PLL Phase Locked Loop Tutorial

- this phased locked loop tutorial looks at the PLL fundamentals and explains the basic concepts and the way the loop operates.

IN THIS SECTION

PLL tutorial

VCO design

Phase detector

Loop filter

Loop gain

The phase locked loop or PLL is a particularly flexible circuit building block.

The phase locked loop, PLL can be used for a variety of radio frequency applications, from

frequency synthesizers to clock recovery and FM demodulation.

As a result the phase locked loop is found in many items of radio frequency equipment including

radio receivers, test equipment and other items of radio frequency electronics.

Phase locked loop developmentThe phase locked loop, PLL, was not used in early radio equipment because of the number of

different stages required. However with the advent of radio frequency integrated circuits, the idea

of phase locked loops, PLLs, became viable. Initially relatively low frequency PLLs became

available, but as RF IC technology improved, so the frequency at which PLLs would operate

rose, and high frequency versions became available.

Phase locked loops are used in a large variety of applications within radio frequency technology.

PLLs can be used as FM demodulators and they also form the basis of indirect frequency

synthesizers. In addition to this they can be used for a number of applications including the

regeneration of chopped signals such as the colour burst signal on an analogue colour television

signal, for types of variable frequency filter and a host of other specialist applications

Phase locked loop video

 

Phase locked loop concepts - phaseThe operation of a phase locked loop, PLL, is based around the idea of comparing the phase of

two signals. This information about the error in phase or the phase difference between the two

signals is then used to control the frequency of the loop.

To understand more about the concept of phase and phase difference, first visualise a radio

frequency signal in the form of a familiar x-y plot of a sine wave. As time progresses the

amplitude oscillates above and below the line, repeating itself after each cycle. The linear plot

can also be represented in the form of a circle. The beginning of the cycle can be represented as

a particular point on the circle and as a time progresses the point on the waveform moves around

the circle. Thus a complete cycle is equivalent to 360° or 2π radians. The instantaneous position

on the circle represents the phase at that given moment relative to the beginning of the cycle.

Phase increment on a signal

To look at the concept of phase difference, take the example of two signals. Although the two

signals have the same frequency, the peaks and troughs do not occur in the same place. There

is said to be a phase difference between the two signals. This phase difference is measured as

the angle between them. It can be seen that it is the angle between the same point on the two

waveforms. In this case a zero crossing point has been taken, but any point will suffice provided

that it is the same on both.

Phase difference between signals

When there two signals have different frequencies it is found that the phase difference between

the two signals is always varying. The reason for this is that the time for each cycle is different

and accordingly they are moving around the circle at different rates.

It can be inferred from this that the definition of two signals having exactly the same frequency is

that the phase difference between them is constant. There may be a phase difference between

the two signals. This only means that they do not reach the same point on the waveform at the

same time. If the phase difference is fixed it means that one is lagging behind or leading the

other signal by the same amount, i.e. they are on the same frequency.

Phase locked loop basicsA phase locked loop, PLL, is basically of form of servo loop. Although a PLL performs its actions

on a radio frequency signal, all the basic criteria for loop stability and other parameters are the

same.

A basic phase locked loop, PLL, consists of three basic elements:

Phase comparator / detector:   As the name implies, this circuit block within the PLL

compares the phase of two signals and generates a voltage according to the phase

difference between the two signals. 

Read more about the phase detector

Loop filter:   This filter is used to filter the output from the phase comparator in the PLL.

It is used to remove any components of the signals of which the phase is being

compared from the VCO line. It also governs many of the characteristics of the loop and

its stability. 

Read more about the loop filter

Voltage controlled oscillator (VCO):   The voltage controlled oscillator is the circuit

block that generates the output radio frequency signal. Its frequency can be controlled

and swung over the operational frequency band for the loop. 

Read more about the voltage controlled oscillator

Phase locked loop operationThe basic concept of the operation of the PLL is relatively simple, although the mathematical

analysis and many elements of its operation can become more complicated

The basic phase locked loop is connected as shown in the diagram below. The reference signal

and the signal from the voltage controlled oscillator are connected into the phase detector. The

output from the phase detector is passed through the loop filter and then applied to the voltage

controlled oscillator.

Phase locked loop basic diagram

The Voltage Controlled Oscillator, VCO, within the PLL produces a signal which enters the phase

detector. Here the phase of the signals from the VCO and the incoming reference signal are

compared and a resulting difference or error voltage is produced. This corresponds to the phase

difference between the two signals.

The error signal from the phase detector passes through a low pass filter which governs many of

the properties of the loop and removes any high frequency elements on the signal. Once through

the filter the error signal is applied to the control terminal of the VCO as its tuning voltage. The

sense of any change in this voltage is such that it tries to reduce the phase difference and hence

the frequency between the two signals. Initially the loop will be out of lock, and the error voltage

will pull the frequency of the VCO towards that of the reference, until it cannot reduce the error

any further and the loop is locked.

When the PLL, phase locked loop, is in lock a steady state error voltage is produced. By using an

amplifier between the phase detector and the VCO, the actual error between the signals can be

reduced to very small levels. However some voltage must always be present at the control

terminal of the VCO as this is what puts onto the correct frequency.

The fact that a steady error voltage is present means that the phase difference between the

reference signal and the VCO is not changing. As the phase between these two signals is not

changing means that the two signals are on exactly the same frequency.

The phase locked loop, PLL, is one of the most versatile building blocks in radio frequency

electronics today. Whilst it was not widely used for many years, the advent of the IC meant that

phase locked loop and synthesizer chips became widely available. This made them cheap to use

and their advantages could be exploited to the full.

By Ian Poole

Voltage Controlled Oscillator VCO Design for PLLs

- the voltage controlled oscillator, VCO is a key building block for phase locked loops, PLLs and frequency synthesizers. Their design is critical for the performance of the system.

IN THIS SECTION

PLL tutorial

VCO design

Phase detector

Loop filter

Loop gain

Within a phase locked loop, PLL, or frequency synthesizer, the performance of the voltage

controlled oscillator, VCO is of paramount importance. This is because the VCO Voltage

Controlled Oscillator performance determines many of the overall performance characteristics of

the overall synthesizer.

In order that the PLL or synthesizer can meet its full specification a well-designed voltage

controlled oscillator is essential. Designing a really high performance voltage controlled oscillator,

VCO, is not always easy as there are a number of requirements that need to be met. However by

careful design, and some experimentation a good VCO design can be developed.

VCO requirementsJust like any other circuit, with a VCO there are a number of design requirements that need to be

known from the beginning of the design process. These basic requirements for the VCO will

govern many of the decisions concerning the circuit topology and other fundamental aspects of

the circuit. Some of the basic requirements are:

VCO tuning range:   It is obvious that the voltage controlled oscillator must be able to

tune over the range that the loop is expected to operate over. This requirement is not

always easy to meet and may require the VCO or resonant circuit to be switched in some

extreme circumstances.

VCO tuning gain:   The gain of the voltage controlled oscillator is important. It is

measured in terms of volts per Hz (or V/MHz, etc). As implied by the units it is the tuning

shift for a given change in voltage. The voltage controlled oscillator gain affects some of

the overall loop design considerations and calculations. 

Voltage controlled oscillator V/f curves

The VCO response curves can be seen to be relatively straight at lower frequencies.

However they normally flatten out at higher voltages where the changes in capacitance

from the varactor diodes reduce.

VCO V/f slope:   It is a key requirement for any voltage controlled oscillator used in a

phase locked loop that the voltage to frequency curve is monotonic, i.e. it always

changes in the same sense, typically increasing frequency for increasing voltage. If it

changes, as can happen in some instances normally as a result of spurious resonances,

etc, this can cause the loop to become unstable. Accordingly, this must be prevented if

the phase locked loop is to operate satisfactorily.

Voltage controlled oscillator V/f curves

This curve shows a small dip and would result in the phase locked loop becoming

unstable.

Phase noise performance:   The phase noise performance of the voltage controlled

oscillator is of particular importance in some PLL applications - particularly where they

are used in frequency synthesizers. Here the phase noise performance of the VCO

determines many of the overall phase noise performance characteristics of the overall

loop and the overall synthesizer if used in one.

These are some of the main requirements that need to be known from the outset of the design of

the VCO. The overall tuning range and the gain are basic requirements that are part of the basic

design of any PLL into which the VCO may be incorporated. So too is the phase noise

characteristic. As phase noise is a basic parameter of any PLL or frequency synthesizer, so too

is the characteristic of the VCO, and low phase noise VCOs are often required. For example the

VCO performance may govern the overall design of the frequency synthesizer or PLL, if a given

phase noise performance is to be met.

VCO feedbackLike any oscillator, a VCO may be considered as an amplifier and a feedback loop. The gain of

the amplifier may be denoted as A and the feedback as B.

Feedback around an amplifier in an oscillator

For the circuit to oscillate the total phase shift around the loop must be 360° and the gain must

be unity. In this way signals are fed back round the loop so that they are additive and as a result,

any small disturbance in the loop is fed back and builds up. In view of the fact that the feedback

network is frequency dependent, the build-up of signal will occur on one frequency, the resonant

frequency of the feedback network, and a single frequency signal is produced.

Many oscillators and hence VCOs use a common emitter circuit. This in itself produces a phase

shift of 180°, leaving the feedback network to provide a further 180°.

Other oscillator or VCO circuits may use a common base circuit where there is no phase shift

between the emitter and collector signals (assuming a bipolar transistor is used) and the phase

shift network must provide either 0° or 360°.

For the oscillator to oscillate on a given frequency, the system includes a resonant circuit to

ensure that the oscillation occurs on a given frequency. The resonant circuit can be one of a

number of configurations from an LC resonant circuit in either series or parallel resonance

dependent upon the circuit, or a quartz crystal, etc.

Colpitts and Clapp VCO circuits

Two commonly used examples of VCO circuits are the Colpitts and Clapp oscillators. Of the two,

the Colpitts circuit is the most widely used, but these circuits are both very similar in their

configuration.

These circuits operate as oscillators because it is found that a active device such as a bipolar

transistor with capacitors placed between the base and emitter (C1) and the emitter and ground

(C2) fulfils the criteria required for providing sufficient feedback in the correct phase to produce

an oscillator. For oscillation to take place the ratio C1 : C2 must be greater than one.

The resonant circuit is made by including a inductive element between the base and ground. In

the Colpitts circuit this consists of just an inductor, whereas in the Clapp circuit an inductor and

capacitor in series are used.

The conditions for resonance is that:

The capacitance for the overall resonant circuit is formed by the series combination of the two

capacitors C1 and C2 in series. In the case of the Clapp oscillator, the capacitor in series with the

inductor is also included in series with C1 and C2.

Thus the series capacitance is:

In order to make the oscillator tune it is necessary to vary the resonant point of the circuit. This is

best achieved by adding a capacitor across the indictor in the case of the Colpitts oscillator.

Alternatively for the Clapp oscillator, it can be the capacitor in series with the inductor.

For high frequency applications a circuit where the inductive reactance is placed between the

base and ground is often preferred as it is less prone to spurious oscillations and other

anomalies.

Choice of VCO active deviceIt is possible to use both bipolar devices and FETs within a VCO, using the same basic circuit

topologies. The bipolar transistor has a low input impedance and is current driven, while the FET

has a high input impedance and is voltage driven. The high input impedance of the FET is able to

better maintain the Q of the tuned circuit and this should give a better level of performance in

terms of the phase noise performance where the maintenance of the Q of the tuned circuit is a

key factor in the reduction of phase noise.

Another major factor is the flicker noise generated by the devices. Oscillators are highly non-

linear circuits and as a result the flicker noise is modulated onto VCO as sidebands and this

manifests itself as phase noise. In general bipolar transistors offer a lower level of flicker noise

and as a result VCOs based around them offer a superior phase noise performance.

VCO tuningTo make a VCO, the oscillator needs to be tuned by a voltage. This can be achieved by making

the variable capacitor from varactor diodes. The tune voltage for the VCO can then be applied to

the varactors.

Voltage controlled oscillator circuit

It will be noticed that the control line from the phase detector is isolated from the varactor diodes

using a resistor. RF chokes do not work well as they become part of the resonant circuit and tend

to introduce the possibility of spurious resonances and non-monotonic V/f curves. Resistor

values around 10kΩ often work well. Much lower than this and insufficient RF isolation is

provided and this can lower the Q of the tuned circuit; much higher than this and the source

impedance may be too high. A little experimentation may be needed to find the optimum value.

The series capacitor C3 is used to block the DC from the inductor otherwise it would provide a

direct short to ground and upset the bias arrangements of the circuit. Its value is normally large in

comparison with C1 and C2 and can be ignored from the resonance perspective.

VCO varactor issuesWhen varactor diodes are used within a voltage controlled oscillator, care must be taken in the

design of the circuit to ensure that the drive level in the tuned circuit is not too high. If this is the

case, then the varactor diodes may be driven into forward conduction, reducing the Q and

increasing the level of spurious signals.

There are two main types of varactor diode that may be used within a VCO - the names refer to

the junction within the diode and this affects their performance.

Abrupt :   As the name indicates, abrupt diodes, have a relatively sharp transition

between the areas of the diode, but not as sharp as their cousins the hyper-abrupt

diode.. While abrupt varactor diodes do not offer such a high tuning range or linear

transfer characteristic they are able to offer a higher Q. This results in a better phase

noise (i.e. low phase noise) performance for the voltage controlled oscillator, VCO. The

other point to note is that they may need a high tuning voltage to provide the required

tuning range, as some diodes may require a tuning voltage for the VCO to vary up to 50

volts or slightly more.

Hyper-abrupt :   Hyper-abrupt diodes have a relatively linear voltage : capacitance curve

and as a result they offer a very linear tuning characteristic that may be required in some

applications. They are also able to tune over a wide range, and may typically tune over

an octave range with less than a 20 volt change in tuning voltage. However they do not

offer a particularly high level of Q. As this will subtract from the overall Q of the tuned

circuit this will mean that the phase noise performance is not optimum.

The design of a VCO voltage controlled oscillator can be interesting and challenging. Whether

the aim is to design a low noise VCO, a low current VCO, a PLL VCO, or one that will cover a

wide tuning range there are many aspects that need to be addressed. Often when a successful

design has been obtained, it will slightly modified to enable it to cover a wide range of similar

applications.

By Ian Poole

PLL Phase Detector / Comparator

- a phase detector or phase comparator used within a PLL phase locked loop produces an error voltage between the reference signal and VCO to keep the VCO on the required frequency.

IN THIS SECTION

PLL tutorial

VCO design

Phase detector

Loop filter

Loop gain

The phase detector is the core element of a phase locked loop, PLL. Its action enables the phase

differences in the loop to be detected and the resultant error voltage to be produced.

There is a variety of different circuits that can be used as phase detectors, some that use what

may be considered as analogue techniques, while others use digital circuitry. However the most

important difference is whether the phase detector is sensitive to just phase or whether it is

sensitive to frequency and to phase. Thus phase detectors may be split into two categories:

Phase only sensitive detectors

Phase / frequency detectors

Phase only sensitive detectorsPhase detectors that are only sensitive to phase are the most straightforward form of detector.

They simply produce an output that is proportional to the phase difference between the two

signals. When the phase difference between the two incoming signals is steady, they produce a

constant voltage. When there is a frequency difference between the two signals, they produce a

varying voltage.

The difference frequency product is the one used to give the phase difference. It is quite possible

that the difference frequency signal will fall outside the pass-band of the loop filter. If this occurs

then no error voltage will be fed back to the Voltage Controlled Oscillator (VCO) to bring it into

lock. This means that there is a limited range over which the loop can be brought into lock, and

this is called the capture range. Once in lock the loop can generally be pulled over a much wider

frequency band.

To overcome this problem the oscillator must be steered close to the reference oscillator

frequency. This can be achieved in a number of ways. One is to reduce the tuning range of the

oscillator so that the difference product will always fall within the pass-band of the loop filter. In

other instances another tune voltage can be combined with the feedback from the loop to ensure

that the oscillator is in the correct region. This is approach is often adopted in microprocessor

systems where the correct voltage can be calculated for any given circumstance.

There are several forms of phase detector that can be used. These fall into the following

categories:

Diode ring mixer phase detector:   This is the simplest form of phase detector and it

can be synthesised from a diode ring mixer. The diode ring phase detector is a simple

and effective form of phase detector that can be implemented using a standard diode ring

module.

Diode ring phase detector

The mathematics shows that the voltage at the IF port of the diode ring mixer varies as

the cosine of the phase different between the inputs ta the RF and LO inputs to the diode

ring. This means that null or 0V readings are obtained for a zero degree phase

difference, but also at odd multiples of Π/2. Maximum and minimum voltages are seen at

points where the phase difference is a multiple of Π. 

Diode ring phase detector response curve

XOR circuit:   The exclusive OR, XOR phase detector circuit can provide a very useful

simple phase detector for some applications.

Exclusive OR phase detector

The way in which an exclusive OR, XOR phase detector works can be seen by the

diagram below:

XOR phase detector waveforms

It can be seen that using these waveforms, the XOR gate can be used as a simple but

effective phase detector.

As might be expected for such a simple circuit, there are a few drawbacks to using an

XOR phase detector:

o The phase detector is sensitive to the clock duty cycle. This means that a steady

duty cycle, i.e. 1:1 should be used. It will lock with a phase error if the input duty

cycles are not 50%.

o The output characteristic of the XOR PD show repetitions and gain changes. This

means that if there is a frequency difference between the input reference and

PLL feedback signals the phase detector can jump between regions of different

gain. The characteristic of the phase detector is as shown below:

XOR phase detector response curve

o The nominal lock point with an XOR phase detector is also at the 90° static phase

shift point.

Unlike an analogue mixer phase detector, the XOR version is independent of input

amplitude and constant over a Π phase range.

Phase-frequency detectorsAnother form of detector is said to be phase-frequency sensitive. These circuits have the

advantage that whilst the phase difference is between ± 180° a voltage proportional to the phase

difference is given. Beyond this the circuit limits at one of the extremes. In this way no AC

component is produced when the loop is out of lock and the output from the phase detector can

pass through the filter to bring the phase locked loop, PLL, into lock.

There is a number of different types of phase-frequency detectors that are available.

Edge triggered JK flip flop phase frequency detector:   This form of phase

comparator is used in some designs.

JK Flip Flop

The idea behind the JK flip flop based comparator is that it is a sequentially based circuit

and this can be used to provide two signals: one to charge, and one to discharge a

capacitor.

Often when using this form of phase detector, an active charge pump is recommended.

JK FLIP FLOP STATES

V1 V2 QN+1

0 0 Qn

0 1 0

1 0 1

1 1 Qn bar

JK Flip Flop phase detector waveforms

These waveforms can be interpreted and it is found that the overall response appears as

below.

JK flip flop phase detector response

Dual D type phase comparator:   This type of phase frequency detector uses two D

type flip flops and an NAND gate, although there are a number of slightly different

variants. This type of phase comparator is possibly the most widely used form of detector

because of its performance and ease of design and use.

The circuit for the dual D-type comparator uses the two D-type flip flops with the

reference and VCO signals being compared entering the clock inputs, one on each D-

type. The NAND gate output is fed to the reset, R, inputs of both D-types. The inputs to

the NAND gate are taken from the Q outputs and the output to the loop filter being taken

from one of the Q outputs.

Dual D-Type phase detector circuit

Obviously various configurations using Q outputs, Q-bar outputs and AND gates are

possible, but for simplicity sake the version using the Q outputs from the D-types and

using a NAND gate is shown.

Phase detector dead zoneOne of the issues that faces the designers of very low phase noise synthesizers and phase

locked loops, is a phenomenon referred to as the phase detector dead zone.

This occurs where digital phase detectors are used. It is found that when the loop is in lock and

there is a small phase difference between the two signals, very short pulses are created by the

phase detector logic gates. Being very short, these pulses may not propagate and add charge

into the charge pump / loop filter. As a result the loop gain is reduced and this forces up the loop

jitter / phase noise.

Phase detector output characteristic

showing dead zone

To overcome this one solution is to add a delay in the phase detector reset path, i.e. on the

output of the NAND gate in the dual D-type detector before the reset terminals of the D-types.

This forces a minimum pulse length.

By Ian Poole

PLL Loop Filter

- an overview of the loop filter used in a phase locked loop, PLL. This gives an overview of the requirements, and design.

IN THIS SECTION

PLL tutorial

VCO design

Phase detector

Loop filter

Loop gain

The design of the PLL, loop filter is crucial to the operation of the whole phase locked loop. The

choice of the circuit values here is usually a very carefully balanced compromise between a

number of conflicting requirements.

The PLL filter is needed to remove any unwanted high frequency components which might pass

out of the phase detector and appear in the VCO tune line. They would then appear on the

output of the Voltage Controlled Oscillator, VCO, as spurious signals. To show how this happens

take the case when a mixer is used as a phase detector. When the loop is in lock the mixer will

produce two signals: the sum and difference frequencies. As the two signals entering the phase

detector have the same frequency the difference frequency is zero and a DC voltage is produced

proportional to the phase difference as expected. The sum frequency is also produced and this

will fall at a point equal to twice the frequency of the reference. If this signal is not attenuated it

will reach the control voltage input to the VCO and give rise to spurious signals.

When other types of phase detector are used similar spurious signals can be produced and the

filter is needed to remove them.

The filter also affects the ability of the loop to change frequencies quickly. If the filter has a very

low cut-off frequency then the changes in tune voltage will only take place slowly, and the VCO

will not be able to change its frequency as fast. This is because a filter with a low cut-off

frequency will only let low frequencies through and these correspond to slow changes in voltage

level.

Conversely a filter with a higher cut-off frequency will enable the changes to happen faster.

However when using filters with high cut-off frequencies, care must be taken to ensure that

unwanted frequencies are not passed along the tune line with the result that spurious signals are

generated.

The loop filter also governs the stability of the loop. If the filter is not designed correctly then

oscillations can build up around the loop, and large signals will appear on the tune line. This will

result in the VCO being forced to sweep over wide bands of frequencies. The proper design of

the filter will ensure that this cannot happen under any circumstances.

By Ian Poole

PLL Phase Locked Loop Gain

- the phase locked loop needs to remain stable under all operating conditions. To achieve this, the loop gains and filter points must be calculated to ensure loop stability is always maintained.

IN THIS SECTION

PLL tutorial

VCO design

Phase detector

Loop filter

Loop gain

One of the key aspects of a phase locked loop is its stability. This is controlled by the loop

response and the loop gain.

These two factors are linked, and one of the main configurables that enables the loop stability to

be controlled is the loop filter performance..

While elements such as the gain of the various elements: VCO, phase detector, etc are

important, it may not be easy to change their performance.

PLL Loop Filter

- an overview of the loop filter used in a phase locked loop, PLL. This gives an overview of the requirements, and design.

IN THIS SECTION

PLL tutorial

VCO design

Phase detector

Loop filter

Loop gain

The design of the PLL, loop filter is crucial to the operation of the whole phase locked loop. The

choice of the circuit values here is usually a very carefully balanced compromise between a

number of conflicting requirements.

The PLL filter is needed to remove any unwanted high frequency components which might pass

out of the phase detector and appear in the VCO tune line. They would then appear on the

output of the Voltage Controlled Oscillator, VCO, as spurious signals. To show how this happens

take the case when a mixer is used as a phase detector. When the loop is in lock the mixer will

produce two signals: the sum and difference frequencies. As the two signals entering the phase

detector have the same frequency the difference frequency is zero and a DC voltage is produced

proportional to the phase difference as expected. The sum frequency is also produced and this

will fall at a point equal to twice the frequency of the reference. If this signal is not attenuated it

will reach the control voltage input to the VCO and give rise to spurious signals.

When other types of phase detector are used similar spurious signals can be produced and the

filter is needed to remove them.

The filter also affects the ability of the loop to change frequencies quickly. If the filter has a very

low cut-off frequency then the changes in tune voltage will only take place slowly, and the VCO

will not be able to change its frequency as fast. This is because a filter with a low cut-off

frequency will only let low frequencies through and these correspond to slow changes in voltage

level.

Conversely a filter with a higher cut-off frequency will enable the changes to happen faster.

However when using filters with high cut-off frequencies, care must be taken to ensure that

unwanted frequencies are not passed along the tune line with the result that spurious signals are

generated.

The loop filter also governs the stability of the loop. If the filter is not designed correctly then

oscillations can build up around the loop, and large signals will appear on the tune line. This will

result in the VCO being forced to sweep over wide bands of frequencies. The proper design of

the filter will ensure that this cannot happen under any circumstances.

By Ian Poole