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    NIST Fingerprint Image QualityNIST Fingerprint Image Quality

    Elham Tabassi

    Biometric Consortium Conference

    September 20, 2005

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    BCC 2005 [email protected]

    backgroundbackgroundo quality is important

    o previous research mostly defined as a measure of the extractability of the

    features used for recognition such as minutiae.

    local orientation information (Bolle et al, Shen et al, Hong etal., )

    global features (Hong et al, Lim & Yao, Nill & Bouzas, )

    o almost all used subjective quality assessment toevaluate their quality algorithm

    size of fingerprint, pressure, humidity, amount of dirt,

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    BCC 2005 [email protected]

    quality as prediction of performancequality as prediction of performance

    we define fingerprint image quality as a prediction of a matcherperformance, e.g. a samples quality score reflects the predictive

    positive or negative contribution of an individual sample to the overallperformance of a fingerprint matching system.

    FAR

    TAR

    excellent quality

    samples result inhigh performance

    poor qualitysamples result inlow performance

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    BCC 2005 [email protected]

    use of quality to improve performanceuse of quality to improve performance

    o recapture samples of insufficient quality

    pruning the poorest quality samples (1.65% of dataset) reduced EERfrom .0047 t0 .0024 (sdkI - dos - ri)

    o process samples differently based on their qualities

    o collect relevant statistics

    compare capture devices and/or environments

    correlation among fingers

    p(nfiq(ri)=5) = 0.011 p(nfiq(li)=5) = 0.016

    p(nfiq(li)=5| nfiq(ri)=5) = 0.22

    o cause higher quality sample dominate fusion

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    BCC 2005 [email protected]

    qualitynumberNFIQ

    NIST Fingerprint Image QualityNIST Fingerprint Image Quality

    =1=5

    NFIQs 5 levels of quality are intended to be predictive of therelative performance of a minutia based fingerprint matchingsystem.

    NFIQ=1 indicates high quality samples, so lower FMR and/orFNMR is expected.

    NFIQ=5 indicates poor quality samples, so higher FMR and/orFNMR is expected.

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    BCC 2005 [email protected]

    performance targetperformance targetdegree of separation between a sampledegree of separation between a samples genuine and imposter distributionss genuine and imposter distributions

    4 3 6 6 8 1 0 0 1 3 2 1 6 4 1 9 6 2 2 8

    0 .00

    0 .05

    0 .10

    0 .15 m a tch sco res

    non m a t ch sc o res

    s d 2 9 - v tb m a t c h a n d n o n m a t c h s c o re s h i s to g ra m

    nomatch

    match

    excellent

    poor

    quality of a biometric sample xi prediction of the bin its normalized

    match score falls

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    BCC 2005 [email protected]

    pairpair--wise qualitywise quality

    fingerprint

    matching algorithmsimilarity

    score

    Q1

    Q2

    pairwise qualityH(Q1,Q2) QQ1212

    when the enrollment sample

    is of good quality and better

    than that of the use phase(search) sample, the search

    samples quality is sufficient

    to predict performance.

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    BCC 2005 [email protected]

    qualitynumberNFIQNFIQ

    NIST Fingerprint Image QualityNIST Fingerprint Image Quality

    o feature extraction: computes appropriate signal or image fidelitycharacteristics and results in an 11-dimensional feature vector.

    o neural network:classifies feature vectors into five classes of qualitybased on various quantiles of the normalized match scoredistribution.

    o quality number: an integer value between 1(highest) and 5(poorest).

    feature neuralextraction network

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    BCC 2005 [email protected]

    NFIQ effectivenessNFIQ effectivenesso evaluation criterion is rank ROC as a function of image quality

    o used various fingerprint matching algorithms and variousdatasets to evaluate NFIQ

    15 different COTS fingerprint matching algorithms

    22 different datasets of different fingers captured by various devicesand at different operational settings

    each test dataset has 2 fingerprint images of 6000 person

    o compared (TAR,FAR) of levels of quality at a fixed threshold

    as quality degrades, true accept rate decreases for all the matchers,FAR increase for some.

    o levels 2,3,4, and 5 are statistically separable.

    o It takes about one third of a second to compute quality of a flatfingerprint image.

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    6000 subjects - Right index

    Threshold @ (far,tar)=(0.012,0.99)

    quality1

    excellent2veryGood

    3good

    4fair

    5poor

    FAR 0.0037 0.0083 0.0131 0.0216 0.0477

    TAR 0.997 0.994 0.993 0.9496 0.926

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    BCC 2005 [email protected]

    separable levels of qualityseparable levels of quality

    For each quality level,we calculated 95%confidence intervals of

    TARs @ FAR=0.1% forsix matchers and sixteendatasets.

    nfiq levels 2,3,4, and 5are statistically separate.

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    BCC 2005 [email protected]

    conclusionconclusion

    o a novel definition of fingerprint image qualityo NFIQ works as a rank statistic for performance for all 330

    combinations of COTS fingerprint matchers andoperational datasets tested

    o NFIQ levels 2,3,4, and 5 are statistically independento NFIQ can be used for real-time quality assessment

    o NFIQ is publicly available but subject to US export control

    laws (fingerprint.nist.gov)

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    thanksthanks

    [email protected]@nist.gov

    301 975 5292301 975 5292

    mailto:[email protected]:[email protected]:[email protected]