ = 42˚ and c’ = 0 kPa, and a corrected lower bound

    limit of φ’ = 40˚ and c’ = 0 kPa were obtained.

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    2.3  NATURAL AND SOCIAL ENVIRONMENTHATCH Report mentioned impact on surrounding environment and community as follows:

    Since the proposed impoundment will be located over an existing sedimentation pond

    (Magas-Magas). A large proportion of the site has already been sterilized and partially cleared.

    The eastern perimeter has already been cleared during stockpiling and therefore requires little

    additional clearing. Clearing along the western abutment will be staged to maintain at minimum

    clearance above the tailings level as it gradually increases over the life of the plant. The

    impoundment site is located in the center of CBNC mining lease, and no communities currently

    inhabit this area. 

    2.4  PRECIPITATION AND RUNOFF ANALYSISHATCH Report mentioned rainfall around TSF-2 as follows:

    Average monthly rainfall values, expressed as mm/month, are presented for three distinct rainfall

    zones, namely Mangingidong at 90m ASL, Guintalunan at 50m ASL, and Pier Site at 5m ASL.

    The totaled annual rainfall values for the three areas are 2,198mm, 906mm and 1,487mm

    respectively. The highest rainfall values, recorded at 90m ASL, were used for the water balance.

    Table R 2.4.1 Average Monthly Rainfall at Mangingidong

    Month Jan. Feb. Mar. Apr. May Jun. Jul. Aug. Sep. Oct. Nov. Dec. Total

    Rainfall(mm)

    84 52 58 81 162 243 246 271 276 376 208 141 2,198

    In HATCH Report, detail data about annual maximum daily rainfall, average annual rainfall and

    intensity is not available. Hydrological analysis and run-off analysis are not executed by HATCH. 

    2.5  DESIGN PHILOSOPHY OF TSF NO.2Design philosophy of TSF-2 instructed by CBNC is summarized as follows:

    -  TSF-2 has two dams; A approx. 50 m high dam (Southern Dam) along the southern boundaryof the facility and saddle dam (Northern Dam) along the northern perimeter of the facility,

    -  Ancillary works including a new slurry pipeline, supernatant water return pipeline and returnwater pond, associated road works and drainage interceptor trenches are constructed during

    first stage,

    -  TFS-2 is constructed in two discrete stages which will occur approx. 5 years apart. The initialstage includes the construction of the larger southern dam to a crest elevation of RL 60m.

    -  The second stage includes a downstream lift to the southern dam to increase the crest levelfrom RL 60m to RL 80m. At the same time a saddle dam (Northern Dam) will be constructed at

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    the northern perimeter to RL 80m. A final overflow spillway will be constructed during this

    stage of the work.

    -  In this study, storage capacity of TSF-2 is estimated using the topographic map, which was prepared by CBNC. The cumulative volumes for each reservoir surface are shown in Table

    R 2.5.1.

    Table R 2.5.1 Storage Capacity of TSF-2

    2.6  DESIGN SEISMIC COEFFICIENTThe ICOLD (International Commission on Large Dams) publications

      2  cover comprehensively the

    subject of selecting appropriate earthquake input for dam design. Two levels of design earthquakes

    are generally considered: the operating basis earthquake (OBE) for normal operations; and the

    maximum design earthquake (MDE) for extreme conditions.

    Suggested procedures in common practice for seismicity assessment of major and/or important

    tailings dams are mentioned in “Tailings Dams and Seismicity ICOLD Bulletin 98, 1995”.

    According to this Bulletin, OBE and MDE are explained as follows:

    Operating Basis Earthquake (OBE)

    The OBE is usually selected using probabilistic seismic hazard evaluation procedure. The hazard

    level selected for the OBE varies from project to project but often is chosen as the earthquake

    which has a 10% probability of exceedance in a 50-year period, or an annual probability of

    exceedance of one in 475. The tailings dam is expected to function in a normal manner after the

     passage of the operating basis earthquake.

    2  Seismicity and Dam Design (Bulletin 46 1983), Dam Design Criteria – The Philosophy of Their Selection

    (Bulletin 61, 1988b), Selecting Seismic Parameters for Large Dams – Guidelines (Bulletin 72, 1989c)

    Elevation(EL. m) 

    Height(m) 

    Area (m2) Average Area

    (m2) 

    Volume(m

    3) 

    AccumulativeVolume

    (m3) 

    36  - 130,000  - 0  0 

    37  1  150,000  140,000  140,000  140,000 

    38  1  180,000  165,000  165,000  305,000 

    39  1  210,000  195,000  195,000  500,000 

    40  1  250,000  230,000  230,000  730,000 

    45  5  410,000  330,000  1,650,000  2,380,000 50  5  550,000  480,000  2,400,000  4,780,000 

    55  5  660,000  605,000  3,025,000  7,805,000 

    60  5  780,000  720,000  3,600,000  11,405,000 

    65  5  940,000  860,000  4,300,000  15,705,000 

    70  5  1,120,000  1,030,000  5,150,000  20,855,000 

    75  5  1,370,000  1,245,000  6,225,000  27,080,000 

    80  5  1,500,000  1,435,000  7,175,000  34,255,000 

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    Maximum Design Earthquake (MDE)

    For the MDE, damage of the dam is acceptable as long as the integrity of the dam is maintained

    and the release of the impounded tailings is prevented. For major tailings dams, the failure of

    which could have severe downstream consequences, the maximum credible earthquake (MCE) is

    usually used as the MDE. By definition, the MCE does not have any probabilistic connotation, and

    its selection involves a deterministic assessment. However, in practice, this design level

    earthquake is sometimes associated with earthquakes of very low probability of exceedance

    (Corresponding to e.g., an annual probability of exceedance in the order of one in 10,000).

    From these considerations, HATCH requested that Guria Consulting (Australia) carry out the

    seismic review for a tailings dam at Rio Tuba using database such as Seismicity of the Philippines

    (Fig. R 2.6.1), Earthquake density Map in the Philippines and so on. Concluding remarks  3

      by

    Guria Consulting are given as follows:

    Concluding Remarks (by Guria Consulting)

    1. Generally, the corresponding seismic hazard results for medium soil sites in the Philippinesdetermined by Thenhaus and others (1994) are in general agreement with those presented by the

    GSHAP (*1). Unfortunately, however, the former results do not extend to Palawan Island. Hencethe GSHAP (*2) results for the site on this island become important. Using these, it is estimated

    that there is a 90% chance that the PGA will not exceed 0.08-0.16 g in a 50-year period.

    2. The reviewer of this report has pointed out that LP (*3) structures may experience potentiallydamaging intensities during their lifetime. This is due to the frequency of destructive earthquakesin the vicinity of the main Philippines archipelago. Although these events are typically several or

    many hundreds of kilometres from the site, they are strong generators of LP strong ground

    motion; their energy is transmitted more efficiently over these distances than SP (*4) motion andtheir shaking duration is significantly greater giving rise to a greater capacity for damage. Forexample, a PGA of 0.08 g (or more) at a ground period of more than 0.5 s is estimated to have

    occurred in 1948.

    3. It is recommended that a new seismic hazard study be commissioned for the site to include thefollowing topics:-

    i) Establish the Background Seismicity in the region of Palawan Island leading to a more

    accurate assessment of the seismic hazard than has hitherto been possible;

    ii) Long period (LP) strong ground motion effects at the site. This is critical for structures withnatural periods of 0.5 s or more.

    iii) Output for i) and ii) should enable dynamic analyses of the structure for particular design

    events for specific site geology;

    iv) A study on the potential for liquefaction and tsunamigenic effects; 

    *1: Global Seismic Hazard Assessment Program

    *2: Peak Ground Acceleration

    *3: Long Period 

    *4: Short Period 

    3  Report of Seismic Review of the Tailings Dam in Bataraza, Palawan Island, Guria Consulting (Australia)

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    Fig. R 2.6.1 Seismicity of the Philippines 1907-2000 by PHIVOLCS

    A new seismic hazard study has not yet been done following the recommendation by Guria

    Consulting. In addition, HATCH Report does not mention the parameters of the OBE and the

    MCE.

    Without final seismic assessment, there is no way to use the following parameters in this study:

    -  Peak Ground Acceleration of the OBE : 0.15g-  Peak Ground Acceleration of the MCE : 0.25g

    The parameters mentioned-above meet the guidelines of “Philippines DENR Memorandum Order

     No. 99-32”  4

    .

    4  Section 15 Guidelines to Design Dam Embankment of On-land Mill Tailings Storage, b. n which seismic

    consideration in the design of impoundment shall not be less than 0.15 and 0.25g under Operation BaseEarthquake (OBE) and Maximum Credible Earthquake (MCE) respectively.

    Rio Tuba Mine

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    CHAPTER 3.  DESIGN REVIEW OF DAM EMBANKMENT3.1  TOPOGRAPHICAL AND GEOLOGICAL CONDITION

    TSF-2 is located at uppermost stream of Tuba River which runs between mine and Bulanjao

    Mountain. TSF-2 consists of one dam located at south (southern dam) and one saddle dam located

    at north (northern dam). Northern dam is placed at the uppermost stream of Tuba River to

    reinforce the enclosure. Southern dam is placed at the downstream to block up the tailings.

    Planned dam site is located at 5 km upstream of river mouth.

    Fig. R 3.1.1 1/50,000 Map around Rio Tuba Mine

    Fig. R 3.1.2 Birds-eye View of Rio Tuba Mine

     Northern DamExisting TSF-1

    Southern Dam (Plan)

    HPAL Plant

    Bulanjao Mountain

     Northern Dam (Plan)

    HPAL Plant

    Existing TSF-1Tuba River

    2.5km0 0.5 1 1.5 2

    Southern Dam

    Bulanjao Mountain

    TSF-2 (Plan)

    TSF-2 (Plan)

    1,000m0 200 400 600 800

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    Site survey was held on January 14, 2009 to January 17, 2009. Findings are described below.

    3.1.1  Topography and Geology of Dam SiteGeography at south dam and north dam are described below:

    -  Dam site is located at uppermost stream of Tuba River. Peat bog exists at north of south dam,which is located at the south of TSF-2 dam reservoir.

    -  Elevation of bottom of valley at dam site is about RL 35m and its width is about 250m.-  Angle of abutment at right bank is about 20 degree. Angle of abutment at left bank is

    considered to be about 20 degree although original angle is unclear due to surface excavation.

    Both of the angle at right and left bank are gentle slope.

    -  Abutment of right bank is covered with shrub, and rock are exposed here and there. Shape ofthe abutment is relatively thin in river flow direction. At the abutment of left bank, surface soils

    have been mined as ore.

    -  In the following picture, north dam is planned over the forest from left to right. Although smallhill is shown in the map, original geology could not be observed due to large storage of mine.

    Geography at southern dam and northern dam are described below:

    -  At the location of southern dam, deposition of sandstone and mudstone are found in river bed.Serpentinite are found in mountain slope of right and left bank. Fault is expected to exist at the

     boundary of geological stratum.

    -  At the location of northern dam, mudstone deposition are found at the center of planned site.Boundary of geological stratum, or fault, runs from north to south across the northern dam, and

    serpentinite are found at the west of fault. Depositions of sandstone and mudstone are

    considered to form geology of valley.

    -  There is a 5 m-wide open channel (no surface protection, jut excavated) on the right abutmentof southern dam. Weathered serpentinite and small fault (N40E, V) are found at the surface of

    this channel (Ref. Picture R 3.1.1).

    Picture R 3.1.1 Open Channel and Small Faults

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    -  Serpentinite are exposed along the right abutment of the southern dam, which is not weatheredas sandstone (Ref. Picture R 3.1.2).

    Picture R 3.1.2 Serpentinite exposed along Right Abutment of Southern Dam

    -  Boundary between serpentinite and mudstone are found at the downstream of excavated openchannel (Ref. Picture R 3.1.3). Direction of this boundary is N46E, 70S. Serpentinite and

    mudstones are weathered, red clayey soil.

    Picture R 3.1.3 Boundary between Serpentinite and Mudstone (Open Channel)

    -  Un-weathered sandstone are found in red weathered clayey soil on rare occasions.-  Boundary between mudstone and serpentinite (N35E, 40-80E) might exist near the thrust

    which is located at downstream of northern dam, running along the road (Ref. Picture R 3.1.4).

    Picture R 3.1.4 Boundary between Serpentinite and Mudstone (Northern Dam)

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    -  Boundary of mudstone and serpentinite is found near the northern dam, running across theditch. This boundary is fault and its inclination is N40E, V.

    -  Low-angle fracture zone was found at the outcrop located at downstream of northern dam,which is considered to be thrust (low-angle fault, N30E, 20). Some serpentinite are fractured in

    low angle, or 20 degree, and brecciated.

    -  Although geological survey has been done at this dam site, geological structure cannot bechecked because the boring core has already been disposed. Therefore, it is important to

    re-confirm the status of rocks, degree of weathring and permeability for standard soil at river

     bed.

    3.1.2  Topography and Geology of ReservoirTopography and geology of reservoir are listed below.

    -  The area of dam reservoir is now used for siltation pond, which is called “Magas-MagasSiltation Pond”. Moreover, lot of mine is piled at the left bank of northern dam, which makes it

    difficult to check the planned dam axis with eyes.

    Picture R 3.1.5 Magas-Magas Siltation Pond

    -  Details of geographical condition is not clear at reservoir area because of no outcrop.According to existing survey and observation, geology at bottom of reservoir (bottom of Tuba

    River) is considered to be sandstone or mudstone and those of right and left bank is consideredto be serpentinite.

    -  Boundary between sandstone/mudstone and serpentinite is considered to be the fault, whichruns along the Tuba River, from northern dam to southern dam. That fault exists at the

    foundation rock of northern and southern dams in a transversal direction. Conditions of the

    fault is required to be studied with geology survey.

    -  Deposition of mud was found at the bottom of Magas-Magas Siltation Pond. Depth or someother details of this mud layer is not clear.

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    3.1.3  Fault at Right Side of southern Dam siteFault located at right side of the southern dam site was confirmed at three locations, which is

    mentioned as a boundary between serpentinite and mudstone in HATCH Report (Ref. Fig. R

    3.1.3).

    Fig. R 3.1.3 Estimated Fault at right side of Southern Dam

    Fault between serpentinite and mudstone at right side of the southern dam was observed at three

    locations as follows:

    -  At location A in Fig. R 3.1.3, excavated slope of drainage near northern dam site (Ref. PictureR 3.1.6). Serpentinite has been strongly weathered.

    Picture R 3.1.6 Fault between Serpentinite and Mudstone observed at Location A

    -  At Location B in Fig. R 3.1.3, excavated temporary channel bed (Ref. Picture R 3.1.7).

    TSF-1 Reservoir

    Southern Dam Axis (Plan)

    Mt. BulanjaoExisting

    Magas-MagasSiltation Pond

    1,000m0 200 400 600 800

    HPAL Plant

    Estimated FaultFault ???

    Ser entinite

    MudstoneSer entinite

    Location A

    Location B

    Location C

    Serpentinite Mudstone

    Fault

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    Serpentinite and mudstone have been strongly weathered.

    Picture R 3.1.7 Fault between Serpentinite and Mudstone observed at Location B

    -  At Location C in Fig. R 3.1.3, existing borrow area for TSF-1 embankment (Ref. Picture R3.1.8). Strength of serpentinite and mudstone have been lowered by slaking phenomenon.

    Picture R 3.1.8 Fault between Serpentinite and Mudstone observed at Location C

    -  Fault between serpentinite and mudstone at left side of the southern dam has not yet observed.

    Serpentinite Mudstone

    Fault

    SerpentiniteMudstone

    Fault

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    3.2  STAGED CONSTRUCTIONThe staged embankment design is the most common construction technique used in tailing storage

    facilities. It can minimize up-front capital works and improve overall economies. Depending on

    the quality of tailings, there are three main methods for constructing tailings embankment using

    the tailings as a major construction material  5

    :

    -  Upstream Method,-  Downstream Method,-  Centerline Method.

    Fig. R 3.2.1 Construction of a tailings embankment using Upstream Method

    Fig. R 3.2.2 Construction of a tailings embankment using Downstream Method

    5  Geotechnical Engineering of Embankment Dams, Robin Fell, Patrik MacGregor and David Stapledon

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    Fig. R 3.2.3 Construction of a tailings embankment using Centerline Method

    One of the earliest and the most common types of construction is by the upstream method.

    However, the upstream method is the most common design to fail. The low relative density of the

    tailing, if saturated, may liquefy and lead to slope failure and flows of the tailings. There are more

    incidents with dams built by the upstream method than with other types

    The centerline method is a compromise between the upstream and downstream methods. It is more

    stable than the upstream method but still have a risk of failure during earthquake condition.

    The tailings produced by HPAL plant are very fine. Therefore, they can not support loads of next

    stage embankment. In this study, the downstream method is selected as an optimum staged

    construction method.

    3.3  DAM TYPE3.3.1  Southern DamHeight of southern dam is more than 50m at final stage.

    Fill type dams are largely classified into two (2) types, namely, rockfill dam and homogeneous

    earthfill dam based on the materials comprising the dam body. Structural characteristics of rockfill

    dam and homogeneous earthfill dam are given as follows:

    Rockfill Dam

    Rockfill dam has a smaller restraint from the strength of foundation rock because it transmits the

    external loads onto the broader area of the foundation. The dam body can be divided into at least

    three (3) zones, namely, impervious, semi-pervious and pervious zones. Impervious zone filled

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    with earth materials provides watertightness. Pervious zone filled with rock of all sizes supports

    the less stable impervious material and provide the stability of the dam body.

    Homogeneous Earthfill Dam

    Homogeneous earthfill dam is constructed entirely or almost entirely of a single embankment

    material. It has been built since the earliest times and is used today whenever only one type of

    material is economically available. However, the possible height is limited within 30 m in general,

     because it is usually composed of impervious or semi-pervious soil with small shear strength,

    especially internal friction angle. In addition, when fine material such as silt/clay is used, it can not

     be avoided to increase excess pore pressure in embankment. The excess pore pressure affects the

    safety of dam. Since southern dam has about 50m in height, if applied, upstream and downstream

    slopes shall be much gentler than those of rockfill type dam. Finally, It will be much costly.

    Rockfill Dam with Center Core or Sloping Upstream Core

    In rockfill dam, the impervious zone is placed in a vertical position near the center of the

    embankment or sloped upstream. Generally, they are called the center core type and sloping

    upstream core type respectively.

    Both types can be adopted as water retention dam. However, considering the following matters,

    rockfill type with sloping upstream core type is selected as an optimum dam type for southern dam

    of TSF-2:

    -  Staged construction is facilitated by positioning the impervious core at near the upstream slope,-  The impervious core material and filters may be placed after the downstream rockfill, allowing

    rock fill construction to proceed in wet weather when placement of earthfill may be

    impracticable,

    -  The downstream slope of the dam may be steepened.3.3.2  Northern DamAlthough height of northern dam is about 20m at final stage, homogeneous earthfill type can not

     be adopted for northern dam. Available embankment material near the dam site is silt/clay with

    gravel, which is used as embankment material for TSF-1 raising (Ref. Picture R 3.3.1). As

    mentioned in the previous section, when fine material such as silt/clay is used, it can not be

    avoided to increase excess pore pressure in embankment. If applied, in order to secure the dam

    safety, upstream and downstream slopes shall be much gentler than those of rockfill type dam.

    From the above consideration, rockfill type with center core type is selected as an optimum dam

    type for northern dam of TSF-2

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    Picture R 3.3.1 Available Embankment Material for Homogeneous Earthfill Type Dam

    3.4  DAM FOUNDATIONAlthough geological survey has been done at this dam site, geological structure cannot be checked

     because the boring core has already been disposed.

    3.4.1  Additional Boring TestResulting from the site investigation in January 2009, Geological structures such as highly

    weathered mudstone were observed at the riverbed around the southern dam site. However, faults

    and fracture zone mentioned in the geological section prepared by HATCH could not be

    investigated.

    From these conditions, in order to clarify the thickness of alluvial formation and status of

    foundation rock, additional boring tests and soil tests has been carried out at southern dam site in

    February, 2009. Additional investigations have been done at four points and length of boring test

    is about 20m. Location of additional tests is shown in Fig. R 3.4.1.

    Fig. R 3.4.1 Location of Additional Boring Test at Southern Dam Foundation

    Result of additional boring tests and soil tests are shown below.

    Existing

    Magas-Magas

    Siltation Pond

    BH09-4 BH09-3

    BH09-2 BH09-1

    250m0 50 100 150 200

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    Fig. R 3.4.2 Results of Additional Boring Test at Southern Dam Foundation

    Table R 3.4.1 Results of Additional Boring Test at Southern Dam Foundation

    BH09-3 (Left Bank) BH09-1 BH09-2 BH09-4 (Right Bank)

    Ground EL RL.32.140m Ground EL RL.31.036m Ground EL RL.32.400m  Ground EL RL.31.712mDepth

    (m)

    USCS PI N Vlaue USCS PI N Value USCS PI N Value USCS PI N Value

    1 SM 9 8 MH - 5 MH 22 10 SC 40 21

    2 SM - - MH - 8 MH 32 8 CH 51 13

    3 SM - - MH - 10 CH 30 10 CH 30 9

    4 SC 25 5 MH 24 12 CH 31 14 CH 26 4

    5 CH 48 4 CL 20 14 CH - - RK - 9

    6 CH 27 8 CL 18 27 RK - - RK - 80

    7 ML 19 30 CL - - RK - - RK - -

    8 ML 10 60 RK - - RK - - RK - -

    9 RK - RK - - RK - - RK - -

    *1 USCS: Unified Soil Classification System ASTM D2487

    *2 PI: Plasticity Index

    SM

    SC

    CH

    ML

    RK

    MH

    CL

    RK

    MH

    RK 

    CH

    SC

    RK

    CH

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    Table R 3.4.2 Unified Soil Classification System (ASTM D2487)

    Picture R 3.4.1 Siltstone Boring Core (Sedimentary Structure is Broken)

    Table R 3.4.3 Falling Head Permeability Test Results at Borehole

    Test BH09-3 (Left Bank) BH09-1 BH09-2 BH09-4 (Right Bank)

     No. 1 4.9 x 10-6

     cm/s 7.4 x 10-7

     cm/s 1.6 x 10-7

     cm/s 3.1 x 10-6

     cm/s

     No. 2 1.6 x 10-5 cm/s 1.7 x 10-7 cm/s 4.8 x 10-8 cm/s 1.8 x 10-7 cm/s

    3.4.2  Test Pit InvestigationIn April 2009, two test pit excavations have been done at foundation of southern dam, at the

     bottom of valley. Pit excavation was done by backhoe. Location of pit excavation is shown below.

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    Fig. R 3.4.3 Location of Test Pit Excavation at Southern Dam Foundation

    Table R 3.4.4 Test Pit Excavation Result at FTP-1

    Depth(m)

    Condition Picture

    0.0

    0.5

    1.0

    1.5

    2.0

    Existing earth fill to the depthof 2.0m

    2.5

    3.0

    Black colored sandy silt with yellow

     patch to the depth of 3.0m, includingroot of plants, groundwater at 3m

    depth from surface

    3.5

    4.0

    Brownish yellow clay to the depth of

    4.0m

    Table R 3.4.5 Test Pit Excavation Result at FTP-2

    Depth (m) Condition Picture

    0.0

    0.5

    Surface soil to the depth of 0.5m,

    including root of plants

    1.0

    1.5

    2.0

    2.5

    Black silty sand to the depth of 2.5m,groundwater at 2m depth from thesurface

    3.0

    3.5

    Fawny sandy silt with yellow patch to

    the depth of 3.5m

    4.0

    4.5Ash gray clay to the depth of 4.5m

    3.4.3  Geological Investigation ResultFindings of geological investigation are listed below.

    -  Bedrock at the boring location is siltstone, and no boundary between siltstone and serpentinitewas observed.

    BH09-3BH09-4

    BH09-2 BH09-1

    Existing

    Magas-Magas

    Siltation Pond

    FTP-1FTP-2

    250m0 50 100 150 200

    Brownish Yellow Clay

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    -  Sedimentary structure of the siltstone has been once broken by fault movement thenre-connected firmly, which is found by the boring core observation. Permeability of the

    siltstone is small.

    -  Depth of the bedrock from the ground is 4m at the right bank, and 8m at the left bank, which isgoing deeper gradually.

    -  Alluvial formation over the bedrock consists of sandy silt, silt and clay, and thickness of thealluvial formation is 4m to 8m. Clay layer over the siltstone is considered to be highly

    weathered siltstone, not the alluvial formation. N value of the silty layer and clayey layer

    ranges 4 to 14, which is not so weak.

    -  Permeability of alluvial formation is very small, 1.6 x 10-5 cm/s at a maximum, 5 x 10-6 cm/sother than the maximum. It was measured by the falling head permeability test at the borehole.

    -  Water retention dam normally founded on rock and grouting is often required, whereas tailingsdams normally are founded on soil and do not require grouting. This is because the deposited

    tailings constitute an extensive and effective source of fine material for self sealing of cracks.

    Foundation of southern dam is soil with comparatively low permeability. Therefore special

    seepage control measures for foundation are not necessary.

    -  Looking at all these conditions, it is considered that silty layer and clayey layer can be used asfoundation for core zone, not to remove or replace. However, methodology of compaction of

    core zone should be carefully examined to avoid insufficient compaction. If vibration roller is

    used for compaction of core materials, compaction may be insufficient due to waving. It is

    recommended to use tamping roller to avoid this problem.

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    3.5  DAM AXISSouthern Dam

    Due to the geological shape of right bank and left bank, planned location for southern dam axis is

    considered to be appropriate. Weathered rock at the embankment of right bank is relatively thin.

    Although fault is expected to exist at alluvial bedrock, it seems to be no problem because the fault

    seems to be adhered firmly. Weathered layer at the abutment of left bank is thick. Since laterite is

    under mining at this location, foundation rock is expected to appear in the near future.

     Northern Dam

    According to the 1/50,000 map, hill is located at the northern dam axis. However, the hill was not

    observed because of huge amount of stockpile.

    Fig. R 3.5.1 Layout of Southern and Northern Dams (from HATCH Report)

    Picture R 3.5.1 Axis of Southern Dam

    Axis of Southern Dam

     Northern Dam

    Southern Dam

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    Picture R 3.5.2 Axis of Northern Dam

    3.6  ZONING AND EMBANKMENT MATERIALS3.6.1  Zoning of Rockfill Dam1)  General

    Rockfill dam with sloping upstream core consists of three major zones within the proposed

    embankment, namely Core Zone, Filter Zone and Rock Zone, depending on the range of

    variation in the character and gradation of the available material. The permeability of each

    zone is designed to increase toward the outer slopes.

    Fig. R 3.6.1 Typical Section of Rockfill Dam with Sloping Upstream Core

    The purpose of each zone are given as follows:

    -  Core zone filled with impervious earth material provides watertightness.-  Rock zone filled with rock of all sizes support the less stable core material and provide

    the stability and durability of the dam body. Selected rock zone shall be filled with hard

    Axis of Northern Dam

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    and durable rock, which are slightly weathered to fresh rock, and provide the stability and

    especially durability of the dam body.

    -  Filter zone is further classified into 2 zones, namely fine filter zone and coarse filter zone.Fine filter zone shall be filled with well graded sand which will form a fine filter on the

    downstream face of the clay core to prevent piping of fines within core zone. Coarse filter

    zone shall be filled with well graded gravel which is grading compatible with fine filter

    material.

    2)  Core ZoneGenerally, core zone constructed of most fine-grained soils is impervious. Such fine-grained

    soil normally has less shear strength. Consequently, from the standpoint of stability, the

    thinner the core zone is made the better. On the other hand, a thick core zone has more

    resistance to piping, especially to piping that may develop in differential settlement cracks. In

    addition, core zone with a thickness of 30 % to 50 % of the water head have proved

    satisfactory at existing many dams under diverse conditions.

    Considering the above discussion, horizontal width of core zone is designed to 4.0 m at the

    top and inclined shape with 1.0 vertical to 1.3 horizontal on upstream side and 1.0 vertical to

    1.0 horizontal on downstream side. The width corresponds to about 35 % of the water head at

    the bottom.

    3)  Filter ZoneFilter zone consists of 2 zones, namely fine filter zone and coarse filter zone. These zones

    shall be embanked between core zone and rock zone to serve as a transition and filter.

    Theoretically, protective layers of properly graded filter material can be very thin. The

    minimum width is usually that which can be constructed by common method and it is most

    often the case that the horizontal widths are more than 2.5 m. However, sand and gravel for

    filter zone are distributed in the very limited area near the dam site. They may be purchased

    from a supplier and be much costly. Therefore, the horizonta