Nora B Fischer Financial Disclosure Report for 2010

8/3/2019 Nora B Fischer Financial Disclosure Report for 2010

1/24

AOIORev. 1/2011

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Government Act o f 1978(5 U.S. C . app..~.,,q I01-111)

I. Person Repor ting ( las t name, f ir s t , middle init ial)Fis ch e r , N ora B.

4. Title (Article I I I judges ind ica te ac t ive o r sen io r s ta tus;magis t ra te judges indicate fu l l - or par t - t ime)

Federa l Di s t r i c t Cour t Judge - Ac t ive

7. Chamber~ or Office AddressSui t e 5 2 6 0 , U S Pos t O f f i ce & C our t h ous eSeven t h A venue & Gr an t S t ree tP i t t s bu r g h , P A 1 521 9

2. Court or Organiza t ionDis t r ic t Cour t , W cs tcm P A

3. Date of R e p o r t5/12/2011

5a . Report Type (check appropria te type )] Nominat ion, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis o f the information contained in this R e por t a n d a n ymodifica t ions pe rta in ing the re to , i t is , in m y op in ion , in comp liancewith appl icable l aws and regula t ions .

Revie~ing Off icer Date

6. Report ing Pe riod01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . r R e p o . i . ~ i nd i v i d u a l o n ly ; see p p . 9 -13 o f f i l ing i ns t ru c t i o ns .)~ (No reportablepositions.)ON E

POSITION NAME OF ORGANIZATION/ENTITY

2.

3.

4.5.

I I . A G R E E M E N T S . r R e p o . l n g i n d i v i d .a l o n l y ; s e o p p . 1 4 - 1 6 of filing instructions.)~] N O N E (No reportable agreements.)

DATE PARTIES AND TERM S


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FINANCIAL DISCLOSURE REPORTPage 2 o f 12

N a m e o f P e r s o n R e p o r t in gFischer , Nora B .

D a t e o f R e p o r t5/12/201 I

I I I . N O N - I N V E S T M E N T I N C O M E . (Reporting indi,idual and spouse; see pp. 17-24 of filing instructions.)A. Filers Non-Investment Income[~ (No reportable income.)ONE non-investment

DATE SOURCE AND TYPE

2.3.4.

INCOME(yours, not spouses)

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - i f ~ , o u were married daring any portion of the reporting )ear, complete this section.(Dollar amount no t required except for honoraria.)D N O N E (No reportable non-investment income.)

DATEI. 20102.

3.4.

SOURCE AND TYPEHighmark Inc. - salary

I V . R E I M B U R S E M E N T S - transportation, lodglng, food, entertainment( Includes those to spouse and dependent chi ldren." see pp. 25-27 offiling instructions.)

~ NONE (No reportable reimbursements.)

2.3.4.

5.

SOURCE DATES LOCATION PU R POSE ITEMS PAID OR PROVIDED


3/24

N a m e o f P e r s o n R e p o r t in gF I N A N C I A L p a g e 3 o f 1 2 D I S C L O S U R E R E P O R T ] Fischer, Nora B .

V . G I F T S . a , c l ,d ~ s t h o s , , o ,p o , ~ e and depcndent children; ~ e e p p . 2 8 - 3 1 of filing in~truction~)N O N E (No reportable g~s.)

SOURCE DESCRIPTION1 .2.3.4.5.

D a l e o f R e p o r t5 / 12 / 2011

VALUE

V I . L I A B I L I T IE S . a n c ~ d ~ s t h o ~ o I ~ p o ~ a n d d ~ , e n d ~ n , children; see p p . 3 2 - 3 3 of filing instructiong)N O N E ( N o reportable liabilities.)

CREDITOR DESCRIPTIONI.2.3.

4.5.

VALUECODE


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D a t e o f R e p o r t5/12/2011

VII . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(l) (2)Place "(X)" after each asset A m o u n t Type (e.g.,exempt from prior disclosure Code I d i v . , r e n t ,( A - H ) or i n t . )

Gross value at en do f r e p o r t i n g p e r i o dO) (2)V a l u e V a l u e

C o d e 2 M e t h o d(J-P) C o d e 3

( Q - W )

Type (e.g.,buy , s e l l ,

r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4) (5 )D a t e Value [ Gain I d e n t i t y o f

m m / d d / y y Code2 i Code 1 b u y e r / s e l l e r(J-P) I (A-H) ( i f p r i v a t e

] t r a n s a c t i o n )

1. PNC Bank accou nts A I n t e r e s t K

4.

5.6.

7.

8.

9.

1 0 .

II .1 2 .

1 3 .

1 4 .

1 5 .

16 .

17 .

Qu alif ied Plan #3

- American AM CAP Fund

- Amer ican Europac i f i c Growth

- Dodge & Cox Stock

- Federated Kau fman Sm all Cap Fund CL A

- FPA New Incom e

- T Rowe Price Internation al Bond

- Prime Fund Cap Reserves

A Dividend K T S o l d( p a r t )A Dividend L T Sold( p a n )A Dividend K T Sold( p a r t )

None L T Sold( p a r t )C Dividend M T B u y(addl)B Dividend K T B u y(addl)A I n t e r e s t L T

05/10/10 K05110/10 K05110/10 K05/10/10 K05/24/10 L06/02/I 0 K

- C h a m p l a in S m a l l C o m p a n y F u n d A d v C I None K- Chesapeake Core Growth Fund

- Eaton Van ce Large -Cap V alue CI A

- Forward ln t emt l Smal l Co- lns t i t s h s- O a k m a r k I n t e r m l S m a l l C a p I

None

A Dividend

A DividendA Dividend

LL

T Sold( p a r t )Bu y

(addl)T S o l d( p a r t )

B u y(addl)T S o l d( p a n )T Sold( p a r t )

05/10/10 K

05/24/10 J

05/10/10 K

05/24/10 K

05/10/10 K05/10/10 K

I. In co m e Gain Co d es: A =$ 1.00~ or less B =$ 1,001 - $2,500 C = $ 2,501 - $5.000(See C o lum ns B I a n d D 4) F = $ 50.001 - $ 100.0(~ G = $100.001 - $1.0~0,000 HI =$1.000,001 - $5.0~1.0(~

2. Valt~e Codes J = $15,000 or less K -$15,001 - $ 50,000 L -$50,001 - $100.000( S ee Columns C I and D3) N = $250.001 - $500,009 O =$ 500,001 - $ 1,0~ O,0~ 0 P I = $1 ,000,0~ 1 - $5,0~ O,00~

P3 =$25.0~0.0~1 - $50.09 0.000 P4 =More than $50,000,0~O3 . V alue M ethod Codes Q =Appraisal R = Cos t ( R eal E s t a t e Only ) S = A s ~ s s m e n t

( S ee Column C2) U = Book V alue V = Olhcr W = E s t imaled

D =$5,001 - $15,000H2 =More than $5.00~.000M =$100.001 - $250,000P2 =$5,000.001 - $25.0OO.000T = Cas h M ar k cl

E =$15.001 - $ 50,000


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N a m e o f P e r s o n R e p o r l in gF i s c h e r , N o r a B .

D a l e o f R e p o r t5 1 1 2 1 2 0 1 I

V I I . I N V E S T M E N T S a n d T R U S T S - i .c o . , . , , , a ~ , , e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instruction~.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t rust assets) r e p o r t i n g p e r i o d

(i) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . ,

exempt from prior disclosure C o d e 1 d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(i) (2 )

Value ValueC o d e 2 M e t h o d(J-P) C o d e 3

( Q - W )

T y p e ( e . g .,b u y , s e l l,


T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4)

D a t e V a l u e G ai nm r r d d d / y y C o d e 2 Code I

(J-P) (A-H)

( s )I d e n t i t y o f

buyer/seller( i f p r i v a t e

t r a n s a c t i o n )

1 8 .

1 9 .

20.21.22.23 .24.25.26.27.

28 .29.30 .

31 .

- P ionee r Equi ty Income C I A B Dividend L T- S o u t h e m S u n S m a l l -c a p N / C- T R o w e P r i c e R e a l E s t a t e F u n d- V an E ck Globa l Hard As s e t s Clas s A- V i r tus Fore ign Oppo r tun i t ie s CI A

- E a t o n V a n c e F l o a t in g R a t e A d v a n t a g e A d v

N o n e L T Sold 05/10/10(par t)A Dividend K T Bu y 05/24/I 0

(ad d l )A Dividend J T Sold 05/10/10(par t)A Dividend L T Sold 05/10/10(par t)

Buy 05124/I 0(ad d l )C D iv id en d L T

K

JJK

J

- Lo o mis Sayles Bo n d Reta i l Shares- P IMCO Com m R ea l Re turn S t ra t CI A- P IMCO Rea l R e turn Clas s A- V a n g u a r d S h o r t T e r m I n v m t G r a d eInvestor- V a n g u a r d S h o r t T e r m F e d e r a l- T e m p l e t o n G l o b a l B o n d C l a s s A

C D iv id en d LA Dividend JB D iv id en d MC D iv id en d LB D iv id en d LB D iv id en d K

T Bu y 05/24/10(ad d l )T Sold 05/10/10(par t)T Bu y 05/24110(ad d l )T Bu y 06/02/I0(ad d l )T Bu y 06/02/I 0(ad d l )T Bu y 06/02/10

K

JL

JK

32 .

33 . Qual i f i ed P lan # 434 . - T IAA T rad i t i ona l Interest M T Dis t r ibu ted

(pan)03/01/10

I. Income Gain Codes :( S ee Columns B I and D4 )

2. V alue Codes(Se e Co lumn s CI a n d D3)

3. V alue M ethod Codes(See Colunm C2)

A=$1,000 or lessF =$50.001 - $10~.000J =$15,000 or lessN =$250,001 - $ 500,0~0P3 =525,000,0~ I - 550,000,000Q=AppraisalU = Book V alue

B=51,0OI - 52,500G =$100,0OI - $1.090,0~0K =$15,001 - $ 50.000O =$500.001 - $1.000,0~)R = Cos t ( R eal E s t a t e Only )V = Other

C =52,501 -H I -51,0~1,0~ I -L =$ 50.001 - $ 100.000PI =51,000.001 -P4 -More than $50,000,0~0S = As s cs s mcnlW = E s l imatcd

D -$5.001 - $15.000H2 =More than 55.0~0.000M -$ 100,0~ I - $250.000P2 -$5,000.001 - $25.000,000T = Cas h M ar k et

E =515.001 - 550.000


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D a t e o f R e p o r t5 / 1 2 / 2 0 1 1

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, t ransact ions (Includes those of spouse and dependent chi ldren; see pp. 34-60 of fi l ing instruct ions. )N O N E (No reportable income, assets, or transactions.)

A. B. C. D.Description of Assets Income dur ing Gross va lue a t end Transactions during reporting period( including t rus t asse ts ) reporting period of reporting period

( I ) ( 2 ) ( I ) ( 2 ) (I) (2) (3) i (4) ( 5 )Place "(X)" after each asset Amount Type (e.g., V alue V a lue Type (e.g,, D a t e Value i Gain Identity of

exempt f rom pr ior d isc losure C ode 1 div., rent, Code 2 Method buy, se l l , m m / d d / y y C o d e 2 [ C o d e I buyer/se l le r(A-H) o r i n t . ) (J-P ) Co de 3 redem ption) ( J - P) ! ( A - H ) (if private(Q-W) [ t r a n s a c t i o n )

35. - CREF Globa l Equi t i e s N o n e J36. - CR E F Mo ne y Ma rk et N on e J37.38 . Qual i f ied P l an #539 . - Caus eway In t e rna t iona l A Dividend L T Bu y(add l )40 . - Fede ra t ed US Govt See C Dividend L T4 1. - PI MC O L o w Du ra ti on C Dividend M T Bu y(add l )42 . - Fede ra t ed FD US Govt Sec A Dividend K T Bu y(add l )43 . - PIMCO Tota l Return CI A D Dividend L T Bu y(ad d l )44 . - P I M C O F o r e i g n B o n d A D i v i d e n d K T Bu y(add l )45 . - A m e r i c a n C a p i t a l W o r l d B o n d B Dividend K T

46 . - D a v i s N e w Y o r k V e n t u r e A Dividend L T Sold(par t)47 . Bu y(add l )48 . - Ar t i s an In t e rna t iona l A Dividend L T Bu y(add l )49 . - MFS In t e rna t iona l N ew Dis c CI A A Dividend L T

05/24/I 0

06/02/I 006/02/I 005/24/1005/24/I 0

K

J

JK

05/10/10 K05/24/10 J05/24/10 J

50. - Royce Microcap Inves tment Clas s B Dividend L T Sold(par t)51. - F ide l i ty , P r ime Fun d A Dividend M T

05/10/10 L

I . Income Gain Codes : A = $1,000 or less B = $1,001 - $2,500 C = $2.501 - $5.000 D =$5.1)01 - $15,000( se e Co lumn s B I a n d D 4 ) F =$ 50.0~ 1 - $100,0~ ) G =$100.0~1 - $1,0~0.000 HI =$1.0~9,0~1 - $5,09~.0~0 H2 =Mo re th a n $5,000,0~

2. V alue Codes J -$15,000 or less K =$ 15.001 - $50,000 L -$ 50.001 - $100.00~ M =$ i00,001 - $250,000{S ee Colun~ s C I and D3) N =$250.001 - $500.0@) O -$500.001 - $1,000.000 PI -$ 1.00~.001 - $5.090.000 P2 =$5.000,001 - $25,000,000

P3 =$25.000.001 - $50.000.000 P4 =More than $50,000.0003 . V alue M ethod Codes Q =Appraisal R =Co st {R eal E sta te Only) S =A ,~ css m cn t T C a s h M a r k e t{S ee Column C2) U = Book V alue V O l h c r W =E ~t i m a l cd

E =$ 15,001 - $50,000


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D a t e o f R e p o r t5/12/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, ,a~,e, transactions (Includes those of spouse and dependent children; see pp. 34-60 oJ" filing instruction~)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

O) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p ~ ( e .g .,

e x e m p t f r o m p r i o r d i s c l o su r e Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(1) (2)V alue V alue

C o d e 2 M e t h o dO - P ) C o d e 3

( Q - W )

O)Type (e.g.,

buy, se l l ,redempt ion)

Transactions during report ing period(2) (3) (4)

D a t e V alue G a i nm m / d d/ y y C o de 2 Code I

( J - P ) ( a -~ )

(5 )I d e n t i ty o f



52.53 .54.55.56.57.

58 .59.60.61 .

62.63 .64.65.66.

67.68 .

- P h o e n i x R e a l E s t a t e V a l u e- T h i r d A v e n u e R e a l E s t a t e V a l u e

- Pr i m e Ca p O dysse y G rowt h F und- T R o w e P r i c e E q u i ty I n c o m e- Touc hs t one Mi d Ca p G rowt h CI A- V a n g u a r d G N M A- P i o n e e r C u l l e n V a l u e F u n d C I A- V an Eck Globa l Hard As s e t s Clas s A- P IMCO Com m R ea l Re turn S tra t CI A- I V A W o r l d w i d e F u n d C I A- Al l i anz N FJ Dividend V a lue Ins t l

Qua l i f ied P l an #6- Art isan Mid Cap


A DividendB Dividend

N o n eC DividendA DividendA DividendB DividendB DividendB Dividend

A Dividend

K T Sold(par t)K T Sold(par t)K T So ld

(par t)L TL T Sold(par t)L T Bu y(add l )K T So ld(par t)K T Bu y(ad d i )K T Bu y(add l )L TL T Bu y

T

05/10/1005/1011005/10/10

05/10/1005124/I 005/1011005/24/1005/24/I 0

06/08/I 0

JJK

K

KK

JJ

- Hewi t t , Cas h Ba lance P l an

Qua l i f ied P l an #7

N o n e T

I. Income Gain Codes :{S ee Columns BI and D4 )

2. V alue Codes( S ~ e Columns CI and D3)

3. V alue M ethod CodestS cc Column C2)

A =$ 1.000 orF =$50.001 - $100.000J =$15.000 or IcssN = $250.0~1 - $500.00~P3 -$25.0~.001 - $50.090.000Q =AppraisalU = Book V alue

=$ 1.001 - $2,500=$100.001 - $1.000.0~0

$15.001 - $ 50.000=$500.0~ I - $ 1.00~.00O- Cos t ( R eal E s t a t e Only )- Other

C =$2.501 - SL000HI =SI.000.001 - $5,000.000L $50,001 - $100.000PI = $1,000,001 - $5,000,000P4 =More than $50,000.000S =AsscssrncnlW = E s f imatcd

D =$5,001 - $15,000H2 =More thanM :$100.001 - $250.000P2 =$5,000.001 - $25,000.000T = Cas h M ar k et

E =$15.001 - $ 5 0 . 0 0 0


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FINANCIAL DISCLOSURE REPORTPage 8 of 12 Ia m e o f P e r s o n R e p o r t in gF i s c h e r , N o r a B . D a t e o f R e p o r t5/12/2011

V I I . I N V E S T M E N T S a nd T R U S T S - in c ~ m e ~ v a ~ u e ~ t r a n sa c t i ~ n s ( ~ n c ~ u d e s th ~ s e ~ f s p ~ u s e a n d d e p e n d e n tc h i ~ d r e n ; s e e p p . 3 4 ~ 6 ~ f ~ i n g i n s tr u c t i~ n s - )N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(l) (2)Place "(x)" af ter each asset A m o u n t T y p e (e . g . ,

exempt from prior disclosure Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(I) (2)V alue Value

C o d e 2 M e t h o dO - P ) C o d e 3( Q - W )

T y p e ( e . g .,b u y , s e l l ,


Transactions during report ing period(2) (3) (4)

D a t e V a l u e G a i nm m ! d d / y y C o d e 2 Code I04) (A-H)

I d e n t i t y o fbuyer/seller

( i f p r i , c a t et r a n s a c t i o n )

69. - P IMCO T ota l Re turn Fund (Adm in) A Dividend70. - Smal l Cap U.S . Equi ty Index N L Fd ( f rm ly A DividendB G I S m C a p D o r a )71. - Mars ico Focus ed Grow th P or t fo l i o A D i v i d e n d

L TL TL T

72. - MFS Ins t In t e rna t iona l Equi ty Fund B Dividend L T73 .74. Qual i f ied P l an #875. - P IMC O T o ta l R e turn F un d (A d m in ) N o n e L T

76. - MFS Ins t In t e rna t iona l Equi ty Fund B Dividend L T77. - D r e y f u s P r e m i e r H i g h I n c o m e - C l a s s I B Dividend L T78 . - W e l l s F a r g o A d v l n t r in V a l ( f m r l y B Dividend M TEverg reen In t r Val - ln t l79. - B R M i d C a p U S E q l n x N L ( f m r l y B G I B Dividend M TM i d C a p D o m E q I n x )80 . - GMO In te rna t iona l In t r i ns i c V a lue - M B Dividend L TSh ares81 . - P IMCO Rea l Re turn (Admin) A Dividend J T82 . - T e m p l e t o n I n s t l E m e r g i n g M a r k e t s S e r i e s A Dividend J T83 .

84 . Brokerage Account #185 . - Amer ican Funds , Fundamenta l Inves tor s D i v i d e n d K T Sold(part) 01/13/10

I. In co m e Gain Co d es: A = $1.000 or less B = $1,001 - $2.500 C = $2,501 - $5,0~ 0 D =$5,001 - $15,00Q( S ee Columns B I and IM ) F = $50.1)01 - $100,000 G -$ 100.001 - $1.0OO.000 HI =$1,000,001 - $5.000.000 H2 =More than $5,000.0OO

2. V atue Codes J $15 .000 o r le s s K =$15,0~1 . $50,0OO L -$50,001 - $10~.000 M = $100,001 - $250.000( S ee Columns C I and D3) N = $250.001 - $500,000 O =$500,001 - $1,000,00~ PI =$1,000.091 - $5,0~0.000 P2 =$5,000,001 - $25,1)~1,0~0

P3 =$25.000.001 - $50.000.000 P4 =More than $50,000.0003. V alue M ethod Codes Q Ap p ra isa l R =Cost ( Real Estate Only) S = As s es s ment T - C a s h M a r k e t( S ee Column C2) U = Book V alue V = Olher W = E s t imaled

E =$15,001 - $50,0~O


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D a t e o f R e p o r t5/12/2011

V I I. N V E S T M E N T S a n d T R U S T S - i.come, ,,al.e, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)[~] N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c l u d in g t ru s t a ss e t s ) re p o r t in g p e r i o d

0) (2)Place "(X)" after e~ch asset A m o u n t Type (e.g.,exempt from prior disclosure Code I d i v . , r e n t ,

( A - H ) or i n t , )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(1) (2)

V a lu e V a lu eC o d e 2 M e t h o d

( J - P ) C o d e 3( Q - W )

0)Type (e.g.,

buy , s e l l ,r e d e m p t i o n )


(2) (3) (4)D a t e V a l u e G ai n

m m / d d / y y C o d e 2 Code IO - P ) ( A - H )

(5 )I d e n t i t y o f

b u y e r / s e l l e r( i f p r i v a t e


86 .87 .88 .89 .

90.91 .92 .93 .94 .95.96 .97.98 .99 .100.

101.102.

- Federated K aufma nn CI K

- Royce Pennsy l Mutua l Invs t

- T Rowe Price Intl Disc

- T Rowe Price Real est Fund

- q homburg Inv Income Bu i lder

- Thomburg Ltd Term US Govt

- T h o m b u r g V a l u e C l a s s A- T w e e d y B r o w n e G l o b a l V a l u e

- Will iam Blair Int l Grow th Class

- D o d g e & C o x I n c o m e

A Dividend K T Sold 05/I 1/10( p a r t )A Dividend K T ,.Sold 05/I I110(par t )A Dividend K T So ld 05/I 1/10

( p a r t )A Dividend J T Sold 05/I 1/10(part)B Dividend K T S o l d 01/13/10(par t )

Bu y 05/24/I 0(addl)A Dividend K T Sold 05/I 1/10(par t )

Bu y 06/02/I 0(addl)

A Dividend K T Buy 051 24 1 1 0(ad d l )A Dividend K T Sold 0 5 1 1 I 1 1 0(par t )

Bu y 05124/10(ad d l )A Dividend K T Sold 051111101

(part)Buy 051 24 1 1 0(ad d l )

A Dividend Sold 06/02/10

JKJ

JK

KJ

J

J

J

J

J

JJ

BB

AA

A

A

A

A

- P I M C O F o r e i g n l n s t S H S

- T h o r n b u rg L e d T e r m I n c o m e

Dividend K T So ld 01/13/10(par t)Bu y 05/24110(ad d l )

Dividend K T Bu y 06/02110(add l )

K

KJ

A

I. Income Gain Codes :( S ee Colunuas BI and 1 9 4 )

2. V alue Codes( S e e C o l u m n s C I a n d D 3 )

3. V alue M ethod Codes( S ee Column C2)

A =$1,00O or lessF :$50.001 - $10~.0~0J =$15,0~0 or lessN = $250.001 - $ 500.0~0P3 =$25,000.001 - $50.000,000Q =AppraisalU = Book V alue

B =$1,0O I - $ 2,500G :$100,0~1 - $1,0~0.0~0K -$15,001 - $50,000O $500.001 - $1,000,0~OR - Cos t ( R eal E s t a t e Only )V O t h e r

C :$2,501 - $5,000HI = $1 , ~ , 0~ 1 - $5, 09 0.000L =$50,001 - $ IPI =$1,0~0,001 - $5,00~,000P4 =More than $50,0~0,000S = As s cs s menlW = E s t imated

D =$5.001 - $15,000H2 =More than $5,0~0.0Q0M =$ 100,001 - $250,000P2 =$5,000,0~ I - $25,00~.000

= Cas h M ar k cl

E =$15,001 - $50,000


10/24



D a l e o f R e p o r t5/12/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(1) (2)Place "(X)" after each asset A m o u n t Type (e.g.,


G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

(1) (2)V a lu e V a lu e


( Q - W )

(1 )Type (e.g.,buy , s e l l ,



(2) (3) (4)D a t e Va l u e Gain

mm/dd/yy C o d e 2 Code I( J - P ) ( A - H )

( 5 )Identity of

buyer/se l le r(if private


103. - Pr ime Fund Capita l Reserves104. - Columbia Mars ico 21s t Cent ruy C I A

1 0 5 . - F r a n k l i n F e d e r a l I n t r T e r m T a x F r e e A

A Dividend K

106.

107.108.

None K

I n t e r e s t L

T Sold 0511 I110 J( p ~ t )T Sold 01/13/10 J

( p a r t )Bu y ,06/02110 3(ad d l )Bu y 05/24/10 K(add l )

A

109. Mass M utual Life Insurance Pol icy110 . Mass Mu tual Life Insurance Pol icy

None KNone K

TT

i11.

112. HSA#1I 13 . - Dodge and Cox In ternat iona l

114. - Art isan Small Cap

I 15. - PFPC, Cash acc oun t

Dividend K

Non e J

I n t e r e s t J

TTT

116.

I. Income Gain Codes :(Se e Co lumn s B I a n d

2. V alue Codes( S ee Columns C I and D3}

3. Value Method. Codc~.( S ee Column C2)

A :$1,000 or lessF :$50.001 - $ 100,00~J-$15,000 or lessN -$250.0(11 - $500,000P 3 =$25,000,001 - $50,000,000Q=A p p r a i sa lU = Book V alue

B=$1,001 - $2,500G =$100.001 - $1,000,000K :$15,001 - $50,000O =$500,001 - $1,000,000R =Cost (Real Estate Only}V = Olhcr

C =$2,501 - $5,000H 1 =$ 1,0(~,(KII - $5L :$50,001 - $100,000PI =$1,0(~0,001 - $5,000,000P4 -More than $ 50,000,000S = A s s c s s w . e r ttW = E s l imatcd

D :$ 5,001 - $ I 5.000H2 =More than $5.000.000M =$100,001 - $250,000P2 =$5,000,!)01 - $25,000.000T = Cas h M ar k et

E =$15,001 - $ 50.000


11/24

FINANCIAL DISCLOSURE REPORTP a g e 1 1 o f 1 2

Na m e o f P e r so n R e p o r t i n gF i s c h e r , N o r a B .

Dale o f Reporl5/12/2011

VII I. ADDITIONAL INFORMATION OR EX PLAN ATIONS. andicatepartolre~,or~.)


12/24


Name of P e r son Repor l ingF i s c h e r , N o r a B .

Date of Report5/12/201 I

IX. CERTIFICATION.I c e r t if y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i s

a c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o ~ l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .I f u r t h e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i n

c o m p l i a n c e w i t h t h e p ro v i s i o n s o f 5 U.S .C. a p p . 501 e t . s e q . , 5 U.S .C. 73 53 , a n d Ju d i c i a l Co n fe r e n c e r e g u l a t i o n s .

Signature: S/Nora B. Fischer

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I E S O R F A I L S T O F I L E T H IS R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544


13/24

I AO 10Rev. 1/2011 FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 201 0 Report Required by the Ethicsin Government Act o f 1978(5 U.S.C. app. 101-111)I. Person Repor ting ( las t name, f ir s t , middle init ial)Fis ch e r , N ora B.

4. Title (Article Il l judges indicate active or senior status;magis tm le judges indicate fu l l - or par t - l ime)

F ede r a l D i s t r i c t Cour t J udge - Ac t i ve

7. Chambers or Of f ice AddressSui t e 5260 , US P o s t O f f i ce & Cour th ous eS e v e n t h A v e n u e & G r a n t S t r e e tP i t t s burgh , P A 1 521 9

2. Court or Organiza t ionDistrict Court , Western PA

3. Date of R e p o r t7/25/201 I

5a. Report Type (check appropriate] N o m i n a t i o n , Dat e[] Initial [] Annual [] Final5b. [] Amended Report8.On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliancewith applicable laws and regulations.

ResSevdng Officer D a t e

6. Report ing Pe riodOI/OI/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followecL Complete all parts,check ing the NONE box for each par t where you have no repor table in formation . Sign on las t page.

I . P O S I T I O N S . (Report ing indiv idua l on ly; seepp. 9 -13 of f i l ing ins truc tions . )1-~ N O N E (No reportable positions.)

POSITION

2.

3.

4.

5.

N A M E O F O R G A N I Z A T I O N /E N T I TY

I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of filing instructions.)~] N O N E (No reportable agreements.)

DATE PARTIES AND TERM S


14/24

FINANCIAL DISCLOSURE REPORTPage 2 of 12

N a m e o f P e r s o n R e p o r t in gFischer, Nora B.

D a t e o f R e p o r t7/25/201 I

1 1 1 . N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; see pp. 17-24 of filing instructions.)A. Fliers Non-Investm ent Incom e

~] (No reportable income.)ONE non-investment

DA T E SO U R CE A N D T Y P E

2.3.4.

I N C O M E(y our s , no t spouse s )

B . S p o u s e s N o n - ! n v e st m e n t I n c om e - If you were married during any portion of the reporting year, complete this section.(Dollar a m o u n t not requi red except for honorar ia. )

~] (No reportable income.)ONE non-investment

DATEI . 20102.3.4.

SOURCE AND TYPEHig hma rk In c. - s a la ry

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainmen~( Inc ludes those to spouse and de penden t chi ldren; see pp . 25-27 of f i l i ng ins t ruct ions .)

NONE (No reportable reimbursements.)

SOURCE DATES LOCATIONI.2.3.4.5.

PURPOSE ITEM S PAID OR PROV IDED


15/24

FINANCIAL DISCLOSURE REPORTP a ge 3 o f 1 2

N a m e o f P e r so n R e p o r t i n gFischer, Nora B.

D a t e o f R e p o r t7/25/2011

V . G I F T S . (Includes those to spouse and dependent children; seepp. 28-31 of filing instructions.)N O N E (No reportable gifts.)

SOURCE DESCRIPTION1.

2.

3.

4.

5.

V A L U E

V I . L I A B I L I T I E S . a . c l u d e s those o f spouse an d de pen den t c h i ldren ; seepp . 32 -33 o f f i l in g in s truc t lon sON O N E ( N o reportable liabili t ies.)

CR E DIT O R DE SCR IP T IO N1.

2.

3.

4.

5.

VALUECODE


16/24


N a m e o f P e r so n R e p o r t i n gFischer, Nora B.

D a l e o f R e p o r t7/25/201 I

V I I . I N V E S T M E N T S a n d T R U S T S --income, value, transactions (t.ctudes those of spouse and dependent children; seepp. 34-60 of filing instruction~.)--"] N O N E (No reportable income, assets, or transactions.)

D e s c r i p ti o n o f A s s e t s Income dur ing( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(l) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p~ ( e . g . ,e x e m p t f r o m p r i o r d is c l o s u r e Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t en do f r e p o r t i n g p e r i o d0) (2)V alue V alue


( Q - ~ A O

0)T y p e ( e . g .,b u y , s e l l ,


Transactions d uring report ing period(2) (3) (4)

D a t e Value Gainm m/dd /yy Co de 2 Code I

(J-P) (A-H)

( 5 )I d e n t i t y o fbuyer/seller( i f p r i v a t e


I. P N C B a n k a c c o u n t s A Interest K T

4.

5.

6.

7.

8.

9.I0 .II.

1 2 .

1 3 .

1 4 .

1 5 .

1 6 .1 7 .

Qual i f i ed P l an #3- A m e r i c a n A M C A P F u n d- Amer ican Europac i f i c Growth- D o d g e & C o x S t o c k- F e d e r a t e d K a u f m a n S m a l l C a p F u n d C L A- F P A N e w I n c o m e- T R o w e P r i c e I n t e r n a ti o n a l B o n d- P r i m e F u n d C a p R e s e r v es

A Dividend K T So ld 05/10/10(par t)A Dividend L T So ld 05/10/10(par t)A Dividend K T Sold 05110/10( p a r t )

N o n e L T So ld 05/10110(par t)C Dividend M T Bu y 05/24110(ad d l )B Dividend K T Buy 06102110(ad d l )A Interest L T

K

K

K

K

L

K

- C h a m p l a i n S m a l l C o m p a n y F u n d A d v C I N o n e K T- Ch es apeake Core Growth Fund

- E a t o n V a n c e L a r g e - C a p V a l u e C I A

- Forward In t emt l Sma l l Co- lns t il s h s- O a k m a r k I n t e m t l S m a l l C a p I

N o n e K T So ld 05 /1 0/10(par t )Bu y 05/24/10(ad d l )

A Dividend K T Sold 05/10 /I0(par t)Bu y 05/24/10(ad d l )

A Dividend L T So ld 05/ 10110(part )A Dividend L T So ld 05 /1 0/10(par t)

K

JKK

KK

I. Income Gain Cedes: A = $1.000 or less B = $1.001 - $2.500 C = $2.501 - $5.000 D -$5.1~)1 - $15.0~0I Se Co lumn s B I a n d I M) F =$50.001 - $100.000 G =$100.001 - $1.00~.0~ HI =$1.00~.001 - $5.000.000 H 2 = Mor e than $ 5 . 0 ~. 0 ~0

2. Value Codcs J -$15.000 or less K =$15.001 - $50.000 L =$50.001 - $ 100.000 M = $100.001 - $250.000( See C olumns C I and D 3) N =$250.001 - $500.000 O =$500.001 . $1.000.0~) p I = $ 1.0~).0~ I - $5.00~.000 P2 $5.090.001 - $25.000.000

P3 =$25.000.001 - $ 5 0 . 0 0 ~ . 0 0 0 P4 =More than $50.0~0.0003. Val,.e Mcthed Codes Q =Ap p r a i sa l R :C os t ( R eal Es t a l e Only ) S = A s s cs s mcnl "1- =Cash Markct( Scc C olumn C 2 ) U = Book Value V = Olhcr W = Es t imatcd

E =$15.0~1 -$50.0~1


17/24

FINANCIAL DISCLOSURE REPORTPage 5 o f 12 Ia m e o f P e r s o n R e p o r t i n gFischer, Nora B. D a t e o f R e p o r t7/25/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instruction~)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g( i n c l u d in g m a s t a s s e t s) r e p o r t in g p e r i o d

(l) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . ,e x e m p t f r o m p r i o r d is c l o s u r e Code I d i v . , r e n t ,(A-H) o r i n t . )

G r o s s v a l u e a t en do f r e p o r t i n g p e r i o d(~) (2)

V a lu e V a lu eC o d e 2 M e t h o d( J - P ) C o d e 3

( Q - W )

( 1 )Type (e.g.,b u y , s e l l ,


T r a n s a c l i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4)D a t e V alue Gain

m m/dd /yy Co de 2 Co d e I( J - P ) (A -H )

Identity ofbuyer/se l le r

(if privatet r a n s a c t i o n )

1 8 .

1 9 .

20 .21 .22 .23.

24 .25 .26 .27 .28 .29 .30.31.32.

- P ionee r Equi ty Income CI A B Dividend L T- S o u t h e r n S u n S m a l l- c a p N / C

-T Row e P r i ce Rea l Es t a t e Fund- V an Eck Glob a l Hard A s s e t s Clas s A- V i r tus Fore ign O p por tun i t i e s CI A

- E a t o n V a n c e F l o a t i n g R a t e A d v a n t a g e A d v

N o n e L

A Dividend K

A Dividend J

A Dividend L

C Dividend

T .Sold 05/10110(par t )T Bu y 05/24110

(ad d l )T Sold 05110/10(par t )T So ld 05110/10(par t)

Bu y 05/24110(ad d l )T

K

JJK

J

- L o o m i s S a y l e s B o n d R e t a i l S h a r e s- P IM CO Com m R ea l Re turn St ra t CI A- PI MC O R e a l Re t u rn C l a ss A- V a n g u a r d S h o r t T e r m I n v m t G r a d eI nve s t o r- V a n g u a r d S h o r t T e r m F e d e r a l- Temple ton Glob a l Bond Clas s A

C Dividend LA Dividend JB Dividend MC Dividend LB Dividend L

B Dividend K

T Bu y 05/24/I 0(ad d l )T So ld 05/10/10I(par t)T Bu y 05/24/10(ad d l )T Bu y 06/02/I 0(ad d l )T Bu y 06/02/I 0(ad d l )T Bu y 06/02/I 0

K

J

L

JJK

33. Q u a l i f ie d P l a n # 434. - T I A A T ra d i t i ona l Interest M T Distr ibuted( p a a ) 03/01/10

1. Income Gain Codes :tSee C olu r r ms B 1 and 1 ~ )

2. Value C odes( See C olumns C I and D 3)

3. Value Method C odes( See C olumn C 2 }

A =$1,000 or lessF =$50,0~1 - $100,000J =$15,000 or lessN =$250,001 - $500,000P 3 =$25,000,001 o $50.000.000Q =AppraisalU = Book Value

B =$1,001 - $2,500G =5100,001 - $1,000.0~0K =$15,001 - $50,0000 = $ 5 0 0 ,0 0 1 - $ I ,O O O . O 0 0R =Cost (Real Estate Only)V = Other

C =$2,501 - $5,000H 1 = $ 1.000.001 - $5.000.0~0L -$50,001 - $100,000PI = $1.000,001 - $5.000.000P4 =Mo re than $50.000.000S = A s ~z s s mentW =E.., t imaled

D-$5.001 - $15,000H2 -More than $5.000.000M $ 10 0 . 0 ~1 - $ 2 5 0 . 0 0 0P2 =$5.090.001 - $25.000.000T C a s h M a r k e t

E =$15.001 - $50,000


18/24


N a m e o f P e r s o n R e p o r t i n gFischer, Nora B.

D a l e o f R e p o r t7 / 2 5 / 2 0 1 1

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)NONE (No reportable income, assets, or transactions.)

A. B. C. D.Description of Assets Income dur ing Gross va lue a t end Transact ions dur ing repor t ing per iod

( including t rus t asse ts ) reporting period of reporting period( 1 ) ( 2 ) O ) ( 2 ) O) ( 2 ) ( 3 ) ( 4 ) ( 5 )

P lace "(X )" after each asset Am ount Type (e.g., V alue V alue Type (e.g., D a t e Value Gain Identity ofexempt f rom pr ior d isc losure Code I div., rent, Code 2 Method buy, se l l , m m / d d / y y Co de 2 Code 1 buyer/se l le r(A-H) o r i n t . ) { J - P ) Code 3 redempt ion) O-P) (A-H) (if private

(Q-W) t r a n s a c t i o n )

35. - C R E F G l o b a l E q u i t ie s N o n e3 6 . - C R E F M o n e y M a r k e t N o n e

J TT

37.38. Qual i f i ed P l an #539. - Caus eway In t e rna t iona l A Dividend L T Bu y(add l )

140. - Fede ra t ed US Govt Sec C Dividend L T05/24/I 0

41 .42 .

143.44 .45 .46 .47 .48 .49 .

- PI MC O Low Dura t i on- Federa t ed FD US Govt Sec- PI MC O T o t a l Re t u rn C I A- P I M C O F o r e i g n B o n d- A m e r i ca n C a p i t a l W o r l d B o n d

C Dividend M T Bu y(ad d l )A Dividend K T Bu y(add l )D Dividend L T Bu y(add l )A Dividend K T Bu y(add l )B Dividend K T

06/02/1006/02/I 005/24/1005/24/I 0

K

JJ

K

- Davi s N ew York V enture

- Art i s an In t e rna t iona l- M FS In t e rna t iona l N ew Dis c CI A

A Dividend


LL

T Sold 05/I 0/I 0 K(par t)Bu y 05/24/1 0 J(add l )

T Bu y 05/24/I 0 J(ad d l )T

50 . - Royce M icrocap Inves tment Clas s51 . - F ide l i ty , P r ime Fund

BA

Dividend LDividend M

TT

So ld(par t) 05/10/10 L

I. Income Gain C odes :(Se e Co lumn s B I a n d D 4 )

2. Value C odes(Se e Co lumn s CI a n d

3. Value Method C odes{S~e C olumn C 2 I

A =$1,000 or lessF =$50,001 - $ I 0~.0~0J =$15,0~0 or lessN -$250.001 - $500,0~0P 3 $25 .00~ .0~1 - $50 .0~ .000Q =Ap p r a i sa lU = Book Value

B =$1.001 - $2,500G =$100.001 - $1.0~0.0~0K -$15.0~1 - $50.0~0O =$50~.001 - $1R - C os t ( R eal Es t a t e Only )V =Othcr

C =$2.501 - $5.000H I =S 1.0~).001 - $ 5 . 0 ~ 0 . 0 0 { )L =$50.001 - $100.000P I =$1.000.001 - $ 5 . 0 ~ 0 . 0 0 0P4 -Mo re than $50.000.00~S - A s s cs ~mcntW = Es t imated

D =$5.001 - $15.00~H2 =More than $5.00~.000M =$1 00.001 - $250.0~0P2 =$ 5.00{) .001 - $25.000.000T = C as h Mar k cl

E :$15,001 - $50,000


19/24


N a m e o f P e r s o n R e p o r t i n gF i s c h e r , N o r a B .

D a t e o f R e p o r !7 / 2 5 / 2 0 1 1

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those o.lspouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p ti o n o f A s s e ts Income dur ing(including trust a s s e t s ) r e p o r t i n g p e r i o d

O) (~)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . ,e x e m p t f ro m prior disclosure Code I d i v . , r e n t ,

( A - H ) or i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(i) (2)

V a lu e V a lu eC o d e 2 M e t h o d( J - P ) C o d e 3

(Q-W)

(1 )Type (e.g.,

b uy, s e l l ,r e d e m p t i o n )

Transactions during report ing period(2) (3) (4) ( 5 )

D a t e V a l u e [ G a i n Identityofm m d d d / y y Code 2 I Code l buyer/seller

( J P ) i ( A - H ) ( i f p r i v a t et r a n s a c t i o n )

52 . - P h o e n i x R e a l E s t a t e V a l u e A Dividend53. - Th i rd Aven ue Rea l Es ta te Value A Dividend54 . - P r ime Cap O dys s ey Growth Fund A Dividend55 . - T R o w e P r i c e E q u it y I n c o m e B Dividend

K T So ld(par t )K T So ld(par t)K T So ld

(par t )L T

05/10/I0 [

05/10/I0

05/10/10

J

56 . - T ouc hs t one Mi d C a p Growt h C I A N o n e L T So ld 05/10/10(par t )57 . - V a n g u a r d G N M A C Dividend L T Bu y 05/24/10(ad d l )58 . - P io n eer Cu l len Value F un d CI A A Dividend K T So ld 05/10/10(par t )59 . - V an Eck Glob a l Hard As s e t s Clas s A A Dividend K T Bu y 05/24/10(ad d l )60 . - P IM CO Comm Rea l Re turn St ra t CI A B Dividend K T Bu y 05/24 /10i(ad d l )61 . - I V A W o r l d w i d e F u n d C I A B Dividend L T

K

KK

JJ

62 . - A l l i an z NF J Div id en d Value ln s t l B Dividend L T Bu y 06/08/I 0 K63.64 . Qual i f i ed P lan #665 . - Art isan Mid Cap

66 . - Hewi t t , Cas h Ba lance P l anDividend J T

N o n e J T

67 .68 . Qual i f i ed P lan #7

I. Income Gain C odes :( See C olunms BI and I)4)

2.Value C odes(Se e Co lumn s CI a n d D3 )

3. Value Method C odes(Se e Co lun m C2)

A =SI,000 or lessF =S50.001 - $100.000J =S 15.000 or lessN $250,001 - $500,000P3 -S25.000.001 - S50,000.000Q =Ap p r a i sa lU B o o k V a l u e

G =$100.001 - $1.0~1.00~K -$ I 5.001 - $50.000O =$50~.0~1 - $1,000.000R Co s t (Re a l Es ta te O n ly)V = Other

C =$2,501 - $5,000H 1 = $ 1,009.001 - $ 5,000.0(~L =$50,001 - $100,000PI =$1 ,000,001 - $5,000,000P4 =Mo re than $50,000,000S = A s s es s mentW = Es t imated

=$5,001 - $15,000H2 =More Ihan $5.000.000M -$100,001 - $250.000P2 =$5.000.001 - $25.000,000

-Ca sh Ma rke t

E =$ 15.001 -


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N a m e o f P e r so n R e p o r t i n gF i s c h e r , N o r a B .

D a t e o f R e p o r t7/25/201 I

V I I . I N V E S T M E N T S and T R U S T S - income, value, t .... act ions ( Includes those of spouse a nd dep endent chi ldren; seepp . 34-60 of f i l ing instruct ions . )N O N E (No reportable income, assets, or transactions.)

D e s c r i p ti o n o f A s s e t s Income dur ing( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(i) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . ,e x e m p t f r o m p r i o r d is c l o s u r e Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t en do f r e p o r t i n g p ~ r i o dO) (2)Value ValueC o d e 2 M e t h o d

(J-P) C o d e 3( Q - W )

O)T y p e ( e . g .,b u y , s e l l ,r e d e m p t i o n )


D a t e V alue Gainm m /d d/y y Co de 2 C o d e l

(J-P) (A-H)

( 5 )I d e n t i t y o f



69 . - P IM CO Tota l Re turn Fund (Admin) A Dividend70 . - Smal l Cap U.S. Equi ty Index N L Fd ( f rm ly A DividendB G I S m C a p D o m )71 . - M ars ico Focus ed Gro wth P or t fo l i o A Dividend72 . - M FS Ins t In t e rna t iona l Equi ty Fund B Dividend73.

LLLL

T

T

T

T

74 . Qual i f i ed P l an #875 . - P IM CO Tota l Re turn Fund (Admin) N o n e L76 . - M FS Ins t In t e rna t iona l Equi ty Fund B Dividend L77 . - D r e y f u s P r e m i e r H i g h I n c o m e - C l a s s I B Dividend L78 . - Wel l s F arg o Ad v ln t r in Val ( fmrly B Dividend MEverg reen In t r Val - ln t l79 . - B R M i d C a p U S E q I n x N L ( f m r l y B G I B Dividend MM idCap Dora Eq Inx)80 . - GM O In te rna t iona l In t r i ns i c V a lue - M B Dividend LSh ares81 . - P I M C O R e a l R e t u r n ( A d m i n ) A Dividend J82 . - Temple ton Ins t l Emerg ing M arke t s Se r i e s A Dividend J83.

TTTTTTTT

Bu yBu y

01/15/1001/15/10

J

J

84 . Brokerage Account #185 . - Amer ican Funds , Fundamenta l Inves tor s A Dividend S o l d(pan) 01/13/10 J A

I . Income Gain C odes : A =$1,000 or less B = $1,001 - $2,500 C = $2.501 - $5,000 D =$ 5,001 - $15,000( S~e C olumns B I and D 4 ) F = $ 5 0 . 0 0 1 o $ 1 0 0 . 0 O O G = $ 1 0 0 . 0 0 1 - $ 1 . 0 0 O . 0 0 O H 1 =$1,0OO,001 - $5.000,000 H2 =More than $ 5,000,0~O

2. Va lue Co d es J -$ 15.000 o r less K =115,001 - $50,000 L =$50,0OI - $100.000 M = $100.001 - $250,000ISce C olumns C I and D 3) N =$250.001 - $500,000 O -$500,0OI - $1,000.000 PI = $1.000.0OI - $5,000.000 P2 =$5.000,001 - $25.000,000

P3 =$25.000.001 - $50.000,000 P 4 = M o r n t h an $ 5 0 , 0 O O , 0 O O3. Value Method C odes Q =Ap p r a i sa l R = C os t ( R eal Es l a t e Only ) S = A s ~ s s m e n t T = C as h Mar k et

IScc C olunm C 2 ) U = Book Value V = Other W ~Es t imated

E =$15,001 - $50,000


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Date of R e p o r t7/25/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c ~ m e v a l u e ~ t r a n s a c t i ~ n s ( ~ n c ~ u d e s t h ~ s e ~ f s p ~ u s e a n d d e p ~ n d e n t c h i ~ d r e n ; s e e p p . 3 4 - 6 ~ f ~ i n g i n s t r u c i ~ n ~ )--] N O N E (No reportable income, assets, or transactions.)

D e s cr ip t io n o f A s s e ts In c o m e d u r in g( i n c l u d i n g t r u s t a s s e t s ) r ep in ing pe r iod

(I) (2 )P l a c e " I X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . ,e x e m p t f r o m p r i o r d is c l o s u r e Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t en dof reporl ing period(I) (2)V alue V alue


( Q - W )

O)T y p e ( e . g . ,b u y , s e l l ,r e d e m p t i o n )


D a t e Va l ue Gainm m / d d / y y Code 2 Code 1

( J - P ) (A-H)

(5)I d e n t i t y o fbuyer/seller( i f p r i v a t et r a n s a c t i o n )

86 .8 7.88 .89 .90 .91 .92 .93.94 .95 .96 .

97 .98 .

99 .100.

101.102.

- F e de ra t e d K a ufm a nn C 1 K- Roy c e Pe n nsy l Mut ua l I nvs t- T Ro we P r i ce In t l Di sc- T R o w e P r i c e R e a l e s t F un d- T h o m b u r g I n v I n c o m e B u i l d e r

- T h o m b u r g L t d T e r m U S G o v t

- T h o m b u r g V a l u e C l a s s A- T w e e d y B r o w n e G l o b a l V a l u e

- Wi l l i am B la i r In t l Grow th Clas s

- D o d g e & C o x I n c o m e

A Dividend KA Dividend K

A Dividend K

A Dividend JB Dividend K

A Dividend K

A Dividend KA Dividend K

A Dividend K

A Dividend

T So ld 05/I 1/10( p a r t )T So ld 05/I 1/10( p a r t )T So ld 05/I 1110

(par t )T So ld 05/I 1/10(par t )T So ld 01/13/10( p a r t )

Bu y 05/24/I 0(ad d l )T So ld 05/i 1 /10(par t)

Bu y 06/02/10(ad d l )T Bu y 05/24 /10(ad d l )T So ld 05/I 1/10(par t)

Bu y 05124110(ad d l )T So ld 0 5 1 1 I 1 1 0(par t )

Bu y 05124110(ad d l )So ld 06/02110

JK

J

J

K

KJ

J

J

JJ

JJ

J- P IM CO Fore ign Ins t SHS

- T h o m b u r g L t d T e r m I n c o m e

B Dividend K

B Dividend K

T So ld 01/13/10(par t )Bu y 05/24 /10(ad d l )

T Bu y 06/02/I 0(ad d l )

K

KJ

B

B

A

A

A

A

A

A

A

I. Income Gain C odcs :(See Colurrms B I and 194)

2. Value C odesISec C olumns C I and D 3)

3. Value Method C odes( See C olumn C 2 )

A =$1,000 or lessJ - $ 15 ,0 ~0 or l es sN =$250.001 - $500.0~)P3 =$25.000,001 - $50.00~.000Q =Ap p r a i sa lU ~Book Value

=$1,001 - $ 2 . 5 0 0=$100.001 - $1,0~0.0~1=$15.001 - $50,00~= $50~.0~ I - $ 1,00~.009=Cost IRcal Estate Only)-O lh c r

C =$2,501 - $5,0~0H 1 =$1,000,0~ I - $5,0~,000L =$50,0~1 - SI00,000PI =$1,000,0~1 - $ 5.000,000P4 =More than $50,0~0,00~S = A s s es s mentW = Es t imated

D =$5,001 - $15,0~0H2 =More than $5,04~.000M =$1 00,001 - $250,000P2 =$5,000,0~1 - $25,0~0,00~T = C as h Mar k et

E =$15,001 - $50,000


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D a t e o f R e p o r t7/25/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instraction&)---] N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t r o s t a s s e t s ) r e p o r t i n g p e r i o d

0) (2)Place "(X)" after each asset A m o u n t Typ~ (e.g.,


G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o dO) (2)

V a l u e V a l u eC o d e 2 M e t h o d(J-P) C o d e 3( Q - W )

O)Type (e.g.,b uy, s e l l ,


T r a n s a c t i o n s d u r i n g r e p o r l i n g p e r i o d

(2) (3) (4)D a t e V alue Gain

m m / d d / y y Code 2 Code 1( J - P ) (A-H)

(5 )I d e n t i t y o fbuyer/seller( i f p r i v a t et r a n s a c t i o n )

103. - Prime Fund Capital Reserves104. - Columbia M arsico 21st Centruy C1 A105. - Franklin Federal Intr Term Tax Free A

A D i v i d e n d K T

106.

107.108.

None K

I n t e r e s t L

T Sold 05/I 1/10 J( p a r 0T Sold 01/13/10 J

( p a r t )Buy 06/02/I 0 J(ad d l )Bu y 0 5 1 2 4 / 1 0 K

(addl)

A

A

109. Mass M utual Life Insurance Policy110. Mass M utual Life Insurance Policy

None K

None K

TT

I11.1 1 2 . H S A # 1113. - D odge and Cox I n t e r na t i ona l

1 1 4 . - A r t i sa n S m a l l C a p

1 1 5 . - P F P C , C a s h a c c o u n t

A Dividend K TNone J T

I n t e r e s t J T116.

1. Income Gain C odes :(Se e Co lun ms B I a n d D 4 )

2. Value C odes( See C olumns C ! and D 3)

3. Value Method C odes( See C olumn C 2 )

A =$1,000 or lessF =$50.001 - $100,000J =$15,000 or lessh! -$250.001 - $500,000P3 =$25,000,001 - $50,000.000Q =Ap p r a i sa lU = Book Value

B=$1,001 - $2,500G =$100,001 - $1,0~0,000K =$15.001 - $50.000O=$50~,001 - $1,000,0~0R = C os t ( R eal Es t a t e Only )V - O t h e r

C =$2,501 - $5,00OH I =$ 1,000,001 - $ 5 , 0 0 0 , 0 0 0L =$50,001 - $100,000PI =$1,000.001 - $5,000,000P4 -More than $50,000,000S = A s s es s mentW = Es t imated

D =$5,001 - $15,000H2 =More than $5.000.000M $ 10 0 ,0 OI - $ 2 5 0 ,0 0 0P2 =$5,000,001 - $25.000,000T = C as h Mar k et

E =$15.001 - $50,000


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N a m e o f P e r s o n R e p o r t i n gF i s c h e r , N o r a B .

Date of Report7/25/2011

VI I I. A D DI T IONA L I NF OR M A T I ON O R E X P L A NA T I ONS . a.dica,e~,ar, olrepo,.)


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Name of P e r son Repor t ingF i s c h e r , N o r a B .

Date of Repor t7/25/2011

IX. CERTIFICATION.I c e r t i f y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s ~ v i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .I f u r t h e r ce r t i f y th a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S . C . 7 3 5 3 , a n d J u d i c ia l C o n f e r e n c e r e g u l a t i o n s .

Signature: S/Nora B. Fischer

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I E S O R F A L L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

Nora B Fischer Financial Disclosure Report for 2010

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Transcript of Nora B Fischer Financial Disclosure Report for 2010