NYSCEF 3 NO. DOC. NYSCEF No. 6 YORK NEW D EXFIIBIT...D NEW YORK 6 0422 ÏNDEX No. 6soo'ts/2016...

NEW YORKD 6 0422 ÏNDEX No. 6soo'ts/2016

RECETVED NYSCEF | 0r/0'7 /2016NYSCEF DOC. NO. 3

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Case 1:16-cv-00628-LAK Document 23-4 Filed 04/01/16 of 16

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1 50 L1 zAUSTECEQ'\I00I1ZL339143

: PNBP1Jg3NXNYCfEI,l,S FARGO BANKT

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value Date,"""iiilræa*1'llsxCREDcuttãnãv Code, Inberbank sat

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HONGKONG ÀN SITANGHAI BANKI}¡G' CORPO

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0812?339352 i

TRANSTERI PNBPUS3NXNYC

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CHASUS33XXX I

JPMORGA}¡ CH4.SE BANK,4 NE$ YoRK PLAZ¡\.FLOoR 15 iNETÙ YORK, NY I

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491 |

MARTINEZ IÌTRNANDÉZ

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N. A.

NAKCode

DUP

FlagAUTHCode

0001 0 ----- sP--

Iz

1.

4::20:TR}I:

}IBSSAGE HEADERF01ÀTJSTECEQXl0 0ÀPPTTCÀTION IIEADERI 103 PNBPUS3NXNYCNMESSAGE TEXTSenderrs Rèference

150r.1,4 25L43 8542:2JB: Bank Operatlon Code

r23E¡ Instruetlor, "od"CMDCode: SÞ.VA

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**** END OF ssAGE ****


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NAKCode

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AUTHCode

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1-: MESSAGE IIEADERF0LAUSTECqQX100APPI,ICATION HEAÐERT 1 O 3PNBPUS3 NXNYCNMBSsÀGE TEXTSendsrrg Refargnce

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OURTRAITERChecksum 4C408984401

**** END OF IIESSÃGA ****

14 58

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fr*** CAUTION **i eoPY' COPY COPT co

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MTR:MOR:MUR:

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15 0L 1-4AUSTECEQAXXXBL2933952 4

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IT TRANSTËR: PNBPUS3NXNYC

TTEI,LS FARGO BÀNK, N

375 PARK ÀVENOEr{Y 4080NEW YORK,NYInput Output AcKTime Time Flag

A

NAKCode

ÐuFFIag

ÀttTHcode

1 906

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4:z2A z

TIì}I::238: Bank Operation Code

CRED;32À: Value Date, Currenoy Code,r./alue Date ; 15 0114currency Code¡ USDSeltled Àmountt 1r:50Kt Ordering CustomerOptional Account Lj.ne:Nåme É Address:

. DUAAN TÀI'IBOGUAYAQUIÏ. -

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MESSAGE HE¡IDERFO].ÀUsTECEQXXX)(APFI"ICATIOM ITEADERI lO3PNBPUS3NXNYCNMESSAGE TEXTsenderts Reference

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5: TRAITER oUR

LOS. ANGEI/ES¡ 59: Benef iciary Cüsto¡ne!-optional Accounr, tlne¡ /fzsStttame û .åddress: ,JO-gg ¡¡RRreN

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CA}1GYE150L1 {856

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ót)PRTNTED BY TurboswifE AT: 20L5.02.13 12z1.6:22 FoR: AUSTEcEexlOO

***** CAUTION *d'* COPY COPY COPY COPY COPY COPY COPY Copy Copy *** C.AIITION **4*

Message Name:Messåge Type:

Direct.ion:Prioritv:Session:

Seguence:

MTR:MOn:MUR:

NOTE:

STNGI,T' CUSTOMER CRED]T TRANSFERF 103 Sent,lReceived: PNBPUS3NXNTCIrrput WIJLLS FARGO BANK,titorma-ì" 3?5 PARK AVENUE8140 NY 4080339839 NEIí YORK, NY

N.A.

NAK DUPCode Flag

fnpuE Output ACK150116AOSTECEQÀ100814û339839 Time Time E.Iag

t B56 o

AUT}ICode

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1: MESSAGE IIEÃDERF0LAUSt¡:CEQxl0O

2I APPL]CA'TION HRADERItr O3PNBPUS3NXNYCN

4i HESSÀGU TEXT:20: Senderrs ReferenceTRN: caMGTEZOt 501.164.5:238: Bank Operation Code

CRED:239: InsËruction CodeCode: SDVÀDescri.ption::324: value Date. currency code, rnterbank sctEl-ed ÄflountValue Date: 1501L5Cul:rency Code: {rsDSettled Amount I Zggr 223 | 1.s:50K; Ordering CusLomeropt.ì.onar l\ccount !ine: lftztlName & Address: ITõÛS{'E INDUSTRTAL D!:I, SI¡R s.A.:574: Account WiÈh Institutionoptional Àccount Line: ,lfrosafdentifÍer Code: flSnCHf¡¡HHXt¡

ITONGKONG ÀND SHANGHA.I BANKING CORPOL QÌ'E8N I S ROAD CENf RAL(ALt HK OFFICES AND HEAD OFFICE)HONG KONG

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MATERIAIS:714: Details of Charges

OUR5ì TRAITERCHK: Chccksum 3F.F5?Z4D0BO4

,' * * * END OF MESSAGE ** *-¡.


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PRINTED Ry TurboSwi.ft Àr: 20i"5.02.13.12:15:50 FOR:

***** CAUTTON *** COPY COPY COPY COPY COPÏ COPY COPY COPY

AUSTECEQXlOO

coPY *** CAUT'ION ****l4essage Name: SINGLE CITSTOIíER CIÌEDIT TRÃNSFER¡le:r.sage Type: F L03 Sent/Received: pNBprrS3NXNYC

Di.reetion: Tnput [t¡Brl,s F¡rRGo BANK,priority: NorrnaL 3T5 PARK ÄV!;NUBSession: 8141 Ny 40BOSequence; 339841 NEW yoRK,Ny

iåå; 1s0116AusrBcEeA100B'4r33es41 i.ii:t t;:i:. Ëii,

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:574: Accounr wi¿h rnslilit?::"-Ecu^DoROptional Acc:ount Li¡re:Irlentifier Code: HASEHKHHXXX

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CRED:238: fnstruct-ion CodeCode: SDVADescripÈ,ion::324: Va]-ue Date, Currency Code, fnterbank Settled Amount:Value Date! 150120Currency Code: USDsettled Anount: 1'969,230,25:50K: Orderíng Customeroptional Account r,ine: /llztzName & Address: COMERCTALTZADoRA AUToLINE ¡-A

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**** END OF MESSAGE ****


TLEÐ: 01-Y co rNDEX No. 65007s/2016

RECEIVED NYSCEF I OA/07 /2016NYSCEF DOC. NO. 4

EXFIIBIT IICII


ffigÄruCO ÐEL AL'STRO\\avw.bûnCOdeJiìuSl, o.cOm

ì\,fatriz CuencaSucrc y ßorrcrrr est1.

Tcll.: (593 1)2842511TéleN: 048560l:ax: (593 7) 283 106?

Cruill¿r 01.01.01(r7Ci¡ble BAN¡\US

April 7, 20L5

wErls rAR6'O BAN(Âtteätiö¡: Mery Bonsly E. Br:oek, CFE * Financial Crjnre Manager

Orr January' 21,2015,, trjanco del Atistro reported that unautho¡ized debits from the accourrlmaintaineá at-Wells Fargo Bank r.vere rìracle, those were determinecl to be fì'audute¡rû'ansacjions, Çompþìrrg with the respective tbrmalities, Banco del Austro issued fraudaiêrts lhro,ugh $Wift,fo¡ all. ànd: each of, the 12 unautho¡ized ü'ansfers wlúch are detailedtrelow:

¡i'

AIJ ñaud alerts,WherE rlenprr¡raed aird lepor:ted to V/ells Fargo representatives in Eouador,Lorensêa.sril1o:,a¡d.3usana Giras; among ofher fraudulent transfers as follows:

- Tranglter of U$D'!;9.6.8.?.30,?5 whose ultimate beneficiary was the Jiushun Group inHong Ko.ng; although sucb travrsfet was marle at27:55 of January 21,2075 and Ba¡co del

Auslo issued. fraucJ alerts ar 22:30 thc sar.ne clay of the fraud, Wells Fargo did not act

promptly to withhold ftincls and comply with its subsequent reimbu¡sement to Banco del

Austro account in lùy'ells Fargo

- Transfer of USD 1,486,230.22 processed on January 14,2015 at l9;06 was credited tothe account ofi a customel at WeJJs Fargo in the United Stales. On Februery I 8, 2015 TVells

Fargo credits Banço del Aust¡o's account the amount of USD 958"10A.2'ì. 'l'he clicnt had

enough tinre ts ùse the renaining USD 527.529.95. At the ¡lornent rve still haven'treceived infb¡rnation from Wells Fargo regarding tlie

SfNEFICIAßY eEN¡riciÂ¡{v'BAr,rt(- cnyüisrEHff,ÀDiñh côÂpomrrorl HSÍc HðNíI(ONG.

'Èéìùd(ciNõsÊaäi.Þåìf¡ÈnrÃv(oir'iciiil4¡rEb' - HSBû

ìiloìêtôilGrucAi[RoiPERTRADlNdrlM|TÊD ,r :}lsgG]

àm¡-isimipt¡r.iti¡nr Nô iiiii rED. ..tiôfr6iRôñc'¡-,ìrBSBß

Nf CTÀLI"À¡ARNNÈ2 HEÊNÁNDEz. JÞMORGAN'CT1,A9E ñÉl,vvonr.É'óNé,ictilèjlgc¡¡ s¡g5p gnrnÀritno Un¡nói trsDc

tdÁL cRô\Þlri rRÀôiNd ¡ rMllrri .. . lì-,inc '¡JOlr6{tirirc:

rsE MÀR¡âNô c¡snûi(i: 'wfilsFARGO: .. roS;rN6¡rEs

I rJldÀlmtTÈiìJ r¡Ùs/iiliErrii r.iMrtÈD MÀSÉnEsÀäliitsÈ

. .!òNG KôNG6MhsíÀrÈLÈ¿'oM.

n¡hos¡ñc¡¡ñi*..;1,:irùsiiuH ônóuÞ co- '¡lsr!i' ' ' ,HONG

'(ON6

t

i Banco del Austro to rece.ive this outstancling ba

ure to be followed in order f'or


ffiïANCO prt,4UsrßOwwlv-b?rr)codel¡lustro.contÀ4alriz Cr¡cncrSucre -v Borru o csq.

Ie li: 1-193 7) ?84251 I

Téls¡: 0.1ß5ó0

I:ax: (593 "7) 283t06'1Cusilla 01.01.0167Cabìe llAN¡\l.lS

Each and eycly one of the unauthorized wire transfers were performed. outside no¡ïraiaperafing hours of Banco del .¿\ustro, it inclrrcipd tlansactions of significaiUt ar,nounts q&ichuncloubtedly shoulcl have triggeled an alert at Wells Fargo in their control and verìficaiionof the h'ansactioFs that were being ¡rrocessed.

It' is important to ,mentjon thâl on the sarne day of Januæy'2|r 20'1l,aa unauthóïized \ryìrc'transfer':was made fionl the ai:òount'that Banco del Austro maiùt4i¡s ,at 'Ciîibank;'inidentical circun¡sta¡rcps, lhe- prompl r€s.p.o.ase and controls pf Citibanh resulted ou theimmedíale'refì¡¡d of,the $¡¡lds to our accöun!;

- AddìTíonally fhere \À¡ere two other i¡'jre transfers sent to Dtrbai f'or theâmount USD 1,056,780.56 in January 16,2015, and to Flong Kong forthe anrount of USD 298,223.15 in Janua4r 20, 2ü5. Theseunauthorized t¡'arlsaÇtjons coulcl not be completecl since they *'ere notcoreotly processed.

'doeuiqent a¡d{phicri to apþropriate manndn

À1 the information related. to this,fiaud

Sincetely,

nas Da nny H.urtado' Parreño

to

ra Ma Treasure and Financial ManagerBANCO DEL AUSTRO 5.A.AUSTRO S.A.

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L AUSÍRO S.A.


NYSCEF 3 NO. DOC. NYSCEF No. 6 YORK NEW D EXFIIBIT...D NEW YORK 6 0422 ÏNDEX No. 6soo'ts/2016...

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Transcript of NYSCEF 3 NO. DOC. NYSCEF No. 6 YORK NEW D EXFIIBIT...D NEW YORK 6 0422 ÏNDEX No. 6soo'ts/2016...