POSTTION NAME OF ORGANIZA:Y-ION/ENIITY

IJ.

I.\.

Report Required 1· the Ethics FINANCIAL DISCLOSURE REPORT AO 10 in Go\'crnment .1ct of1978 Rev. 112010 FOR CALENDAR YEAR 2009 (5 U.S.C. app. §§ 101-11 I)

], Person Reporting (l<l5t naml!. first, middle initlal)

O'CONNOR, SANDRA D.

2. Court or Organization

SUPREME COURT OF UNITED STATES

J. Date of Report

04/0912010

4. Title (Article III judges indicate active or senior .status; magistrate judges indicate full- or part-time)

Associate Justice (Rct.)

S•. Report Type (check appropriate ryµc)

D Nomination. 0dOC

D Initial 0 Annual D Final

6. Reporting Period

Ol/Oli2009

to

12/31/2009 5b. D Amended Report

7. Chambui or OfOce Addresi

I FIRST STREET, N.E. WASHfNGTON, D.C. 20543

8. On the b..sis of the lnformalion contalncll In this Report and any modifications pertaining thereto, ii l!i, in my opinion9 in compliance with applicable l:.ws and reg,ulaitioml.

Reviewing Officer Oatt

/llf PORTA NT NOTES: The instrnctions accompanying this form m11>/ befi1/lowed. Complete all parts, checkillg the NONE box for each part where you !rave'110 reportable information. Sign on last page.

I. PQSITI 0 NS, (Reporting inJfridua/ only; see pp. 9-IJ <>/filing instructions.)

D NONE (No reportable positions.)

I. Ooard Member The National Consritution Center

2. Member The Rockefeller Foundation, Uoard of Trustees

3. Member, Advisory Board Smithsonian National Museum of Natural History

4. Board Member Al.IA Central European and Eurasian Law Initiative Council

5. Member Advisory Commission ADA Standing Committee on ihe Law Library of Congress

6 Board Member ASA Museum of Law

7. Co-Chair, National Advisory Council Campaign for lhc Civ:c l\fosion of Schools

3. Member Center for Strategic & International Studies (CS!S), Commission un Smart Power

9. Chancellor College of William and Mary

10. /.!ember, Advisory Board The Henry Clay Center for Statemanship

II. Special Advisor ASA Ruic of Law Initiative

12. l !onorary Chairperson

Honorary Chair

Honorary Ifoard Chair

15. Board Member

16. Ilonor:u-y Ooard Memher

MacArthur Foundation. Neuroscience and Law Program

Colonial Williamsburg Foundation, National Advisory Committee

People of America Foundation

Randall Lineback Oreed Association

Smithsonian Associates Advisory Council

O'Conner, Sandra D.

PARTIES

D•te or Report Name o( Person Reporting FINANCIAL DISCLOSURE REPORT

Page 2of11 04/0912010O'CONNOR, SANDRA D.

17. Member Americans for Generational Equity, Board of Trustees

18. Board Member William H. Rehnquist Center

19. Chair Emeritus of the Judicial Advisory Board & Counselor on Exec. American Society of International Law Council

20. Advisor Aspen lnstitute's Justice and Society Program

21. Commissioner National Parks Second Century Commission

22. Member Alzheimer's Study Group

23. Advisory Board Member

2..i.. Advisory Ooard Member

25. Advisory Board Mem er

26. Special Advisor

27. Special Advisor

:>8. Special Advisor

29. Chair of the Ooard of Directors

Bill Lane Center for the Study of the North American West at Stanford

Stanford University, Center on Ethics

Citizenship Counts

Sandra Day O'Connor Project on the State of the Judiciary

Our Court's Project

O'Connm HoU5e Project

iCivics

30. Chair of the Advisor Committee O'Connor Judicial Selection lnitiati,·e

31. Advisory Board Member Lloyd N. Curt I er Center for the Rule of Law at the Salzburg Global Seminar

32. Honorary Chair of the Centennial Exhibit Arizona Women's Heritage Trail

33. Honorary t\.lembcr Ooard for the Foundation for the Future.

II. AG REE ME NTS. (Reporting individual only: supp. U-16 of filing ilwructions.)

NONE (No reportable agreements.) [2J

I.

2.

3.

AND TERMS

SOURCE

SOURCE

SOURCE LOCATION PURPOSE

INCOME

OR

Name or Person Reporting D•te or Report FINANCIAL DISCLOSURE REPORT

Page J of 11 O'CONNOR, SANDRA D. 04/09/2010

III. NON-INVESTMENT INCOME. (Reporting individual and >pou><; , .. pp. Jr.2J of filing instructi<>n<./

A. Filer's Non-Investment Income

D NONE (No reportable non-investment income.)

AND TYPE (yours, not spouse's)

$697.66I. 01/09/09 Random House • royalty

2. 04106/09 Easton Press/Ml31, Inc. ·Book Signatures $1,000.00

3. 05104109 Easton Press/MB!, Inc. · Book Signatures $2,300.00

4. 07/20/09 Random H0tL•e ·royalty $844.75

B. Spouse's Non-Investment Income - I/you ... -.ronarried during any portion ofthneporriHg yrar, complett this section.

rDoilar amuunt not required e"r:ct'pf fo,. honoraria.)

!2J NONE (No reportable non-investment income.)

AND TYPE

I.

2.

3.

4.

I\'. REIMBURSEi\'lENTS - transportution, lodging.food. entertainmenL

(fnclude.s :hiJse :o spouse and depen.ien: childrt.?n: see pp. 25-17 of filing ir:.structions)

NONE (No reportable reimbursements.) LJ

See Attached Schedule IV

ITEMS PAID PROVIDED

l.

2.

J.

4.

5.

SOURCE

Nam of renon Reporting Date of Report FINANCIAL DISCLOSURE REPORT

O'CONNOR, SANDRA D. 04109/20 ltl Page 4 of ll

V• GIFTS. (lnclud s thosf! f(} spou:iir and dependent chi/dun,· .ree pp. 2,Y-11 nf jiling instructio1u.)

NONE (lVo reportable gijts.)

DESCRIPTION

I.

2.

3.

4.

).

VI. L [AB [LITIES. (Includes thou of spouse and dependent c/1ildren; see pp. JJ-11 of filing instructions.)

NONE (No reportable liabilities.)

DESCRIPTION VALUE CODE

I.

2.

3.

4.

5.

11.

i !

1

i

17

i

i

i I

i I

!

--- --------

v -:--;: 1:c-g.-.--,

i

I

(2) -V l c -

;" 1• V --!,. :n I (Q-W)

Name of Person Reporring Date of RepQrtFINANCIAL DISCLOSURE REPORT

Page 5 of 11 O'CONNOR. SANL>R.\ D. 04/09.'2 0 l 0

Vil. INVESTMENTS and TRUSTS -income, vu/ue, trun>ac!ions (/nclu<I<> tlw;·e of spouse und d•pendentchilJrtn; '"PP· N-60 4/ifing imtm<"liu..>.)

L NONE (No reportable income, assets, or transactions.)

A. B. c. D. Description of Assets fncome during Gross v1luc at end TransJct10ns dunn ri:poning period

(including trust assets) reporting period of r porting period

Cod 2 mm/dJ.Jyy Type (e.g.•

(t)!Amount

(5)i Place "{X)" after each asset Identity of

Code I (A-H)

Methodexempt from prior disclosure b11y, sell. Code 2 Code I div., rent, huycr/sclitr: (A-11)Code)(J-1') redemption)or int.) (if private · (J-1')

tnns; ction)

12

. 3.

4.

s.

6.

8.

! 9.

10.

. I l.

12.

13. 1-l.

15.

! 16.

17.

Bryan Cave (Pension Plan)

Fenncmore Craig (Pension Plan)

AZ Elected Officials Retirement

Checking Account: Suntrust Bank, Washington. DC

Checking Accounts - Capitol One Washington, D. C.

Oil and Gas Royalty fractional interest, Panola Cty.• TX

Oil and Gas Royalty fractional interest,Panola Cty, TX

Charles Schwab Cash & Money Market Fund

Tucson Arizona Water System Bonds

Washington Suburban Sanitary DistrictBonds

Computershare

AES Corp.

American Intl Group, Inc.

/\mgcn. Inc.

AOL, Inc.

D

G

F

c

A

c

A

A

A

D

B

c

Distribution

Distribution

Distribution

Pension

Interest

Interest

Royalty

Royalty

Dividend

Interest

Interest

Distribution

None

None

None

None

Closet.! 12/16109 N

Closed 12/17/09 N

J T

K T

N T

J w

J w

J T

M T

L T

Closed 9/2)/09 J

K T

Sold 03/2-l/09 J

L T

J T Spinoff l 2/09/09 J(from line 72)

Sold 12/09/09 J(part)

See Footnote l

See Footnote 2

See Footnote 3

See Footnote 4

I

.

I. 1 nc,}meGain CoJt.-s: (Sec Columru Al and 04)

2. Va!ueCl)JI!$ 1Sec Columns Cl .inJ DJ)

3. V:\luc Ml!thod CoJes 1s e ('0lumn C!)

A ':o l.OOOoJ le r "'S50,00I - SIOO,OGO J-SIS,OOOork s N --S25LJ,OfJ I 5.S!JIJ,000

-Pl •125,{l(l().oot. sso.000,000 <J =Appr.mal U ""BDl.11. V.:iluc

a -sl.001 - s1,son G =SI00.001 -Sl.000.000

K =SlS,001 -S 0.000

0 •SlC0.001 ·SI .uuo.uoo

R =Co.>l (R ! fat.He Only) V--Other

C "'S2,501. S5,00U HJ .:51,000,UOt -SS,000,01jO L =SS·J.DOI -SI00,000 rt <Sl,000.001. SS,ori0,000 P4 :More than $)0,UU0,000 S •A:.:;es.;mern W -E 1mJ.tc<l

o ss.w1 -s•s.ooo H:! =Mi>re than SS.OIJG,000 M -SI00.001 - SH0,000

P2 zSS,000,00! - $25,000 000

T =Cash Marl.:-t

(I)

D

(-l) ___ (2)

Oate of Rtport Na.me or Person ReportingFINANCIAL DISCLOSURE REPORT

Page 6of11 04/0912010O'CONNOR, SANDRA D.

VII. INVESTMENTS and TRUSTS - income, value, transactions (lncludes thnu of.•pouu anti dependent chi/d,,n; Se< PP· 14-60 of filing itWructimrs.)

D NONE (No reportable income, assets, or transactions.)

A ll. c.

Gross value at endDcscriplion of Assers Income Juri11g

of reporting period (including trust asscB) reporting period

(2) (I) (I) -iii-' (.I)_ (SJIOatcType (e.g., Amount' Type (e.g .. VJlue ValuePlace "(X)" allcr each ilSSCt \'alui: Gain ldcn11ty of Code I buy. sell, exempt from prior disclosure div.• rent. Code Z Method

redemption)(A·\!) 1Jr int) (l·P) Code)

(Q·W)

mm/ddlyy Code 2 Code I huyer/:icll r 1

(J.r) (A·ll) (if private

tr.1n-.a....t1on)

18. Uaker l lughes Inc. A Dividend K T Sold (part)

03126/09 J

19. Buy (adJ'I)

04/30109 J

i 20. Ba ter International B Dividend L T Sold (part)

03/26/09 K

21. !:18& T Corporation A Dividend K T 13uy O-li30i09 J

22. Cadence Design System None K T 13uy 04101109 J I

I 23. Capital One Financial Corp. A Dividend K T

24. Cardinal Health A Dividend K T

25. Carefusion Corp. None J T Spinoff (from line H)

09,'0l.'09 J

26. Citigroup A Dividend Sold 05/13/09 J

27. Citrix Systems fnc. None J T

i 28. Comcast Corp. A Dividend K T

; 29. Computer Sciences Corp. None K T

. 30. Compuwarc None K T

31. Discover Financial Service> A Dividend J T

32. Dupont (E.l.) c Dividend L T

33. Eaton Corpor tion A Dividend K T Buy 04/01/09 J

34. Ebay Inc. None K T

l. [n.:a-m-:: Gain Code : ('i e Columns Ill anJ 04)

2. Vi!hJe Cull (S e C.ilumni: Cl and U))

l. Value Method c;mks (Se Column C2)

A ,...\l,OOU or k s F .:S50,(i01 -1100,000

J a ! S.IJOU ur !ei N -:. 2 !J,OD I - S5Ql),0(;0 PJ -=125.000,001 - SSO,IXJ0.')()0 IJ ""Apprll:.41 Li 2flool.. V.ilue

3 -S l.UU I - S2,50l.J r; •StOO,IXll ·SI ,ll00.000 K =S 15,0Ul - S50,000 0 =5500.001 · Sl,000,UOO

R •('ojt tReal C.stJte Only) V-Other

C =S .lDI · 5.000 Ill =Sl.000.00: · S5.000.000 L •550.001 • SI00,000 Pl :1,1,000,UOI - $).OU0,!)1.)f) N a.\1m-e than SS0,000.000 S =Ass ssmem W =Es1imat d

D ""'>'i.001 - SI S.01.>0 E -Sl5.UOI. $50,fHl() H2 "'.\lore 1hJ11 ss.ono.o:io M "':SIOO,OtJI · S25U.UUIJ P::! =S5,t!IW.OOI. >25.000,000

T "Ca-.hM:i.rl.:et

i -(1_) ___ - -r

1

4'

i

i

I

I

:

..

I K

I

I

I

i

!

I

I

i

A. c.

(Q-W)

Date or R port Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 7of11 04/09/2010O'CONNOR, SANOR.\ D.

VII. INVESTlVIENTS and TRUSTS -U.come, va/ue, tra11sactions (foc/u1/es those 11/>pouse anti dependent cililrfren; Stepp. Jl-60 offilingimtructionr.)

0 NONE (No reportable income, ussels. or transactions.) · ·----·

Description llf Assets

B.l lncumc during

0.

Gross 11alue at end rransa,t1ons during rcportmg: pt:nod

(including tmst assers) reporting period of reporting period

(I) (2) (l) (2) f-- 1 (2) (l) (S) Place "(X)" after t:�u.:h asset , Amount Type (cg., Value Va!uc Typo (cg, Date I Value (fain Identity of

exempt from prior disclo$ure 'Ccxk I div.• ren[. Code 2 Method buy. sell, rmn/dd/yy ' Code 2 \ Code l · buyer/sellerI(A-II) :I or int.) (J-P) Code J redemption) (J-r1 : (A·I!) (ifpri"are

tr.lns,1ction)

135. Ericsson Tel ADR

I: 36. Exxon Mobil

n. FedEx Corp

38. General Electric

39. Glaxosmithkline PLC ADRF

40. Hanesbrands

41. Hewlett-Packard Co.

Hitachi Ltd Adr New

43. Home Depot Inc.

: 44. L gg Mason [nc.

i 45. Liberty Media Holding

: 46. Merck & Co. Inc. New

! -t7.

48.

49. Millipore

50. Molex [nc. LTD

1 51. Mo!Drola., Inc.

A Dividend

B Divid nd

A Dividend

A Dividend

None

None

A Dividend

None

B Dividend

A Dividend

None

A Dividend

None

A Dividend

A Dividend

L

[.;_

K

K

K

L

K

K

K

K

K

K

K

T

T

T

T

T l3uy

T

T

Sold

T

T Buy (add'I)

T

T Buy

Buy (add'!)

Buy(auu'l)

T

T

T

08/04/U9 K

08/04/09 J

03/3 \i09 J

03/31/09 J

05/01109 J

1)5101109 J

;

I

:

I. [11i.;ome GJlnCodcs. A :-:-S 1.0()0 or kS3 9 =Sl .00 - S2,500 C •S2.50f - Sl.uOO D "'55.00I - S\5.00U E = 1).U!JI • SJll.(lUU1

i.JtSte Cah.mm BI :i.nd IJ4J F ... S0,001 · Sl' 0.!100 G -:S!UO,t:KH. SI ,O'J0,01)() Ill •S\,000,l)i)) • 55,000.0UU H! "' fore than SS.0110.000

2.Vll!ueC.iJc:::i J =-SI 5,000 or less K ::s-Sli.001 -S50,UOO L -!50,001 - tiOO.UOO M =.UOU,001 · S250.00U (S<!c Columm Cl anJ DJJ N =)2 0.0UI • S5(JO,ODO 0 =S:SOO.(l{J I • S1,000,0f}I 1 Pl =Sl.000,UOI -ss.000,000 Pl "'55.000.001 • S:?S.000,000

PJ =S25.Cl>O,OOI • S50.00U.1.lOU ('"'"'�fore thJn 550,t:ll!J,U<JO J. V ue M thoJ CoJes Q •Apprn.:>JI R .:Co:>I (Rt"al fau1e Only) ·A i.tHm:nt r-·CashMarkct

(Sec Column(:!) U .,IJ.xik \'1luc V =-Oth r \\' =Es111\1iltt':d

(2) (I)

i

158

.. l.luc

B T

D

c2i--oi-·f(.iil I :

I !

! ;

I

I

!

J

c.

(2)

(Q-W)

(!)

(i-r)

Ditte or Report Name or rcnon Reporting FINANCIAL DISCLOSURE REPORT

Page 8of11 0 /09/2010O'CONNOR, SANDRA D.

vn. INVESTMENTS and TRUSTS - ;,.come, value, transactions (lnc/u1les those of spou>e and dependent children; S« PP· Jl-60of/iling instruction<.)

NONE (No reportable income, assets, or transactions.)

A. B.

Tnnsar.:uoni; during. reporting period Gross value Jt endDescription of Assets Income during

of reporting pcrioJ (including trust assc1s) reporting period

(I)Amounl (5) Value

C"k 21Value ValuType (e.g .• Type C•-M··Place "(X)" afTcr Clch :i.ssct Date Gain Identity of Code I I !cxrmpc from prior disclosure div., rent, Code 2 Method buy, sell, mm/ddiyy Code I huyc:r/sellcr (A-HJ or in1.) (J-P) Code 3 redemption) (1\-111 (if private

lransaction) ___j

'52. Nestle SA

53. News Corp.LTD CL A

I 54. Nokia Corp. Spon ADR F

55. Novartis AG-ADR

i 56. OcciLkntal Pete Corp.

57. Omnicom Group

Panasonic Corp. ADR

59. Pitney Bowes, lnc.

60. Sanoti-Aventis-ADR

61. Sara Lee Corp.

62. Saul Centers Inc.

63. Schlumberger Ltd.

64. Sigma AIJrich C1Jrp.

65.

66. Sonocc1 Products Co.

67. Sony Corp. ADR

68. Sprint Nextel Corp.

A

A

A

B

A

A

B

c

B

A

A

B

A

Dividend

Dividend

None

Dividend

Dividend

Dividend

Dividend

DividenJ

Dividend

Dividend

Dividend

Dividend

Dividend

Divid<ntl

Dividend

None

-- . . ..

K

K

K

K

K

L

K

J

K

L

K

L

K

K

K

K

T

T

T

T

T

T

T

T

T

T

T

T

T

T

T

Sold (part)

Ouy

Buy

Sold (part)

Buy

Buy (add'I)

Sold(part)

Sold (part)

03/26109

04

101/09

11/02/09

08/04109

04/0 ! /09

03/26/09

03C6/09

08/04/09

K

K

K

K

J

J

K

K

I

I

I

i ? • lm:omc G.1i1l (\:><l l> D-Sl.OOJ -12.500 C •ll,501 -SS,()()() 0 " 5.001 - SIS,000 F,-S1s.001-SS1).nuo ( So=t:" Ci!umns BI <111J D..i) F -s;o,001 -1100.000 G -SI00,001. 51,COO.OOO HI •lt,000,001 - 55 ,000.000 H:? =f\for Ci:rn $5,00(),00t}

2 V,duc Ct.•J s J <)15,00tlorlr-:u •>115,00t - SlO,COi) L =S.50,001 -SI00,000 M =S IO!l,001 - S250,(!00

(St:e Cnlu1rw:- Cl dnJ D)f -S:25u.co 1 • -ssorJ,UO'l 0 ... 55 J,IJ()J · Sl,C00,000 Pl 11,000,001 - $5,000,000 P;.! =>S5,0GG,OOI - S::!S,OG0.000 r J -si 5,uoo,uo 1 • t:\G,000,000 P4 :::More lhan SS0,000,000

l Vllu.e Mc•.hod Co1h.s Q-oA;;i;na1sJI R '=-'lni.t (kcal Est1te Only) S=Assessment T =Cash Mdrkel (See C•Jlumn C2J

L_ U =C 1ok V V91thcr W ,,..Enim3 ed

171.

I

I

!

I

(\)

i I

I

!

: ! i

•

I

Date or Rtport Name of Person Reportin:::: FINANCIAL DISCLOSURE REPORT Page 9 of 11 O'CONNOR, SANDRA D. 04/0912010

VII. INVESTMENTS and TRUSTS - income, vatue, rran ...ctfons (1nc1ud" those ofspous. and uepenu,ntc1oudren: '"PP· 11-60 offilinc instructions.)

D NONE (No reportable income, assets, or transactions.)

A. B. C.

Description of Assets

(including trust assets) Income during Gross v:t.lue at enJ

reporting periOO of reporting period

69.

70.

72.

73.

74.

75.

176.77 .

78.

79.

80.

81.

i 82

83.

Place "(X)" after each asset

xempt rrom prior disclosure

St. Paul Travelers Cos

Sun Microsystems Inc.

Symantec Corp.

Time Warner, Inc.

Tyco Electronics Ltd.

Union Pacific Corp.

Wachovia Corp

Wells Fargo & Co

West Pharmaceutical Services

Xerox Corp.

Zimmer Holdings

Dodge & Cox Balanced Fund - Acct. I

Dodge & Cox Balanced Fund - Acct. 2

(I) Amount Code I

(A-11)

A

A

A

A

B

A

B

A

(2) (I) Type (e.g., Value

div., rent. Code 2

or int) (!-!')

Dividend K

None

None K

Dividend K

Dividend K

Dividend L

Dividend

Dividend L

Dividend L

Dividend K

None J

None 0

None

(2) (I)

\'aim: Type (<.g.•

Mc< hod buy. sell,

Code J redemption)

(Q-W)

--·--·

T

Sold

T Buy

T

T Buy (add'!)

T

Merged(with line 76)

T Buy (add'!)

T

T Buy

T

T

Closed

D.

Transactions during ro:porting period

.._I

I i:: (3)

Value GJin

mm/dtt'yy Code 2 iCodcll (I-Pl ('\-llJ

04i24/09 J

11102/09 K

03126/09 J

01/02109 K

03/31/09 K

04i01/09 K

1 211 7/09

- --- . -· --

(51 ldcnti<y of

(if private

transai.:l1on)

See Footnote 1,2 & 5

See Footnote 5

'

! I lncom<! Gain Codes·

{See Coli.1.mns 0 I and Doll 2. \':due Codd

(Sre Column,; Cl and OJ)

.l \:3J..i t.! thu<l Cm.Jes

\S::eCul'JmnC!J

D =$5,001 - SI 5,000 H:! -=More than S5,UOU.U'.HJ M "'SI00,001 • S250,00U P2 :c:$5,0CU,OOI - S25,000,00IJ

E 'SIS.OU\ - SS0,000A -=S 1,000 or le:s F =SS0.001 • Sl00,000 J .-s1s,oov orlco;.,

N •S250.00I · S 00,000 Pl ""S"ZS.000,001 - SS0,000,00:J

Q =Apprai.!lal

U "'IJr)l.:ik V.:il11<!

O=Sl.001 ·S2,5(}1) G-SlOU,VOl - Sl,UOU,000 K •S!5.00! · !50,0UO 0 -5500.(lOI • S l ,{JOtJJ1()fl

R "-Co t (ReJI fa1a1e 011ly) V =01her

C ::S?,SOI -SS,000 HI •11,000.00t · 55,00<l.OOU L •S50.00l · 5!00.000 Pl .-s1,000,00I. S5,fJOO,Ooo P4 =More than S50,lJOii.OOO S =AssessmC'nl W =Es.11ma1cJ

Name of Pcnon Reporting Date of Report FINANCIAL DISCLOSURE REPORT

O'CONNOR, SANDRA D. 04/09/2010Page 10 of 11

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (1"JicaJepar111flltpor1.)

FOOTNOTES

(I) My spouse was a partner in the Bryan Cave law firm. The indicated value of this entry was the value of a pension plan administered by 111c Vanguard Group. Due to the death of my spouse in November 2009, these funds were transferred to the Dodge & Cox [)alanccd Fund - Acct. I.

(2) My spouse was a principal in the law firm of Fcnnemorc, Craig, von Ammon & Udall. P. C. (now Fennemore Craig, P. C.) until December 31, 1931. The indicated value for this entry was the value of his interest in the firm's pension plan administered by Charles Schwab Trust Company. Due to the death of my spouse in November 2009, these funds were transferred to the Dodge & Coxe Balanced Fund - Acct. l.

(3) Chevy Chase Bank changed its name to Capitol One.

(4) Principal Financial Group lifo insurance policy held from many years by spouse wa.> conver1ed to stock in Computcrshlre an<l then sold anu clos d out.

(5) Dodge & Co:< Dalanced Fund - Acct. 2 wa.> closed following the death of spouse.

u:vrzo:t "/, 6'01()

f'.'" ! ·

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FINANCIAL DISCLOSURE REPORT Page 11of11

Name of rerson Ueportlng

O'CONNOR, SANDRA D.

IX. CERTIFTCA TION.

I certify that all Information given above (including information pertaining lo my spouse and minor or dependent children, If any) I' accurate, true, and complete to the best of my knowledge and belief, and that any information not reported wa• withhrld because it met applicable statutory provlslom permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported art in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., S U.S.C. § 7353, and Judicial Conference regulations.

SlgnaturJ

NOTE: ANY INDIVIDUAL WHO KNOWII\'GLY ANO WILFULLY FALSIFIES OR FAILS TO FILE TIIIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (S U.S.C. app. § 104)

FILING fNSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosun: Administrative Office of the United States Courts Suite 2-301

One Columbus Circle, N.E. Washington, D.C. 20544

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Financial Disclosure Report - 2009

Sandra Day O'Connor

IV. Reimbursements of Transportation, Lodging, Food, Entertainment

January 2. New York, New York Interview taping (Transportation and meals for self)

Jazz at Lincoln CenterI.

January 7. Phoenix, Arizona · American Bar Association -! Participation and address at the ABA Section of Litigation Leadership Meeting (Transportation and meals for self)

Section of Litigation Leadership

... January 26 - 28. Yellowstone National Park Commission 1 Participation in Commission meetings

1 (Transportation, lodging and meals for self)

National Park Second Century .) .

National Cowboy Poetry January 28 - 30 Elko' Nevada Address an audience of the National Cowboy Poetry Gathering; and address an audience at the Great Basin College (Transportation, lodging and meals for self)

Gathering/Sally Searle

! February l - 3. New Orleans, Louisiana

Circuit Court of Appeals for the Fifth

Sit with the Fifth Circuit Court of Appeals Panel (Transportation, lodging and meals for self)

February 6-8. Williamsburg, Virginia Participation in Charter Day activities as Chancellor (Transportation, lodging and meals for self)

College of William and Mary

Annenberg Foundation February 9 - 11. Palm Springs, California Participation in Annenberg Foundation Conference (Transportation, lodging, and meals for self)

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: 8. University of Arizona, ; February 19 - 20. Tucson, Arizona • Teach at the University of Arizona

(Lodging and meals for self)

; 9. Leaming Center

l 0. University of Missouri T ,aw School

february 25. St. Louis, Missouri Reception and formal ribbon cutting ceremony at Leaming Center Dinner remarks (Lodging and meals for self)

february 26 - 27. Columbia, Missouri Visit with student groups, attend reception and deliver the Nelson Lecture at the Lav.; School's symposium. (Transportation, lodging and meals for self)

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::d-1 judicial and

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11. Rockefeller Foundation Board March 3 - 5. New York, New York • Participation in Board meetings

(Transportation, meals, lodging for self)

12. Abraham Lincoln Presidential March 5. Chicago, Illinois Library Foundation Participation in portrait unveiling. Brief remarks.

(Transportation, lodging and meals for self)

National Park Second Century March 18 - 20. Gettysburg National Park Commission , Participation in Commission meetings

(Transportation, lodging and meals for self)

13.

Alzheimer's Study Group March 24. Washington, D. C. Participation in release of Alzheimer's Study Group's report release

. and testimony before the Senate Special Corrunittee on Aging i

I (Transportation for self)

14.

I Pepperdine University March 27. Los Angeles, California

Participation in a panel discussion for the William French Smith Lecture Series (Transportation, lodging and meals for self)

15.

United State Department of State March 28 - April 3. Slovenia and Croatia Participation with U. S. Embassy staff on visits to the dignitaries of Slovenia and Croatia

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17. Florida Law Related Education April 6 - 7. Tallahassee, Florida Association . Visit Florida State University College of Law

Address the Florida State Legislature Reception hosted by Florida Bar Association Visit Deeklake Middle School (Lodging and meals for self)

18. U. S. Coast Guard Academy April 8 - 10. New London, Connecticut Visit Academy and various student classes. Deliver the Hedrick Fellowship Address (Transportation, lodging and meals for self)

19. i St. Joseph County Bar i April 21. South Bend, Indiana ! Association : Deliver luncheon address

I (Transportation, lodging and meals for self)

Indiana University-Purdue i April 23-24. Fort Wayne, Indiana University Visit student class; deliver the Omnibus Lecture

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(Transportation and meals for self)

April 28-30. Austin, Texas University of Texas School of Center for Women in Law 21.

Participation in Women's Power Summit on Law & Leadership, . Law/Mike Myers give remarks

! (Transportation, lodging and meals for self)

.I-"-·')") · American Bar Association May 6-8. Charlotte, North Carolina

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Participation in ABA Presidential Commission on Fair and Impartial State Courts, give keynote address (Transportation, lodging and meals for selt)

May 13-15. New Orleans, Louisiana Circuit ' Sit with the fourth Circuit Court of Appeals Panel

(Lodging and meals for self)

Court of Appeals for the Fourth

May 15-17. Williamsburg, Virginia Participation in Commencement activities as Chancellor (Transportation, lodging and meals for self)

24. College of William and Mary

I May 21-22. Los Angeles, California Give luncheon remarks - receive the Person of the Century Award

Angeles Rotary Club

1 (Transportation, lodging and meals for self) i

26. National Park Second Century , Commission I

27. Radcliff Institute

Rancho La Puerta, Mexico 128. i !

June 1-4. Great Smoky Mountains National Park

Participation in Commission meetings (Transportation, lodging and meals for self)

June 5. Cambridge, Massachusetts Participation in Radcliffe Commemorative Service, Awards Symposium and give alumni Luncheon remarks (Transportation, lodging and meals for self)

June 13-15. Tecate, Mexico Participation in discussions and give remarks

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Rockefeller Foundation Board

R.andom House

Aspen Ideas Festival

I Utah State Bar Association I

US State Department

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June 16-18. Tarrytown, New York Participation in Board meetings (Transportation, meals and lodging for self)

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ne 22-24. New York, New eet with Random House personnel, television and radio

, appearances to promote new book i (Transportation, meals and lodging for self)

June 28 - July 2. Aspen, Colorado

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Participate in interviews and panel discussions (Transportation, meals and lodging for self)

July 17 - 20, Sun Valley, Idaho Address Bar Association members (Transportation, meals and lodging for selt)

September 2 - 6, Helsinki, Finland Participate in Seminar sponsored by State Department; Visit and address Finland's Supreme Administrative Court; Seminar at Helsinki University. (Transportation, meals and lodging for self)

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34. Seattle Library Foundation September 12- l 4. Seattle, Washington Seattle Library Foundation dinner; give remarks at the evening

I public talk for the Seattle Library Foundation. (Transportation and meals for seli)

35. Roanoke College September 16-17. Roanoke, Virginia Visit law class for Q&A session; luncheon with faculty, student leaders and community representatives; give Constitution Day

I address.

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West Virginia Independent Judicial Commission/State of West Virginia

Annenberg Foundation

Joint Symposium of the South Carolina and North Carolina Women La\\ ers Association

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(Transportation, lodging and meals for self)

September 20-21. Morgantown, West Virginia Attend West Virginia Independent Judicial Commission meeting (Transportation, lodging and meals for self)

September 24, Philadelphia, Pennsylvania Speaker at the memorial service for Lenore Annenberg; (Transportation, meals, and lodging for self)

September 30 - Charleston, South Carolina Received the Bissell Award and participate in symposium; (Transportation meals and Iod gino for sel f)b

39. College of William & Mary October 2-3, Williamsburg, Virginia Participate in dedication ceremony, in events surrounding judicial conference and address students

: (Transportation, meals and lodging for self) !

40. Sixth Circuit Court of Appeals October 13-14. Cincinnati, Ohio Sit with the Sixth Circuit Court of Appeals Panel (Transportation, lodging and meals for self)

41. National Association of Women Judges

October 15, Memphis, Tennessee : Annual Conference, participate as a luncheon speaker

(Transportation and meals for self)

42. , Ninth Circuit Court of Appeals October 19-20, Tempe and Tucson, Arizona Sit with the Ninth Circuit Court of Appeals Panel (Transportation, lodging and meals for self)

43. I State University of New York November 4, New York City, New York

Received an honorary degree from Binghamton University 1. address audience (Transportation, accommodations and meal for self)

44. University of Oxford November 30 - December 6, Oxford, England Brasenose College Participate in lecture series, engaged in exchanges with students

and faculty m classroom scttmgs (Transportation, accommodations and meals for selt)