Phy 2009 Lecture 17

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    Failure of the classical gas model

    heat capacity

    The free-electron Fermi gas

    confinement within crystal

    density of states function

    Paul exclusion principle

    Fermi energy

    Fermi distribution function

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    Free electron gas model: application to a metal

    Fermi energy

    Heat capacity

    Electrical conductivity

    Successes and failures

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    Fermi energy estimation

    The total number of states from E = 0 to E = EF must be equal tothe total number of electrons in the system:

    For a 3D metal, there is typically one free electron for every

    atom, or in other words one electron for every (31010)3 m3 of

    volume (typical volume of a primitive unit cell)

    Ne =V

    322mE F

    2

    3 2

    EF =

    2

    2m32

    Ne

    V

    2 3

    Ne

    V

    1

    31010( )

    3= 4 10

    28m3

    EF = 4 eV

    Ne =A

    2

    2mE

    2

    EF=

    2Ne

    Am

    3D:

    2D:

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    Fermi energy estimation

    Comments:

    over 100 times kBT at room temperature

    EF = 4 eV

    EF = kBTF TF 50,000 K

    often useful to talk about the Fermi temperature

    Electrons at EF have velocities ~ 106 to 107 ms1

    step-like T=0 behaviour of Fermi function a

    good approximation

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    When is a thin film 2 or 3 dimensional?Lx

    Ly

    Lz

    E=2kx

    2+ ky

    2+ kz

    2( )2m

    kx =nx

    Lx,ky =

    ny

    Ly,kz =

    nz

    Lz

    The energy levels associated with different nx

    and ny

    values are more

    closely spaced than those associated with different nz values

    Electrons will fill levels with increasing nx

    and ny

    values while nz

    = 1

    D(E)

    E

    nz

    = 2

    nz

    = 3

    The nz

    = 2 level begins to be

    occupied when either the

    number of electrons or the

    temperature is increased

    sufficiently

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    Heat capacity

    In the classical gas every particle acquires extra thermal

    energy as the temperature increased, so every particle

    contributes to the heat capacity:

    C =3

    2NekB

    (T/TF~1/100 at room

    temperature)C =

    3

    2NekB

    T

    TF

    In the Fermi gas, only electrons within kBT of EF acquire

    extra thermal energy

    That is roughly a fraction T/TF of the total number

    therefore expect

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    Electrical conductivity

    In equilibrium we now have a

    picture of the electrons in a

    solid filling up allowed states in

    k space up to an energy EF:

    ky

    kx

    Apply an electric field:

    Equation of motion is

    or

    since

    dp

    dt= eE

    dkdt = eEp = k

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    Electrical conductivity

    In equilibrium we now have a

    picture of the electrons in a

    solid filling up allowed states in

    k space up to an energy EF:

    ky

    kx

    Apply an electric field:

    After a time t, an electron with

    wavevector k will acquire an extra

    k from the field: k = eEt

    ky

    kx

    E

    k

    Electric field causes all electrons

    to transfer from k-state to k-state,

    in unison

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    Electrical conductivity

    If the electrons were in a vacuum, or an infinite, perfect

    crystal at absolute zero the Fermi sphere would continue to

    shift in this way forever as the electrons accelerated

    indefinitely

    ky

    kx

    E

    In a real solid it is assumed that

    the electrons scatter, on

    average, after a time scattering

    k = eE

    ... so each electron acquires, on

    average

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    Electrical conductivity

    Now electrical conductivity is defined by the equation

    j=E

    Here, vd is the drift velocity the extra velocity due to the

    field, which is related to k by:

    vd =p

    m

    =

    k

    m

    =

    eE

    m hence j=

    nee2E

    m

    =nee

    2

    m

    j= neqvdand (note: ne = Ne/V)

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    Electrical conductivity

    This is exactly the same formula as for the classical gas

    model

    BUT the mean free path will be different:

    =nee

    2

    m

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    Electrical conductivity

    In the classical model, the mean free path was calculated

    from

    mfp = vthermal electrons were assumed to move at the

    thermal velocity

    =nee

    2

    m

    1

    2mvthermal

    2=

    3

    2k BT

    vthermal =3kBT

    m

    1 2

    105 ms1

    Remember this gave a mean free path ~ a lattice constantusing a typical room temperature value of

    Note: the drift velocity caused by the electric field is very

    small compared with this a few mm s1

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    Electrical conductivity

    In the free-electron fermi-gas model, the velocity to use is

    the Fermi velocity

    mfp = vF where

    =nee

    2

    m

    Consequently, the value of obtained from measurement of

    electrical conductivity gives a mean free path ~ 10 100

    lattice constants.

    1

    2mvF

    2= EF

    vF =2E F

    m

    1 2

    106 ms1

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    Furthermore, if we measure the low-temperature

    conductivity in very pure crystals, we get mfp ~ size of

    crystal scattering is from edges of crystal!

    Electrical conductivity

    In the free-electron fermi-gas model, the velocity to use is

    the Fermi velocity

    mfp = vF where

    =nee

    2

    m

    1

    2mvF

    2= EF

    vF =2E F

    m

    1 2

    106 ms1

    WHAT HAPPENED TO SCATTERING FROM THE LATTICE?

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    Consider the effect of applying a magnetic field B to theelectron gas. The electron has magnetic moment B and

    so the electrons gain additional energy BB depending

    upon whether their spin lies parallel or anti-parallel to B.

    EF

    D E( )

    D E( )

    EF

    D E( )

    D E( )

    B

    EF

    D E( )

    D E( )

    B

    2BB

    D EF( )2

    m = 2B BB( )D EF( )

    2

    = m /B = B

    2D EF( )

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    Successes and failures

    explains the small heat capacity with linear T dependence

    as observed

    predicts small contribution to paramagnetic susceptibility

    ("Pauli paramagnetism") in metals

    gives same (successful) formula for electrical conductivity

    as did the classical theory

    BUT unexpectedly long mean free path (turns out to be

    correct though!)

    no explanation of insulators:

    insulators have no free electrons BUT

    WHY?

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    Free electron gas model: application to a metal

    Fermi energy

    Heat capacity

    Electrical conductivity

    Successes and failures