NCLB and AYP Educational Research Paper

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    Running Head: Problems and Solutions Surrounding The NCLB Act and AYP for Students with Disabilities 1

    Aron Helfinstine

    Educational Research 5113

    Problems and Solutions Surrounding The NCLB Act and AYP for Students with Disabilities

    Southeastern University

    June 15, 2011

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    Table of Contents

    I. Abstract...3II. No Child Left Behind Act Brief Summary................4III. Individuals with Disabilities Act of 2004......4IV. NCLB Controversy.....5

    A. Academic Progress and Subgroups.......5B. AYPs Fabricated Report Card......6

    V. Data Presentation and Analysis.........7A. The Teachers Argument with NCLB..........7B. Virginias Efforts to Make a Change.......8C. Surveying the Accommodations of Special Educators......9D. The National Center of Educations Survey of the States........10

    V1. Home-School Communication is Raising AYP.........10

    VII. Assessing Disability Students............12A. National Council on Disability 2008 Report..12B. NationalAssessment of Education Progress - The Nations Report Card...13C. The U.S. Department of Education Alternative Assessment Plan..14

    VIII. Discussion............14A. State Educational Departments: Consider Virginia and Alabamas Efforts...15B. Raise AYP now by Incorporating Home-School Communication..........15C. Improve Accountability...........16D. Student Tracking.........16E. ModifiedAssessmentandTeachers argument with the NCLB Act.......16

    IX. Conclusion..........17X. References...19

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    Abstract

    Since the establishment of the No Child Left Behind Act in 2001, country-wide

    controversy and debate have swept the school systems. NCLBs intention was to provide federal

    funding for education programs, specifically for disadvantaged students; however, statistics do

    not necessarily support the intended purpose because students with disabilities are not being

    properly educated and assessed. Many changes have been made over the years in regards to

    classifying students with disabilities, especially learning disabilities. Not only has this affected

    the assessment of students with disabilities, but it also has skewed individual schools adequate

    yearly progress (AYP). Some schools are even disregarding their disability students academic

    progress in order to boost their overall AYP. Data suggest that many schools and teachers are ill-

    equipped to succeed at meeting the requirements posed by the NCLB Act while a common

    standpoint identified by nearly all special-education teachers concludes that the NCLB Act is

    ultimately requiring an impossible feat for disability students to succeed; however, hope remains

    as some schools are taking responsibility for their lack of disability student progress and making

    the changes necessary to better equip principals and teachers with effective tools, strategies, and

    techniques to progress their students AYP while also meeting the requirements of the NCLB

    Act. A student tracking-monitoring system, a proposed restructurization of the assessment of

    disability students, and home-school relations are among many developing solutions currently

    being utilized among others discussed in this paper. Simply put - federal mandate regarding the

    education and assessment of students with disabilities remains at the core of debate surrounding

    the No Child Left Behind Act. This study identifies the common trends, problems, and solutions

    found in the relationships currently surrounding the NCLB Act and AYP for students with

    disabilities.

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    No Child Left Behind Act Brief Summary

    The No Child Left Behind Act is a reauthorization of the Elementary and Secondary

    Education Act (ESEA), the central federal law in pre-collegiate education. The ESEA first

    enacted in 1965 and last reauthorized in 1994, provided federal funding for education programs

    geared towards disadvantaged students. Federal legislation was ultimately passed by Congress

    and signed into law on January 8, 2002. The NCLB Act continued to define and describe these

    education programs as well as adding new accountability mandates that must be met by states in

    order to receive funding for the programs; in turn, establishing a primary goal to close the

    achievement gaps between the various student demographic groups in public schools. In short,

    all states must bring all students to state designated proficiency levels in reading and math by

    2014 (S. Dean, personal communication, October 8, 2009).According to Mareno,NCLB

    provided the framework for President George W. Bush's bipartisan education reform plan

    intended to ensure that every child in U.S. public schools has equal access to high-quality

    education. Bushs Office of Secretary believes NCLB Act includes the following

    components: (1) Accountability for Results, (2) Unprecedented State & Local Flexibility,

    (3) Focusing Resources on Proven Educational Methods, and (4) Expanded Choices for

    Parents & Reduced Red Tape (Mareno, 2007).

    Individuals with Disabilities Act of 2004

    TheIndividuals with Disabilities Act of 2004 strictly applies to students with disabilities

    while the NCLB Act applies to all students. This law guarantees children with disabilities the

    right to free appropriate public education. It places the responsibility of locating, identifying, and

    serving students in need of special education in the hands of all public schools. Overall, it

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    provides eligible students with special education and related services that allow them to benefit

    from education just like all other students (Cortiella, 2007, p. 5).

    The definition of a specific learning disability has remained the same over the years, but

    ways that schools can determine whether a student has a specific learning disability has

    significantly changed. The changes make it easier and quicker for schools to classify a child as

    having a disability, allowing students to take full advantage of the accommodations and alternate

    assessments available. IDEA defines specific learning disabilities by stating:

    a disorder in one or more of the basic psychological processes involved in understanding or in

    using language, spoken or written, which disorder may manifest itself in the imperfect ability to

    listen, think, speak, read, write, spell, or do mathematical calculations (Cortiella, 2009, p. 1).

    Previously, students were required to show a severe discrepancy between intellectual ability

    and academic achievement. However, this has been removed from the IDEA. Supporters of these

    changes argue that the discrepancy requirement was leading to late identification and

    misidentification and thus delayed children receiving of special education service. Cortiella

    (2009) states, Equally important was the growing evidence that such a requirement was

    particularly problematic for students living in poverty, students with culturally different

    backgrounds, or those who native language was not English (p. 1).

    NCLB Controversy

    Academic Progress and Subgroups

    More specifically, controversy regarding the education and assessment of students with

    disabilities revolves around one of the major NCLB mandates, academic progress. Since states

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    are required to bring all students to proficiency, individual schools must meet state adequate

    yearly progress (AYP) for both their student population as a whole and for certain demographic

    subgroups, such as students with disabilities. Kevin Carey, an education expert, defines a

    subgroup as a group of students that in most cases have been underserved by the education

    system (Tulenko, August 14, 2007). Minimum subgroup size, frequently called N-size, refers

    to the minimum number of students within each subgroup a school or district must contain across

    the grades assessed before the requirement to achieve AYP for the subgroup is required

    (Cortiella, 2007, p. 18). In other words, if a school has 43 students with disabilities and the

    subgroup N-size is set at 45, then those students with disabilities do not appear within the NCLB

    accountability system.

    AYPs Fabricated Report Card

    What if AYPs results across the nation were actually, well, not even actual? Research is

    confirming such a case. Disappointing as it may be, schools, principles, and teachers the ones

    responsible for reporting our childrens grades in their truest reflection possible are fabricating

    their own report card in order to show a yearly AYP increase.

    Bill Thorntons research provided data that further confirmed this shocking phenomenon.

    He randomly selected and examined 23 small rural schools and their district data to determine

    how they met AYP requirements for students with Individualized Educational Plans (IEP). He

    also analyzed school improvement plans for efforts to ensure compliance with NCLB and

    conducted site visits at selected schools that failed to make AYP. (Thornton, B. 2006, p. 3).

    His results confirmed that many schools were not being held accountable for achievement

    of special education students as data confirmed as many as 30% of IEP students were being

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    year. But, the law says Im a failure because hes not proficient. Hes not at grade

    level. (Tulenko, August 16, 2007).

    Likewise, Cody speaks on behalf of all the teachers who feel the pressure of NCLB on students

    with disabilities to achieve more than is attainable. Statistics back their frustrations as they

    reveal students with disabilities still not achieving proficiency. The argument is not that the

    students are not learning and progressing in their education, but they are instead impossibly

    capable of advancing certain educational grade levels in such a short amount of time according

    to where the NCLB states the student should be.

    Virginias Efforts to Make a Change

    Robert Jones said it best in his article dealing with strategies to achieve high school

    success in accordance with the NCLB Act and AYP:

    Achieving success on the NCLB goals of AYP and Highly Qualified Teachers (HQT) will

    depend in significant part on the collaborative efforts of high school principals and teachers and

    the support they receive from the central office administration. Clearly, change has to occur. As

    Bear Bryant once said, "Cause something to happen." (Jones, R. 2009, p. 2).

    Jones did just that. In Virginia, special education high school students were failing,

    dropping out, and were not meeting the requirements of the NCLB and IDEA; contrarily

    schools and teachers were not using the correct methods to instruct these students so they might

    succeed. To meet the need, Jones partnered with the Virginia Department of Education and

    together launched a series of six state-wide workshops. Their qualitative-developmentally based

    research allowed all teachers and principals in Virginia to attend and work together in creating

    more effective strategies instructing special education students. Numerous best practices and

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    effective strategies emerged in a set-list geared to equip all Virginia schools in the areas of 1)

    collaboration; 2) personalization; and 3) curriculum, instruction, and assessment. Though the

    study has recently been implemented, 2009 School Year, Jones and the Virginia Board of

    Education anticipate an overall increase in the AYP of both special and regular education across

    the state of Virginia.

    Surveying the Accommodations of Special Educators

    Teachers and other Individualized Education Program (IEP) team members use a variety of

    strategies when they make decisions about instructional and assessment accommodations. In-

    structional accommodations are changes and supports that enable students with disabilities to

    meaningfully access the curriculum during instruction. The Alabama Department of Education, with

    support from the National Center on Educational Outcomes (NCEO), developed a survey of special

    education teachers in Alabama on the factors and considerations affecting accommodations decisions

    for instruction and assessment by surveying 2,575 respondents to the survey; 95% were special

    education teachers. Their quantitative study provided an overall insight into how IEP teams select

    instructional and assessment accommodations (Altman, J. R., et al, 2010, p.1).

    More than 57% of the survey respondents indicated that a key criterion considered by the

    IEP team in the instructional accommodations process for a student was the students present level of

    functioning, whereas 28% identified the difficulty of content standards being taughtas an important

    factor. (SeeAppendix A). These are generally considered to be sound criteria for IEP teams to

    consider. (Atman et al., p. 13).

    Forty-nine percent of the special education teachers indicated that assessment

    accommodations decisions were based onsuccessful classroom accommodations trials during

    instruction, and thirty-eight percent of special education teachers identified thesubject matter being

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    taught or testedas an important consideration. (See Appendix B). According to Elliott and Thurlow

    (2006), it is appropriate to try accommodations to see which work for specific students. (Atman et al,

    p. 14).The results of this study suggest that special education teachers are knowledgeable about ac-

    commodations, but may have some gaps in their knowledge about how to effectively select and

    implement accommodations for instruction and assessment. Local Education Agency (LEA)

    personnel need training in accommodations so teachers and IEP teams will have a better under-

    standing of the process. There may also be a need for teacher preparation programs to provide

    training in accommodations decision making for pre-service special education and general education

    teachers (Atman et al., p.14).

    The National Center of Educations Survey of the States

    In 2007, The National Center of Educational Outcomes developed an extensive Needs

    Assessment and Information Gathering Data-Survey Set on the participation and performance of

    students with disabilities in state and national assessments. This study was both qualitative and

    quantitative in form. The test was administered to the States Educational Directors across the

    U.S. in attempts to determine if progress had been made to increase the participation of students

    with disabilities in state-wide assessments (National Center of Education, 2008).

    Their research provided numerous descriptive results found within their data, three of

    most important to note are as follows: 1) More than half of the states attributed positive trends

    in the participation and performance of students with disabilities in assessment and

    accountability systems. 2) Most states now have policies on the selection and use of

    accommodations and on alternate assessments for students with disabilities. 3) Most states

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    record the specific accommodations used by a student on test day and few use a tracking system

    to consistently monitor students who often perform poorly. According to data sets, those who do

    are able to show an increase in their students performance (Altman, J. R., 2008, p. 6).

    Home-School Communication is Raising AYP

    Dr. Ratcliffes study examined the relationship between Annual Yearly Progress scores

    mandated by the NCLB Act and correlates of effective schools. Interestingly enough, his

    hypothesis predicting no direct relationship between AYP and correlates of effective schools was

    proven incorrect through the findings of his study. (Ratcliffe, 2009, p. 94).

    In hisKey Findings report one variable in particular, PACI (Parent and Community

    Involvement), clearly contributed as a precursor variable to a relationship between AYP and

    effective school correlates. PACI contributed nearly 40%. In addition, 2 other variables, CAS

    (Collaboration Among Staff) 7% & MSP (Monitoring Student Progress) 4.7%, also contributed

    to a relationship between AYP scores and schools. (Ratcliffe, 2009, p.98-99).

    Dr. Ratcliffes findings concluded, Using this data-driven research to identify and focus

    on high-return, context-specific correlates (that are unique to each particular educational setting)

    should improve student academic achievement across the delineated subgroups and should result

    in improved AYP scores. (Ratcliffe, 2009, p.100). His quantitative PACI data clearly concludes

    a proven solution by which many schools could raise their students AYP progress.

    Fenells research identified common challenges found when trying to establish effective

    home-school communication. His findings revealed parents schedules or lack of time tend to be

    the greatest factor hindering proper home-school relations. He also noted that inadequate

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    economic resources, poor teacher parent outreach and communication, power differentials such

    as discrimination towards single mothers, and finally poor communication skills for both parents

    and teachers also create hurdles for parents to become involved in their students AYP. (Fenell,

    Z. 2011, p.1)

    Margaret Caspe supports Ratcliffes findings in her recent research conducted with the

    Harvard Family Research Project. Caspe concluded,

    Current research indicates that home-school communication is among the most important

    factors in developing strong relationships between teachers and family while also promoting an

    increase in students AYP. (Caspe, M. 2011, p.3)

    Her research identified common trends found after proper teacher-parent communication

    had been established including an improved student performance, trust between student-teacher-

    parents, higher levels of student self-efficacy, and improved future student educational planning

    for parents and teachers. (Caspe, M. 2011).

    Assessing Disability Students

    National Council on Disability 2008 Report

    If a school is failing, it does not necessarily mean that the school is not providing a good,

    quality education. It depends on how the students are being assessed. Students with disabilities

    may make significant progress, yet still not be able to achieve at the specified grade level.

    However, students with disabilities do have a wide variety of options when it comes to taking the

    state assessment. They may take the general state assessment, with or without accommodations,

    or take an alternative assessment for students with severe disabilities, yet there are still

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    complications with these assessment options. (National Council on Disability [NCD], 2008).

    Quoted in the NCD 2008 report,

    If a student takes the general assessment with nonstandard accommodations, his or her

    score may not be counted toward the proficiency rating of the local education authority.

    Additionally, it was evident from our interviews that policies regarding standard and

    nonstandard accommodations vary greatly from state to state (National Council on

    Disability [NCD], 2008).

    National Assessment of Education Progress - The Nations Report Card

    National Assessment of Education Progress (NAEP) is generally referred to as the

    nations report card. It is a statistically significant test that is conducted in all states and

    provides average measures of student achievement across the country. The NAEP is believed to

    be a more constant measure of achievement across states than AYP proficiency levels. In 2000,

    for the state of Illinois, 77% of students with disabilities were below the basic achievement level

    for mathematics in 8th

    grade. Over time, it has increased significantly. In 2009, only 62% of

    students with disabilities were below (NCD, 2008).

    Cortiellas research reveals how NAEP scores vary from state to state. Some states have

    seen significant improvement, such as Illinois, while others have not, such as Alabama and

    California. As a result, it is difficult to judge the effectiveness of No Child Left Behind on NAEP

    scores. Nevertheless, special education students are posting substantial gains on the NAEP. For

    example, the scale score for 4th

    graders in reading increased from 167 in 2000 to 190 in 2005

    while the performance of students without special education status showed no significant

    improvement. (Cortiella, 2007, p. 17).

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    The U.S. Department of Education Alternative Assessment Plan

    Until recently students with disabilities were evaluated the same way as every other

    student through general state assessments. Some may argue that all students should be assessed

    in the same manner; otherwise, all students are not receiving an equal education. However, by

    not providing an appropriate assessment, students without disabilities are actually being given an

    advantage. By offering an alternate assessment for students with disabilities, the education

    system is successfully providing an equal opportunity for education to all students. In 2007, the

    U.S. Department of Education presented the possibility of a newer, more realistic assessment for

    students with disabilities. The Department (2007) reported, Alternate assessments based on

    modified academic achievement standards will provide a more appropriate measure of these

    students achievement of grade-level content [as well as] give teachers and parents information

    that can be used to better inform instruction (p. 1). Additionally, these alternate assessment

    scores will be included in each states accountability system as long as there are not more than

    two percent of all students assessed.

    Discussion

    State Educational Departments: Consider Virginia and Alabamas Efforts

    State Educational Departments across the nation should consider the methods of the

    Virginias Department of Education. Their efforts to make a change by taking responsibility

    for their lack of disability student progress and facilitating ways to increase their scores should

    bear much fruit in the coming years ahead due to their extensive efforts to equip principals and

    teachers with effective tools, strategies, and techniques to increase their disability students AYP

    scores. With the data gathered from the Alabama department of Education we can see a

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    common need for training and preparation programs to better equip teachers in making efficient

    accommodations for both instruction and assessment. State departments should begin the process

    of implementing the training needed identified by the Alabama and Virginia Departments of

    Education for Special Education Teachers to better equip these teachers for more efficient

    accommodations instructing and assessing disability students.

    Raise AYP Now by Incorporating Home-School Communication

    Dr. Ratcliffes Parent and Community Involvement data clearly concludes a proven

    solution by which many schools could raise their students AYP progress. A current and

    common trend in educational research, home-school communication is receiving much attention

    and continues to validate this method as an overall effective strategy in raising all students

    overall AYP performance. Data confirms, once teachers overcome the hurdles in establishing

    better PACI, trust is established between the teacher, parent, and student; in turn, facilitating

    better future educational planning for students and improved student AYP.

    Improve Accountability

    Bill Thorntons research confirmed as many as 30% of IEP students were being excluded

    from the accountability process. Naturally, if this is happening to IEP students, is it not occurring

    with other subgroups identified by NCLB? Accountability is needed of all groups of students

    identified by NCLB and those responsible appointed by the state for accurately reporting

    students AYP.

    Student Tracking

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    The National Center of Educations data proved how states that use a tracking system to

    consistently monitor students were able to show an increase in their students performance. If

    this was enforced nationwide AYP scores would finally experience a truer sense of

    accountability; in turn, ultimately reflecting more valid and reliable AYP scores.

    Modified AssessmentandTeachers argument with the NCLB Act

    The U.S. Department of Education proposition of a more realistic assessment for students

    with disabilities answers the most common problem identified by special education teachers

    trying to meet the requirements of the NCLB Act by the use of alternating assessment scores.

    It would be of great benefit for teachers across the nation to embrace the words of John

    Cody and help facilitate his stance on success versus failure according to the NCLB Act when he

    states, I am not interested in leaving anyone behind, (in reference to the No Child Left Behind

    Act), but Im not going to say that I am a failure because my student came to me reading at the

    fourth-grade level and Ive only managed to move him or her up to the fifth- or sixth-grade level

    in one year. But, the law says Im a failure because hes not proficient. Hes not at grade level.

    Those are unrealistic expectations and we as teachers should not be punished for that.

    Conclusion

    Due to the changes made identifying students with disabilities, there is a vast difference

    in the number of students with disabilities over the years and how they are being assessed. In

    other words, this calls into question whether any improvement made is a result of actual

    improvement or if it could be a result of the change in methods of testing students with

    disabilities or as data suggest, skewing the AYP results in order to achieve favorable outcomes.

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    The Alabama and Virginia Departments of Education took responsibility for their

    sluggish AYP performance and took the steps necessary to facilitate change and begin the

    process of implementing the training needed to better equip teachers to succeed at

    accommodating, instructing, and assessing disability students. State departments across the

    nation should consider their efforts and express the same concern. Furthermore, schools can

    easily and effectively begin the process of raising their AYP scores by equipping their teachers

    to establish better home-school communication. And finally, by implementing a student tracking

    system, improving AYP accountability, and adopting the U.S. Departments of Educations

    modified assessment plan, in correlation with adopting other key factors mentioned above, one

    can expect to see AYP increase across the nation while more efficiently meeting the needs of the

    No Child Left Behind Act for all students alike.

    As my knowledge has broadened while conducting my educational research, I have

    developed the firm belief that the education and assessment of students with disabilities

    following the mandates laid down by both the No Child Left Behind Act and the Individuals with

    Disabilities Education Act needs to be reevaluated. I strongly believe that each student has the

    right to an equal opportunity for education, yet children are not receiving this same opportunity

    for education across our country, whether due to demographics, geographic location, or special

    accommodation needs, not to mention the ways by which each state differs by which they

    educate. Alternate assessments, even as simple as general state assessments with appropriate

    accommodations are necessary for students with disabilities to properly express what they have

    learned. Additionally, in some cases, it must be considered that certain students with disabilities

    will never be able to meet the state requirements to be proficient at their grade level. I am

    opposed to the simple evaluation of proficiency currently being used to assess students with

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    disabilities and believe progression would be a better scale on how students with disabilities are

    learning. If a student enters the 5th

    grade with the reading comprehension of a 2nd

    grader, it is

    important to help this student progress as a reader. If, at the end of the year, this student can now

    read at a 4th

    grade reading level, they will not be able to pass a general state assessment;

    however, they have progressed tremendously from an individual standpoint. I believe that this is

    a better measurement of how students are learning through progression rather than where they

    stand relative to other students.

    After peer reviews have been completed and a final draft submitted and approved via my

    professor Dr. Ratcliffe, this literature review paper will be submitted to the following publishers

    for possible recognition; The Academe-Bulletin of the AAUP, the American Journal of

    Education, and the American Educational Research Journal.

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    20. Retrieved from H.W. Wilson June 11 2011.

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    New York: Learning Matters, Inc.

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    Appendix

    Appendix A. Top Factors for Decision Making on Instructional Accommodations

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    Appendix B. Considerations Reported by Respondents as Most Important in Making Assessment

    Accommodations Decisions