Report to the MembershipReport to the MembershipOdell Guyton, President

Health Care Compliance Association

April 2005 – April 2006

Senior Corporate Attorney,

Director of Compliance

Microsoft Corporation

Roy Snell, CEO

Health Care Compliance Association

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HCCA Celebrates HCCA Celebrates 1010thth Anniversary Anniversary

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Where We’ve BeenWhere We’ve Been

1996

President: Roy Snell

HCCA founded

First mission statement drafted

First members join

1997

President: Roy Snell

HCCA Officers named, first Board Members appointed

HCCA’s first 4-page quarterly newsletter published

HCCA incorporated as a 501c6 organization

1998

President: Roy Snell

First National Congress on Health Care Compliance

First Compliance Institute held

Membership at 800+

First Annual Survey published

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Where We’ve BeenWhere We’ve Been

1999

President: Brent Saunders HCCA publishes new 12-page newsletter Today’s

Corporate Compliance and e-news: This Week in Corporate Compliance

Managed Care Compliance, Stark Compliance Conference held

First Compliance Academy held

HCCA Web site established

Membership increases to 1,500+

First OIG Roundtable held

HCCA’s Professional Code of Ethics adopted

Healthcare Compliance Certification Board established

2000

President: Debbie Troklus

2nd OIG Roundtable – on Physician Group Practice Compliance

Membership grows to 2,000+

800+ attendees at Compliance Institute

CHC (Certified in Healthcare Compliance) Certification Exam launched

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Where We’ve BeenWhere We’ve Been

2001

President: Greg Warner Roy Snell named CEO

HCCA publishes Compliance Today

HCCA and AHLA hold Fraud & Compliance Forum

Membership grows to 2,400+ members

Compliance Focus Groups established

OIG Roundtable – Corporate Integrity Agreements

Medical Research Compliance Conference and first HIPAA Forum held

2002

President: Sheryl Vacca HCCA establishes Headquarters in

Minneapolis, MN, hires staff, takes over Association’s management

Held:

• First National Symposium on Corporate Responsibility

• First Advanced Academy

• First Physicians Group Practice Compliance Conference

HCCA initiates Compliance Effectiveness Project

Membership increases to 3,000+

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Where We’ve BeenWhere We’ve Been

2003

President: Alan Yuspeh HCCA releases Compliance Effectiveness

report: “Evaluating and Improving a Compliance Program, A Resource for Health Care Board Members, Health Care Executives and Compliance Officers.”

Annual Compliance Officer Survey tool updated and revised

Web Site upgraded

CHC Exam made available at the Compliance Institute

1,000+ register for the Compliance Institute

2004

President: Al Josephs 1,200+ attend the Compliance Institute

Move from regions to local area meetings

OIG Roundtable – Board’s Role in Compliance

Society of Corporate Compliance and Ethics launched

SCCE’s E-Corporate Compliance News, Compliance & Ethics journal, and Compliance Manual published

HCCA membership grows to 3,650+

Quinnipiac University’s Health Care Compliance Certificate program certified by HCCB

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Where We AreWhere We Are

2005

President: Odell Guyton HCCA moves to new headquarters

Forms LLC to purchase building

Membership grows to 4,000

Compliance Institute attendance is 1,500+

Medicare Part D conference held

3 Academies and 2 Advanced Academies held

16 Local Area Meeting held

2006

President: Daniel Roach Membership reaches 4,200

The 10th Anniversary Compliance Institute attendance reaches 2,000

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Where We Are — 2005/2006Where We Are — 2005/2006

• Leadership is guided by HCCA’s mission

HCCA’s Mission

HCCA exists to champion ethical practice and compliance standards and to provide the necessary resources for ethics and compliance professionals and others who share these principles.

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Leadership: Leadership: HCCA Officers/Executive Committee – 2005/2006

Rory Jaffe, MD, MBA, CHCHCCA TreasurerExecutive Director–Medical ServicesUniversity of California

Julene Brown, RN, BSN, CHC, CPCHCCA SecretaryMeritCare Health System

Al W. Josephs, CHCHCCA Immediate Past PresidentSenior Director Policies and TrainingTenet Healthcare Corporation

Cynthia Boyd, MD, FACP, MBAChief Compliance OfficerRush University Medical Center

Odell GuytonHCCA PresidentSenior Corporate Attorney,Director of Compliance,U.S. Legal–Finance & OperationsMicrosoft Corporation

Daniel Roach, Esq.HCCA 1st Vice PresidentVP & Corporate Compliance OfficerCatholic Healthcare West

Steven Ortquist, CHCHCCA 2nd Vice PresidentSenior Vice President, Ethics and Compliance/Chief Compliance OfficerTenet Healthcare Corporation

Roy Snell, CHCEx-Officio Executive CommitteeHealth Care Compliance AssociationChief Executive Officer

Keith J. Halleland, Esq.Ex-Officio Executive CommitteeHCCA General CounselHalleland Lewis Nilan Sipkins & Johnson, PA        

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2006 HCCA Board of Directors2006 HCCA Board of Directors

Urton AndersonAssociate Dean for Undergraduate Programs and Clark W. Thompson Jr. Professor in Accounting EducationMcCombs School of BusinessThe University of Texas at Austin

Anne DoyleDirector, Corporate Learning and Organizational DevelopmentTufts Health Plan

Joseph MurphyPartnerCompliance Systems Legal GroupChairmanIntegrity Interactive Corporation

F. Lisa Murtha, J.D., CHCManaging DirectorHuron Consulting Group

Gabriel ImperatoManaging PartnerBroad and Cassel

Jennie O’BrienVice President Corporate ComplianceAllina Hospitals & Clinics

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2006 New Board Members2006 New Board Members

Mark RuppertDirector, Internal AuditCedars-Sinai Health System

Frank SheederPartnerBrown McCarroll, LLP

Debbie TroklusAssistant Vice President for Health Affairs/ComplianceUniversity of Louisville

Sheryl Vacca, CHCDirector, National Health Care Regulatory Practice, Deloitte & Touche

Cheryl WagonhurstOutgoing, Chief Compliance OfficerTenet Healthcare Corporation

Greg Warner, CHCDirector for ComplianceMayo Foundation

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Revenue, Membership, and the Revenue, Membership, and the Compliance InstituteCompliance Institute

2002 2003 2004 2005 2006

Membership – HCCA * 3,014 3,190 3,659 4,133 % change 5.8% 14.7% 13.0%

Total Revenue – HCCA 3,374,747$ 3,267,242$ 4,322,676$ 5,614,167$ % change -3.2% 32.3% 29.9%

Compliance Institute 900+ 1,000+ 1,200+ 1,500+ Appx. 2,000Attendance

*Includes individual and corporate membership

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HCCB CertificationHCCB Certification

• Certified in Healthcare Compliance (CHC)• Approximately 1,000 compliance professionals

hold CHC certification• Preferred certification for Health Care Compliance

Staff, according to 8th Annual Survey• Advanced certification under development• Compliance Certification Programs at Universities

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New HeadquartersNew Headquarters

6500 Barrie Road, Suite 250Minneapolis, MN 55435

888-580-8373 or 952-988-0141FAX: 952-988-0146info@hcca-info.orgwww.hcca-info.org

• Building committee members:

– Al Josephs

– Rory Jaffe

– Steve Ortquist

– Roy Snell

– Charlie Thiem

• Limited Liability Corporation

(LLC) formed

• Advantage of owning

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SCCESCCE

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SCCESCCE

• Society of Corporate Compliance and Ethics (SCCE)– The aftermath of corporate scandals: Enron, Tyco, World

Com, etc. produced legislation – the Sarbanes-Oxley Act (SOX)

– Demand for Corporate Compliance Professionals is at an all-time high

– Health care industry has been the proving ground for compliance professionals

– Other industries seek experienced compliance professionals and are looking to the health care industry

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SCCE: Board ManagementSCCE: Board Management

Co-Chairs (Management)

Odell GuytonHCCA PresidentSenior Corporate Attorney,Director of Compliance,U.S. Legal–Finance & OperationsMicrosoft Corporation

Daniel Roach, Esq.HCCA 1st Vice PresidentVP & Corporate Compliance OfficerCatholic Healthcare West

SCCE Staff

Roy SnellCEO

Marlene RobinsonOperations Manager

Kendra EvanoffProject Manager

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SCCE: Products & ServicesSCCE: Products & Services

e-Corporate Compliance News

The Complete Compliance and Ethics Manual

Guidance for Engaging Your Board, Vol. 1 video

Audio Conference CD

SCCE Web site:

www.corporatecompliance.org

Compliance & Ethics journal

Joe Murphy’s new book, Working for Integrity

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SCCE: Conferences and WorkshopsSCCE: Conferences and Workshops

• Corporate Compliance Workshops 2005/2006– New York, Cincinnati, Minneapolis, Chicago,

Los Angeles, Seattle, Atlanta, Houston, Dallas, Las Vegas

• 2005 and 2006 Corporate Compliance & Ethics Institute, Chicago, IL

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SCCE: InternationalSCCE: International

• The SCCE International Compliance Annual Awards Banquet – established in 2005

• Expanding membership and global reach

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SCCE: Professional CertificationSCCE: Professional Certification

• The Society of Corporate Compliance and Ethics (SCCE) is– Professional certification for compliance and ethics professionals—

Certified Compliance and Ethics Professional (CCEP) under development

– Provides individuals from all industries the platform to demonstrate their knowledge and expertise in the compliance and ethics arena

• How to get involved with SCCE– Write articles for the Compliance & Ethics journal

– Provide documents for sharing on the Web site

– (Certification Exam) Item Writing Workshop

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HCCA’s Annual SurveyHCCA’s Annual Survey

• Annual Survey/Profile of Compliance Officers

• 1st - 8th Annual Survey – evolved from 1998 to today

• Complete survey results are in your 2006 Compliance Institute bag

• Without our members’ help, the results of this annual survey would not be published. Thank you, one and all!

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88thth Annual Survey Results (at a glance) Annual Survey Results (at a glance)

RegionMedian

Revenue

Median Size (by Number of

Employees)

Mean # of Full-Time

Compliance Employees

Mean Compliance

Budget

Mean Chief Compliance Officer Base

Salary

Mean Compliance Officer Base

Salary

Total $249.5 M 1,750 3.61 $382 K $158,186 $96,473

Northeast $249.5 M 1,750 3.14 $377 K $169,375 $107,084

South $249.5 M 1,750 4.12 $427 K $152,487 $93,146

Midwest $174.5 M 1,250 3.29 $332 K $137,760 $90,861

West $249.5 M 1,750 3.62 $380 K $179,545 $99,609

Other $74.5 M 1,250 3.11 $396 K * $89,000

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HCCA PublicationsHCCA Publications

• Compliance Today

– New in 2006: full-color cover

– 48-page magazine – “by the people, for the people”

– HCCA would like to thank all of the Compliance Today authors for their time, talent, and willingness to share “best practices”!

• This Week in Corporate Compliance (TWCC)

– Weekly e-news roundup

– Subscribe on line at www.hcca-info.org

– TWCC is also posted on the HCCA home page

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Join HCCA’s List ServJoin HCCA’s List Serv

• HCCA is starting a compliance list serv– We need as many people as possible to make

this work– This is an opportunity to volunteer for the

compliance community– We need help answering the questions– This will benefit the users

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HCCA Web Site: www.hcca-info.orgHCCA Web Site: www.hcca-info.org

• HCCA’s Web site contains numerous Compliance and HIPAA documents and other useful documents to enhance compliance efforts

• Hundreds of HCCA members have contributed policies, procedures, and other compliance-related documents to the HCCA Web site—Thank you for making it the largest library of its kind!

• HCCA’s Web site provides:– latest compliance-related

information – tools and resources to benefit

health care compliance professionals

• Information is divided using the following tabs– Member Center– Communities (members

only)– About HCCA– Shop Online– Events– Advertise– Publications– Compliance Info– HCCB Certification– Career Opportunities

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HCCA Conferences & Academies 2005HCCA Conferences & Academies 2005

• Compliance Institute

• Fraud & Compliance Forum (with AHLA)

• HIPAA Security Workshops

• Physician Group Practice Compliance Conference

• Resident Compliance Trainers Conference

• Research Compliance Conference

• Medicare Part D (with CMS)

• Advanced Compliance Academy (2)

• Compliance Academy (3)

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2006 Local Area Conferences2006 Local Area Conferences

• South AtlanticJan. 27 – Orlando

• SoutheastFeb. 10 – Atlanta

• SouthwestFeb. 17 – Dallas

• Mid AtlanticMarch 3 – Baltimore

• Pacific NorthwestJune 2 – Seattle

• Upper North CentralJune 16 – Detroit

• AlaskaJuly 13 – Anchorage

• West CoastJuly 28 – San Diego

• MidwestAug. 4 – Kansas City

• New EnglandSept. 8 – Boston

• Mid AtlanticSept. 29 – Pittsburgh

• HawaiiOct. 19 – Honolulu

• MountainAugust 25 – Denver

• Upper MidwestSept. 15 – Minneapolis

• North CentralOct. 6 – Chicago

• North CentralNov. 3 – Louisville

• South CentralNov. 10 – Nashville

We’d like to thank our speakers, sponsors, vendors, conference managers, and coordinators for their help with and support of HCCA’s local conferences!

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46 Audio Conferences held in 2005Topics include:• Stark II, Phase II• COP Compliance• Federal Research

Grants• Incorporating Ethics• Medical Necessity• Enterprise Risk Mgmt• Cost Reporting

& Compliance

• Auditing/Monitoring• PEPPER program• Structuring Your Audit• Pay for Performance• Executive

Compensation• Enterprise Compliance

• SOX• Auditing Your Audit• Privacy Issues• OIG Work Plan

We extend a hardy “Thank you” to all of the speakers who contributed their time and expertise!

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HCCA Books / Videos / TrainingHCCA Books / Videos / Training

• Completely revised Compliance 101

• The Health Care Compliance Professional’s Manual

• NEW! Health Care Auditing & Monitoring Tools

• Compliance, Conscience and Conduct

• Privacy Matters

• Intermediate Sanctions & the IRS: Can They Really Hurt You?

• A Path to Compliance with the HIPAA Security Rule

• For a complete listing of products, see the updated HCCA Product Catalog

• Available at the HCCA booth• Many of our members have contributed their

valuable time to help us develop several of HCCA’s compliance resources – your help is invaluable!

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Corporate Compliance & Ethics WeekCorporate Compliance & Ethics Week

• Celebrate it! Every year it is held on the last full week in May

• This year: May 21–27, 2006

• Order forms available at the Compliance Institute HCCA booth

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Your HCCA StaffYour HCCA Staff

Sarah AnondsonGraphic Artist

Lizza BisekConference Planner

Caroline Lee BivonaAccounting Specialist

Gary DeVaanGraphic Services Manager

Margaret DragonDirector of Communications

Patti EideMember Relations/Project Specialist

Wilma EisenmanMember Relations

Karrie HakensonProject Specialist

Jennifer HultbergConference Planner

April KielDatabase Administrator/Member Relations

Alan PierceEditor/Product Manager

Beckie SmithConference Planner

Charlie ThiemChief Financial Officer

Darin DvorakConference Planner

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How to Get Involved with HCCAHow to Get Involved with HCCA

• Write articles for Compliance Today

• Volunteer for a certification work group

• Speak at and/or volunteer to help with Local Area Conferences

• Volunteer as author of an HCCA book, or help with case studies and/or pay-per-view articles

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HCCA VolunteersHCCA Volunteers

• HCCA thrives because of the countless hours and talents many of our members share with HCCA

• And through the support it receives from our sponsors, vendors, and advertisers

• HCCA is an organization “of the people, by the people, for the people”

• Thank you, one and all!

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Introducing Dan Roach, Introducing Dan Roach, 2006-2007 HCCA President2006-2007 HCCA President

• 2005–2006 HCCA President Odell Guyton introduces Dan Roach, Vice President, Compliance and Audit, Catholic Healthcare West – HCCA President

• Passing of the gavel

• HCCA President Dan Roach introduces 2006/2007 HCCA Officers