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NANOPARTICULATEDRUG DELIVERYSYSTEMS
NANOPARTICULATEDRUG DELIVERYSYSTEMS
Strategies, Technologies,and Applications
Edited by
YOON YEO
College of Pharmacy
Weldon School of Biomedical Engineering
Purdue University
West Lafayette, Indiana
Copyright# 2013 by John Wiley & Sons, Inc. All rights reserved.
Published by John Wiley & Sons, Inc., Hoboken, New Jersey.
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Library of Congress Cataloging-in-Publication Data:
Nanoparticulate drug delivery systems; strategies, technologies, and applications / edited by Yoon Yeo
Includes bibliographic references and index.
ISBN 978-1-118-14887-7 (cloth)
Printed in the United States of America
10 9 8 7 6 5 4 3 2 1
CONTENTS
Preface vii
Contributors ix
1 Tumor-Targeted Nanoparticles: State-of-the-Art and RemainingChallenges 1Gaurav Bajaj and Yoon Yeo
2 Applications of Ligand-Engineered Nanomedicines 21Gayong Shim, Joo Yeon Park, Lee Dong Roh, Yu-Kyoung Oh, and Sangbin Lee
3 Lipid Nanoparticles for the Delivery of Nucleic Acids 51Yuhua Wang and Leaf Huang
4 Photosensitive Liposomes as Potential Targeted Therapeutic Agents 81David H. Thompson, Pochi Shum, Oleg V. Gerasimov, and Marquita Qualls
5 Multifunctional Dendritic Nanocarriers: The Architecture
and Applications in Targeted Drug Delivery 101Ryan M. Pearson, Jin Woo Bae, and Seungpyo Hong
6 Chitosan-Based Nanoparticles for Biomedical Applications 129Heebeom Koo, Kuiwon Choi, Ick Chan Kwon, and Kwangmeyung Kim
7 Polymer–Drug Nanoconjugates 151Rong Tong, Li Tang, Nathan P. Gabrielson, Qian Yin, and Jianjun Cheng
8 Nanocrystals Production, Characterization, and Application
for Cancer Therapy 183Christin P. Hollis and Tonglei Li
v
9 Clearance of Nanoparticles During Circulation 209Seung-Young Lee and Ji-Xin Cheng
10 Drug Delivery Strategies for Combating Multiple Drug Resistance 241Joseph W. Nichols and You Han Bae
11 Intracellular Trafficking of Nanoparticles: Implications
for Therapeutic Efficacy of the Encapsulated Drug 261Lin Niu and Jayanth Panyam
12 Toxicological Assessment of Nanomedicine 281Hayley Nehoff, Sebastien Taurin, and Khaled Greish
Index 307
vi CONTENTS
PREFACE
Enthusiasm for nanomedicine has grown exponentially over the years with an
expectation that nanomedicine will enable the delivery of drugs or imaging agents
to tissues and organs that they would otherwise not reach effectively. Early nano-
medicine indeed addressed several critical problems inherent to some drugs, such as
poor solubility and toxic side effects. Liposomal doxorubicin, micelle formulations
of paclitaxel, and protein-bound paclitaxel are now used in clinical practice. At the
same time, new approaches have continuously emerged with the view to develop ever
more sophisticated, multifunctional nanoparticulate systems for more effective
diagnosis and safe therapy of diseases.
On the other hand, this field has faced several challenges in translating novel ideas
into clinical benefits. For example, the “active targeting” strategy, originally
expected to increase tumor accumulation of nanoparticles by orders of magnitude,
has fallen short of the expectations. Polymeric micelles or nanoparticles, designed to
circulate in the blood for a prolonged period of time, are unstable in the presence of
amphiphilic biological components, losing their ability to reach target tissues in
intact form. Consequently, despite the increasing complexity, newer nanoparticle
systems bring about only modest therapeutic benefits, failing to gain significant
attention from commercial, clinical, and/or regulatory sectors. In order to further
advance the field of nanomedicine and to develop clinically effective products, it is
necessary to make a practical assessment of the potential and challenges of modern
nanomedicines.
This book brings together a collection of recent nanomedicine technologies and
discusses their promises and the remaining challenges. It does not intend to duplicate
the existing compilations of established nanoparticle systems, nor does it attempt to
broaden the topic to systems that are less relevant to drug delivery. Therefore, instead
vii
of covering established nanoparticulate systems that have been described in a
number of recent books and review articles, we focus on the rationales and
preclinical evaluation of relatively new nanoparticulate drug carriers.
The chapters of this book are organized with two goals in mind. The first chapter
presents a general overview of targeted nanomedicine. Chapters 2–8 discuss nano-
particulate drug delivery systems that have gained increasing recognition in the
recent literature. Chapters 9–12 discuss new opportunities and barriers in the biology
relevant to drug delivery based on nanomedicine. Each chapter reviews a state of the
art of the topic with extensive references and concludes with an open assessment of
the remaining challenges. I hope that this arrangement helps readers to formulate
innovative nanomedicine systems and to design evaluation strategies without reliv-
ing the existing experiences, be they positive or negative.
As the editor of this book, I am most appreciative of the insightful and comprehen-
sive contributions of the chapter authors. Special thanks go to all the authors, who
immediately agreed to contribute their time and effort, and have endured reminders
and editing requests. I would also like to thank the staff members of the publisher,
Wiley-Blackwell, especially Jonathan T. Rose, for their patience and support. It is my
hope that this book will serve as a starting point for stimulating discussions and new
experimentations toward the development of better nanomedicines that can translate
in the near future into clinical benefits for patients.
YOON YEO
viii PREFACE
CONTRIBUTORS
Jin Woo Bae, Department of Biopharmaceutical Sciences, College of Pharmacy,
University of Illinois, Chicago, IL, USA
You Han Bae, Department of Pharmaceutics, University of Utah, Salt Lake City,
UT, USA
Gaurav Bajaj, Division of Clinical Pharmacology and Therapeutics, The Children’s
Hospital of Philadelphia, Philadelphia, PA, USA
Jianjun Cheng, Department of Materials Science and Engineering, University of
Illinois at Urbana�Champaign, Urbana, IL, USA
Ji-Xin Cheng, Weldon School of Biomedical Engineering, Purdue University,
West Lafayette, IN, USA
Kuiwon Choi, Center for Theragnosis, Biomedical Research Institute, Korea
Institute of Science and Technology, Seongbuk-gu, Seoul, Republic of Korea
Nathan P. Gabrielson, Department of Materials Science and Engineering,
University of Illinois at Urbana�Champaign, Urbana, IL, USA
Oleg V. Gerasimov, Department of Chemistry, Purdue University, West Lafayette,
IN, USA
Khaled Greish, Department of Pharmacology and Toxicology, Otago School of
Medical Sciences, University of Otago, Dunedin, New Zealand; Department of
Oncology, Faculty of Medicine, Suez Canal University, Egypt
Christin P. Hollis, College of Pharmacy, University of Kentucky, Lexington, KY,
USA
ix
Seungpyo Hong, Department of Biopharmaceutical Sciences, College of Phar-
macy, University of Illinois, Chicago, IL, USA
Leaf Huang, Division of Molecular Pharmaceutics and Center for Nano-
technology in Drug Delivery, Eshelman School of Pharmacy, University of
North Carolina at Chapel Hill, Chapel Hill, NC, USA
Kwangmeyung Kim, Center for Theragnosis, Biomedical Research Institute,
Korea Institute of Science and Technology, Seongbuk-gu, Seoul, Republic of
Korea
Heebeom Koo, Center for Theragnosis, Biomedical Research Institute, Korea
Institute of Science and Technology, Seongbuk-gu, Seoul, Republic of Korea
Ick Chan Kwon, Center for Theragnosis, Biomedical Research Institute, Korea
Institute of Science and Technology, Seongbuk-gu, Seoul, Republic of Korea
Sangbin Lee, School of Life Sciences and Biotechnology, Korea University,
Seoul, South Korea
Seung-Young Lee, Weldon School of Biomedical Engineering, Purdue University,
West Lafayette, IN, USA
Tonglei Li, Department of Industrial and Physical Pharmacy, Purdue University,
West Lafayette, IN, USA
Hayley Nehoff, Department of Pharmacology and Toxicology, Otago School of
Medical Sciences, University of Otago, Dunedin, New Zealand
Joseph W. Nichols, Department of Bioengineering, University of Utah, Salt Lake
City, UT, USA
Lin Niu, Department of Pharmaceutics, College of Pharmacy, University of
Minnesota, Minneapolis, MN, USA
Yu-Kyoung Oh, College of Pharmacy, Seoul National University, Daehak-dong,
Seoul, South Korea
Jayanth Panyam, Department of Pharmaceutics, College of Pharmacy, University
of Minnesota, Minneapolis, MN, USA; Masonic Cancer Center, University of
Minnesota, Minneapolis, MN, USA
Joo Yeon Park, College of Pharmacy, Seoul National University, Daehak-dong,
Seoul, South Korea
Ryan M. Pearson, Department of Biopharmaceutical Sciences, College of
Pharmacy, University of Illinois, Chicago, IL, USA
Marquita Qualls, Department of Chemistry, Purdue University, West Lafayette,
IN, USA
Lee Dong Roh, College of Pharmacy, Seoul National University, Daehak-dong,
Seoul, South Korea
x CONTRIBUTORS
Gayong Shim, College of Pharmacy, Seoul National University, Daehak-dong,
Seoul, South Korea
Pochi Shum, Department of Chemistry, Purdue University, West Lafayette, IN,
USA
Li Tang, Department of Materials Science and Engineering, University of Illinois
at Urbana�Champaign, Urbana, IL, USA
Sebastien Taurin, Department of Pharmacology and Toxicology, Otago School of
Medical Sciences, University of Otago, Dunedin, New Zealand
David H. Thompson, Department of Chemistry, Purdue University, West Lafay-
ette, IN, USA
Rong Tong, Department of Chemical Engineering, Massachusetts Institute of
Technology, Cambridge, MA, USA Laboratory for Biomaterials and Drug
Delivery, Department of Anesthesiology, Division of Critical Care Medicine,
Children’s Hospital Boston, Harvard Medical School, Boston, MA, USA
Yuhua Wang, Division of Molecular Pharmaceutics and Center for Nano-
technology in Drug Delivery, Eshelman School of Pharmacy, University of
North Carolina at Chapel Hill, Chapel Hill, NC, USA
Yoon Yeo, Department of Industrial and Physical Pharmacy, Purdue University,
West Lafayette, IN, USA
Qian Yin, Department of Materials Science and Engineering, University of Illinois
at Urbana�Champaign, Urbana, IL, USA
CONTRIBUTORS xi
EDITOR
Yoon Yeo, Ph.D., is an Assistant Professor of Industrial and Physical Pharmacy at
the College of Pharmacy, with a joint appointment as Assistant Professor at the
Weldon School of Biomedical Engineering, at Purdue University. She earned her B.S.
in Pharmacy andM.S. in Microbial Chemistry at Seoul National University in Korea,
and her Ph.D. in Pharmaceutics at Purdue University in the United States. She
completed postdoctoral training in Chemical Engineering at Massachusetts Institute
of Technology and returned to Purdue as a faculty member. Her research focuses on
nanoparticle surface engineering for drug delivery to solid tumors, inhalable drug/
gene delivery for cystic fibrosis therapy, and functional biomaterials based on
carbohydrates. Dr. Yeo has published 52 peer-reviewed papers and 7 book chapters,
and received the NSF CAREER Award (2011) and New Investigator Awards from
the American Association of Pharmaceutical Scientists (2009) and American
Association of Colleges of Pharmacy (2008).
1TUMOR-TARGETEDNANOPARTICLES: STATE-OF-THE-ART AND REMAINING CHALLENGES
GAURAV BAJAJ
Division of Clinical Pharmacology and Therapeutics, The Children’s Hospital of
Philadelphia, Philadelphia, PA, USA
YOON YEO
Department of Industrial and Physical Pharmacy, Purdue University, West Lafayette,
IN, USA
1.1 INTRODUCTION
Bringing a drug only to target tissues without spilling any molecule in unwanted
places would be an ideal goal for any pharmacological therapies [1]. Owing to the
dose-limiting side effects of chemotherapy, a number of drug delivery strategies have
been developed in the context of cancer, where “targeted” therapy is most antici-
pated. Most tumor-targeted drug delivery systems are based on the fact that cancer
cells express various molecular markers that are distinguished from those of normal
cells. In particular, nanomedicines have received enormous attention in the past
decades as a potential tool to increase the selectivity of chemotherapy and diagnosis,
due to the small size conducive to circulation and the large surface area to volume
ratio that facilitates surface functionalization. Several nanomedicine products have
been launched in the market or in the clinical development stage as summarized in
Table 1.1. Newer approaches are actively developed to increase target selectivity,
although the number of targeted nanomedicines that reached the later phase of
1
Nanoparticulate Drug Delivery Systems: Strategies, Technologies, and Applications, First Edition.Edited by Yoon Yeo.� 2013 John Wiley & Sons, Inc. Published 2013 by John Wiley & Sons, Inc.